http://informahealthcare.com/jas ISSN: 0277-0903 (print), 1532-4303 (electronic) J Asthma, 2013; 50(7): 776–782 ! 2013 Informa Healthcare USA, Inc. DOI: 10.3109/02770903.2013.803116 ADHERENCE, CONTROL AND QUALITY OF LIFE An evaluation of asthma medication utilization for risk evaluation and mitigation strategies (REMS) in the United States: 2005–2011 Rachael L. DiSantostefano, Anne M. Yeakey, Ibrahim Raphiou, and David A. Stempel Abstract Keywords Purpose: The purpose of this study was to assess drug utilization patterns of fluticasone propionate (FP)/salmeterol (SAL) combination (FSC) and SAL over the 7-year period of 2005– 2011 in patients with asthma as part of the Risk Evaluation and Mitigation Strategies (REMS). Methods: A descriptive, retrospective observational study utilizing national pharmacy data and employer-based claims data to characterize drug utilization patterns. Results: For patients with asthma, the total number of FSC and SAL dispensings and users of FSC and SAL has declined between 2005 and 2011. During this period, FSC and SAL dispensing for asthma decreased 24% and 76%, respectively, with a more pronounced decline between 2010 and 2011 relative to other years. The total number of patients with asthma who were dispensed FSC has decreased by 10% among adults and by 40% in children and adolescents. While SAL-containing medications decreased, dispensing of FP monotherapy increased 39% during the same 7-year period. The number of patients dispensed FP for asthma has increased 47% in children 4–11 years of age, 72% in adolescents 12–17 years of age, and 6% in adults. SAL use without a controller was infrequent and decreasing, reported by 1.7% and 0.5% of patients with asthma in 2005 and 2011, respectively. Conclusions: In patients with asthma, use of FSC and SAL decreased between 2005 and 2011, while the use of FP increased. Use of SAL monotherapy was infrequent and declined during the study period. The data suggest that the substantial communication activities have encouraged appropriate prescribing of long-acting b2-adrenergic agonist (LABA). Drug utilization, fluticasone propionate/ salmeterol combination, salmeterol, fluticasone propionate Introduction Two large clinical trials reported data on a potential association between salmeterol (SAL; trade name SEREVENT), a long-acting b2-adrenergic agonist (LABA), and an increased risk of asthma-related death [1,2]. Subjects randomized in these trials were requested to continue their other asthma medications but were dispensed SAL or placebo. In the Salmeterol Multicenter Asthma Research Trial, fewer than 50% of subjects reported using a concomitant inhaled corticosteroid (ICS). Despite the increased risk of asthma fatality in patients with concomitant ICS þ LABA, the trial was not prospectively designed to directly answer this question. As a result of these studies and an extensive literature review, the United States treatment guidelines recommend that LABAs should only be used in combination with ICS for the treatment of asthma in patients with moderate or severe persistent asthma requiring more than low- to medium-dose ICS [3]. Since 2003, GlaxoSmithKline and the United States Food and Drug Administration (FDA) have initiated a series of activities to better understand the Correspondence: Rachael DiSantostefano, GlaxoSmithKline, Research and Development, 5 Moore Drive, Research Triangle Park, North Carolina 27 709-3398, USA. Tel.: +1 919-483-9237. Fax: +1 919-3154947. E-mail: Rachael.L.DiSantostefano@gsk.com History Received 21 February 2013 Revised 23 April 2013 Accepted 2 May 2013 Published online 18 July 2013 safe use of LABAs, and a series of measures were implemented to communicate this information to prescribers. These activities have included four FDA advisory committee meetings; a boxed warning with several revisions and updated labeling for LABA-containing medications; an FDA-conducted meta-analysis of safety data; two FDA-issued communications on the safe use of LABAs [4,5] and a class-level Risk Evaluation and Mitigation Strategy (REMS) for LABAcontaining medications [6]. In preparation for the 2008 advisory committee, the FDA-conducted meta-analysis noted an increased risk of asthma-related hospitalizations associated with LABA use, particularly in children [7]. These activities are discussed in more detail elsewhere [8]. The REMS for LABA-containing medications included a communication plan with letters to current and potential prescribers of LABAs, printed/web-based information for healthcare providers, and letters to the leadership of relevant professional societies [6]. Under the REMS, the FDA issued revised prescribing information which no longer characterized LABAs as long-term maintenance medications for asthma treatment and encouraged discontinuing LABA use if the patient’s asthma could be controlled with ICS monotherapy. Additionally, the LABA prescribing information was updated to indicate that the available data were inadequate to determine whether concurrent use of ICS or other long-term 20 13 J Asthma Downloaded from informahealthcare.com by Jennifer Stahl on 05/12/15 For personal use only. GlaxoSmithKline, Research Triangle Park, North Carolina, USA Asthma REMS drug utilization DOI: 10.3109/02770903.2013.803116 asthma medication mitigates the observed increased risk of asthma-related death associated with LABAs. As part of an assessment of whether the REMS [9,10] was meeting its goals, GlaxoSmithKline examined drug utilization trends to evaluate prescribing patterns over time. The primary objective was to characterize drug utilization trends for fluticasone propionate (FP; trade name FLOVENT)/SAL combination (FSC; trade name ADVAIR) and SAL, between 2005 and 2011 in the United States among patients with asthma. Secondary objectives were to characterize drug utilization class-level trends for ICS/LABA medications and to characterize drug utilization for FP. This analysis was submitted to the FDA in March 2012, and the FDA released these medications from their REMS in August 2012 [6]. J Asthma Downloaded from informahealthcare.com by Jennifer Stahl on 05/12/15 For personal use only. Methods 777 OptumÔ ImpactÔ National Managed Care Benchmark Database [15] (OptumInsight, Eden Prairie, Minnesota, USA) was used to obtain measures of adherence based on medication dispensing. This national database comprises claims from more than 50 sources and covers more than 20 million lives, yielding patient-level healthcare claims data. Definitions Concurrent dispensing Concurrent use of SAL with a controller was tabulated using Source Healthcare Analytics data. Concurrent use was defined as controller dispensing identified within 90 days of a LABA dispensing ( 90 days) to account for variable adherence with respiratory medications. Categories included FSC, SAL with ICS, SAL with other controller, and SAL monotherapy. Study design Length of therapy This was a retrospective data analysis using healthcare claims data to summarize asthma drug utilization trends from 2005 to 2011 by age categories for LABA-containing and ICS medications. Analyses were conducted at the aggregated level for prescription dispensing and at the patient-level for concurrent medication use and length of therapy. This analysis was to support the GlaxoSmithKline REMS, and therefore GlaxoSmithKline medications including FSC, SAL and FP were the medications of interest; however, class-level analyses are also provided in the online appendix (Supplemental Table S1). To examine the length of therapy, the proportion of days covered and the medication possession ratio in a 1-year period were calculated using OptumÔ InsightÔ employer-based claims data. The proportion of days covered provides the length of time a patient is covered with the medication for a 1-year period, and was calculated as the sum of the days supplied within the 1-year period from index prescription to the end of the period divided by 365 days [15]. To be included in the proportion of days covered tabulations, patients were required to have at least one medication fill for the medication of interest during the 1-year study period. The medication possession ratio was calculated as the number of days supply dispensed from the first index fill to the last fill (not including the days supply of the last medication fill) divided by the days between the first and last fill in a 1-year time period [16]. Patients were required to have at least two medication fills, with the first and last dispensing at least 6 months apart in order to measure persistence over time. By requiring at least two prescriptions, medication possession ratio measures tend to be skewed to more adherent patients relative to the proportion of days covered. The identification period for these measures was 1 January 2010 to 30 June 2011. The first prescription fill in the first 6 months of this period was selected as the index prescription. Patients were required to have continuous health plan coverage for 12 months from the index date and a diagnosis of asthma in the 6 months prior to or during the 12 months after the index date. Assumptions required for the length of therapy measures included: (1) Days supplied for dispensed medications that overlap with the previous fill were added to the end of the days supplied rather than truncating the prior dispensing. (2) If there was a dispensing at the end of the period that went past the 365 day interval, the coverage was truncated to coincide with the 365th day. (3) Medication fills with missing days supplied were deleted from the analysis due to potential data errors. Data sources Drug utilization trends were determined using several data sources. Source Healthcare Analytics (SHA; Phoenix, Arizona, USA) prescription-level data include estimates of prescription-level data representing 82% coverage of retail pharmacy dispensing, and 50–80% of mail order (depending on product) in the United States [11]. Patient-level originates from 75 million covered lives per year, representing 75% coverage of retail pharmacy dispensing, 55–80% of mail order (depending on product) and 60% of the long-term care dispensing [12]. Source Healthcare Analytics data were used to estimate patient counts and concurrent use of LABA and other controllers. IMS health data (IMS health, Danbury, Connecticut, USA), including the IMS National Prescription AuditÔ [13] and the National Disease and Therapeutic IndexÔ [14], were used to determine the market shares of medications within the asthma market. The National Prescription AuditÔ measures volume and shares of medications dispensed in the United States based on a representative sample of the prescribing universe, including 74% of retail pharmacies, 40–70% of non-governmental mail service pharmacy outlets, and 45–50% of longterm care facilities. The National Disease and Therapeutic IndexÔ includes disease encounters in 4 140 office-based practices in the continental United States, which provide treatment dispensings by diagnosis. IMS data were combined with Source Healthcare Analytics data to estimate the total number of prescription dispensings by class within the asthma market. Statistical analysis The number and proportion (%) of dispensing and patients was assessed annually by age (4–11 years, 12–17 years, 18 778 R. L. DiSantostefano years) at the class-level and GlaxoSmithKline medication level. The number of patients with concurrent prescription of SAL with and without a controller was tabulated by age for patients with asthma. No statistical testing was performed. Results Total dispensing J Asthma Downloaded from informahealthcare.com by Jennifer Stahl on 05/12/15 For personal use only. The total number of dispensings of FSC, FP and SAL for asthma from 2005 to 2011 is presented in Figure 1 and Supplemental Table S2. Dispensing of FSC and SAL decreased during this time period with a 24% reduction of FSC dispensing (12 486 637 to 9 512 223 dispensing), and a 76% reduction in SAL dispensing (counts decreasing from 847 200 to 203 149 dispensing). In contrast, dispensing of FP increased 39% (3 449 461 to 4 791 544 dispensing) during the same period. FSC and SAL dispensing decreased annually by J Asthma, 2013; 50(7): 776–782 an average of 3.4% and 11%, respectively, and the decrease was most pronounced between the years 2010–2011. GlaxoSmithKline-level patient information The calculated number of patients using FSC, FP and SAL for asthma between 2005 and 2011, by age group are presented in Figure 2 for children aged 4–11, Figure 3 for adolescents aged 12–17, and Figure 4 for adults aged 18; and in Supplemental Table S3. The patient data follow the same trends as the prescription dispensing data. The number of patients with asthma dispensed FSC and SAL has decreased for all age groups since 2005, and the greatest decrease was observed in children and adolescents. In this analysis, the number of patients with asthma treated with FSC decreased 48% in children, 44% in adolescents, and 10% in adults between 2005 and 2011. In contrast, the number of patients dispensed FP between 2005 and 2011 increased Figure 1. –Drug utilization: total number of dispensings of GlaxoSmithKline medicines for patients with asthma during 2005–2011, by year. FP, fluticasone propionate; FSC, fluticasone propionate/salmeterol combination; SAL, salmeterol. Sources: IMS Health, IMS National Prescription AuditÔ, IMS National Disease and Therapeutic IndexÔ, and GlaxoSmithKline Custom Asthma/COPD Hierarchical Regimen Analysis Tool. Figure 2. –Drug utilization in total number of patients with asthma aged 4–11 years, for GlaxoSmithKline medications during 2005–2011. Note: FSC line is overlapped by SAL-containing line in the graph above. FP, fluticasone propionate; FSC, fluticasone propionate/salmeterol combination; SAL, salmeterol. Sources: Source Healthcare Analytics, GlaxoSmithKline Custom Asthma/COPD Hierarchical Regimen Analysis Tool and Annual Unique Patient Counts. DOI: 10.3109/02770903.2013.803116 47% in children, 72% in adolescents, and 6% in adults. SAL monotherapy was infrequent among patients with asthma (52%). Concurrent salmeterol with controllers in asthma The use of concurrent SAL with a controller as FSC or SAL plus a controller has increased for all age groups since 2005 (98.2% in 2005 vs. 99.8% in 2011 in children; 97.5% in 2005 vs. 99.5% in 2011 in adolescents; 91.9% in 2005 vs. 97.3% in 2011 in adults). The use of SAL alone has decreased since 2005 across all age groups as presented in Table 1. When dispensed SAL, the majority of patients with asthma were dispensed a concurrent controller medication (e.g., ICS or other therapy such as a leukotriene receptor antagonist). Length of therapy J Asthma Downloaded from informahealthcare.com by Jennifer Stahl on 05/12/15 For personal use only. Medication persistence: proportion of days covered Medication persistence measured as a proportion of days covered during a 1-year period for FSC, FP and SAL is presented in Table 2. Among the 74 070 patients treated with FSC, the average proportion of days covered was 43% for asthma in 1 year. Results were lower in children Asthma REMS drug utilization 779 and adolescents. Proportion of days covered for FP was 28% for all patients with asthma (n ¼ 40 198), and similar in all age groups. Five percent of all patients with asthma using FP had 80% coverage during the 1-year study period. Proportion of days covered for SAL was 54% for all patients with asthma (n ¼ 1 522; mostly adults). Medication adherence: medication possession ratio Medication adherence measured as medication possession ratio during a 1-year period for FSC, FP and SAL is presented in Table 3. Patients were required to have more than one prescription within the 1-year interval for this analysis, resulting in smaller sample sizes but higher measures of adherence than proportion of days covered. The average medication possession ratio for patients treated with FSC was 56%. MPR in children and adolescents was lower: 50% and 48% respectively. Twenty-four percent of all patients with asthma had a medication possession ratio 80%, with 16% of children and 15% of adolescents having a medication possession ratio of 80%. Medication possession ratio for FP was 43% for all patients with asthma (n ¼ 26 813), and was similar among age groups. Figure 3. –Drug utilization in total number of patients with asthma aged 12–17 years, for GlaxoSmithKline medications during 2005–2011. Note: FSC line is overlapped by SAL-containing line in the graph above. FP, fluticasone propionate; FSC, fluticasone propionate/salmeterol combination; SAL, salmeterol. Sources: Source Healthcare Analytics, GlaxoSmithKline Custom Asthma/COPD Hierarchical Regimen Analysis Tool and Annual Unique Patient Counts. Figure 4. –Drug utilization in total number of patients with asthma 18 years old, for GlaxoSmithKline medications during 2005–2011. FP, fluticasone propionate; FSC, fluticasone propionate/salmeterol combination; SAL, salmeterol. Sources: Source Healthcare Analytics, GlaxoSmithKline Custom Asthma/COPD Hierarchical Regimen Analysis Tool and Annual Unique Patient Counts. 780 R. L. DiSantostefano J Asthma, 2013; 50(7): 776–782 Table 1. Drug utilization in patient counts for concurrent GlaxoSmithKline medicines at age group level in patients with asthma, by year. Patient counts J Asthma Downloaded from informahealthcare.com by Jennifer Stahl on 05/12/15 For personal use only. Asthma 4–11 FSC SAL alone ICS þ SAL SAL þ other Total Asthma 12–17 FSC SAL alone ICS þ SAL SAL þ other Total Asthma 18þ FSC SAL alone ICS þ SAL SAL þ other Total Total patient count (%) 2005 4 457 88 864 5351 1960 453 963 2005 434 181 2218 5397 3363 445 159 2005 3 565 747 64 218 160 939 90 102 3 881 006 2006 375 352 331 3 046 859 379 588 2006 387 077 954 3223 1739 392 993 2006 3 489 736 44 485 121 295 62 548 3 718 064 2007 320 000 233 1 778 686 322 697 2007 346 532 646 2 371 1 214 350 763 2007 3 448 009 34 272 96 310 50 245 3 628 836 2008 293 092 167 1160 391 294 810 2008 313 842 460 1 717 796 316 815 2008 3 489 532 30 786 80 550 42 760 3 643 628 2009 268 970 81 832 229 270 112 2009 302 636 344 1 177 519 304 676 2009 3 421 194 23 613 63 639 33 339 3 541 785 2010 257 862 59 580 168 258 669 2010 284 174 216 939 335 285 664 2010 3 356 553 20 040 53 840 27 562 3 457 995 2011 230 514 65 321 97 230 997 2011 243 686 175 807 307 244 975 2011 3 195 260 17 962 47 387 24 387 3 284 996 2005* 98.2% 0.2% 1.2% 0.4% 100% 2005 (%) 97.5% 0.5% 1.2% 0.8% 100% 2005 (%) 91.9% 1.7% 4.1% 2.3% 100% 2011* 99.8% 0.0% 0.1% 0.0% 100% 2011 (%) 99.5% 0.1% 0.3% 0.1% 100% 2011 (%) 97.3% 0.5% 1.4% 0.7% 100% Sources: Source Healthcare Analytics, GlaxoSmithKline Custom Asthma/COPD Hierarchical Regimen Analysis Tool and Annual Unique Patient Counts. FSC, fluticasone propionate/salmeterol combination; ICS, inhaled corticosteroids; Other, other controller; SAL, salmeterol. *Expressed as a % of total patients. Table 2. Proportion of days covered in 1 year among patients with asthma. Asthma FSC (n) Avg. proportion of days covered % at 80% % at 70% FP (n) Avg. proportion of days covered % at 80% % at 70% SAL (n) Avg. proportion of days covered % at 80% % at 70% Ages 4–11 Ages 12–17 Ages 18þ All patients 5 023 0.36 8 13 15 121 0.27 3 6 10 0.19 n/a n/a 6 502 0.34 7 11 5 231 0.21 2 3 21 0.24 5 10 62 434 0.45 17 23 17 422 0.30 7 10 1 491 0.55 30 37 74 070 0.43 15 21 40 198 0.28 5 8 1 522 0.54 29 36 Source: OptumÔ ImpactÔ National Managed Care Benchmark Database. Avg., average; FP, fluticasone propionate; FSC, fluticasone propionate/ salmeterol combination; SAL, salmeterol. Less than 20% of asthma patients using FP had 80% coverage during the 1-year study period. Medication possession ratio for SAL was 69% for all patients with asthma (n ¼ 1253), which was an adult population with only 17 combined children and adolescents with more than one SAL dispensing in the database. Discussion This study provides information on United States drug utilization patterns for FSC, SAL and FP, as well as the overall class of these respiratory medications between 2005 and 2011. The results suggest that the series of communications regarding LABA safety in the United States, prior to and including the REMS, may have contributed to decreased SAL-containing medication use and increased use of FP monotherapy. The use of FSC and SAL in asthma has declined and the use of FP has increased between 2005 and 2011. SAL was used in a fixed dose combination or with another controller for the vast majority of patients with asthma. The measures of persistence and adherence for the medications studied suggest that these medications were commonly used intermittently as opposed to continuously, suggesting patients or healthcare professionals may have down titrated these medications when patients’ asthma was controlled. Frequent and concurrent use of SAL with another antiinflammatory controller has been reported previously in the United Kingdom [17]. In patients receiving SAL prescriptions (excluding FSC), 90% of patients initiating SAL used a concurrent controller within 90 days of the index date. When accounting for all SAL-containing prescriptions (SAL and FSC), 95% of all patients, and 97% of children 4–11 years of age, were prescribed concurrent controllers. Others have demonstrated that LABA monotherapy is infrequent in patients with asthma. In a Medicaid population between 2006 and 2008, the use of LABA monotherapy was uncommon (51% in patients with asthma), decreased with Asthma REMS drug utilization DOI: 10.3109/02770903.2013.803116 781 Table 3. Medication possession ratio in 1 year among patients with asthma. Asthma FSC (n) Avg. medication possession ratio % at 80% % at 70% FP (n) Avg. medication possession ratio % at 80% % at 70% SAL (n) Avg. medication possession ratio % at 80% % at 70% Ages 4–11 Ages 12–17 Ages 18þ All patients 3 862 0.50 16 24 10 759 0.40 9 14 5 0.51 20 20 4 856 0.48 15 22 3 073 0.38 9 13 12 0.47 25 33 50 757 0.57 26 34 11 252 0.47 18 23 1 236 0.69 45 52 59 555 0.56 24 32 26 813 0.43 13 18 1 253 0.69 45 52 J Asthma Downloaded from informahealthcare.com by Jennifer Stahl on 05/12/15 For personal use only. Source: OptumÔ ImpactÔ National Managed Care Benchmark Database. Avg., average; FP, fluticasone propionate; FSC, fluticasone propionate/ salmeterol combination; SAL, salmeterol. time, and was less frequent in children [18]. In a United States healthcare claims dataset, LABA monotherapy comprised 9% and 3% of LABA-containing medications in the first half of 2003 and 2009, respectively [19]. Infrequent use of LABA has also been observed in Scotland, where 51.5% of patients with asthma (991 of 73 486) used LABA as monotherapy between 2005 and 2007 [20]. In the Scottish study, use of sustained LABA monotherapy was more frequent in patients 460 years of age, and sustained LABA monotherapy was significantly reduced with primary care asthma reviews. Similar to our findings with proportion of days covered, Stempel et al. demonstrated that FSC was filled more frequently than FP [21]. The mean number of medication dispensings obtained using FSC during a 1-year study (3.98; 95% confidence interval [CI] 3.78–4.18), was nearly double that observed in the FP cohort (2.29; 95% CI 2.11–2.47). The difference in the number of dispensings and proportion of days covered between FSC and FP likely reflect the differences in severity or seasonality of disease for treated patients. Consistent with the treatment guidelines, patients dispensed FSC were more likely to have indicators of more severe or uncontrolled asthma and require more medication than those patients who were dispensed ICS monotherapy. Drug utilization analyses are useful to characterize trends of medication use over time. However, there are limitations in interpreting the results of these studies based on available data. Drug utilization studies are limited by the information recorded and available for analyses in retrospective healthcare databases. Prescription-level trend data (as presented here) have a relatively short lag (2–4 months) which allows us to examine data through 2011; however, it is limited by the lack of patient-level information that would allow for tabulation beyond indication and age. Alternatively, healthcare encounters that require payment are well captured in most healthcare claims and electronic medical record databases; yet, these data may lag up to 18 months. Therefore, trends in LABAcontaining medication use following the 2010 LABA safety communication and labeling changes have not yet been evaluated using these sources [19]. Unfortunately, nearly all databases are deficient in either systematically collected measures of asthma symptoms or patient-reported level of asthma control and cannot provide insight into the physician’s judgment that might explain the reasons for the observed trends in prescribing these medications (e.g., reasons for patients maintaining, stepping up, or switching various asthma medications). Others have evaluated appropriate use of LABAs based on disease severity, and considered the use of LABAs appropriate if patients had prior single controller use (ICS, leukotriene receptor agonist), prior healthcare utilization, courses of oral corticosteroids, or excessive short acting b2-adrenergic agonist use in the year prior to initiation of ICS/LABA combinations. Using healthcare claims data, the authors could explain less than half of the LABA-containing medications as being appropriate in the context of their criteria, and cited similar limitations of databases regarding the absence of symptoms and physician judgment [19,22]. Conclusions The use of FSC and SAL for asthma has declined progressively since the dissemination of targeted information describing the safety risks associated with the use of LABA from 2005 to 2011, with the largest annual decline observed between 2010 and 2011. Conversely, during the same period, the use of FP and other ICS monotherapy have increased. In addition, the majority of LABA use was concurrent with a controller, typically in the same device such as FSC, or less commonly LABA used with a separate controller. Finally, only 15% of patients dispensed FSC had high levels of adherence (proportion of days covered 80%) during the 1year study period, and the average proportion of days covered was 43%, suggesting that FSC may be down titrated when patients achieve asthma control. These data suggest that the substantial communication about LABA safety, prior to and including the REMS, have resulted in a reduction of FSC use and encouraged appropriate use of LABA for the treatment of asthma. Acknowledgements The authors would like to acknowledge David Hinds for editorial support in assembling this manuscript from an earlier draft, Julie Priest for tabulating the adherence analysis, 782 R. L. DiSantostefano and Ted Murphy for tabulating the annual dispensing and patient counts. Declaration of interest All authors are full-time employees and shareholders of GlaxoSmithKline. The study was sponsored by GlaxoSmithKline. 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