OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics

Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT

Date of Appointment, Candidacy, Election,
or Nomination (Month, Day, Year)

AP

II Igi

1411

Reporting Status
(Check Appropriate
Boxes)

Reporting Individual's Name

Last Name

Position for Which Filing

Title of Position

Incumbent

Calendar Year
Covered by Report

Fi

2011

New Entrant,
Nominee, or
Candidate

Termination
Filer

Fee for Late Filing

Termination
Filer

Any individual who is required to file
this report and does so more than 30
days after the date the report is
required to be filed, or, if an extension
is granted, more than 30 days after
the last day of the filing extension
period, shall be subject to a $200 fee.

IN

❑

First Name and Middle Initial

Walsh

Mark E.
Department or Agency (If Applicable)

Deputy Chief of Protocol

Reporting Periods

Department of State

Incumbents: The reporting period is the
preceding calendar year except Part II of
Schedule C and Part I of Schedule D
where you must also include the filing
year up to the date you file. Part II of
Schedule D is not applicable.

Location of Present Office (or forwarding
address)

Address (Number, Street, City, State, and ZIP Code)

Telephone No. (Include Area Code)

Position(s) Held with the Federal
Government During the Preceding
12 Months (If Not Same as Above)

Title of Position(s) and Date(s) Held

Presidential Nominees Subject to Senate
Confirmation

Name of Congressional Committee Considering Nomination Do You Intend to Create a Qualified Diversified Trust?

2201 C Street N.W. Washington, DC 20520

202-647-4120

None

Not

Applicable

❑

Yes 

Signature of Reporting Individual

Certification

Ri No

Schedule A The reporting period
for income (BLOCK C) is the preceding
calendar year and the current calendar
year up to the date of filing. Value assets
as of any date you choose that is within
31 days of the date of filing.
—

IC) / 3(// ' D"----

Signature of Other Reviewer

Date (Month, Day, Year)

Signature of Designated Agency Ethics Official/Reviewing Official

Date (Month, Day, Year)

Other Review (If desired by agency)
Agency Ethics Official's Opinion

Schedule B— Not applicable.

12-11z-1 1 2-Signature

Date (Month, Day, Year)

Schedule C, Part II (Agreements or
Arrangements)-- Show any agreements
or arrangements as of the date of filing.

Office of Government Ethic's Use Only

Schedule D — The reporting period is
the preceding t w o calendar years and
the current calendar year up to the date
of filing.

Comments of Reviewing Officials (If additional space is required, use the reverse side of this sheet)

iwtro kevtav  11114112- fit  

eAtrel-ed

okt us 

)

(Check box if filing extension granted & indicate number of days 

.
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(Check box if comments are continued on the reverse side)  
ptu/vpicid tal. plik3 et 
itgat 

Supercedes SF 278 Editions

Schedule C, Part I (Liabilities) The
rting period is the preceding
reporting year and the current calendar
year up to any date you choose that is
within 31 days of the date of filing.
—

On the basis of information contained in this
report, I conclude that the filer is in compliance
with applicable laws and regulations (subject to
any comments in the box below).

"tb rq()/4" Yhdt 

Termination Filers: The reporting
period begins at the end of the period
covered by your previous filing and ends
at the date of termination. Part II of
Schedule D is not applicable.
Nominees, New Entrants and
Candidates for President and Vice
President:

Date (Month, Day, Year)

I CERTIFY that the statements I have made on
this form and all attached schedules are true,
complete and correct to the best of my knowledge.

Form Approved:
OMB No. 3209 - 0001

-

Agency Use Only
❑

OGE Use Only

 OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics
Reporting Individual's Name

Walsh, Mark E
Assets and Income

BLOCK A

1 

For yourself, also report the source and actual amount of earned
income exceeding $200 (other than from the U.S. Government). For
your spouse, report the source but not the amount of earned income
of more than $1,000 (except report the actual amount of any
honoraria over $200 of your spouse).

None ❑

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2

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3

Bristol Myers Squibb Co

4

El Paso Corp

5

Enterprise Prods Partnership LP

6

Exxon Mobil Corp

7

Ford Motor Corp

8

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1

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BLOCK C
Amount

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......,

X

X

X

X

tej.SIA

X

X
X

,

X
1

15

checked, no other entry is needed in Block C for that item.

BLOCK B

For you, your spouse, and dependent children, report each asset
held for investment or the production of income which had a fair
market value exceeding $1,000 at the close of the reporting period,
or which generated more than $200 in income during the reporting
period, together with such income.

of 

Income: type and amount. If "None (or less than $201)" is

Valuation of Assets

at close of reporting period

Examples

Page Number

SCHEDULE A

i

-,
.„

* This category applies only if the asset/income is solely that of the filer's spouse or dependent children. If the asset/income is either that of the filer or jointly held
by the filer with the spouse or dependent children, mark the other higher categories of value, as appropriate.

(Mo., Day,
Yr.)
Only if

 OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics

SCHEDULE A continued

Reporting Individual's Name

Walsh, Mark E

Page Number

2 

(Use only if needed)

Income: type and amount. If "None (or less than $201)" is
checked, no other entry is needed in Block C for that item.

Valuation of Assets
at close of reporting period

Assets and Income

BLOCK C
Amount

BLOCK B

BLOCK A

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* This category applies only if the asset/income is solely that of the filer's spouse or dependent children. If the asset/income is either that of the filer or jointly held
by the filer with the spouse or dependent children, mark the other higher categories of value, as appropriate.

Other
Income
(Specify
Type &
Actual
Amount)

of 

15

 OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics

SCHEDULE A continued

Reporting Individual's Name

BLOCK B

BLOCK A

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3

Boeing Co

4

Emerson Electric Co

5

Rafanelli Events, Boston, MA (stockholder)

6

General Electric Co

7

Holly Energy Partners LP

8

Honeywell Intl Inc

9

Illinois Tool Works Inc

10

National Fuel Gas Co

11

Rafanelli Events (employee from 1/1/2011-3/18/2011)

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of 

Income: type and amount. If "None (or less than $201)" is
checked, no other entry is needed in Block C for that item.

Valuation of Assets
at close of reporting period

Morgan Stanley Liquid Asset Fund Inc. (WO

3 

(Use only if needed)

Walsh, Mark E
Assets and Income

1

Page Number

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* This category applies only if the asset/income is solely that of the filer's spouse or dependent children. If the asset/income is either that of the filer or jointly held
by the filer with the spouse or dependent children, mark the other higher categories of value, as appropriate.

Date
Day,
Yr.)

(MO.,

Only if
Honoraria

  

OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics

SCHEDULE A continued

Reporting Individual's Name

Walsh, Mark E

4 

(Use only if needed)

BLOCK A

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2

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BLOCK C
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BLOCK B

1

of 

Income: type and amount. If "None (or less than $201)" is
checked, no other entry is needed in Block C for that item.

Valuation of Assets
at close of reporting period

Assets and Income

 .""

Page Number

X

* This category applies only if the asset/income is solely that of the filer's spouse or dependent children. If the asset/income is either that of the filer or jointly held
by the filer with the spouse or dependent children, mark the other higher categories of value, as appropriate.

Other
Income
(Specify
Type &
Actual
Amount)

Date
(Mo., Day,
Yr.)
Only if

  

OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics

Walsh, Mark E

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BLOCK C

, 
i

of 

Income: type and amount. If "None (or less than $201)" is
checked, no other entry is needed in Block C for that item.

BLOCK B

1  1
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a---;

1

5 

(Use only if needed)

Valuation of Assets
at close of reporting period

Assets and Income

BLOCK A

Page Number

SCHEDULE A continued

Reporting Individual's Name

- 

• ,„'..

t

Rental Income
( thru 3/2011)

X

* This category applies only if the asset/income is solely that of the filer's spouse or dependent children. If the asset/income is either that of the filer or jointly held
by the filer with the spouse or dependent children, mark the other higher categories of value, as appropriate.

Date
(Mo., Day,
Yr.)
Only if
Honoraria

  

 °

OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics
Reporting Individual's Name

Walsh, Mark
Assets and Income

BLOCK B
-F

l

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4

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CJI cp 
CV 69 0 , az — ,,,;_, 1
For yourself, also reportrt  the source and actual amount of earned 
'''''
ii, 1,,
)4
- a>  u) 0 ,
,s--. 1 0 
CD 
LC) .1' 
cr, 0 k' 
CD 1>,  =
o
,_ , 
. ,,-., c) ,
ti)
I-0 11) `- to 64 ro), o ,,. ' 
income exceeding $200 (other than from the U.S. Government). For  
0 - if,  (f)  ji 
. .  1 o
•-- c"lo -, H H
your spouse, report the source but not the amount of earned income   .7_ (.4 ',-,i1 
,,- o 
0 9.1 c) zo-, -a -e0 -,''',  -0
,'5.
- 
0
Lo  4,11 ci.) 
....:
.  c  - 
of—r0
more than $1,000 (except report the
actual amount of any
zs
—
0 
„,,  a_ 
0, 
—
. 
a) ,:<■;1
o
cD4C,.. Q  ..:1 
honoraria over $200 of your spouse).
0
1:/
"- a, 
. 
. — u., 
. 

Lc)  — 

15

BLOCK C
TykeAmount
_

.1

.7-3'
°H
-o
c>
o  o l o
4'1
.c
cs c) ol o
ar o o o
_c o 6 .,,, „4., o
Q

of 

checked, no other entry is needed in Block C for that item.

at close of reporting period
BLOCK A

6 

Income: type and amount. If "None (or less than $201)" is

Valuation of Assets

For you, your spouse, and dependent children, report each asset
held for investment or the production of income which had a fair
market value exceeding $1,000 at the close of the reporting period, 
or which generated more than $200 in income during the reporting
period, together with such income. 

Page Number

SCHEDULE A

,   .',
1
• .,
P.k.;

—

* This category applies only if the asset/income is solely that of the filer's spouse or dependent children. If the 
by the filer with the spouse or dependent children, mark the other higher categories of value, as appropriate.

..

, 

X

,

L 

•

,,,, 

$38,218-

sala ry

‘,  .

.k
'  •s'i 
in 

.

1"

. 

s-

1 

•

m is either that of the filer or jointly held
`

Date
(Mo., Day,
Yr.)
Only if
Honoraria

  
OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics

Do not complete Schedule B if you are a new entrant, nominee, or Vice Presidential or Presidential Candidate

Reporting Individual's Name

Page Number

SCHEDULE B

Walsh, Mark E

7 

of 

15

Part I: Transactions
Report any purchase, sale, or exchange 
by you, your spouse, or dependent  
children during the reporting period of any 
real property, stocks, bonds, commodity 
futures, and other securities when the  
amount of the transaction exceeded
ce
$1,000.  
Include transactions that resulted in a loss. 

Do not report a transaction involving 
property used solely as your personal
residence, or a transaction solely between 
you, your spouse, or dependent child. 
Check the "Certificate of divestiture block 
to indicate sales made pursuant to a 
certificate
rtificate of divestiture from OGE. 

None ❑
Transaction
Type (x)
, 

1 .
 
4
7>
co 
Identification of Assets  L4
Example

Central Airlines Common 

,,c10 . 
-..' co'
, c  r, 

co , 
,. .4. 

U

Date
(Mo., 
Day, Yr.) 

,

6. -,- „ .

,

„,
' 

, 

1

. c3

■ 

• 

0

ZS
o
ZS 0 -!. 
00
. _  - - 0..._  o0_ .  ....  60 6
"
6'; a

L. 

, 
 
1
,—
 0
  ' ' ,,S
00
0 
00
0 
CS - 0
6 
.0 2 9 '
x d

°

ZS 0
oo
ci 0. c:, 0 

 
oa
o 
g

41,7, 

(7, tei 

.4)0, 

,-- 0 

15

0
0 0 

0
o o 

o o 

0

68

2

Caterpillar Inc - Common Stock 

3

Caterpillar Inc - Common Stock 

X 

4

Covance Inc- Common Stock 

X 

Caremark Corp- Common Stock 

X  

al

0 'i3

various
2/1/2011

* This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. If the underlying asset is either held
by the filer or jointly held by the filer with the spouse or dependent children, use the other higher categories of value, as appropriate.

Part II: Gifts, Reimbursements, and Travel Expenses
For you, your spouse and dependent children, report the source, a brief descripttion, and the  
value of: (1) gifts (such as tangible items, transportation, lodging, food, or entertainment) received  
from one source totaling more than $350 and (2) travel-related cash reimbursements received  
from one source totaling more than $350. For conflicts analysis, it is helpful to indicate a basis for  
receipt, such as personal friend, agency approval under 5 U.S.C. § 4111 or other statutory  
authority, etc. For travel-related gifts and reimbursements, include travel itinerary, dates, and the
nature of expenses provided. Exclude anything given to you by

the U.S. Government; given to your agency in connection with official travel; received from
relatives; received by your spouse or dependent child totally independent of their relationship to
you; or provided as personal hospitality at the donor's residence. Also, for purposes of
aggregating gifts to determine the total value from one source, exclude items worth $140 or less.
See instructions for other exclusions.

Source (Name and Address)
Examples
1
2
3
4
5
6
7

None X

Brief Description

2T'

t a)

11/29/2011
',.',,  

11.2

ST.- o

iri 6 

0.1 LO 
6, 6, 

!

Bristol Myers Squibb Co - Common Stock  

CVS

1 

— 
' f

- iii  2/1/99
.  .
:41,,,
various
..;.a.  I
r ...  various

1

5

. 

Amount of Transaction (x)
f

Value

Nat'l Assn. of Rock Collectors, NY, NY

Airline ticket, hotel room & meals incident to national conference 6/15/99 (personal activity unrelated to duty)

$500

Frank Jones, San Francisco, CA

Leather briefcase (personal friend)

$350

 OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics

Do not complete Schedule B if you are a new entrant, nominee, or Vice Presidential or Presidential Candidate

Reporting Individual's Name

Page Number

SCHEDULE B

Walsh, Mark E

8 

of 

15

Part I: Transactions
Report any purchase, sale, or exchange  
by you, your spouse, or dependent  
children during the reporting period of any  
real property, stocks, bonds, commodity  
futures, and other securities when the  
amount of the transaction exceeded $1,000.  
Include transactions that resulted in a loss. 

Do not report a transaction involving
property used solely as your personal
residence, or a transaction solely between
you, your spouse, or dependent child.
Check the "Certificate of divestiture" block
to indicate sales made pursuant to a
certificate of divestiture from OGE.

None ❑
Transaction
Type (x

Amount of Transaction (x)
Date

(Mo

: 

' 

, 

Day, Yr.) 

00
.

0 0 ;5  d
00 0e: 
6 k6 ...., 
94e,6
.= 
0 In
,

-

I

to 

Identification of Assets

Ea 03
N

1,

,
..  

,ti,

,

o 

0

0

0 0

ci
00
00
°
,t n  .

0
N ill
V* to

2/1/99

Example Central Airlines Common 

1

Deere & Co - Common Stock 

various

2

El Paso Corporation - Common Stock  

various

3

Emerson Electric - Common Stock  

4

Enbridge Energy Ptnrs LP- Common stock 

5

Ford Motor Co New - Common Stock 

X 

various
various

X 

4/15/2011 

=

* This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. If the underlying asset is either held
by the filer or jointly held by the filer with the spouse or dependent children, use the other higher categories of value, as appropriate.

Part II: Gifts, Reimbursements, and Travel Expenses
For you, your spouse and dependent children, report the source, a brief descripttion, and the  
value of: (1) gifts (such as tangible items, transportation, lodging, food, or entertainment) received  
from one source totaling more than $350 and (2) travel-related cash reimbursements received  
from one source totaling more than $350. For conflicts analysis, it is helpful to indicate a basis for  
receipt, such as personal friend, agency approval under 5 U.S.C. § 4111 or other statutory 
authority, etc. For travel-related gifts and reimbursements, include travel itinerary, dates, and the  
nature of expenses provided. Exclude anything given to you by

the U.S. Government; given to your agency in connection with official travel; received from
relatives; received by your spouse or dependent child totally independent of their relationship to
you; or provided as personal hospitality at the donor's residence. Also, for purposes of
aggregating gifts to determine the total value from one source, exclude items worth $140 or less.
See instructions for other exclusions.

Source (Name and Address)
Examples

2
3
4
5
6

None

Brief Description

Value

Nat'l Assn. of Rock Collectors, NY, NY

Airline ticket, hotel room & meals incident to national conference 6/15/99 (personal activity unrelated to duty)

$500

Frank Jones, San Francisco, CA

Leather briefcase (personal friend)

$350

Ei

   
OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics
Reporting Individual's Name

Do not complete Schedule B if you are a new entrant, nominee, or Vice Presidential or Presidential Candidate

SCHEDULE B continued

Pa.e Number

9 

Use onl if needed

Walsh, Mark E

of

15

Part I: Transactions
Transaction
T  e x)

Amount of Transaction (x)
----

 o

 ,'

..

o

°

,

CD 

co 

Holly Energy Partners LP - Common Stock  

12/1/2011

2

Honeywell International, Inc - Common Stock  

various

3

ILL Tool Works Inc - Common Stock  

various

4

IShares DJ US Basic MTLS SCTR  

various

IShares DJ US Basic MTLS SCTR  

6

IShares DJ US Health Indx 

7

IShares DJ US Insurance Indx 

8

9

IShares DJ US Insurance Indx 

X 

4, A ''' I I
1   -11 8- 1 ,' ''
,:n fp

'58 0 0

66

-,,,,

00

 

cz, 0 
- 0.-=
o q 
 

r„ ca

a'

•  •,. 0
• 0 0
•- 0 
0 ( D •• •  0 0

  t',  , 0 
,- 0 

1.6 o 'o o o Lo

Z.;

1

5

Qo0

,,T1.6

co

Identification of Assets 

,

Date
C''' r'4°''P  I' . 
(Mo.,
' 
Day, Yr.) ,4 8 E. 8

 q`

,

:

,

IR 4

uiV,,k

IShares DJ US Tech Index Fund 

4

W.■
......0
.
re*
i.ki

, 

't

1

, 

10

IShares DJ US Tech Index Fund 

X 

11

IShares Dow Jns US Find Sect 

X`` 

12

IShares Dow Jns US Fincl Sect 

4/15/2011 

tij

teta)
>

tri o
(NI to

k:ze,
if..`''
f.:::,,:.v..
...i ,
Kr.
r
4-4:::
te7.
o','.4„...1±
0.:,  T.:

-

tr 

0 '0

g.'" 

-

lEil:

various
-'1,',  'T various 
-,,',., 
,
-, A
' -1  6/22/2011 

64 EA fpv. d EA 69

.-- tri 

9/13/2011

1  't'. r

,

7

. 

,,,i, ,
-..  ,y )q 

.

,

...

kitsic:'

. 

. ----- 4;-J ..k

..,

I

■

4C.,

various
, 
' 

various

'' I 8/18/2011  '
.1 
^  "-•
various  I1-,
:, 

13

IShares MSCI Brazil (Free) Index 

14

IShares Nasdaq Biotech Fund 

15

IShares Nasdaq Biotech Fund 

16

IShares Russell 2000 Growth 

17

IShares Russell 2000 Growth 

X 

11/29/2011 

18

Johnson & Johnson - Common Stock  

X 

various 

19

Market Vectors Gold Miners 

20

Natl Fuel Gas Co - Common Stock 

X 

I  "

1

,-----

, j.,1,.?„, 1
,

i

r  , ,1

-  '  ,

c  ,.;-.41:

various
X 

, 
9/19/2011
various

X 
... 
X , 1111 

5

-

 4

p ;,
, ,

w  -r; r-  .4,
1/25/2011e,
,,
...,,.'
10/17/2011

.,. 1

* This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. If the underlying asset is either held

by the filer or jointly held by the filer with the spouse or dependent children, use the other higher categories of value, as appropriate.

. 

-.

5
CD 22

8 ,?.
.: y'.'

. 

  0 - 

69 ER 

,=,
••

8
08
o

0 0 

q c) - 

in ..- 

 

.  1

  

OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics

Do not complete Schedule B if you are a new entrant, nominee, or Vice Presidential or Presidential Candidate

SCHEDULE B continued

Reporting Individual's Name

Page Number

10 

(Use only if needed)

Walsh, Mark E

15

of 

Part I: Transactions
Transaction
T .e x)
Date

p '.  ,, ",
'
.,
 7

 2

a
 -

0

,

o
a

`4s''' 

a

-c
Cl)

3

Powershares Dyn Oil & Gas 

4

Royal Dutch Shell Plc - Common Stock  

5

S&P North American Tech 

6

S&P North American Tech 

7

SPDR S&P Insurance ETF 

8

SPDR S&P Insurance ETF 

9

TC Pipelines LP- Common Stock  

10

The Technology SEL SEC SPDR

11

The Technology SEL SEC SPDR

12

United Technologies Corp- Common Stock

13

Unumprovident Corp- Common Stock  

69 641

IcA

15

Vanguard S&P 500 ETF 

16

Vanguard S&P 500 Growth ETF 

17

Vanguard S&P Mid-Cap 400 Growth

18

Vanguard S&P Mid-Cap 400 Growth  

19

Verizon Communications- Common Stock  

20

Chevron Corp 

10 
1,09 69 
—

'  -•
 
CF"C7
111.0 000
- 

-

117.,— CNI 
(19 69 

C1411)• 

it) <-- 
EA 69

..L
ro

various

' ir:

' IA 
.41 

various 

' • 
X 

Ve 17

coth 4/15/2011
  , 
'
various
6/22/2011

d5
,,

X 

8/18/2011

, 

various

.

'X
,
'X'„
.

various

- X ,,

t, 

various

,
 
,
[ _ ,  "”
Fa 
  iv
4 

Nk 
■   x: ,' 1 

various

Fil 
,
- ''' 
11/3/2011
Li.-  t
..... 
,

1
,,  rr,

,,

..  ' 
''''  •

1

4-,

-   „
..._
K 

, 

.,.;'

,.,.

,
,

',, 

.'

t.
,

'

various

'

Ii7111PMI

,..
, 

...”to

. 
,  ..f.
,

,,

various

 

.  .
,

''.

various

,,,.* Ail 11/3/2011
r,  •

r.l'i'

r  t  f.,

k,,  _
.

* This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. If the underlying asset is either held
by the filer or jointly held by the filer with the spouse or dependent children, use the other higher categories of value, as appropriate.

,;(1).
,

a)

CD >

151
43

, ,.

e
.=

0 'CI

Abu
:IF

-....

X

various

a

1N1 10
C9 69 

1

 

iitill
rol

various 

P  ' ^, rtw 

147- d 

%- in 
U) U) %°4 
NIVI
' "..

4/15/2011  1 X
i

o

00  

-.,
-,,,,

12/5/2011

6 (5 
o o

o o 

various

6''''

A  
-4-0:r.
,1 
IF.14 

. 

,

,

r...$. 

1:..,

8

 "6
00
0
CD
0 0 

.

) 'cl
-- 0
-..  _
- o  0
'',-,111 in 0 0 CD 0 117

--..—

■:  ,

14
 Vanguard
High Div Yield ETF

4 ?) F,
,

x

Natl Grid Transco Plc Ads - Common Stock  
Oneok Partners LP- Common Stock 

Day, Yr.)

Q

Identification of Assets 

2

(Mo.,

Amount of Transaction (x)
----7
,
tl 
 
00 
  17_ 0 ,--' 0
-_. 9
,O p 
--. 
g J0
c',, X 2 818
ci ci 

 OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics

Do not complete Schedule B if you are a new entrant, nominee, or Vice Presidential or Presidential Candidate

Reporting Individuars's Name

Page Number

SCHEDULE B

Walsh, Mark E

11 

of 

15

Part I: Transactions
Report any purchase, sale, or exchange 
Do not report a transaction involving
by you, your spouse, or dependent 
property used solely as your personal
children during the reporting period of any 
residence, or a transaction solely between
real property, stocks, bonds, commodity 
you, your spouse, or dependent child.
futures,
and other securities when the 
Check the "Certificate of divestiture" block
 ,
,,,,
amount of the transaction exceeded
ce
$1,000. 
to indicate sales made pursuant to a
Include transactions that resulted in a loss.  
certificate of divestiture from OGE.

None ❑
Transaction
Type (x)
.'''''''

. 

.

4-) ■ 
,,,

, 

Amount of Transaction (x)
Date
Day, Yr.)

a)

Example

cn

Central Airlines Common 

'  

  , 

 .
. 

'',.48' E
, 

co

Identification of Assets

1,  n. ,

(MO ,

,4 ,  .cis ._-_ 0 ,.7, 0-

p 
.7 0
g 
o o 

E -',:.?„8 8 8 '8. ,& 8 d

'
°
..-- tf) 
0

—.,

0 ':d

ci 6

tri ID oC so o in 
69 69 

v.' 

<— 0,1

fa CA

11

0'o
' 

,
6 d 
0 o 

60 

- o GI 
tO e— 
if* Q

D..
:

Q 

•—• tri
 CO

'a

.— 0 

0 0
0 CD 

CD

ci d 
oo
o o 
1.6 d 

s n

t a)

Cl.)  >
0 '0

CV Li" 
EF1 69. 

2/1/99

1

Industrial Sel Sec SPDR - Fund  

8/11/2011

2

IShares DJ US Enrgy Sctr Indx 

various

3

IShares DJ US Enrgy Sctr Indx 

4

IShares DJ US Pharm Indx 

5

IShares MSCI Asia Ex- Japan 

X 

5/17/2011
7/15/2011

1 \,.12. 

X 

4/15/2011

This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. If the underlying asset is either held
by the filer or jointly held by the filer with the spouse or dependent children, use the other higher categories of value, as appropriate.

Part H: Gifts, Reimbursements, and Travel Expenses
For you, your spouse and dependent children, report the source, a brief description, and the value  
of: (1) gifts (such as tangible items, transportation, lodging, food, or entertainment) received from 
one source totaling more than $350 and (2) travel-related cash reimbursements received from  
one source totaling more than $350. For conflicts analysis, it is helpful to indicate a basis for  
receipt, such as personal friend, agency approval under 5 U.S.C. § 4111 or other statutory  
authority, etc. For travel-related gifts and reimbursements, include travel itinerary, dates, and the
nature of expenses provided. Exclude anything given to you by

the U.S. Government; given to your agency in connection with official travel; received from
relatives; received by your spouse or dependent child totally independent of their relationship to
you; or provided as personal hospitality at the donor's residence. Also, for purposes of
aggregating gifts to determine the total value from one source, exclude items worth $140 or less.
See instructions for other exclusions.

Source (Name and Address)
Examples
1
2
3
4
5
6
7

None X

Brief Description

,a2

8 2.

Value

Nat'l Assn. of Rock Collectors, NY, NY

Airline ticket, hotel room & meals incident to national conference 6/15/99 (personal activity unrelated to duty)

$500

Frank Jones, San Francisco, CA

Leather briefcase (personal friend)

$350

  

OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics

Do not complete Schedule B if you are a new entrant, nominee, or Vice Presidential or Presidential Candidate

Reporting Individual's Name

Page Number

SCHEDULE B

Walsh, Mark E

of 

12 

15

Part I: Transactions
Report any purchase, sale, or exchange 
Do not report a transaction involving 
by you, your spouse, or dependent 
property used solely as your personal
children during the reporting period of any 
residence, or a transaction solely between
real property, stocks, bonds, commodity 
you, your spouse, or dependent child. 
 ,
r,1„
futures, and other securities when the  
Check the "Certificate of divestiture" block
 ' amount of the transaction exceeded $1,000.  
to indicate sales made pursuant to a
Include transactions that resulted in a loss.  
certificate of divestiture from OGE. 

None ❑
lir 

Transaction
Type (x)
,,  ,1  a) ,

 `z-:'
a)
oT
 ci
 0

0

0d

 o

,r ct

,5

it,

Identification
fication of Assets 

Example

'1'j[ crj'z'''.

P

 Cs1

Amount of Transaction (x)
- 

Date
(MO.,

Day, Yr.)

'',;.,.  /

. !..,',3 0
CD,C3
;

1-- U) 
EFT 69 

(A.,

Central Airlines Common

g -.8 
0

cr-tri: tri 0  

CO

2/1/99

- 1 

`"
t  ,...

1 

1 

1

p; 1:,, .1'   

, c,i,' 

‘-  0 '1'"c   ‘- 5
0 

8 8 „8
88
0
16- , 6 0 
1

x:

0 in „.-Lwo o ° 

•••  N" 
%
EA. EA. 

, 

.
 

LO .1—
69 til 

O.
6

8  0:. 
 

00 . 

.."

IShares Russell Midcap Index

9/19/2011

',--  1,

3

SPDR DJ Wilshire Mid Cap ETF

5/24/2011

,". A;

.
:. . !;.:

4

SPDR S&P Biotech

7/15/2011 l'- '

-:k.

, 

various

d 

-

1,
.,

.

0 "0

.;
..,4

•

* This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. If the underlying asset is either held
by the filer or jointly held by the filer with the spouse or dependent children, use the other higher categories of value, as appropriate.

Part II: Gifts, Reimbursements, and Travel Expenses
For you, your spouse and dependent children, report the source, a brief descripttion, and the  
value of: (1) gifts (such as tangible items, transportation, lodging, food, or entertainment) received  
from one source totaling more than $350 and (2) travel-related cash reimbursements received  
from one source totaling more than $350. For conflicts analysis, it is helpful to indicate a basis for  
receipt, such as personal friend, agency approval under 5 U.S.C. § 4111 or other statutory  
authority, etc. For travel-related gifts and reimbursements, include travel itinerary, dates, and the
nature of expenses provided. Exclude anything given to you by

the U.S. Government; given to your agency in connection with official travel; received from
relatives; received by your spouse or dependent child totally independent of their relationship to
you; or provided as personal hospitality at the donor's residence. Also, for purposes of
aggregating gifts to determine the total value from one source, exclude items worth $140 or less.
See instructions for other exclusions.

Source (Name and Address)
Examples

2
3
4
5
6

None X

Brief Description

=

47'

-t a
a) >

.

2

Teco Energy - Common Stock

m 2

d 

1

various

5

 

 
69 40 

IShares MSCI Canada Index FD

,.t,
r-

0-

Cs 

00 
U

; g 

0,K,,.
towm

0 

8 8 

• 00 0

 

q

,
,-

Value

Nat'l Assn. of Rock Collectors, NY, NY

Airline ticket, hotel room & meals incident to national conference 6/15/99 (personal activity unrelated to duty)

$500

Frank Jones, San Francisco, CA

Leather briefcase (personal friend)

$350

  
OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics

Do not complete Schedule B if you are a new entrant, nominee, or Vice Presidential or Presidential Candidate

Reporting Individual's Name

Page Number

SCHEDULE B continued

Walsh, Mark E

12A 

(Use only if needed)

of 

15

0.
a

8 -0

Part I: Transactions
Transaction
Type (x)
,
 `

CO

—

Identification of Assets
1

Baird Core Bond Fund Institutional Class
BHP Billiton PC

3

CO

X:
. 
-

IShares Dow Jones US Healthcare Providers Index Fund

(1)
cn-,
c
0
-5
x

Amount of Transaction (x)
Date
(Mo.,
Day, Yr.) 

,

— C3° ‘CI---.°
0
—26.. c)
1 ° —
° 0 
6.8
88
00
00
o o Do 00

-

a

o 
o 

D
 - 
00 

o o 

I 

o
0
0

0

6 r. z

W,

•o

'V' a

—

0

00 00 00
oo o " -  . 0 00
"  - 00
0' 00
00

,_ o oo
C in in o cve o in in o o CI 0 O. D. 0
In
4.49 ..7,n ro4v; ..7, V, UZI
'.;
, -,

various 
X

i
f

cDC3
0 .ir

U))
U

0

a) a)

00 ,.., O_

co

-

6' O -(1) o t g,)

(.1 a 6 ., 0 :5
.

X

various
6/22/11 

'X.

III

5

1

6

I

7
8

,

10  
11

,

1
I

,

IMP
ail

....
 1

12

11I
II

13

15

. 

.

16
17
18
19
20

liMill

I

14

pi

IP
IN

. ,.

_

,
FM

q
I 
* This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. If the underlying asset is either held
by the filer or jointly held by the filer with the spouse or dependent children, use the other higher categories of value, as appropriate.

IN

`"

0 4=
3 4=
a
0

_
.r„,..r.,

 OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics

Do not complete Schedule B if you are a new entrant, nominee, or Vice Presidential or Presidential Candidate

Reporting Individual's Name

Page Number

SCHEDULE B 

Walsh, Mark E

13 

of

15

Part I: Transactions
Report any purchase, sale, or exchange
by you, your spouse, or dependent
children during the reporting period of any
real property, stocks, bonds, commodity
futures, and other securities when the
amount of the transaction exceeded $1,000.
Include transactions that resulted in a loss.

Do not report a transaction involving
property used solely as your personal
residence, or a transaction solely between
you, your spouse, or dependent child.
Check the 'Certificate of divestiture" block
to indicate sales made pursuant to a
certificate of divestiture from OGE.

None
Transaction
Type (x)

r.

Amount of Transaction (x)
Date
(Mo.,
Day, Yr.)

scS
Identification of Assets

Q.

U) 

X

Central Airlines Common

Vanguard Utilities ETF

S id

tIJ

2/1/99
various

X

2

Rafanelli Events 401(k) Profit Sharing Plan -Invesco Vankampen MD CP

Xi

5/19/2011

3

Rafanelli Events 401(k) Profit Sharing Plan Blackrock CAP APPR Port B

X;

5/19/2011

4 

Rafanelli Events 401(k) Profit Sharing Plan -Blackrock Value Opps B 

X

5/19/2011

Rafanelli Events 401(k) Profit Sharing Plan -Davis Funds NY Venture Fund 

X

5/19/2011

5 

-

'

0 0

" This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. If the underlying asset is either held
by the filer or jointly held by the filer with the spouse or dependent children, use the other higher categories of value, as appropriate.

Part II: Gifts, Reimbursements, and Travel Expenses
For you, your spouse and dependent children, report the source, a brief descripttion, and the
value of: (1) gifts (such as tangible items, transportation, lodging, food, or entertainment) received
from one source totaling more than $350 and (2) travel-related cash reimbursements received
from one source totaling more than $350. For conflicts analysis, it is helpful to indicate a basis for
receipt, such as personal friend, agency approval under 5 U.S.C. § 4111 or other statutory
authority, etc. For travel-related gifts and reimbursements, include travel itinerary, dates, and the
nature of expenses provided. Exclude anything given to you by

the U.S. Government; given to your agency in connection with official travel; received from
relatives; received by your spouse or dependent child totally independent of their relationship to
you; or provided as personal hospitality at the donors residence. Also, for purposes of
aggregating gifts to determine the total value from one source, exclude items worth $140 or less.
See instructions for other exclusions.
None

Source (Name and Address)
Examples

I

Li

Brief Description

Value

Nat'l Assn. of Rock Collectors, NY, NY

Airline ticket, hotel room & meals incident to national conference 6/15/99 (personal activity unrelated to duty)

$500

Frank Jones, San Francisco, CA

Leather briefcase (personal friend)

$350

 OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics
Reporting Individual's Name

Walsh, Mark E
Part I: Liabilities
Report liabilities over $10,000 owed to any  
one creditor at any time during the reporting 
period by you, your spouse, or dependent  
children. Check the highest amount owed  
during the reporting period. Exclude 

a mortgage on your personal residence unless None ❑
it is rented out; loans secured by automobiles, 
household  furniture or appliances; and
liabilities owed to certain relatives listed in
instructions. See instructions for revolving
charge accounts.
Type of Liability

Creditors (Name and Address)
Examples

First District Bank, Washington, DC

Mortgage on rental property, Delaware

John Jones

Promissory

Bank of America, Boston, MA

1

Page Number

SCHEDULE C

note

Mortgage on Florida Rental Property

14 

of 

15

Category of Amount or Value (x)
1"'
,

1

1 

•   ,

1

L

■ 

' c, . — o .  0

, 
1  1 ,  ,
0  .- (7)  cm CD a' Ca 0 0 1  g•
0.,o0
o., ono ci d '  oe
— cp — o — cy. o o o o o Q   !.,<T>.,,
o.o
o o o o 0 0 0 ,0 o d  .., .o
..
o *c3;, o o ,, o
J
o o ••• • ... o o *o'.
o, 
c) o, - D ©  ...1,0-, d o - 
cl 0
ui d >•
alro.'
o 1 o 9. 
6, 
1.6 ci
o In 
N- (N r4- LO
16
CN1 LO
(0
ta. 64
• '
Ea 69 
473 fa 
r
ii 
y, Ca
Z•7) L'2, 
'

Interest
Date Incurred Rate

Term if 
applicable 

1991
1999

8%
10%

25 yrs.
on demand

2007

6.25

30 years

L

—

2
3
4
..-..
* This category applies only if the underlying asset is solely that of the filer's spouse or dependent children. If the underlying asset is either held
by the filer or jointly held by the filer with the spouse or dependent children, use the other higher categories of value, as appropriate.

Part II: Agreements or Arrangements
Report your agreements or arrangements for: (1) continuing participation in an employee benefit  
plan (e.g. pension, 401k, deferred compensation); (2) continuation of payment by a former  
employer (including severance payments); (3) leaves  

of absence; and (4) future employment. See instructions regarding the reporting
of negotiations for any of these arrangements or benefits.

Status and Terms of any Agreement or Arrangement
Example
1

2

3

4

5

6

Pursuant to partnership agreement, will receive lump sum payment of capital account & partnership
share

None 
Parties
Doe Jones & Smith, Hometown, State

X

Parties Date
7/85

 OGE Form 278 (Rev. 12/2011)
5 C.F.R. Part 2634
U.S. Office of Government Ethics
Reporting Individual's Name

Page Number

SCHEDULE D

Walsh, Mark E

15 

of 

15

Part I : Positions Held Outside U.S. Government
Report any positions held during the applicable reporting period, whether compensated or not.
Positions include but are not limited to those of an officer, director, trustee, general partner,
proprietor, representative, employee, or consultant of any corporation, firm, partnership, or other
Organization (Name and Address)

2

3

Type of Organization

Position Held

From (Mo., Yr.)

To (Mo., Yr.)

Nat'l Assn. of Rock Collectors, NY, NY

Non-profit education

President

6/92

Present

Frank Jones, San Francisco, CA

Law firm

Partner

7/85

1/00

Rafanelli Events, Boston, MA

For-profit Event Planning Co.

Shareholder 6.44. pier

Rafanelli Events, Boston, MA

For-profit Event Planning Co.

AIDS Action Committee of MA, Boston, MA

Non-profit Organization

Examples
1

business enterprise or any non-profit organization or educational institution. Exclude positions
with religious, social, fraternal, or political entities and those solely of an honorary nature.
None ❑

t efibie

10/1996

Present

Treasurer & Employee

10/1996

3/2011

Employee - Vice President of
Development

10/2010

3/2011

4

5

Part II: Compensation in Excess of $5,000 Paid by One Source
Report sources of more than $5,000 compensation received by you or your business affiliation for
services provided directly by you during any one year of the reporting period. This includes the
names of clients and customers of any corporation, firm, partnership, or other business

Do not complete this part if you are an
Incumbent, Termination Filer, or Vice
enterprise, or any othernon-profit organization when  
or Presidential Candidate.
you directly provided theservices generating a fee or
payment of more than $5,000. You need not report the U.S. Government as a source.
None ❑

Source (Name and Address)
Example
1

2

3

4

5

Brief Description of Duties

Doe Jones & Smith, Hometown, State

Legal services

Metro University (client of Doe Jones & Smith), Moneytown, State

Legal services in connection with university construction