CALIFORNIA DEPARTMENT OF EDUCATION Nonpublic School Certification Investigation Repon Case Donald Gil, Superintendent of Schools Antioch Unified School District 510 Street, Antioch, CA 94509 Special Education Local Plan Area (SELPA) Parents Brian Ingleby, Director, Ed. D. Various Contra Costa SELPA 2520 Stanwell Drive Concord, CA 94520 Nonpublic School (NPS) Students Ray Hairaptian, Administrator Various Tobinworld 1413 Street Antioch, CA 94509 NPS Onsite Principal Complaint Received Sara Forgahni, Principal October 29, 2014 2330 Country Hills Drive Antioch, CA 94509 Report E-mailed August 24, 2015 INVESTIGATION PROCEDURES A telephone interview was completed with the Complainant on October 30, 2014. Subsequent communication was completed by means of e-mail. An unannounced onsite visit consistent with the requirements specified in California Education Code (EC) sections and was conducted on January16, 2015. All documents submitted by the Complainant and the NPS were considered in the preparation of the report. LEGAL AUTHORITY FOR CERTIFICATION INVESTIGATION The Complainant alleges the NPS failed ensure the health, safety, and welfare of students, in violation of EC Section Nonpublic School Certification Investigation Report Page 2 of 21 SUMMARY OF ALLEGATION ONE Master Contract – Notification Requirements for Licensed/Credentialed Staff Changes Specifically, the Complainant alleges the NPS failed to meet requirements set forth in EC Section 56366.44(a)(5)(A) and master contract provisions as required by California Code of Regulations, Title 5 (5 CCR) Section 3062(a) and (h), and 3051.23, when it failed to notify the California Department of Education (CDE) and contracting local educational agencies (LEA) of a change in licensed and/or credentialed staff who were providing special education instruction and related services to students attending the NPS. APPLICABLE CITATIONS EC Section 56366.4(a)(5)(A) states: (5) Failure to notify the department in writing of any of the following within 45 days of the occurrence: . . . (A) Changes in credentialed, licensed, or registered staff who render special education and related services, ownership, management, or control of the nonpublic, nonsectarian school or agency. 5 CCR Section 3051.23 states: (a) Pursuant to [EC] Section 56520, behavioral interventions shall be designed or planned only by personnel who have a: (1) Pupil Personnel Services Credential that authorizes school counseling or school psychology; or (2) Credential authorizing the holder to deliver special education instruction; or (3) license as a Marriage and Family Therapist certified by the Board of Behavioral Sciences, within the Department of Consumer Affairs; or (4) License as a Clinical Social Worker by the Board of Behavioral Sciences, within the Department of Consumer Affairs; or (5) License as an Educational Psychologist issued by a licensing agency within the Department of Consumer Affairs; or (6) License in psychology regulated by the Board of Psychology, within the Department of Consumer Affairs; or Nonpublic School Certification Investigation Report Page 3 of 21 (7) master's degree issued by a regionally accredited post-secondary institution in education, psychology, counseling, behavior analysis, behavior science, human development, social work, rehabilitation, or in a related field. 5 CCR Section 3062 (a) and (h) state: (a) A master contract shall be used by an LEA for entering into formal agreements with certified nonpublic schools or nonpublic agencies . . . (h) Nonpublic schools and agencies shall notify the [State Superintendent of Public Instruction] and LEAs in writing within 45 days of any change in credential or licensed personnel. Failure to provide properly qualified personnel to provide services as specified in the [individualized educational program] IEP shall be cause for the termination of all contracts between the LEA and the nonpublic school or nonpublic agency. FINDINGS OF FACT Master Contract – Notification Requirements for Licensed/Credentialed Staff Changes 1. In a letter dated October 20, 2014, an attorney representing Tobinworld stated the following: Our firm represents Tobinworld. It has just come to our attention that you may have received some incorrect and defamatory allegations that Tobinworld currently employs a convicted felon in its staff or administration. This claim is untrue. . . Tobinworld’s policies and practices with respect to hiring and employee retention . . . meet all statutory and industry standards. . . Dr. Israel’s role as a consultant to Tobinworld complies fully with all aspects of Tobinworld’s policies. . . 2. In an e-mail message to the CDE dated October 29, 2014, the Complainant states: I have concerns about involvement by Dr. Mathew Israel in the Tobinworld schools . . . Recently, I discovered Dr. Mathew Israel is allegedly involved with official duties at his wife’s Tobinworld campuses. In September 2014, . . . Dr. Richard Couch [Tobinworld Principal] claims that Dr. Mathew Israel was involved with Tobinworld duties in 2011 until [R. Couch’s] departure in [the] summer of 2012. . . I am concerned about the health and safety of students at all three Tobinworld campuses . . . 3. The 2014–15 master contract language states: Nonpublic School Certification Investigation Report Page 4 of 21 Contractor [NPS] shall notify the CDE and the LEA in writing as specified in the LEA procedures and CDE within forty-five (45) days when personnel changes occur with may affect the provision of special education and/or related services to LEA pupils as specified in the LEA procedures . . . Contractor shall provide an appropriately credentialed substitute teacher in the absent teacher’s classroom . . . Contractor shall provide to LEA documentation of substitute coverage on LEA substitute teacher log. 4. In an e-mail message dated May 29, 2015, in response to the CDE’s question, “Is or was Mathew Israel ever employed (consultant, contractor, onsite, offsite, paid, or volunteer) by Tobinworld III . . .” the NPS identified stated: “No. Dr. Matthew Israel has not, to date, been employed by Tobinworld III.” 5. In the 2014, NPS application for certification, the NPS submitted staff listings using the California Accountability and Information System (CAIS) on December 4,12, and 18, January 21 and 31, February 10, April 7, May 1, July 16, September 15, October 15, and December 22, 2014. An addition staff listing was provided for Tobinworld III on January 21, February 17, March 19, and April 20, 2015. According to the information provided in the April 7, May 1, and July 16, 2014, staff listing, Mathew Israel was hired on December 18, 2013. Mathew Israel did not appear on any staff list for Tobinworld III prior to April 7, 2014, or after July 16, 2014. There was no evidence of a termination date. Staff lists provided did not identify the specific service being provided by Mathew Israel. 6. The original certification for Tobinworld III is dated December 6, 2013. 7. On January 16, 2015, the CDE completed an unannounced onsite investigation of the NPS. CDE consultants interviewed a sample of NPS staff and students regarding their impression of the health, safety, and well-being of staff and students at Tobinworld III. Participants in the interviews were asked to identify providers of behavioral services, teachers, administrators, and other employees by name. NPS staff interviews were either unaware of who Mathew Israel was, or identified him as Judy Weber’s husband. There was no indication that any of the four staff or three students interviewed believed there was a health, safety, or any other issue regarding the well-being of students attending Tobinworld III. 8. At the time of the onsite investigation, NPS staff were asked to submit evidence each contracting LEA was notified within the required timeline regarding changes in licensed and credentialed staff. Evidence was not available. CONCLUSION Master Contract – Notification Requirements for Licensed/Credentialed Staff Changes Nonpublic School Certification Investigation Report Page 5 of 21 Based on the evidence collected, Mathew Israel was employed by the NPS as an administrator for Tobinworld III on December 18, 2013. While there is no evidence to support Mr. Israel is providing behavioral intervention services to publically placed students. Mr. Israel was added to multiple staff lists as an “administrator” of the NPS, which required notification to the CDE and to contracting LEAs. The NPS failed to meet the requirements of EC Section 56366.4(a)(5)(A). The NPS is out of compliance. SUMMARY OF ALLEGATION TWO The Complainant alleges the NPS failed to meet special education law certification requirements and master contract provisions when it allowed Dr. Mathew Israel to serve students prior to obtaining evidence of Department of Justice (DOJ) criminal background and tuberculosis clearance information. APPLICABLE CITATIONS EC Section 56366.4(a)(3) states: (a) The Superintendent may revoke or suspend the certification of a nonpublic, nonsectarian school or agency for any of the following reasons . . . (3) Conduct in the operation or maintenance of the nonpublic, nonsectarian school or agency that is harmful to the health, welfare, or safety of an individual with exceptional needs. EC Section 44237(a)(2) and (d) state: (a) Every person, firm, association, partnership, or corporation offering or conducting private school instruction on the elementary or high school level shall require each applicant for employment in a position requiring contact with minor pupils to submit two sets of fingerprints prepared for submittal by the employer to the [DOJ] for the purpose of obtaining criminal record summary information from the [DOJ] and the Federal Bureau of Investigation. . . (2) As used in this section, “employment” means the act of engaging the services of a person, who will have contact with pupils, to work in a position at a private school at the elementary or high school level . . . (d) An employer shall not employ a person until the [DOJ] completes its check of the state criminal history file as set forth in this section. EC Section 49406(a) states: Nonpublic School Certification Investigation Report Page 6 of 21 (a) (1) (A) Except as provided in subdivision (j), a person shall not be initially employed by a school district, or employed under contract, in a certificated or classified position unless the person has submitted to a tuberculosis [TB] risk assessment within the past 60 days, and, if [TB] risk factors are identified, has been examined to determine that he or she is free of infectious [TB] by a physician and surgeon licensed under Chapter 5 (commencing with Section 2000) of Division 2 of the Business and Professions Code, a physician assistant practicing in compliance with Chapter 7.7 (commencing with Section 3500) of Division 2 of the Business and Professions Code, or a nurse practitioner practicing in compliance with Chapter 6 (commencing with Section 2700) of Division 2 of the Business and Professions Code. If no risk factors are identified, an examination is not required. A person who is subject to the requirements of this subdivision may submit to an examination that complies with subparagraph (B) instead of submitting to a [TB] risk assessment. . . Health and Safety Code (HSC) Section 121525(a) states: (a) Except as provided in Section 121555, a person shall not be initially employed, or employed under contract, by a private or parochial elementary or secondary school, or any nursery school, unless that person produces or has on file with the school a certificate showing that within the last 60 days the person has submitted to a tuberculosis risk assessment and, if tuberculosis risk factors are identified, has been examined and has been found to be free of infectious tuberculosis. If no risk factors are identified, an examination is not required. A person who is subject to the requirements of this subdivision may submit to an examination that complies with the requirements of Section 121530 instead of submitting to a tuberculosis risk assessment. FINDINGS OF FACT Department of Justice Clearance Requirement 9. In an e-mail message to the CDE dated October 29, 2014, the Complainant states: I am concerned that Dr. Israel may not have completed the Live Scan Background Check required for persons working or volunteering with children in our schools. I am concerned that Dr. Israel may have been able to breach the background check because his wife[,] Judy Weber owns Tobinworld. I am concerned the custodian of records [COR] for Tobinworld may not have had Dr. Israel submit to the proper process for the background check. . . Nonpublic School Certification Investigation Report Page 7 of 21 10. Evidence provided by the NPS in allegation one above concluded Mathew Israel was hired on December 18, 2013, as an “administrator” for Tobinworld III. The April 7, 2014, non-instructional staff listing identified the DOJ clearance date as December 18, 2013. 11. In an e-mail message dated June 1, 2015, the NPS provided a copy of Mr. Israel’s California DOJ criminal history. According to the information provided, a clearance summary was received on February 19, 2015. The DOJ clearance identified no out-of-state or federal criminal history for Mathew Israel. Tuberculosis Clearance Requirement 12. The NPS provided a signed letter from Mathew Israel dated January 23, 2015. In his letter, Mr. Israel cites HSC Section 121475, as justification for his request to be exempted from the TB clearance requirements due to his beliefs. 13. Chapter 105 of the HSC, Part 5, Chapter 2, Section 121475, applies tuberculosis testing for students. The law states, (a) A means for the eventual elimination of [TB]. (b) Persons required to be tested under this chapter may obtain testing from whatever medial source they desire . . . (c) Exemptions from [TB] tests because of personal beliefs. 14. The April 7, 2014, non-instructional staff list identified Mathew Israel’s TB clearance date as December 18, 2013. CONCLUSION Department of Justice Clearance Requirement Based on the evidence collected, the NPS failed to meet the requirements of EC Section 44237(a)(2) and (d) when it hired Mathew in December 2013, prior to obtaining DOJ criminal clearance information. Further, the NPS falsely reported to the CDE DOJ clearance information dates for Mathew Israel. Tuberculosis Clearance Requirement The NPS failed to meet the requirements of EC Section 49406(a) and HSC Section 121525(a), which requires all persons to submit to a tuberculosis risk assessment within 60[TB] days of employment. The NPS misapplied HSC when it cited HSC Section 121475, as justification for not obtaining a [TB] risk assessment and potential subsequent testing for Mathew Israel which may be deemed appropriate by medical officials. Further, the NPS falsely reported to the CDE TB clearance information Nonpublic School Certification Investigation Report Page 8 of 21 for Mathew Israel on the April, May, and July 2014, staff listings, which stated Mathew Israel received a TB clearance date on December 18, 2013. The NPS facilitated an operational condition that was potentially harmful to the health, welfare, or safety of students attending Tobinworld II, a violation of special education law and a potential cause for the suspension or revocation of the NPS certification pursuant to EC Section 56366.4(a)(3). The NPS is out of compliance. SUMMARY OF ALLEGATION THREE The Complainant alleges the NPS failed to meet special education certification requirements when it misrepresented an element of the NPS certification application and failed to provide accurate information regarding all staff employed by Tobinworld III, specifically as it relates to the hiring of Mathew Israel. APPLICABLE CITATIONS EC Section 56366.1(a)(3) states: (a) A nonpublic, nonsectarian school or agency that seeks certification shall file an application with the Superintendent on forms provided by the department, and shall include all of the following information on the application: . . . (3) A list of appropriately qualified staff, a description of the credential, license, or registration that qualifies each staff member rendering special education or designated instruction and services to do so, and copies of their credentials, licenses, or certificates of registration with the appropriate state or national organization that has established standards for the service rendered. EC Section 56366.4(a)(2) states: (a) The Superintendent may revoke or suspend the certification of a nonpublic, nonsectarian school or agency for any of the following reasons ... (2) Falsification or intentional misrepresentation of an element of the application, pupil records, or program presented for certification purposes. FINDINGS OF FACT Nonpublic School Certification Investigation Report Page 9 of 21 15. The NPS submitted sixteen staff lists between December 4, 2013, and April 20, 2015. Either Cristina Vincenio or Ray Harapatian are the identified custodian of records (COR) and NPS representatives who signed the following assurance for all staff lists submitted to the CDE: As the Department of Justice (DOJ) recognized custodian of records (COR), I assure all personnel (paid, volunteer, and/or subcontractors) have applied for and received DOJ clearances through the NPS. As the COR, I am authorized by DOJ to receive subsequent arrest notifications. All personnel's criminal offender record information (CORI) summaries are maintained onsite throughout their employment with the NPS in accordance with Education Code (EC) Section 44237. 16. As established in finding of fact 5, Mathew Israel was identified on the NPS staff lists dated April 7, May 1, and July 16, 2014, but was hired on December 18, 2013, as an administrator for Tobinworld III. CONCLUSION As established in findings of facts 1, 4 and 5, the NPS provided contradicting statements and information concerning the employment of Mathew Israel at Tobinworld III. Based on the evidence collected, the NPS failed to meet the requirements of EC Section 56366.1(a)(3). Both Mr. Hairapatian and Ms. Vincenio falsely assured the provisions required by EC Section 56366.1(a)(5) were being met beginning as early as December 2013 through July 2014, when Mathew Israel was identified as working as an administrator for Tobinworld III. In addition, the NPS falsely reported TB clearance dates for Mathew Israel, who later submitted a statement of exception in an attempt to exempt him from meeting the requirements of HSC 121525(a). Further, evidence provided by NPS is contradictive regarding the employment status and services provided by Mathew Israel since December 2013. The NPS misrepresented an element of the application and its program presented to the CDE for certification purposes, a violation of special education law and a potential cause for the suspension or revocation of the NPS certification pursuant to EC Section 56366.4(a)(2). The NPS is out of compliance. SUMMARY OF ALLEGATION FOUR The Complainant alleges the NPS failed to provide appropriate services, using appropriately qualified staff, to students in accordance with special education law and IEP requirements when it allowed to Mr. Mathew Israel to provide behavioral Nonpublic School Certification Investigation Report Page 10 of 21 intervention design and planning (BID) and behavioral intervention implementation (BII) services to publically placed students. APPLICABLE CITATIONS EC Section 56366.4(a)(7) states: (a) The Superintendent may revoke or suspend the certification of a nonpublic, nonsectarian school or agency for any of the following reasons: ... (7) Failure to provide appropriate services, supplies, equipment, or facilities for a pupil as required in his or her individualized education program. 5 CCR Section 3051(a)(4) states, “To be eligible for certification to provide related services to individuals with exceptional needs, nonpublic schools and nonpublic agencies shall meet the requirements of this section.” 5 CCR Section 3051.23 states: (a) Pursuant to Education Code Section 56520, behavioral interventions shall be designed or planned only by personnel who have a: (1) Pupil Personnel Services Credential that authorizes school counseling or school psychology; or (2) Credential authorizing the holder to deliver special education instruction; or (3) license as a Marriage and Family Therapist certified by the Board of Behavioral Sciences, within the Department of Consumer Affairs; or (4) License as a Clinical Social Worker by the Board of Behavioral Sciences, within the Department of Consumer Affairs; or (5) License as an Educational Psychologist issued by a licensing agency within the Department of Consumer Affairs; or (6) License in psychology regulated by the Board of Psychology, within the Department of Consumer Affairs; or (7) master's degree issued by a regionally accredited post-secondary institution in education, psychology, counseling, behavior analysis, Nonpublic School Certification Investigation Report Page 11 of 21 behavior science, human development, social work, rehabilitation, or in a related field. (b) To provide behavioral intervention, including implementation of behavior intervention plans, but not including development or modification of behavior intervention plans, an LEA shall deliver those services using personnel who: (1) possess the qualifications under subdivision (a); or (2)(A) are under the supervision of personnel qualified under subdivision (a); and (B) possess a high school diploma or its equivalent; and (C) receive the specific level of supervision required in the pupil's IEP. FINDINGS OF FACT 17. In an e-mail message dated October 29, 2014, the Complainant states, “ I am concerned that Dr. Israel’s license to practice psychology in California expired in 1987, and he was allegedly writing behavior support plans that had to be followed by other psychologists, behaviorists, teachers and teacher’s aids.” 18. As established in allegation 1, Mathew Israel was hired by Tobinworld III as an “administrator.” A review of behavior intervention/support plans and behavior emergency reporting for students attending the NPS did not include Mathew Israel’s name on any documentation. 19. As established in allegation 1, neither staff nor students interviewed recognized Mathew Israel as a provider of BII or BID related services. Staff consistently identifies Erin Peterson as the provider of BID related services. CONCLUSION Based on the evidence provided, the NPS met the requirements of 5 CCR Section 3051(a)(4) and 5 CCR Section 3051.23. Evidence collected does not support Mathew Israel is or was providing BID and BII related services to students on behalf of Tobinworld III. The NPS is compliant. UNANNOUNCED INVESTIGATION–DISCOVERY ITEMS Nonpublic School Certification Investigation Report Page 12 of 21 To address the alleged danger to the health, safety, or welfare of a students placed at the NPS, the CDE completed an unannounced, onsite investigation of Tobinworld III, on January 16, 2015. Information included in this section was discovered during the course of the investigation. APPLICABLE CITATIONS 34 CFR Section 300.146, states: Each [State Educational Agency] SEA must ensure that a child with a disability who is placed in or referred to a private school or facility by a public agency . . . (b) Is provided an education that meets the standards that apply to education provided by the SEA and LEAs including the requirements of this part, except for [Section] 300.18 and §300.156(c); and . . . ‘ (c) Has all of the rights of a child with a disability who is served by a public agency. 34 CFR Section 300.156(a) states: (a) General. The SEA must establish and maintain qualifications to ensure that personnel necessary to carry out the purposes of this part are appropriately and adequately prepared and trained, including that those personnel have the content knowledge and skills to serve children with disabilities. The Commission on Teacher Credentialing is appointed authority for the adoption of standards for the qualifications of California educators EC Section 56365(a) states: (a) Services provided by nonpublic, nonsectarian schools, as defined pursuant to Section 56034, and nonpublic, nonsectarian agencies, as defined pursuant to Section 56035, shall be made available. These services shall be provided pursuant to Section 56366, and in accordance with Section 300.146 of [34 CFR] . . . EC Section 56366.1(i)(1) and (3) state: (i) (1) The Superintendent shall conduct an investigation of a nonpublic, nonsectarian school or agency onsite at any time without prior notice if there is substantial reason to believe that there is an immediate danger to the health, safety, or welfare of a child. . . Nonpublic School Certification Investigation Report Page 13 of 21 (3) Violations or noncompliance documented pursuant to paragraph (1) or (2) shall be reflected in the status of the certification of the nonpublic, nonsectarian school or agency, at the discretion of the Superintendent, pending an approved plan of correction by the nonpublic, nonsectarian school or agency. . . EC Section 56366.4(a)(1), (4), and (5)(A) state: (a) The Superintendent may revoke or suspend the certification of a nonpublic, nonsectarian school or agency for any of the following reasons: (1) Violation of an applicable state or federal rule or regulation, or aiding, abetting, or permitting the violation of an applicable state or federal rule or regulation. . . (4) Failure to comply with a provision in the contract with the local educational entity. (5) Failure to notify the department in writing of any of the following within 45 days of the occurrence: (A) Changes in credentialed, licensed, or registered staff who render special education and related services, ownership, management, or control of the nonpublic, nonsectarian school or agency. EC Section 56521.1(g) and (h) state: (g) If a behavioral emergency report [BER] is written regarding an individual with exceptional needs who does not have a behavioral intervention plan [BIP], the designated responsible administrator shall, within two days, schedule IEP team meeting to review the emergency report, to determine the necessity for a functional behavioral assessment [FBA], and to determine the necessity for an interim plan. The IEP team shall document the reasons for not conducting the [FBA], not developing an interim plan, or both. (h) If a [BER] is written regarding an individual with exceptional needs who has a positive behavioral intervention plan, an incident involving a previously unseen serious behavior problem, or where a previously designed intervention is ineffective, shall be referred to the IEP team to review and determine if the incident constitutes a need to modify the positive behavioral intervention plan. Nonpublic School Certification Investigation Report Page 14 of 21 EC Section 56366.10(a)(2) and (5) state: In addition to the certification requirements set forth in Sections 56366 and 56366.1, a nonpublic, nonsectarian school that provides special education and related services to an individual with exceptional needs shall certify in writing to the Superintendent that it meets all of the following requirements: . . . (2) College preparation courses. (5) Supplemental assistance, including individual academic tutoring, psychological counseling, and career and college counseling. 5 CCR Section 3051.14 states: (b) Specially designed vocational education and career development [VECD] shall be provided only by personnel who possess: (1) an adult education credential with a career development authorization; or (2) a credential that authorizes instruction in special education or vocational education; or (3) a Pupil Personnel Services Credential that authorizes school counseling. 5 CCR Section 3064(a)(1) and (b) state: (a) In each classroom for which the nonpublic school is seeking certification, the nonpublic school shall deliver instruction utilizing personnel who possess a credential authorizing the holder to deliver special education instruction according to the age range and disabling conditions of individuals with exceptional needs enrolled in the nonpublic school. (1) During situations when instructional personnel leave the employ of the nonpublic school with little or no notice, the nonpublic school may employ a person who holds a Provisional Internship Permit or a Short Term Staff Permit. (b) Instruction shall be directed and delivered pursuant to the IEP, the master contract and the individual service agreement. Nonpublic School Certification Investigation Report Page 15 of 21 FINDINGS OF FACT Verification of Instructional Staff and Special Education Services 20. A visual inspection of NPS classrooms (elementary, middle school, and high school) revealed only one of the three fulltime teachers of record was providing instructional services. The elementary classroom was being operated by a substitute teacher, Regine Aleksunas, who is identified on the Tobinworld III staff listing as the fulltime teacher. NPS staff interviewed, stated Ms. Aleksunas is working as a substitute teacher for both Tobinworld II and Tobinworld III. Ms. Aleksunas appeared on the Tobinworld II staff list beginning April 2015. NPS staff stated Mary Angeles had been hired for the high school classroom. Ms. Angeles did not arrive at school until approximately 11 a.m. A noncredentialed classroom behavioral aide was overseeing the classroom prior to Ms. Angeles’ arrival. 21. Based on the December 22, 2014 staff list, Gabriel Aguilar, the assigned high school teacher for Tobinworld III, was terminated on October 19, 2014. There was no identified teacher of record until January 22, 2015, following the onsite investigation. EC Section 56061, states: A person holding a valid credential authorizing substitute teaching may serve as a substitute for the appropriately credentialed special education teacher as follows: . . . the employer shall not employ an inappropriately credentialed substitute teacher for a period of more than 20 cumulative school days for each special education teacher absent during each school year. 22. On the January 22, 2015, staff list, the NPS added Carlanda Williams as a terminated fulltime teacher of record. Regine Aleksusnas, Victor Coronado, and Mary Erica Angeles are also identified as fulltime teachers of record. However, on April 20, 2015, the NPS stated that Regine Aleksunas was terminated from Tobinworld III and added to the Tobinworld II’s credentialed staff list. Similarly, Momeni Shahnaz was terminated from Tobinworld II and added to Tobinworld III’s credentialed staff list. The NPS has a practice of relocating identified fulltime teachers of record between Tobinworld II and Tobinworld III. Between October 2014, and April 2015, four of the identified six teachers of record were relocated between Tobinworld II and Tobinworld III. This practice of relocating identified fulltime teachers of record does not equate to fulltime instructional services to publically placed students, but instead creates a rotation of what is in essence substitute teaching staff who are rotating between Tobinworld II and Tobinworld III throughout the school year. EC Section 56062, states: The employer shall use the following priorities in placing substitute teachers in special education classrooms: Nonpublic School Certification Investigation Report Page 16 of 21 (a) A substitute teacher with the appropriate special education credential or credentials. (b) A substitute teacher with any other special education credential or credentials. (c) A substitute teacher with a regular teaching credential. In its description credentialing authorization for substitute teaching, the Commission on Teacher Credentialing (CTC) further states, You may serve as a substitute for no more than 30 days for any one teacher during the school year, except in a special education classroom, where you may serve for no more than 20 days for any one teacher during the school year. 23. A review of affiliated NPS sites currently operated including Tobinworld II and Tobinworld III, and those being proposed for certification by the parent company known as “Tobinworld,” including A&T Preschool Academy, KT Academy, and DVT Academy, Ms. Forghani, is identified as the part time site principal and substitute teacher for Tobinworld II, the fulltime site principal for Tobinworld III, the part time site principal for A&T Preschool Academy, the part time site principal for KT Academy, and the part time site principal for DVT Academy. The assistant site principal is identified as Cheri Worchester. However, neither Ms. Forgahni nor Ms. Worchester were onsite during the investigation. Tobinworld III staff consistently identified Stephanie Brown as the “onsite administrator.” Staff were inconsistent in their responses when asked, “Is there an identify person in charge when the administrator (identified as Stephanie Brown) is not on campus?” Responses included an unidentified person by the name of “Bridget,” Sara Forgahni, Victor Coronado, or “someone from another campus” [like] Angel Cervantes.” Based on the evidence collected onsite supervision of credentialed teachers and school site administration is not consistent with EC and the CTC. 24. NPS staff consistently identified Stephanie Brown as the person responsible for supervising behavioral interventions. However, Ms. Brown is not identified as a providers of BII or BID. Evidence of her qualifications to provide behavioral intervention services was not included in the NPS staff listing or supporting documentation. Behavioral Intervention Design and Planning and Implementation 25. The NPS provided copies of the BIP, behavior support plans, and its policies and procedures for implementation of it positive behavior support program, including behavioral emergency protocols and reporting. A review of the documentation Nonpublic School Certification Investigation Report Page 17 of 21 provided revealed the NPS’ procedures do not meet the requirements of EC Section 56521.1(g) and (h). 26. As stated in finding 24, Stephanie Brown was identified as the NPS staff person overseeing behavioral interventions for Tobinworld III. However, Sara Forgahni, Stephanie Brown, and Angel Cervantes were noted signatures on the behavior incident (used as behavior emergency) reporting. Individual Service Agreements 27. ISAs provided for the 2014 certification year by the NPS did not include signatures by both the NPS and the LEA in order to execute the agreements for students attending Tobinworld III. Vocational Education and Career Development 28. The NPS provides educational services to grades kindergarten through twelfth grade. However, the NPS is not certified to provide VECD. Department of Justice Clearance Requirements for Nonpublic School Staff 29. In a letter dated October 20, 2014, an attorney representing Tobinworld stated the following: “ . . . Tobinworld performs thorough background checks and fingerprinting checks on all prospective employees and maintains extremely high standards of conduct for all employees, both before being hired and while on the job. Accordingly, Tobinworld does not employ any convicted felons within the organization at any level.” 30. A review of the NPS staff lists (NPS04a and NPS04b) provided for May 2013, through April 2014, revealed a practice of accepting DOJ clearance information from, in some cases, several years prior to the date of hire. Tuberculosis Risk Assessment and Clearance Requirements for Nonpublic School Staff 31. A review of the NPS staff lists (NPS04a and NPS04b) provided for May 2013, through April 2014, revealed a practice of accepting TB clearance information from employees that were prior to the date of hire, or in excess of the 60 days allowed under California EC. Nonpublic School Certification Investigation Report Page 18 of 21 CONCLUSION Verification of Instructional Staff and Special Education Services The NPS has a practice of relocating identified fulltime teachers of record between Tobinworld II and Tobinworld III. Between October 2014, and April 2015, four of the identified six teachers of record were relocated between Tobinworld II and Tobinworld III. This practice of relocating identified fulltime teachers of record does not equate to fulltime instructional services to publically placed students, but instead creates a rotation of what is in essence substitute teaching staff who are rotating between Tobinworld II and Tobinworld III throughout the school year. EC Section 56062, states: The employer shall use the following priorities in placing substitute teachers in special education classrooms: (a) A substitute teacher with the appropriate special education credential or credentials. (b) A substitute teacher with any other special education credential or credentials. (c) A substitute teacher with a regular teaching credential. In its description credentialing authorization for substitute teaching, the CTC further states, You may serve as a substitute for no more than 30 days for any one teacher during the school year, except in a special education classroom, where you may serve for no more than 20 days for any one teacher during the school year. Further, based on the evidence collected onsite supervision of credentialed teachers and school site administration is not consistent with EC and the CTC. Behavioral Intervention Design and Planning and Implementation and Related Services Providers of Behavioral Intervention–Design and Planning The NPS failed to meet the requirements of EC Section 56521.1(g) and (h), 56366.10(2), 5 CCR Section 3051.23, and 5 CCR Section 3051.14. The NPS’ policy and procedures for behavioral emergency reporting do not include all of the elements required by special education law. Tobinworld III is using staff with expired authorizations to provide BID. Finally, the NPS is not certified to provide VECD to students using appropriately qualified staff. Nonpublic School Certification Investigation Report Page 19 of 21 Vocational Education and Career Development The NPS must provide students with career preparation and vocational training, consistent with transition plans. The NPS did not identify any staff who are providing VECD. The NPS has not requested certification to provide VECD as is required in order to meet the service implementation requirements specified in EC Section 56366.10. The NPS is out of compliance. REQUIRED CORRECTIVE ACTIONS Allegation One 1. On or before September 16, 2015, the NPS shall provide evidence of its policy and procedures regarding the notification of changes to licensed and credentialed staff to the CDE and contracting LEAs that are in compliance with special educational law and contractual agreements. Acceptable evidence provided should include a copy of the NPS policy and procedures. 2. On or before September 16, 2015, the shall provide evidence it has reconciled all changes to licensed and credentialed staff qualifications for the 2015 certification period with respect to required timelines for notification to the CDE and contracting LEAs. Acceptable evidence shall include a copy of the NPS04a and NPS04b worksheet and supporting licenses and credentials for applicable staff. Allegation Two 3. On or before September 16, 2015, with respect to the requirements of EC Section 44237, the NPS shall provide evidence of its policy and procedures regarding DOJ criminal clearance requirements prior to the hiring NPS staff. Acceptable evidence provided should include a copy of the NPS policy and procedures. 4. On or before September 16, 2015, with regard to the requirements of EC Section 49406(a) and HSC Section 121525, the NPS shall provide evidence of its policy and procedures regarding TB clearance requirements for NPS staff. Acceptable evidence provided should include a copy of the NPS policy and procedures. 5. On or before September 16, 2015, the NPS shall provide evidence of TB clearance information for Matthew Israel. Mr. Israel shall not be present on the NPS site until the CDE has reviewed and made a determination all evidence provided by Tobinworld III accurately and appropriately satisfies certification requirements. Acceptable evidence should include a copy of TB clearance information for Mathew Israel. Nonpublic School Certification Investigation Report Page 20 of 21 Allegation Three 6. On or before September 16, 2015, the NPS shall provide evidence all administrative staff have been trained regarding the requirements of accurate reporting to the CDE with respect to the requirements of California EC Section 56366.1(a)(5). Acceptable evidence should include, (a) the date of training, (b) a staff attendance roster, by signature, and (c) a copy of the training materials used. 7. On or before September 16, 2015, the NPS shall provide evidence it has reconciled the current credentialed and non-instructional staff listings. Both listings must accurately depict the hiring and termination dates of staff, DOJ and TB clearance dates, and services (either instructional or related services) provided to students in accordance with credentialing and licensing requirements. Acceptable evidence shall include a revised NPS04a and NPS04b worksheets, with supporting license and credential information to be uploaded to CAIS. Additional evidence should include copies of DOJ and TB clearance documentation for all identified NPS staff to faxed, mailed, or e-mailed to the CDE. Allegation Four 8. There are no required corrective actions for this item. Unannounced Investigation–Discovery Items 9. On or before September 16, 2015 the NPS shall contact and work with the assigned CDE consultant for the purpose of receiving technical assistance and resolving noncompliance identified for factual findings 20–31. The NPS shall work with the assigned consultant to bring all areas of identified noncompliance related to facts 20– 31, into compliance with special education law and demonstrate it has implemented a policy and procedure for maintaining appropriately credentialed teachers in each of the existing certified classrooms, and refraining from using a substitute teacher for no more than 20 days per assigned teacher of recorded in a school year. Note: Fulltime teachers of record identified at a NPS location may not appear on the staff list for any other NPS site. 2015 NONPUBLIC SCHOOL CERTIFICATION STATUS The 2015 certification for Tobinworld III is hereby suspended. A suspended certification allows the NPS to continue serving students who were enrolled in the NPS prior to August 24, 2015. The NPS is not authorized to accept publically placed students subsequent to August 24, 2015. The CDE will complete an unannounced follow-up review within the 2015 certification cycle, which ends December 31, 2015, to ensure all corrective actions reported to the CDE have been fully implemented by the NPS. At that time, the status of the certification will be reconsidered. Nonpublic School Certification Investigation Report Page 21 of 21 Pursuant to EC Section 56366.1(i)(1) the NPS shall provide a written response to any noncompliance or deficiency found during the investigation. In addition, evidence of required corrective actions or questions regarding corrective actions shall be directed to: Karen Allen, Administrator Interagency, Nonpublic School/Agencies Unit California Department of Education 1430 N Street, Suite 2401 916-322-1645 Phone 916-327-5233 Fax Pursuant to EC Section 56366.1(i)(3), violations or noncompliance documented shall be reflected in the status of the certification of the school, at the discretion of the Superintendent, pending an approval plan of correction by the nonpublic, nonsectarian school. The CDE shall retain for a period of 10 years all violations pertaining to certification of the nonpublic, nonsectarian school or agency. ____________________ Karen Allen, Administrator Special Education Division