Case 3:12-cv-00889-DRH-SCW Document 172 *SEALED* Filed 05/16/14 Page 1 of 6 PageID 3894Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF ILLINOIS LIGHTSPEED MEDIA CORP., ) ) Plaintiff, ) ) v. ) ) ANTHONY SMITH, et al., ) ) Defendants. ) _____________________________________ ) I. Civil No. 3:12-cv-889-DRH-SCW ANTHONY SMITH’S REPLY IN FURTHER SUPPORT OF HIS MOTION FOR DISCOVERY SANCTIONS Plaintiff’s Counsel’s Oppositions Justify This Reply Pursuant to Local Rule 7.1(c). In opposition to Smith’s motion for discovery sanctions (Dkt. No. 153) (“Motion”), Plaintiff’s Counsel quibble over tangential issues, rehash previously denied arguments, mischaracterize the facts and continue to make factual assertions without citation and which are directly contradicted by evidence Smith uncovered through subpoenas. See Dkt. Nos. 159, 160 & 162. Pursuant to Local Rule 7.1(c), these Oppositions give rise to exceptional circumstances that require this Reply. II. The Court’s Finding That Plaintiff’s Counsel Act in Concert Remains the Law of the Case. Plaintiff’s Counsel assert the “Who, me?” Defense in their oppositions to Smith’s Motion. See, e.g., Dkt. No. 162 at 1 (“Smith’s motion for “obstructing discovery” fails to allege a single fact with respect to any action that he believes that the undersigned took.”); Dkt. No. 159 at 2 (“he does not allege that Hansmeier engaged in misconduct”). This argument is made in tandem with claims of improper service of the discovery subpoenas. To wit, Plaintiff’s Counsel bemoan “service of subpoenas near due date if at all.” See, e.g., Dkt. No. 162 at 2; Dkt. No. 159 at 2.1 This line of defense is a nullity. Neither Steele nor Duffy have denied receiving the subpoenas. Even if Hansmeier didn’t receive the March 24 subpoenas as he claims (Dkt. No. 166), 1 On May 6, 2014, Hansmeier emailed the undersigned requesting a copy of the return receipt confirming delivery upon him of the March 24 subpoenas. The undersigned informed Hansmeier that he had not yet received a receipt for that particular mailing. It was only after Hansmeier filed his Reply that the undersigned became aware of the erroneously filed receipt for Hansmeier at issue. See, Dkt. No. 166; Dkt. No. 165-2 at 6. There was no intent by the undersigned to mislead the Court or Hansmeier. The undersigned has several return receipts for packages that Hansmeier has denied receiving, and inadvertently included one such return receipt among those for the March 24 subpoenas. Even so, there is no dispute as to the validity of the purchase receipt, tracking number or that the package was indeed sent to Hansmeier. See Dkt. No. 165 at 4-5. “Service is complete upon mailing.” Fed.R.Civ.P. 5(b)(2)(c). Case 3:12-cv-00889-DRH-SCW Document 172 *SEALED* Filed 05/16/14 Page 2 of 6 PageID 3895Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 the Court has already ruled that service upon one is effective service upon all. See Dkt. No. 100 at 6-8. The Court also found that Plaintiff’s Counsel worked in tandem. Id. Those determinations still hold under the law of the case doctrine. Jarrard v. CDI Telecomms., Inc., 408 F.3d 905, 911-12 (7th Cir. 2005) (“when a court decides upon a rule of law, that decision should continue to govern the same issues in subsequent stages in the same case.”) See also Dkt. No. 165 at 4-5. Plaintiff’s Counsel take umbrage at what they characterize as Smith “declaring one entity to be an “alias” of another, with absolutely no valid factual support.”2 See, e.g. Dkt. No. 162 at 1. Steele in particular is “startled” to find Steele Law, his former divorce practice among the subpoenas’ list of known aliases. See, Dkt. No. 160 at 2. He shouldn’t be. Discovery obtained shows that Steele Law 3 actively engaged in financial transactions with the other “unrelated” aliases, i.e.: 1. October 4, 2010, Media Copyright Group (acct. #0787) receives a $1,900 deposit from Steele Law (IOLTA acct. #0878). See Ex. A. 2. April 6, 2011, Steele Hansmeier submits a new attorney application to Pearl Insurance on behalf of Jamie Serrano for Steele Law. See, Ex. B. 3. In May of 2011, Steele Law (acct. #3470) deposits $2,206.00 and later withdraws $3,725.00 from Steele Hansmeier (acct. #7160). See Ex. C. 4. June 17, 2011, Steele Law (acct. #3470) deposits $5,000 into Steele Hansmeier (acct. #7160). See Ex. D. Even if some of these aliases were created “years after” (Dkt. No. 160 at 2) the sale of Steele Law on February 24, 20114, its accounts remained active. Steele Law transferred assets to Miami Beach Consulting5 ten months after the sale (See Ex. E), and it continued to maintain accounts as recently as July 2013. See Ex. F. 2 This argument too, is mooted by the law of the case doctrine. See Dkt. No. 125 at 3. (“Smith provides compelling reasons why the financial records of these individuals and entities were subpoenaed.”) (citing Dkt. No. 124 at 3-4). 3 Steele asserts he sold Steele Law and “moved to Florida in 2011.” Dkt. No. 160 at 2. When defending a sanctions action in Florida a year later, Steele claimed to be a resident of Nevada. Sunlust, LLC v. Nguyen, No. 12-cv-01685MAP, Doc. No. 40-5 (M.D. Fla. Dec. 20, 2012). Two months later, Steele was once again a resident of Florida. Steele v. Godfread, et al, No.13-6680 CA 4, (11th Cir., Miami-Dade Cty., Fla. Feb. 25, 2013). Anyone who doesn't take truth seriously in small matters cannot be trusted in large ones either. 4 Illinois Secretary of State Corporation/LLC Database, available at http://www.ilsos.gov/corporatellc/ 5 Miami Beach Consulting was formed October 20, 2011 and owned in whole by Steele’s wife. See, Ex. E. 2 Case 3:12-cv-00889-DRH-SCW Document 172 *SEALED* Filed 05/16/14 Page 3 of 6 PageID 3896Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 III. Ownership of Prenda. Prenda was incorporated on November 7, 2011.6 Yet, Prenda was using Steele Hansmeier’s address as early as Sep. 27, 2011—two months prior to its existence (Hard Drive Productions, Inc. v. Does 1-1,495, No. 11-cv-01741 (D.D.C. Sep. 27, 2011)); and Steele before Prenda’s incorporation, registered ‘prendalaw.com’ on October 20, 2011 and continues to control the domain. Duffy v. Godfread, et al, No. 13-cv-01569, Docs. 16-3, 16-4 and 16-5 (N.D. Ill. filed May 14, 2013) (collecting several alias-related domains owned and controlled by Steele and Hansmeier, including “6881forensics.com”). Nonetheless, Plaintiff’s Counsel assert that Steele and Hansmeier have no involvement with Prenda—at least in open court. See Dkt. No. 156 at 1 (“claims including the lie that Steele has an ownership interest in Prenda Law are now before this Court”); Dkt. No. 155 at 1 (“Smith’s claims and/or suggestions to the contrary are baseless, unsupported by any evidence, and categorically false.”); Dkt. No. 101 at 18-19 (“The other side likes to say that I'm involved with Prenda law firm and make these blanket statements, but the record is very clear on the point that my entry of appearance was through Alpha Law Firm, not through Prenda law firm.”)7 The strength of these assertions wither in light of the facts. Consider the following: 6 1. Duffy was slated to join Steele Hansmeier in March 2011 but later opted not to. See, Ex. G 2. January 29, 2013,8 Steele issued a check in the amount of $4,804.79 to CitiCards. The check had Steele’s address but was drawn on Prenda’s account. See Ex. H. 3. Pearl Insurance considered Prenda’s coverage to be a continuance of Steele Hansmeier’s. Both entities share the same policy number. See, Ex. I. More so, Prenda’s insurance renewal is paid by check with the identifier “Steele – Prenda.”9 See Ex. J. Illinois Secretary of State Corporation/LLC Database, available at http://www.ilsos.gov/corporatellc/ 7 See also Sunlust, LLC v. Nguyen, No. 12-cv-01685, Affidavit of John Steele, Doc. 40-5 (M.D. Fla. Dec. 20, 2012). (“I have no ownership in Prenda Law Inc.); Ingenuity 13 v. Doe, 12-cv-08333, Deposition of Paul Hansmeier, Doc. 69-1 at 135 (C.D. Cal. March 15, 2013) (“Q. Did you ever work for Prenda Law, Inc.? A. No.”); Duffy v. Godfread, et al, No. 13-cv-01569, Sanctions Order, Doc. 60 (N.D. Ill. Feb. 3, 2014) (“Paul Duffy, attorney and sole officer of Prenda”). 8 This event occurs long after the “approximately six-month transition period” identified by Steele in his pleadings. See Dkt. No. 156 at 4. 9 Steele’s contention he never signed any checks or used his signature in any way with the accounts in question (Dkt. No. 156 at 10) is dubious as Duffy’s signature is always stamped. See, Ex. H. See also, Ex. J 3 Case 3:12-cv-00889-DRH-SCW Document 172 *SEALED* Filed 05/16/14 Page 4 of 6 PageID 3897Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 IV. 4. Hansmeier, via his Alpha Law Firm, covered Prenda’s November 2011, December 2011, and January 2012 payroll totaling more than $39,000.00. See Ex. K. 5. Alpha Law also shares at least three employees with Prenda and Class Action Justice Institute (“Class Action”)—Nathan Wersal, Peter Hansmeier and Michael Dugas. See, e.g., Ex. K, L & M (Wersal); Guava LLC v. Spencer Merkel, No. 27-cv-12-20976 (4th Dist. Hennepin Cty., Minn. Aug. 30, 2013) (order “imposing sanctions upon Michael K. Dugas and Alpha Law Firm LLC for bad faith litigation”). 6. Alpha Law also financed Hansmeier’s Class Action. See Ex. L. Alpha Law/Class Action purportedly consists only of Hansmeier. Ingenuity 13 v. Doe, 12-cv-08333, Doc. 69-1 at 135 (C.D. Cal. March 15, 2013) (“Alpha Law Firm doesn't have any employees. I'm the manager.). That same day Hansmeier made that statement he issued a check on behalf of Class Action to Steele for $15,000 with the notation “member distribution” “return of capital” See Ex. M. 7. Communications with Prenda’s insurer identify Steele as someone with authority to bind Prenda. See Ex. N. 8. Hansmeier too had a say in Prenda’s operation, initialing his decision for the chosen level of insurance coverage for Prenda. See Ex. O (with exemplars of Hansmeier’s initials). Note, this document shows Prenda consists of three partners. 9. The difference between the various entities is perhaps best surmised by Steele himself. On October 11, 2012, Steele sent an email from his @6881forensics.com to Prenda’s insurer. Protesting an increase in insurance rates, Steele stated: “Nothing has really changed in our firm” See Ex. P. What Plaintiff’s Counsel Hope to Hide. Steele’s affirmative misrepresentations that the March 24 subpoenas were “stayed” (see, Dkt. No. 153) were made with the express intent to obstruct discovery of assets Steele and Hansmeier sought to conceal. Plaintiff’s Counsel’s phantom stay (later made real by the motion to quash Dkt. No. 166) denied Smith access to key accounts identified and subpoenaed at ING (Hansmeier) & Sabadell Bank (Steele). Smith can only guess at what is still being concealed. A. Sabadell Bank. Smith has identified transactions between accounts owned by Steele and Sierra Investment Partners (“Sierra”) totaling $212,125.00. See, Ex. Q. Sierra is a business Steele co-owns with Robert Balzebre that maintains an account at Sabadell Bank. See, Ex. R. Mr. Balzebre has been involved with Steele in several business ventures going back to 1997—including Steele Hansmeier. See Ex. S. Continued discovery would clarify the true extent of Steele’s financial holdings. 4 Case 3:12-cv-00889-DRH-SCW Document 172 *SEALED* Filed 05/16/14 Page 5 of 6 PageID 3898Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 B. ING. Hansmeier transferred at least $62,979.00 into an account at ING (now owned by Capital One). See Ex. T. Similarly, Hansmeier has transferred $515,000 to Monyet LLC with the notation that such checks were for “estate planning.” See Ex. U. Smith can only surmise that Monyet’s account(s) may also be found at ING. Said company has no discernible address, officers, employees, products or services—but a transfer from Livewire indicates who the owner is: “Monyet/Paul Robert Hansmeier.” Id. C. Pershing, LLC. Steele’s frenzied attempt to prevent GMS Group, from complying with discovery though Smith has not yet subpoenaed them, is now understood. Dkt. No. 158. Documents produced by Pershing include statements from GMS Group. Pershing is a clearing firm for GMS Group, and while it has in its possession some documents from GMS Group, it by no means has them all. What Smith was able to obtain indicates Steele transferred via GMS Group in excess of $200,000.00 to various accounts, and under at least two other of his business aliases/shell companies to banks with branches in the US, UK and Canada. See Ex. V. D. Stocks. Smith has also identified stock purchases made by Steele with Chase Bank totaling $149,938.30 on March 3, 2011 (see Ex. W) and multiple transfers to Charles Schwab totaling $276,665.11 (see Ex. X). CONCLUSION Plaintiff’s Counsel have identified no current sources of income, 10 yet are able to maintain mortgages in excess of $500,000.00 (see Ex. Y); able to provide for their families’ living expenses; and even on occasion add a pool, spa and other renovations to their home. See Ex. Z. Their violations of the Federal Rules to prevent Smith from clarifying their Byzantine finances should be sanctioned. Smith therefore and for the reasons stated in his motion, respectfully urges this Court to grant his Motion in all regards. 10 Dkt. No. 65-1 (“Mr. Steele: I no longer actively practice law.”) 5 Case 3:12-cv-00889-DRH-SCW Document 172 *SEALED* Filed 05/16/14 Page 6 of 6 PageID 3899Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Dated: May 16, 2014 Respectfully, /s/ Jason Sweet Jason E. Sweet (admitted pro hac vice) Email: jsweet@boothsweet.com /s/ Dan Booth (with consent) Dan Booth (admitted pro hac vice) Email: dbooth@boothsweet.com BOOTH SWEET LLP 32R Essex Street Cambridge, MA 02139 Tel.: (617) 250-8602 Fax: (617) 250-8883 Counsel for Defendant Anthony Smith CERTIFICATE OF SERVICE The undersigned hereby certifies that on May 16, 2014, all counsel of record who are deemed to have consented to electronic service are being served a true and correct copy of the foregoing document using the Court’s CM/ECF system. /s/ Jason Sweet Jason E. Sweet 6 ~ Statement Period Date: 10/1/2010 - 10/29/2010 Case 3:12-cv-00889-DRH-SCW Document 172-1 *SEALED* Filed 05/16/14 Page 1 of 2 Account Type: Bus Basics Checking PageID 3900 FIFTH THIRD BANK Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90Number: Account 0787 (CHICAGO) -- P.O. BOX 630900 CINCINNATI a-J 45263-0900 MEDIA COPYRIGHT GROUP LLC 161 N CLARK ST SUITE 4700 CHICAGO IL 60601-3201 o 27436 Banking Center: 161 North Clark Banking Center Phone: 312-368-1201 Commercial Client Services: 1-800-589-5355 wWIN.53.com 10/01 13 1 14 10/29 Deposits / Credits $(11,068.54) $(74.95) $40,356.50 Ending Balance $30,871.62 Withdrawals / Debits Checks * Indicates gap in check sequence Number 2314 i 2315 i 2319*i 2323*i 2325*i 10/04 10/12 10/20 10/13 10/14 s = Substitute Check Amount Number 397.14 1,000.00 2,100.00 122.81 202.52 2326 2327 2328 2329 i i i i Date Paid 10/21 10/13 10/20 10/26 Amount 950.00 350.00 1,368.30 100.00 Number Date Paid 2331 *i 2332 i 2334*i 2335 i 10/20 10/20 10/27 10/25 I Debits Date 10/27 29 Number of Days in Period 13 checks totaling $11,068.54 i= Electronic Image Date Paid Withdrawals Deposits $1,6S8.61 Beginning Balance Checks I Credits Amount 1,900.00 2,000.00 2,500.00 2,900.00 1,500.00 4,100.00 5,300.00 3,800.00 1,000.00 1,456.50 10/27 10/28 10/28 10/29 4,400.00 1,900.00 1,900.00 5,700.00 950.00 927.77 1,000.00 1,600.00 1 item totaling $74.95 Amount 74.95 Date 10/04 10/04 10/15 10/18 10/19 10/20 10/21 10/22 10/25 10/27 Amount Description DLX For Business BUS PROD 02018698557128 MEDIA COPYRIGHT GROUP, 102710 14 items totaling $40,356.50 Description DEPOSIT DEPOSIT DEPOSIT BANKCARD-8566 MTOT DEP 518089424015998 MEDIA COPYRIGHT GROUP, 101810 BANKCARD-8566 MTOT DEP 518089424015998 MEDIA COPYRIGHT GROUP, 101910 DEPOSIT DEPOSIT DEPOSIT BANKCARD-8566 MTOT DEP 518089424015998 MEDIA COPYRIGHT GROUP, 102510 AMERICAN EXPRESS PAYMENT DATE 10300 SETTLEMENT 3122795149 MEDIA COPYRI3122795149 102710 DEPOSIT BANKCARD-8566 MTOT DEP 518089424015998 MEDIA COPYRIGHT GROUP, 102810 BANKCARD-8566 MTOT DEP 518089424015998 MEDIA COPYRIGHT GROUP, 102810 BANKCARD-8566 BTOT DEP 518089424015998 MEDIA COPYRIGHT GROUP, 102910 Daily Balance Summary Date Amount Date Amount Date Amount 10/04 10/12 10/13 10/14 10/15 5,161.47 4,161.47 3,688.66 3,486.14 5,986.14 10/18 10/19 10/20 10/21 10/22 8,886.14 10,386.14 9,140.07 13,490.07 17,290.07 10/25 10/26 10/27 10/28 10/29 16,690.07 16,590.07 21,371.62 25,171.62 30,871.62 Page 1 of 2 Page 1 of 1 Case 3:12-cv-00889-DRH-SCW Document 172-1 *SEALED* Filed 05/16/14 Page 2 of 2 PageID 3901Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Posting Date 2010 Oct 04 Posting Check Number 600 Amount $1,900.00 Posting Date 2010 Oct 04 Posting Check Number 600 Amount $1,900.00 013U .2 lOf04/10 $ ",,9C(l,OO 0"" Thou,...,d !I;n" HundrWer nil (,ucstions completcJy, D. This ~pp1ema1tal3pplic3ti(Vl must be signed and wed by ltal: l\cw Attomcy, and abcJ tho proprietor, partner, member or otTteer oft be Named Insured a"thori4:lXf to proeuro and hind inSUritDCC for the firm. 'Jbfs SuppJCIUllul will (orm a part or fhe halle applf~ltJou submiUc,1 for tbo firm oAmQd bolo",. A. Named Insured ofF.xpiring Pulicy (or Rcn.:wnl I\PIJlicant, if different): 1. S~ LaPn~' L,l.- c... B. Pnlicy Numbc:r: I C.. EJcpiratioll Dntc: 2. Yeflr8ill Lawyer Nllme Practice State(s) I YC!I~9) Admitted Specialty(ics) - /.5 U~i"JalioD .. Codes: 0 - P C.J\ E "" ,.. OC r- a Officer. Direct.nr or Shltrcholdc.T of the Corporation Partner of 3 Partnership Contr:let Attorney EmplOYt~" Anomey (must be esuployoo uf appJic.mt) qrOounge) attorney for whom oovemge is desired I 1 I·;. i " Refer to Question IlD oflhe Named Insured's Renewal Applicatioo. on 3. what date did )'OU commc:ncc employment wilh the Nllnlcd TnS\lfW ur Rcncwo1l Applicant abuvo? 4. List the lowycrs pror~ionDlliahility insunlDcc policie... Uladec which you hove b=1 insured {or Cilch of the pasl fi\'e (5) yens, including 3n)' .,mods of NO covcnasc. If the insurnnc:e CO\o'U88C was through another law finn. only Jist firm nallle and dQte" ('If anpluymcnt. ' 1'"1'001: Tn: MMIDDNY l\oB-I/DDI1fY I I I I I IA 1.hnit or LJabutrv Retentionl Dedutuole J Ilk' ''''7' I I I I I I I I I I I I I W - 92 (09/01) bliurance CnnlUDuv 4 I I I r.L Page 10r3 Case 3:12-cv-00889-DRH-SCW Document 172-2 *SEALED* Filed 05/16/14 Page 2 of 5 PageID 3903Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 SUPPI.pIENT 1 (conrinued) 5. Wi,hin the lut (5) yea.rs. boyc you been rctbsert edmilSicn to JR'I1Cd~ dirJWrred. sw.'Pcudal, rcprianRlldcel, sanctioned, etllcrwlso disciplined. Of hdd ba ccmcempt by IDy coun. Bdminimatiw agmcy or rqpdatory boclll ...,_ Ya _ . /. ''V -JL. Ifyes, please provide compIcec details em a acparalo m~ iDdudina a copy of the court's order. 6. Haw yuu cswr been the 2lUbjoct of a disciplinary oomplaint bema lnade I" by my courlt admiDi._tivc agency or regulatory body? Ye& _ _ If)'C\'p~-= / No _v_ provide OD1nplctcdcWJson 0 separatcshcel, inducting 8 Dq))' uflhcc:ourl'.s order. IT IS AGREED THAT, mSUCH ICNOWLE!:lGE OR JNlIOKMAUON EXlsrs, ANY CLAIM OR SUIT AlUSlNG TDERE .....KOM WJU:, DEEXCI.UOBD PR(1)i THIS PROPOSED COVERAGE. If you ansv.u ~.. 10 QUestloD 7 or QuestiOD 8 abrwc. a Supplemental Claim laIonDratlGn Jonu must he complded for each claim or Incident in ordtr tbr yoW' apl"ication to ~ considered. ,. Have all matters disdascd in quesdens 7 ar 8 Hbo,,'C been r~lOrted 10 )'OW' fomer or eurren1 iMUra(e)" 10. Yes_ lJaw you had probsiana1 liability insutan<:c or similar insulance cledined, caacdcd. non-renewed, or issued only 011 restricted tcnM in tho lam fi\'O yt:l»r(/ Yea Jt:JCS, please J1rcwlde uompleto details 00 0 1(l)Rr.ttc sheec. 11. Outside Director. OJticer, t:id~ or Equity IDterest Pouucms A. Do you (and I or your spouse 'or immediate fDmlly maubc:r) 8CI'YO as a dircc&or or officct, in a rulud."" capacity. or haye ~y ownamip interest in the Ycs __ busiDew ofa clieD!? B. NoL On you ~ as, dircet«, officer, tru.~ee. CODwltane, employee ar partner at: or exercise lII1y fiduciary· management control over uy businalS or urpnizalion other than thac or A cJicnt"! * Yes _ Ji1dadary nlc:ans an adnlinisartllur, QOIIserv.1tnr. eJlClcmor, guarctian. trusltID receiver. ~y Kb'1:JU or any sil1lilar capacity. If"Jcs", to ellhn- Pan.\ or '8 abo", complete Part COD 111" luJlowlag P81f'. IP - 92 (09J01) ,,.20(3 Case 3:12-cv-00889-DRH-SCW Document 172-2 *SEALED* Filed 05/16/14 Page 3 of 5 PageID 3904Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 SUPPLEMENT 1 (continued) II. Outside Director. Officer, Fiduciary" or Equity (nt~c:st Positions (Continued tio~ P".sgc: 2) If yuu answered "yes" to either Part A or B above, please complete the following table: ,..----p-o-sr-tl-on R~d: D ~ ~ Director ' Consultant C. <>. T Nolhl; flrl.llW)"U. ~ or Famly Mer«r. ---::~;---f...;F.;;.;.n_\I;;I;.;;;oov,.;,,;ec;;.;.. Officer Trustee ---==--.l---.l....;p....;iU'_In_cr Nom: I PQ$j.lo:I fhl~ NllUIfC ufBusi:lca ::: _ _ c:i.= O(Lc~'Cf ~ptlonofPmfcs:ic1J31 savil:'C$ Pcrfofrncd ('CeoWcM) z:z.J Oid: lit' .:..mlJ,lm Fiduciar Mana ement Control Fiduciar O\\"n~rship Intucst 'fatAI " Equlay lnfcm( Held %of ~I~ U\~·s Ot~ Nulull A8~ Income Dyes D~o Dyes DNo o Ves 01\0 Dves DYe.; DNa DYet ONo DvCJl ONo Dyes DNo Dves DNo Dyes ONo Dyes O~o Dyes ONu DNo Nnttce: [t is represenled thalt the informotion conbined herein is true and deemed incorporat~ mlo the Named Tnsurt!d·s Lawyers Professional Liability Insurancc AplllicaCion. lIWe hereby authorize the release ofclaim information from any prior inRUrcr to Certain tindernTiters at Lloyd's of London. Notice to New J.crsey, New York and l'ennsyh'BDta AJlP~ic~II(s: "Any person who kno\\ingly and with inlent to defi"aud ony insurance compamy or other person flIes on application for insurance or statement ofclaim cumaining any ftJ.lse information, or conceals for the pUtpOSC ofmi51cading InfOrmation concerning any fact moterial thereto. commits IS fr3udulc:nt insurancc8et. which is a crime and subjccts such person tu criminal and civil J1enalfies. l,;nder NcwYork law, such pct'son ,hall also be subjc:ct 10 0 m'i1 penaIt)' not to exceed S.OOO aUld the ~tomd value ofthe claim fincach such violation." ?f-/LolfJ Date lP - 92 (09;01) '--:------------_._~- Page 3 of3 ...... _---------- ••••••• - . - . ' - - . - - - - - - - - - - : - . , : ' : "••• '--:,'-:""'"1 • - '. Case 3:12-cv-00889-DRH-SCW Document 172-2 *SEALED* Filed 05/16/14 Page of 5 Page 14of2 PageID 3905Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Wagner, Mary From: Wanda Robinson [wrobinson@jamisongroup.com] Sent: Monday, April 11 ,2011 1:54 PM To: FAX-PSU Subject: RE: Steele Hansmeier/1-16KNKV Hi Mary, thank you for the new attorney supplement. Please advise whether the firm had a name change. On the supplement the name reads Steele Law, LLC. Thanks, Wanda Wanda Robinson Senior Account Executive Herbert L. Jamison Insurance & CO., LLC 100 Executive Drive West Orange, NJ 07052 Direct: 973 669-2357 Fax: 973-731-3035 wrobi!J§J)Jl@jg.misong(QJ!p-.com Important Reminder to Jamison Clients: No insurance may be bound bye-mail. and no changes in existing insurance coverages may be effectuated bye-mall, until such time as your request Is explicitly acknowledged by your licensed Jamison representative. Confidentiality Notice: The contents of this transmittal and any attachments are Intended for the exclusive use of the addressee(s). and may contain confidential and! or legally privileged Information. If you are not the intended recIpient, you are hereby notified that any disclosure, copying, distribution or the taking of any action in reliance on the contents of this Information is strictly prohibited. If you have received this transmittal in error. please notify us immediately by return e-mail. and then delete this message and all attachments. From: Wagner, Mary [mailto:Mary.Wagner@pearlinsurance.com] On Behalf Of FAX-PSU Sent: Monday, April 11, 2011 8:26 AM To: Wanda Robinson Subject: FW: Steele Hansmeier/1-16KNKV Wanda, Attached is the additional suppl for adding an attorney at renewal time. As stated previously, no endorsement to be processed. Thank You, Mary Mary Wagner Real Estate PL· Senior Technician Pearl Insurance 11200 E. Glen Ave., Peoria Heights, IL 61616 PH: 309.679.0298 TF: 800.447.4982 x1298 F: 866.817.9009 E: MaryWagner@pearlinsurance.com www.pearlinsurance.comICoverage That's Right For You From: Ued, Jason sent: Friday, April 08, 2011 2:56 PM To: FAX-PSU Subject: Steele Hansmeier/1-16KNKV 4/11/2011 Case 3:12-cv-00889-DRH-SCW Document 172-2 *SEALED* Filed 05/16/14 Page of 5 Page 25of2 PageID 3906 Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90 Additional Attorney Form Jason Lied Account Executive Pearl Insurance 11200 E. Glen Ave.. Peoria Heights, IL 61616 TF: 888.619.2023 F: 866.817.9009 E: jason.lied@pearlinsurance.com www.pearllnsurance.comICoverageThat·sRight For You From: Michelle Rothstein [mailto:marohlsen@wefightpiracy.com] Sent: Wednesday, April 06, 2011 3:42 PM To: Lied, Jason Subject: Scanned application from John Steele Hello, The application is attached to this email. Thanks, Michelle Rothstein I STEELE HANSMEIER 161 N. CLARK STREET, SUITE 4700 CHICAGO, IL 60601 P: (312) 880-7458 F: (312) 893-5677 www.wefightpiracy.com tJi Please consider the environment before printing this communication CONFIDENTIALITY: This communication. including aUachments, is for exclusive use of the addressee(s) and may contain proprietary. confidential or privileged information. If you are not the intended recipient, any use, copying. disclosure, or distribution or the taking of any action in reliance upon this information is strictly prohibited. If you are not the intended recipient, please notify the sender immediately and delete this communication and destroy all copies [v1.0.001]. 4/1112011 23Janl4-627 23-jan-14 Case 3:12-cv-00889-DRH-SCW Document 172-3 *SEALED* Filed 05/16/14 Page 1 of 4 nus PAGE IS PART OF A STATEMENT REQUEST PageID 3907 GROUP 10 G23Janl4-627 Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90 CHASE 0 April 30. 2011lhrough May 31. 2011 JPMorgan Chase Bank, N.A Account Number: POBox 659754 SsnAntonlo. TX7826S·97S4 7160 CUSTOMER SERVICE INFORMATION 1.11..11....llnll." n.II.,11...1,111......111 III1.1,1.1.lnl 00078103 ORE 111 141 15211 • NNNNHNNNNNN T 1 ooooooooo lS2 0000 STEELE HANSMEIER PLLC 161 N CLARK ST STE 4700 CHICAGO IL 60601-3201 Website: Service center. Hearing Impaired: Para Espanol: Intemational Calls: Chase.oom 1-800-242-7S38 1-800-242-7383 1-888-622-4273 1·71~262·1679 ICHECKING SUMMARY I1 - - - - - - - - - - - - - - - - Chase BusinessClassic INSTANCES AUOUNT 16 43 12 3 74 $32,370.88 522,804.71 • 186.667.47 ·205.573.86 -65.00 $162,869.26 Beginning Balance Deposits and Additions Checks Paid Electronic Withdrawals Fees and Other Withdrawals ending Balance Your monthly service fee was waived because you maintained an average checking balance of $5,000 or more during the statement period. IDEPOSITS AND ADDITIONS 1 DATE DESCRIPT10N 05102 05105 05109 Onlma Transfer From Chk Xxxxx7178 Transactionf#: 2055407344 Online Transfer From Chk Xxxxx7178 Transactionf#: 2059082862 Online Transfer From Chk Xxxxx7178 Transaclion#: 2061212486 Online Transfer From Chk Xxxxx7178 TransactionJ#: 2062659404 Online Transfer From Chk Xxxxx7178 Transaction#: 2063434137 Onlme Transfer From Chk Xxxxx7178 Transaction#: 2064256836 Online Transfer From Chk Xxxxx7178 Transaction#: 2066826611 Online Transfer From Chk Xxxxx3470 Transaction#: 2066857275 Book Transfer Credit 810: zachary P Ferwet'da Daniel Ferwgrand Rapids. MI 495054804 Ref: Credit For zachary Ferwerda Tm: 0704000138Es Online Transfer From Chk Xxxxx7178 Transactlonl#: 2067656617 Online Transfer From Chk Xxxxx3470 Transaction': 2068292340 Fed Wire Credit Via: TownebanklO51408949 810: Patten Womom Hatten And Olamonewport News, VA 23602-6955 Ref: Chase NycICtrlBnf=Steele Hansmeier Pile Chicago IL 60601-3201/Ac-OOOOOOOO9418 Afb-::OIB Townebank PO Obi:Proceeds Jason Pace Ref #' 101 fJ1 lmad: 0520L1Ubv2COOO056 Tm: 2270409140Ff Online Transfer From Chk Xxxxx7178 Transactionl#: 2071055824 05111 05112 05113 05117 05117 05118 05118 05119 05124 _ AMOUNT $252.186.28 32,489.55 20,650.10 10,700.00 5,025.00 16,470.00 33,500.00 2.000.00 3,400.00 20.600.00 206.00 2,000.00 81,841.72 23Janl4-627 23-Jan-14 Case 3:12-cv-00889-DRH-SCW Document 172-3 *SEALED* Filed 05/16/14 Page 2 of 4 nilS PAGE IS PART OF A STATEMENT REQUEST PageID 3908Filed: 07/30/2014 GROUP lD G23Janl4-627 Case: 14-1682 Document: 28-17 Pages: 90 CHASE 0 April 30. 2011lhrough May 31. 2011 7160 Account Number. IDEPOSITS AND ADDITIONS I (continued) AMOUNT DAte DESCRIPTION 05126 Deposit 05126 Online Transfer From Chk XXXXX717S Transactionl#: 2072312547 05131 ADP TXlFincl SVc ADP • Tax Rmgtl 0543nSVv ceo 10: 1223006057 2,900.00 34,125.00 262183223 4,71U16 $522,804.71 T01aI Depo8Its and Addhlone ICHECKS PAID 1 _ DAle alS:KNO. DESCRIPTION PAID 1083 -" 1095 -" 1099 ." 05110 05110 05110 OS/10 05110 05110 05110 05110 05104 OS/02 1100 " 051'02 1005 " 1020 -" 1023 -" 1024 " 1025 " 1051 -" 1068 -" AMOUNT $900.00 1.920.00 540.00 300.00 600.00 300.00 60.00 840.00 5.300.00 3.150.00 116.00 2.000.00 1101 " OS/02 1102 " 1103 " 05109 475.00 05116 540.00 1104 " 05104 1106 -" 1108 -" 1109 " 2,984.50 150.25 " " " " 05117 05/11 05116 05112 05119 05110 05111 1114 " 05127 60.00 05131 6,750.00 100.000.00 1110 1111 1112 1113 1116 -" 1118 -" 1120 -,. OS104 1123 " 05/12 05118 05118 1124 1125 1126 1127 05113 05118 05116 1122 -" " " " " 05131 1128 " 1129 " 1134 -" 1135 " 1137 -" 05118 05118 05131 15,936.63 47.50 4,204.90 1,095.85 2,732.50 451.25 5.295.68 227.21 4,690.63 20.00 3,000.00 250.00 2,000.00 20.00 206.00 264.78 9.830.69 190.40 23J anl4-627 23-:1an-14 Case 3:12-cv-00889-DRH-SCW Document 172-3 *SEALED* Filed 05/16/14 Page 3 of 4 ntIS PAGE IS PARTOF A STATEMENT REQUEST PageID 3909 CROUP ID C23Janl4-627 Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90 CHASE 0 AprB 30,2011 through May 31, 2011 7160 Aooount Number. ICHECKS PAID I_f_con_ti_'nued_~ CHECK NO. 1139 *'" _ DATE DESCRIPTION PAm 05131 05/10 05/10 05/10 05J26 05/10 *'" *'" *'" *'" 1209 1236 1240 10001 Total Checks Paid AMOUNT 2,900.00 360.00 1,080.00 4,020.00 250.00 607.70 $186,887.47 If you see a description in the Checks Paid section. it means that we received only electronic information about the check. not the original or an image 01 the check. As a result, we're not able to return the check to you or show you an image. • All of your recent checks may not be on this statement, either because they haven't cleared yet or they were listed on one of your previous statements. '" An Image of this check may be available for you to view on Chase.com. IELECTRONIC WITHDRAWALSI _ AMOUNT DATE DESCRIPTION 05102 05102 Online Wire Transfer Via: CitibanklOOO8 AlC: Charles Schwab & CO., Inc. New York NY 10005 US Ref: For Further Credit To Phoenix Ventures LIe 7740-77481BnflFor Further Credit To Phoenix Ventures Uc 7740-7748 Ssn: 0110229Tm: 0493900122Es AD? TXIFincl Svc AD? Tax 578019309215GtI ceo 10: 9333006057 AD? TXIF!ncI $Yc ADp· Tax Rmgtl 050301A01 ceo 10: 1223006051 AD? Payroll Fees ADP • Fees 2Rgtl 6207877 CCO 10: 9659605001 Bk of Arner WMc Onrllle Pmt Ckf032593137POS COO 10: 9500000000 05110 Online Wile Transfer Via: Bank of America NA/0959 AlO: Mgm Grand Hotel· Operating AcIas Vegas NV 89109 US Ref: For Store 310 Watch Bouliqua'Bnf/For Store 310 Care of John Steele Ssn: 0295020 Tm: 085880013OE8 Appletree ACH Pay Chg74235379 COO 10: 1510367160 ADP Payroll Fees ADP • Fees 2Rgtl 6740412 COD 10: 9659605001 05126 Online Transfer To Chk Xxxxx3470 Transaction': 2072374052 Obc For Business Bus Prod 02020824178128 ceo 10: 14118n307 AD? TXlFlnCI Svc ADP • Tax 667028496769011 ceo 10: 9333006057 ADP TXlFlnCI Svc AD? • Tax Rmgt1060106A01 CCO 10: 1223006057 05102 05102 05106 05/09 05/10 05111 05120 OS/26 05126 05131 05131 $100,000.00 12,379.82 4,711.06 82.50 2,240.43 62,600.00 272.42 6.00 3,725.00 112.54 14,733.03 4,711.06 $205,573.88 Total EIootronlc Withdrawals IFEES AND OTHER WITHDRAWALSI _ DATE DESCRIPTION AMOUNT 05102 Wire Online Domestic Fee Wire Online Domestic Fee Incoming Domestic Wife Fee $25.00 25.00 15.00 05110 05120 $85.00 Total Fee8 & Other WIthdrawals IDAILY ENDING BALANCE 1 DAlE 05102 AMOUNT _ DATE AMOUNT $162,175.28 05f06 86,297.83 05104 53,890.78 05109 104,232.50 05105 86,380.33 05/10 27,347.30 23-jan-14 23Janl4-627 Case 3:12-cv-00889-DRH-SCW Document 172-3 *SEALED* Filed 05/16/14 Page 4 of 4 nus PACE IS PART OF A STATEMENT REQUEST PageID 3910Filed: 07/30/2014 GROUP ID G23Janl4-627 Case: 14-1682 Document: 28-17 Pages: 90 CHASE 0 Apnl30. 2011lhrough May 31. 2011 Account Number. IDAILY ENDING BALANCE 1_(con_tin_Ued_~ 7160 _ DATE AMOUNT 05111 21.387.00 DATE 05119 80,615.20 05112 16.911.42 05120 82,574.20 AMOUNT ~ ~ ~ 05113 30,381.42 05124 164,415.92 05116 27,793.92 05126 197,353.38 05117 63,143.67 OS127 187,462.69 05118 81,505.05 05131 162,869.26 ISERVICE CHARGE SUMMARY 1 - - - - - - - - - - - NUMBER OF TRANSACTIONS FOR seRVICE FEE CALCULATION Checks Paid / Debits Deposits I Credits Deposited Items Transaction Total TRANSACTlONS 54 4 o 58 SERVICE FEE CALCULATION AMOUNT Service Fee Service Fee Credit Net servtoe Fee Excessive Transaction Fees (Above 0) Total service Fees $12.00 -$12.00 $0.00 $0.00 $0.00 ~ ~ ~I ==~ ~- 23J an14-627 23-:1an-14 Case 3:12-cv-00889-DRH-SCW Document 172-4 *SEALED* Filed 05/16/14 Page 1 of 4 nus PAGE IS PARTOF A STATEMENT REQUEST PageID 3911Filed: 07/30/2014 GROUP 10 G23Janl4-627 Case: 14-1682 Document: 28-17 Pages: 90 CHASE 0 June 01. 2011 through June 50, 2011 JPMorgan Chase Bank, N.A PO Bcx 659754 san Antonio, TX 78265-9754 7160 Acccunl Number: CUSTOMER SERVICE INFORMATION Webs"e: 1.11"11.,,.11••11......11..11•••1.111'1111.111.,,1.1.1.1.1••1 000801118 ORE 111 141 18211 • NNNNNNNNNNN T , ooooooooo 62 0000 STEELE HANSMEIER PLLC 161 NCLARK ST STE 4700 Service Center: Hearing Impaired: Para Espanol: International Calls: Chase.com 1-800-242-7338 1.aoo-242·7383 1-888-6224273 1-713-262-1679 CHICAGO IL 60601-3201 Effective July 17, 2011, we are making changes to the following sections of our Funds Availability Policy for business accounts: • • -For Chase Commercial Checking (with or without Interest):" '"Next Day Availability." If you make the deposit in person to one of our employees, funds from the following deposits are also available on the first business day after the day we receive your deposit: • Federal Reserve Bank checks, Federal Home Loan Bank checks, and postal money orders that are payable to you. • State and Local government checks that are payable to you if you use a special deposit slip available at any branch upon request. • Cashier's, certified, and teller's checks that are payable to you if you use a special deposit slip available at any branch upon request. '"Second Business Day Availability:" At least the first $200 of these deposits will be available on the first business day after the day of your deposit -Longer Delays May Apply:"For all business accounts other than Chase Commercial Checking (with or without interest):- At least the first $200 of these deposits will be available on the first business day after the day of your deposit. All other terms of your account remain the same. If you have any questions, please call us at 1-800-cHASE38 (1-800-242-7338). ICHECKING SUMMARY II_Ch_ase_Bus_in_essCIass __ ic INSTANCES Beginning Balance Deposits and Additions Checks Paid Electronic Wllhdrawals Fees and Other Wtthdrawals ending Balance 9 30 14 7 60 _ AMOUNT $162,869,26 280.545.33 -138,992.04 - 138,882.28 -10,120.00 $155,420.27 Your monthly service fee was waived because you maintained an average checking balance of $5,000 or more during the statement period. 23-jan-14 23Janl4-627 Case 3:12-cv-00889-DRH-SCW Document 172-4 *SEALED* Filed 05/16/14 Page 2 of 4 nilS PAGE IS PARTOF A STATEMENT REQUEST PageID 3912 GROUP lD G23Janl4-627 Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90 CHASE 0 June 01, 2011 lhrough June 30, 2011 7160 Ac;Qount Number. IDEPOSITS AND ADDITIONS DAlE 1 _ AMOUNT DESCfllPTION 06101 06102 06113 06114 06115 06117 06123 06129 06129 Fed Wife Credit Via: Wells Fargo Bank/121000248 810: Tonkon Torp L.lp 10lTA Portland OR 97204-2012 Ref: Chase NycIClrlBnf=S1eele Hansmeier PIle Chicago Il 60601-3201IAc-000000009418 RIb=OOOOOO268 Obi=Mcgip, LIe V. Does 1·3161p 71. 193.218. Imad: O6OtIIB7031R041115 Tm: 7592709152Ff Online Transfer From Chk Xxxxx7178 TransactiontJ: 2076935821 Online Transfer From Chk Xxxxx7178 TransactiontJ: 2083048416 Fed Wrre Crelr' . t1't'1 Signature af new attorney Signature of principal Supplement for A/tomeys New /0 the Pi 8102 ! - Z. / ") G(( Date Date l ----------- Case 3:12-cv-00889-DRH-SCW Document 172-7 *SEALED* Filed 05/16/14 Page 3 of 5 PageID 3923Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Madsen. Ly.n.n _ From: Sent: To: Cc: Subject: Attachments: Wanda Robinson Thursday, March 24, 201110:38 AM FAX-PSU Wagner, Mary RE: Steele Hansmeier/1-16KNKV : attorney addtion New Attorney supp..pdf Dear Mary, Thank you for advising us that Brett Gibbs joined the captioned firm. Please have the attached new attorney supplement completed and signed as we cannot accept the one you previously sent. Your client's professional liability insurance policy provides the firm with automatic coverage for professionals who join the firm during the policy period. Please note that new lawyers are covered only legal services rendered on behalf ofthe Named Insured. There is no additional premium assessed mid-term however, upon renewal of the policy the charge will be included. Conversely, should an attorney leave the firm after the inception date of your policy, there is no mid-term return of premium. The policy will continue to provide coverage for these attorneys, but only for acts, errors, or omissions provided on behalf ofthe named insured, which occurred prior to their leaving your firm. With regard to specific coverage and how it applies in accordance with the above issues, please refer to the Insuring Agreement Section and the Definitions Section of your policy, and we ask that you please read these sections carefully. With regard to any change in premium for attorneys joining or leaving the firm during the policy period, please note that at renewal, the addition and deletion of any attorneys will be considered in the renewal premium calculation. Should you have any questions or concerns please do not hesitate to contact me. Best regards, Wanda Wanda Robinson Senior Account Executive Herbert L. Jamison Insurance & CO" LLC 100 Executive Drive West Orange. NJ 07052 Direct: 973 669-2357 Fax: 973-731-3035 wrobinson@jamisongroup.com Important Reminder to Jamison Clients: No insurance may be bound bye-mail, and no changes in existing insurance coverages may be effectuated bye-mail, until such time as your request is explicitly acknowledged by your licensed Jamison representative. Confidentiality Notice: The contents of this transmittal and any attachments are intended for the exclusive use of the addressee(s), and may contain confidential andl or legally privileged information. If you are not the Intended recipient, you are hereby notified that any disclosure, copying, distribution or the taking of any action in reliance on the contents of this information is strictly prohibited. If you have received this transmittal in error, please notify us immediately by return e-mail, and then delete this message and all attachments. From: Wagner, Mary [mailto:Mary.Wagner@pearlinsurance.com] On Behalf Of FAX-P5U sent: Thursday, March 24, 201110:58 AM 1 Case 3:12-cv-00889-DRH-SCW Document 172-7 *SEALED* Filed 05/16/14 Page 4 of 5 PageID 3924Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 To: Wanda Robinson Subject: FW: Steele Hansmeier/1-16KNKV : attorneyaddtion Wanda, Please process additional attorney. Thanks Mary Mary Wagner Real Estate PL • Senior Technician Pearl Insurance 11200 E. Glen Ave., Peoria Heights, IL 61616 PH: 309.679.0298 TF: 800.447.4982 x1298 F: 866.817.9009 E: Mary.Wagner@pearlinsurance.com www.pearlinsurance.comICoverageThat·sRlght For You From: Lied, Jason sent: Wednesday, March 23, 2011 3:33 PM To: Tucker, Linda Cc: Beasley, Chanda Subject: Steele Hansmeier/1-16KNKV Additional attorney form. Jason Lied Account Executive Pearl Insurance 11200 E. Glen Ave.. Peoria Heights. IL 61616 TF: 888.619.2023 F: 866.817.9009 E: jason.lied@pearlinsurance.com www.pearllnsurance.comICoverageThat·sRight For You From: johnlsteele@gmail.com [mailto:johnlsteele@gmail.com] On Behalf Of Steele & Hansmeier sent: Tuesday, March 22, 2011 4:01 PM To: Lied, Jason Subject: Re: CNA Additional Attorney Form Jason, Attached is a new attorney of counsel form. We are using Brett Gibbs. Second, our firm never actually hired Paul Duffy, as he decided to stay with the firm he was planning on leaving. Let me know if there is anything else I need to do before I start having Brett do work.. John On Mon, Feb 28, 2011 at 3:04 PM, Lied, Jason wrote: Here's the form. Let me know if you have any questions. Thanks! Jason Jason Lied Account Executive Pearl Insurance 11200 E. Glen Ave., Peoria Heights, IL 61616 2 Case 3:12-cv-00889-DRH-SCW Document 172-7 *SEALED* Filed 05/16/14 Page 5 of 5 PageID 3925Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 TF: 888.619.2023 F: 866.817.9009 E: jason.lied@pearlinsurance.com www.pearlinsurance.comICoverageThat·sRlght For You CONFIDENTIALITY: This communication, including attachments. is for exclusive use of the addressee(s) and may contain proprietary. confidential or privileged information. If you are not the intended recipient. any use, copying. disclosure. or distribution or the taking of any action in reliance upon this information Is strictly prohibited. If you are not the intended recipient. please notify the sender immediately and delete this communication and destroy all copies [v1.0.001]. John Steele jlsteele@wefightpiracy.com 161 N. Clark St. Suite 4700 Chicago, IL 60601 T: (312) 880-9160 F: (312) 893-5677 NOTICE: THIS EMAIL IS INTENDED TO BE PART OF A SETTLEMENT NEGOTIATION AND IS NOT ADMISSIBLE UNDER FRE RULE 408. NOTICE: This communication is covered by the Electronic Communications Privacy Act, found at 18 U.S.C. 2510 et. seq. and is intended to remain confidential and is subject to applicable attorney/client and/or work product privileges. If you are not the intended recipient of this message, or if this message has been addressed to you in error, please immediately alert the sender by reply e-mail and then delete this message and all attachments. Do not deliver, distribute or copy this message and/or any attachments and if you are not the intended recipient, do not disclose the contents or take any action in reliance upon the information contained in this communication or any attachments. Circular 230 Disclosure: Pursuant to recently-enacted U.S. Treasury Department regulations, we are now required to advise you that, unless otherwise expressly indicated, any federal tax advice contained in this communication, including attachments and enclosures, is not intended or written to be used, and may not be used, for the purpose of (i) avoiding tax-related penalties under the Internal Revenue Code or (ii) promoting, marketing or recommending to another party any tax-related matters addressed herein. Ji Please consider the environment before printing this communication
OOOOOOOOOOO<9619 DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 011013 FROM CARD#: >OOOOOOOOOOO<9619 DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 011013 FROM CARD#: >OOOOOOOOOOO<9627 DEBIT CARD PURCHASE AT MNCOURT*0001879450, 612-348-5021, MN ON 011013 FROM CARD#: >OOOOOOOOOOO<9627 BluepaY,Inc. BP 8667398324100120648796 Prenda Law 011113 Page 1 of 4 --m--. Case 3:12-cv-00889-DRH-SCW Document 172-8 *SEALED* Filed 05/16/14 Page 2 of 4 PageID 3927Filed: 07/30/2014 FIFTH BANK Document: 28-17 Case:THIRD 14-1682 Pages: 90 Withdrawals I Debits - continued Date Amount 01/11 84.00 Description ADP PAYROLL FEES OT ADP - FEES 2RNPV 0991333 PRENDA LAW INC 011113 01/11 129.00 Bluepay,Inc. BP 8667398324 100120648678 SteeleHansmeier PLLC 011113 01/11 01/14 662.39 500.00 SERVICE CHARGE FUNDS TRANSFER TO CK: XXXXXX7357 REF # 00552542555 01/16 403.03 01/18 107.00 TELEPHONE INITIATED PAYMENT AT VZ WIRELESS VN E CHECK 9432859 011613 RECURRING PURCHASE AT VESTA *T-MOBILE, 888-278-3397, OR ON 011713 FROM CARD#: 01/22 127.50 01/23 3.00 XXXXXXXXXXXX9627 ADP PAYROLL FEES OT ADP - FEES 2RNPV 1551943 PRENDA LAW INC 012213 DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012213 FROM CARD#: XXXXXXXXXXXX9627 01/23 DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012213 FROM CARD#: 8.00 XXXXXXXXXXXX9627 01/23 DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012213 FROM CARD#: 8.00 XXXXXXXXXXXX9627 01/23 DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012213 FROM CARD#: 8.00 XXXXXXXXXXXX9627 01/23 DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012213 FROM CARD#: 8.00 XXXXXXXXXXXX9627 01/23 100.00 DEBIT CARD PURCHASE AT MNCOURT*0001991200, 612-348-5021, MN ON 012213 FROM CARD#: XXXXXXXXXXXX9627 01/23 100.00 DEBIT CARD PURCHASE AT MNCOURT*0001991220, 612-348-5021, MN ON 012213 FROM CARD#: XXXXXXXXXXXX9627 01/23 100.00 DEBIT CARD PURCHASE AT MNCOURT*0001991210, 612-348-5021, MN ON 012213 FROM CARD#: XXXXXXXXXXXX9627 01/23 100.00 DEBIT CARD PURCHASE AT MNCOURT*0001991230, 612-348-5021, MN ON 012213 FROM CARD#: XXXXXXXXXXXX9627 01/24 DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012313 FROM CARD#: 3.00 XXXXXXXXXXXX9627 01/25 DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012413 FROM CARD#: 8.00 XXXXXXXXXXXX9619 01/25 DEBIT CARD PURCHASE AT MNEFILE*TYLER FEES, 800-657-3511, TX ON 012413 FROM CARD#: 8.00 XXXXXXXXXXXX9627 01/25 100.00 DEBIT CARD PURCHASE AT MNCOURT*0002023250, 612-348-5021, MN ON 012413 FROM CARD#: XXXXXXXXXXXX9619 01/25 100.00 DEBIT CARD PURCHASE AT MNCOURT*0002021660, 612-348-5021, MN ON 012413 FROM CARD#: XXXXXXXXXXXX9627 01/28 14L19 01/28 233.63 01/28 01/28 1,257.05 4,524.82 01/28 5,000.00 01/29 01/29 867.64 12,070.61 01/31 195.59 Deposits Date 01/03 01/03 01/04 01/25 ADP TX/FINCL SVC RL ADP - TAX RMNPV 6157570W PRENDA LAW INC 012813 COX COMM LAS BANKDRAFT 476120593001001 012813 WEB INITIATED PAYMENT AT AMEX EPayment ACH PMT W3382 012813 WEB INITIATED PAYMENT AT AMEX EPayment ACH PMT W1992 012813 OUTGOING WIRE TRANS 012813 WEB INITIATED PAYMENT AT BK OF AMER VI/MC ONLINE PMT CKF032593137POS 012913 WEB INITIATED PAYMENT AT BK OF AMER VI/MC ONLINE PMT CKF032593137POS 012913 NEVADA POWER PRO NPC PYMT 029637871402150 013113 I Credits 4 items totaling $90,000.00 Amount Description 20,000.00 30,000.00 FUNDS TRANSFER FROM CK: XXXXXX7456 REF # 00551238300 INCOMING WIRE TRANS 010313 10,000.00 FUNDS TRANSFER FROM CK: XXXXXX7456 REF # 00551357174 30,000.00 FUNDS TRANSFER FROM CK: XXXXXX7456 REF # 00553962812 Daily Balance Summary Amount Date 01/02 13,740.17 01/09 01/03 01/04 52,915.17 50,333.05 01/10 01/11 01/07 29,551.72 01/08 24,840.26 Date Amount Date Amount 23,307.78 01/16 12,109.69 22,210.81 19,215.42 01/18 01/22 12,002.69 11,875.19 01/14 13,047.72 01/23 11,371.97 01/15 12,512.72 01/24 11,348.00 Page 20f4 ---m--. Statement Period Date: 1/1/2013 - 1/31/2013 Case 3:12-cv-00889-DRH-SCW Document 172-8 *SEALED* Filed 05/16/14 Page 3 of 4 Account Type: Bus Advantage Chking PageID 3928 Case:THIRD 14-1682 Filed: 07/30/2014 Pages: 90Number: Account 7365 FIFTH BANK Document: 28-17 - (CHICAGO) P.O. BOX 630900 CINCINNATI a-J 45263-0900 PRENDA LAW INC 161 N CLARK ST STE 3200 CHICAGO IL 60601-3247 o Banking Center: 161 North Clark Banking Center Phone: 312-368-1201 Commercial Client Services: 1-800-589-5355 30859 wWIN.53.com Daily Balance Summary - continued Date Amount Date Amount Date Amount 01/25 01/28 41,067.00 29,910.31 01/29 01/30 11,717.27 9,399.28 01/31 5,760.89 Page 3 of 4 Page 9 of 11 Case 3:12-cv-00889-DRH-SCW Document 172-8 *SEALED* Filed 05/16/14 Page 4 of 4 PageID 3929Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 ~ 10"""_no 0l/16iH • I Posting Date 2013 Jan 24 Posting Check Number 1165 Amount $20.97 20130124990931000110 >291070001< TCFNATL Posting Date 2013 Jan 24 Posting Check Number 1165 Amount $20.97 1159 PIlEHDAI.AW INC. "?3Erim::dm Ol/U/H $ Elit< P",.:o" "''''I"~, Routo ~9 1610b lOO ~_ 1 , I _.j I"" m6Z!J!..J!lfi • ~U;lO Pbmfi,ld, "e~.oo I 6018" Posting Date 2013 Jan 25 Posting Check Number 1169 Amount $65.00 (HIlUn ;;:;;,~i;1 M~tlJt"!d"O Posting Date 2013 Jan 25 Posting Check Number 1169 Amount $65.00 I i flJCI. if; · $ four HunoIo. NE 68506 I ".50,00 (>(l<.l.,AA' Posting Date 2013 Jan 29 Posting Check Number 1171 Amount $450.00 Posting Date 2013 Jan 29 Posting Check Number 1171 Amount $450.00 ',~m __ "';;"'Nsr_l ,,,,,,,,,,..,, ...,0,,," """B•• t~."':""'" P..,.toVlo ~~r 7582 """"~Nll.,-"n'''N' c""'........ ",<,,,.,,,.J CITICARDS *"Four Thousand Eight Hundred Four Dollars and 79i100"'-'"'' $4.80479 : I , ~ ; . ; -, ~--' : '~: __ , ~:~; ::~.- -- _ FOf D€posll Only OJ? q1 00 963459 01282013- PEG CITIBANK NA :P61f50264291350 ,183 8200 Des MoineslA ~ 01f813 9q~459 9ARF1AO "122401710'" CBIA930299634500366 Memo 5466160264291350200972 Aulhc;rized by ytlur Depo:>sitor Q1/28113 , j~_.- Posting Date 2013 Jan 29 Posting Check Number 7582 Amount $4,804.79 .. ,, .. Posting Date 2013 Jan 29 Posting Check Number 7582 Amount $4,804.79 https:llslflokydciweb02.info53.com/inquirylservlet/inquiry 1/24/2014 Case 3:12-cv-00889-DRH-SCW Document 172-9 *SEALED* Filed 05/16/14 Page 1 of 2 PageID 3930Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Peart Insurance GEARL 1200 East Glen Avenue Peoria Heights, IL 61616-5348 1.800.447.4982 INSURANCE 9/6/2011 John Steele Steele Hansmeier 161 N Clark St Ste 4700 Chicago, IL 60601-3201 Re: Professional Liability Insurance Policy No. IPL 8843 Dear John: The above-referenced Professional Liability Policy through Columbia Casualty is due to expire on 11/11/2011. We have enclosed the required application and forms that need to be completed and returned by 10/4/2011 if a renewal quotation is desired. Please be sure to include all the required attachments. Thank you for choosing Pearl Insurance for your insurance needs. Should you have any questions or comments, please contact our office at 800-322-2488. Sincerely, Pearl Insurance Chanda Beasley Client Relations Ph: 800-322-2488 Fax: 866-817-9009 chanda .beasley@pearlinsurance.com G Case 3:12-cv-00889-DRH-SCW Document 172-9 *SEALED* Filed 05/16/14 Page 2 of 2 PageID 3931Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Peart Insurance 1200 East Glen Avenue Peoria Heights, IL61616-5348 1.800.447.4982 EAR L INSURANCE 121712011 John Steele Prenda Law Inc. 161 N Clark St Ste 3200 Chicago, IL 60601-3247 Re: Professional Liability Insurance Policy No. IPL 8843 Dear John: Pearl Insurance appreciates the opportunity to provide you with the enclosed liability insurance policy through Columbia Casualty. Pearl Insurance has built our reputation on service excellence and we look forward to providing you with quality service for your professional liability coverage. Please look over the enclosed policy carefully, giving special attention to the Insuring Agreement and Exclusions. Should you become aware of a claim or incident that may result in a claim, please review the Conditions section of the policy for reporting requirements. We thank you for choosing Pearl Insurance for your insurance needs. Please contact our office at 800-322-2488 if there are any questions. Sincerely, Pearl Insurance I~~~ Jeff Weisert Account Coordinator Ph: 309-679-0364 Fax: 866-817-9009 jeff.weisert@pearlinsurance.com Case 3:12-cv-00889-DRH-SCW Document 172-10 *SEALED* Filed 05/16/14 Page 1 of 2 PageID 3932Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 \\Ol6~ ~66666 AON ~J ,. 6e:1[~ 001-,}f) P?J lIIJO)U~1 III' 7J p~S H~O.J 7.::1 ~'fJ';~~!W Ir Case 3:12-cv-00889-DRH-SCW Document 172-10 *SEALED* Filed 05/16/14 Page 2 of 2 PageID 3933Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 999995 ~ ::i; ~a-~~tJ.5IrJJ> · CHASE -d 0 ZWo k&+i> -vSV¢-fJW<:-L fA ,v/:..elJ' :::::a::.~ _.. PAY TO THE ORDER OF. ( NA FOR 7db'P.'" 4v RSd'!1/rJq Bl~ ulqqqqqSlI1 I:O?~OOOO~I: DATE uM/ r" ~O ~£1$ IS;~1°. /)~ :.¢ til =_. DOLLARS 02 1 431 :rn..r" " Case 3:12-cv-00889-DRH-SCW Document 172-11 *SEALED* Filed 05/16/14 Page 1 of 6 PageID 3934Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-11 *SEALED* Filed 05/16/14 Page 2 of 6 PageID 3935Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-11 *SEALED* Filed 05/16/14 Page 3 of 6 PageID 3936Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-11 *SEALED* Filed 05/16/14 Page 4 of 6 PageID 3937Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-11 *SEALED* Filed 05/16/14 Page 5 of 6 PageID 3938Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-11 *SEALED* Filed 05/16/14 Page 6 of 6 PageID 3939Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 oo·SSt lSZt ~_~.,.s.'''' . .'. ·~liJ iAN. . 47.. ~'$j .~ .L!21. - ._. z10z/z1/01 "'QOOLO, . . . ~~.: I'fi?..~'. -=== ~olf' 3{r~~""9';:~~'fr-vq . T,'JbJdl atlS:I : .. l)"111'Q1U M;f- '¥lI1il ~='. m~~' .. ~~~e~L58~ ........ . "':I .• QS-t..~osi ~rf4l- of "" .. <:tOZ/6/01 OO'O'LeD '> lPjF(\.DCli:i~o (~M -~iifGF(): .. .~ ~J . _.......... ~);I_..- . M'3 ~.~":= .. ='~!I*M 0'11." ._--~ 8Z6S8irOtir8 x- Z a6ed Case 3:12-cv-00889-DRH-SCW Document 172-12 *SEALED* Filed 05/16/14 Page 1 of 2 PageID 3940Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 H CHECKJNG DEPOSIT. 1/6/13 Case 3:12-cv-00889-DRH-SCW Document 172-12 *SEALED* Filed 05/16/14 Page 2 of 2 C.l,.~ Av/1,1\ Jk<~I-hu--1l'ml;h 0_$ . ~~ gJolE .Filed: 07/30/2014 PageID 3941 Case: 14-1682 Document: 28-17 ,,;: 3;,097 ~~ aR~~3' 1 p I b HAM£ CZ/06I2C13. :5442070152 ... •_ ~., ~ • ~ t"~ "'- C ii ~~':':'~~_~""_MO=--",,::" =L-f ~:.biiiiii."".'.'IAYMMUIQI""'lI'llmCM.'" CHlC:XOA ~ II . TOI'Al.FlION , ,_ _~.~ _ _ llUOlIT Pages: 90 :!;= • c. ..... • cmt!IllllC ~- - --' 0RECU:llSllFOAQA$ltI!oOCl' '_'lOT'" · 0,., ODl.OIIII - - - - - - - - - - - - ,==. $ § 0 I g~ ACCOUNT .: $ (,S'f10.(JP 20130206990932000689 >291070001 <·TCFNA1"L : JDA Credits - 02/06/2013 DDA Credits - 02/06/2013 Ill. . ¥OUf CUCl"·~"·""""nL.'" 1189 ALPt:a LAW flAM LLC 612=234-&744 - ~m ~ --=--- .~ ~\')U-}t -:-- ~.-- "! 17.7llOCtn91 DIS '1 fi2ND AVI'I. AfI'( 1301 MINNWOUI. MH at40l w ... ~ --;- _ tA~ AJrtttrJ,JJV) ~$l;S/1;tO'~ DoUat1I ill e:-- DDA Debits - 02/06/2013 • 20130206 990932000690 >2~1 070001:: ~N DDA Debits - 02/06/2013 .. .. ~ Page 1 CaseJUSTICE 3:12-cv-00889-DRH-SCW CLASS AC110N lHST11'U11: u.c Document 3067 172-13 *SEALED* Filed 05/16/14 Page 1 of 1 PageID 3942Filed: 07/30/2014 Case: 14-1682j/'-iDocument: 28-17 Pages: 90 i IlOO 2NOSTE 5lllJ '; 10 MINNEN'OUS, IoCN 'l554llI2 l '" 17'7lllD2PlDllt lWGCI1O\SZ Iliilt ~ 6;u;=. j'\i\tv291070001~~FNATL !i DDA Debits - 04/05/2013 CLASS ACTION JUmCE INSTmJTE u.c 3066 IlOO 2ND STE 6eO MINNEAPOlJS, MN ~ 17-7IlllOmIO Il3 -S!'lpLJ3 6442a70152 mii " \. ~..... ~,. ) ¥ I ....., - - . v c':"I I 7'-", Po,..r I: $I;'b-O(j:'~-: t?J -Donlll'S _eo.. _ 2ti ~O 7000 ).1: 0 ~ 5 ~11 DDA Debits - 03/25/2013 DDA Debits - 03/25/2013 3006 CLASS ACTION JU8nCE 1NS'TlTUTE LLC 900 2Nt> STE 660 UlNNW'OUS. MN 55402 Oidet 01 l/JJ11?:> :u::-q,- ~~(\~;:;;; ~) 'I -H.~ . "_'":=:I:C".~r."""_ -" ...." :4F4 .:;~ ~ ' .'f'),::I:1 "' . • ... - ...... ,"_ ••0",:+",,_ 17·7tIDClI2ll10llS ioI42070152 ~ I ~~~ll§~$m(jlq~l(~' . , 15i1O .•~~~ c:s' f:i------ ~ t?J 1{F.. Conus ~-O,~l; (r..'->l~~~ ...:~~ ~ .• .' ~.lI)~~ C2til010001~ DDA Debits 10~~~~ O~OO~ CLASS ACTlON.JOS11CE INSTTT11TE UC : '3 ' / ; MlMNEAPOUS. MH, 65402 ~~'ifi!:jl)'(('S~ 7 I0 ~~.~. '~~1~'~ij; 3065 11'7OOllI201DD ~ : Eirffi~~ ~.a~I~J:!;i ;.:t~..,:ltiJ ~.:~er! ,;' . ~ ·.. •: 2 q ~o 1000 11: , ~ DDA Debits -:03/08/2013 : . 0 L5 la' 0 ~O ~ 5" . I , :~ ......... ...",..:. ,"i. ~ :~ i ... 'f"f~~f" };;;I P; l!; ,1:' ;(':: .- .: 0' ..... -- ,~,'_ f '~ , "i:' ~ ....- ':•• A _. ,; :.:" •. tt\ n ";;;1;~' ,,',.: .·;!!.dil ..-t ,f _,:f:.:,:..~r~y: :::.--w ;.. c:.::. ;;. .-"'" "~1 i I' r~~! 1:: r !=' r'; •. '~ ::;c $ :;. :'r';'l!.q: t?I §F- .. .,',' '"\ >& $ Dollars . . 'Jo .~;;r}'Ii~"·C>·.Sf ~ e~; ~:'~ ~Ii! bait . J I ~5lJq-;;;p ,~-'I:fit,f\J~6d- 5~. :1: ~~. .--1.. ..~ ..... ~~., . . ~"-LiL DDA Debits - 03/15/2013 -~03/15/2013 IlOO 2ND STE 6eO r" ,_. ·· " - · ~' '.' .",' "~ . , : •• 0 r: • ... DDA Debits - 03/08/2013 Page 1 G Case 3:12-cv-00889-DRH-SCW Document 172-14 *SEALED* Filed 05/16/14 Page 1 of 2 PageID 3943Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Peart Insurance 1200 East Glen Avenue Peoria Heights, IL61616-5348 1.800.447.4982 EAR L INSURANCE 121712011 John Steele Prenda Law Inc. 161 N Clark St Ste 3200 Chicago, IL 60601-3247 Re: Professional Liability Insurance Policy No. IPL 8843 Dear John: Pearl Insurance appreciates the opportunity to provide you with the enclosed liability insurance policy through Columbia Casualty. Pearl Insurance has built our reputation on service excellence and we look forward to providing you with quality service for your professional liability coverage. Please look over the enclosed policy carefully, giving special attention to the Insuring Agreement and Exclusions. Should you become aware of a claim or incident that may result in a claim, please review the Conditions section of the policy for reporting requirements. We thank you for choosing Pearl Insurance for your insurance needs. Please contact our office at 800-322-2488 if there are any questions. Sincerely, Pearl Insurance I~~~ Jeff Weisert Account Coordinator Ph: 309-679-0364 Fax: 866-817-9009 jeff.weisert@pearlinsurance.com G Case 3:12-cv-00889-DRH-SCW Document 172-14 *SEALED* Filed 05/16/14 Page 2 of 2 PageID 3944Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Pearl Insurance EAR L 1200 East Glen Avenue Peoria Heights, IL 61616-5348 1.800.447.4982 INSURANCE 3/20/2013 John Steele Prenda Law Inc. 161 N Clark 5t 5te 3200 Chicago, IL 60601-3247 Re: Professional Liability Insurance Policy No. IPL 8843 Dear John: In accordance with the recent request, an endorsement for the above captioned policy is enclosed. This endorsement amends the policy and should be placed with your current policy. This endorsement changes your address. Please contact our office at 800-322-2488 if you have any questions or if we can be of further assistance to you in this regard. Sincerely, Pearl Insurance ~tc b,)1~ Chnstl Monroe Account Representative Phone: 800-447-4982 Fax: 866-817-9009 christi.monroe@pearlinsurance.com Case 3:12-cv-00889-DRH-SCW Document 172-15 *SEALED* Filed 05/16/14 Page 1 of 4 PageID 3945Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 11006600 12 Prepared Especially For Prenda La \01 Ltd. LIMITS OF LIABILITY AND DEDUCTIBLE OPTIONS L~mits Per Clalm EC/Agg Deductible In Thousands 5,000 Annual Premium Surplus Lines Charges $15,445.00 $540.58 Total Cost Of Insurance Down Payment For Financing $15,985.58 This Insurance Proposal is based on the information that you submitted, and is valid untll 11/11/12. We understand that your professional staff is comprised of 3 lawyer(s) and 5 of counsel. This insurance is underwritten by tEe Columbia Casualty Company which a Surplus Lines Insurer and Surplus Lines Charges are included in the cost of this insurance. TERMS AND CONDITIONS: This Insurance Proposal would include the following coverage terms and conditlons: Columbia Casualty Company Intellectual Property Lawyers Policy Form G-145080-B(Ed. 1708) The Limits shown are the highest that the Company is willin~ to offer. The Deductible shown is the lowest that the Company is will~ng to offer. The Company is willing to offer only a per-claim Deductible. Claims expenses are included within the Limits of Liability and Deductible shown. This insurance is subject to a Retroactive Date of 11/11/10. The policy will not provide coverage for claims arising from legal services performed prior to this date. (same as expiring) G-145096-A(12-03)- Predecessor Firm Endorsement Predecessor firm coverage is afforded under this policy for Steele Hansmeier, PLLC NOTE: Specimens of pertinent policy forms and endorsements are available upon request. SUBJECT TO: As a ~rerequisite to your binding coverage under the terms and conditions of thls Insurance Proposal, the following item(s) must be submitted to, received and a~proved by CNA. Moreover, this proposal may be subject to chan~e or w~thdrawal, depending on the content of the information that is provlded: Renewal Applicant's Acceptance. Executed Acknowledgment of the Retroactive Date Exclusion 11/11/10. A sample of your firm's letterhead. Upon receipt of the above information, Jamison will advise you whether it has been approved, and confirm whether the terms and conditions of Case 3:12-cv-00889-DRH-SCW Document 172-15 *SEALED* Filed 05/16/14 Page 2 of 4 PageID 3946Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-15 *SEALED* Filed 05/16/14 Page 3 of 4 PageID 3947Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-15 *SEALED* Filed 05/16/14 Page 4 of 4 PageID 3948Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-16 *SEALED* Filed 05/16/14 Page 1 of 1 PageID 3949Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 ~ner. Mary From: Sent: To: SUbject: Monroe, Christi Thursday, October 11, 20122:09 PM FAX-P5U FW: 11/11xdtliUPRENDA LAW INC/ID#1-16KNKV MaryPlease see customers response below. He called me earlier and complained and questions the reason for increase and followed up with this email. Can you please obtain reason for increase from carrier and see if there is anything they can do. Thanks! Christi Christi Monroe - Account Representative Pearl Insurance 1200 E. Glen Ave. Peoria Heights, IL 61616 PH: 309.679.0219 TF: 800.447.4982 F: 866.817.9009 E: christi.monroe@pearlinsurance.com www.pearlinsurance.com I Coverage That's Right For You -----Original Message----From: john@6881forensics.com [mailto:john@6881forensics.com] Sent: Thursday, October 11, 2012 11:12 AM To: Monroe, Christi Subject: Re: 11/11xdt/IL/PRENDA LAW INC/ID#1-16KNKV -----BEGIN PGP SIGNED MESSAGE----Hash: SHA1 Christi, Thanks for your email. I have reviewed your new policy premium and I am a little concerned with the incresse. Nothing has really changed in our firm, and we have never had a claim or any discipline action. I feel compelled to let you know I will have to shop around and confirm that such a large increase is in line with the industry. I suspect it is not. John L. Steele 161 N. Clark St. Suite 3200 Chicago, IL 60601 (708) 689-8131 jlsteele@6881forensics.com On Thu, October 11, 2012 11:11 am, Monroe, Christi wrote: > John> > Hi > 1 23-Jan-14 Case 3:12-cv-00889-DRH-SCW Document 172-17 *SEALED* Filed 05/16/14 23Janl4-600 Page 1 of 6 nus PAGE IS PART OF A STATEMENT REQUEST PageID 3950Filed: 07/30/2014 GROUP 10 G23Janl4-606 Case: 14-1682 Document: 28-17 Pages: 90 CHASE 0 FebnJary 15.2012 through Marctl 14,2012 JPMorgan Chase Bank, NA PO Bolt 659754 Primary Account: 4110 san Antonio. TX 78265·9754 CUSTOMER SERVICE INFORMATION 1,111,11111,,1111111.1111••••111.1.11111,11••111111111111111.1 000Cl&408 ORC 997 141 07512 NNNNNNNNNNN P 1 OOOOOOOOO 10 0000 JOHN STEELE OR KERRY ECKENRODE 1141STRIVOALTOTER MIAMI BEACH Fl33139-1204 Imporlantlnformatlon about Chase Personal Checking and Savings Accounts Star1ing March 19,2012, • • we will lower the rollowing fees' on our checking and savings accounts: Ovordraft Protection Transfer Fee to 510. Stop Payment Feo to S30 per request made with a banker. Stop Payment Fee via chase.com or Qlase by Phona(l aLJtomatoo phone system to $25 per request. We are also extending how long a stop payment will be in eflect. Stop payments made on or after March 19, 2012, on checks will now be efl9CIive for one year rather than 180 days. Depending on how your stop payment was originated (request made with a banker, via chase.com or Chase by Phone~, we will send a confirmation of your stop payment. On ACH transactions, your stop payment will last lor a minimum of 18 months or until wo have determined thatlhe debit is no longer occurring, whichever is longer. When making a stop payment reques1, you must tell us if the payment is a recurring debit card transaction or an ACH payment and must give us the bank account number, lhe exact amount of the payment, and the designated payee name. These changes will be updated in the Deposit Account Agreement and Additional Banking Services and Fees for Chase personal checking and savings accounts. All other terms 01 your account agreement remain the same. If you have any questions, please call us at 1-800-935-9935 or visit your nearest Chase branch. 1These feea may b& walvOO with cor1aln account types. ASSETS Chacldng & savings ACCOUNT BEGlNN100 BAlANCE ENDING BAlANCE THISPER100 THIS PERtOO Chase Premier Qlecking 000000897624110 5868.65 S11,376.76 Chase Plus Savings 000003039349471 85,767.20 94.005.32 Tolal $86,635.85 $105,382.08 TOTAL ASSETS $86,635.85 $105,382.08 All Summary Balence8 shown are as of March 14,2012 unless otherwise stated. For details 01 your retirement accounts, credit accounts or securities accolJ"lts, you will receive separate statements. Balance summary information for annuities is provided by the issuing insurance companies and believed to be reliable without guarantoo 01 its completeness or accuracy. 23-Jan-14 Case 3:12-cv-00889-DRH-SCW Document Filed 05/16/14 23Janl4-606 Page 2 of 6 ntis PAGE IS PARTOF A 172-17 STATEMENT*SEALED* REQUEST 10 G23Janl4-606 GROUP PageID 3951 Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90 CHASE 0 FobrU3ry 15. 2012lhrough March 14.2012 Primary Account 4110 JOHN STEELE OR KERRY ECKENRODE ICHECKING SUMMARY 1 - - - - - - - - - - - - - - AMOUNT Beginning Balance Oepos~s and Additions Checks Paid ATM & Debit Card Withdrawals Electronic Withdrawals Fees and Other Wrthdrawals Ending Balance Annual Percentage Yield Earned This Period Interest Earned This Period Inlerest Paid Year-lo·Data $868.65 114,749.99 - 2.847.01 ·3.642.19 ·97,601.68 ·151.00 $11,376.76 0.01% SO.07 50.17 Interest paid in 2011 lor account 000000897624110 was $0.49. The monthly service fee lor this account was waived as an added feature of Chase BusinessClassic 8COOlDlt. !DEPOSITS AND ADDITIONSI DATE DESCRIPOON 02116 Online Transrer From Mma ... 9471 Trnnsaclionll: 2530380685 Depo$l 1006411314 Fed Wire Credit Via: Sabadell Uniled Bank NAf067009646 Bon Sierra In....estment Partne Miami Beach FL 33139 ReI: Chase NycIC1rlBnl=John Steele OR KarT)' Eckenrode Miami Beach, FL3313912041Ac-OOOOOOOOS976 Rfb--Q/B Sabadel Untd Imad: 0222F787412C000039 Tm: 1652000053Ff Online Transler From Mma ... 9471 Transaction': 2543893505 Online Transfer From Mma ...9471 Transachon/#: 2567494142 Online Transfer From Mma ...9471 Transaclionl#: 2567503402 Interost Payment 02121 = 0212.7 03'12 03112 03114 Total Depo81t8 and Additions _ AMOUNT 53,000.00 6,049.92 89,700.00 3,000.00 8,000.00 5,000.00 0.07 $114,749.99 23-Jan-14 Case 3:12-cv-00889-DRH-SCW Document 172-17 *SEALED* Filed 05/16/14 23janl4-606 Page 3 of 6 TIllS PAGE IS PARTOF A STATEMENT REQUEST PageID 3952Filed: 07/30/2014 10 G23Janl4-606 GROUP Case: 14-1682 Document: 28-17 Pages: 90 CHASE 0 FebnJary 15,2012 througn March 14,2012 Primary A«lount 0 4110 IOVERDRAFT AND RETURNED ITEM FEE SUMMARVI $136.00 Total Yoar-to-date $136.00 5.DO 5.00 Total for This Period Total Overdraft Fees· Total Relurned Item Fcos • Total Overdraft Fees incIud&s lnsuirlcient Fundo Fooa, and Extended Overdralt Fees Account Number: 000003039349471 I SAVINGS SUMMARY 1 - - - - - - - - - - - - - AMOUNT Beginning Balance Deposits and Additions Electronic Withdrawals Fees and Other Withdrawals Ending Balance $85,767.20 94,263.12 ·84,000.00 ·2,025.DO $94,005.32 Annual Percentage Yield Earned This Period Interest Earned This Period Inlerost Paid Year-lo-Dato 0.30% SlO.32 $47.52 Interest paJd in 2011 for account 000003039349471 'NaS 53.54. The monthly service fee lor this accounl was waivecf as an added feature 01 Qlase Premier Checking account. ITRANSACTION DETAILI DATE DESCRIPTION _ 02116 02121 02124 02127 03f0S 03109 03112 03112 O3It2 02/16 Online Transler To O1k .. .4110 Transaclion": 2530380685 02/21 Online Transfer To CtIk ... 3470 TransactionH: 2537209432 Online Transler From Chk ... 4110 Transaclion#: 2540954599 02125 Onlno Transfer To OJk .. .411 a TransactionN: 2543893505 03105 Online Transfer To OJk ... 3470 TransaclionN: 2558581862 03109 Withdrawal 03110 Onlino Transfor To Chk .. .4110 TransaclionH: 2567494142 03110 Online Transfer To Chk .. .4110 TransaClionl#: 2567503402 03'12 Online Wire Transfer Via: Sabadol Unld Bk FU067009646 Ale: Sierra Miami Beach FL 33139 US ReUTICTl&'12:50 lmad: 031281Qgc04COO4268 BALANCE AMOUNT $85,767.20 Beginning Balance ·3,ODO.DO • to,ODO.DO 94,232.80 ·3.0DO.DO ·14.000.00 82,767.20 72,767.20 167,OOO.DO 164,OOO.DO 150,000.00 148,000.00 - 2.000.00 ·a,ODO.DO 140,000.00 - 5,000.00 135,00::1.00 - 41,000.00 94,OOO.DO • 25.DO 93,975.DO 94,D05.32 $94,005.32 Tm: 10894000nEs O3It2 Wire Online D:>mestic Fee 03114 Interest Payment Ending Balance 30.32 P..,.Gol8 an14-604 23-;fan-14 Case 3:12-cv-00889-DRH-SCW Document 172-17 *SEALED* Filed 05/16/14 23J Page 4 of 6 THIS PAGE IS PART OF A STATEMENT REQUEST PageID 3953Filed: 07/30/2014 GROUP 10 G23Janl4-604 Case: 14-1682 Document: 28-17 Pages: 90 CHASE 0 November 15, 2013lhrough December 12, 2018 JPMotgan Chase Bank, NA POBox 659754 san Antonio, TX 78265-9754 Account Number. 18596 CUSTOMER SERVICE INFORMATION Web site: Chase.com Service Center. 1-800-935-9935 Deaf and Hard of Hearing: 1-800-242-7383 Para Espanol: 1-877-312-4273 Intemational calls: 1-713-262-1679 1..11...11....11..11.1.1••••1.1.1••1••11.1.1••11•••11•••••11.I 000S25720RE0211..' 347'SNNNNNNNNNNHT 'OOOOOOOOO080000 JOHN STEELE 1111 UNCOLN RD STE 400 MIAMI BEACH FL 331sg.2439 Agreement Updates for Deposit Accounts and Chase Uqul' Cards As of November 17,2013, we are updating your agreement, Including: • • • Clarification of how mobile phone numbers may be used if you provide your mobile number to us. You may contact us anytime to change your contact preferences. Infonnation about new. innovative technology that we are beginning to instaU in our branches. This includes Express Bankin9 kiosks that function similar to AlMs. Enhancements to our Stop Payment process to allow you more flexibility in placing stop payments on recurring payments. All other tonns and conditions remain the same. For a copy of your agreement, log on to chase.com or visit a branch. " you have questions. please call us at the telephone number rlSted on this statement or visit your nearest Chase bmnch. ICHECKING SUMMARY II_Ch_as8_prem_ie_r_PI_US_Ch_8C_kin_'_9 _ AMOUNT Begtnnlng Balance Deposits and Additions Electronic Withdrawals Fees and Other Withdrawals Ending Balance $4,f565.35 48,000.20 -36,125.00 -16,440.55 Annual Percentage YIeld Eamed this Period Interest Eamed this Period Interest Paid Year-ta-Date IDEPOSITS AND ADDITIONSI DATE DESCRIPTION 11122 Onfme Transfer From O1k ...4110 Transactionf#: 3602164975 12111 Interest Payment Total Deposits and Additions so.oo 0.01% $0.20 $0.55 _ AMOUNT $48,000.00 0.20 $48,000.20 23-jan-14 Case 3:12-cv-00889-DRH-SCW Document 172-17 *SEALED* Filed 05/16/14 23Janl4-604 Page 5 of 6 ntIS PAGE IS PARTOF A STATEMENT REQUEST PageID 3954Filed: 07/30/2014 GROUP ID G23Janl4-604 Case: 14-1682 Document: 28-17 Pages: 90 CHASE 0 November 15,2013 through December 12,2013 Account Number: 8596 IELECTRONIC WITHDRAWALSI DATE DESCRIPT10N 11121 11125 11121 Online Transfer To Chk ...4110 Transaclionl#: 359991ms 11/25 Online Wire Transfer Via: Bmo HarrIs Bank NAI071025661 NC: Dan Voelker Chicago IL 12104 12109 60654 US Ref:lBnflFor Voelker litigation Group Imad: 112581Qgc07COO1177 Tm: 3286500329Es 12104 Online Transfer To Chk ...9471 Transactlonl#: 3623525212 12109 Fedwire Debit Via: 8k Amer NycJ026009593 Ale: Abal063000047 Jacksonville FL 32256-0708 Ben: Robert Balzebre Imad: 12098109008C000644 Tm: 3052800343Es Total Electronic WIthdrawals _ AMOUNT $2,000.00 10,000.00 3,000.00 21,125.00 $38.125.00 IFEES AND OTHER WITHDRAWALSI DATE DESCRU'TION 11/18 11/25 12109 12/11 11/18 Withdrawal Wire Online Domestic Fee Outgoing Domestic Wire Fee 12/11 Withdrawal Total Fees a Other Withdrawals _ AMOUNT $1,000.00 25.00 30.00 15,385.55 $16,440.55 P~2c1" 23-Jan-14 anl4-636 Case 3:12-cv-00889-DRH-SCW Document 172-17 *SEALED* Filed 05/16/14 23J Page 6 of 6 THIS PAGE IS PART OF A STATEMENT REQUEST PageID 3955 Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90 GROUP ID G23Janl4636 CHASE 0 Decembor 01. 2011 through Oocember 30. 2011 4124 Aooount Number: (DEPOSITS AND ADDITIONSI _ DATE DESCRtPTlON 12108 12/15 Deposit ffl3128064 Online Transfer From Chk ...3470 Transaction#: 2435673222 AMOUNT $5,000.00 160,000.00 Total DeposIts and Additions $165,000.00 IELECTRONIC WITHDRAWALSI _ DATE DESCRlPTlON 12/16 12119 12/16 Online Transfer To Mma ... 9471 Transaction#: 2437138970 12/19 Online Wire Transfer Via: Sabadel Untd Bk FU067009646 AlC: Sierra Miami Beach FL 33139 US Ref:fTimel08:59 Imad: 1219B1Qgc08C002072 Tm: 0717600353Es 12/19 Online Wire Transfer Via: sabadel Untd Bk FU067009646 Ale: Sierra Miami Beach FL 33139 US Aef:trmel14:06Irnad: 121981Qgc08C005940 Tm: 1488100353Es 12119 AMOUNT Total Electronic Withdrawals DESCRIPTION 12119 12/19 12/21 Wire Online Domestic Fee Wire Online Domestic Fee 12/21 Withdrawal _ $25.00 25.00 1,000.00 $1.050.00 ENDING BALANCE 1 DATE 12108 12/15 12116 12119 12/21 ISERVICE CHARGE SUMMARY 1 TRANSACTIONS FOR SERVICE FEE CALCULATION Checks Paid I Debits Deposits I Credits Deposited Items Transaction Total SERVICE FEE CALCULATION SorviceFee Service Fee Credit Net 8erYice Fee Excessive Transaction Fees (Above 2(0) Total Service Fees 50,000.00 AMOUNT Total Fees & Other WIthdrawals I DAILY 100,000.00 $160,000.00 IFEES AND OTHER WITHDRAWALSI DATE $10,000.00 _ AMOUNT $5.100.00 165,100.00 155,100.00 5,050.00 4,050.00 _ NUMBER OF TRANSACTIONS 3 1 o 4 AMOUNT $0.00 $0.00 $0.00 $0.00 $0.00 3:12-cv-00889-DRH-SCW Document 172-18 *SEALED* 2013Case FLORIDA LIMITED LIABILITY COMPANY ANNUAL REPORT Filed 05/16/14 Page 1 of 1 FILED PageID 3956 Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Mar Pages: 90 22, 2013 DOCUMENT# L11000115254 Secretary of State Entity Name: SIERRA INVESTMENT PARTNERS LLC CC7901777597 Current Principal Place of Business: 1717 COLLINS AVENUE MIAMI BEACH, FL 33139 Current Mailing Address: 1717 COLLINS AVENUE MIAMI BEACH, FL 33139 FEI Number: APPLIED FOR Certificate of Status Desired: No Name and Address of Current Registered Agent: BALZEBRE, ROBERT 1717 COLLINS AVENUE MIAMI BEACH, FL 33139 US The above named entity submits this statement for the purpose of changing its registered office or registered agent, or both, in the State of Florida. SIGNATURE: Date Electronic Signature of Registered Agent Authorized Person(s) Detail : Title MGRM Title MGRM Name BALZEBRE, ROBERT Name STEELE, JOHN Address 1717 COLLINS AVENUE Address 1717 COLLINS AVENUE City-State-Zip: MIAMI BEACH FL 33139 City-State-Zip: MIAMI BEACH FL 33139 Title MGRM Name BALZEBRE, ANTHONY SR. Address 1717 COLLINS AVENUE City-State-Zip: MIAMI BEACH FL 33139 I hereby certify that the information indicated on this report or supplemental report is true and accurate and that my electronic signature shall have the same legal effect as if made under oath; that I am a managing member or manager of the limited liability company or the receiver or trustee empowered to execute this report as required by Chapter 605, Florida Statutes; and that my name appears above, or on an attachment with all other like empowered. SIGNATURE: ROBERT BALZEBRE Electronic Signature of Signing Authorized Person(s) Detail MGRM 03/22/2013 Date Case 3:12-cv-00889-DRH-SCW Document 172-19 *SEALED* Filed 05/16/14 Page 1 of 3 PageID 3957Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 SUPPI.RMENT 1 INTELLEC11JAL PROPERTY LAWYERS PROFESSIONAL lJABWTY NEW ATIORNEY INFORMATION SUPPLEMENTAL APPLICATION lNSTRucnONS: A. This form is to be completed by the Named Insured for eadl new attorneyjoining the firm. B. Ifspace is insufiiciart to answc:r questions fully, continue on a separate sheet orpaper and indicate the qucsti5M E"J ef<- iPL L\ v'S 2 5'"gi"q:> Expiration Date: _,J l \ (L t 2. j I' Spccialty(ics) .. Lawyer Name DealgDado~ Codes: * o a p =a CA Z> J; ... oc = ** Officer, Director or .Sbareholder olthe Corporation Parma' ofa Partna'Sbip Contract Attorney Employed Attorney (must be employee ofapplicant) or Counsel attorney for whom coverage is desired Refer to Question liB ofthe Named Insured's Renewal Application. Specialties: 3. On what date did you commence employment with the Named IDsured or Renewal Applicant above? 4. List the lawyers professional liability insurance policies under which you have been insured for each of the past five (5) years, including any periods of NO coverage. If the insurance coverage was through another law firm, only list firm name and dates of employment. From: MMJDDIYY To: MMlDDlYY IDsuraoce Limltof ReteodoD/ Comoanv LlabUitv Deducdble AlONk ., I 1 I I I 1 I I 1 I I I 1 I I I I 1 1P-92 (09101) --3 1 151 II Page I on Case 3:12-cv-00889-DRH-SCW Document 172-19 *SEALED* Filed 05/16/14 Page 2 of 3 PageID 3958Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 SUPPLEMENT 1 (continued) 5. Within the last (5) years, have you been refused admission to practice, disbarred, ~'PeDded. reprimanded, sanctioned, otherwise disciplined, or held in contempt by any C011rt, administrative agency or regulatory body? Yes _ _ No ~ Ifyes, please provide complete details on a separate shcct, including a copy oftbe court's order. 6. Have you ever been the subject of a disciplinary complaint being made to by any cour~ administrative agency or regulatory body? Yes \./ No-6.- If yes, please provide complete details on a separate sheet, including a copy of the court's order. 7. Within the last (5) years, has any professional liability claim or suit been made against: you individually, or any firm of which you were a sole proprietor? B. 8. Yes any firm of which you were a Partner, Officer, Director or Shareholder, an employee or an Of Counsel? Yes No N01 Do you know of any claim, circumstance, incident, act, error or omission arising out of the performance of professional services Cor others which might reasonably be the basis for a claim or suit against: A. you individually, or any firm of which you were a sole proprietor? Yes No B. any firm of which you were a Partner, Officer, Director or Shareholder, an employee or an Of Counsel? Yes No >< >< IT IS AGREED THAT, IF SUCII KNOWLEDGE OR INFORMATION EXISTS, ANY CLAIM OR SUIT ARISING THERE FROM WILL BE EXCI.,UDED !'"ROM THIS PROPOSED COVERAGE. If you answer "yes" to Question 7 or Questiou 8 above, a Supplemental Claim Information Form must be completed for each claim or incident in order for your application to be considered. 9. to. Have all matters disclosed in questions 7 or 8 above been reported to your former or current insurer(s)'l Yes No Have: you had professional liability insurance or similar insurance dcclined, canceled. non-renewed, or issued only on restricted terms in the last five years? Yes No-X lfycs, please provide complete details on a separate sheet. 11. Outside Director, Officer, Fiduciary* or Equity Interest Positions A. B. Do you (and I or your spouse or immediate fumily member) serve as a director or officer, in a fiduciary* capacity, or have any ownership interest in the business of a client? Do you serve as a director, officer, trustee, consultant, employee or partner of, or exercise any fiduciary'" management control over any business or organization other than that of a client? Yes No \/ Yes ~ No 1 * Fiduciary means an administrator, conservator, executor, guardian, trustee receiver, escrow agent or any similar capacily. If "yes", to either Part A or B above, complete Part C ou the follo\\iDg page. IP - 92 (09/01) Page 2 of3 Case 3:12-cv-00889-DRH-SCW Document 172-19 *SEALED* Filed 05/16/14 Page 3 of 3 PageID 3959Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 SUPPLEMENT 1 (continued) 11. Outside Director. Officer, Fiduciary* or Equity Interest Positions (Continued from Page 2) C. • [f you answered 4(yes" to either Part A or B above, please complete the following table: Position Held: D o T Name ofLawycr. Spouse or Famlly Member. i Director C = Consultant Officer --=E:;.....+--+-=E::.;:m=l;.;;.o~e;;.;;e Trustee .......;;p;...-.I---"_P_s_rtn_er Name I Nature cfBusincss Position Held· _ --' Client ofLAwyer (seeabovc) PM F 01 "Itt 1-E6~ ~.Al-1~( ~It~ ~ ,,-et:= tJ/J] ;V/,/t OYesJ!!fNo DYes DNo Dyes DNo OVes 01'10 Dyes DNa DYes ONo Dyes DNo DVes DNa DYes ONo Dves ONo Dyes DNo Notice: It is represented that the information contained herein is true and deemed incorporated into the Named Insured's Lawyers Professional Liability Insurance Application. I1We hereby authorize the release ofclaim information from any prior insurer to Certain Underwriters at Lloyd's ofLandon. Notice to New Jersey, New York and Pennsylvania App~icants: "Any person who knowingly and with intent to defraud any insurance company or other person files an application for insurance or statement ofclaim containing any false information, or conceals for the purpose of misleading infOrmation concerning any fact material thereto, commits a fraudulent insurance act, which is a crime and subjects such person to criminal and civil penalties. Under New York law, such person shall also be subject to a civil penalty not to exceed an ·the s18 fthe claim for each such violation." --/' . Date 7//5/11 IP - 92 (09/01) Page 3 of3 --..,.-.---------:------------------------------........,.--------~ ....~."""1; : - - - - - - - - - - - - . - . - - - - - - . Case 3:12-cv-00889-DRH-SCW Document 172-20 *SEALED* Filed 05/16/14 Page 1 of 3 PageID 3960Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Page 1 NATIONAL BANK 801 MARQUETTE AVE MINNEl>.POLIS HN 55402 'feE' STATE['1ENT nAn; 01-25-11 0570 1 FOTAAFTTAAF1>..FFTDTATTDAATDDTTDFlIDDFDFDDTDFlIDTTAATADTFFTDTTTTTTDFTT 1 37 99 PAUL ROBERT HANSMEIER UNIT 404 100 3RD AVE S MINNEAPOLIS MN 55401-2592 REFER YOUR fRIENDS TO TeF .~~D GET REWARDED! 525 FREE FOR YOU, S50 FREE FOR YOUR FRIENDS. PICK UF YOUR FO~~ ;'.1' .ANY TCF 3ANK 01' ?RINT THE!1 ON:.:nlE AT 1'1\\'\\. TCFEJ>J·JK. cel{. OFE::R SUBJECT TO j_:~ITATIONS AHD REOUIREt-1mTS. SEE A l'Cf REPRESENTATIVE FOR DE1'AIiS. TCF BN-IK IS PLEASED TO INTRODUCE MOBILE BANKING. liITH TEXT BANKING, MOBILE BROWSING OR THE IrHONE APP YOU CAN a~K fROM THE PALM Or YOUR HAND. TAKE VISIT W\\\\'. TCF~.NK.CCM TO GET STf>RTED. KEHBER FDIC.,~· TCF CAMPUS CARD CHECKING STUDENT ACCOUNT NUMBER 0570 YOU HAVE CPTED-W ']'0 'rCF OVI::RDRAFT ACCOUNT StJMMP.RY SERVICE. WITH YOU WHEREVER STATEl-lEI-IT PERIOD YOU GO! l2-25-10 THROUGH 01-25-11 SEE THE REVERSE SIDE FOR I'IORE INFORMATION. E,t.J..ANCE 12-24-10 3,219.00 DEPOSITS/ADDITIONS 69,050.00 CHECKS/WITHDRAWALS 69,259.00 INTEREST EARNED IN STATEMENT PERIOD N:RCENTAGE n ELD Ei\RNED .00% BAL1lJ'ICE 01-25-11 3,010.00 .00 ANNU}l~ CHECKS PAID CHECK NUH5E:R lOgO ml.T:: REf AMOUNT ~ NUHBE:R 60,000.00 1230 84145515 CHECK DATE AHOUNT PAID NUtiSER REf' CHECK Nv1-fBER ~ DATE REE" .h!-10UNT PAID ~ OTHER WITHDRAWALS AND CHARGES DATE 1227 AliOUNT 240.00 1223 1,000.00 1230 979.00 DEseRI PTION DOWN TOliN MARKET .~.TI1 97-68-56 MINN£APOLIS ~~ D.~TE A!10UNT 0113 0113 2,000.00 5,000.00 0119 40.00 7~~SFER WITHDRAWAL TRANS:ER TO 1212 AUTOMATED WITHDR~\iAL lWlSMEIER, PAUL R DESCP.!F'!'IOK WITHDRAWAL AUTOMATED W!7HDR.boiiAL iiANSt-fEIER, PAUL R 1loIG DIRECT ATM DOWN TOlffl MARKET 57-aS-56 MINNEAPOLIS ~m !"'G DIRECT DEPOSITS AND OTHER ADDITIONS DATE A!>IOUNT 1229 1230 0112 60,000.00 :,000.00 1,000.00 D;-~I PTION DE?OSIT DEPOSIT REF ¥. a31~4~42 REF fi 84145512 9ATE AMOUNT 0113 3,050.00 BES'cm:!'TJ(,~q DEPOS:T RE: , 84199300 AUTOMATED PHONE TRANSFER DEF FR~~ ACCOUNT 5928 FOR BA!..ANCE, CHECKS PhIO INFOR.t.iATION, ruNDS TR.~SFER, DEPOSIT v"ERIFICATION, OR O'!'HER CUSTOMER SERVIC:: OU::--STIONS, VISIT US ONLINE AT TCfBANK.C~~, OR DIRECT INQUIRIES TO THE ADDRESS GIVEN AT THE TOP OF THIS PAGE OR CALL (612) 823-2265 OR TOLL CREE 1 1800) 823-2265. TOO (612) 339-3075. TIDU~K Y~J FOR BANKING WITH US. NSF\OVERDR~ FEE IS $35. SEE REVERSE SIDE FOR MORE INFORM.,bo.TION ABOUT OVERDRAITS. Case 3:12-cv-00889-DRH-SCW Document 172-20 *SEALED* Filed 05/16/14 Page 2 of 3 PageID 3961Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 TeF NATIONAL BANK 801 MP,RQUr..:'l"1'E AVE MINNEAPOLIS MN 55402 S'}'ATEME:NT DATE: 02-23-11 0570 o TFTTFATDFAFFTTAADATDAk~TFFDATDFDATDDATTTDFATDFAFFDADTTDATAFDDTDDT o 37 99 PAUL ROBERT HANSMEIER UNIT 404 100 3RD ,Z\VE S MINNEAPOLIS MN 55401-2592 REFEh 'iOUR FRIENDS TO TeF' AND GET REWARDED! 525 FREE F~R YOU, $50 FREE FOR ':'OtJR FRIENDS. PICK UP YOUR FORMS 1'' :: A.~y Tef B~K OF,. PR!NT T:iE!-! OlC:NE AT \or...", T:rSANiC CCl-;. OFfER SUEJECT TO Ln1IT.l\TIOI·!S AND REQUIREl-lr.NTS. SEE A reF RSP.RESENTATIVE F'OR DETAILS. WoJ.LANCE 01-25-11 CHECKS/WITHDRA~t~S YIELD EARNED DEPOSITS/ADDITIONS I.mLANCE 02-23-11 57,050.00 4.980,50 55,079.50 INTEREST EARNED IN STATEMENT PERIOD iI1lo1m!'~ PERCE~T.l>,GE 01-26-11 THROUGH 02-23-11 SEE THE REVERSE SIDE FOR I-lORE I NFORI-l.l\'f I ON. 3,010.00 .'. PERIOD .00 .00% OTHER WITHDRAWALS .AND CHARGES DATE AHOUNT 0128 0128 5,000.00 7.00 0204 50,000.00 DESCRIPTION KITHDR.l\.WAL Dll.TE 0211 AMOUNT 0222 42.50 30.00 OFFICIAl. CHECK FEE .~UTOMHf+.'"b '~ITHDRAtiAL HANSNEIER, PAUL RING DIRECT DESCRIPTION ATI-I DCMN TOliN 97-86-56 ATM LINDBERGH SBR4R068 NhRKET MiNNEAPOLIS 1'1I~ TER.~IN.~ SAINT PAUL NN DEPOSITS AND OTHER ADDITIONS DATE ~~OUNT 0128 1,000.00 DESCRIPTION D]I.T£ Au~OMATED 0128 0202 50,000.00 DEPOSIT 02.21 50.00 DEPOSIT :R~~ 0128 5,000.00 DE?OS!T PHONE: TRANSFER DEP ACCOUNT 592B REF P. 85332325 R-lOUNT 1,000.00 DESCRIPTION DEPOSIT REF t 85332192 REF f 83296433 REF f 81371639 FOR BAL.l\NCE, CHECKS PAID INFORMATION, ruNDS TRl\NSFER, DEPOSIT VERIFICATION, OR OTHER CUSTOHER SERVICE QUESTIONS, VISIT US ONLINE AT TCFBANK.COM, OR DIRECT INQUIRIES TO THE ADDRESS GIVEN AT THE TOP OF THIS P~~E OR CALL (612) 823-2265 OR TOLL FREE 1 (800) 823-2265. TOO (612) 339-3075. Ta~K YOU FOR a~!NG WITH OS. NSF\OVERDR.r..FT FEE IS $35. SEE k""VERSE SIDE FOR MORE INFOR."S1l.TION ..r..BOL~ OVERDRA.:!'S. Case 3:12-cv-00889-DRH-SCW Document 172-20 *SEALED* Filed 05/16/14 Page 3 of 3 PageID 3962Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Page 1 'l'CF N.P.1'IONAL BANK 801 MARQ!JE'r'J'E AVE MINNEAPOLIS MN 55402 S'J'A'l'~Mr;NT DA'n; 06-24-11 0570 1 ATTADFATTDDAAFDDTDDADDTTDTATDAFAFFFFDFFDATTTAATDAATFFFDTDDTAAFDTF 1 37 99 PAUL ROBERT HANS!'1EIER UNIT 404 100 3RD AVE S MINNEAPOLIS MN 55401-2592 FRIENDS TO reF JL~D GET GET 525 FOR EVERY fRIEND YOU REFSR. PJCK UP YOUR REF£R~~ FO~~S REFE;:;' YOUR REWARDE~! AT .r..NY 'reF AT S.~K TCFBN~K.CO~. OR ?RINT THu.l ON:'INE OFFER SUBJSCT TO HEQUIREMENl'S. SEE A TeF REPRESENTATrVE ~OR DETAILS. I.!fofiTATIONS AND THE FOLLOWING I.S !'.DDED TO YOUR ACCO'JW: CONTR."CT WiTH TCF EFFECTIVE tl-3-12: TCE" SUBSCRIBES TO THE VISA ACCOUNT UPDATER SERVICE jVAUl. WITH THIS SERVICE, IF YOU GIVE A MERCHANT YOUR VISA Clu:l.D NUMBf.R AND AUTHORIZE THE MERCHANT TO BILL YOUR CARD ?ERIODIO.LLY FOR RECURRING ?AYNENTS, PJ~Y RE~LJo.CEf.l::NT C.~D NUMBER WE GIVE: YOU WILL BE AUTOM.lI..TICA:.LY SENT TO THE !-1ERCH.ll,HT IF TI!E r·1ERCHl>.NT SUBSCRIBES TO V.I\.U. THIS APFLIES H' YOUR CARD EXPIRED OR liAS AUTOHP..TIO~L~ R::Pl.l\.:ED BY 'J'e:--. TE1S INCLUDES CtJRRENT O.RD NUl1BERS AND ]>J~Y CA.~D NUHBERS ISSUED TO YOU IN THE PREVIOUS 12 r-lONTHS." CHNJGES TO YOUR CARD NU!1BER JI.$ .1\. RESULT OF A LOST OR STOLEN CARD OR OTHER CARD REPL}I.CEMENT REQUESTS YOU INITIATE WILL NOT BE UPDATED. IF YOU PREfER THJl.'!' TeF NOT PROVIDE UPDATED CARD WFOR!1AT!OH 1'0 Vl\TJ, PLEASE CALL 1-800-823-2265 OR VISIT TCfaANK.COM FOR INfORH.II.TION Ol~ HO\~ TO OPT-OUT OF VAU. CAMPUS CARD CHECKING STUDENT ACCOUNT NUMBER 0570 YOU HAVE OPTED-IN TO TCF OVERDRAFT SERVICE. ACCOUNT SUMMARY STA':'E."1ENT PERIOD 05-26-11 THROUGH 06-24-11 SEE THE REVERSE SIDE FOR [-lORE !NFORl,tl\.'I'ION. e.r-.L.r..NCE 05-25-11 CHECKS/yo:!TIIDRA\"IALS 17,979.07 8,634.99 INTEREST EARNED IN STATEMENT PERIOD ~~~]>J, PERCE!-ITAGE YIELD EA~iED DEPOSITS/ADDITIONS .00 BALANCE 06-24-11 9,344.08 .00 .00\ CHECKS PAID CHECK nl\.TE REF ! CHECK NUBBER I NUMBER ~ . 1127 1,345.00 0601 83095994 I OTEEit wl±HD£{~& ..~. CHARGES ~ OGel 0607 AMOUNT PAID AMOUNT 7; DATE A.!-lDUNT PAID boo. 00 DESCRIPTION DJl.TE !'.UTOMmED 0620 lBSo.9So AUTOY~TED X!THDR~WA1 wrTHDR~i~AL HANSMEIER,PAUL RING DIRECT CHASE REF ~ CHECK ~ ~ 100.00 DATE P_"lOTJNT PAID REf NUMBER DESCRIPTION ATN Tef IDS 9i-e5--C~ MINNEAPOLIS HN EPA1" FOR BALANCE, CHECKS PAID INFOR~TION, :uNDS TR~SFER, DEPOS!T v~R!FI~~ION. OR OTHER CUSTC*1ER SERVICE QUESTIONS. VISIT US ONLINE AT TCFBANK.COM, OR DIRECT INQUIRIES TO THE ADDRESS GIVEN AT THE TOP OF THIS PAGE OR CALL (612) 823-2265 OR TOLL FREE 1 (800) 823-2265. TOO (622) 339-3075. Ta~~K YOU FOR a~~K!NG WITH us. NSF\OVERDR1'~""'T FEE IS 535. SEE REVERSE SIDE FOR MORE INFORM.~.TIDN JI.BOU'!' OVERDRA::'"'!'S. Case 3:12-cv-00889-DRH-SCW Document 172-21 *SEALED* Filed 05/16/14 Page 1 of 8 PageID 3963Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-21 *SEALED* Filed 05/16/14 Page 2 of 8 PageID 3964Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-21 *SEALED* Filed 05/16/14 Page 3 of 8 PageID 3965Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-21 *SEALED* Filed 05/16/14 Page 4 of 8 PageID 3966Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-21 *SEALED* Filed 05/16/14 Page 5 of 8 PageID 3967Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-21 *SEALED* Filed 05/16/14 Page 6 of 8 PageID 3968Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 23-jan-14 Case 3:12-cv-00889-DRH-SCW Document 172-21 *SEALED* Filed 05/16/14 23J Page 7 of 8 anl4-639 ntIS PAGE IS PART OF A STATEMENT REQUEST PageID 3969 Case: 14-1682 Document: 28-17 Pages: 90 GROUP 10 G23Janl4&9Filed: 07/30/2014 C:HASEO June 01. 2013lhrough June 28. 2013 JPMotgan Chase Bank. N.A. POBox 6S9754 San AnIoolo. TX 78265-9754 Account Number: 8100 CUSTOMER SERVICE INFORMATION Web site: Service Center. 1..11...11....11..11.1.1...,1.1.1..1..11.1,1..11...11.....11.1 ClClOO4478 DRE021219111013 NNNNNNNNNNN 1OOOOOOOOO800000 Deaf and Hard of Hearing: UVEWIRE HOLDINGS LlC 1111 UNCOLN RD STE 400 Para Espanol: Intemational Calls: Cha8e.oom 1-800-242-7338 1·800-242-7383 1·888-622-4273 1-713-262-1679 MIAMI BEACH FL 33139-2439 We're clarifying a transaction and fee description We're clarifying a transaction and fee description that we use on account statements and online activity. Starting July 22, 2013, if you cash a check and it's retumed to us without being pajd, we will identify: The transaction as cashed Check Returned, and The related fee as Cashed Check Returned Fee (not an checking products are charged a fee for this transaction but for those that are, this fee wlU stiD be $12). This Is not 8 new transaction type or tee, just a clearer description of this type of account activity. Today, we describe both deposited and cashed items that are returned to us without being paid as Deposited Item Returned. After July 22, we wiD use this description only for deposited checks that are returned. All of the tenns and conditions of your account remain the same. If you have questions, please call us toll-free at the number on this statement or visit any Chase branch. ICHECKING SUMMARY I Chase BusinessSelect Ct\....... 1ov. ~_'l:I _ AMOUNT BegInning Balance $11.419.38 Deposits and Pdditions OlecksPaid ATM & Debit Card Withdrawals Electronic Withdrawals Fees and O1her Withdrawals Ending Balance 12 12 6 15 48,131.02 ·7,240.50 -1,372.03 -29,907.89 11 -1,121.00 66 $19.969.16 IDEPOSITS AND ADDITIONSI _ DATE DESCRIPTION 06J04 06105 Remote Online DeposIt $6,650.00 Deposit 06/10 06/10 06/11 Remote Online DeposIt Remote Online DeposIt Remote Online Deposit 500167817 Deposit American Express Settlement 3123588642 15,500.00 1,375.00 250.00 112.48 150.00 8,343.54 06112 06/14 AMOUNT 1164441441 ceo 10: 1134992250 Case 3:12-cv-00889-DRH-SCW Document 172-21 *SEALED* Filed 05/16/14 23J Page 8 of 8 23-jan-14 anl4-639 THIS PACE IS PART OF A STATEMENT REQUEST PageID 3970 Case: 14-1682 Document: 28-17 Pages: 90 GROUP ID G23Janl4-639Filed: 07/30/2014 CHASE 0 June 01, 2013 through June 28, 2013 8100 Account Number. IDEPOSITS AND ADDITIONS I (continued) DESCRIPTION DATE 06118 06119 06125 AMOUNT Remote Onrllle Deposit Remote Online Deposit Remote Online Deposit 06127 06128 Remote Online Deposit 1 Fedwire Credit Via: U.S. Bank,N.A.1081 00021 0 810: Monyet LLC Paul Robert Hansmeiminneapolis MN Ref: Chase NycICtrlBnf=Uvewire Hok:lings LLC Miami Beach. FL 2,000.00 500.00 1,750.00 1,500.00 10.000.00 33139243S1Ac-OOOOOOOO1670 Rfb=130628064969 Bbi::lBnflSr tl1-730545288lmad: 0628Mmqfmp31004596 Tm: 7S63209179Ff Total Deposits and AddlUons $48.191.02 ICHECKS PAID I DATE CHECK NO. 1153 1154 1155 1156 1157 /\ /\ /\ 1158 1\ DESCRIPTION PAlO 06103 06107 06110 06110 06111 06117 06128 06124 06117 06124 06125 06125 1\ /\ 1159 /\ 1164 */\ 1165 1\ 1166 /\ 1167 1\ 1168 /\ Total Checks PaId AMOUNT $32.89 25.00 200.00 2,101.99 57.20 1.480.00 117.90 788.53 51.00 1,500.00 345.99 540.00 $7,240.50 If you see a description in the Checks Paid sec:lion. it means that we received only electronic information about the check, not the original or an image of the check. As a result, we're not able to retum the check to you or show you an image. • All of your recent checks may not be on this statement. either because they haven't cleared yet or they were listed on one of your previous statements. 1\ M image of this check may be available for you to view on Chase.com. IATM & DEBIT CARD WITHDRAWALSI DATE DESCRlP1toH 06113 Non-Chasa ATM Withdraw 06112222 14th St Miami Beach Fl Card 9490 06118 Non-ehase ATM Withdraw 06118 1464 Washington Ave Miami Beach FL Card 9490 Non-Olase ATM Withdraw 06122 1717 N Bayshore OR Miami Fl Card 9490 card Purchase 06122 Usaitwaye 037231850 800-428-4322 AZ card 9490 Non-Qlase ATM Withdraw 06f26 717 Washington Ave Miami Beach Fl Card 9490 Non-Chase ATM Withdraw 06128 1300 Lincoln Rd, Unit Miami Beach FL Card 9490 06124 06124 06126 06128 Total ATM & DebIt Card WIthdrawals _ AMOUNT $201.98 164.80 202.95 397.30 202.75 202.25 $1P2.03 Case 3:12-cv-00889-DRH-SCW Document 172-22 *SEALED* Filed 05/16/14 Page 1 of 3 PageID 3971Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 5N REGENT STREET SUITE513 lIVIl':GSTON. NJ 07039-1617 973·535-5000 • 800-453·6230 Branch Toll Free Number 561-998-6500 800-453-6231 SEP Account Statement Account Number: 0193 Statement Period: 02101/2014 - 03/31/2014 Valuation at a Glance SEP FBO JOHN STEELE PERSHING LLC AS CUSTODIAN 1111 LINCOLN RD MIAMI BEACH FL 33139-2452 Beginning Account Value Chan e in Account Value $5,040.00 Estimated Annual Income Your Account Executive: ACE CRUZ (800) 453-6232 Asset Allocation This Period Cash, Money Funds, and Bank Deposits Fixed Income 1,007.81 47,520.00 $48,527.81 Account Total " Allocation 2% 98% 100% Page 1of 9 BOOJ4777CSFJOOSO uo paperless A~K AAOUT [·DFlIVF.RV * , ~ H..'"d Fv""II"nl ~t.'!''''~f1 ',- ~dr~ It, A R!.\ ....... t~.·~ llAlllARRATEDCOMMUNICATlON5 ~:::.:; EXCEllENCE CIC."AQ tt..,ouvh PO"htnQ LLC . • ~., O'IJIII'tWd ."'-'kII.. "Y or T". 0 ..'" or "tone Corpcu'.tIof" (DNY IiIItlMlont "'.fle- P ... "~!'Vil,f- ' , t ':'hh", NVSC. spe Case 3:12-cv-00889-DRH-SCW Document 172-22 *SEALED* Filed 05/16/14 Page 2 of 3 PageID 3972Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Branch Toll Free Number 561-998-6500 800-453-6231 5N REGENT STREET SUITE513 LIVINGSTON. NJ 07039-1617 973·535·5000 • 800-453·6230 April 11,2013 PHOENIX VENTURES LLC ATIN JOHN STEELE IIII LINCOLN RD MIAMI BEACH FL 33139-2452 Account Number: 55N-XXXX86 Account Executive Number: MI4 ACE CRUZ Federal Funds Wire Transfer Based on your instruction, we have completed a federal funds wire transfer from your above-referenced account as follows: Date: Amount: Sent to: April 11,2013 $279,563.66 HSBC BANK USA, NA THE GMS GROUP LLC provides this notice to you as added security in the event that either you did not authorize the transaction or details regarding the transfer are incorrect. Please contact us at the above address or telephone number with any questions that you may have regarding this transaction. C-"IIhroui/lP~ LlC, ••ub.i1lory of The ...kd New YerI< Mdlon CorporIIooIl !'trlh;~ U:. ~mel :INRA NV5£. SIP.: Case 3:12-cv-00889-DRH-SCW Document 172-22 *SEALED* Filed 05/16/14 Page 3 of 3 PageID 3973Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 5N REGENT STREET SUITE513 LIVINGSTON, NJ 07039-1617 973-535-5000 • SOO·453·6230 Branch Toll Free Number 561-998-6500 800-453-6231 Brokerage Account Statement Account Number: 6310 Statement Period: 03/0112014 - 03/3112014 PHOENIX VENTURES LLC #2 JOHN STEELE 1111 LINCOLN RD SUITE 400 MIAMI BEACH FL 33139-2439 Valuation at a Glance Beginning Account Value Dividends/lnleresl Chan e in Account Value • Estimated Annual Income Tolal Purchasing Power m.888.26 52.111.06 Your Account Executive: ACE CRUZ (800) 453·6232 Asset Allocation This Period Cash, Money Funds, and Bank Deposits Fixed Income Mutual Funds 2,711.06 101,051.17 71,565.94 5175,328.17 Aceo"nl Total (Pic Chart) ~ Allocation 1% 58% 41% Pie Chart allocation onl)' inCludes products that arc of positive value. 100% Pagc1of12 D0014) 10CSF)0050 anl4-638 23-Jan-14 Case 3:12-cv-00889-DRH-SCW Document 172-23 *SEALED* Filed 05/16/14 23J Page 1 of 1 ntIS PAGE IS PARTOF A STATEMENT REQUEST PageID 3974 Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90 GROUP 10 G23Janl4-638 CHASE 0 M'lI'ehOI.2011lhroughM:.lrch31.2011 PrimIlryAccount 4152 ~ Accounl Number. CXXlOOO940924152 ICHECKING SUMMARY 1 - - - - - - - - - - - - - - INSTANCES AMOUNT Deposits and AckHr.ions 1 Electronic wahdrawals 7 $150,000.00 30.41 • 149,941.30 Ending Balance 6 $69.11 Beginning Balance I DEPOSITS DATE AND ADDITIONS 1 _ AMOUNT DESCRIPTION 03130 Olase Nfsc Cpa Ishares Tr Russ PPD 10: 0003670300 IELECTRONIC WITHDRAWALSI DATE 03/03 03103 03103 03103 03103 03109 03/15 _ AMOUNT D€SCRIPTION Chas. Chase Chaso Chase Chase Chase Chase Nfsc Cpa Spdr S&P 500 El PPD 10: 9003670300 Nfsc Cpa NfscCpa NfscCpa NfscCpa NfscCpa Nfsc Cpa Vanguard Inti E PPO 10: 9003670300 Ishares Tr Russ PPO 10: 9003670300 Ishares Tr Msci PPO 10: 9003670300 Powershares Db PPO 10: 9003670300 7,434.50 14,969.76 14,911.61 Powershares Db PPD 10: 9J03670300 $149.941.30 ENDING BALANCE 1 DATE 03/03 03/09 03/15 03130 _ AMOUNT S29.940.07 14.970.31 58.70 89.11 I SERVICE CHARGE SUMMARY 1 _ NUMBER OF TRANSACTIONS FOR SERVICE FEE CALCULATION Chocks Paid I Debits $45.144.52 45.057.07 14,727.59 7.696.25 Vanguard Sector PPD 10: 9003670300 Total Electronlo Withdrawals I DAILY S30.41 $30.41 Total Deposits and Addillons TRANSAC1lONS Deposits I Credits 7 1 Deposited Items o Transaction Total 6 Case 3:12-cv-00889-DRH-SCW Document 172-24 *SEALED* Filed 05/16/14 Page 1 of 5 PageID 3975Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-24 *SEALED* Filed 05/16/14 Page 2 of 5 PageID 3976Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-24 *SEALED* Filed 05/16/14 Page 3 of 5 PageID 3977Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-24 *SEALED* Filed 05/16/14 Page 4 of 5 PageID 3978Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-24 *SEALED* Filed 05/16/14 Page 5 of 5 PageID 3979Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 Case 3:12-cv-00889-DRH-SCW Document 172-25 *SEALED* Filed 05/16/14 Page 1 of 2 PageID 3980Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 ~gf~~ease return to: Attn: File Review 002'()1-P 101 E SUI Stleet. Sulto 101 St. PaIlI, MN 55101 CONSUMER LOAN MORTGAGE TCF NATIONAL BANK MINNESOTA RETAIL LENDING DEPARTMENT Account Number: 021 N01WITHSTANDING ANYTHING TO THE CONTRARY HEREIN, THE MAXIMUM PRINCIPAL INDEBTEDNESS SECURED BY THIS MORTGAGE IS SIX HUNDRED lWENlY THOUSAND DOLLARS AND 00 CENTS Dollars ( $820 pop 00 ). This CONSUMER LOAN MORTGAGE (-Mortgagej is made this ~ day of March, 2013 • by PAUL HANSMEIER and PADRAIGIN BROWNE Husband and Wife whose address is 225 PORTlAND AVe, UNIT 507 MINNeAPOLIS MN 55401 (the -Borrower"), who grants, conveys, mortgages and warrants to TCF National Bank, a national banking association, 2508 South louise Avenue, Sioux Falls, SO 57106 (the -Lender"), land and property In Hennepin County, Minnesota, described as: SEE ATTACHED EXHIBIT A street address: 1DO 3BP Aye S #3201 MINNeAPOLIS MN 55401 property Identiflcatlon no. 2302924320809 together with an buildings, im~p~r=o::;;ve:'::m=e::':n~ts::':,-a-n""d:-:fixtu~-r-es-o-n~ih~e property, whether now on the properly or added In the future, and all easements and other rights that pertain to the properly (collectively the -Property"). This Mortgage secures performance and payment under the terms of this Mortgage and BollOwer's note dated the same date as this Mortgage in the principal amount of SIX HUNDRED TWENTY THOUSAND DOLLARS AND 00 CENTS Dollars ( $620,000.00 ), subject to any written amendments to the note agreed to by Lender and Borrower ('Note-). In addition to the indebtedness due under the Note, this Mortgage secures Protedive Advances which may be in excess of the maximum principal amount staled above with Interest thereon and any other charges due under the Note (collectively "Debt-) and the performance of any covenants and agreements of the Borrower contained herein. -Protective Advance" is defined as a payment made by Lender for performance of covenants of BOllOwer pertaining to Insuring or preserving the Property !!eOn Borrower's failure to perform. The full Debt, If not paid earlier, is due and payable on 03l28J2043. U If the box preceding this sentence Is checked, the interest rate under the Borrower's Note is variable and cen change monthly, as described in the Note. Borrower promIses and agrees: 1. To keep the Property in good repair, and to also comply with all laws and ordInances, which affecllhe Property. 2. To pay all taxes, assessments, and water bDls levied on the Properly, and any other amounts which could become a senior Security Interest. -Security Interest- Includes any lien, mortgages or other encumbrance. 3. To perform all obligations under any Security Interest on the Property. As of the date hereof, there exists no other Security Interest on the Property, other than as disclosed to Lender on the tiUe Insurance commitment or property report or other tlUe evidence obtained by Lender prior to accepting this Mortgage, or on Borrower's loan application. 4. To keep the Property insured against fire, windstorm. flood, and such other hazards as Lender may requlm, in an amount and manner acceptable to Lender, and with the proceeds made payable in the policies to Lender as mortgagee, and to deliver such proof of insurance as Lender may require. Borrower may obtain Insurance from the Insurance company of Borrower's choice as long as the Insurance company is reasonably acceptable to Lender. Lender will apply any insurance proceeds to pay the Debt, unless Lender agrees in writing that the proceeds can be used differently, If Lender uses the proceeds to reduce the Debt, Borrower will stili have to make regular monthly payments until the Debt is satisfied. If Borrower fails to keep the Pro~rty Insured, Lender may, but is not required to, obmin such Insurance to protect Lender's anterest Such insurance obtained by Lender may not protect Borrower's equity interest In the Property. Lender Is not required to obtain the lowest cost insurance that might be available. 5. That if all or part of the Properly is condemned or teken by eminent domain, Borrower directs the party condemning or taking the Properly to pay all of the money to Lender. Lender will apply the money to pay tha Debt, unless Lender agrees In writing that the money can be used differently. If Lender uses the money to reduce the Debt, Borrower will still have to make regular monthly payments until1he Debt is satisfied. 099027 _~._ •• .-.a_ _ "" !"_.'_'_" __ . ;----~._' '_" _ -----~--_ page 1 of4 _ 1/1812012 ... .. _-----_._._ ......._._. . Case 3:12-cv-00889-DRH-SCW Document 172-25 *SEALED* Filed 05/16/14 Page 212/13/13 of 2 11:04 AM PageID 3981 Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90 Property Search Home Departments Property Appraiser Home Government Exemptions & Other Benefits Employees Real Estate Tangible Personal Property Search Call 3-1-1 Calendar Public Records Online Tools Tax Roll Administration About Us Contact Us The Property Appraiser does not send tax bills and does not set or collect taxes. Please visit the Tax Collector’s website directly for additional information. Facebook Twitter Search: Folio, Owner Name or Address Enter either folio, owner name, or address. Selected Property Information Print Folio: 01-4114-006-0310 Property Address: 50 SAMANA DR Owner: JOHN STEELE KERRY STEELE Mailing Address: 50 SAMANA DRIVE MIAMI FL 33133 Property Information Sales Information Full Legal Description Assessment Information Benefits Information Sales Information Additional Information E-mail Link Previous Sale Price OR Book-Page Qualification Description 04/17/2013 $766000 28593-0220 Qual by exam of deed 01/01/2000 $350000 18984-3708 2008 and prior year sales; Qual by exam of deed 03/01/1973 $70000 00000-00000 2008 and prior year sales; Qual by exam of deed For more information about the Department of Revenue's Sales Qualification Codes, click here. Featured Online Tools Report Homestead Fraud Tax Comparison Tax Estimator TRIM Notice View Taxes Additional Online Tools Comparable Sales Street Map http://gisweb.miamidade.gov/PropertySearch/ Aerial Map Page 1 of 2 Case 3:12-cv-00889-DRH-SCW Document 172-26 *SEALED* Filed 05/16/14 Page 1 of 2 PageID 3982Filed: 07/30/2014 Case: 14-1682 Document: 28-17 Pages: 90 111111111111111111111111111111111111111111111 CITY OF MIAMI - BUILDING DEPARTMENT CFN 2013R0917876 OR Bk 28919 pg 1966; (lpg) RECORDED 11/20/2013 10=31=33 NOTICE OF COMMENCEMENT HARVEY RUVIN, CLERK OF COURT MIAMI-DADE COUNTY, FLORIDA Please file at 22 N.w. 1st Street, Miami PERMIT NUMBER: 1>t>\1 .... ot;~4'L - 00 \ FOLIO NUMBER: l.AST PAGE _ State of Florida County of Miami-Dade The undersigned hereby gives notice that improvements will made to certain real property, and in accordance with Chapter 713.23, Florida Statuses, the following in provided in this Notice of Commencement. Street address' 50 ,fMtfI..!4-,Pe and Legal description of property: .r~~lg' ~ De.scription of improvement k4M'Urt s ,/lJT'if,(~ ~~m4f.l ~ l..htN'H'L INt/tl ~/~J)dVr " f:~~I~ "'hMn£) '?Yf. . . . . &WJ>f.;L Ib&WO)CW PILll'EW'A1' Owner's name: AO""",, ~~ and address: S7J GA1'thAlt" 1M(f~J, ,4Itw1 H~~, 'U'NI~ . {'4Httr< Ubi!: 1$/3.3 Interest in property: ....aoc.=l",.tl!:~lI:.lfo:,;;..::... Name of fee simple titleholder (if other than owner) and address: Contractor's name' Phone number: 1)M.tk R. m·z7J .onp . Amount of Surety bond: Surety's name: Phone number: Lender's name: Phone number: Irba£ and address: _ _ W,,," IJ~ It!'". 17 ill.""", 8- J,:,lk( :(Payment bond required by owner from contractor, if any) and address: _ _ and address: _ _ Persons with the state of Florida designated by Owner, upon whom notices or other documents may be served as provided by Section 713.13(1)(a)7, Florida Statues, Name: and address: _ Phone number: _ In addition to himself, Owner designates the following person(s) to receive a copy of a Lienor's Notice as provided in Section 713.13(1)(b)7, Florida Statues, Name: and address: _ Phone number: _ Expiration date of this Notice of Commencement, unless a d' rent date is specified) ,(the expiration date is one [1] year from the date of recording /\...........,..-'----.,A004+---+------- l~~~'J.~'';.~':~ i. --_.~.~~ Rev. Dec/ .i JENNIFER RAMIREZ Notary PubHc • State of Florida ~~:: __-GOI'Imt:-&rriirP.J:"'~~!m'I'::rk_---'---_._.----- Commission" EE 2131 Book28919/Page1966 Generated on Jun/04/2013 10:46 AM CFN#20130917876 Page 1 of 1 • • Case 3:12-cv-00889-DRH-SCW Document 172-26 *SEALED* Filed 05/16/14 11111111111mil11IlI1RIIUIIIUIIIIIIIIII, Page 2 of 2 PageID 3983 CFN 201.4R0074324 Case: 14-1682 Document: 28-17 Filed: 07/30/2014 Pages: 90 NOTICE OF COMMENCEMENT OR Bk 29010 pg 1852; (lpg) RECORDED 01/30/2014 10=45=00 HARVEY RUVIN, CLERK OF COURT MIAMI-DADE COUNTY, FLORIDA LAST PAGE A RECORDED COPY MUST BE POSTED ON THE JOB SITE AT TIME OF FIRST INSPECTION PERMIT NO. > _ TAX FOLIO NO. _ STATE OF FLORIDA COUNTY OF DADE THE UNDERSIGNED hereby gives notice that improvements will be made to certain real property, and in accordance with Chapter 713, Florida Statutes, the following information is provided in this Notice ,of Commencement: 1. Legal description of roperty and street + L . \It.. 2. Description of improvement: address:---=:;;o::::'~7-_ _S-=!.:::~::........:.yn---=:O:::::..:.:..0_~....::>....-=--:...~~ 3. D rn € LA) 3. Owner (s) name and address:=-r-=:..L.L...:c.......l!.....~ N'( r CA(:) }- PC2 D -:- _ II S. Ps \: ~.:=..~~_ _--:5:::....::D::::--=.S:A=~y-(\-.:...;..:::a:::..Y\~Q......~-:l:::::...L.~~--- < 5. Surety: (Payment bond required by owner from contractor, if any) Name and address: _ Amount of bond: $ ------------- 6. Lender's name and address: _ 7. Persons within the State of Florida designated by Owner upon whom notices or other documents may be served as provided by Section 713.13 (l) (a) 7.,FloridaStatutes: _ Name and address: ----------------------------------- 8Jn addition to himself, Owner designates the following person (s) to receive a copy of the Lienor's Notice as provided in Section 713.13 (1) (b) 7., Florida Statutes: _ Name and address: ---'- 9. Expiration date of this Notice of Commencement (the expiration date is i'year from the date of recording unless a different date is specified) e,.=%At-a;t:., .\fa Print Name 3ub VI rf' ~\ day of.n1, 20 Prepared by: l:L Notary Public_~L::.~~:::::...~::;--.;:::~---Print Notary's Name_.z;;;,o:...:o-.a.....:.........-= My Commission Expires: _ Address: _ ---o=-_::=.-""-_ _ Fonn 104 Book29010/Page1852 CFN#20140074324 Page 1 of 1