CALIFORNIA DEPARTMENT OF EDUCATION Nonpublic School Certification Investigation Repon Case Public Agency Corn lainant Donald Gil, Superintendent of Schools Antioch Unified School District 510 Street, Antioch, CA 94509 Special Education Local Plan Area (SELPA) Parents Brian Ingleby, Director, Ed. D. Various Contra Costa SELPA 2520 Stanwell Drive Concord, CA 94520 Nonpublic School (NPS) Students Ray Hairaptian, Administrator Various Tobinworld 1413 Street Antioch, CA 94509 NPS Onsite Principal Complaint Received Sara Forgahni, Principal October 29, 2014 2330 Country Hills Drive Antioch, CA 94509 Report Mailed August 24, 2015 INVESTIGATION PROCEDURES A telephone interview was completed with the Complainant on October 30, 2014. Subsequent communication was completed by means of e-mail. An unannounced onsite visit consistent with the requirements specified in California Education Code (EC) sections and was conducted on January 16, 2015. All documents submitted by the Complainant and the NPS were considered in the preparation of the report. LEGAL AUTHORITY FOR CERTIFICATION INVESTIGATION The Complainant alleges the NPS failed to ensure the health, safety, and welfare of students, in violation of EC Section Nonpublic School Certification Investigation Report Page 2 of 22 SUMMARY OF ALLEGATION ONE Master Contract – Notification Requirements for Licensed/Credentialed Staff Changes Specifically, the Complainant alleges the NPS failed to meet requirements set forth in EC Section 56366.4(a)(5)(A) and master contract provisions as required by California Code of Regulations, Title 5 (5 CCR) Section 3062(a) and (h), and 3051.23, when it failed to notify the California Department of Education (CDE) and contracting local educational agencies (LEA) of a change in licensed and/or credentialed staff who were providing special education instruction and related services to students attending the NPS. APPLICABLE CITATIONS EC Section 56366.4(a)(5)(A) states: (5) Failure to notify the department in writing of any of the following within 45 days of the occurrence: . . . (A) Changes in credentialed, licensed, or registered staff who render special education and related services, ownership, management, or control of the nonpublic, nonsectarian school or agency. 5 CCR Section 3051.23 states: (a) Pursuant to [EC] Section 56520, behavioral interventions shall be designed or planned only by personnel who have a: (1) Pupil Personnel Services Credential that authorizes school counseling or school psychology; or (2) Credential authorizing the holder to deliver special education instruction; or (3) License as a Marriage and Family Therapist certified by the Board of Behavioral Sciences, within the Department of Consumer Affairs; or (4) License as a Clinical Social Worker by the Board of Behavioral Sciences, within the Department of Consumer Affairs; or (5) License as an Educational Psychologist issued by a licensing agency within the Department of Consumer Affairs; or (6) License in psychology regulated by the Board of Psychology, within the Department of Consumer Affairs; or Nonpublic School Certification Investigation Report Page 3 of 22 (7) master's degree issued by a regionally accredited post-secondary institution in education, psychology, counseling, behavior analysis, behavior science, human development, social work, rehabilitation, or in a related field. 5 CCR Section 3062 (a) and (h) state: (a) A master contract shall be used by an LEA for entering into formal agreements with certified nonpublic schools or nonpublic agencies . . . (h) Nonpublic schools and agencies shall notify the [State Superintendent of Public Instruction] and LEAs in writing within 45 days of any change in credential or licensed personnel. Failure to provide properly qualified personnel to provide services as specified in the [individualized educational program] IEP shall be cause for the termination of all contracts between the LEA and the nonpublic school or nonpublic agency. FINDINGS OF FACT Master Contract – Notification Requirements for Licensed/Credentialed Staff Changes 1. In an e-mail dated September 3, 2013, Laura VanDuyn, the former Contra Costa Special Education Local Plan Area (SELPA) stated the following: Today is the first day that Judy Weber has the students we discussed previously. She has 10 students in a TobinWorld II classroom with her husband in the room as the “volunteer” behaviorist as she says she cannot afford to pay him. I have concerns and will be calling Judy Weber as she has no authorization for the Life Skills Academy program, is using the TobinWorld II site to house the kids and is using someone who may not have DOJ, TB, Licensure/Credential in CA, and is considered a “volunteer” rather than an employee. 2. In a letter dated October 20, 2014, an attorney representing Tobinworld stated the following: Our firm represents Tobinworld. It has just come to our attention that you may have received some incorrect and defamatory allegations that Tobinworld currently employs a convicted felon in its staff or administration. This claim is untrue. . . Tobinworld’s policies and practices with respect to hiring and employee retention . . . meet all statutory and industry standards. . . Dr. Israel’s role as a consultant to Tobinworld complies fully with all aspects of Tobinworld’s policies. . . 3. In an e-mail message to the CDE dated October 29, 2014, the Complainant states: Nonpublic School Certification Investigation Report Page 4 of 22 I have concerns about involvement by Dr. Mathew Israel in the Tobinworld schools . . . Recently, I discovered Dr. Mathew Israel is allegedly involved with official duties at his wife’s Tobinworld campuses. In September 2014, . . . Dr. Richard Couch [Tobinworld Principal] claims that Dr. Mathew Israel was involved with Tobinworld duties in 2011 until [R. Couch’s] departure in [the] summer of 2012. . . I am concerned about the health and safety of students at all three Tobinworld campuses . . . 4. The 2014-15 master contract language states: Contractor [NPS] shall notify the CDE and the LEA in writing as specified in the LEA procedures and CDE within forty-five (45) days when personnel changes occur with may affect the provision of special education and/or related services to LEA pupils as specified in the LEA procedures . . . Contractor shall provide an appropriately credentialed substitute teacher in the absent teacher’s classroom . . . Contractor shall provide to LEA documentation of substitute coverage on LEA substitute teacher log. 5. In an e-mail message dated May 29, 2015, the NPS identified Mathew Israel’s date of hire as March 2, 2015. The NPS stated Mr. Israel was currently supervising an attendance program staff at Tobinworld II. The NPS further identified Mr. Israel as providing Applied Behavior Analysis (ABA), program, precision teacher, and Brill School of Autism consultative and student implementation services. 6. In the 2013, 2014, and 2015 NPS application for certification, the NPS submitted staff listings using the California Accountability and Information System (CAIS) on May 15, 2013, October 15, 2014, December 22, 2013, January 19 and 21, February 17, March 19, and April 20, 2015. Mathew Israel’s name was reported to the CDE on the non-instructional staff listing (NPS04b) beginning March 19, 2015, with a hire date of March 2, 2015, but the NPS did not identify the related service he was providing to students. 7. At the time of an onsite investigation completed on January 14–15, 2015, CDE consultants interviewed a sample of NPS staff and students regarding their impression of the health, safety, and well-being of staff and students at Tobinworld II. Participants in the interviews were asked to identify providers of behavioral services, teachers, administrators, and other employees by name. NPS administrative staff identified Mathew Israel as Judy Weber’s husband, and someone who provides attendance record keeping assistance. Mr. Israel was said to visit the Tobinworld II site on various occasions with Judy Weber, but was not a fulltime employee. Other staff report to have witnessed Mr. Israel on campus, but were unaware of his position or purpose at the NPS. There was no indication any of the eight staff or six students interviewed believed there was a health, safety, or any other issue regarding the well-being of students attending Tobinworld II. Nonpublic School Certification Investigation Report Page 5 of 22 8. At the time of the onsite investigation, NPS staff were asked to submit evidence each contracting LEA was notified within the required timeline regarding changes in licensed and credentialed staff. Evidence was not available. CONCLUSION Master Contract – Notification Requirements for Licensed/Credentialed Staff Changes Based on the evidence collected, Mathew Israel has been employed by the NPS to provide both administrative and behavioral implementation design and planning (consultative) services to students at Tobinworld II from at least September 2013, forward. There is no evidence the NPS notified the CDE within the 45–days timeline. In addition, there was no evidence the NPS notified contracting LEAs within 45–days as required by special education law and contractual agreements. The NPS failed to meet the requirements of EC Section 56366.4(a)(5)(A), 5 CCR Sections 3051.23, and 3062(h). The NPS failed to notify the CDE regarding changes in staff, Mathew Israel, who is required to be licensed, credentialed, or who holds a master’s degree in the appropriate course of study, is providing related services (behavior implementation design and planning) for students attending Tobinworld II, a violation of special education law and a potential cause for the suspension or revocation of the NPS certification pursuant to EC Section 56366.4(5)(A). The NPS is out of compliance. SUMMARY OF ALLEGATION TWO The Complainant alleges the NPS failed to meet special education law certification requirements and master contract provisions when it allowed Dr. Mathew Israel to serve students prior to obtaining evidence of Department of Justice (DOJ) criminal background and tuberculosis clearance information. APPLICABLE CITATIONS EC Section 56366.4(a)(3) states: (a) The Superintendent may revoke or suspend the certification of a nonpublic, nonsectarian school or agency for any of the following reasons . . . (3) Conduct in the operation or maintenance of the nonpublic, nonsectarian school or agency that is harmful to the health, welfare, or safety of an individual with exceptional needs. Nonpublic School Certification Investigation Report Page 6 of 22 EC Section 44237(a)(2) and (d) state: (a) Every person, firm, association, partnership, or corporation offering or conducting private school instruction on the elementary or high school level shall require each applicant for employment in a position requiring contact with minor pupils to submit two sets of fingerprints prepared for submittal by the employer to the [DOJ] for the purpose of obtaining criminal record summary information from the [DOJ] and the Federal Bureau of Investigation. . . (2) As used in this section, “employment” means the act of engaging the services of a person, who will have contact with pupils, to work in a position at a private school at the elementary or high school level . . . (d) An employer shall not employ a person until the [DOJ] completes its check of the state criminal history file as set forth in this section. EC Section 49406(a) states: (a) (1) (A) Except as provided in subdivision (j), a person shall not be initially employed by a school district, or employed under contract, in a certificated or classified position unless the person has submitted to a [TB] risk assessment within the past 60 days, and, if tuberculosis [TB] risk factors are identified, has been examined to determine that he or she is free of infectious [TB] by a physician and surgeon licensed under Chapter 5 (commencing with Section 2000) of Division 2 of the Business and Professions Code, a physician assistant practicing in compliance with Chapter 7.7 (commencing with Section 3500) of Division 2 of the Business and Professions Code, or a nurse practitioner practicing in compliance with Chapter 6 (commencing with Section 2700) of Division 2 of the Business and Professions Code. If no risk factors are identified, an examination is not required. A person who is subject to the requirements of this subdivision may submit to an examination that complies with subparagraph (B) instead of submitting to a [TB] risk assessment. . . Health and Safety Code (HSC) Section 121525(a) states: (a) Except as provided in Section 121555, a person shall not be initially employed, or employed under contract, by a private or parochial elementary or secondary school, or any nursery school, unless that person produces or has on file with the school a certificate showing that within the last 60 days the person has submitted to a tuberculosis risk assessment and, if tuberculosis risk factors are identified, has been examined and has been found to be free of infectious tuberculosis. If no risk factors are identified, an examination is not required. A person who is subject to the requirements of this subdivision may submit to an Nonpublic School Certification Investigation Report Page 7 of 22 examination that complies with the requirements of Section 121530 instead of submitting to a tuberculosis risk assessment. FINDINGS OF FACT Department of Justice Clearance Requirement 9. In an e-mail message to the CDE dated October 29, 2014, the Complainant states: I am concerned that Dr. Israel may not have completed the Live Scan Background Check required for persons working or volunteering with children in our schools. I am concerned that Dr. Israel may have been able to breach the background check because his wife[,] Judy Weber owns Tobinworld. I am concerned the custodian of records [COR] for Tobinworld may not have had Dr. Israel submit to the proper process for the background check. . . 10. Evidence provided by the NPS in allegation one above concluded Mathew Israel has been providing behavioral intervention services to the students placed at the NPS since September 2013. 11. In an e-mail message dated June 1, 2015, the NPS provided a copy of Mr. Israel’s California DOJ criminal history. According to the information provided, a clearance summary was received on February 19, 2015. The DOJ clearance identified no out-of-state or federal criminal history for Mathew Israel. Tuberculosis Clearance Requirement 12. The NPS provided a signed letter from Mathew Israel dated January 23, 2015. In his letter, Mr. Israel cites HSC Section 121475, as justification for his request to be exempted from the TB clearance requirements due to his beliefs. 13. Chapter 105 of the HSC, Part 5, Chapter 2, Section 121475, applies tuberculosis testing for students. The law states, (a) A means for the eventual elimination of [TB]. (b) Persons required to be tested under this chapter may obtain testing from whatever medial source they desire . . . (c) Exemptions from [TB] tests because of personal beliefs. 14. During an unannounced onsite investigation, NPS staff confirmed Mathew Israel is on campus at time when his wife, Judy Weber, visits the site. According to staff, Mr. Israel provides assistance with attendance administration. Nonpublic School Certification Investigation Report Page 8 of 22 15. Evidence provided by the NPS in allegation one of this report concluded Mathew Israel has been providing behavioral intervention services to the students placed at the NPS since September 2013. CONCLUSION Department of Justice Clearance Requirement Based on the evidence collected, the NPS failed to meet the requirements of EC Section 44237(a)(2) and (d) when it allowed Mathew Israel to have contact with students prior to obtaining DOJ criminal clearance information. Tuberculosis Clearance Requirement Further, the NPS failed to meet the requirements of EC Section 49406(a) and HSC Section 121525(a), which requires all persons to submit to a [TB] risk assessment within 60 days of employment. The NPS misapplied HSC when it cited HSC Section 121475, as justification for not obtaining a tuberculosis risk assessment and potential subsequent testing for Mathew Israel which may be deemed appropriate by medical officials. The NPS facilitated an operational condition that was potentially harmful to the health, welfare, or safety of students attending Tobinworld II, a violation of special education law and a potential cause for the suspension or revocation of the NPS certification pursuant to EC Section 56366.4(a)(3). The NPS is out of compliance. SUMMARY OF ALLEGATION THREE The Complainant alleges the NPS failed to meet special education certification requirements when it misrepresented an element of the NPS certification application and failed to provide accurate information regarding all staff employed by Tobinworld II, specifically as it relates to the hiring of Mathew Israel. APPLICABLE CITATIONS EC Section 56366.1(a)(3) states: (a) A nonpublic, nonsectarian school or agency that seeks certification shall file an application with the Superintendent on forms provided by the department, and shall include all of the following information on the application: . . . Nonpublic School Certification Investigation Report Page 9 of 22 (3) A list of appropriately qualified staff, a description of the credential, license, or registration that qualifies each staff member rendering special education or designated instruction and services to do so, and copies of their credentials, licenses, or certificates of registration with the appropriate state or national organization that has established standards for the service rendered. EC Section 56366.4(a)(2) states: (a) The Superintendent may revoke or suspend the certification of a nonpublic, nonsectarian school or agency for any of the following reasons ... (2) Falsification or intentional misrepresentation of an element of the application, pupil records, or program presented for certification purposes. FINDINGS OF FACT 16. As established in findings of fact 6, the NPS submitted eight staff lists between May 13, 2013, and April 20, 2015. Cristina Vincenio, is the identified custodian of records (COR) and NPS representative who signed the following assurance for all but the May 13, 2013 staff list: As the Department of Justice (DOJ) recognized custodian of records (COR), I assure all personnel (paid, volunteer, and/or subcontractors) have applied for and received DOJ clearances through the NPS. As the COR, I am authorized by DOJ to receive subsequent arrest notifications. All personnel's criminal offender record information (CORI) summaries are maintained onsite throughout their employment with the NPS in accordance with Education Code (EC) Section 44237. Ray Hairapatian is the identified COR and NPS representative who signed the May 15, 2013, assurance. Mathew Israel was not identified on NPS staff lists until March 19, 2015, as established in finding of fact 6. 17. Evidence provided under allegation one of this report (finding of facts 1–3 and 5–6), documents Mathew Israel has been providing behavioral intervention design and planning (BID) and behavior intervention implementation (BII) services on behalf of Tobinworld II since September 2013. 18. The NPS 2015 application for certification, form NPS02, states, BID is completed by classroom teachers who hold special education credentials. CONCLUSION Nonpublic School Certification Investigation Report Page 10 of 22 Based on the evidence collected, the NPS failed to meet the requirements of EC Section 56366.1(a)(3). Both Mr. Hairapatian and Ms. Vincenio falsely assured the provisions required by EC Section 56366.1(a)(5) were being met beginning as early as September 2013 through February 2015, the evidence establishes Mathew Israel has been providing BID and BII services to publically placed students. Further, evidence provided by NPS is contradictive regarding the employment status and services provided by Mathew Israel since September 2013. The NPS misrepresented an element of the application and its program presented to the CDE for certification purposes, a violation of special education law and a potential cause for the suspension or revocation of the NPS certification pursuant to EC Section 56366.4(a)(2). The NPS is out of compliance. SUMMARY OF ALLEGATION FOUR The Complainant alleges the NPS failed to provide appropriate services, using appropriately qualified staff, to students in accordance with special education law and IEP requirements when it allowed to Mr. Mathew Israel to provide BID and BII services to publically placed students. APPLICABLE CITATIONS EC Section 56366.4(a)(7) states: (a) The Superintendent may revoke or suspend the certification of a nonpublic, nonsectarian school or agency for any of the following reasons: ... (7) Failure to provide appropriate services, supplies, equipment, or facilities for a pupil as required in his or her individualized education program. 5 CCR Section 3051(a)(4) states, “To be eligible for certification to provide related services to individuals with exceptional needs, nonpublic schools and nonpublic agencies shall meet the requirements of this section.” 5 CCR Section 3051.23 states: (a) Pursuant to Education Code Section 56520, behavioral interventions shall be designed or planned only by personnel who have a: Nonpublic School Certification Investigation Report Page 11 of 22 (1) Pupil Personnel Services Credential that authorizes school counseling or school psychology; or (2) Credential authorizing the holder to deliver special education instruction; or (3) license as a Marriage and Family Therapist certified by the Board of Behavioral Sciences, within the Department of Consumer Affairs; or (4) License as a Clinical Social Worker by the Board of Behavioral Sciences, within the Department of Consumer Affairs; or (5) License as an Educational Psychologist issued by a licensing agency within the Department of Consumer Affairs; or (6) License in psychology regulated by the Board of Psychology, within the Department of Consumer Affairs; or (7) master's degree issued by a regionally accredited post-secondary institution in education, psychology, counseling, behavior analysis, behavior science, human development, social work, rehabilitation, or in a related field. (b) To provide behavioral intervention, including implementation of behavior intervention plans, but not including development or modification of behavior intervention plans, an LEA shall deliver those services using personnel who: (1) possess the qualifications under subdivision (a); or (2)(A) are under the supervision of personnel qualified under subdivision (a); and (B) possess a high school diploma or its equivalent; and (C) receive the specific level of supervision required in the pupil's IEP. FINDINGS OF FACT 19. In an e-mail message dated October 29, 2014, the Complainant states, “ I am concerned that Dr. Israel’s license to practice psychology in California expired in 1987, and he was allegedly writing behavior support plans that had to be followed by other psychologists, behaviorists, teachers and teacher’s aids.” 20. The NPS did not provide evidence of Mathew Israel’s qualifications to provide BID related services (ABA and Brill School of Autism) or behavioral intervention Nonpublic School Certification Investigation Report Page 12 of 22 implementation [BII]. However, in an effort to corroborate Mathew Israel’s authority to provide BID and BII, on August 6, 2015, the CDE collected information from the California Department of Consumer Affairs online database of licensed providers in the State of California. According to the information provided, Mathew Israel was originally licensed as a psychologist in July 1978, however, his license expired in May 1987. The California Department of Consumer Affairs currently reports Mathew Israel’s license as “canceled.” Additionally, there was no evidence Mathew Israel is licensed by the State of California as a marriage and family therapist, or as a clinical social worker. The CDE attempted to collect information regarding Mathew Israel’s authorization to provide behavioral intervention services from the Commission on Teacher Credentialing. There was no evidence Mathew Israel is credentialed in the State of California. The NPS did not provide any information Mathew Israel holds a master's degree issued by a regionally accredited post-secondary institution in education, psychology, counseling, behavior analysis, behavior science, human development, social work, rehabilitation, or in a related field which would authorize him to provide BID related services. CONCLUSION Based on the evidence provided, the NPS failed to meet the requirements of 5 CCR Section 3051(a)(4) and 5 CCR Section 3051.23. Mathew Israel is identified as providing BID and BII services to students on behalf of Tobinworld II and is not qualified to do so. The NPS failed to provide appropriate services, using appropriately qualified staff establishing a potential cause for the suspension or revocation of the NPS certification pursuant to EC Section 56366.4(a)(2). The NPS is out of compliance. UNANNOUNCED INVESTIGATION–DISCOVERY ITEMS To address the alleged danger to the health, safety, or welfare of a students placed at the NPS, the CDE completed an unannounced, onsite investigation of Tobinworld II, on January 14-15, 2015. Information included in this section was discovered during the course of the investigation. APPLICABLE CITATIONS EC Section 56366.1(i)(1) and (3) state: Nonpublic School Certification Investigation Report Page 13 of 22 (i) (1) The Superintendent shall conduct an investigation of a nonpublic, nonsectarian school or agency onsite at any time without prior notice if there is substantial reason to believe that there is an immediate danger to the health, safety, or welfare of a child. . . (3) Violations or noncompliance documented pursuant to paragraph (1) or (2) shall be reflected in the status of the certification of the nonpublic, nonsectarian school or agency, at the discretion of the Superintendent, pending an approved plan of correction by the nonpublic, nonsectarian school or agency. . . EC Section 56366.4(a)(1), (4), and (5)(A) state: (a) The Superintendent may revoke or suspend the certification of a nonpublic, nonsectarian school or agency for any of the following reasons: (1) Violation of an applicable state or federal rule or regulation, or aiding, abetting, or permitting the violation of an applicable state or federal rule or regulation. . . (4) Failure to comply with a provision in the contract with the local educational entity. (5) Failure to notify the department in writing of any of the following within 45 days of the occurrence: (A) Changes in credentialed, licensed, or registered staff who render special education and related services, ownership, management, or control of the nonpublic, nonsectarian school or agency. EC Section 56521.1(g) and (h) state: (g) If a behavioral emergency report [BER] is written regarding an individual with exceptional needs who does not have a behavioral intervention plan [BIP], the designated responsible administrator shall, within two days, schedule IEP team meeting to review the emergency report, to determine the necessity for a functional behavioral assessment [FBA], and to determine the necessity for an interim plan. The IEP team shall document the reasons for not conducting the [FBA], not developing an interim plan, or both. (h) If a [BER] is written regarding an individual with exceptional needs who has a positive behavioral intervention plan, an incident involving a previously unseen serious behavior problem, or where a previously designed intervention is ineffective, shall be referred to the IEP team to Nonpublic School Certification Investigation Report Page 14 of 22 review and determine if the incident constitutes a need to modify the positive behavioral intervention plan. EC 56366.10(a)(2) and (5) state: In addition to the certification requirements set forth in Sections 56366 and 56366.1, a nonpublic, nonsectarian school that provides special education and related services to an individual with exceptional needs shall certify in writing to the Superintendent that it meets all of the following requirements: . . . (2) College preparation courses. (5) Supplemental assistance, including individual academic tutoring, psychological counseling, and career and college counseling. 5 CCR 3051.14 states: (b) Specially designed vocational education and career development [VECD] shall be provided only by personnel who possess: (1) an adult education credential with a career development authorization; or (2) a credential that authorizes instruction in special education or vocational education; or (3) a Pupil Personnel Services Credential that authorizes school counseling. 5 CCR 3064(a)(1) and (b) state: (a) In each classroom for which the nonpublic school is seeking certification, the nonpublic school shall deliver instruction utilizing personnel who possess a credential authorizing the holder to deliver special education instruction according to the age range and disabling conditions of individuals with exceptional needs enrolled in the nonpublic school. (1) During situations when instructional personnel leave the employ of the nonpublic school with little or no notice, the nonpublic school may employ a person who holds a Provisional Internship Permit or a Short Term Staff Permit. Nonpublic School Certification Investigation Report Page 15 of 22 (b) Instruction shall be directed and delivered pursuant to the IEP, the master contract and the individual service agreement. FINDINGS OF FACT Verification of Instructional Staff and Special Education Services 21. At the time of the onsite visit, the NPS was authorized to operate 10 classrooms according to the current CDE certification. Upon a visual inspection of each classroom, 8 out of 10 classrooms included appropriately credentialed teachers. According to onsite staff, Matthew Reudy, the assigned teacher for classroom 10 was said to be training on “Nova Chat.” Lyra Bosch, teacher assigned for classroom 11, was absent and there was no appropriately credentialed teacher providing instruction in the classroom. Both classrooms were being supervised by BII providers. Staff stated the NPS was having difficulty hiring and maintaining appropriately credentialed staff at all times for each of the 10 classrooms during times when the assigned teachers of record are absent. 22. On February 17, 2015, the NPS identified Sara Forghani to the credential staff listing as providing part time credentialed substitute teaching for Tobinworld II. Ms. Forghani is also identified on the non-instructional staff listing as a part time principal for Tobinworld II. 23. A review of affiliated NPS sites currently operated, Tobinworld II and Tobinworld III, and those being proposed for certification by the parent company known as “Tobinworld,” including A&T Preschool Academy, KT Academy, and DVT Academy, Ms. Forghani, is identified as the part time site principal and substitute teacher for Tobinworld II, the fulltime site principal for Tobinworld III, the part time site principal for A&T Preschool Academy, the part time site principal for KT Academy, and the part time site principal for DVT Academy. 24. On January 21, 2015, Tobinworld II was issued a “conditional” certification authorizes the NPS to serve students with the following primary disabling conditions: Autism (AUT), emotional disturbance (ED), intellectual disabilities–mild to moderate and moderate to severe (IDMM and IDMS), multiple disabilities (MD), other health impairments (OHI), and specific learning disabilities (SLD). The NPS is not certified to serve students with primary disabling conditions including: Deaf/Blindness (DB), Hearing Impaired (HI), orthopedic impairment (OI), speech/language impairment (SLI), or traumatic brain injury (TBI). 25. Tobinworld II provided a student listing by classroom for each of the 10 classrooms in operation. The student listing identified, among other items, the full-time teacher of record for each student served and their primary disabling conditions. The NPS is providing instructional services to students identified with the following primary disabling conditions: Nonpublic School Certification Investigation Report Page 16 of 22 Teacher AUT ED IDMM Oksana Pappas X X Lisa Peterson X IDMS MD OHI SLD X X X X X X X Matthew Reudy X X X X Teresa Turner X X X X Graham Bourke X X X X X Regine Aleksunas X X X X X Erzebt Csukas X X X X X Carlanda Williams X X X X X Rodolfo Carbajal X X X X X Lyra Bosch X X X X X SLI 26. The students with the following disabilities are provided with core academic instructional services by Tobinworld II staff: Teacher AUT Oksana Pappas Lisa Peterson X ED IDMM IDMS MD OHI SLD X ?* ?* X X ?* ?* X X X** Matthew Reudy X X X Teresa Turner X X X Graham Bourke X X Regine Aleksunas X X Erzebt Csukas SLI X** X ?* ?* X Carlanda Williams X X ?* ?* Rodolfo Carbajal X X ?* ?* Lyra Bosch X X ?* ?* X** X X X X** X X** X X * The NPS did not distinguish students who were identified with IDMM (mild to moderate) and IDMS (moderate to severe disabilities. As such, teacher credentialing qualifications could not be determined. ** Identified teacher of record is not authorized to provide academic instructional services to students identified with this primary disabling condition. Nonpublic School Certification Investigation Report Page 17 of 22 27. In 2008, 2009, and 2011, the NPS was found to be out of compliance with special education law regarding maintaining appropriately credentialed teachers in each of its classrooms. Behavioral Intervention Design and Planning and Implementation 28. The NPS provided copies of the BIP, behavior support plans, and its policies and procedures for implementation of it positive behavior support program, including behavioral emergency protocols and reporting. A review of the documentation provided revealed the NPS’ procedures do not meet the requirements of EC Section 56521.1(g) and (h). Classroom Size 29. The 2014–15, master contract information was collected and reviewed for each contracting LEA. The contract between the NPS and River Delta Unified School District specifies no more than 12 students per classroom. The contract temporarily allows up to 14–15, students with prior written approval by an LEA representative. According to student classroom assignments provided by the NPS, 4 of the 10 classroom had greater than the 12 students. Individual Service Agreements 30. ISAs provided for the 2014 by the NPS did not include signatures by both the NPS and the LEA in order to execute the agreements for students attending Tobinworld II. Verification of Related Service Providers 31. The NPS 2015 application for certification, form NPS04b, identifies the following staff as providing BID: CDE NOTIFICATION NPS STAFF POSITION TITLE QUALIFICATION October 15, 2014 Cheri Worcester Assistant Principal Board Certified Behavior Analyst (BCBA) – Expired in August 2014 December 22, 2014 Cheri Worcester Assistant Principal BCBA – expired January 19, 2015 Cheri Worcester Assistant Principal BCBA – expired January 21, 2015 Cheri Worcester Assistant Principal BCBA – expired February 17, 2015 Erin Peterson Behavior Specialist Licensed Marriage and Family Therapist (LMFT) February 17, 2015 Cheri Worcester Assistant Principal BCBA – expired Nonpublic School Certification Investigation Report Page 18 of 22 March 19, 2015 Erin Peterson Behavior Specialist LMFT April 20, 2015 Lynn Galliano Behavior Specialist Marriage and Family Therapist Intern April 20, 2015 Erin Peterson Behavior Specialist BCBA – expired April 20, 2015 Cheri Worcester Assistant Principal BCBA – expired Mathew Israel is not identified as providing special education BID related services. Cheri Worcester’s BCBA authorization for BID services is expired. Ms. Worcester is not authorized to provide BID services to students. Vocational Education and Career Development 32. The NPS provides educational services to grades kindergarten through twelfth grade. However, the NPS is not certified to provide VECD. Department of Justice Clearance Requirements for Nonpublic School Staff 33. In a letter dated October 20, 2014, an attorney representing Tobinworld stated the following: “ . . . Tobinworld performs thorough background checks and fingerprinting checks on all prospective employees and maintains extremely high standards of conduct for all employees, both before being hired and while on the job. Accordingly, Tobinworld does not employ any convicted felons within the organization at any level.” 34. A review of the NPS staff lists (NPS04a and NPS04b) provided for May 2013, through April 2014, revealed a practice of accepting DOJ clearance information from, in some cases, several years prior to the date of hire. Tuberculosis Risk Assessment and Clearance Requirements for Nonpublic School Staff 35. A review of the NPS staff lists (NPS04a and NPS04b) provided for May 2013, through April 2014, revealed a practice of accepting TB clearance information from employees that were prior to the date of hire, or in excess of the 60 days allowed under California EC. CONCLUSION Verification of Instructional Staff and Special Education Services The NPS has failed to meet the requirements of EC Section 56366.4(a)(1), (4), and (5)(A), and 5 CCR 3064(a)(1) and (b). The NPS is not maintaining appropriately credentialed teachers in each of the 10 classrooms identified on the 2015 certification. Nonpublic School Certification Investigation Report Page 19 of 22 In addition, Oksana Pappas, Matthew Reudy, Regine Aleksunas, and Carbajal Rodolfo are providing core academic instructional to students with primary disabling conditions not authorized under their credentials. The NPS did not accurately specify the primary disabling conditions of student identified with an intellectual disability, either “IDMM” or “IDMS.” Finally, the NPS did not provide evidence of executed ISAs for all students. Behavioral Intervention Design and Planning and Implementation and Related Services Providers of Behavioral Intervention–Design and Planning The NPS failed to meet the requirements of EC Section 56521.1(g) and (h), 56366.10(2), 5 CCR 3051.23, and 5 CCR 3051.14. The NPS’ policy and procedures for behavioral emergency reporting do not include all of the elements required by special education law. Tobinworld II is using staff with expired authorizations to provide BID. Finally, the NPS is not certified to provide VECD to students using appropriately qualified staff. Classroom Size In 4 of the 10 classrooms, the NPS is serving a greater number of students (14) than is allowed in at least one of its master contracts, River Delta Unified School District, which requires no more than 12 students, and temporarily up to 14, with prior written approval from the district. Vocational Education and Career Development The NPS must provide students with career preparation and vocational training, consistent with transition plans. The NPS did not identify any staff who are providing VECD. The NPS has not requested certification to provide VECD as is required in order to meet the service implementation requirements specified in EC 56366.10. The NPS is out of compliance. REQUIRED CORRECTIVE ACTIONS Allegation One 1. On or before September 16, 2015, the NPS shall provide evidence of its policy and procedures regarding the notification of changes to licensed and credentialed staff and substitute teaching staff to the CDE and contracting LEAs that are in compliance with special educational law and contractual agreements. Acceptable evidence provided should include a copy of the NPS policy and procedures. 2. On or before September 16, 2015, the NPS shall provide evidence it has reconciled all changes to licensed and credentialed staff qualifications for the 2015 certification Nonpublic School Certification Investigation Report Page 20 of 22 period with respect to required timelines for notification to the CDE and contracting LEAs. Acceptable evidence shall include a copy of the NPS04a and NPS04b worksheet and supporting licenses and credentials for applicable staff. Allegation Two 3. On or before September 16, 2015, with respect to the requirements of EC Section 44237, the NPS shall provide evidence of its policy and procedures regarding DOJ criminal clearance requirements prior to the hiring NPS staff. Acceptable evidence provided should include a copy of the NPS policy and procedures. 4. On or before September 16, 2015, with regard to the requirements of EC Section 49406(a) and HSC Section 121525, the NPS shall provide evidence of its policy and procedures regarding TB clearance requirements for NPS staff. Acceptable evidence provided should include a copy of the NPS policy and procedures. 5. On or before September 16, 2015, the NPS shall provide evidence of TB clearance information for Matthew Israel. Mr. Israel shall not be present on the NPS site until the CDE has reviewed and made a determination all evidence provided by Tobinworld II accurately and appropriately satisfies certification requirements. Acceptable evidence should include a copy of TB clearance information for Mathew Israel. Allegation Three 6. On or before September 16, 2015, the NPS shall provide evidence all administrative staff have been trained regarding the requirements of accurate reporting to the CDE with respect to the requirements of California EC Section 56366.1(a)(5). Acceptable evidence should include, (a) the date of training, (b) a staff attendance roster, by signature, and (c) a copy of the training materials used. 7. On or before September 17, 2015, the NPS shall provide evidence it has reconciled the current credentialed and non-instructional staff listings. Both listings must accurately depict the hiring and termination dates of staff, DOJ and TB clearance dates, and services (either instructional or related services) provided to students in accordance with credentialing and licensing requirements. Acceptable evidence shall include a revised NPS04a and NPS04b worksheets, with supporting license and credential information to be uploaded to CAIS. Additional evidence should include copies of DOJ and TB clearance documentation for all identified NPS staff to faxed, mailed, or e-mailed to the CDE. Allegation Four 8. On or before September 16, 2015, the NPS shall provide evidence that all behavior interventions and/or support plans, goals, or services designed and planned by Nonpublic School Certification Investigation Report Page 21 of 22 Mathew Israel for the 2014–15 school to date for each student receiving such services have been submitted to each student’s LEA for review and approval through the IEP team process. Acceptable evidence should include, (a) a list of student name, placement dates, and placing LEAs, (b) a copy of all associated IEPs including a discussion by the IEP team regarding the appropriateness of such services and the need or lack of need for compensatory services regarding the provision of BID and BII services for each student. The IEP date must be subsequent to the date of this report. Unannounced Investigation–Discovery Items 9. Beginning September 1, 2015, through December 31, 2015, or until the time of a CDE unannounced follow-up review, the NPS shall submit evidence appropriately credentialed teachers are providing instructional services to students in each of the currently certified 10 classrooms. Acceptable evidence should include a copy of monthly teacher classroom assignments, monthly classroom listings by student name and primary disabling conditions, and monthly teacher attendance records. Evidence of completion shall be provided to the CDE on the first day of each month through December 31, 2015. 10. On or before September 16, 2015 the NPS shall contact and work with the assigned CDE consultant for the purpose of receiving technical assistance and resolving noncompliance identified in factual findings 22–35. The NPS shall work with the assigned consultant to bring all areas of identified noncompliance related to facts 22– 35, into compliance with special education law and demonstrate it has implemented a policy and procedure for maintaining appropriately credentialed teachers in each of the existing certified classrooms. Note: Fulltime teachers of record identified at a NPS location may not appear on the staff list for any other NPS site. 2015 NPS CERTIFICATION STATUS The 2015 certification for Tobinworld II is hereby suspended. A suspended certification allows the NPS to continue serving students who were enrolled in the NPS prior to August 24, 2015. The NPS is not authorized to accept publically placed students subsequent to August 24, 2015. The CDE will complete an unannounced follow-up review within the 2015 certification cycle, which ends December 31, 2015, to ensure all corrective actions reported to the CDE have been fully implemented by the NPS. At that time, the status of the certification will be reconsidered. Pursuant to EC Section 56366.1(i)(1) the NPS shall provide a written response to any noncompliance or deficiency found during the investigation. In addition, evidence of required corrective actions or questions regarding corrective actions shall be directed to: Karen Allen, Administrator Nonpublic School Certification Investigation Report Page 22 of 22 Interagency, Nonpublic School/Agencies Unit California Department of Education 1430 N Street, Suite 2401 916-322-1645 Phone 916-327-5233 Fax Pursuant to EC Section 56366.1(i)(3), violations or noncompliance documented shall be reflected in the status of the certification of the school, at the discretion of the Superintendent, pending an approval plan of correction by the nonpublic, nonsectarian school. The CDE shall retain for a period of 10 years all violations pertaining to certification of the nonpublic, nonsectarian school or agency. ____________________ Karen Allen, Administrator Special Education Division