Cases Received: FY2005 – FY2014 STAA SPA SOX PSIA OSHA NTSSA MAP21 ISCA FSMA FRSA ERA EPA CPSIA CFPA AIR21 AHERA ACA 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% FY2005 FY2006 FY2007 FY2008 FY2009 FY2010 FY2011 FY2012 FY2013 FY2014 Cases Received: FY2005 – FY2014 Statute FY 2005 FY 2006 FY 2007 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 ACA AHERA AIR21 CFPA CPSIA EPA ERA FRSA FSMA ISCA MAP21 NTSSA OSHA PSIA SOX SPA STAA Total 0 2 65 0 0 56 52 0 0 0 0 0 1194 3 291 0 271 1934 0 0 52 0 0 60 53 0 0 0 0 0 1195 7 234 0 241 1842 0 1 50 0 0 61 23 1 0 0 0 0 1301 1 231 0 297 1966 0 1 85 0 2 51 41 45 0 0 0 18 1381 3 235 0 357 2219 0 6 92 0 4 46 48 145 0 0 0 15 1267 3 228 0 306 2160 4 6 75 0 6 46 50 201 0 1 0 14 1402 2 201 0 306 2314 14 3 66 6 2 42 50 340 17 0 0 17 1667 6 148 5 314 2698 14 4 57 14 5 54 50 384 22 0 0 14 1745 2 169 9 346 2889 18 3 91 28 4 67 64 355 54 0 1 17 1710 7 177 5 368 2969 26 3 111 47 6 52 39 351 51 0 10 14 1729 6 145 7 463 3060 Cases Completed: FY2005 – FY2014 STAA SPA SOX PSIA OSHA NTSSA MAP21 ISCA FSMA FRSA ERA EPA CPSIA CFPA AIR21 AHERA ACA 100% 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% FY2005 FY2006 FY2007 FY2008 FY2009 FY2010 FY2011 FY2012 FY2013 FY2014 Cases Completed: FY2005 – FY2014 Statute FY 2005 FY 2006 FY 2007 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 FY 2013 FY 2014 ACA AHERA AIR21 CFPA CPSIA EPA ERA FRSA FSMA ISCA MAP21 NTSSA OSHA PSIA SOX SPA STAA Total 0 1 66 0 0 55 52 0 0 0 0 0 1160 5 252 0 248 1839 0 1 54 0 0 57 54 0 0 0 0 0 1229 6 251 0 246 1898 0 1 46 0 0 55 26 0 0 0 0 0 1167 2 240 0 268 1805 0 1 65 0 0 51 31 18 0 0 0 6 1255 1 191 0 320 1938 0 3 71 0 5 49 44 53 0 0 0 13 1168 2 197 0 271 1876 1 7 65 0 6 34 36 119 0 0 0 15 1144 2 206 0 269 1904 11 1 49 2 1 34 35 165 4 1 0 13 1235 3 153 0 241 1948 18 5 66 12 4 44 61 354 18 0 0 12 1653 2 157 10 355 2771 11 1 83 19 4 68 50 391 41 0 0 11 1827 6 200 4 367 3083 25 2 93 35 4 56 61 393 47 0 5 20 1794 7 171 9 425 3147 Complaint Determinations 1: FY2005 – FY2014 Kick-Out 100% Withdrawn 90% Dismissed 80% Settled Other 70% Settled 60% Merit 50% 40% 30% 20% 10% 0% FY2005 FY2006 FY2007 FY2008 FY2009 FY2010 FY2011 FY2012 FY2013 FY2014 Complaint Determinations FY2005 – FY2014 Fiscal Year Merit Settled Settled Other Dismissed Kick-Out 2005 2006 2007 2008 2009 2010 2011 41 23 18 21 57 45 48 269 284 261 328 277 312 400 87 117 112 95 116 138 157 1270 1275 1217 1280 1221 1182 1110 2012 48 406 187 2013 74 527 2014 Total 64 439 441 3505 Withdrawn Total Determinations N/A N/A N/A N/A N/A N/A 23 235 272 253 296 272 278 278 1902 1971 1861 2020 1943 1955 2016 1662 48 518 2869 333 1596 73 669 3272 305 1647 1652 13465 99 243 710 3781 3271 23080 2 1 Complaint Determinations gives the total of complainant determinations made in each year. Because determinations are specific to each complainant (i.e. 3 complainants under one docket get 3 different determinations), there are more “determinations” than there are “case closures”. 2 A “kick-out” occurs when the complainant brings an action for de novo review of the complaint in a United States district court under the circumstances outlined in the statute . Complaint Determinations – FY2005 Statute Merit Settled Settled Other Dismissed Withdrawn Total Determinations ACA AHERA AIR21 CFPA CPSIA EPA ERA FRSA FSMA ISCA NTSSA OSHA PSIA SOX SPA STAA Total 0 0 5 0 0 1 1 0 0 0 0 23 0 8 0 3 41 0 0 4 0 0 3 2 0 0 0 0 224 0 9 0 27 269 0 0 2 0 0 3 7 0 0 0 0 47 0 20 0 8 87 0 0 47 0 0 45 39 0 0 0 0 760 4 193 0 182 1270 0 2 9 0 0 4 5 0 0 0 0 146 1 38 0 30 235 0 2 67 0 0 56 54 0 0 0 0 1200 5 268 0 250 1902 Complaint Determinations – FY2006 Statute Merit Settled Settled Other Dismissed Withdrawn Total Determinations ACA AHERA AIR21 CFPA CPSIA EPA ERA FRSA FSMA ISCA NTSSA OSHA PSIA SOX SPA STAA Total 0 0 0 0 0 4 3 0 0 0 0 14 0 0 0 2 23 0 0 1 0 0 5 1 0 0 0 0 213 0 17 0 47 284 0 0 2 0 0 2 9 0 0 0 0 66 0 28 0 10 117 0 0 49 0 0 42 38 0 0 0 0 787 8 186 0 165 1275 0 1 4 0 0 8 5 0 0 0 0 196 0 30 0 28 272 0 1 56 0 0 61 56 0 0 0 0 1276 8 261 0 252 1971 Complaint Determinations – FY2007 Statute Merit Settled Settled Other Dismissed Withdrawn Total Determinations ACA AHERA AIR21 CFPA CPSIA EPA ERA FRSA FSMA ISCA NTSSA OSHA PSIA SOX SPA STAA Total 0 0 1 0 0 1 0 0 0 0 0 14 0 0 0 2 18 0 0 6 0 0 8 0 0 0 0 0 190 0 13 0 44 261 0 0 2 0 0 3 3 0 0 0 0 58 0 30 0 16 112 0 1 30 0 0 44 20 0 0 0 0 766 2 172 0 182 1217 0 0 8 0 0 6 3 0 0 0 0 176 0 31 0 29 253 0 1 47 0 0 62 26 0 0 0 0 1204 2 246 0 273 1861 Complaint Determinations – FY2008 Statute Merit Settled Settled Other Dismissed Withdrawn Total Determinations ACA AHERA AIR21 CFPA CPSIA EPA ERA FRSA FSMA ISCA NTSSA OSHA PSIA SOX SPA STAA Total 0 0 2 0 0 1 0 1 0 0 0 14 0 0 0 3 21 0 0 8 0 0 6 1 2 0 0 0 202 0 15 0 94 328 0 0 2 0 0 3 4 0 0 0 0 45 0 27 0 14 95 0 1 50 0 0 38 24 13 0 0 7 830 1 130 0 186 1280 0 0 5 0 0 6 2 2 0 0 0 227 0 24 0 30 296 0 1 67 0 0 54 31 18 0 0 7 1318 1 196 0 327 2020 Complaint Determinations – FY2009 Statute Merit Settled Settled Other Dismissed Withdrawn Total Determinations ACA AHERA AIR21 CFPA CPSIA EPA ERA FRSA FSMA ISCA NTSSA OSHA PSIA SOX SPA STAA Total 0 0 15 0 0 0 1 9 0 0 0 22 0 3 0 7 57 0 0 6 0 1 3 0 2 0 0 1 210 0 12 0 42 277 0 0 4 0 0 4 10 2 0 0 2 55 1 29 0 9 116 0 2 48 0 4 42 34 31 0 0 8 726 0 127 0 199 1221 0 1 6 0 0 1 3 11 0 0 3 187 1 35 0 24 272 0 3 79 0 5 50 48 55 0 0 14 1200 2 206 0 281 1943 Complaint Determinations – FY2010 Statute Merit Settled Settled Other Dismissed Withdrawn Total Determinations ACA AHERA AIR21 CFPA CPSIA EPA ERA FRSA FSMA ISCA NTSSA OSHA PSIA SOX SPA STAA Total 0 0 1 0 0 0 0 8 0 0 1 24 0 3 0 8 45 0 1 5 0 1 5 1 12 0 0 1 244 0 17 0 25 312 0 1 8 0 0 4 6 14 0 0 1 66 0 21 0 17 138 1 5 49 0 5 24 21 69 0 0 10 672 2 141 0 183 1182 0 0 3 0 0 2 9 16 0 0 2 177 0 27 0 42 278 1 7 66 0 6 35 37 119 0 0 15 1183 2 209 0 275 1955 Complaint Determinations – FY2011 Statute Merit Settled Settled Other Dismissed Kick-Out Withdrawn Total Determinations ACA AHERA AIR21 CFPA CPSIA EPA ERA FRSA FSMA ISCA NTSSA OSHA PSIA SOX SPA STAA Total 0 0 0 0 0 1 0 16 0 0 0 23 0 2 0 6 48 0 0 3 0 0 5 4 13 1 0 2 314 0 7 0 51 400 0 0 8 0 0 3 6 23 2 0 2 74 0 30 0 9 157 6 2 33 1 0 22 24 77 1 1 8 696 2 93 0 144 1110 0 N/A N/A 0 0 N/A 0 9 0 N/A 1 N/A N/A 9 0 4 23 5 0 8 1 1 3 6 30 0 0 0 178 1 15 0 30 278 11 2 52 2 1 34 40 168 4 1 13 1285 3 156 0 244 2016 Complaint Determinations – FY2012 Statute Merit Settled Settled Other Dismissed Kick-Out Withdrawn Total Determinations ACA AHERA AIR21 CFPA CPSIA EPA ERA FRSA FSMA ISCA MAP21 NTSSA OSHA PSIA SOX SPA STAA Total 0 0 2 0 0 2 0 14 0 0 0 0 20 0 2 0 8 48 0 0 4 1 0 8 4 18 3 0 0 0 294 0 10 4 59 406 0 1 3 0 0 3 11 37 1 0 0 3 88 0 29 0 11 187 12 4 54 4 4 26 39 221 7 0 0 8 977 2 90 11 205 1662 0 N/A N/A 1 0 N/A 3 31 0 N/A 0 0 N/A N/A 10 0 3 48 6 0 4 6 0 5 5 50 7 0 0 1 340 0 18 2 74 518 18 5 67 12 4 44 62 371 18 0 0 12 1717 2 160 17 360 2869 Complaint Determinations – FY2013 Statute Merit Settled Settled Other Dismissed Kick-Out Withdrawn Total Determinations ACA AHERA AIR21 CFPA CPSIA EPA ERA FRSA FSMA ISCA MAP21 NTSSA OSHA PSIA SOX SPA STAA Total 0 0 2 0 0 3 2 16 0 0 0 0 40 0 2 0 9 74 0 0 10 4 0 6 0 67 4 0 0 1 369 0 9 1 56 527 0 0 8 1 0 8 11 43 5 0 0 0 201 0 29 1 26 333 7 1 53 8 0 40 28 174 21 0 0 5 921 5 141 1 191 1596 0 N/A N/A 2 3 N/A 2 34 2 N/A 0 0 N/A N/A 24 1 5 73 4 0 15 5 1 12 7 65 9 0 0 5 416 1 44 0 85 669 11 1 88 20 4 69 50 399 41 0 0 11 1947 6 249 4 372 3272 Complaint Determinations – FY2014 Statute Merit Settled Settled Other Dismissed Kick-Out Withdrawn Total Determinations ACA AHERA AIR21 CFPA CPSIA EPA ERA FRSA FSMA ISCA MAP21 NTSSA OSHA PSIA SOX SPA STAA Total 0 0 0 1 0 2 1 28 0 0 0 1 13 0 2 0 16 64 0 0 10 3 3 3 3 27 6 0 0 1 310 0 3 3 69 441 0 1 11 4 0 7 12 31 6 0 2 2 161 5 29 0 34 305 13 2 48 15 1 39 34 213 26 0 1 12 954 1 77 5 211 1652 0 N/A N/A 1 1 N/A 3 47 0 N/A 1 2 N/A N/A 30 1 13 99 13 0 28 11 0 7 11 56 11 0 1 6 427 1 33 0 105 710 26 3 97 35 5 58 64 402 49 0 5 24 1865 7 174 9 448 3271