EDISON ELECTRIC INSTITUTE INC. (PUBLIC INSPECTION COPY) FEDERAL FORM 990 YEAR ENDED DECEMBER 31, 2013 Form990 .... Do not enter SocTal Security numbers on this form as it may be made public. 1n1ema1 Revellue ser\llce ...__ Information about Form 990 and its instructions is at www.irs.:IJ9Vlform990. A For the 2013 calendar year, or tax year beginning Open to Public Inspection. and ending C Name of organization appllcal>le: 2013 Under section 501(c),527, or 4947{a)(1) of the Internal Revenue Code (except private f oundations) Dopartmet\1 or the Treas\Jry B -cnecJ< it OMBl'Jo. 1545·0041 Return of Organization Exempt From Income Tax D Employer identification number DA0<11ess EDISON ELECTRIC INSTITUTE INC. OName l'.lllange Doi119..Business As 01n11ioJ retum Orerm1n- Number and street (or P.O. bO)( ii mall fs not delivered lo street address) DAlnended City or town, state or province, country, and ZIP or foreign postal code G WASHINGTON.L DC H(a) Is this a group return change s ted retum DAppllca· uon pendmg 13- 0659550 I 701 PENNSYLVANIA AVEL NW 20004- 2696 THOMAS R. KUHN J c ABOVE for subordinates? .... Dves :u. l Part 1J Summary .. c QI .is ~ ·s; :p ..., -0 < "1M GroYR_ exem_p_tion number~ TO PROVIDE A FORUM FOR THE ELECTRIC UTILITY INDUSTRY. Check this box 2 3 4 5 6 .... 0 if the organization discontinued its operations or diSposed of more than 25% of its net assets . Number of voting members of the governing body (Part VI, line 1 a) ............................................................ Number of independent voting members otthe governing body (Part VI, line 1b) ........ .. ................................ 3 4 ........... ... , ..... ............................ 5 Total number of volunteers (estimate if necessary) ................................ .................. ...... .. . ,............ ............. . 7 a Total unrelated business revenue from Part VIII, column (C). line 12 ... ......... ............ ............ ....................... .. 6 7a b Net unrelated business taxable income from Form 900T, line 34 ......... ...... ............. ....... ........., ........... ........ 7b Total number of individuals employed in calendar year 2013 (Part V, line 2a) Prior Year 8 .........,..................................................... :I c 9 Program service revenue (Part VIII, line 2g) ...... ... ,., .......... , .. ...................... ................ ~ QI 10 Investment Income (Part VIII, column (A), lines 3, 4, and 7d) ................... ,................... n:: 11 Other revenue (Part VIII, column (A), lines 5, 6d, Sc, 9c, 10c, and 11e) ..... .................... QI Contributions and grants (Part VIII, line 1h) 12 Total revenue - add lines 8 throl!9_h 11J_must ~ual Part VIII, columnJ_~. line 1 ~ ......... 13 Grants and similar amounts paid (Part IX. column (A). lines i-3) ................................... 14 Benefit's paid to or for members (Part IX, column (A), line 4) fl) QI fl) c QI Q. >C w '-"' o"' No If ''No," attach a list. (see instructions) ]527 JL Year of formation: 19 3 ~M State of l~l domicile: VA Briefly describe the organization's mission or most slgnificant activities: 111 > 0 Cl J J L.xJ I][] No ' H(b) Ive all subord1natasincluded?DVes D I Tax·exem_e! status: [ 50!till [XJ 50 ll.ill 6 1"""' Jjnsertno_l[ 494 ~iill-11 or [ J Website:~ WWW. EE! . ORG Trust D Association L J Other ... K Form of om..aniza1ion: Corporation l 1 202-SOB- 5000 154.J.319..L211. Gross receipts S F Name and address of principal officer: SAME AS 8c E Telephone number Room/suite ······ ································· 15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) ......... ... o. o. 37.L606.LSB8. o. 17 Other expenses (Part IX, column (A), lines 11a-11d, 11f-24e) ..................... ... ... ........... . 16 Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25) ................ ..... 19 Revenue less e'92_enses. Subtract line 18 from line 12 ··········· ·-··· ·· ·-······-···················· ·· Current Year 0. 82.J.467.L.809. 2 901.L.153. 0. 85..L368.L962. 1_,_9031-458. 16a Professional fund raising fees (Part IX. column (A), line 11 e) ......... .............................. · b Total fundraising expenses (Part JX, column (D), line 25) 4312631-798. 82_,_773 844. 2.J.595 118. Bwnnif!.i of Current Year "'g iii~ 20 Total assets (Part X, line 16) """ 21 Total liabilities (Part X, line 26) ~ ...... .... ' ..... ' ..... '.' ... '. ' ............................. ·- .... ............. ~r: z.f 22 Net assets orfund balances. Subtract line 21 from line 20 ............................ ,, ............ • • • ' "• • .. • • • '•• • ~ " • ,_. ' . , • • p • • 1 • 1 • " • o • ' ,. ' • • • •' • ' • • • '" • • I • • • ' • • • • • • • I • o • • • • • • • ' • ~- LPart II J Signature Block 72 72 239 100 502 547. -332 630. o. 42 523 261.. 83..._639 711. 423 829. End of Year 108_1_317 308. 115 832 910. 94..L643.L065. 82 478_,_384. 13_,_674 243. 33i354.LS26. Under penalties of perjury, I declare that I have f!xarnine this return, including accompanying schedules and statements, and 1o the .best of my knowledge and true, correct, and co Itri... ,.. le . Decla lion o. 81.L.580 667. 2..l.482 873. 0. 84 063 540. 2..l.304 692. 0. 38 811 758. belief, it is r is based on all information of which preparer has any kn owl dge. II ~s-1+-.,--~-+.1111---''--~..L...~~::n.o'-H--"'..----~~~~~~~~~~~~~~~D~a~te_.__,..__,._,~~~~~~~~~ Sign Here Itri... JOHN $. SCHLENKER, TREASURER/CFO ,.. Type or print name and title PrinVType preparer's name Pa:id Preparer Use Only ANDREW SMITH 4 CLIFTONLARSONALLEN LLP Firm's address ... 42 50 N. FAIRFAX DRIVEL SUITE l 0 2 0 ARLINGTON VA 22203 • Firm's name Ma the IRS discuss this return wflh the re arer shown above? see Instructions 332001 10-2g-13 LHA For Paperwork Reduction Act Notice, see the separate instructions. Phone no.5 71- 2 2 7 - 9 5 0 0 Yes No Form 990 (201 3) EDISON ELECTRIC INSTITUTE INC. Form 990 2013 13-0659550 Pae2 Part Ill Statement of Program Service Accomplishments Check if Schedule 0 contains a response or note to any line in this Part flt ...................................................... .. .... . Briefly describe the organization's mission: EDI SON ELECTRIC INSTITUTE INC. IS THE ASSOCIATION OF AMERICA'S SHAREHOLDER- OWNED ELECTRIC UTILITIES. THE INSTITUTE PROVIDES AUTHORITATIVE ANALYSIS AND CRITICAL INDUSTRY DATA TO ITS MEMBERS, CONGRESS , GOVERNMENT AGENCIES, THE FINANCIAL COMMUNITY, AND OTHER 2 Did the organization undertake any significant program seiviaes during the year which were not listed on Dves 00 No the prior Form 990 or 990·EZ? ...... .. ....... ...... ..... ·"···· .............. . ............ .... .. ..... ............ .. .. ................ .... .. .......... .. . ... It •v es, • describe these new services on Schedule 0. 3 Oves 00No Did 1he organization cease conducting, or make significant changes in how it conducts, any program services? ....... . If "Yes,• describe these changes on Schedule O. 4 Describe t he organization 's program service accomplishments 1or each of its three largest program services, as measured by expenses. Section 50i(c)(3) and SOi (c)(4) organizations are required to report the amount of grants and allocations 10 others, the total expenses, and revenue, tf any, for each prog ram service reported. 4a (Code: ) (Expenses$ including grM\$ of$ ) (Revenue S ) EDISON ELECTRIC INSTITUTE'S (EEI) ENVIRONMENTAL PROGRAM IS COMPRI SED OF A HOST OF ACTIVITIES INVOLVING AIR QUALITY, CLIMATE CHANGE, CLEAN WATER, CLEAN COAL TECHNOLOGIES, NATURAL RESOURCES, AND SITING AND PERMITTING. AS THE ASSOCIATION OF SHAREHOLDER- OWNED ELECTRIC UTILITIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EDISON ELECTRIC INSTITUTE. 4b (Code: ) (Expenses$ Including grants of $ ) (Revenue S - - - - - - - - EE I'S ENERGY DELI VERY PROGRAM IS COMPRI SED OF A HOST OF ACTIVITIES INVOLVING THE FEDERAL ENERGY REGULATORY COMMISSION {FERC) AND THE NORTH AMERICAN ELECTRIC RELIABILITY CORPORATION (NERC). IT ALSO INCLUDES SECURITY {CYBER AND PHYSICAL), STORM RESILIENCY AND RESPONSE, AND TRANSMISSION ISSUES. AS THE ASSOCIATION OF SHAREHOLDER-OWNED ELECTRI C UTILITIES, THESE PROGRAMS AND ACTIVITIES RELATE TO THE EXEMPT PURPOSE OF EDISON ELECTRIC INSTITUTE. 4c (Code: )(Expenses$ inoludlnggrants of$ ) (Revenues _ _ _ _ _ _ __ EEI'S FINANCE AND TAX PROGRAM IS COMPRISED OF A HOST OF ACTIVITIES INVOLVING WALL STREET OUTREACH, TAX ISSUES, FINANCIAL ACCOUNTING STANDARDS BOARD {FASB) ISSUES, FINANCIAL ACTIVITIES AND STUDIES. AS THE ASSOCIATION OF SHAREHOLDER-OWNED ELECTRIC UTILITIES THESE PROGRAMS AND ACTIVITlES RELATE TO THE EXEMPT PURPOSE OF EDISON ~LECTRIC INSTITUTE. 4d Other program services (Desc ribe in Schedule O.) .kJ\2.onsos $ 4e Total..f!!~ra m service ex..E.enses_,.. l. j_J..Revenue S inciudfl!ll..llfllJ'llS of S Form 990 (2013) 332002 10·29-13 ..,'1A.,111'"7 ., ":l., '1 '1C n r .c /'\ ':)01.,, " ' " ('\ ""'n. . . "') 2 "C'.' I'\ n. l"I ~T"'\Tr"\r>t."-'T 'r.'l"T' ~t"""l t'n ~Tn T'Jl.----'9~b-+---+-10 Section 501(c)(7) organizations. Enter: a Initiation fees and capital contributions included on Part VIII, line 12 .. .. ..... .. .................... ............ .. lf-:.10"-'a""J+-------~ b Gross receipts, included on Fann 990, Part VIII, line 12, for public use of club facilities ... ... .... .... .... '-"10b==-..__-------1 11 Section 501(c){12) organizations. Enter: a Gross income from members or shareholders 11a b Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from ttiem,) .. ........ .. ........... .. ...... ... ... .... ................. ..... .......... .... .. ...... ..... '-'-11-"b"-'---------i 12a Sec tion 4947(a}(1) non-exempt charitable trusts. Is the organization filing Form. 990 in lieu of Form11041J? 12a b If "Yes," enter the am9unt of tax-exempt interest received or accrued during the year ............. __ __ _ L~12_b~--------. 13 Section 501(c)(29) qualified nonprofit health insurance Issuers. a Is tile organization licensed to Issue qualified health plans in more than one state? .. ... .. ... ............... .. ......... ..... ................... . Note. See the instructions for additional information the organization must report on Schedult:1 0. b Enter the amount of reserves the organization is required to maintain by the states in which the organiµtion is licensed to issue qualified health plans ... .... ........ .. ... ......... ... .. .... .................. _.. ..... . 13a l,__13~b~J.,.__ _ _ _ _ __, c Enter the amount of reserves on hand ................................... ... .......... ...... ........ ---- --------- ·-............. ~13~c~_ __ _ __ __,_ _,___ __,__ 14.a Did the organization receive any payments for indoor tanning services during the tax year? ....... .. ..... ... .... .. .... ... .. .. .. ... ... ..... 14a X b If "Yes "has it filed a Form 720 to r~ort these..mrt_ments? If 'No ' __Q_rovide an e1g2tanation in Schedule 0 ............ ...... .. . .... ___ 14b Form 990 (2013) 33 2005 I0-211· 13 5 ED! ON ELECTRIC INSTITUTE INC. Part VI Governance, Management, and Disclosure For each ''Yes· response to lines 2111rough 13-0659550 Pa e6 7b below. and fora "No' response to line Ba, Bb, or 1Ob below, describe the circumstances, processes, or changes in Schedule 0. See instructions. Form990 2013 Check if Schedule 0 contains a response or note to any line in this Part VI 1.. Section A. Governing Body and Management . - - - - · - -,-----., 1 Yes 1a Enter the number of voting members of the governing body at the end of the taK year .1 officer, director, trustee, 72 . 2 x . ... 3 4 x or key employee? ............. ..... .... ..................... ......................... 1...................................... Did .t he organization delegate control over management duties customarily pertonned by or urder the direct supervision of officers, directors, or trustees, or Key employees to a management company or other persl n? 4 .. , . ...... ......... . Did the organization make any significant changes to its governing documents since the prio Form 990 was filed? . . .... 5 Old the organization become aware during the year of a significant d1vers1on of the organizati n·s assets? 6 Did the organization have members or stockholders? 7a ~:r:h;:~:;:~!~~=::::;i~=~=~;~o~~~-ol~~~...~r. ~t~er. ~~~~-~-~-~ho~~~-~~~ ·p·o·w~r.t~ ~-I r_o~ -~~~.o'.~t ~~-e..~~............. .. . . . ....... . r .. . ... ... ..... .. . 5 x 6 x 7a x 7b X a The governing body? ................. .... ... ..... .... .... ............... ... .. ... .. ... .................. ........................................ ...... ..... .. .. ............ . Ba b Each committee with authority to act on behalf of the governing body? 8b x x . .. .. . .. .. .. .. .... . .. .. ... . . . ......... No l--"1a"--1-----·---1.2 If there are material differences in voting rights among members of tJ1e governing bod11, or if the governing body delegated broad authority to an executive committee or slrnilar committee, expla!n in Schedule 0. b Enter the number of voting members inc.luded in line 1a, above. who are independent .. .. . 1.. 1b 2 Did any officer. director, trustee, or k.ey employee have a family relationship or a business rel~tionship with any other 3 - x b Are any governance decisions of the organization reserved to (or subject to approval by) merr)bers, stockholders, or persons other than the governing body? .................. ....... .................... .......... .. .... ..... ... ... .. .......... ... .. ... .. .. .. .. .. . ........ .. .... Did 1he organization contemporaneously document the meetings held or written actions undertaken durin? the year by the following: 8 9 ...... ...................... ..................... ... .... .... ............ . Is there any office.I', director, trustee, or key employee listed ln Part VII, Section A, who canno~ be reached al the om_anization's maili1J.9..address? If 'Yes ".J!Iovide the names and addresses in Schedule 0 .. ..!. ......................................... .. Section B. PolicieS_([flisSectlon B re_guests information aboul~licies not rf!!J~ired b_y_the lnlfLmal Revenue Code.)_ x 9 Yes 10a Did the organization have local chapters, branches, or affiliates? f ....................................... .. ,. . . . . .. . .. .. .... . ..... No x 10a b If ''Yes, " did the organization have written policies and procedures governing the activities of $uch chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt 11a Has the organization provided purpo~es? . .... . 10b a complete copy of this Form 990 to all members of its governi~g body before filing the form? . .. . . .. ...... ........ . 11a b Describe in Schedule 0 the process, if any, used by the organization to review this Form 990. , 12a Did the organization have a written conflict of interest policy? If ''No," go to line 13 ........................................... ............ .. . 12a b Were officers, directors, or tiustees, and key employees required to disclose armually interests that could ~lve rise to conflicts? ............... . c Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe 12b In Schedule Ohow this was done .......... .. ......., .................................................. ................. ,1.. .. . ................ .... . ... ... ... .. ... ..... . 12c 13 14 Did the organization have a written whistleblower policy? ... .. ........ .. .. .................................. ., ................. ............................ . 13 Did the organization have a written document retention and destruction policy? , .................. ~ ........................................ .. 14 15 Did the process for determining compensation of the following persons include a review and af.proval by independent x x x x x x persons, comparability data, and contemporaneous substantiatlon of the deliberation and decision? a The organization's CEO, Executive Director, or top management official ... .. ... ....................... 1........................................... ,, b Other officers or key employees ofthe organization ., .................................................. ......... j............................................ . If "Yes " to line 15a or 15b, describe the process in Schedule 0 (see instructions). 15a 15b x x 16a Old the organization lnves1 in, contribute assets to, ot participate in a joint venture or similar arrangement with a taxable entity durin.Q the year? ................................................................................. ..... ..... .I.. ......... ........ ............ .......... .. .. b If "Yes,• did the organization follow a written policy or procedure requiring the organization to valuate its participation f 16a X in joint venture arrangements under applicable federal tax law. and take steps to safeguard th~ organization's exem_m status with re~ectto such arraQ!lements? . . ........ ... . . ... ... ....... .. .. .., .. ... ... .. . . 16b Section C. Disclosure 17 18 List the states with which a copy of this Form .990 is required to be filed .... _ __ N_O_N_E_~---------------Section 6104 requires an organization to make its Forms 1023 (or 1024 lf applicable), 990, anq 990·T (Section 501 (c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply. D Own website D Another's website 00 Upon request D Other (explain in Schedule 0) 19 Describe in Schedule 0 whether (and if so, how). the organization made its governing documents, conflict of in1erest policy, and financial 20 State the name, physical address, and telephone number of the person who possesses the b1oks and records of the organization: .... _ _ __ statements ava!lable to the public during the tax year. JOHN $. SCHLENKER - 202-508-5540 701 PENNSYLVANIA AVE, NW, WASHINGTON, DC 332006 20004- 2696 Form 990 (201 3) 10-2~-13 6 EDISON ELECTRIC INSTITUTE INC. Form990 2013 Part VII Compensation of Officers1 Directors, Trustees, Key Employees, Employees, and Independent Contractors 13 - 0659 5 5 0 Paoe 7 ~ighest Compensated 1a Complete this table for all persons required to be listed. Report compensation for the calendar ear ending with or within the organization's tax year. •List all of the organization's current officers, directors, trustees (whether individuals or organizations}. regardless of amount of compensation. Enter ·O· In t:otumns (D), (E), and (F) if no compensation was paid . 1 •List all of the organization 's current key employees, if any. See Instructions for definition of "Rey employee." • Ust the organization's five current highest compensated employees (other than an officer, dirEjctor, trustee, or key employee) who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099·MISC) of more than $100,000 frbm the organization and any related organizations •List all of the organization's former officers, key employees, and highest compensated employees who received more tllan $100,000 of I reportable compensation from the organ1zation and any related organizations. • List <111 of the organization's former directors or trustees that received, in the capacity as a fprmer director or trustee of the organization, more than $10,000 of reportable compensation from the organization and any related organizations. List persons in the following order: individual trustees or directors; institutional trustees: officers; ke~ employees; highest compensated employees: and former such persons. . I D Check this box if neither the organization nor any related or.ganizatlon compensated anycurrent officer, director or trustee. (A) Name and Title (B) (C) · Position Average (do not check more than one hours per box, unless person Is both an officer and a director/lnJstee) week (list any hours for ];! :J related ~ t;; E ;!. ~ organizations .6 ~ ~~ below -c ~ ~ :lit ,.ii' ;;:;<>e~ ::;:~ line) ~ ~ ! 0 ~ "" ~ (1) VICE (2) VICE LEWIS HAY, III CHAIR/CHAJ:R MICHAEL W, YACKIRA CHAIR/CHAIR ( 3) NICHOLAS K. AKINS VICE CHAIR (4) THEODORE F . CRAVER, JR. VICE CHAIR (5) THOMAS A. FANNING VICE CHAIR TIM MCLEOD < 6) DIRECTOR (7) ALAN R, HODNIK DIRECTOR ( B) PATRICIA LEONARD KAMPLING DIRECTOR (9) THOMAS R, VOSS DIRECTOR (10) THOMAS F. FARREL):,, I I DIRECTOR (11) JOHN C, PROCARIO DIRECTOR (12) SCOTT L . MORRIS DIRECTOR (13) GERRY CHASSE DIRECTOR (14) DAV!D R, EMERY DIRECTOR ( 15) DAV!D M. MCCLANAHAN DIRECTOR (16) STEVEN V. LANT DIRECTOR (17) BRUCE A. WJ:LLIAMSON DI RECTQR_ 3.00 1.00 3.00 1.00 3.00 2.00 3.00 1.00 3.00 1.00 1.00 1. 00 1. 00 1.00 1.00 1.00 1.00 1.00 2.00 1.00 1.00 1.00 1.00 1. 00 (t Repo able compe?sation from t~e organization (W-211099·MISC) (F) Estimated amount of other compensation from the organization and related organizations -a I 1 o. o. o. o. o. o. o. o. x x x x x x x x (E) Reportable compensation from related organizations (W-2/1099·MISC) x x x x x I .1 I x x I I x x x x x T x I x 0. 0. 0. o. 0. o. o. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. o. o. o. 0. 0. 0. 0. o. 0. 0. 0. o. o. o. o. 0. 0. 0. 0. 0. 0. 0. o. 0. Form 990 (2013) 332007 10·29- 13 7 EDISON ELECTRIC INSTITUTE INC. Form9so1201=& [Part VHI Section A. Officers Directors Trustee~K~Em Q)~ees (B) (A) and Highest (C} Position Average (Po not cllacl< mot" !Mn one hours pe1 boK, unless person ls b(•I~ an officer and a d1rect<>1ilmst!ltl) week (list any hours for related ~ J! organizations E ii s~ ~ below ~~ ~ ~ ·~ line) l;" ~~ & ~ -5 ~ 0 Name and title i ~ ~ l 13-0659550 Compensa~d Em_mqy_eesjforitinuec!l.__ (E) 1p) g ~ Reprable comp nsation from the mgan~z.atlon (W.2/10 9·MISC) (~} Reportable compensation from related 01ganfzations Estimated amount o1 other compensation from the organization and related organizations (W·211099·MISG) ~ 0 f '"" x:~ (18) JOHN G. RUSSELL 1.00 DIRECTOR 0. 0. (19) KEVIN BURKE 1.00 DI RECTOR 0. I (20) GERARD M. ANDERSON 1. 00 DIRECTOR 0. 0. .1 (21 ) JAMES E. ROGERS 1. 00 I DIRECTOR 1. 00 0. l (22) RICHARD RIAZZI 1. 00 DIRECTOR 0. l (23) THOMAS V. SHOCKLEY 1. 00 DIRECTOR 0. (24) WILLIAM H. SHEPPARD LOO DIRECTOR (25} BRADLEY" P. BEECHER 1.00 DIRECTOR 0. 0. I (26) JOHN F. YOUNG 1.00 DIRECTOR 0. 0. 1b Sub-total .............................. ..... .... ······--- ·-··· ............................................... 0. 0• c Total from continuation sheets to Part VII, Section A ............ .. .......... .. .... lill- 10..L055..L079. 0. d Total {add lines 1b and 1c) ......... , ... ..... .. . • , ........ , ... , • • • ,H,O•O•"''' ' ' ' ' ' ' ' ' ' ' '' 10..LosL019. 0• .. . I 2 Total number of 1nd1v1duals (including but not hm1ted to those listed above) who received mor' than $100,000 of reportable x x x o. x o. x I x x x x o. o. o. o. 0. 0. 0. o. o. o. o. 0. 0. 0. + 2 22 0 227 2 220 227 .... .... coll}Q_ensation from 3 88 the organization __.,.___ ~~: ~ha~~;~:~~t:0~::e~;~::::;eo~~~;~:::~~~;~i~~:~s~.~~:. ~e-~. ~~.~-1-~~~e.'. ~1~~-~ st-~~~.r.e.~.s~t~~ ·e-~~'.~~-e~. ~~ or. Yes ., ........... For any individual listed on line 1 a, is the sum of reportable compensation and other compen,ation from the organization and related organizations greater than $150,000? If "Yes.• complete Schedule J for such indil dual ........... ", ......................... Did any person listed on line 1a receive or accrue compensation from any unrelated organiza.t on or individual for services 4 5 rendered to the Q!1!tanlzation? If "Yes ·• com.Qf.ete Schedule J for such oerson .................................................................. Section B. Independent Contractors 5 I No x 3 4 1 P'!.ll_e8 . x x Comp Jete this table for your five highest com p ensated lndep endent contractors that receivedTmore than $ 100 000 of com pensation from the organization. R~ort compensation f or the calendar_y_ear endin_g_ with or within the o[9_anization's tax_y_ear. W ~ (C} Des±nption of services Compensation I Name and business address HUNTON & WILLIAMS 1900 K STREETL WASHINGTONL DC 20006 Q.ONSUL1ING VENABLE, LLP 575 SEVENTH STREET~ WASHINGTON DC 20004 ~ONSUL'li'ING T DANIEL J. EDELMAN , INC 200 EAST RANDOLPH STREET..L CHICAGO..L IL 60601 tONSULTING R & R PARTNERS, INC, 101 CONSTITUTION AVE, NW SUITE L110 WASHINGTON DC 20001 lA.DVERT~SING I CHERTOFF GROUP, LLC, 1399 NEW YORK AVE NW #900 WASHINGTON..L DC 20005 toNSULTING 2 8L158 767. 2L922 429. 1 091 122. 515 811. 373 956. Total number of independent contractors (including but not limited to those listed above) who [received more than 7 SEE PART VII, SECTION A CONTINUATION SHEETS $100.000 of com_g_ensation from the or.g_anization ~ 332009 10·29· ,3 8 Form 990 (2013) Form99o lPart VUI Section A. EDISON ELECTRIC INSTITUTE INC. 13-0659550 Director~Trustee~K~Em_l!J~ee~and HiQ!iest Com.A_ens:!ted Emplo.Yeesjfontinuedj_ Officers (A) Name and title (B) Aver·age hours per week (list any hours for related organizations below line) (27) ROD WEST DIRECTOR (28) CHRISTOPHER CRANE DIRECTOR (29) ANTHONY J, ALEXANDER DIRECTOR (30) MICHAEL J, CilESSER DIRECTOR (31) MARY G, POWELL DI.RECTOR (32) CONSTANCE LAU DI.RECTOR (33) ROBERT D. KUMP DI.RECTOR (34) J. LAMONT KEEN DI.RECTOR (35) CHARLES A, SCHROCK DI.RECTOR (36) JOSEPH L. WELCH DI.RECTOR (37) DAVID L, GOODlN DIRECTOR (38) GARY J, WOLTER DIRECTOR (39) GREGORY E. ABEL DIRECTOR (40) PHILIP BARNHARD, IV DIRECTOR (41) THOMAS B. KI.NG DIRECTOR (42) JIM STANLEY DIRECTOR (43) CHARLES W, SHIVERY DIRECTOR (44) ROBERT C, ROWE DIRECTOR (45) THOMAS J. MAY DIRECTOR ( 46) PETER B. DELANEY DIRE~TOR 1.00 (C) Position (check all that apply) (p) Repc rtable compE nsation 1. 00 1. 00 1.00 1.00 (Fl Estimated amount of t~e orga~ization (W-2/1099-MISC) frpm (W-211 Ofl9·MISC) 0. 0. 0. 0. o. 0. 0. o. 0. 0. 0. 0. 0. o. o. 0. o. 0. 0. 0. 0. 0. 0. 0. o. o. o. 0. 0. o. 0. 0. 0. o. 0. o. o. 0. 0. 0. x 0. x o. o. o. o. o. o. x x x x x x x 1.00 1.00 1.00 1. 00 1. 00 1. 00 1.00 1.00 1.00 1.00 1.00 x I x J I x x x x x x o. o. 0. 0. x 0. 0. o. x 0. 0. 0. 1. 00 1. 00 othe1 compensation from the organization and related organizations o. o. o. x 1. 00 1.00 (E} Reportable compensation from related organizations Total to Part VII Section A line 1c 332201 05-01 · 13 9 EDISON ELECTRIC INSTITUTE INC. Form 990 [Part VlllSection A. Officers Directors Trustee~LK~Em_Ql~es (Al (Bl (C) (D) {E) (F) Name and title Average hours Position (check all that apply) Rep ~rtabfe comp 'nsation from t;ie orgar ization Reportable compensation from related organizations {W·2/1099·MISC) Estimated amount of other compensation from the organization and related organjzati9ns per .. 13-0659550 and HjgJlestCo"ll?_ens !i_ted Em_ill~ees_Jfontinueqj_ ·-- ----· ---· - --- - (47) EDWARD J . MCINTYRE DIRECTOR ( 48) CHRI STOPHER P . JOHNS DIRECTOR (49) JOSEPH M. RIGBY DIRECTOR (50) DONALD E. BRANDT DIRECTOR (51) PATRICIA K. VINCENT- COLLAWN DIRECTOR (52) JAMES J. PIRO DIRECTOR ( 53) WILLIAM H. SPENCE DIRECTOR (54) RALPH IZZO DIRECTOR (55) KIMBERLY J . HARRIS DIRECTOR (56) KEVIN B. MARSH DIRECTOR (57) ANDRES GLUSKI DIRECTOR (58) JOHN B, RAMIL DIRECTOR (59) LON R. GREENBERG DIRECTOR (60) JAMES P. TORGERSON DIRECTOR (61) ROBERT G, SCHOENBERGER DIRECTOR (62) PAUL J, BONAVI A DIRECTOR (63) CARL L, CHAPMAN DIRECTOR (64) CHRISTOPHER L. DUTTON DIRECTOR (65) MARX A. RUELLE DIRECTOR (66) GALE E. KLAPPA DIRECTOR Total to Part VII Section A line 1c week (list any hours for related organizations below · line) i .§ ~ Q ::l ! ~ ... £: ~ "i" -5--·s ~ .s ~ .E fY'/·2110~9-MISC) "'m :: ~ . Ci: "' ~ 0 ~ i.'.;" "" ~ .~ ~ ii; - - - ·· ·· - "'E .Ii?. 1. 00 1. 00 1. 00 1. 00 1. 00 1. 00 1. 00 1.00 1.00 1. 00 1. 00 1. 00 1. 00 1.00 1.00 1.00 1.00 1. 00 1. 00 1. 00 o. o. o. o. 0. 0. 0. 0. o. 0. o. 0. o. x o. o. o. o. 0. o. x 0. 0. o. 0. 0. 0. x 0. 0. x x x o. 0 .• o. o. o. o. 0. o. o. x 0. 0. 0. x 0. 0. o. x 0. 0. o. 0. o. 0. 0. o. 0. o. o. 0. o. o. 0. x 0. x x I x x x x T I x ..l I x lI x x I ........................ . ..................... ... . ........................ 332201 05-01·13 10 0. 0. EDISON ELECTRIC INSTITUTE INC. Form990 lPart VllJ Section A. Officer~Directors ____ _ ___ _ _ (A) __ ___ Name and title ____ (67) BENJAMIN G.S. FOWKE, III DIRECTOR ( 68) LEO P. DENAULT DIRECTOR (69) JEFF HOUSEHOLDER DIRECTOR {70) TERRY D. BASSHAM DIRECTOR (71) AMES L. ROBO DIRECTOR ( 72) JOHN WALSH DIRECTOR ( 7 3 ) THOMAS KUHN PRESIDENT (74) DAVID OWENS EXECUTIVE VP BUSINESS OPE (75) BRIAN WOLFF SENIOR VP EXTERNAL AFFAIR (76) EDWARD COMER VP GENERAL COUNSEL AND CO ( 77 ) MARY MILLER CHIEF ADMINISTRATIVE OFFIC {78) QUINLAN SHEA, III VP ENVIRONMENT ( 79) RICHARD MCMAHON VP ALLIANCE ENERGY SUPPLI (80) JAMES FAMA VP ENERGY DELIVERY (81) KATHY STECKELBERG VP GOVERNMENT RELATIONS (82) BRil\N MCCORMACK VP POLITICAL AND EXTERNAL (83) JOHN EASTON, JR, VP INT ' L PROGRAMS (84) JOHN SCHLENKER CFO & TREASURER (85) RICHARD TEMPCHIN EXECUTIVE DIRECTOR RETAIL (86) JAMES OWEN .E._XEC DIR MEMBER REL~ MTG Trustees __ K~E~lqyees ~E!L Average hours per week (list any hours for related organizations below line) 1.00 1.00 1. 00 1.00 1. 00 1.00 45.00 3.00 45.00 45.00 1.00 45.00 45.00 4.00 45.00 45.00 45.00 45.00 45.00 45.00 45.00 2.00 45.00 45.00 13-0659550 and HJ.g_hest Compensdted Emol~ees'1continuedJ __ __ (C} _ _ __ Position (check all that apply) __ CPL _ _ Reportable comp~~sation 1rtm Ile organ zation (W-2/10 9-MISC) i iii ]! ~ __(E) __ _ (F) ---Reportable Estimated compensation amount oi from related other compensation organizations (W-211099-MISC) from the organization and related organizations 'il1 x o. 0. 0. x 0. 0. o. x o. 0. 0. x 0. 0. 0. 1 o. o. o. o. 85~ 858. o. o. o. 75..l.388. x. 97fj ,195. o. 304 020. x 84 ' 756. x 426.L.377. 189 682. x I x x 3 x 36 ,636. x 3aL 753. o. o. o. o. 148 880. 34~ 011. o. o. 346 489. o. 42 759. x 34J 151. 0. 102 661. x 30( 762. 0. 139-1.934. x 27E 320. 0. 185-1.951. x 28lJ 636 . 0 • 174_,_6 81. x 1 363,472. x x x I Total to Part VII SectionA, line 1c 332201 05·01 - 13 11 1 136 408. 113 890. 155 114. 122 853. EDISON ELECTRIC INSTITUTE INC. Form990 [Part VII} section A. 13-0659550 l Officers Directors Trustee~K~Em_m~es and Hlg_hestCom_Q_en!8)ted EmJ;!)~ees_(continueqI_ (A) (C) (B) Name and title Average Position hours (check all that apply) per week ~ 0 (list any ~ ~ hours for ~ related ~ 1: ~ organizations 1il 2 s "' ,g ~ below ~ ~ ~ > line) ~ !I ~ ~ ~ ~ Ie !Pl (E) (F) Repq rt able compe nsatlon Reportable compensation from related organizations r;N·2/1099-MISC) Estimated amount of other compensation from the organization and related organizations frtm t e orgalzation rN-2/"10 9-MISC) ! i 45.00 (87) SADEGH RAZEGHI CIO (88) JAMES ROEWER 45.00 DIRECTOR USWAG (89) SCOTT AARONSON SENIOR DIRECTOR NATIONAL SECURITY P 45.00 x x x 2312_j_ 700. 0. 50,016. 21~414. 0. 92,350. 20 ~251. o. 27.L665. T 1I l I I I I T l Total to Part VII Section A line 1 c .. .. .... ... · · ·· - .......... ...... . ... .. ......... .. . ·............ 332201 05-01 - 13 12 . ... 10 055 079. 2LL22Q_L227. EDISON ELECTRIC INSTITUTE INC. Form 9901201~ l PartVIU J 13 - 0659550 P~e 9 Statement of Revenue D Check if Schedule 0 contains a re~onse or note to ari_y_ tine in this Part VIII ......... ......................... ..................... .. . ...... .... ... . .. (C) (B) (0) (A) Revenue excluded Unrelated Related or Total revenue tax urider from ex empt function business sections revenue revenue 512 - 51 4 Ill ........ cc Cl) 1 CO::;i a Federated campaigns ................... 1a '-o b Membership dues ........................ 1b en< c Fundraising events ........................ 1c ui'E c·o"' +; ... e Government grants (contributions} f All other contributions, gifts, grants, and uE :t ~ U:: :::i d Related organizations Q) .o.C ·············· ···· 1d 1e similar amounts not included above . .... :so g C"C Oc oco 1f Noncash contributions Included in lines 1a· 1f: $ h Total. Add lines 1a·1f ·· · · -····· ..... ..... -. .. ......................... ~ !!_usiness Co~ 12 Investments · other securities . See Part IV, line 11 , ., .. .. ..... .. ... .......... ... ....... .. .. 13 Investments · program·related. See Part IV, line 11 14 Intangible assets ... .... .. ............. .. .. ....... .... .... ...... ... ........ .. ...... ....... ...... .... . . ,. Other assets. See Part IV, line 11 .... .. ........... ... .. ... ... .. .. ... .. ..... ....... .... .. ....... .. Total assets. Add lines 1 throvgti 15_lmust ~al line 311. .......... .... ........ ... .... . 17 18 19 20 21 Accounts payable and accrued expenses .......... ...... ..... ..................... ..... ...... . 308 . 166 . 16 18 2 ~ 12 7_,_ 9 4 7 • Tax-exempt bond liabilities .. ..... ....... ............ ...... .. ....... ...... ....... .. .... ............ .. . Escrow or custodial account liability. Complete Part IV of Schedule D .... ....... . 19 20 21 Loans and other payables t o current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified persons. Complete Part II of Schedule L ............ ... .. ........ ..... .. .... , ................ ... .... ....... . Secured mortgages and notes payable to unrelated third partie s ................. . 22 23 24 Unsecured notes and loans payable to unrelated 1hird parties ... .... .. ...... .... . .. .24 25 Other liabilities (including federal income tax, payables t o related third .!!! ..J 3.L377 10 . .:317 Grants payable .. ... .... ...... .... ...... ............. .. ............... ... ... .......... ..... ... ... .. ...... .. . Deferred revenue ...... .. .... .... ........ .. ... ... ......... .. ................ .... .. ..... .. ...... . ........ .. -= 2 _..L...::0:....::3::..:1:::..i.-= 2'-"1-_;4 =-=.. . 9 5.L 7 6 0 7 7 8 • 12 13 14 .. ..... . ... ...... ... .. .. ..... .. ..... . 15 16 22 77 5. .. .. .. .. . 1_1o_a_,__ _ 3~ J..._6_ 1_1_.L~4_4_6--<. b Less: accumulated depreciation ... ..... .. .. ... .. . ._1 .:.:0:.:::bc.L-_ -=1:..;L'--'5:::...:::.8..::c O_,.L-=2::.c3=-=2-=-·+---+:t_-'-=9-'0:..::9=-_,_.1-.::4c::l:....::4=-•=+-'1"" 0c = -i-11 Investments · publicly traded securities .... ... .. ... . . .. . . .. .. .. .. .. .. .. .. .. . ... . . .. .... .. . .. . 9 L_ 3 0 3..L 4 4 6 • 11 jg ii 1..L.236 .L. 23 parties, and other liabilities not included on lines 17·24). Complete Part X of 26 25 50 82 Unrestricted net assets .. .. .. .... ..... ..... ... ... ... ...... .... ......................... _.. ._.......... .. lJ 33..l.354_,_ 526 . Temporarily restricted net assets ...... ..... .... ... ...... ... ... ......... ..... ..... .... ..... .. .. . .. I Organizations that follow SFAS 117 (ASC 958}, check here ..,_ CG ii al 'O c 27 28 29 5 ti (/) :i .., Q) z 6J ..L.846 291J_ 161. - 478 384. and J._674 243 . 27 28 29 Permanently restricted net assets ..... ..... .... ... .. .... .. .. ... ...... ....... .............. .... . . Organizations that do not follow SFAS 117 (ASC 958), check here ..,_ D ::J u.. (/) CXJ complete lines 27 tttrough 29, and lines 33 and 34. (/) 8c 8 47. 9j _L.643 065 . 26 Schedule D .... ..... .. .. ..... .............. .......... .. .. .. .......... .................... ... ...... .... ..... . TotaUiabilities. Add lines 17 throim_h 25 ....... .......... ............ .. .. .. ... . ..... ..... . . and complete lines 30 through 34. 30 Capital stock or trust principal, or current funds .. ........ .. .... ........ .... .... .... .. .. ... .. 30 31 32 Paid·in or capital surplus, or land, building, or equipment fund .. ..... ........ ....... . . 31 33 34 32 Retained earnings, endowment, accumulated income, or other funds .. ..... .... . Total net assets or fund balances ... .. ... .. ................. ,. ................. ... .. .. ....... .,. Total liabilities and net assets/fund balances 33201 1 10-2Q· 13 15 1 67 4__,_243. 33 33J_354..L526. 10 317..L.308. 34 115_,_8321-910. Form 990 (201 3) 1 3 ~ 0 6 5955 0 EDISON ELECTRIC INSTITUTE INC. Fonn9901201~ IPart XIJ Reconciliation of Net Assets ----~C-.h"'e_,_ ck ~ lf~S"""c-'h_,_ ed""u'--l"-" e 0-c'--'o'-n'"" ta""i'"" ns=-= a"-re'--'~~o--n.;:_ se"--"or'"'n""o'-'t"'"e""' to:....:o.an:.;..!t,_t"'in.;.;:e_..in'-'-"th_ls;:;_c.P.=:.a'-"rt-'-X""I---'-'~""" .. _""__,_."" ..""..-4''·.......... _ 1 Total revenue (must equal Part VIII, column (A), line 12) 2, Total expenses (must equal Part IX, column (A), line 25) 3 Revenue less expenses. Subtract line 2 from line 1 ..... ... .. ... . .. ..................... . Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) 4 5 6 7 8 9 10 .. .. .. Investment expenses .. ......................... _ .... _1~ 2 3 4 Net unrealized gains (losses) on investments ............................................................... _.. _ ......... .. Donated services and use of facilities ......................................................... ............................................................. . .. Prior period adjustments .......................................................... .................. .......................................... .. Pifile 12 1- - ~63,540. 5 6 7 8 83 639.L711 . 423_,_829. 13,674,243. -2 081, 242. Other changes in net assets or fund balances (explain In Schedule 0) .... ...... .............................. .... . Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, lin~ 33, 9 21_,_337 _,-_696. colurnnj_Bj}_ 10 33--'--354...L.526. ...................... ............... ................................................ ................................ ............. ......... [ Part Xl~Financial Statements and Reporting Check if Schedule 0 contains a re~onse or note to an_y_llne in this Part XII .-.. ........................... .......... ...... .... .................... -...... . Yes Accounting method used to prepare the Form 990: D Cash [X] Accrual D No Oth9r If the organization changed its method of accounting from a prior year or checked "Other," e1plain in Schedule 0. 2a Were the organization's financial statements compiled or revlewed by an Independent accou~tant? ........................ ......... .. If "Yes," check a box below to indicate whether the financial statements for the year were cor)1piled or reviewed on a x 2a separate basis, consolidated basis, or both: D Separate basis D Consolidated basis D Both consolidated and separatje basis b Were the organization's financial statements audited by an independent accountant? ....................................................... 2b x 2c X If "Yes," check a box below to indicate whether the financial statements for the year were auc ited on a separate basis, consolidated basis, or both: D Separate basis CXJ Consolidated basis D Both consolidated and separat~ basis c If "Yes" to line 2a or 2b, -does the organization have a committee that assumes responsibility or oversight of the audit, review, or compilation of its financial statements and selection of an Independent accountant? .................................... ........ If the organization changed either its oversight process or selection process during the tax 3a As a result of a federal award, was the ~ion ye~r. eJMB No. 2013 For Organizations Exempt From Income Ta>e Onder section 50~(c) and section 527 1111>- Complete 1111>-S 1 5-l5 -00~ 1 if the organization is described below. .... Attach to Fprm 000 or Form 990-EZ. t . tr . .....If j b sh d I C~F-' 990 or 990 - ez11 an d'f1 s ee separa e ms uctions, ....- n ormat on a out c e u~~ instructions is at www.frs.:Jl_ov/ o,~ ..990. Open to Public Inspection .:l.'l' •· If the organization answered "Yes,'' to Form 990, Part IV. line 3, or Form 990-EZ, Part V, line 4~ (Political Campaign Activities), then •Section 501(c)(3) organizations: Complete Parts l·A and 8. Do not complete Part 1-C. •Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts l·A and C below. De not complete Part 1-8. •Section 527 organizations: Complete Part l·A only. If the organization answered "Yes," to Form 990, Part IV, line 4, or Form 990-EZ, Part VI, line 4 7 (Lobbying Activities), then •Section 501(c)(3) organizations 1hat have1iled Form 5768 (election under section 501 (h)): Com~ lete Part II-A. Do not complete Part ll·B. • Section 501 (c)(3) organizations that have NOT filed Form 5768 (election under section 501 (h)): pomplele Part ll·B. Do not complete Part it A If the organization answered ~Yes," to Form 990, Part IV, line 5 (Proxy Tax) or Form 990-EZ, P.:jlrt V, line 35c (Proxy Tax.), then •Section 50~orjfil_or.g_anizations: Coll'!Q!ete Part Ill. Name of organization Employer identification number 1 EDISON ELECTRIC INSTITUTE INC. . 13-0659550 LPart I-Al Complete if the organization is exempt under section 501(c} or s a section 527 organization. 1 Provide a description of the organization 's direct and indirect political campaign actlvlties In P*rt IV. 2 Political expenditures .................. ................ ............ .......... ............................... .... ................. . ... ................ llJio. $ _ _ _ l~,_0_2_5~,_1_4_1_ .• 3 Volunteer hours [Part I-BI Com..P_!ete if the .o rganization is exem~ under section 501J_c]._~ 1 Enter the amount of any excise tax incurred by the organization under section 4955 ............... .. ................ 1111>- $ _ _ _ _ _ _ _ __ 2 Enter the amount of any excise tax incurred by organization managers under section 4955 .. . .. . .. .. .. .. .. .. . 1111>- $ -.....,.......,---..,..,,..,.....3 If the organization Incurred a section 4955 tax. did it file Form 4720 for this year? ............. :.... ..... ... ........ ..... .... .... ...... Yes No 0 l - - - D 4a Was a correction made? ... ........... ... ........... .................................................................. _... .... _.......... ..... .. ............... ... . Oves b If "Yes," describe in Part JV. Part I-CJ Complete if the organization is exempt under section 501 (c}, ex~ept section 501 (c)(3}. 1 Enter the amount directly expended by the filing organization for section 527 exempt function jlctivities .. ....... ... ----2 Enter the amount of the filing organizations funos conmtruted to other organlzatlons for section 527 1111>- $ ----~8_7_0_,_ 1_4~1 ~ · 15 5 , 0 0 0 • . ............... 1111>- $ exempt function activities . .. . .. .. . .... . .. . ... .. . .. .. . ... .. .. ... .. . .. .. . .. ... . . ... . . ... . .. . . .. .. .. . . .. . .. . .. .. ... . 3 Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120.POL. 0No : ~~;~~,::~~:::::::~m:~:~~~if:,::::~~~~~;(~1~~;~11 ~:ti;,.·~~;·;~lt J~,~~;;~l~o~·~=:. ~'g::::1~~4!; h made payments. For each organization listed, enter the amount paid from the filing organizatiols funds. Also enter the amount of political conrributions received that were promptly and directly delivered to a separate political organizttion, such as a separate segregated fund or a political action committee (PAC). If additional space Is needed, provide Information in Part IV. l (a) Name (b) Address (c) EIN ~)Amount paid from (e) Amount of political contributions received and promptly and directly delivered to a separate If """'· '"'"' .().. political organization. If t10ne, enter ·O·. filing organization's "'1"'. DEMOCRATIC ATTORNEYS ~ASHINGTON, GENERAL ASSOC! 20002 REPUBLICAN STATE !ALEXANDRIA, LEADERSHIP COMMITT 22314 DEMOCRATIC ~ASH!NGTON, GOVERNORS' ASSOCIATI 20005 REPUBLICAN ~ASHINGTON, GOVERNORS' ASSOCIATI 20006 DC 13-4220019 151000. 0. 05 - 0532524 75 000. 0. 40..LOOO. 0. 25..LOOO. o. VA DC 52-1304889 I DC 11-3655877 I For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. LHA SEE PART IV FOR CONTINUAT~ON 33204 1 11-08-13 17 Schedule C (Form 990 or 990-EZ) 2013 ScheduleC Fonn990or990· Part 11-A 2013 EDISON ELECTRIC INSTITUTE INC 13 - 0659550 Pa e 2 Complete if the organization is exempt under section 501(c)(3) nd filed Form 5768 (election under section 501{h}). if the flling organization belongs to an affi lated group (and list in Pa11 IV each ~ff1liated group member's name, address. EIN. A Check expenses, and share of excess lobbying expenditures). B Check ""' D if the filing organization checked box A and "limited control " erovisions aeely. (a) Filing organization 's totals Limits on lobbying Expenditures (The term "expenditures" means amounts paid or incurred.) (b) Affillated group t otals 1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...................... ' b Total lobbying expenditures to influence a legislative body (direct lobbying) .............. , .. ........ ........ .... T c Total lobbying expenditures {add lines 1a and 1b) .............. .... .. .. .. ..................................... d Other exempt purpose expenditures -• ••• • • •• •> •• • H•O •• • o• •O>• • •••••••••O O••• •• O•••O•••••••.o•• • o•••••••••• . . ••••••>0 e Total exempt purpose expenditures (add lines 1c and 1d) .... .... ........·-· .......... ......................... t Lobl:>yirig_nontaxable amount. Enterthe amount from the followirig_table in both columns. II the amount on line 1e column_ffiorfilis: ~ ...... ....... ....... Over $1,500,000 but not over $17,000 000 The lobm119..nontaxable amount is: 20"/o of the amount on line 1e. $100,000_Q!us 15% of the excess over $500&00. $175,000 2)us 1O"/o of the excess over $1,000,000 $225,000_Q!us 5% of the excess over $1,500 000. Over $17,000 000 $1 000000. Not over $500 000 Over $500,000 but not over $1 000,000 Over $1 000,000 but not over $1 500,000 g Grassroots nontaxable amount (enter 25% of line 11) ................ . h Subtract line 1g from line 1a. If zero or less, enter ·O· ............ .... . .. ... ' . ...., ....... .......... ........ >O « > O• • ••OO• •• O • • • • H h O ' " ' ' ....... ... ; . .. ....... i Subtract line 1f from line 1 c. If zero or less, enter ·O· ............. .... .. .. ...... ' ' " ' " ' ' ' ' ' H " ' " ' ' ' " " ' • ' " " ' ' ' ' ... .... j Jf there is an amount other than zero on either line 1h or line 1 i, did the organization file Form 4 720 reportin_g section 4911 tax for this~ar? .... ..... .. .. .. .... ... ...... ..... .. .. .. .. .. .. .. .. ... ....... .. ... ... . . ... .. . .. ... ....... ... .. .... .... ... . .. ... D Yes 0No 4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have tp complete all of the five columns below. See the instructions for lines 2a through on page 4.) 2' lobbying Expenditures During 4-Year Averaging P~ riod Calendar year (or fiscal year beginning in) (a) 2010 (b) 2011 (c) 2012 (d) 2013 (e) Total 2 a lob~rig_ nontaxable amount b lobbying ceiling amount (150"/o of line 2a, colurnn(e)) c Total !oblW_~ e~enditures d Grassroots nontaxable amount e Grassroots ceiling amount (150% of line 2d, column {e)) f Grassroots lob~rig_e~enditures Schedule C (Form 990 or 990-EZ) 2013 332042 11·08-13 18 ScheduleCJform990or 990·EZ)2013 EDI SON ELECTRIC INSTITUTE INC. 13 - 0659550 l Part ll~BJ Complete if the organization is exempt under section 501 {c}(3) ~nd has NOT filed Form 5768 P1!9_e3 (election under section 501 (h)). -----·-· -·- For each • Yes, • response to lines 1a throug/1 1i below, provide in Pan IV a detailed description of tile lobbying (a) activity. Yes (b) No Amount During t he year, d id the filing organization attempt to influence foreign. national. state or 1 local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of: : ~~:~n;::~s:r -~~~~~~~-~~t· (i~~i~d~ -~-~~;~~;~ti~~-;;;·~~~~~~~~·;~~~~~·~;~~-ii~·~~.~·~ -~h·;~·~~h· ;·A'?·. ::: c Media advertisements? .. ...." .. .. ................ ....... ................................................ .... .. ... ..J... .. d Mailings to members, leglslators, or the public? .... . ........................ .................. .. ____ ............ . e Publications, or published or broadcast statements? ....... .. .... .................................... ... .. . _ .. .. f Grants to other organizations for lobbying purposes? .......... " .. .......................... ......... ............. .. g Direct contact with legislators. their staffs, government officials, or a legislative body? ... .. .... , ... .. . h Rallles, demonstrations, seminars, conventions, speeches, lectures, or any similar means? .......... . i Other activities? ........ .. ............ .. ...... ... ... ...... ...... ........ ............ ........ .. ... .... ... ........ ........ ..... ......... . j Total. Add lines 1c through 1i .................... .. ...... ................ ............... ................................ .. ... ... . 2a Did the activities in line 1 cause the organization to be not described in section 501 (c)(3)? ......... . b If ''Yes," enter the amount of any tax incurred under section 4912 ...... ...................... .. ...... .... .. .... . c If "Yes," enter the amount of any tax incurred by organization managers under section 4912 . .... ... d If the filirlQ_o.rg_anization Incurred a section 4912 tax did it file Form 4720 forthis...Y.,ear? ...... .. .. .. .... .. J LPart Ill-A Complete if the organization is exempt under section 501 {c)(4), ~ection 501 (c)(5), or section 501(c)(6). Yes No 1 Were substantially all (90"/o or more) dues received nondeductible by members? ...... .... .. .... ... .... ... ............. ...... .. 1 X 2 Did the organization make only in-house lobbying expenditures of $2,000 or less? .. ....... .. .. ... ........ ............. .. .. ..... 2 X Did the o.rg_anization fill_ree to cfil!Y.over lobQY!.rlQ.and....Q.olitical e~enditures from the_Q_rior~ah ..... .... ......... ...... ... 3 X LPart 111-B Complete if t he organization is exempt under section 501 (c){4), $action 501 {c)(5), or section 501 (c)(6) and if either (a) BOTH Part Ill-A, lines 1 and 2, are answered "No," OR (b) Part 111-A, line 3, is answered ''Yes." 3 J 1 Dues, assessments and similar amounts from members ............ ............. .......... .... .. .. .... ...... ... .. ... .................... ... .. 2 Section 162(e) nondeductible lobbying and politlcal expenditures (do not include amounts o~ political 1 68.L232..L952. expenses for which the section 527(f) tax was paid). 3 a C1Jrrent year ..... ....... ..... ......... ..... .............. .... .................. ............................ ....... ....... .... .... ,.. ........................... 2a 9..L950 000 . b Carryover from last year 2b 2c - 1 219 936. . ...................................................................... ................. ....................................... .. c Total ... .. ..... ..... .......... ......... .. ...... .......... .... .. .............. ..... ................ ..... ... .......... ..... .. ..... ........................... ........ .. . Aggregate amount reported in section 6033(e)(1 }(A) notices of nondeductiple section 162(e) d yes ...... ................ .. 4 3 8 730..L064 . 12 487 122 . lf notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of tre excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political 5 expenditure next year? .. .... ..... .... ... .. ....... ............... .. ...... ...................... .. ...... .. ........ .......... .... ......... .. .................. Taxable amount of lob~1'!9..and..Q.olitical e~endituresjsee instruction~}_ .. . ...... .. .. .... .. . ... . .. .... .. .. . .. [Part tV I 4 5 -3 757 058. Supplemental Information Provide the descriptions required for Part 1-A, line 1; Part 1-B. line 4 ; Part l·C, line 5; Part 11-A (affiliated grol.lp list); Part ll·A, line 2; and Part 11-B, line 1. Also, complete this part for any additional information. PART I - A.L LINE 1: EXPLANATION: THE ORGANIZATION SUPPORTED POLITICAL CANDIDATES FOR STATE AND LOCAL OFFICE WHERE ~RGANIZATIONS LEGALL~ PART I - C CONTINUATION FOR INCOMPLETE NAME_LADDRESS AND PERMISSIBLE. .,.NFORMATION~ DEMOCRATI C ATTORNEYS GENERAL ASSOCIATION Schedule C (Form 990 or 990· EZ) 2013 332043 11· 08· 13 19 Schedule CJform 990 or 990-EZJ_2013 13-0659550 EDISON ELECTRIC INSTITUTE INC. [Part IVJ Supplemental Information (continued) Pfill_e 4 ---- 1580 LINCOLN ST, SUITE 1125 WASHINGTON, DC 20002 -- REPUBLICAN STATE LEADERSHIP COMMITTEE --- 1800 DIAGNONAL ROAD ALEXANDRIAL VA 22314 DEMOCRATIC GOVERNORS' ASSOCIATION 1401 K STREET NWL SUITE 200 WASHINGTONL DC 20005 REPUBLICAN GOVERNORS' ASSOCIATION 1747 PENNSYLVANIA AVENUE - - WASHINGTONL DC 20006 - - - - ---- - - -- -- Schedule C (Form 990 or 990-EZ) 2013 332044 11-08-13 20 (Form990) OeparlmMt or th« Treasury Internal Rovenuo Scf\1106 OMB No. 1545-0047 Supplemental Financial Statements SCHEDULED J Open to Public to Name of the organization [Part I 2013 1111>- Complete if the organization answered ''\'es," to Fprm 990, Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b. .... Attach Form 990. _}1-:_lnformation about Schedule D_Iform 990)and its instructiMs is.11t www.in;~vlform990. Inspection Employer identification number EDISON ELECTRIC INSTITUTE INC. _ 13-0659550 Organizations Maintaining Donor Advised Funds or Other Simila~ Funds or Accounts. Complete ir the organization answered "Yes" to Form 990, Part IV. line 6. (a) Donor advised fu nds (b) Funds and other accounts 1 2 3 Total number at end of year .... ........... ,. . .. .. .. .. .. 4 5 Aggregate value at end of year _ ............ .......... ... ... ... .. Did the organization inform all donors and donor advisors in writing that the assets held in dotior advised funds 6 are the organization's property, subject to the organization's exclusive legal control? ........... ...... ,. ....... .,. . . ... .......... Did the organization inform all grantees, donors, and donor advisors in writing that grant fund~ can be used only Aggregate contributions to (during year) Aggregate grants from (during year) , .......... . ..................... .. ........................... . D Yes D No D Yes 0 No for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring im..Q.ermlsslble..Q.rivate benefit? lPart II 1 Purpose(s) of conservation easements held by the organization (check all that apply). 0 0 D 2 .......... ................. ............. ................ .. .............................. ............................. . _ .. ..... JConservation Easements. Complete if the organization answered "Yes" to F~990, Part IV, line 7. Preservation of land for public use (e.g., recreation or education) 0 D Protection of natural habitat Preservation of an historically important land area Preservation !of a certified historic structure Preservation of open space Complete lines 2a through 2d if the organization held a qualified conservation contrfbution In he form of a conservation easement on the last day of the tax year. Held al the End of the Tax Year a Total number of conservation easements 2a b Total acreage restricted by conservation easements 2b c Number of conservation easements on a certified historic structure included in (a) ............................ ....... t-=2:=c'-1---- - -- - - - -d Number of conservation easements included in (c) acquired after 8/17/06, and not on a histo~c structure 2d listed in the National Register ............................................... ....... .... ........................................... ........ .. Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the tax year.,. _ _ _ _ __ 3 4 Number of states where property subject to conservation easement is located .... 5 Does the organization have a written policy regarding the periodic monitoring. inspection, han ling of 6 violations, and enforcement of the conservation easements it holds? ................... ............ ............. ........... .... .............. Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easetnents during the year 1111>- 7 Amount of expenses incurred in monitoring, inspecting. and enforcing conservation easement!> during the year .... $ _ __ _ _ __ D 0No Yes 8 Does each conservation easement reported on line 2(d) above satisfy the requirements of sec ion 170(h)(4)(8)(1) 9 0No and section 170(h)(4)(B)Qi)? .................... ... .... .. .. .......... .. .. .................... ................................. ..... .. ............. ,.. ., .............. Yes In Part XIII, describe how the organization reports conseNation easements in Its revenue and ~xpense statement, and balance sheet, and include, if applicable, the text of the footnote to the organization's financial statements that de~crlbes the organization's accounting for D conservation easements. LPart Ill J Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. Complete if the organization answered "Yes" to Form 990, Part IV, fine 8. 1a If the organization elected, as pemiitted under SFAS 116 (ASC 958), not to report in its revenu~ statement and balance sheet works of art, historical t reasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provlde, in Part XIII, the text of the footnote to its financial statements that describes these Items. b If the organitation elected, as permitted under SFAS 116 (ASC 958), to report in its revenue st~tement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtheranqe of public service, provide the following amounts relating to these items: (i) Revenues included in Form 990, Part Vlll, line 1 ............ .......... ....... ...................... ... ,, ... ,, ........ .......... ... .... $ - - - - -- - - - - 2 (ii) Assets included in Form.990, Part X ........................ ... ...... ..... ............................... ... ... .. ................. .. .. .... $ - - - - -If the organization received or held works of art, historical treasures. or other similar assets for inancial gain, provide - --- the following amounts required to be reported under SFAS 116 (ASC 958) relating to these iterjis: a Revenues included in Form 990, Part VIII. line 1 .. ................................................................. ....., ............... 1111>- $ - - - - - - - - - b Assets included in Form 990, Part X ........... . .... ..... ................................................ ........... ..................... _... $ _ _ _ _ _ __ _ __ LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule D {form 990) 2013 332051 09 -25· 13 ",... ,. . ,. /"\ 21 -- ..--~ . ._. ---- --t-- - --------.. ~- - ..... - .......... ScheduleDJform99Q}_2013 (Part 3 EDISON ELECTRIC INSTITUTE INC. P~e2 13-0659550 IHI Or:g_anizations Maintainin_g_ Collections of Art...t Historical Treasure~l or Other Similar Asset~continueitL Using the organization 's acquisition, accession, and other records, check any of the following that are a significant use of its collection items \check all thal apply); D D D a b c Public exhibition d D Loan or exchange prpgtams Scholarly research e D Other _ _ _ - - - f - - - - - - - - - - - - - - - - - Preservation for future generations 4 Provide a description of the organization 's collections and explain how they further the organi~ation's exempt put pose in Part XIII. 5 During the year, did the organization solicit or receive donations of art, historical treasures, or p the1 similar assets to be sold to raise funds rather than to be maintained as_g_art of the om_anization's collection? ..... ·-·· ···-······ ·-···· .. .... [ Part IV D Yes D No D Ves D No J Escrow and Custodial Arrangements. Complete if the organization answe¢d "Yes" to Form 990, Part. IV. line 9, or reported an amount on Form 990, Part X, line 21. 1a Is the organization an agent, trustee, custodian or other intermediary for contributions or othe assets not included on Form 990, Part X? .. ........ .. .... ......... ......... ........... ........... .......................... ................................................. b If "Yes,'' explain the arrangement in Part XIII and complete the following table: Amount c Beginning balance ........ ........ ... .... .......... ...... ...... ... ...... ..... ...... ......... ............... .. ...... ... .. .. ............. ...... ,__1~ c-+----------- d Additions during the year .. .. .. ... ...... .... .. ........ ........ ...... .... ....... ....... ,...... .. . ,... ,.. ........ ... .... .. .... ..... .... ...... .. .. r-1_d--t----- - -- - - - e Distributions during the year ..... ..... ..... ..... ........ .... ... ....... ... ... .... ........ .. ..... .. ..... .. .... .. .... .... .... .... .. .... .. ... .. . r-1~e--1----------f Ending balance .. .... .... .. ........ ........ ........ ....... ..... .. ... .. ............... ............ ,....., ..... ... ..... ... .... .... .... ............... ~1~f~----.-....----,.-.---2a Did the organization include an amount on Form 990, Part X, line 21? ......... ........ .... ......... ........................ ........ ... ...... .. Yes ~No D b If ' Yes" e~aln the arraQ.9_ement in Part XIII. Check here if t he e)ill!anation has been_E.rovided in Part XIII ... .. .. ............. ............ .. ..... [Part V Endowment Funds. Complete if the organization answered "Yes" to Form 990, ~art IV, line 10. I J& Current~ar 1a Beginning of year balance Jl&Prior_year fil Two ~ars back l.fQl Three~ars back L....J _ielFour_y_ears back ... ... .... ... .. .... .. b Contflbutions ... .... ........... .... .. .... .. ...... .... .. c Net investment earnings, gains, and losses i- - - - - - - - 1 - - - - - - - + - - - - 1 - - - - - 1 - - -- - - --;-- - -- - d Grants or scholarships .... ..... .. ....... ...... . e Other expenditures for facilities and programs f 2 ............... .... ............... ... Administrative expenses ... ..... ........ ... .. ... g End of year balance .. ........... ...... .... .. ... .. Provide the estimated percentage of the current year end balance {line 1g, column (a)) held as a Board designated orquasi·endowment ~ b Permanent endowment ~ c Temporarily restricted endowment ~ % The percentages in lines 2a, 2b, and 2c should equal 1OOOAi. 3a Are there endowment funds not in the possession of the organization that are held and admin stered for the organization by: Yes No (i) unrelated organizations ................ ... ....... ........ ... .. ...... ,. .... ,.. ..... ............. ......... ........ ..... ... ..... .. ..... .. ... ... ... .... ... .... ....... ... .. r3=1!{i=ll."-+---1--(ii) related organizations ....... ... ........ ..... .. .. .. ........... ...... .. ....... ......... ....... ... .. ....... ..... ................ .. .... ...,.... .. ... ......... .. ........ ,... "'3~1!li~i.!l~iJ1--~1--b If "Yes• to 3a0i), are the related organizations listed as required on Schedule R? ...... .. .. .. ... .... .. .. . .. ....... ... .. . .. .. .... .. .. .. ....... ..... ~3~b~-~-4 Describe in Part XIII the intended uses of the om_anizatlon's endowment funds. I Part VI JLand, Buildings, and Equipment. ~----------- Comp Iete ff the o!!lanfzation answered "Yes " to Form 990, Part IV, line 11 a. See Form_§ 90, Part X, line 10. Description of property (a) Cost or other basis (investment) (b) Cost or other 1(¢) Accumulated basis (other} depreciation (d) Book value 1a Land ........... .. .... .. .. ...... .......... ... ..... ........ ... ... . b Buildings ..... .......... ... ......... .. ..... ........ ........... . c Leasehold Improvements . .. .. .. .. ..... .. . .. .. ... ... ... 1---------1----4~1~_,_~5_1_~+-'-+----2~3~_,_~9_0~3~·1----= 1~7~.L.~6~1 = 2_. 1 - - - - ----+--= 1_,_~4~5~3_._..L.~5~9~'1T-''-l--~9~4 = 4 ..L.~5= 1= 2~·+----'5'-0"-'9'-..L._0"-7 -'--9 "--'-. 2..t..116_._34J , 611.L.817. 1.L.504 523. Total. Add lines 1a throyg_h 1e ..f9olumn1Q)_must ~al Form 990 Part X columnjf}),_line 101£ll. . .. . . . ... .. . . ~ 2_._ 0 31 214. d Equipment ..... ....... ........ ,.. . . .. . .. .. .. .. .. .. ... ... .... . e Other ... ··=·· _........... .... ......................... .... Schedule D (Form 990) 2013 332052 0 9-25-13 22 13-0659550 Schedule D.iform 99Ql_2013 EDISON ELECTRIC INSTITUTE INC. [ Part VI[ Investments - Other Securities. Pilli_e 3 Complete if the organization answered "Yes• to Form 990, Part tV, line 1 i b. See Form ~o. Part X, line 12. -- - -- - (a) Description of security or category (inc1ud1rio nam& ot _,,,,,~) (b) Book value (c) Methoq of valuation: Cost or end-of-year market value - -1 (1) Financial derivatives ......................... ., ................. (2) Closely-held equity interests ...................... , .......... 1-- (3) Other . -- - - --- ...{& .i!?L _{_Q)_ .J.q)_ _© fl _{_Q}_ _{_ti)_ Total._{_ColJQ}_must tmYal Form 990 Part_X__coJ.il!)_line 12~ l Part Vlllj Investments - Program Related. Com_E!ete if the o!J:}_anization answered "Yes" to Form 990, Part IV, line 11c. See Form__§ 90, Part X, line 13. (b) Book value (c) Methoq of valuation: Cost or end-of-year market value {a) Description of investment _ill_ jgl_ _@_ _fil ..fil Jfil_ .fil _.@_ Jfil_ Total.J_Col.filmust ~ual form 990, Part X colJ.Blllne 13~ [Part IXJ Other Assets. Complete if the organization answered "Yes" to Form 990, Part IV, line 11d. See Form__§ 90, Part X, line 15. (a) Description (b) Book value J!l __@)_ _ill _ffi Jfil. Jfil _fil J§J Jfil_ Total.1..Co/umnJQ}_must 'ZSIY81Form990 Part X col..Jf3l_line 151. ......................... .......... ........ .... , .... .... ............. ·- · ····· · ····~ LPart X J Other Liabilities. Complete if the O.r:ll_anization answered "Yes" to Form 990, Part IV, line 11eor11 f. See_fj orm 990, Part X, line 25. (a) Description of liability (b) Book value 1. J1)__ Federal income taxes POSTRETIREMENT BENEFIT OBLIGATION DEFERRED COMPENSATION DEFERRED RENT BENEFITS LIABILITIES OTHER CURRENT LIABILITIES _m_ LONG TERM LEASE OBLIGATION _.@_ LIFE INSURANCE LIABILITY Jfil_ MEDICARE TAX LIABILITY jgl_ _@_ _fil _.@._ Jfil. 1..L728..L39 1. 45..L 491.i_12 2. 1..L194..L65 9. 1..L312..L52 5. 379..L6712_. 53..L54 100..LOO Q_. 16_L23 7_. 50_L291 16 :(. a. Total._LColumnJQLmust ~ua/ Form 990, Part X, col.JE3)line 251_. ..... .... ... .. ._ 2. Liability for uncertain tax positions. In Part Xlll, provide the text of the footnote to the organizatio ~·s financial statements that reports the o_manization's liabili!Y_for uncertain tax_Q_ositions under FIN 48J_ASC 74Q1 Check here if the textJ; f the footnote has been_Q_rovided in Part XIII CXJ Schedule D (Form 990) 2013 332053 09-25-13 E.Q.ISON ELECTRIC INSTITUTE INC. Schedu1eDjForm 99Q}_2013 13- 0659550 P-----<-+------~- c Recoveries of prior year grants ... . d Other (Describe in Part XIII.) 2c 2d ....... ... . . . . .... .. ......... . .... . . . .. ... 2e e Add lines 2a th rough 2d .......... .. ......................... ...................... ..... .. ..... , ,.. . 3 Subtract line 2e from fine 1 ........ ... ............. .. . ....... ................... .. .......... .. ............ ., ...... .. .... .. ............ ... .. 4 Amounts included on Form 990, Part VIII, line 12, but not on line 1: a Investment expenses not included on Form 990, Part VIII, line 7b .. ... .. ... .. ... .. . . ... l,__4_a. .,.l-+-- - - - ---1 b Other {Describe in Part XIII.) ........ ........................... ........... .. ..... , .......... ............ '---'-4""b_._+----------i c Add lines 4a and 4b .. . .. .... . ... .. . .......... .. ... ... ... .. ......... ...... .... . ..... ... .. ........ ... ..... ... .... .. ... .... ... ... .... ........ .... ... ,__ 4 c__,,_ __ __ _ _ 5 Total revenue. Add lines 3 and 4c •..fl11fs must@Ya/ Form 990, Part I line 121_ ........ .... .. ... ............... ... ..... ... .... . 5 l Part XII JReconciliation of Expenses per Audited Financial Statement s Wi~h Expenses per Return. Complete if the organization answered "Yes" to Form 990, Part IV, line 12a. 1 2 Total expenses and losses per audited financial statements .. .. .... .. ........ ........... ..... .... .. ... ........... ........ .. .. ... .. . . Amounts included on line 1 but not on Form 990, Part IX, line 25: 1 a Donated services and use of facilities ................ __ ... . .. ... .. .. .... .... .. .. .... .. .. .. .. .. .... .. ... ,__2_a-...........- -- - - --< b Prior year adjustments .... . .. .. .. .. ..... . .. .. .. ... ...... .. ........ ....... ... ...... .... . .. ..... .. ... . .... .. . .. f-=2b=-i1--1--- -- - - 1 c Other losses ............. ... .. ..... .................. ......... .. .. .. .... .......... ... . ... .. .. .. ..... . ........ .. .. f-=2:.:::c-1-- + - - - - - ----1 d Other (Describe in Part XIII.) ... ........... ... .. .. ......... ... .... ... ............ .. .. ... .......... .. ..... '-"2...,d.....__...._ _ _ __ ---1 e Add lines 2a through 2d 3 4 2e .............................. .. ....... .......... .. .. .. ................. ........ .. ....... .. . ........ .. ...... .......... . 3 Subtractline2efromllne1 ... .... ...... .. ........................ .... ... .... .. .......... .... . ... ...... ... ... ...... ........ ... . ... ........... .. .... .. Amounts included on Form 990, Part IX, line 25, but not on line 1: a Investment expenses not included on Form 990, Part VIII, line 7b . .. .. .. .. .. . .. .. .. .. b Other (Describe in Part XIII.) .... ........ ... .. ................... ................. ...... .. ... .. ...... .. ,l __4a--.l-+-------1 4b c Add lines 4a and 4b ... .............. _.. .. ... .. ..... .. ... .. .. .. .. .. ... ..... .. ... .. ... . .. . .. .. . ... . .. .. .. . .. ..... .. .. ... .. .. . .. . .. .. . .. .... ... .. .. .. .. .. 5 Total e~nses. Add fines 3 and 4c._ill1fs must f!!Lual Fonn 990 Part I line 18.1_ .... .. ...... . .. .... ........... ...... ........... l Part Xlltj Supplemental Information. l--'-4¢_ · -+-------- 5 Provide the descriptions required for Part II, lines 3, 5, and 9; Part Ill, lines 1a and 4; Part IV, lines 1 t; and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, fines 2d and 4b. Also complete this part to provide any additional infor)'nation. PART X..L LINE 2: EXPLANATION: EEI IS EXEMPT FROM FEDERAL INCOME ':CTQES UNDER SECTI ON 5011Cli.61 OF THE INTERNAL REVENUE CODE. THE FOUNDJTION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 50lfCL{31 OF TJE INTERNAL REVENUE CODE. EEI HAS EVALUATED ITS TAX POSITIONS AND DETERMINE] THAT ITS POSITIONS ARE MORE-LIKELY-THAN-NOT TO BE SUSTAINED ON EXAMINATI1N. EEI'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL ANDlTATE AUTHORITIES. THE TAX RETURNS FOR THE FISCAL YEARS ENDED 2010 THROU~H 2012 ARE OPEN TO EXAMINATION BY FEDERAL AND STATE AUTHORITIES. 332054 09-25- 13 Schedule D (Form 990) 2013 f"'\l"\-'l "'\ l"\r""'nr.n 24 __..'r""o."'!r',.,,......_.,. ____ ,i.,..._...,..._ ....,..._ _____ ....__.._ - ,.,~,.. ,.... _ _,,.,. I Schedule DJ.Form 99Ql2013 EDISON ELECTRIC INSTITUTE INC 13 - 0659550 Piill_e5 [Part XllQ Supplemental lnformation_J!:;ontinueqI --- -- -- - --- - - - ·- Schedule D (Form 990) 2013 332055 og-2s-13 25 '1'1A1~.,'1"'1 1'""\~l"\'1r' nr-r """'n-11....,1"'11'\. "",.,,.,,.... nr-1'\nl"\ .-. .............. - .......... .,. .,..... .... ---+- . . . - . . . . . . -.. . . --··-- - n.-,.. ,.. ........... EDISON ELECTRIC INSTITUTE INC. Schedule DJ.Form 99q}_ 13-0659550 I Part Xlll l Supplemental Information (continued) l Part X J Other Liabilities. See Form 990, Part X, line 25. (a) Description of liability P~e5 (b)Amount OTHER LONG-TERM LIABILITY 15,000. -- .. --· ·----- --- --- Schedule D (Form 990) 332451 OS-01 -13 26 "1'1A'1"111,.., .,..,,..,""'.,,.... nr- r l'\""r"\'11 r\ l"'on "'"""""' nr-nl'"ln ............ ..,.... , . . -.... - ... --....i--- . . . . .,. . . _______ - ,. . ,. ., . . . . . . . . . . Statement of Activities Outside the United States SCHEDULEF (Form 990) Dcporlment of lhe T1 easu1 y Internal Revenue Service ._Complete if the organization answered "Yes" on Form 990, Par~ IV, line 14b, 15, or 16• ._Attach to Form 990. ._ See separate instructipns. ._Information about Schedule F(Form 990) and its instructions is a www.lrs.gov/form990. OMB No. 1545-0047 2013 Open to Public Inspection Name of the organization Employer identification number EDISON ELECTRIC INSTITUTE INC. 13-0659550 J General lnfor:mation on Activities Outside the United States. comp ete if the organization answered "Yes" on Form 990, Part IV line 14b. -For grantmakers. Does the organization maintain records to substantiate the amount of its g ants and other assistance. [ Part I 1 the grantees' eligibility for the grants or assistance, and the selection criteria used to award th e grants or assistance? ...... O 2 3 ves WNo For grantmakers. Describe in Part V the organization's procedures for monitoring the use of i s grants and other assistance outside the United States. Activities _Qer R1£9jon.J!! e followin_g_ Part I, line 3 table can be duplicated if additional ~ace is neededj_ (a) Region (b) Number of (c) Number of (d) Activities conducted in region (e) If activity listed in (d) (t) Total employees, expenditures offices (by type) (e.g., fundraising, program is a program service, agents, and for and In the region describe specific type services, investments, grants to indep,endent investments con ractors of service(s) in region recipients located in the region) in region in r~ction ;reETINGS WITHIN THE REGION EUROPE 0 0 EROGRAM SERVICES CENTRAL AMERICA AND THE CARIBBEAN 0 0 EROGRAM SERVICES EAST ASIA AND THE PACIFIC 0 0 k>_ROGRAM SERVICES ~EGION NORTH AMERICA 0 0 !PROGRAM SERVICES t-mETINGS WITHIN THE REGION 4 752. RUSSIA AND THE NEWLY INDEPENDENT STATES Q 0 t:IBETINGS WITHIN THE REGION 2 551 . NORTH AMERICA 0 0 340 587 ;reETINGS WITHIN THE ~EGION 1 807 ~ET INGS WITHIN THE ~ROGRAM SERVICES 15 130 ~RANTS TO RECIPIENTS OCATED IN THE REGION 13 000. I 3a Sub·total .................. b Total from continuation 0 377 827 0 sheets to Part I ......... 0 0 c Totals (add lines 3a _Q and31:ll_ ··· --· ··· ········· 0 LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. 332071 10-03· 13 27 0 377 827 Schedule F (Form 990) 2013 Schedule F (Form 990} 2013 Part II I EDISON ELECTRI INSTITUTE INC. 13-0659550 Paoe 2 Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed. 1 (a) Name of organization (b) IRS code section and EIN (if applicable) (d) Purpose of (c) Region (e)Amount grant (f) Manner of of cash grant cash disbursement (g) Amount of non-cash assistance (i) Method of valuation (book, FMV, appraisal, other) (h) Description of non·cash assistance ~ONFERENCE EORTH AMERICA §.I?ONSORSHIP 13 000 0 l l : J_ . ' - 1-- f- . ! 2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax·exempt by 3 the IRS, orfor which the grantee or counsel has provided a section 501 (c)(3) equivalency letter .... _... ... . .. .. ...... .. .. .. .. .. ...... .. .. .. .. .. .. .. .. .. .. .. .... .,_ Enter total number of other orQanizations or entities ....... ......... .... .......... ....... . ...... ................ .... . . .. .. . ..... ......... ... .... .. .... ... .... ........ .. ..... ... ..,_ Schedule F (Form 990) 2013 332072 10·03-13 28 EDISON ELECTRIC INSTITUTE INC. ScheduleF!Form990l2013 Part Ill 13-0659550 Page3 Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16. .- ··- - - ...... \.- -- (a) Type of grant or assistance ·----- - .,l't'' - - ·- · - - - (tl} Region I - - (c) Number of recipients (d) Amount of cash grant (e) Manner of · cash disbursement (f) Amount of non-cash assistance (h} Method of valuation (book, FMV. appraisal, other) (g) Description of non-cash assistance I i j_ i 1 i I 1 - I l I ! Schedule F (Form 990) 2013 332073 10·03·13 29 Schedule F Form 990 2013 Part IV 1 EDISON ELECTRIC INSTITUTE INC. 13-0659550 Was the organization a U.S. transferor of property to a foreign corporation during the tax ye r? If 'Yes, " rile organization may be required to file Form 926, Return by a U.S. Transferor of Property to a r:, reign ... Corporation (see Instructions for Form 926) ......... .. ... ...... . ....... ................................ .. 2 Pa e4 Forei n Forms 0 Yes CXJ No Did the organization have an interest in a foreign trust during the tax year? If •Yes, ' the orga ization may b e required to file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certrun Foreign Gifts, and/or Form· 3520-A, Ann ual tnfonnation Retum of Foreign rust With O ves CXJ No a U.S. Owner (see Instructions for Fomis 3520 and 3520-A) .. ..... ..... . . . .. .. ... ... . ........ .. .. . .. .. ..... . .. .. .. . 3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes,· the organization may be required to file Form 5471, Information Retum o f U.S. Persons With espect To Certain Foreign Corporations. (see Instructions for Form 5471) .. ... .. .... ... ...... .... ... .... ........ ... .. ........ .. 4 Dves IJ[] 0 Yes CXJ No 0 Yes CXJ No Yes CXJ No No Was the organization a direct or indirect shareholder of a passive foreign investment compa y or a qualified electing fund during the tax year? If ' Yes, " the organization may b e required to file orm 862 7, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified lecting Fund. (see Instructions for Fonn 8621) 5 .... ... .. .. ..... ... ..... ..... .. ...... ..... .. . .. Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," :7::::::h::::·::::,::~,::.:: to~;:,~ottiog:~ol:"d~,=~J:;":;I..... the organization may be required to file Form 8865, Retum of U.S. Persons With Respect To 6 ertain ' Yes, " the organization may be required to file Form 5713, International Boycott Report. (see rnstructions torForm5713J ..... .. ........ .. . .... .. .... ......... .......... ... .... .... ... ..... ..... .. ... ..... ... . .... . l ............................... . D Schedule F (Form 990) 2013 332074 10-03- 13 30 Schedule F{Form 990} 2013 [Part V EDISON ELECTRIC INSTITUTE INC. J Supplemental Information 13-0659550 Pejn_PartJY tbe ouianization's procedures for monitorlnq the use of arant funds in the United States. 2 [][]Yes 0No I Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to Form 990, Part IV. line 21 , for any hat received more than $5,000. Part I ~.!:::2: (f) Method of 1 (a} Name and address of organization (b)EIN (c) IRC section (e} Amount of (d) Amount of (g) Description of (h) Purpose of gran~ valuation (book, or government non-cash assistance if applicable cash grant non-cash or assistance FMV, appraisal, assistance ; other) ' Part II ·-·~-··-. A CELEBRATION OF CHICAGO, LLC 1218 29TH STREET, NW WASHINGTON DC 20007 52 - 214 1669 10 000 0 &_VENT SPONSORSHIP ' AABE 1625 K STREET, NW STE. 405 WASHINGTON DC 20006 ACCF CTR FOR POLICY RESEARCH 1750 K STREET, NW, SUITE 400 WASHINGTON DC 20006 JILL HAZARDS "CONSORTIUM 7360 GUILFORD DRIVE, SUITE 201 FREDERICK MD 21704 ALLIANCE TO SAVE ENERGY P.O. BOX 791399 BALTIMORE MD 21279 ' 84 - 0782569 5_01LC)J3) 10 000 0 CONFERENCE SPONSORSHIPS I 52 -1 091172 §_o lJ..CJ.131. 30 000 0 l:ONTRIBUTIONS: IEMBBRSHIPS lo 1J.CJ..L3J.. 18 750 0 )::ONTRIBUTIONS: lli;:MBERSHIPS ! . 26 - 0275096 ' j:::ONTRIBUTIONS: 52- 1082991 ~01_lC_JJ3J_ 37 500 0 ~MIIERSlUPS ' I ALLIANCE: TO SAVE ENERGY P . O. BOX 791399 i BALTIMORE MD 21279 52- 1082991 h_o 1l_C.lJ.. 3J_ 10 000 E._VENT SPONSORSHIP 0 2 Enter total number of section 501 (c)(3) and government organizations listed in the line 1 table .... ... .. . .. .. .. .. .... ........ .. .... .. ....... .. ... ... .. . ... . .. .. . . .. .. .. .. . .. . .. .. ... .... ;5 7 • 3 Enter total number of other organizations listed in the line 1 table .................... ............................. __ ...,... ... ,, .. .... ..,."' ... ., ..................... ............... ,. . . .. 48 • LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I (Form 990) (2013) 332101 10·29·13 32 ---..!::t!.--!:1 --- - ·.,~-- -••-•---•·- ..,..,.,._,.. l Part nJ Continuation of Grants and Other Assistance to Governments and Or_g_anizations in the United States (Schedule I (Form 990), Part II.) vv1 19ww•v• •v•• • • v v v (a} Name and address of organization or government (b) ElN (c) IRC section if applipable (d) Amount of cash grant {e) Amount of non-cash assistance L (f) Method of valuation (book, FMV, appraisal, other) -- .,....,_ --- (g) Description of non-cash assistance • ~~··"""' • (h) Purpose of grant or assistance AMERICAN LEGISLATIVE EXCHANGE COUNCIL - 1101 VERMONT AVENUE, NW - WASHINGTON DC 20005 roNTRIBUTIONS: 52 - 0140979 rL01J.CJ_(_3 ; 19 667 0 tlEMBERSHIPS 52 - 0140979 tiOlJ..CJ_(_3 ). 20 000 0 ~VENT SPONSORSHIP 13 - 1635253 ii._OlJ_CJ_(_J_i 5 945 0 MEMBERSHIPS 10 000 0 ~VENT SPONSORSHIP AMERICAN LEGISLATIVE EXCHANGE COUNCIL · 1101 VERMONT AVENUE, NW WASHINGTON DC 20005 , AMERICAN NATIONAL STANDARDS INSTITUTE - 25 WEST 43RD STREET 4.TH FLOOR • NEW YORK NY 10036 CONTRIBUTIONS: ' ASAE CENTER FOR ASSOCIATION 1 LEADERSHIP - 1575 I STREET NW WASHINGTON DC 20005 53 - 0026940 .[01J.CJ_(_6J_ 84 - 0399006 ~Olj_CJ_(_3J_ 1 2 000 0 13- 0453230 .[OUCJ.J.61 7 100 0 5 000 0 flliy;l:RONMENTAL ASPEN INSTITUTE i ONE DUPONT CIRCLE, NW SUITE 700 WASHINGTON DC 20036 ):'.:ONTRIBUTIONS : ~NVIRONMENTAL ASSOCIATION OF NATIONAL ADVERTISERS NEW YORX 708 THIRD AVENUE - NY 10017 FONTRIBtTTIONS: - ttEMBERSHIPS i ATLANTIC COUNCIL OF US 1101 15TH STREET, NW WASHINGTON DC 20005 FONTRIBUTIONS : 52- 0742294 BARNES AND THORNBURG (FEDERAL ~0l_lC_l._{.3J_ i WATER QUALITY COALITION) - ONE NORTH WACKER DRIVE SUITE 4400 CHICAGO IL 60606 35- 0900596 lT 17 500 0 roNTRIBUTIONS: COALITI ONS 73 - 1 628382 f;Ol(CH3J 100 000 0 .b_RGANIZATIONS BIPARTISAN POLICY CENTER INC ~ONTR!BUTIONS: POLITCAL 1225 I STREET NW NO 1000 WASHINGTON DC 20005 S¢hedule I (Form 990) 332241 oS-01-13 33 [P~~-,11 c~~~i~~~on of Grants a~dOth;A~i~~~~e toG~v.;n~~n; ;,d ();~anizations in the United States (Schedule I (FOOTI 990), Part 11.) (a) Name and address of organization or government (b)EIN BUILDING AND CONSTRUCTION TRADES DEPARTMENT AFL - CIO - 815 16TH STREET NW NO 600 - WASHINGTON, DC 20006 BUSINESS INSTITUTE FOR POLITICAL ANALYSIS . . 888 SIXTEENTH STREET, NW, SUITE 305 . . WASHINGTON, DC 20006 13 - 1985476 CALIFORNIA STATE SOCIETY OF WASHINGTON DC - 1608 RHODE ISLAND AVENUE NW . . WASHINGTON DC 20036 52 - 1119321 CAMPAIGN FOR HOME ENERGY ASSISTANCE . . 1615 L STREET, NW, SUITE 529 - WASHINGTON DC 20036 CANADIAN- AMERICAN BUSINESS COUNCIL 1900 K STREET, NW, SUITE 100 WASHINGTON DC 20006 CAPITAL AREA REACH FOUNDATION 1816 12TH STREET NW DC 20009 WASH~NGTON CENTER FOR ENERGY WORKFORCE DEVELOPMENT - 701 PENNSYLVANIA AVE 3RD FLOOR - WASHINGTON, DC 20004 CENTER FOR ENERGY WORKFORCE 701 PENNSYLVANIA DEVELOPMENT AVE 3RD FLOOR WASHINGTON, DC 20004 CENTER FOR LEGISLATIVE ENERGY AND ENVIRONMENTAL RESEARCH - 5400 LBJ FREEWAY - DALLAS TX 75240 (c} IRC section if applicable (d} Amount of cash grant (e) Amount of non·cash assistance (f) Method of valuation (book. FMV, appraisal, other) -- --·---- - -·· - (h) Purpose ot grant or assistance (g) Description of non-cash assistance 0. ~VENT 5 000 0 i:cONTRIBUTIONS: MEMBERSHIPS ~0 lJ_C.117.l 7 500 0 52 - 1243510 §._o lj_CJ. .iJ_l 15 000_,j 0 ~RGANIZATIONS 52- 1542724 ~OlJ.CJ (6_)_ 5 000 0 CONTRIBUTIONS: kEMBERSHIPS 26- 40!f854 2 [S'01J..CJ13J 11 000 0 ~ORPORA'r~ RESPONSIBILTI'Y: b._RGANIZATION 20 - 4504014 l2_01J..C..li3_..L 5 000 0 £.oNFERENCE SPONSORSHIPS 20 - 4504014 §.Olj_CJJ...3..l 100 000 0 roNTRIBUTIONS: EDUCATION 75 - 2351673 12..o lj_CJJ_ 4..l a ooo 0 QJlGANIZATIONS 53- 0025755 l2_01J_C_.1J.S...L 10 000 I SPONSORSHIP !EYENT SPONSORSHIP ~ONTRIBUTIONS : POLITICAL ~ONTRIBUTIONS: POLITICAL Schedule I (Form 990) 352241 05-01-13 34 ---..b!..-•• ____.... ___ ______ " ~v"w~v•w • • v"" ~~'!.!. ., ._ _ --··-· l Part 1Q Continuation of Grants and Other Assistance to Governments and Organizations in the United States {Schedule I (Form 990), Part 11.) (a) Name and address of organization or government COAL UTILIZATION RESEARCH COUNCIL 1050 THOMAS JEFFERSON ST NW 7TH FL WASHINGTON DC 20007 (b}EIN (c) IRC section if applicable (d) Amount of cash grant (f) Method of valuation (book, FMV, appraisal, other) (e) Amount of non·cash assistance -- -------- (g) Description of non·cash assistance ·~'- · (h) Purpose of grant or assistance 52 - 2028570 §_0 1J_C..li_ 6_l 20 000 0 f:ONTRIBUTIONS: MEMBERSHIPS 52-1818457 j:i01J_C..li_6_l 12 000 0 l'-ONTRIBUTIONS: MEMBERSHIPS 73 - 1396320 ~01J_C..ll3_l 10 000 0 roRFORATE RESPONSIBILITY' tLISASTER 52 - 1160561 ~01J.C..l.{_4J. 20 000 0 ]!;)_VENT SPONSORSHIP 52 - 2270607 ~01J_C..li_4i 5 000 0 f;_ONFERENCE SPONSORSHIPS CONSORTIUM OF CATHOLIC ACADEMIES 5001 EASTERN AVENUE, SUITE 207 HYATTSVILLE MD 20782 52 - 2050972 ~01J_C..li_3i 10 000 0 COUNCIL OF GREAT LAKES INDUSTRIES 3600 GREEN COURT ANN ARBOR MI 48105 38 - 2973776 ~Olj_C..li_6.l 15 000 0 roNTRIBUTIONS: COALITIONS COUNCIL OF STATE GOVERNMENTS 2760 RESEARCH PARK DRIVE LEXINGTON KY 40511 36- 6000818 lsoH c )J.3.l 6 000 0 t'.ONTRI BUTIONS: M_EMBERSHIPS CREATIVE COALITION 200 PARK AVENUE SOUTH NO BTH FL MEW YORK· NY 10003 13- 3517803 lsOUCH3J_ 90 000 0 i!tVENT SPONSORSHIP COALTION FOR TAX EQUITY 1666 K STREET, NW, SUITE 500 WASHINGTON DC 20006 COMMUNITIES FOUNDATION OF OKLAHOMA, INC, - 2932 NW 122ND STREET, SUITED - OKLAHOMA CITY , OK 73120 CONGRESSIONAL BLACK CAUCUS FOUNDATION - 1720 MASSACHUSETTS AVE NW - WASHINGTON DC 20036 CONGRESSIONAL BLACK CAUCUS POLITICAL EDUCATION AND LEADERSHIP INSTITUTE - 413 NEW JERSEY AVENUE DC 20003 SE · WASHINGTON - - E_VENT SPONSORSHIP Schedule I (Form 990) 3322J, 05·0'-13 35 r;~~-,~r c~~~;~~~t~on of Grants a:d"Oihe-;:-.Assi~;a-~; toG~~;n~~;~ and o~~an;zations in the United States (Schedule I (Form 990), Part II.) (a) Name and address of organization or government (b) EIN (c) IAC section if applicable (d) Amount of cash grant (e) Amount of non-cash assistance {f) Method of valuation (book, FMV, appraisal, other) - (g) Description or non-cash assistance - - - - - - - . ...,,..~ . (h) Purpose of grant or assistance CURE DUES 1050 THOMAS JEFFERSON STREE'l', NW S WASHINGTON DC 20007 t:ONTRIBUTIONS! 52 - 1331523 ~01_LCJ_L6l_ 25 000 0 52- 1304889 ~ECTION 527 40 000 0 94 - 2889684 ]!Lol__lc_li3_l 5 000 0 52 - 1665058 ~01__{_C_li6l_ 30 000 0 59-3686885 ~01_1_CJ_(_4_J_ 15 000 0 36- 3962169 ~01f_C_U_li_l 5 000 0 MEMBERSHIPS DEMOCRATIC GOVERNORS' ASSOCIATION 1401 K STREET NW, SUITE 200 WASHINGTON DC 20005 roNTRIBtJTIONS: POLITICAL b_RG!\NIZATIONS EARTH ISLAND INSTITUTE 21 5 0 ALLSTON WAY BERKELEY f:ONTRIBUTIONS: CA 94704 ~NVIRONMENTAL ELECTRIC DRIVE TRANSPORTATION ASSOCIATION - 1250 EYE STREET, NW, SUITE 902 - WASHINGTON DC 20005 roNTRIBUTIONS: ~MBERSHIPS EMERGING ISSUES POLICY FORUM 5169 LATROBE DRIVE WINDEMERE FL 34786 roNTRIBUTIONS, ~MBERSHIPS ENVIRONMENTAL COUNCIL OF THE STATES - P.O. BOX 758616 .BALTIMORE MD :il::n.s _ roNFERENCE SPONSORSHIPS I HISPANICS IN ENERGY 1017 L STREET 1719 SACRAMENTO CA 95814 27 - 4551280 5 000 0 l HISPANICS IN ENERGY 1017 L STREET #719 SACRAMENTO CA 95814 ~ONFERENCE SPONSORSHIPS FONTRIBUTIONS: 27- 4551280 5 000 0 M_EMBERSE'IPS 15 000 0 ~VENT SPONSORSHIP Schedule I (Form 990} HORTON'S KIDS, INC, 110 MARYLAND AVENUE, N . E • , SUITE 2 WASHINGTON 33:24, 05·01-13 DC 20002 52- 1755403 t1_o1j_CJJ..3J. 36 of to r;~~vl;r ~~~~i~~;t~on G~;~:-;;-o~;;s:i;;;:c; -;;~;::m;;~ (a) Name and address of organization or government (b) EIN HUNTON & WILLIAMS, LLP 2200 PENNSYLVANIA AVENUE, -N,W, WASHINGTON DC 20037 54- 0572269 INSTITUTE FOR EDUCATION 4410 MASSACHUSETTS AVE, NW WASHINGTOI'< DC 20016 52 - 1776349 JOHNS HOPKINS UNIVERSITY 1717 MASSACHUSETTS AVE NW DC 20036 WASHINGTON JOHNS HOPKINS UNIVERSITY 1717 MASSACHUSETTS AVE NW DC 20036 WASHINGTON JOINT CENTER FOR POLITCAL AND ECONOMIC STUDIES - 1090 VERMONT AVENUE, NW SUITE 1100 WASHINGTON DC 20005 KEYSTONE CENTER 1628 STS JOHN ROAD, KEYSTONE co 80435 - KEYSTONE CENTER 1628 STS JOHN ROAD, KEYSTONE co 80435 LABOR AND MANAGEMENT PUBLIC AFFAIRS COMMITTEE MIDWEST - 414 NICOLLET MALL, ?TH FLOOR MINNEAPOLIS MN 55401 LEADERSHIP CONFERENCE ON CIVIL AND HUMAN RIGHTS - 1629 K STREET, NW lOTH FLOOR - WASHINGTON DC 20006 332241 05-01-13 ;d ~;~;n;zations (c) IRC section fl applicable I in the United States (Schedule (Form (d) Amount of cash grant (e} Amount of non-cash assistance 990), Part I .} (f) Method of valuation (book, FMV. appraisal, other} ~- ........ _..,,, __ ..., ·~...,, (h) Purpose of grant or assistance (g) Description of non·cash assistance 116 114 0 FONTRIBU'I'IONS: g)!VIRONMENTAL ~01J..Cjj_3J_ 5 000 0 CONTRIBUTIONS: EDUCATION 52 - 0595110 ~01J..Cjj_3J_ s 000 0 CORPORATB RESPONSIBILITY: (;IBGAN!ZATION 52 - 0595110 l?_OlJ..CJJ.3J_ 5 000 0 !PROGRAM SUPPORT 52 - 1069070 j?_01J.Cjj_3J_ 15 000 0 ~'ENT 84 - 0688506 ~OUCH3J_ 15 000 0 J~MBERSHIPS 84 - 0688506 li_O 1J.CjJ.. 3_l 10 000 0 ~VENT SPONSORSHIP 45 - 4131269 §..ECTION 302J..C.l9 23- 7026895 ~-0 l_lc_li 4_l SPONSORSHIP roNTRIBUTIONS: 5 000_,j 10 000 37 0 0 ONFERENCE SPONSORSHIPS ~ •>ON•OH•Ht> Schedule I (Form 990) r;~~-1;1 ~~~~;~~~~on of Grants an;oo,er A~i~;a~c; toG~:e;n~;~; and O;~;n~zations in the United States (Schedule I (Fenn 990), Part II.) {a) Name and address of organization or government (b) EIN MACRUC 1101 VERMONT AVENUE, NW SUITE 200 WASHINGTON DC 20005 52 - 2027917 MAGNUM ENTERTAINMENT GROUP 601 13TH ST NW, SUITE 650 N WASHINGTON DC 20005 02- 0699198 MARCH OF DIMES FOUNDATION 21 20 WASHINGTON BLVD, SUITE 425 ARLINGTON VA 22204 13- 184636'6 MERID IAN INTERNATIONAL CENTER 1630 CRESCENT PLACE NW WASHINGTON DC 20009 (c) IRC section if applicable ~01.iCU 3J. (ct) Amount of cash grant (e) Amount of non-cash assistance (f) Method Of valuation (book, FMV, appraisal, other) - ------ - .- _.. (h) Purpose of grant or assistance (g) Description of non-cash assistance 15 000 0 !;_ONFERENCE SPONSORSHIPS 1 2 500 0 ~VENT ~01 ( ClJ.3.l 25 000 0 FORPORATE RESPONSIBILITY: SYENTS 53 - 0259663 §_o 1J_C_ll3.l 10 000 0 ~.'JENT MID - AMERICAN REGULATORY CONFERENCE , INC. - 500 E CAPITOL AVENUE - PIERRE SD 57501 43 - 6053680 tio1Jc_H6l_ 5 000 0 roNFERENCE SPONSORSHIPS MI DEAST LABOR MANAGEMENT PUBLIC AFFAIRS 801 PENNSYLVANIA AVENUE N"vl - WASHINGTON. ..DC 20004 26 - 4465721 ti_o u c_ll s.l 5 000 0 roNFERENCE SPONSORSHIPS MIDWESTERN GOVERNORS ASSOCIATION 2025 M STREET NW, SUITE 800 WASHINGTON DC 20036 27 - 4862860 ~o 1J..c_ll3_1 7 500 0 ON1'RIBUTIONS: MEMBERSHIPS NATIONAL ASSOC OF NEIGHBORHOODS 1300 PENNSYLVANIA AVE. NW, SUITE 7( WASHINGTON DC 20004 23 - 7148216 §_QlJ_CJ13J. 5 000 a 35- 1889294 ~OHCJJ.. 3.l 10 000 0 NATIONAL BLACK CHAMBER OF COMMERCE 1350 CONNECTICUT AVE NW STE 405 WASHINGTON DC 20036 SPONSORSHIP SPONSORSHIP ONTRIBUTIONS: COALITIONS ~ONFERENCE SPONSORSHIPS Schedule I (Form 990) 332241 05-01 - 13 38 --··--- ·- l Part ni - --- --- -- -------- --- ------ --- - Continuation of Grants and Other Assistance to Governmen1s and Organizations in the United States (Schedule I (Form 990), Part II.) (a) Name and address of organization or government NATIONAL BLACK CAUCUS OF STATE LEGISLATORS - 444 N. CAPITAL ST., NW - WASHINGTON DC 20001 (b) EIN (c) IRC section if applicable (d) Amount of cash grant (e) Amount of (f) Method of non·cash assistance valuation (book. FMV, appraisal, other) (g) Description of non·cash assistance -------- ~01_1C_li_3J_ 10 000 0 FONTRIBUTIONS: M_EMBERSHIPS 53 - 0204610 ~01J..C_l_(_3_l 6 500 0 IlVENT SPONSORSHIP 52 - 1763800 li_01J..Cl.i6J_ 10 000 0 f:ONTRIBUTIONS: MEMBERSHIPS 52 -- 1786332 ~OlJ..ClJ..3.l 5 000 0 ~NVIRONMENTAL 52 - 1559709 l2_01_iC_ll3_l 5 000 0 ~VENT SPONSORSHIP 23 - 7391796 l2_01J_C_ll3) 75 000 0 ~ROGRA...'1 SUPPORT NATIONAL LAMPAC 701 PENNSYLVANIA AVE 3RO FLOOR WASHINGTON DC 20004 26 - 2620296 ~OlJ..Cl.iJ.l 57 389 0 ~ROGRAM CONTRIBUTION NATI ONAL MULTIPLE SCLEROSIS SOCIETY - 1800 M STREET NW SUITE 750 SOUTH - WASHINGTON DC 20036 53 - 0237585 ~01J..Cl.i3_l 10 000 0 E_VENT SPONSORSinP NCSL FOUNDATION FOR STATE LEGISLATURES - 7700 EAST FIRST DENVER co 80230 PLACE 74 - 2232576 £.01J..C_ll3_l 12 500 0 MEMBERSHIPS NATIONAL FOREST FOUNDATION BUILDING 27 SUITE 3 FORT MISSOULA MISSOULA MT 59804 NATIONAL F\JEL FUNDS NETWORK 1010 VERMONT AVENUE NW SUITE 718 WASHINGTON DC 20005 NATIONAL GOVERNORS ASSOCIATION CENTER FOR BEST PRACTICES - 444 N CAPITOL STREET NW SUITE 267 WASHINGTON DC 20001 --. (h) Purpose of grant or assistance 52 -1 218832 NATIONAL CAPITAL AREA COUNCIL BOY SCOUTS OF AMERICA - 9190 ROCKVILLE PIKE - BETHESDA MD 20814 NATIONAL ENDANGERED SPECIES ACT REFORM COALITION - 1050 THOMAS JEFFERSON STREET, NW 6TH FL WASHINGTON DC 20007 . FONTRIBUTIONS: ~ONTRIBUTIONS: Schedule I (Form 990) 3322.Si 05-01-13 39 EDISON ELECTRIC INSTITUTE INC r;;~-.;.r ~~~~~~~~on of Grants and 0th~; Assistance to Govern~ents and Otgan~zations in the United States (Schedule I (Form 990), Part II.} (a) Name and address of organization or govemmei;it (b) EIN (c) !RC section If applicable (d) Amount of cash grant (e)Amount of non-cash assistance (f) Method of valuation (book. FMV, appraisal, other) 13-0659550 . ....... ~}:'[ (h) Purpose of grant or assistance (g) Description of non-cash assistance NEW JERSEY STATE SOCIETY OF THE DISTRICT - P 0 BOX 65086 WASHINGTON DC 20035 54- 1993305 §_ol..{_clJ..4J. 7 500 0 g_VENT SPONSORSHIP NORTH AMERICAN ENERGY STANDARDS 801 TRAVIS STREET NO 1675 BOARD HOUSTON TX 77002 76-0451850 ~OlJ.ClJ..61. 7 000 0 FONTRIBUTIONS: MEMBERSHIPS NORTH AMERICAN METALS COUNCIL 2200 PENNSYLVANIA AVENUE. SUIT~ : WASHINGTON DC 20037 20- 1320864 12_0 lJ.CJ.i6J. 7 000 0 FONTRIBUTIONS: MEMBERSHIPS PHI COMMUNITY FOUNDATION 701 NINTH ST N,W WASHINGTON DC 20068 51- 0367729 ~OlJ.ClJ..3J. 5 000 0 g_VENT SPONSORSHIP POLLINATOR PARTNERSHIP 4 23 WASHINGTON ST. , 5TH FLOOR SAN FRANCISCO CA 94111 94- 3283967 ~01J.ClJ..3i 5 000 0 boNFERENCE SPONSORSHIPS PRESIDENTIAL INAUGURAL COMMITTEE 2013 - 700 THIRTEENTH STREET NW SUITE 600-- WliSHINGTON' nc 20005 94-3453768 12_01J.ClJ..4i 25 000 0 ~UPPORT PRESIDENTIAL INAUGURAL COMMfTTEE 2013 - 700 THIRTEENTH STREET NW SUITE 600 - WASHINGTON DC ~0005 94 - 3453768 12..0 lJ_ClJ.. 4i 60 000 0 ~'\TENT 52 -1 429544 50lJ..CJl3J. 10 000 0 !;:VENTS 11- 3655877 ls_ECTION 527 25 000 0 I Nw, PREVENT CANCER FOUNDATION 1600 DUKE STREET #500 ALEXANDRIA VA 22314 ! FON~RIBU'l!ION; PROGRAM SPONSORSHIP ' i ' REPUBLICAN GOVERNORS' ASSOCIATION l 74 7 PENNSYLVANIA AVENUBO ' WASHINGTON DC 20006 ~ORPORATE RESPONSIBILI TY: bONTRIBUTIONS ; ~MBERSRIPS Schedule I {Form 990) 3322d 1 05-01-13 40 _,..,, ................. . ...... , . _ . _ . _ _ __11,i,._ . . . - _ _ _ _ ,., _ _ _ _ _ ,.. _ _ _ _ _ _ _ _ _ . , . , _ . . ....._ ........ _ . . , , _ _ .... · ~'-" · [Part 11J: Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.) (a) Name and address of organization or government (b) EIN (c} IRC section if applicable {d) Amount of cash grant (e) Amount of non-cash assistance (f) Method of valuation (book, FMV, appraisal, other) (g) Description of non-cash assistance (h) Purpose of grant or assistance REPUBLICAN STATE LEADERSHIP COMMITTEE - 1800 DIAGONAL ROAD SUITE 230 - ALEXANDRIA VA 22314 05- 0532524 ~ECTION 527 22 917 0 poNTRIBUTIONS: POLITICAL PRGANIZATIONS RESOURCES FOR THE FUTURE 1616 P STREET NW WASHINGTON DC 20036 53-0220900 tj_OlJ..C_ll3_l 15 000 0 ~IRONMENTAL SECURING AMERICA'S FUTURE ENERGY 1111 19TH STREET, NW SUITE 406 WASHINGTON DC 20036 20- 1727977 ls._01J..Cll_3_l 5 000 0 FONTRIBUTIONS: MEMBERSHIPS SECURING AMERICA'S FUTURE ENERGY 1111 19TH STREET, NW SUITE 406 WASHINGTON DC 20036 20 - 1727977 ~OlJ.Cll_3_l 5 000 0 E_VENT SPONSORSHIP SECURITIES INDUSTRY AND FINANCIAL MARKETS ASSOCIATION - 120 BROADWAY NEW YORK NY 10271 32 - 0178959 ~01J.C.li6_l 20 000 0-<.i MEMBERSHIPS SENATE PRESIDENTS' FORUM 66 WITHERSPOON STREET PRINCETON NJ 0854-0 22 - JZ84046 f5JlUC_li3_l 27 000 0 ONTRIBOTIONS: M_EMBERSHIPS SO OTHERS MIGHT EAT 11 0 STREET NW WASHINGTON DC 20001 23 - 7098123 ~01J.Cll_3_l 5 000 0 ~NT 20 - 2665380 ~ORPORATION 7 500 0 r oNFERENCE SPONSORSHIPS 46 - 0612026 ~OlJ.ClJ.6i 5 000 0 SOCIAL ENTERPRISES INC. 618 NW GLISAN ST, SUITE 101 PORTLAND OR 97209 SOUTHEAST LABOR AND MANAGEMENT PUBLIC AFFAIRS COMMITTEE · 100 CONCOURSE PARKWAY, SUITE 300 BIRMINGHAM AL 35244 FONTRIBUTIONS: ~ONTRIBUTIONS: SPONSORSHIP ~ONTRIBUTIONS: ~MBERSHIPS Schedule I (Form 990) 3322~1 05-01-13 41 Schedule 1VENT SPONSORSHIP 82 - 0329350 ~Olj_C_llil 5 000 0 CONFERENCE SPONSORSHIPS 84 - 0747227 lsOl_(C.lUJ 10 000 0 ~RGANIZATIONS 20 - 2432543 lsOlJ..C ) (G_l 13 000 0 CONFERENCE SPONSORSHIPS 52 - 1258690 ~01_(_C_U_3_l 5 000 WESTERN ASSOCIATION OF FISH AND WILDLIFE AGENCIES - 2903 SAINTSBUIRY PLAZA, SUITE 106 FAIRFAX VA 22031 WESTERN GOVERNORS' ASSOCIATION 4 00 N. CAPITOL STREET, NW SUITE 38 WASHINGTON DC 20001 ONTRIBUTIONS: POLITICAL WESTERN LAMPAC 3 21 1 6TH AVENUE SOUTH SEATTLE WA 98144 WOMEN'S COUNCIL ON ENERGY AND THE ENVIRONMENT - PO BOX 33211 WASHINGTON DC- 20033 ~ -- 0 - ~VENT SPONSORSHIP WOODROW WILSON INTERNATIONAL CENTER FOR SCHOLARS - 1300 PENNSYLVANIA AVENUE NW WASHINGTON DC 20004 I 52 - 1067541 ti_Ol_tCJJ.3i :10 000 0 ~VENT SPONSORSHIP i::ONFERENCE SPONSORSHIPS I WORLD CONFERENCE OF MAYORS 1 08 GRAY STREET, SUITE 101 TUSKEGEE AL 36083 52- 1373507 ~01_{.C_ll3i 5 000 0 52 - 1373507 ti_01J.Cll3J. 5 000 0 WORLD CONFERENCE OF MAYORS 108 GRAY STREET, SUITE 101 TUSKEGEE AL 36083 CONTRIBUTIONS , kf:MBERSHIPS Schedule I (Form 990) 332241 05·01 -13 44 r;~·~-.~I ~~~~~~;;on of G~ant~--:~~Other A:~-;~-:to G~~;n;;~s- and o;~;n;zations in the United States (Schedule I (Form 990), Part II.) (a) Name and address of organization or government (b) EIN (c) IRC section if applicable (d) Amount of cash grant (e) Amount of non-cash assistance (f) Method of valuation (book, FMV, appraisal, other) - -- (g) Description of non-cash assistance - -- 20 - 4504014 ts ou.cJJ-31. 0 229 491 00 fil'-KIND SUPPORT ~OGRAM SUPPORT NATIONAL LAMPAC 701 PENNSYLVANIA AVE 3RD FLOOR WASHINGTON DC 20004 26-2620296 ~OlLCJ.l.31 0 38 546 00 tlli_- KIND SUPPORT ~ROGRAM SUPPORT THOMAS ALVA EDISON FOUNDATION 701 PENNSYLVANIA AVE 3RD FLOOR WASHINGTON DC 20004 52 - 2106274 ~-OUCJ_L3J_ 0 62 650 lFMv - - - (h) Purpose of grant or assistance CENTER FOR ENERGY WORKFORCE DEVELOPMENT - 701 PENNSYLVANIA AVE 3RD FLOOR - WASHINGTON, DC 20004 - ' li_k-KIND SUPPORT !PROGRAM SUPPORT - I l 332241 05-01-13 45 Schedule I (Form 990) Schedule 1!Form990) (2013l EDISON ELECTRIC INSTITUTE INC. Part Ill I Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" to Form 990,. Part IV, line 22 . Part Ill can be duplicated if additional space is needed. (a) Type of grant or assistance (bl Number of recipients [ Part IV I (c) Amount of cash grant (d) Amount of non· cash assistance (e~ Method of valuation (boo , FMV, appraisal, other) 13 ~ 0 6 5 9 5 5 0 Paoe2 {f) Description of non·cash assistance Supplemental Information. Provide the information re_guired in Part I, line 2, Part Ill, columnJQ),_and aQY_other additional information. PART I, LINE 2: EXPirANATION: WHEN GRANT FT:ffiDS .ARE AWARDED, EEI MAY REQUEST THE .AMOUNTS BE RESTRICTED FOR A SPECIFIC PURPOSE. GRANTEES MANY TIMES WILL REPORT BACK TO EEI THE SPECIFIC USE OF THE FUNDS AND VARIOUS OUTCOMES. HOWEVER, THIS IS NOT A REQUIREMENT FOR EACH GRANT .AWARDED. 332102 10-29-1 3 46 Schedule I (Form 990) (201 3) SCHEDULEJ (Form 990) Departori&nt of Ille Trea• Y• Y lfitemal Rawoue Service Name of the organization Compensation Information OMB No 1545-0041 2013 For ce11ain Officers, Directors, Trustees, Key Employees, 11nd Highest Compensated Employees .... Complete if the organization answered "Yes" on form 990, Part IV, line 23. Open to Public .... Attach to Form 990. .... See separate instruotlons. Inspection Information about Schedule J Form 990 and its instructions is at www.irs. ovlfonn990. Employer identification number EDISON ELECTRIC INSTITUTE INC. LPart I J_ Questions Regarding Compensation 13 - 0659550 .! Yes No 1a Check the appropriate box(es) if the organization provided any of th e following to or for a person listed in Form 990, Part Vll, Section A, line 1a. Complete PM 111 lo provide any relevant information regarding thesii items. D Fitst·class or charter travel CXJ Travel for companions D Tax indemnification and gross-up payments D Discretionary spending account D Housing allowance or residence for personal use D Payments for business u11e of personal residence D Personal seivices (e.g., maid, chauffeur, chef) CXJ Health or social club due!! or initiation fees b If any of the boxes on line 1a are checked, did the organization follow a written policy regarding payment or 2 3 reimbursement or provision of all of the expenses described 3.bove? If "No,• complete Part Ill to explain. ... ....... .... ... ........... . Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all directors, 1b X trustees, and officers, including the CEOfExecutive Director, regarding the items checked in line 1a? 2 X ................ .... ............. .. Indicate which, if any, of the following the filing organization used to establish the compensation of the organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods used by a ~lated organization to establish compensation of the CEO/Executive Director, but explain in Part Ill. CXJ Compensation committee D [XJ [XJ Compensation survey or study Independent compensation consultant CXJ Form 990 of other organizations 4 Written employment contract CXJ Approval by the board or compensation committee During the year. did any person listed in Form 990, Part VII, Section A, line 1 a, with respect to the filing organization or a related organization: a Receive a severance payment or change-of-control payment? .. .... .... ... ................................ _,, ............... -...... ........... ......... . b Participate in, or receive payment from, a supplemental nonqualified retirement plan? ...... , .. ......... ... ... ... ... .. ... .. .. .. .. ....... ....... . c Participate in, or receive payment from, an equity-based compensation arrangement? .... .. ....... ... ........ .. ... .. .... _....... ... ... .. .... ... . If "Yes" to any of lines 4a·c, list the persons and provide the applicable amounts for each item in Part Ill. 5 4a 4b 4c x x x Only section 501(c)(3) and 501(c)(4) organizations must complete lines 5-9. For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation contingent on the revenues of: a The organization? ................. ..... ... ... .. .......... .... .-........ .. ...... .. .... ......... .. ........... .. ., ... .-.......... ... ..... , .... ... .... ..... .. ......... . 5a b Any related organization? ........ .......... ..... , ...... ............ ...... .. .. ..... -.. .. .......... .... ........ .. ... ..... .. .............. ... ...... ........................... . If "Yes" to line Sa or 5b, describe in Part Ill. 5b 6 For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any compensation contingent on the net earnings of: a The organization? .. _.. ,...... .... ........ ........ .... ...... ... ... .. .. .... ..... ...... ......... ... .. ............... ....... .... ...... .. ... ...... ...... ............................ . i--=6:.;;;a'-+--+-b Any related organization? .. .... ............. ...... ... ... ................ ........................... .. .. .. .... ..... ... .... .... .,, ... ....... .... .. ... .. .. .. .... ...... ..... ... . i--=6'-"b'-+--+-lf "Yes" to line 6a or 6b, describe in Part Ill. 7 For persons listed in Form 990, Part VII, Section A, line la, did the organization provide any non.lfixed payments not described in lines 5 and 6? If "Yes," describe in Part Ill ........... .. ............ .. ............... .. ............. ..... ..... ......... ..... ......... .. ...... . 1--7=--+--4--8. Were any amounts reported in Form 990, Part VII, paid or accrued pursuant to a contract that was subject to the initial contract exception described in Regulations section 53.4958·4(a)(3)? If "Yes," describe in Part Ill 9 8 If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in REm_ulations section 53.4958-(ili:l? ................ ........... .................... ...... ... ...... .. ...................................... .. _.... ... ....... .. LHA For Paperworl< Reduction Act Notice, see the Instructions for Form 990. 332 ,,, 09-13- 13 47 9 Schedule J ·(Form 990) 2013 I 13-0659550 Schedule J (Form 990) 2013 Paae2 For each individual whose compensation must be reported in SChedule J, report compensation from the organization on row (Q and from related organizations. described in the Instructions, on row (ii). Do not list any individuals that are not liSted on Form 990, Part VII. : · Note. The sum of columns (B)(Q·Qi~ for each listed individual must equal the total amount of Form 990, Part VII, Section A, line. ~a, applicable column (D) and (E) amounts tor tnat individual. (B) Breakdown of W.2 and/or 1099·M ISC compensation (I) Base compensation (A) Name and Trtle ( l) T80MAS KUHN PRESIDENT ( ;!) DAVID OWENS EXECUTIVE VP BUSINESS OPE (3) BRIAN WOLFF SENIOR VP EXTERNAL AFFAIR (4) EDWARD COMER VP GENERAL COUNSEL AND CO ( 5} MARY MI LLER CHIEF ADMINISTRATIVE OFFIC ( 6) QUINLAN SHEA, III VP ENVIRONMENT ( 7) RICHARD MCMAHON VP ALLIANCE ENERGY SUPPLI ( B} JAMES FAMA VP EN'ERGY DELIVERY ( 9) KATHY STECKELBERG VP GOVERNMENT RELATIONS ( l 0 ) BR-11\:N MCCORMAeK VP POLITICAL AND EXTERNAL ( 11 ) JOHN EASTON, JR. VP INT'L PROGRAMS (12) JOHN SCHLENKER CFO & TRl::ASURER (13) RICHARD TEMPCHIN EXECUTIVE DIRECTOR RETAIL (14) JAMES OWEN EXEC DIR MEMBER REL & MTG (15) SADEGH RAZEGHI CIO (16) JAMES ROEWER D_IRECTOR USWA_G {I) o. (i) 535..L942. l.m1 (i) lfill_ (i) lfill_ (l) l.illl. (i) lfill_ (i) l1ill_ (i) 0. 545 032. o. o. 293..L527. 271_,_466. 0. 239 394. 0• 264 264. 0. 244 117. 0. 0. 300..LOOO. 0. 292..LOOO. 0. 110..LOOO. 34 253. 0. 5 724. 0• 103..LOOO. 0. 95-'-000. 0. 98 000. 0. 99 500. o. (i) 252.L934. lfill_ 0. 25-2 59-0-. B9 000. 0. B9 000. 0. 82 000. (I) lilll_ (i) l.ill.l (i) lilll_ (i) l!ill_ (i) l!ill. (i) l.lliL (i) Lllil_ 0. 224.L686. 0. 198 601. o. 189 509. 0. 186.L.648. 0. 179.L.075. (iii) Other reportable compensation B51..L246. 2 135 314. 0. lilll_ ~ 873..L298. l.@_ (ii) Bonus & incentive compensation 0. 22 850. 0. 28 832. (C) Retirement and other deferred compensation 49..L734. 0. 290..L985. 0. 145..L032 . 0. 166..L941. 0. 1311-236. 0. 0. 27 242. 98_,_111. o. 19 489. 0. I l 19 855. 0. 0• 3 077. 112 958. 0. 32 · 9"60. 0. 89..L717. 0. 120..L225. 0. 164..L414. 0. 155..L154. : : o. 4 -9a9-. o. 33_£_465. 0. 0. 80 000. 0. 68 000. 0. 74 000. 22 161. 0. 20 Bll. 0. 20 988. 0. 0. 0. 23 625. 150 543. 47..L693. 0. 73 150. 0. 0. 0. 22..L635. 0. 0. o. 1 3 035. 1_,_174 215. 0. 0. 12 943. 1.LOO O 731. o. 0. 22 741. 616 059. 0. 0. 5 172. 539 706. 0. 0. 15_£_779. 475 526. 0. 0. 536 867. 22 389. 132-'-725. 0. 126 729. 0. (E) Total ot columns (F) Compensation (B)(i}-(D) reported as deterred in prior Form 990 25 654. 3 935.L246. 0. 30 000. 0. 38 236. 0• (DJ Nontaxable benefits 0. 22 151. 9 o. 895. o. 9 199 .- I I 0. 12 944. 0. 19 709. 0. 21 537. 0. 19.L.527. o. 2 323. 0. 19 200. 0 .. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 0. 512 352. 0. 46 7-'-864. o. o. 0. o. 0• 38"'9 Z48. u. o. o. a. 442.L812. 440_,_696. 0. 0. o. o. o. 0. 0. 464_,_271. 0. 456.L.317. 0. 282.L.716 . 0. 303.L764. 0• 0. 0. o. 0. o. 0. 0. o. Schedule J (Form 990) :2013 33Z \12 0~· 1 3·1 3 48 13-0659550 Schedule J (Form 990) 2013 Paue2 For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from refated organizations, described in the instructions, In row (ii). Do not list any individuals that are not listed on Form 990, Part VII. I Note. The sum of columns (B)(i)-(iiO for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1 a, applicable column (D) and (E) amounts for that individual. (B) Breakdown of W-2 and/or 1099-M ISC compensation '. ( 1 7) SCOTT AARONSON SENIOR DIRECTOR. NATIONAL SECURITY (ii) Bonus & incentive compensation (i) Base compensation (A) Name and Title (0) Nontaxable benefits (C} Retirement and other deferred compensation (iii) Other reportable compensation (E} Total of columns (F} Compensation reported as deferred in prior Form 990 (B}(Q-(0) I (i) 18 0 4 4 2 • 15 0 0 0 • 13 8 0 9 • 25 455 • 2 210 • 2 3 6 9 16 • 0• pl@_ Q• 0• 0, 0, 0• 0• 0, l,~i:i I II I I I I I. 1 I I I I I l'~i:) IL----l------+-----+ I I I - - - - -Ir - - - - -l1 - - - -T I - -i Ul 1111 : Ci) tt l(~i:) I (i) 1.® I I f I : I I I I -m- I I > - - - - - - - - - - - - + - - - - - - - - + - - - - - - - - - - - -- - < - - - - - - + - - - - - - - (i) r--------;-------1------T------~r---------t-------+------ l.® (i) r--------;-------t------T------~r---------t-------+------ lml (i) r - - - - - - - ; - - - - - - - r - - - - ---;---- - - - - + - - - - - - ; -- - - - - + - - - - - -- 1@_ 1::1 l(~i~ I (i) lmt I I I I I I I I 1 I I i ~-----1------+-----+--------1-------+-------+----l---- I I (i) 1 - - - - -- 1 - - - - - - - 1 1 - -- - - - - 1 - - - - -- 1 - - - - - - - l - - - - - -+-- --+---- lon ~ti=___ _l__ w l@_ Hrn__ L __m_j _ _u_ M l I J J. I Schedule 332112 09-13-13 "-~ 49 J (Form 990) 2013 EDISON ELECTRIC INSTITUTE INC. Schedule J (Form 990) 2013 13-0659550 Paoe3 Part Ill I Succlemental Information Provide the information, explanat ion, or descriptions required for Part I, lines 1 a, 1b, 3 , 4a, 4b, 4c, 5a, Sb, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information. PART I, LINE lA: EXPLANATION: PART 1, QUESTION lA - TRAVEL FOR COMPANIONS: JOHN EASTON $2,577 INCLUDED IN INCOME PART I, QUESTION lA - HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: THOMAS KUHN $1 , 545 INCLUDED IN INCOME RICHARD MCMAHON $877 INCLUDED IN INCOME PART I, LINE 4B: EXPLANATION: THE EDISON ELECTRIC INSTITUTE PROVIDES A NON-QUALIFIED PLAN FOR ELIGIBLE MANAGEMENT EMPLOYEES. TEOMAS R. KUHN $2,095,121 DAVID K. OWENS $247,324 BRIAN WOLFF $104,439 EDWARD COMER $107,503 Schedule J (Form 990) 2013 332113 09-13·13 50 Schedule J (Form 990) 2013 Part Ill I Supplemental Information EDISON ELECTRIC INSTITUTE INC. 13-0659550 Paae 3 Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, Sa, Sb, 6a, 6b, 7, and 8, and for Part IL Also complete this part for any additional information. i MARY MILLER S_~~L QUINLAN SHEA $45, Q_9_5____ 723 ____________ __ ------------- ~- - - ___ ___ _ RICHARD MCMAHON $73,498 JAMES FAMA $61,697 KATHRYN STECKELBERG $53,981 JOHN EASTON $33,653 BRIAN MCCORMACK $5,340 JOHN SCHLENKER $45,903 JAMES OWEN $34,706 Schedule J (Form 990) 2013 332113 09·13·13 51 Schedule J CForm 990) 2013 EDISON ELECTRIC INSTITUTE INC. 13-0 659 550 Paae 3 Part Ill I Supplemental Information Provide the information, explanation, or descriptions required for Part I, lines 1a, 1 b, 3, 4a, 4b, 4c, Sa. Sb, 6a, 6b, 7, and 8, and for Part II. Also complete this part fo r any additional information. RICHARD TEMPCHIN $30,970 Schedule J (Form 990) 2013 332113 09- 13-13 52 Transactions With Interested Persons SCHEOULEL OMB 1'o. '545-0041 2013 (Form 990 or 990-EZ) .... Complete if the organization answered "Yes" 011 Form 990, Part IV, line 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b. .... Attach to Form 990 or Form 990-EZ. .... See separate iq~tructions . • Information about Schedule L (Form 990 or 990-EZ) and its instructions is at www.trs.gov/fonn990. Departme.nl ol lhe Treasury Internal Revenue Service Name o1 the organization Part I -Open To Public Inspection Employer identification number 13-0659550 EDISON ELECTRIC INSTITUTE INC. Excess Benefit Transactions (section 501(c)(3) and section 501(c)(4) organizations only). Com_IJlete if the om_a nization answered "Yes" on Form 990, Part IV, line 25a or 25b, or 11orm 990-EZ Part V. line 40b. 1 (a) Name of disqualified person (b) Relationship between disqualified person and organization JdlCorrected? (c) Description of transaction Yes No - _!_ 2 Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958 ........ .. ..... ........................ ...... ......... ....................... ... ............... 3 Enter the amount of tax, if any, on line 2, above, reimbursed by the organization IPart 11 I .... $ _ _ _ _ _ __ . ..............•.. .... $~------ Loans to and/or From Interested Persons. Complete if the organization answered 'Yes" on Form 990·EZ, Part V, line 38a or Form 990, Part IV, line 26; or.if the organization n~e_orted an amount on Form 990Part xrine 5, 6 , or 22 (bl Relationship with organization {a) Name of interested person {d) Loan to or (c) Purpose of loan from the organization? To IQ.PLIT D_Q (e) Original principal amount (f) Balance due From Yes x 0. 424..L.155. Total ..... ................ ..... ... .................................................... ............ ··-···· ····--1•···--· · ·· ~$ 424 155. tEO THOMAS KUHN l Part Ill] h) Approve~ (i) Written by board or committee? agreement? (g) In default? No Yes x x No Yes No x Grants or Assistance Benefiting Interested Persons. Complete if the organization answered "Yes" on Form 990, Part IV line 27. (a) Name of interested person --- - · . ····· ·- - ~ --=- (b) Relationship between interested person and the organization L:c.. ·- . = - - - (c) Amount of assistance ---- .. - · · .. LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. (e) Purpose of assistance (d)Type of assistance - . ---------- - · ·· -- - --- ----- -- ·-· . Schedule L (Form 990 or 990-EZ) 2013 SEE PART V FOR CONTINUATIONS 332131 Oii-2~· 1 3 ,,....,... ... _ ,... ... ,.....,, "- 53 ------------- ----------- - --- __.... _ ScheduleL Form 990or990· Part IV 2013 EDISON ELECTRIC INSTITUTE INC. 13 - 0 6 5 9 5 5 0 Pa e 2 Business Transactions Involving Interested Persons. Com_Qfete if the O!:Q_anization answered "Yes• on Form 990, Part IV, line 28a, 28b or 28c. (a) Name of interested person {b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues? Yes No ~~~~~~~~~~~~~~--<>--~~~~~~~~~--+~~~~~~+-~~--~~~----i~­ ~~~~~~~~~~~~~~--1~~~~~~~~~~-+~~~~~~r-~~~~~~ ------r- ~ l Part V J Supplemental Information Provide additional information for responses to questions on Schedule. L (see instructions). SCHEDULE L, PART II, LOANS TO AND FROM INTERESTED PERSONS: (A} NAME OF PERSON: THOMAS KUHN (B) RELATIONSHIP WITH ORGANIZATION: CEO (C} PURPOSE OF LOAN: SPLIT DOLLAR LIFE INSURANCE POLICY WITH CEO (D) LOAN TO OR FROM ORGANIZATION? = (E) ORIGINAL PRINCIPAL AMOUNT $ O. (G} LOAN IN DEFAULT? = (F) BALANCE DUE $ 424,155. NO (H).APPROVED BY BOARD OR COMMITTEE? (I) WRITTEN AGREEMENT? FROM = YES YES Schedule L (Form 990 or 990-EZ) 2013 332 13? 09-25-13 ... _ ....... _ ... .... .... ,,... .. ,.. --- . . . ......... ................. . . . . . ... _ --... -- --5 -4 -- -- --------- -- ---- - --- --- - -- - ___ ... SCHEOULEO (Form 990 or 990-EZl Supclemental Information to Form 990 or 990-EZ 2013 hompfete to provide information for responses to specific ques1ions on Form 990 or 990·EZ or to provide any adltitional information . .... Attach to Form 990 or 990-EZ. o · at www.irs. ovlfor: 990. Oepanmont ot the Tr.,,sury Internal ~evenue Service. Name of the organization Open to Poblic Ins ection Employer identification number EDISON ELECTRIC INSTITUTE INC. 13 - 0659550 FORM 99 0 , PART III, LINE l, DESCRIPTION OF ORGANIZATION MISSION: I NFLUENTIAL AUDI ENCES. - FORM 990, PART VI , SECTION A, LI NE 1: EXPLANATION: THE BOARD OF DIRECTORS, AFTER EACH Aij'NUAL ELECTION OF DIRECTORS AND BY THE RESOLUTION ADOPTED BY A MAJORITY OF THE ENTIRE BOARD, MAY DESIGNATE FROM ITS OWN MEMBERSHIP AN EXECUTIVE COMMITTEE OF EIGHTEEN INCLUDING THE CHAIRMAN AND VICE CHAIRMEN. IN ADDITION TO THOSE DESIGNATED TO SERVE ON THE EXECUTIVE COMMITTEE, FORMER CHAIRMEN OF THE INSTITUTE WHO CONTINUE AS CHAIRMAN OR CHIEF EXECUTIVE OFFICER OF A CLASS A INSTITUTE MEMBER SHALL SERVE AS EX OFFICIO, NON- VOTING MEMBERS OF THE COMMI TTEE. THE EXECUTIVE COMMITTEE MAY EXERCISE ALL THE POWERS OF THE BOARD OF DIRECTORS BETWEEN MEETINGS OF THE BOARD EXCEPT: 1. APPROVAL OR RECOMMENDATION TO MEMBERS OF ACTION THAT I S REQUIRED TO BE APPROVED BY MEMBERS UNDER STATUTE; 2. THE FILLING OF VACANCIES IN THE BOARD OF DIRECTORS OR I N ANY COMMITTEE THEREOF· 3. THE FIXING OF COMPENSATION OF THE DIRECTORS FOR SERVING ON THE BOARD OR ON ANY COMMITTEE THEREOF; 4. THE AMENDMENT OR REPEAL OF THE BYLAWS OR THE ADOPTION OF NEW BYLAWS; 5. THE AMENDMENT OR REPEAL OF ANY RESOLUTION OF THE BOARD WHICH BY ITS TERMS SHALL NOT BE SO AMENDABLE OR REPEALABLE AND AS OTHERWISE REQUIRED BY RESOLUTION OF THE BOARD OF DIRECTORS. THE CHAIRMAN SHALL PRESIDE AT MEETINGS OF THE EXECUTIVE COMMITTEE. LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ. 3322 11 OQ-04·13 55 Schedule 0 {Form 990 or 990-EZ) {2013) Pa e 2 Schedule 0 Farm 990 or 990·EZ 2013 Name of the organization Employer Identification number 13 - 065955 0 EDISON ELECTRIC INSTI TUTE INC. VACANCIES IN THE MEMBERSHIP OF THE COMMITTEE SHALL BE FILLED BY THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE SHALL KEEP REGULAR MINUTES OF THE PROCEEDINGS AND REPORT THE SAME TO THE BOARD WHEN REQUIRED. FORM 990 , PART VI, SECTION A, LINE 6 : EXPLANATION: THE ORGANIZATION HAS THREE VOTING CLASSES OF MEMBERSHI P: OPERATING COMPANY MEMBERS - INVESTOROWNED OPERATING ELECTRIC CORPORATIONS . ,,:;_ ENGAGED IN THE GENERATION, TRANSMISSION, OR DISTRIBUTION OF ELECTRICTY TO THE PUBLIC IN THE US OR ITS POSSESSIONS. EEI'S US SHAREHOLDER- OWNED ELECTRIC COMPANY MEMBERS SERVE 95% OF THE ULTIMATE CUSTOMERS IN THIS SEGMENT OF THE INDUSTRY AND REPRESENT APPROXIMATELY 70% OF THE US ELECTRIC POWER INDUSTRY. HOLDING. COMPANY MEMBERS - BEING CORPORATIONS IN THE US OR ITS POSSESSIONS WHICH BY VIRTUE OF OWNERSHIP OF SECURITIES IN INVESTOR- OWNED CORPORATIONS ARE INTERESTED IN ADVANCING THE BUSINESS OF OPERATING ELECTRICAL COMPANIES IN RELATION TO THE SALE OF ELECTRICITY TO THE ULTIMATE CONSUMER. SUBSIDIARY COMPANY MEMBERS - BEING SUBSIDIARY COMPANIES OF OPERATING COMPANY OR HOLDING COMPANY MEMBERS, SHALL BE ELIGIBLE FOR SEPARATE MEMBERSHIP. PARTICIPATION ON STANDING COMMITTEES ·AND IN OTHER ACTIVITIES OF THE ORGANIZA:TION SHALL BE DEFINED BY AND DETERMINED FROM TIME TO TIME BY THE BOARD. THE ORGANIZATION HAS THREE NON- VOTING CLASSES OF MEMBERSHIP: INTERNATIONAL AFFILIATES - EDISON ELECTRI C INSTITUTE'S INTERNATIONAL Schedule 0 (Form 990 or 990-EZ) (2013) 56 "1 "l .A '1-t~"'i ~ .,""l,.., P\ 1 r rir-r rt. ""ln 1..,.t"\n n. ""'"',.,...., ""r-n~ n ._... ..,.._. ,.. _ ... _ --- - - - - _.,. _ ,.. _ _ _ ._ _ _ _ - - ..-- ...,._,.... ,., Schedule 0 Form 990 or 990· 2013 Pa e2 Employer identification number Name or the organization EDISON ELECTRIC INSTITUTE INC. 13-0659550 AFFILIATES PROGRAM PROVIDES THE CRITICAL LINK THAT BRINGS TOGETHER ELECTRIC COMPANIES AROUND THE WORLD WITH THE US ELECTRIC POWER INDUSTRY. THIS~~­ SPECIAL PROGRAM OFFERS ELECTRIC COMPANIES OUTSIDE THE US THE OPPORTUNITY TO BECOME EEI MEMBERS REGARDLESS OF THEIR OWNERSHIP FORM. THROUGH ITS EXPANDED INTERNATIONAL INVOLVEMENT, EEI BROADENS THE VALUE OF SHARED EXPERTISE AND EXPERIENCE ON ISSUES OF CONCERN AND INTEREST TO ELECTRIC COMPANIES AROUND THE WORLD. ASSOCIATES - EDISON ELECTRIC INSTITUTE INC. ASSOCIATE MEMBERSHIP IS DESIGNED FOR FIRMS THAT HAVE AN INTEREST IN ADVANCING THE DEVELOPMENT OF THE ELECTRIC POWER INDUSTRY. THESE FIRMS MAY PROVIDE GOODS AND SERVICES TO THE INDUSTRY, BUT MAY NOT BE ENGAGED IN THE GENERATION, TRANSMISSION, DISTRIBUTION, BROKERAGE, OR SALE OF ELECTRICITY. ASSOCIATE MEMBERSHIP HELPS FIRMS TO BETTER KNOW AND UNDERSTAND THE INDUSTRY, THE PEOPLE, AND THE ISSUES. HONORARY MEMBERS - MEMBERS WHO, ON ACCOUNT OF THEIR STANDING OR QUALIFICATIONS, IN THE OPINION OF THE BOARD AND BY ITS ELECTION, ARE ENTITLED TO SUCH HONOR. FORM 990, PART VI, SECTION A, LINE 7A: EXPLANATION: THE DIRECTORS ARE ELECTED AT THE ANNUAL MEETING BY VOTING CLASS MEMBERS OF THE ORGANIZATION EITHER IN-PERSON OR BY PROXY. FORM 990, PART VI, SECTION A, LINE 7B: EXPLANATION: THE MEMBERSHIP OF THE ORGANIZATION DOES APPROVE BYLAW AMENDMENTS. 332212 Schedule 0 (Form 990 or 990-EZ} (2013) 09-04-13 57 Schedule 0 Form 990 or 990·EZ 2013 Pa e 2 Name of the organization Employer identification number EDISON ELECTRIC INSTITUTE INC. 13-0659550 FORM 990, PART VI, SECTION B, LINE 11: EXPLANATION: DUE TO THE SIZE OF THE GOVERNING BODY AND MAGNITUDE AND COMPLEXITY OF THE FORM 990, THE RETURN FOR EDISON ELECTRIC INSTITUTE INC. IS REVIEWED BY THE ORGANIZATION 'S OUTSIDE CPA FIRM AND REPORTED BY THE ENGAGEMENT PARTNER TO THE INS TITUTE'S EXECUTIVE COMMITTEE IN ADVANCE OF FILING. FORM 990, PART VI, SECTION B, LINE 12C: EXPLANATION: THE ORGANIZATION HAS WRITTEN CONFLICT OF INTEREST POLICIES FOR ALL OFFICERS, DIRECTORS, AND KEY EMPLOYEES. EDISON ELECTRIC INSTITUTE INC.'S CODE OF BUSINESS CONDUCT HAS BEEN DISTRIBUTED TO ALL EMPLOYEES AND IS ON THE ORGANIZATION'S INTRANET SITE. THIS DOCUMENT INCLUDES, IN PART, EEI'S CORE VALUES, OPERATING PRINCIPLES, CONFLICT OF INTEREST POLICY AND WHISTLEBLOWER POLICY, WHICH INCLUDES A CONFIDENTIAL 800 TELEPHONE NUMBER. PERIODIC REMINDERS ARE GIVEN. EDISON ELECTRIC INSTITUTE, INC. HAS A WRITTEN DIRECTOR'S CONFLICT OF INTEREST POLICY, APPLICABLE TO ALL MEMBERS OF ITS BOARD OF DIRECTORS, WHICH WAS FORMALLY ADOPTED BY THE ORGANIZATION'S BOARD. PERIODIC REMINDERS ARE GIVEN. THE ORGANIZATION ALSO HAS A CORPORATE COMPLIANCE OFFICER, A POLICY AND PROCEDURE FOR REPORTING VIOLATIONS OF THE CODE OF BUSINESS CONDUCT AS WELL AS CONCERNS ABOUT THE USE OF EDISON ELECTRIC INSTITUTE lNC.'S CORPORATE RESOURCES AND FINANCIAL REPORTING AND A VENDOR CODE OF CONDUCT POLICY. THERE HAS NOT BEEN A VIOLATION OF THE CONFLICT OF INTEREST POLICIES; AL'THOUGll WE STAND READY TO ENFORCE THE POLICIES IN APPROPRIATE CIRCUMSTANCES. FORM 990, PART VI, SECTION B, LINE 15 : 332212 Schedule 0 (Form 990 or 990-EZ) (2013) 00-04-13 58 Schedule 0 Form 990 or 990· 2013 Pa e2 Name of the organization Employer identification number EDISON ELECTRIC INSTITUTE INC . 13-0659 550 EXPLANATION: THE COMPENSATI ON OF THE ORGANIZATION' S CEO IS BASED ON RESULTS FROM COMPENSATI ON SURVEYS AND A REVIEW BY AN ANNUAL BAS IS . THE CEO'S COMPENSATION rs INDEPENDEN~ ~ONStJLTANT ON AN REVI EWED BY THE ORGANIZATION ' S COMPENSATION COMMITTEE AND APPROVED BY THE BOARD . THE COMPENSATI ON OF THE ORGANIZATI ON'S OFFICERS AND KEY EMPLOYEES IS BASED ON RESULTS FROM COMPENSATION SURVEYS AND A REVIEW BY AN INDEPENDENT COMPENSATION CONSULTANT ON AN ANNUAL BASIS. OFFICER COMPENSATION IS REVIEWED BY THE ORGANIZATION'S COMPENSATION COMMITTEE AND APPROVED BY THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19: EXPLANATION: THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE A PUBLIC DOCUMENT AND ARE AVAILABLE ON THE VIRGINIA SECRETARY OF STATE WEB SITE. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. THE ORGANIZATION'S AUDITED FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC, HOWEVER THE BALANCE SHEET AND INCOME STATEMENT CAN BE FOUND ON THE FORM 990 WHICH IS MADE AVAILABLE TO THE PUBLIC ON VARIOUS WEB SITES AND UPON REQUEST. FORM 990, PART XI, LINE 9, CHANGES IN NET ASSETS: 21,337,696. OTHER COMPREHENSIVE GAIN FORM 990, PART XII, LINE 2C: EXPLANATION: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. 3322 12 Schedule 0 (Form 990 or 990-EZ) (2013) 09-04-13 ., ... ,1i., 1 1,.. ·r:r ... ..,, ,..,,... -'l r ,...,-r ,... ""\ ,..... ..,.,.,.... ,,... ,.... ...... ,..,,,......,, ,,...,... ,.., ,,.. ,.. 59 _ _ _ _ _ .. .,. - · ----- - - _ ... _. _______ _ -- "' ,. . . ,.,..,....-"'A· OMS No. 1545·0047 Related Organizations and Unrelated Partnerships SCHEDULER (Form990) ~Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, ~ Attach to Form CX.partment of lhe Treasury 990. 2013 or 37. .,_ See separate instructions. Open to Public Inspection lntom1ation about Schedule R CForm 9901 and Its Instructions is at www.irs.oovlform990. lnlemal Revenue Serv1ee Name of the organization Employer identification number EDISON ELECTRIC INSTITUTE INC. Part I (a) Name, address, and EIN (if applicable) of disregarded entity Part II 13 -06 5955 0 Identification of Disregarded Entities Complete if the organization answered 'Yes" on Fonn 990, Part IV, line 33. (b) Primary activity (c) Legal domicile (state or (e) (f) End·of·year assets Direct controlling entity foreign country) Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 3 4 because it had one or more related tax·exempt organizations during the tax year. (a) Name, address, and EIN of related organization THOMAS ALVA EDISON FOUNDATION - 52 - 2106274 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 CENTER FOR ENERGY WORXFORCE DEVELOPMENT 20 - 4504014 701 PENNSYLVANIA AVE NW WASHINGTON DC 20004 (b) Primary activity (c) Legal domicile (state or foreign country) LHA (d) Exempt Code section (e) Public charity status (rf section 501(c)(3)) (f) Direct controlling entity QISTRICT OF COLUMBIA .\2.01J.C)(3 ) ~/A J;;DISON ELECTRIC !INSTITUTE INC i;;DUCATION PELAWARE HlA Jq/A l2_01J.CJJ3J (gJ Secl•on 512(bX1J) controlled entity? Yes ~CIENTIFIC_LEDUCATION For Paperwork Reduction Act Notice, see the Instructions for Form 990. 3321Gl OQ-1Z- 13 (cf) Total income No x x Schedule R (Form 990) 2013 60 EDISON ELECTRIC INSTITUTE INC. ScheduleRCForm990}2013 13-0659550 Paqe2 Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes· on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year. Part Ill (a) {b) (c) (d) (e) (f} (g) (h) Name, address, and EIN of related organization Primary activity Legal domicile Direct controlling entity Predominant income welaled, unrelated, exc uded from tax under sections 512·514) Share of total income Share of end-of-year assets Olsproportionale alkications7 (state or foreign country) Part IV Yes (j) (i) No (k} General or Percentage CodeV·UBI amount in box managing ownership 20 of Schedule ru1n~ K·1 (Form 1065) ~No Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes " on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year. (a) (b) {c) (d) (e) (f) (g) (h) Name, address, and EIN of related organization Primary activity Le9"1 domicile (state or torefgn eountry) Direct controlling entity Type of entity (C corp, S corp, or trust) Share of total income Share of end-of-year assets Percentage ownership {i) Section 5 12(bX13) contrOlled en llY'? No Yes I 332 1C2 09-12 - 13 _ 61 l Schedule R (Form 990} 2013 ScheduleR!Form990l2013 Part V EDISON ELECTRIC INSTITUTE INC. 13-0659550 Page3 Transactions With Related Organizations Complete if the organization answered "Yes " on Form 990, Part IV, line 34, 35b, or 36. Note. Complete line 1 if any entity is listed in Parts II, Ill, or IV of this schedule. 1 Yes During the tax year, did the organization engage in any of the following,transactions with one or more relat ed organizations listed in Parts It-IV? a Receipt of (i) interest (ii) annuities {iii) royalties or (iv) rent from a controlled entity 1a b Gift, grant, or capital contribution to related organization(s) c Gift, grant, or capital contribution from related organization(s) d Loans or loan guarantees to or for related organization(s) 1c 1b e Loans or loan guarantees by related organization(s) 1d 1e f 1f Dividends from related organization(s} x x x x ;H h Purchase of assets from related organization(s} Exchange of assets with related organization(s) Lease of facilities, equipment, or other assets to related organization(s) - k Lease of facilities, equipment, or other assets from related organization(s) ...... .. . 1k I Performance of services or membership or fund raising solicitations for related organization(s) 11 m Performance of services or membership or fund raising solicitations by related organization(s) 1m n Sharing of facilities, equipment, mailing lists, or other assets with related organization (s) 1n o Sharing of paid employees with related organization(s) 1o r Other transfer of cash or property to related organization(s) 1r is d 11}_THOMAS ALVA EDISON FOUNDATION (b) Transaction type (a-s} (c) Amount involved B 149..L.650. B 334 491. {:}}THOMAS ALVA EDISON FOUNDATION R 811 319. H:l_CENTER FOR ENERGY WORKFORCE DEVELOPMENT R 4 685. lfil_THOMAS ALVA EDISON FOUNDATION _Q 364 658 . cmCENTBR FOR ENERGY WORKF_QRCE DEVELOPMENT Q 64 889. ~! CENTER 332163 09-12-13 FOR ENERGY WORKFORCE DEVELOPMENT x x x x x s Other transfer of cash or property from related organizationcs (a) Name of related organization x ~ p Reimbursement paid to related organization(s) for expenses Reimbursement paid by related organization(s) for expenses x x g Sale of assets to related organization(s) Q I: 62 Ix IX -- (d) Method of determining amount involved Schedule R (Form 990) 2013 schedule R (Form 99ol2013__ED_I_SON Part VI 13 - 0 659550 ELECTRIC INSTITUTE INC. Paoe4 Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37. Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of it s activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding - exclusion for certain investment partnerships. (a) Name, address, and EIN of entity (b) Primary activity (c) (e) (d) Arean Leg:al domicile Predominant income partners sec. 501 (c)~l (related, unrelated, (state or foreign excluded from tax ~ country) under section 512·514) Yes No (f) (g) (h} Share of tot al income Share of end·of·year assets Dlspropor· (j) (i) (k} Code V·UBI General or Percentage ~onate amount in box 20 managing ownership ~ of Schedule K· 1 ~ (Form 1065) Yes No Yes No I I I I 1 I I Schedu le R (Form 990) 2013 3 321 64 0 9- 12· 13 63 Schedule R Form 990 2013 EDISON ELECTRIC INSTITUTE INC. 13-0659550 Pa es Part VII Supplemental Information Provide additional information for responses to questions on Schedule R (see instructions). Schedule R (Form 990) 2013 332165 09- 12- 13 64