if

·,.

EXTENSION
GRANTED

Return of Private Foundation

G Check all that apply

H

LJ

Initial return

Amended return
Name of foundation
Use the IRS
label.
Otherwise,
print
or type.
See Specific
Instructions

n

Address chanoe

Room/suite

Name change
A Employer1dent1flcatlon
number

B

Telephone number (see page 10 or the 1nstructJOns)

C

If exemption application 1s
pending, check here
• • • • • •

(316)

P.O.
BOX 2256
City or town, state, and ZIP code

D

KS 67201-2256

[JU Section

H Check type of organization

n

I

I I Other

7 , 3 4 9, OOO .

16) .... $

•::r.•·••

O

E

LJ Cash lJ9 Accrual

Other (specify) _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ __ _ F

(Part I, column (d) must be on cash basis)

of Revenue and Expenses (The
total of amounts m columns (b). (c). and (d)
may not necessanly equal the amounts m
column (a) (see page 11 of the mstruct,ons))

Analysis

1

taxable private foundation

J Accounting method

(a) Revenue and
expenses per
books

828-5552

1 Foreign orgamzatlons, check here
2 Foreign organizations meeting the
85% test, check here and attach
computation
• • • • • • • •

501(c).@Lexempt private foundation

Section 4947(a)(1) nonexempt chantable trust

Fair market value of all assets at end
of year (from Part II, col (c), /me

, 20
Final return

48-0935563

CLAUDE R. LAMBE CHARITABLE
FOUNDATION
Number and street (or P O boxnumber~mallis notdeliveredto streetaddress)

WICHITA,

~@09
LJ

Initial return of a former public charity

n

No 1545-0052

OMB

or Section 4947(a)(1) Nonexempt Charitable Trust
Treated as a Private Foundation
Oeparbnent of the Treasury
Internal Revenue Service
Note: The foundation ma be able to use a co of this return to satis state re ortin re uirements
, 2009, and ending
For calendar vear 2009, or tax year beginning

If pnvate foundation status was terminated
under secbon S07(b)(1)(A). check here •

If the foundation IS In a 60-month term1natJon

under secbon 507(b)(1)(8) check here •

(b) Net investment
income

....

....

o
n

(d) Disbursements
for chantable
purposes
(cash basis onlvl

(c) AdJustednet
income

ConblbutJon~,
grants etc , received (attach schedule)
•
Ch k .... ~ d the foundation1s not requiredto

2

ec
attachSch B ••••••••••
1---------+---------+---------+--------81,536.
Intereston savingsandtemporarycashinvestments
32,478.
D1v1dends
and interest from securities

3
4

81,536.
32,478.

5 a Gross rents • • • • . • • • • . . • • . • .

>---------->----------+----------+---------19,155.

b Netrentalincomeor (loss) --------

(U)

6 a Netgainor (loss)fromsaleof assetsnoton line 10

a,

S?
z ~
z

m

a,

a:

0
:z

·j

Netshort ermca~l~EIVED"
.•
Income n od1fi.alld~ · · · · · · · · · · · • >----------+----------+----------+--------1O a Grosssale lesi returns
andallowa ces · · · · · >-------....,'-""""""-+----------+----------+----------+---------b Less Cos1
>dsM@V. l-1-Q_,7,,,..n.,...I
1n..,.,__,!~d,....l
______
--+-------+--------+------8
9

I (.)I

I

oi!

C>

<

c Gross pr<fit on (loss) (attach s~hed~I~) •

~

F'.:I
C>
~

j~

12
13

Compensation
of officers,directors,trustees,etc

14

Other employee salaries and wages

:C
15
1/)
5; 16 a
~
b
w
c
~
;; 17
~1/) 18
"i: 19

!< 20

'H-

! 1---------+---------+---------+---------

u:r-~ _.-:'
II
, ...

Other 1n«jme aT)~'t·'j~~
Total.AdiiJtDec

11

~

-

b Grosssalespncefor all
1 2 O6 O7 2 .
'
'
>----------+----------+----------+--------assetson line6a
7 Capttal gain net income (from Part IV, hne 2)

l---------+--------+-------------94,859.

·

Pension plans, employee benefits . • . •
Legal fees (attach schedule) • • . . . . •
Accounting fees (attach schedule) ':T~~ .1.
Other professional fees (attach schedule) .

*.

Taxes(attachschedule)(see page 14 of the instructions{ *,________
Depreaation (attach schedule) and depletion

i

Total operating and administrative expenses .
_____
Add Imes 13 through 23
•.•.•...••

24

QI

Q.

O 25
26
27

3,525.

15,982.

15,982.

0.

16,150.

9_4_5-+----------+----------+---------

Occupancy ••••••••••.
Travel, conferences, and meetings ••••

..

22,320.

Interest .................•

21
i 22
g123

"'O

114,014.

Pnnbng and publications

. • . . . . . .

Other expenses (attach schedule) lfJ;C.H.

1

1,778.
4_1_,_0_2_5_.+____

1,339
1_9_,_5_0_7--t.
________

0_._____

2,819,461.
1---------+---------+---------+-----'------"-.....••
2,860,486.
19,507.
AddImes24 and25

Total e•-nses

and disbursements

1_7"-,
_4_8_9
2,713,796.

Contnbutions, gifts, grants paid

0.

2,731,285.

Subtract hne 26 from hne 12
a Excess of revenue over expenses and disbursements • • 1-----2~,_7_6_5~,_6_2_7_.+---------+---------+--------94,507.
b Net investment income (1fnegative, enter -0-)

c Adiusted net income (1fneoat1ve,enter -0-) ..
For Privacy Act and Paperwork Reduction Act Notice, see page 30 of the instructions.
9 14102000
29145H
K932
11/12/2010
4: 28: 45 PM
V 09-8. 5
E

-0-

* ATCH

2 JSA
85651

* * ATCH 3

Form990-PF (2009)

7

 48-0935563

Form 990-PF (2009)

1111111
Bala~ce Sheets
1

Attachedschedulesand amountsin the
descnpt1on
columnshould be for end-of-year
amountsonly (See instructions)

..

Cash - non-1nterest-beanng •

2

Savings and temporary cash investments

3

Accounts receivable ~

(a) Book Value

5
6

(c) Fair Market Value

(b) Book Value

4,509,294

4,509,294.

168.
0.

Less allowance for doubtful accounts

4

End of year

7,337,267.

-----------------------~
------------Pledges receivable ~
-----------------------Less allowance for doubtful accounts ~
------------Grants receivable
..
.. ..

Page2

Beginning of year

168

168.

Receivables due from officers, directors, trustees, and other
disqualified persons (attachschedule)(see page 16 of the instructions)

7

(I)

Ill
Ill

c:(

~

Less allowance for doubtful accounts

Ill

Other notes and loans receivable (attach schedule)

~

- - - - -

-------------

lnventones for sale or use
8
..
9
Prepaid expenses and deferred charges • •
10 a Investments- U S and state governmentobligations(attachschedule)

..

9,378.

9 021.
I

9,378

b Investments - corporate stock (attach schedule)
c Investments - corporate bonds (attach schedule) • •
11
Investments- land, buildings,
~
and equipment basis
Less accumulateddeprec1at1on~
(attachschedule)
Investments - mortgage loans
12

-----------------------------------.. ..

13
14

15

Ill

(I)

z-rrc;:I:I
~

Investments - other (attach schedule)
Land, bu1ld1ngs,
and
~
equipment basis
Less accumulateddeprec1at1on
~
(attachschedule)
---------Other assets (describe

..
..

2,623,804.

2,663,574.

2,830,160

9,970,092.
28,146.

7,182,414.
6,095.

7,349,000

28,146.

6,095.

-----------------_ - -- ___ ---

~ --------------------)

16

Total assets (to be completed by all filers - see the
instructions Also, see page 1, item I)

17
18

Accounts payable and accrued expenses

19

Deferred revenue

Grants payable

~ 20

.. ..
..

..

Loansfrom officers,directors,trustees,and other disqualifiedpersons

:g21

Mortgages and other notes payable (attach schedule)

::i 22
23

..

Other hab1ht1es(descnbe

~

..

___________________
)
..

Total liabilities (add Imes 17 through 22)

~w

Foundations
that follow SFAS 117, check here
and complete lines 24 through 26 and lines 30 and 31.

:lu 24
l;

Unrestricted •
Permanently restncted

'ti

Foundations
that do not follow SFAS 117,
check here and complete lines 27 through 31.

..

Capital stock, trust prinapal, or current funds

29
~ 30

Retainedearnings,accumulatedincome,endowment,or otherfunds

z

instructions)
Total liabilities and net assets/fund balances

9,970,092.

7,182,414.

Paid-inor caprtalsurplus,or land, bldg , and equipmentfund

(I)

::l

Total net assets or fund balances (see page 17 of the

(I)

.. .. ..

..

31

of the instructions)

••F.T-•11•

..

(see page 17

.. ..

Analysis of ChanQes in Net Assets or Fund Balances
at begmnmg of year - Part II, column (a), hne 30 (must agree with

1 Total net assets or fund balances
end-of-year

figure reported on pnor year's return)

2

not included m hne 2 (1tem1ze)

5 Decreases not included m hne 2 (1tem1ze)
6 Total net assets or fund balances

~ ------------------------------------

..

. . ..

Add Imes 1, 2, and 3

1

..

Enter amount from Part I, hne 27a

3 Other increases
4

7,176,319.

~o

0 27
J!! 28

2

9,941,946.

.. -

iii 26
m

c:
::::,
u..

7,176,319.

..

Temporanly restricted

25

9,941,946.

..

3

.. .. .. .. ..

~

at end of vear (hne 4 minus hne 5l - Part II, column (bl, hne 30

9,941,946
-2,765,627

4

..

7,176,319

5
6

7,176,319
Form 990-PF

JSA
9E14201 000

29145H

K932

11/12/2010

4: 28: 45 PM

V 09-8.5

85651

(2009)

 .'

..
Form99Q>.PF
(2009)'

48-0935563

Page3

Capital Gains and Losses for Tax on Investment Income

·~lil·U-

(D)How
acquired
P-Purchase
D-DonatJon

(a) List and describe the kmd(s) of property sold (e g , real estate,

2-story brick warehouse, or common stock, 200 shs MLC Co )
1a

SEE

PART

IV

(c) Date
acquired
(mo, day, yr)

{id) Date sold
mo, day, yr)

SCHEDULE

b

c
d

e
(g) Cost or other basis

(f) Depreciation allowed

(e) Gross sales price

(h) Gain or (loss)
(e) plus (f) minus (g)

plus expense of sale

(or allowable)

a

b

c
d

e
Complete only for assets showmq qam m column (h) and owned by the foundation on 12/31/69
(J) AdJustedbasis
as of 12/31169

(1)FM V as of 12/31/69

(I) Gains (Col (h) gain minus
col (k), but not less than -0-) or
Losses (from col (h))

(k) Excess of col (1)
over col (J), 1fany

a

b

c
d
e

{

.....

2 Capital gam net income or (net capital loss)

If gam, also enter m Part I, hne 7

}
}

If (loss), enter -0- m Part I, hne 7

3 Net short-term capital gam or (loss) as defined 1n sections 1222(5) and (6)
If gam, also enter m Part I, hne 8, column (c) (see pages 13 and 17 of the instructions)

·~-

....

If (loss), enter -0- m Part I, hne 8 ........................•••••

2

-19,155.

3

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations sub1ect to the section 4940(a) tax on net investment income )
If section 4940(d)(2) apphes, leave this part blank

O

Was the foundation hable for the section 4942 tax on the distributable amount of any year m the base period?
If ''Yes," the foundation does not quahfy under section 4940(e) Do not complete this part

Yes[]]

No

1 Enter the appropriate amount m each column for each year, see page 18 of the instructions before making any entries
(a)

Basepenodyears
Calendar year (or tax year beginning 1n)

2
3

(b)
AdJusted
qualifyingd1stnbut1ons

(d)

(c)

ratio
D1stnbut1on
(col (b)d1v1ded
by col (c))

Netvalueof nonchantable-use
assets

2008

2,456,244.

11,492,427.

0.213727

2007

4,085,883.

15,540,497.

0.262918

2006

4,231,735.

17,229,773.

0.245606

2005

3, 796,

938.

19,799,454.

0.191770

2004

3, 110, 086.

21,925,067.

0.141851

Total of hne 1, column (d)

...................................

..

2

1.055872

. . . . . . ..

3

0.211174

Average d1stribut1on ratio for the 5-year base period - d1v1dethe total on hne 2 by 5, or by the
number of years the foundation has been m existence 1f less than 5 years

. ..

4

8,782,857.

. . . . . . . . . . . . . . . . . . ....................

5

1,854,711.

....................

6

4

Enter the net value of noncharitable-use

assets for 2009 from Part X, hne 5

5

Multiply hne 4 by hne 3

6

Enter 1% of net investment income (1 % of Part I, hne 27b)

7

Add Imes 5 and 6

8

Enter quahfymg d1stnbut1ons from Part XII, hne 4
If hne 8 1s equal to or greater than hne 7, check the box m Part VI, hne 1b, and complete
Part VI instructions on page 18

..........

. . . . . . . . . . . . . . . . . .........................

7

.........................

JSA
9E14301000

29145H

945.
1,855,656.

2,731,285.
8
that part using a 1% tax rate See the
Form990-PF (2009)

K932

11/12/2010

4: 28: 45

PM

V 09-8.5

85651

 ·I

.,

Fann 990-PF (2009)

•::r.1·••••
Excise

1a

48-0935563
Tax Based

on Investment

Income

(Section

4940(a),

Exempt operating foundations descnbed 1n section 4940(d)(2), check here ....
Date of ruhngor detennmat1onletter

b Domestic foundations

____________

4940(b),

LJ

4940(e),

Page4

or 4948 - see page 18 of the instructions)

and enter "NIA" on hne 1

•.•

}

(attach copy of ruling letter If necessary - see Instructions)

that meet the section 4940(e)

requirements

1n Part V, check

1--1
__________

9_4_5_.

IZJ

here .,..
and enter 1% of Part I, line 27b • . . . . . . . . . . . . . . . . . . . . • • . . . . .
c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4%
of Part I, line 12, col (b)

2

2

Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-)

3

Add lines 1 and 2

3

4

Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-)

4

5

Tax based on investment income

s

Subtract line 4 from line 3 If zero or less, enter -O-

945.

0.
945.

5

Cred1tsfPayments
a 2009 estimated tax payments and 2008 overpayment credited to 2009

Sa

b Exempt foreign organizations-tax withheld at source

Sb

• • • . • •

c Tax paid with application for extension of time to file (Form 8868)

Sc

d Backup w1thhold1ngerroneously withheld

Sd

9, 021.
0.
0.

7

Total credits and payments Add lines 6a through 6d

7

8

Enter any penalty for underpayment of estimated tax Check here

8

9

Tax due. If the total of Imes 5 and 8 1smore than hne 7, enter

amount owed

. . . . . . • • . •

Overpayment If line 7 1smore than the total of lines 5 and 8, enter the amount overpaid
Entertheamountofhne10tobe
Creditedto2010estimatedtax
.,..
8,076.

10
11

•O:..:•·-·••
...·- Statements
1a

9,021.

.,_l--'9"--+----------.,_f--'1.,.0-+-------8-',_0_7_6_.
Refunded.,..
11

Rec:1ardinc:1
Activities

Dunng the tax year, did the foundation attempt to influence any national, state, or local leg1slat1on or did 11
participate or intervene 1nany political campaign?

. . . . . . . . . . . . . . • • • • • • • . • . . • • • .

Yes

......

x

-------

b Did 1t spend more than $100 during the year (either directly or 1nd1rectly) for political purposes (see page 19
of the instructions for definition)?

No

1a
. . . . . . 1--'-+----i--

. .

. ......................................

If the answer is "Yes" to fa or 1b, attach a detailed descnpt1on of the act1v1t1esand copies of any matenals

1b

x

1c

x

2

x

pubflshed or d1stnbuted by the foundation m connection with the act1v11tes

c Did the foundation file Form 1120-POL for this year?
.•...........•.•••
d Enter the amount (1fany) of tax on political expenditures (section 4955) imposed dunng the year
(1) On the foundation .,.. $
(2) On foundationmanagers .... $ __________

_

e Enter the reimbursement (1f any) paid by the foundation during the year for poht1cal expenditure tax imposed
_
on foundation managers .,.. $ ___________
that have not previously been reported to the IRS?
Has the foundation engaged m any act1v1t1es

2

. . . . . • . .

. •

If "Yes," attach a detailed descnplton of the act1v1t1es

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of

3

1ncorporat1on,or bylaws, or other s1m1larinstruments?

4a

If "Yes," attach a conformed copy of the changes . • . . . . . •

Did the foundation have unrelated business gross income of $1,000 or more during the year?

.....

3

X

4a

x

4b

b lf"Yes," has 11filed a tax return on Form 990-T for this year? ....•.••.•..••
5

-~-----

Was there a hqu1dat1on,termination, d1ssolut1on,or substantial contraction during the year?

x

5

If "Yes,• attach the statement reqwred by General Instruction T

S

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either
• By language in the governing instrument, or
• By state legislation that effectively amends the governing instrument so that no mandatory directions that
confhct with the state law remain in the governing instrument?

7

Did the foundation have at least $5,000 in assets at any time during the year?

Sa Enter the states to which

the foundation

reports or with

instructions) .,.. KS, VA, ______________________

s

• • • • . • .
which

11 1s registered (see page 19 of the

----------------------

b If the answer 1s "Yes" to line 7, has the foundation

________________

furnished a copy of Form 990-PF to the Attorney

(or designate) of each state as required by Generallnstruclton G?lf "No,· attach explanation • • .

9

ls the foundation claiming
49420)(5)

for calendar year 2009 or the taxable year beginning in 2009

10

. . • . . • • • . .

Did any persons become substantial contributors
names and addresses.

(see instructions

. . • . . . . . . . . . . • • • • • . •

dunng

_

General
t-=S=b-+_X_-+---

. .......••••••

status as a private operating foundation w1th1n the meaning of section 4942~)(3)

27)? If "Yes, "complete Part XIV.

7

If "Yes,• complete Part II, col (c), and Part XV

x
x

or

for Part XIV on page
. ......•.

. . 1---"9--+---+-x_

the tax year? If "Yes," attach a schedule hstmg their

• . . . . • • . • . . • • • • . • • • . • • . . . . . . . • • • . • . • • . . . . . . . . . • • . . •

10

Fann 990-PF

JSA
9E1440 1000

2 9145H

K932

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/2 010

4: 28: 45

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V 09-8.5

85651

x
(2009)

 48-0935563

Page5

Statements Re
11 At any time during the year, did the foundation, directly or 1nd1rectly,own a controlled entity w1th1nthe
meaning of section 512(b)(13)? If "Yes," attach schedule (see page 20 of the instructions)

11

x

12

x

12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract before
August 17, 2008? ••••••••••••.••••••••••••••••••.••••••
13 Did the foundation comply with the public inspection requirements for its annual returns and exemption applicatlon?
Website address ~ ____ NI A ____________________________________________________________________

13

_

14 The books are in care of ~ VONDA HOLLIMAN --------------------Telephone no ~ _____
( 316) 82 8-5552
Located at ~jlll_E._37TH_STREET
NORTH WICHITA, KS _________________
ZIP+ 4 ~ 67220 ________
15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here •••••••••••••••.••
and enter the amount of tax-exempt interest received or accrued during the year
• • • • • . . • • • • • • • • • • •

:

X

~

I1s I

____ _
_

~LJ

Statements Regarding Activities for Which Form 4720 May Be Required
Yes

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
1a Dunng the year did the foundation (either directly or indirectly)

.......

(1) Engage in the sale or exchange, or leasing of property with a disqualified person?
(2) Borrow money from, lend money to, or otherwise extend credit to (or accept 1tfrom) a
disqualified person? • • • • • • • • • • • • • • • . • • • • • • • • • • • • • •
(3) Furnish goods, services, or faalit1es to (or accept them from) a disqualified person?

[RI No

0Yes

~y~

Yes

~No No

Yes

No

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?

No

(5) Transfer any income or assets to a disqualified person (or make any of either available for
0Yes

the benefit or use of a disqualified person)? • • • • • • • • • • • . • • . . . • • • • • •
(6) Agree to pay money or property to a government official? ( Exception. Check "No" 1f

D

the foundation agreed to make a grant to or to employ the official for a penod after
termination of government service, 1fterm1nat1ngwithin 90 days)

• • • • • • • • • • • • • • • .

Yes

b If any answer 1s"Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations
section 53 4941 (d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions)?
Organizations relying on a current notice regarding disaster assistance check here

1b

x

1c

x

• • • • • • • • . • . •

c Did the foundation engage in a pnor year 1nany of the acts described 1n 1a, other than excepted acts, that
were not corrected before the first day of the tax year beginning 1n2009?
Taxes on failure to d1stnbute income (section 4942) (does not apply for years the foundation was a pnvate

2

operating foundation defined in section 4942())(3) or 4942(])(5))
a At the end of tax year 2009, did the foundation have any undistributed income (lines 6d and
6e, Part XIII) for tax year(s) beginning before 2009? • • . • • • • • • • • • • • • • • • • • • • • • •
_
If "Yes," list the years ~ _ _ _ _ _ _ _ _ _ _ , _ _ _ _ _ _ _ _ _ , _ _ _ _ _ _ _ _ , _______

D

Yes

CRJ
No

b Are there any years listed in 2a for which the foundation 1s not applying the prov1s1onsof section 4942(a)(2)
(relating to incorrect valuation of assets) to the year's und1str1butedincome? (If applying section 4942(a)(2)
2b

to all years listed, answer "No" and attach statement - see page 20 of the 1nstruct1ons)

c If the provisions of section 4942(a)(2) are being applied to

~---------3a

·---------

·--------

any of the years listed 1n2a, list the years here

·--------

Did the foundation hold more than a 2% direct or indirect interest in any business
enterprise at any time dunng the year? • • • • • • • • • • • • • • . • . • . . • • • • • • • • • • •

D

Yes

CRJ
No

b If "Yes," did 1t have excess business holdings in 2009 as a result of (1) any purchase by the foundation or
disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the
Comm1ss1onerunder section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse
of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine tf the
4a

foundalton had excess business holdings in 2009 ) • • • • • • • • • • • . • • . . . . . . . • • . • . • . .

3b

Did the foundation invest during the year any amount in a manner that would Jeopardize its charitable purposes?

4a

x

4b

x

b Did the foundation make any investment in a pnor year (but after December 31, 1969) that could Jeopardize its
chantable purpose that had not been removed from Jeopardy before the first day of the tax year beginning 1n2009?

Fonn 990-PF (2009)

JSA
9E14501000

29145H

K932

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85651

 •/

Form 990-PF (2009)

4 8-09355 63
Statements Regarding Activities for Which Form 4720 May Be Required (continued)

5 a Dunng the year did the foundation pay or incur any amount to
(1) Carry on propaganda, or otheiw1se ~ttempt to influence leg1slat1on(section 4945(e))?

0Yes

~No

0Yes

~No

0Yes

~No

~Yes

0No

0Yes

~No

Page6

(2) Influence the outcome of any specific public elec!lon (see section 4955), or to carry on,
directly or indirectly, any voter registration dnve?

•••••••••••.••••••

(3) Provide a grant to an ind1v1dualfor travel, study, or other similar purposes?

•••••••

(4) Provide a grant to an organization other than a charitable, etc , organization described m
section 509(a)(1 ), (2), or (3), or section 4940(d)(2)? (see page 22 of the instructions)
(5) Provide for any purpose other than religious, charitable, scientific, literary, or educational
purposes, or for the prevention of cruelty to children or animals? • • • • • • • • • • • •

b If any answer 1s "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions descnbed in
Regulations section 53 4945 or 1n a current notice regarding disaster assistance (see page 22 of the instructions)?
Organizations relying on a current notice regarding disaster assistance check here

• • • • • • • 1-S_b_+---+--X-

..... ~D

• • • •

If the answer 1s"Yes" to question 5a(4), does the foundation claim exemption from the tax

c

l\:r:r l\~.Hf"l.EN.T
.. 6.

~Yes

0No

on a personal benefit contract? . . . • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • 0Yes

~No

because 1tma1nta1nedexpenditure respons1b11ity
for the grant?

••

If "Yes," attach the statement required by Regulations section 53 4945-S(d)
6 a Did the foundation, dunng the year, receive any funds, directly or indirectly, to pay premiums

x

6b

b Did the foundation, dunng the year, pay premiums, directly or indirectly, on a personal benefit contract?

If "Yes" to 6b, file Form 8870
7 a At any time during the tax year, was the foundation a party to a proh1b1tedtax shelter transaction?
b If yes, did the foundation receive any proceeds or have any net income attributable to the transaction?

0Yes
~No
• • • • • •

• •

7b

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
List all officers, directors, trustees, foundation managers and their compensation (see page 22 of the instructions).
(b) Trtle, and average
de~~~~~ror ~:~i~n

(a) Name and address

0

(c) Compensation
(If not P~'.~· enter

(d) Contnbu~onsto
an~m/.lri:.:'dbc':,n~:~~~;:on

(e) Expense account,
other allowances

-0-

-0-

SEE ATTACHMENTC

-0-

2

Compensation of five highest-paid employees (other than those included on line 1 - see page 23 of the instructions).
If none, enter "NONE."
(a) Name and address of each employee paid more than $50,000

(b) Trtle, and average
hours per week
devoted to posrt1on

(c) Compensation

(d) Contnbut1onsto
employee benefrt
plans and deferred
comDensat1on

(e) Expense account,
other allowances

NONE

... -~I

Total number of other employees paid over $50,000

Form

JSA
9E14601 000

29145H

K932

11/12/2010

4:28:45

PM

V 09-8.5

85651

990-PF

(2009)

 •/

0

48-0935563

Form990:PF(2009)

1iflfWIInformation

Page

7

About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (contmued)

3 Five highest-paid independent contractors for professional services (see page 23 of the instructions). If none, enter "NONE."
(a) Name and address of each person paid more than $50,000

(b) Type of service

(c) Compensation

NONE

..............................

•iflitf,j Summary

I

NONE

of Direct Charitable Activities

List the foundation's four largest direct chantable act1vrt1esduring the tax year Include relevant stat1st1calinformation such as the number
of organizations and other beneficiaries served, conferences convened, research papers produced, etc

Expenses

NONE

2

3

4

•':.lffi••-=•Summary

of Program-Related Investments (see paqe 23 of the mstruct1ons)

Descnbe the two largest progranwelated investments made by the foundation dunng the tax year on lines 1 and 2

Amount

NONE

2

All other program-related investments See page 24 of the instructions

3 NONE

---------------------------------------------------------------------------

Total. Add Imes 1 throuqh 3 ...............................................

..,
Form

JSA
9E14651000

29145H

K932

11/12/2010

4: 28: 45 PM

V 09-8.5

85651

990-PF

(2009)

 •I

4 8-09355

Form 990-PF (2b09)

UIMQ Minimum

63

Page8

Investment Return (All domestic foundations must complete this part Foreign foundations,
see page 24 of the instructions )

Fair mark.et value of assets not used (or held for use) directly m carrying out charitable, etc,
purposes
a Average monthly fair mark.etvalue of securities ...........
.
b Average of monthly cash balances . . . . . . . . . . . . . . . . . . .
c Fair mark.et value of all other assets (see page 24 of the instructions)

1a
1b
1c
1d

d Total (add Imes 1a, b, and c) .....................
.
e Reduction claimed for blockage or other factors reported on Imes 1a and

2,381,950.
6,534,656.

0.
8,916,606.

1c (attach detailed explanation) ....................
. 1e
Acqu1s1t1on
indebtedness applicable to line 1 assets
2
Subtract lme 2 from line 1d
3
Cash deemed held for charitable activities Enter 1 1/2 % of line 3 (for greater amount, see page 25
of the 1nstruct1ons)
4
Net value of noncharitable-use assets. Subtract lme 4 from lme 3 Enter here and on Part V, lme 4
5
Min i mum investment return. Enter 5% of line 5 . . . . . . . . . . . . . . . . . . . . . . . . . . .
6
Distributable Amount (see page 25 of the instructions) (Section 4942(1)(3) and (J)(5) private operating
foundations and certain foreign organizations check here ~
and do not complete this part )

2
3
4

5
6

0.
8,916,606.
133,749.
8 , 7 82 , 8 5 7 .
4 3 9, 14 3 .

t--~t--~~~~~~~~~-

1
2a
b
c
3
4
5
6
7

D
..
i 2~i

Minimum investment return from Part X, line 6
Tax on investment income for 2009 from Part VI, line 5
..
Income tax for 2009 (This does not include the tax from Part VI )
I 2b I
Add lines 2a and 2b
..
..
Distributable amount before ad1ustments Subtract line 2c from lme 1
Recoveries of amounts treated as qualifying d1stribut1ons
Add Imes 3 and 4
.
Deduction from distributable amount (see page 25 of the instructions)
Distributable amount as adJusted Subtract line 6 from lme 5 Enter here and on Part XIII,

..

1:ifff:iil
Qualifying
a
b
2

..

..

..

line 1

1

.

.. ..

a
b
4

5
6

1

439,143.

2c
3
4
5
6

945.
438,198.

945.

..
.. . .
.. ..
. . ..

..

438,198.

438,198.

7

Distributions(see page 25 of the instructions)

Amounts paid (mcludmg admm1strat1veexpenses) to accomplish charitable, etc , purposes
Expenses, contributions, gifts. etc - total from Part I, column (d), line 26
1a
Program-related investments - total from Part IX-8
1b
Amounts paid to acquire assets used (or held for use) directly m carrying out charitable, etc,
purposes
2
. . ....... .... . ..
Amounts set aside for specific charitable proiects that satisfy the
Su1tab11ity
test (prior IRS approval required)
3a
Cash d1stribut1ontest (attach the required schedule)
3b
Qualifying distributions. Add Imes 1a through 3b Enter here and on Part V, line 8, and Part XIII, line 4
4
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income
Enter 1% of Part I, lme 27b (see page 26 of the instructions)
5
Adjusted qualifying distributions. Subtract line 5 from lme 4
6
Note: The amount on lme 6 will be used m Part V, column (b}, m subsequent years when calculating whether the foundation
qualifies for the section 4940(e) reduction of tax m those years

..........
......................

....................... . .

3

. . ..

.

. .

. . . . . . . . . . . .....................
........................

2,731,285.
0.

. ......

. . . ...

....................

0.
0.
0.
2,731,285.
945.
2,730,340.

Form

JSA
9E14701000

29145H

K932

11/12/2010

4: 28: 45 PM

V 09-8.

5

85651

990-PF

(2009)

 .

48-0935563

Form 99Q..PF(2009)

amount for 2009

from Part XI,

1

Distributable

2

line 7 ••.•••••.••••••.•••••
Und1stnbutedincome, If any, as of the end of 2009
a

Page9

Undistributed Income (see page 26 of the instructions)

Enter amount for 2008 only

b Total for pnor years

(b)

Years pnor to 2008

(c)
2008

(d)
2009

438,198.

..........
,20 __

20 --

(a)

Corpus

,20 __

Excess d1stnbut1ons carryover, 1f any, to 2009

3
a

2,020,055.
2,373,221.
3,384,774.
3,348,840.
1,896,993.

From 2004

b From 2005

c From 2006

d From 2007
e From 2008

f

Total of lines 3a through e

. . .........

13,023,883.

Qualifying d1stribut1ons for 2009 from Part XII,

4

line 4

~

2,731,285.

$

a Applied to 2008, but not more than line 2a

...

b Applied to und1stnbutedincome of pnor years (Election

required- see page26 of the instructions)

......

c Treated as d1stribut1ons out of corpus (Election
required - see page 26 of the 1nstruct1ons) .

d Applied to 2009 distributable amount

..

438,198.
2,293,087.

e Remaining amount distributed out of corpus
5

Excess d1stribut1ons carryover applied to 2009
(If an amount appears m column (d), the sam~
amount must be shown m column (a))

6

Enter the net total of each column as
indicated below:
a Corpus Add Imes 3f, 4c, and 4e Subtract line 5

15,316,970.

income
Subtract
years' undistributed
lme 4b from line 2b
c Enter the amount of prior years' undistributed
income for which a notice of deficiency has been
issued, or on which the section 4942(a) tax has
been previously assessed. • • . . . • • . . • •
b Pnor

. . . . . . . . . .....

line 6c from line 6b
Taxable
d Subtract
amount - see page 27 of the instructions
e Undistributed income for 2008 Subtract line
4a from line 2a Taxable amount - see page
27 of the instructions
.............

....

f

Undistributed income for 2009 Subtract lines
4d and 5 from line 1 This amount must be
d1stnbuted 1n 2010
Amounts treated as d1stnbut1ons out of corpus
to satisfy requirements imposed by section
170(b)(1)(F) or 4942(g)(3) (see page 27 of the
mstrucbons) • • • • • • • . . . • . • . . . • •
Excess d1stnbubons carryover from 2004 not
applied on line 5 or line 7 (see page 27 of the
instructions) • • . • • • • . • • • • • •

...............

7

8

....

9

Excess distributions carryover to 2010.

10

Analysis of line 9

Subtract lines 7 and 8 from line 6a
a Excess from 2005
b Excess from 2006

c Excess from 2007
d Excess from 2008
e Excess from 2009

. . . ....

2,020,055.
13, 296, 915.

2,373,221.
3,384,774.
3,348,840.
1,896,993.
2,293,087.
Form 990-PF (2009)

JSA
9E14801 000

29145H

K932

11/12/2010

4:28:45

PM

V 09-8.5

85651

 'I

48-0935563
•:1:11•-•u• Private Ooeratina Foundations see caae 27 of the instructions and Part VII-A, auest1on 9)

Page10

Forni990-PF(2009)

If the foundation has received a ruling or determination letter that It IS a private
o~e:a~ng~
foundation, and the ruling 1seffective for 2009, enter the date of the ruling
b Check box to indicate whether the foundabon 1sa pnvate operating foundation descnbed in section
Pnor 3 years
Tax year
2a Enterthe lesserof the ad(c) 2007
(a)2009
(b) 2008
Justednet incomefrom Part
I or the minimuminvestment
returnfrom PartX for each
yearlisted
1a

..

b

85%of hne2a

c

Quahfymg d1stnbutJons from Part

d

Amounts mciuded in line 2c not
used directly for act.JVeconduct
of exempt actJv1tJes•

e

Qualifying
d1stnbubons made
directly for active conduct of

NOT APPLICABL E

I
I I

4942(])(3) or

(d)2006

I I

4942(])(5)

(e)Total

XII, hne 4 for each year hsted

..

exempt

acllv1t1es Subtract line

2d from hne 2c

3

Complete 3a, b, or c for the
alternative test rehed upon

a

"Assets" alternative test - enter

(1)
(2)

Value of all assets

Value of assets quahfymg
under section

b

. . test-

4942W(3)(B)(1) •
"Endowment"
alternatlve

enter 2/3

of mm1mum invest-

ment return sha.-m m Part X,
hne 6 for each year hsted

c

"Support" alternat.Jvetest - enter

(1)

Total support other than
gross investment income
(interest, d1V1dends, rents,
on
securities
payments
loans {section 512(a)(5)),
or royalties) •

(2)

general
or more
pub he
exempt organizations
as
provided tn section 4942

.. ..

Support

from
and 5

0)(3)(8)(111) •

(3)

Largest
port

amount

from

an

of

(4)

SUI)-

exempt

organization

..

Gross investment income

Information (Complete this pai:t only !f the foundation
at any time during the year - see page 28 of the instructions.)

.!..: ...- ......... Supplementary

a

had $5,000

or more in assets

Information Regarding Foundation Managers:
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only 1f they have contributed more than $5,000) (See section 507(d)(2) )

NONE
b

List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest

NONE
2

lnfonnation

Regarding Contribution,

Grant, Gift, Loan, Scholarship,

etc., Programs:

D

Check here ~
1f the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds If the foundation makes gifts, grants, etc (see page 28 of the instructions) to ind1v1duals or
organizations under other cond1t1ons, complete items 2a, b, c, and d
a The name, address, and telephone number of the person to whom applications should be addressed

ATTACHMENT 7
b The form 1nwhich applications should be submitted and information and matenals they should include

ATTACHMENT 8
c Any subm1ss1ondeadlines

NONE
d Any restnct1ons or hm1tat1ons on awards, such as by geographical
factors

areas, chantable

fields, kinds of inst1tut1ons, or other

ATTACHMENT 9
JSA

Forni990-PF (2009)

9E1490 1 000

29145H

K932

11/12/2010

4:28:45

PM

V 09-8.5

85651

 0

4 8-0 9355 63

Form 990:PF (2009)

Hlffi@jSupplementary Information (continued)

Page

11

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Rec1p1ent
Name and address (home or business)

If rec1p1ent
1san md1v1dual,
show any relat.Jonsh1p
to
any foundationmanager
or substant.Jal
contnbutor

Foundation
status of
recipient

Purpose of grant or
contnbut1on

Amount

a Paid dunng the year
SEE ATTACHMENTD

2,819,461.

.....3a

Total.
b Approved for future payment

2,819,461

.....3b

Total.

Form
JSA
9E14911 000

29145H K932

.

11/12/2010

4: 28: 45 PM

V 09-8.5

85651

990-PF (2009)

 'I

48-0935563

Form 99o'.PF(2009)

11.m!D

Page 12

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated

Unrelated business income

1 Program service revenue

Excluded bi section 512 513, or 514

(a)

(b)

(c)

(d)

Business code

Amount

Exdus1on code

Amount

(e)
Related or exempt
function income
~ee page 28 of
e 1nstruct1ons)

a
b

c
d
e
f

g

Fees and contractsfrom governmentagencies

2 Membership dues and assessments

....

14
14

3 Intereston savingsand temporarycash investments
4 D1v1dendsand interest from securities

..

81,536.
32,478.

5 Net rental income or (loss) from real estate

.......
.....

a

Debt-financed property

b

Not debt-financed property

6 Net rental incomeor (loss) from personalproperty

7 Other investment income

........

18

8 Gain or (loss) from salesof assetsother than inventory
9 Net income or (loss) from special events

-19,155.

..

10 Gross profit or (loss) from sales of inventory •
11 Other revenue a
b

c
d
e
12 Subtotal Add columns (b), (d), and (e)

94,859.

....

13 Total. Add line 12, columns (b), (d), and (e) •••.••.•••••••••••••.•.••••••.•••••
(See worksheet 1nline 13 instructions on page 28 to venfy calculations )

·~·-ZJ:;11Relationship
Line No

T

13

of Activities to the Accomplishment

94,859.

of Exempt Purposes

Explain below how each act1v1ty for which income 1s reported
in column
(e) of Part XVI-A contributed
importantly
to
the accomplishment
of the foundation's
exempt
purposes
(other than by providing
funds for such purposes)
(See
page 29 of the instructions )

NOT

APPLICABLE

Form 990-PF (2009)
JSA
9E1492 1 000

29145H

K932

11/12/2010

4: 28: 45 PM

V 09-8.5

85651

 Form990-PF(2009)

4 8-09355

•ifit\911 'Information

63

Page 13

Regarding Transfers To and Transactions and Relationships With Noncharitable
Exempt Organizations

1

Did the organization directly or 1nd1rectly engage 1n any of the following with any other organization descnbed
1n section 501 (c) of the Code (other than section 501 (c)(3) organizations) or in section 527, relating to political
organizations?
a Transfers from the reporting foundation to a nonchantable exempt organization of

Yes

(1) Cash •

1al1l

(2) Other assets

1al2l

No

x
x

b Other transactions
(1) Sales of assets to a noncharitable exempt organization

1b{1l

(2) Purchases of assets from a nonchantable exempt organization
(3) Rental of fac1ht1es,equipment, or other assets

1bl2l
1b(3l

(4) Reimbursement arrangements .

1b(4)

(5) Loans or loan guarantees

1b(5)

x
x
x
x
x

(6) Performance of services or membership or fundra1s1ngsolicitations

1b(6)

x

d If the answer to any of the above 1s "Yes," complete
value of the goods, other assets, or services given
value 1n any transaction
(a) Lineno

or sharing arrangement,

(b) Amountinvolved

the following

by the

reporting

show in column

schedule
foundation

Column (b) should always show the fair
If the foundation

market

received less than fair market

(d) the value of the goods, other assets, or services received

(c) Nameof nonchantableexemptorganization

(d) Descnpt1on
of transfers,transad1ons,and shanngarrangements

N/A

2a

x

1c

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees

N/A

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations descnbed in
section 501 (c) of the Code (other than section 501 (c)(3)) or 1nsection 527? • • • • • • • • • • . . . • • • • • • • • • • • .

b If "Yes," comolete the follow1na schedule
(a) Nameof organization

(b) Typeof organization

0

Yes

[29 No

(c) Descnpt1on
of relat1onsh1p

Under penalties of pel')ury,I declare that I have examined this return, including accompanyingschedulesand statements,and to the best of my knowledgeand
behef, rt 1strue, corred, and complete Declarationof preparer(other than taxpayer or fiduciary) 1sbased on all information of which preparerhas any knowledge

o,/~~

... ~

//-/
I Date

Signatureof officeror trustee

Cl)

5-:Z.010

~

t:.-r
e..'l.

J"'f..LC../'"

Trtle

Cl)

Date

::i::::

c

Cl

en'C·;

-~
~
.. c
~ 0

Preparers
signature

~~

name (or yours 1f
..::J"' Firm's
a:
self-employed), address,

0.. CL a,

and ZIP code

~BKD,
1551

A.

~ ri/1~/ioto

Preparers identifying
number (SeeSignature on
page30 of the instrud1ons)
P00770702

EIN .... 44-0160260

LLP
N WATERFRONT

WICHITA,

O

Check1f
self-employed ....

PKWY, STE

300
67206-6601

KS

Phone no

316-265-2811
Form 990-PF (2009)

JSA
9E14931000

29145H

K932

11/12/2010

4: 28: 45

PM

V 09-8.5

85651

 CLAUDE R. LAMBE CHARITABLE FOUNDATION

48-0935563

.
FORM 990-PF - PART IV
CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

Kind of Property
Gross sale
price less
exoenses of sale

I

Depreciation
allowed/
allowable

1 ,206,072.

TOTAL GAIN (LOSS)

p
01
D

Description
Cost or
other
h,.c,c

I

FMV
as of
1?/''11/1',Q

I

AdJ basis
as of
12/31/l',Q

SEE ATTACHMENT A
PROPERTY TYPE: SECURITIES
1,225,227.

I

Excess of
FMVover
ad1 basis

p

. . . . . . . ........................................

11/12/2010

4:28:45

PM V 09-8.5

Date sold

VAR
-19,155.

-19,155.

JSA
9E1730 1 000

29145H K932

Date
acquired
Gam
or
Oossl

85651

VAR

 CLAUDE R. LAMBE CHARITABLE FOUNDATION
EIN 48-0935563
SCHEDULE OF INFORMATION FOR 2009 form 990-PF

Part IV Capital Gains and Losses for Tax on Investment Income
(a) List and descnbe the kmd(s) of property sold (e.g ,
real estate, 2-story bnck warehouse;
or common stock, 200 shs

MLCCo)

ATTACHMENT A

(b) How acquired

(c)

P - Purchase

Date acquired

(d) Date sold

D - Donation

(mo., day, yr.)

(mo., day, yr)

1a

Zazove Associates, LLC Bond Fund · Sale of Bonds

p

04/04 - 07/09

01/09 - 12/09

b

Mellon Bonds & Cash - Corporate Actions

p

12/31/08

01/15/09

c
d
e
f
g
(e) Gross sales price

(I) Deprec1allon allowed

(g) Cost or

(h) Gain or (loss)

minus expense of sale

(or allowable)

other basis

(e) plus (f) minus (g)

a

1,205,742

0

1,225,227

(19,485)

b

330

0

0

330

c

0

d

0

e

0

f

0

g

0

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69

(i) FM V as of 12/31/69

O) AdJusted basis

(k) Excess of col (1)

as of 12/31/69

over col 0), 1!any

(1) Gains (Col (h) gain minus col (k),
but not less than -0-)
or Losses (from col. (h))

a

0

(19,485)

b

0

330

c

0

0

d

0

0

e

0

0

I

0

0

0

0

g
If gam, also enter in Part I, line 7
2 Capital gain net income or (net capital loss)

If (loss), enter -0- 1nPart I, hne 7

2

(19, 155)

3

0

3 Net short-tenn capital gain or (loss) as defined 1nsecllons 1222(5) and (6)

If gain, also enter
instructions)

in

Part I, line 8, column (c) (see pages 11 and 16 of the

If (Joss), enter -0- 1nPart I, line 8

 CLAUDE R. LAMBE CHARITABLE FOUNDATION
EIN 48-0935563
ATTACHMENT TO FORM 990-PF TO REPORT
EXPENDITURE RESPONSIBILITY GRANT
For the Year Ended 12/31/09

PART VII-B, Question on Line Sc:

ATTACHMENTB

Expenditure Responslbllity Statement for the year 2009
Pursuant to IRC Regulation section 53.4945-5(d)(2), the CLAUDE R. LAMBE CHARITABLE FOUNDATION
provides the following information:

(i) Name & Address
of Grantee:

Allen-Lambe House Foundation
255 N. Roosevelt
Wichita, KS 67208

(ii) Date and Amount
of Grants:

April11,2008
September 30, 2009

(iii) Purpose of Grants:

General program operating support for the Allen-Lambe House Foundation, an educational
foundation which operates a museum and study center in a house located in Wichita, Kansas,
designed by Frank Lloyd Wright in 1915. The house museum is open to the general public. The
program of the Foundation includes restoration and conservation of the house, gardens, and its
interiors, with furnishings to showcase the "Prairie Style" designs of Frank Lloyd Wright and to
maintain a library archive study center for the study of Frank Lloyd Wnght and other interrelated
areas of design.

(iv)

Amounts expended:

$110,800
$105,665

Reports received from the Allen-Lambe House Foundation show the following expenditures:
$100,717 total funds were spent from the April, 2008 grant for operating support of the museum.
No funds of the September, 2009 grant were spent in the calendar year 2009.

(v) Diversions:

To the knowledge of this granter foundation, no funds have been diverted to any
activity other than the activity for which the grant was originally made.

(vi) Date of Reports:

On March 30, 2010, the Allen-Lambe House Foundation submitted a full and complete
report of its expenditures of the April 2008 and September 2009 operating support grants.

(vi) Verification:

The granter has no reason to doubt the accuracy or reliability of the report from
the grantee; therefore, no independent verification of the reports were made.

 'I

CLAUDE R. LAMBE CHARITABLE FOUNDATION
EIN 48-0935563
SCHEDULE OF INFORMATION FOR 2009 FORM 990 PF

ATTACHMENT C

PART VIII, Line 1 - Officers, Directors,Trustees, Managers, Etc.

(a) Name and Address
Richard H Fink
1515 N. Courthouse Rd, Suite 200
Arlington, VA 22201

(b) Title, and average
hours per week
devoted to position

(d) Contributions
to employee
(c) Compensation
benefit plans

(e) Expense
account, other
allowances

President I Director
1 hour per week

0

0

0

Secretary

0

0

0

0

0

0

Logan Moore
1515 N Courthouse Rd, Suite 200
Arlington, VA 22201

1 hour per week average

Vonda Holliman
P 0. Box 2256
Wichrta, KS 67201

1 hour per week average

Treasurer

Charles G Koch
P.O. Box 2256
Wichita, KS 67201

Director
Less than 1 hour per week

0

0

0

Elizabeth B. Koch
P.O. Box 2256
Wichita, KS 67201

Director
Less than 1 hour per week

0

0

0

Elizabeth R. Koch
PO Box 2256
W1ch1ta,KS 67201

Director
Less than 1 hour per week

0

0

0

Charles C. Koch
PO Box 2256
Wichita, KS 67201

Director
Less than 1 hour per week

0

0

0

0

0

0

TOTAL

 'I

CLAUDE R. LAMBE CHARITABLE FOUNDATION
EIN 48-0935563
SCHEDULE OF INFORMATION FOR 2009 FORM 990 PF
Part XV, Line 3a& b - Grants and Contributions Paid During the Year or Approved for Future Payment
If radplenl Is an lndrildtJal,

Recipient

show any nilatlonnp lo

any lo\ndabon manager

Name and address(home or business)

a Paid during the year.
Allen-Lambe House Foundation
Wichita, KS

Foundation
status of
recipient

ATTACHMENT D

Purposeof grant
or contribution

Amount

arsubslanllal ccntril>u1ar

Private

General Operating Support

American Council for Capital Formation,
Center for Policy Research
Washington, DC

Public

General Operating Support

American Spectator
Arlington, VA

Public

Educational Programs

American Council on Science & Health
New York, NY

Public

Return of General Operating
Grant Paid in Prior Year

American Legislative Exchange Council
Washington, DC

Public

Educational Programs
General Operating Support

75,000
50,000

Americans for Prosperity Foundation
Washington, DC

Public

Educational Programs
General Operating Support

12,000
354,725

Ayn Rand Institute
Irvine, CA

Public

General Operating Support

25,000

Cato Institute
Washington, DC

Public

General Operating Support

250,000

Center for Independent Thought
New York, NY

Public

Educational Programs

35,000

Competitive Enterprise Institute
Washington, DC

Public

General Operating Support

10,000

ConSource Inc
Washington, DC

Public

General Operating Support

4,000

Federalist Society
Washington, DC

Public

Educational Programs

Foundation for Research on Economics &
the Environment (FREE)
Bozeman, MT

Public

General Operating Support

65,000

George Marshall Institute
Arlington, VA

Public

General Operating Support

70,000

George Mason University Foundation
Fairfax, VA

Public

Educational Programs

20,000

The Heritage Foundation
Washington, DC

Public

Educational Programs

618,571

Independent Women's Forum
Washington, DC

Public

Educational Programs

150,000

Manhattan Institute for Policy Research
New York, NY

Public

Educational Programs

200,000

Page 1 of 2

$

105,665
100,000

4,500
(30,000)

175,000

 CLAUDE R. LAMBE CHARITABLE FOUNDATION
EIN 48-0935563
SCHEDULE OF INFORMATION FOR 2009 FORM 990 PF
Part XV, Line 3a& b - Grants and Contributions

Paid During the Year or Approved for Future Payment
If reap1811lIS en oncfMduat,

Recipient

show any relabOnShtp to
any foundabonmanager

Name and address (home or business)

Foundation
status of
recipient

ATTACHMENT D

Purposeof grant
or contribution

Amount

or substanbalcontnllular

a Paid during the year:

25,000

National Center for Policy Analysis
Dallas, TX

Public

Educational Programs

Pacific Research Institute
San Francisco, CA

Public

General Operating Support

Reason Foundation
Los Angeles, CA

Public

Educational Programs

50,000

Tax Foundation
Washington, DC

Public

Educational Programs

50,000

Texas Public Policy Foundation
Austin, TX

Public

General Operating Support

100,000

Washington Legal Foundation
Washington. DC

Public

General Operating Support

200,000

100,000

$

TOTAL GRANTS PAID TO ORGANIZATIONS

Page 2 of2

2,819,461

 48-0935563

CLAUDE R. LAMBE CHARITABLE FOUNDATION
ATTACHMENT 1
FORM 990PF,

PART I - ACCOUNTING FEES
REVENUE
AND
EXPENSES
PER BOOKS

DESCRIPTION
ACCOUNTING FEES
INVESTMENT ACCTG SERVICE FEES
TOTALS

NET
INVESTMENT
INCOME

ADJUSTED
NET
INCOME

CHARITABLE
PURPOSES
16,150.

18,795.
3,525.

3,525.

22,320.

3 525.

0.

16 150.

ATTACHMENT 1
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 CLAUDE R. LAMBE CHARITABLE FOUNDATION

48-0935563
ATTACHMENT 2

FORM 990PF,

PART I - OTHER PROFESSIONAL FEES
REVENUE
AND
EXPENSES
PER BOOKS

DESCRIPTION
INVESTMENT MANAGEMENTFEES
TOTALS

NET
INVESTMENT
INCOME

15,982.

15,982.

15. 982~.

15.982.

ATTACHMENT 2
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 "I

CLAUDE R. ~AMBE CHARITABLE FOUNDATION

48-0935563
ATTACHMENT 3

FORM 990PF,

PART I - TAXES
REVENUE
AND
EXPENSES
PER BOOKS

DESCRIPTION
FEDERAL EXCISE TAX

945.
TOTALS

945.

ATTACHMENT3
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 CLAUDE R. LAMBE CHARITABLE FOUNDATION

48-0935563
ATTACHMENT 4

FORM 990PF,

PART I - OTHER EXPENSES
REVENUE
AND
EXPENSES
PER BOOKS
875.
317.
147.
439.

DESCRIPTION
INSURANCE
BANK FEES
SUPPLIES
MISC EXPENSES
TOTALS

CHARITABLE
PURPOSES
875.
317.
147.

l_,__]_]__8__.

L 339.

ATTACHMENT 4
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 CLAUDE R. LAMBE CHARITABLE FOUNDATION
FORM 990PF,

PART II

48-0935563

- OTHER INVESTMENTS
ATTACHMENT 5
ENDING
BOOK VALUE

DESCRIPTION
ZAZOVE ASSOC CONVERTIBLE BONDS
TOTALS

ENDING
FMV

2,663,574.

2,830,160.

2,663.574.

2,830.160.

ATTACHMENT 5
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 . "'
CLAUDE R. ~AMBE CHARITABLE FOUNDATION

48-0935563
ATTACHMENT 6

FORM 990PF,

PART VII-B,

LINE SC-EXPENDITURE RESPONSIBILITY

STATEMENT

GRANTEE'S NAME:
SEE ATTACHMENTB
GRANTEE'S ADDRESS:
CITY, STATE & ZIP:
GRANT DATE:
GRANT AMOUNT:
GRANT PURPOSE:
AMOUNTEXPENDED:
ANY DIVERSION?
NO
DATES OF REPORTS:
VERIFICATION DATE:
RESULTS OF VERIFICATION:

ATTACHMENT6
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 \

•

I

CLAUDE R. LAMBE CHARITABLE FOUNDATION

48-0935563
ATTACHMENT7

FORM 990PF,

PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS

GRANT ADMINISTRATOR
1515 N. COURTHOUSE RD.,
ARLINGTON, VA 22201
703-875-1601

SUITE 200

ATTACHMENT7
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. ,,
CLAUDE R. LAMBE CHARITABLE FOUNDATION

48-0935563
ATTACHMENT8

990PF,

PART XV - FORM AND CONTENTS OF SUBMITTED APPLICATIONS

LETTER EXPLAINING PROJECT AND AMOUNTREQUESTED, PLUS A COPY OF THE IRS
DETERMINATION LETTER SHOWING EXEMPTION.

ATTACHMENT8
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'

.

CLAUDE R. LAMBE CHARITABLE FOUNDATION

48-0935563
ATTACHMENT 9

990PF,

PART XV - RESTRICTIONS

OR LIMITATIONS ON AWARDS

GRANTS ARE GENERALLY RESTRICTED TO PUBLIC CHARITY ORGANIZATIONS AS
DEFINED IN SECTION 501(C) (3) OF THE INTERNAL REVENUE CODE. THE
FOUNDATION DOES NOT MAKE GRANTS TO INDIVIDUALS OR FOR-PROFIT
CORPORATIONS.

ATTACHMENT9
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 Type or
print
F,le by the

Name of Exempt OrgamzatJon

Employer ldentlflcaUon number

CLAUDE

48-0935563

R.

LAMBE CHARITABLE

FOUNDATION
Number, street, and room or suite no If a P.O box. see instructions
p . O . BOX 2 2 5 6

For IRS use only

extended
dueda!Bfor t--::-c--------,-=----,,----,-=::---:---:---:--:---:-----:-----t---__.-------------fillng the
City, town or post office, state. and ZIP code. For a foreign address. see instrudlons.
return SeB
instructions.
WICHITA,
KS
67201-2 2 5 6

Check type of return to be filed (File a separate application for each return):
Form 6069
Form 990
X Form 990-PF
Form 1041-A
Form 8870
Form 4720
Form 990-BL
Form 990-T (sec 401 (a) or 408(a) trust)
Form 5227
Form 990-EZ
Form 990-T trust other than above
STOPI Do not complete Part II if you were not already granted an automatic 3-month extension on a previously flied Fonn 8868.
__ H_O_L_L_I_MA_N
_____________________
_
• The books are in the care of • _v_O_N_DA

D
D

TelephoneNo. • 316 828-5552
FAXNo.•
• If the organization does not have an office or place of business 1nthe UnrtedStates. check th1Sbox . • • . • . . • . . • • • • . •
• If this 1sfor a Group Return, enter the organization's four digit Group Exemption Number (GEN)
If this 1s
for the whole group, check this box .•. •
If rt 1sfor part of the group, check this box ••. •
and attach a
list with the names and EINs of all members the extension is for.
4 I request an add1t1onal3-month extension of time until
NOVEMBER 15, 2010

0.

0

D

5
6

For calendar year 2 0 0 9 . or other tax year beginning ~------~-~
If this tax year 1sfor less than 12 months, check reasonInitial return

7

State in detail why you need the extension -------------------------------

0

THE TAXPAYER REQUESTS ADDITIONAL
TIME
FOR A COMPLETE AND ACCURATE RETURN.

IN

D

and ending -r---.---------F'malreturn
Change 1naccounting period

D

ORDER TO GATHER THE NECESSARY

INFORMATION

Sa If this application 1s for Form 990-BL. 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any
nonrefundable credits. See instructions.
b If thlS application 1sfor Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated
tax payments made Include any prior year overpayment allowed as a credit and any amount paid
previously with Form 8868
c Balance Due. Subtract line 8b from line Ba. Include your payment with this form, or, 1frequired, deposit
with FTD coupon or, if required, bv usmg EFTPS(Electronic Federal Tax Payment Svstem) See instructions

Ba $

-8b

$

8c $

0

Signature and Verification
Under penalties of perJury, I dedare that I have exarmned this form, including accompanying schedules end statements, and to the best of my knowledge and behel,
,t ,s true, correct, and complete, and that I am authorized to prepare this form.

Title ...

C.P.A.
Fann

BKD,UP
1551N.~~U.300
Wldtfta,
KSfflDNlo1

~180280

JSA
9F8055 3 000

8868

(Rev. 4-2009)