efile GRAPHIC rint - DO NOT PROCESS OMB No or Section 4947(a)(1) Nonexempt Charitable Treated as a Private Foundation Trust Note. The foundation may be able to use a copy of this return to satisfy state reporting requirements InternalRevenueService For calendar DLN:93491319023773 Return of Private Foundation Form990-PF Department of theTreasury As Filed Data - year 2012, or tax year beginning 01-01-2012 , and ending 1545-0052 2012 Open to Public Inspection 12-31-2012 A Employer identification number Name of foundation CHARLESKOCH FOUNDATION 48-0918408 % KARA WORTHINGTON Number and street (or PO box number 1f ma1l 1snot delivered to street address) PO BOX 2256 Suite B Telephone number (see 1nstnuct1ons) Room/suite (316) 828-6847 City or town, state, and ZIP code WICHITA, KS 672012256 G Check a II that H Check r type Section r r r apply Final return Address nonexempt I Fair market value of all assets of year (from Part II, col. (c), !me 16),..$ 276,881,787 l:a-11 ; :r; ~ Ci:: !:: t r Other (specify) and Expenses Interest D1v1dends Sa Gross b Net rental income cash (b) Net investment 9 Income from sale of assets gain net income 1,415 1,415 3,918,994 3,918,994 138, 733, 912 capital (from Part IV, 5,391, 703 line 2) 0 gain mod1f1cat1ons Less Cost of goods I c Gross profit Other income or (loss) Compensation 14 Other 15 Pension 16a Legal fees (attach Accounting c Other ~ 11 of officers, directors, salaries and wages employee plans, schedule) schedule) 1 through 13 b (attach (attach Total. Add lines .1 sold employee trustees, fees (attach benefits professional schedule). fees (attach schedule) 1,720,303 11,032,415 1,478,900 1,478,900 258,288 258,288 ~ 7,219 0 0 7,219 ~ 6,103 0 0 6,103 ~ 636,481 478,017 18 Taxes (attach schedule) (see 1nstnuct1ons) ~ 231,982 19 Deprec1at1on ~ 198,553 20 Occupancy Travel, (attach conferences, ,:::; 22 Printing -.., .!::' ,:::; 23 Other 24 Total operating t 0 and depletion and meetings. and publ1cat1ons expenses Add lines 25 schedule) (attach and administrative 13 through Contributions, schedule) gifts, ~ • 20,468 371,286 371,286 145, 161 145, 161 5,462 5,462 238,297 238,297 3,577, 732 478,017 0 478,017 0 2,689,648 13,993,693 paid. 26 Total expenses and disbursements. Add Imes 24 and 25 27 Subtract 14,920,448 17,571,425 17,610,096 line 26 from line 12 a Excess of revenue over expenses and disbursements b Net investment c Adjusted For Paperwork 158,464 expenses. 23 grants 0 0 etc schedule). 1,811,978 71,149,554 t.-: :..... for charitable purposes (cash basis only) 5,391, 703 Interest !:: ~ 60,025,464 not on line 10 Gross sales less returns and allowances b -:::::: 21 check here (c) Adjusted net income income 17 ...:r If the foundation 1sin a 60-month temnmat1on (d) Disbursements expenses per books from securities. :..... E -:::::: ~ under section 507( b )( l)(A), check here under section 507(b)(l)(B), p ,:::; i:: E If private foundation status was terminated F (a) Revenue and investments Gross sales price for all assets on line 6a Net short-term > P"Accrual or (loss) Net gain or (loss) 8 4' and temporary and interest 7 Li.I Cash rents Capital )( ~ ' ' ' ' ' 11the foundation 1snot required to attach Sch B on savings 4 ~ foundation - (The Check .... 6a r method private (Part I, column (d) must be on cash basis.) of Revenue D 1. Foreign organizations, check here foundation taxable total of amounts m columns (b), (c), and (d) may not necessanly equal the amounts m column (a) (see mstmctwns) ) 1 charity 2. Foreign organizations meeting the 85% test, check here and attach computation private Other J Accounting at end public return exempt r trust 3 12 ,fl 501(c)(3) charitable of a former ~ Name change 2 11 4' A mended Contributions, gifts, grants, etc, received (attach schedule) 10a ,fl In1t1al return 1 b 4' Analysis change P"Section of organ1zat1on 494 7(a)(l) r r r In1t1al return C If exemption application 1spending, check here income (1f negative, net income (1f negative, enter enter 53,578,129 10,554,398 -0-) 0 -0-) Reduction Act Notice, see instructions. Cat No 11289X Form 990-PF (2012) Page 2 End of year (b) Book Value (c) Fair Market Value Form 9 9 O- P F ( 2 O 1 2 ) l:F-TillU Balance Sheets 1 Cash-non-interest-bearing. 2 Savings and temporary Accounts 3 Less Pledges 4 Less receivable allowance receivable 5 Grants 6 Receivables cash investments 676,259 428,037 428,037 8,655,461 77,727,198 77,727,198 72, 101 .... for doubtful allowance Beginning of year (a) Book Value Attached schedules and amounts in the description column should be for end-of-year amounts only (See instructions ) accounts .... accounts .... 87,889 72, 101 72, 101 113,397 86,638 86,638 3,377,694 3,377,694 2,455,694 .... for doubtful receivable due from officers, d1squal1f1ed persons (attach directors, trustees, schedule) and other (see page 15 of the 1nstruct1ons). 7 '-"" m 8 '-"" '-"" ~ Other notes and loans receivable Less allowance Inventories Prepaid 9 10a expenses and deferred obl1gat1ons (attach Investments-corporate stock (attach schedule). Investments-corporate bonds (attach schedule). Investments-land, bu1ld1ngs, and equipment Less deprec1at1on (attach accumulated 12 Investments-mortgage 13 Investments-other 14 Land, bu1ld1ngs, and equipment (attach accumulated .... 203,038,442 schedule) 16 Total assets (to be completed (describe .... 5,004 schedule) 405,231 .... and accrued 18 Grants 19 Deferred 20 Loans from officers, 186,067, 154 196, 100,488 ~ 11,631 11,631 267, 770,453 276,881, 787 ) by all filers-see the 216,354,373 Also, see page 1, item I) payable ~ 16,635 basis .... deprec1at1on (attach Other assets Accounts 3,377,694 basis .... schedule) schedule) loans 15 18, 746 expenses payable 159,554 2,863,946 1,938,471 2,882,692 2,098,025 213,471,681 265,672,428 213,471,681 265,672,428 216,354,373 267, 770,453 revenue .3 ,:::; 21 Mortgages .::i 22 Other 23 charges S and state government 1nstruct1ons -e .... b 17 .... for sale or use Investments-Li Less 4' accounts schedule) c 11 ,fl for doubtful (attach directors, trustees, and other notes payable l1ab1l1t1es (describe and other d1squal1f1ed persons (attach schedule) .... ) Total liabilities (add lines 17 through 22) Foundations that follow SFAS 117, check here .... p- and complete lines 24 through 26 and lines 30 and 31. ,fl 4' 24 u Unrestricted ,:::; 25 Temporarily ,:::; Permanently ::::! u.. and complete lines 27 through 31. ~ - ca 26 !::: :..... 0 ,fl 4) ,fl ,fl ci • restricted restricted 27 Capital 28 Pa1d-1n or capital stock, trust earnings, principal, surplus, or current or land, bldg, accumulated income, funds and equipment 29 Retained 30 Total net assets or fund balances (see page 1 7 of the 4) .... Foundations that do not follow SFAS 117, check here endowment, ' fund or other funds 1nstruct1ons). z 31 Total liabilities and net assets/fund balances (see page 1 7 of the 1nstruct1ons) hlfllOI Analysis 1 Total of Changes net assets with end-of-year 2 in Net Assets or Fund Balances or fund balances figure reported at beg1nn1ng of year-Part on prior year's II, column (a), line 30 (must agree return) Enter amount from Part I, line 27a 3 Other 4 Add lines 1, 2, and 3 5 Decreases 6 Total increases not included not included net assets 1 213,4 71,681 2 53,578,129 3 1n line 2 (1tem1ze) .... 4 1n line 2 (1tem1ze) .... or fund balances at end of year (line 4 minus line 5)-Part II, column ~ 5 (b), line 30 6 267,049,810 1,377,382 265,672,428 Form 990-PF (2012) Form 9 9 O- P F ( 2 O 1 2 ) Page Gams an d Losses f or Tax on Investment l:F-Til•l"t Capita (b) How acquired (a) List and describe the k1nd(s) of property sold (e g, real estate, brick warehouse, or common stock, 200 shs M LC Co) 2-story 3 Income (c) Date acquired P-Purchase D-Donat1on (mo, (d) Date sold day, yr) (mo, day, yr) See Add1t1onal Data Table la b c d e (g) Cost or other basis (f) Deprec1at1on allowed (or allowable) (e) Gross sales price plus expense (h) Gain or (loss) (e) plus (f) minus (g) of sale See Add1t1onal Data Table a b c d e Complete only for assets showing gain 1n column (i) FM V asof12/31/69 a (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus col (k), but not less than -0-) or Losses (from col (h)) (k) Excess of col (1) over col (J), 1f any (j) AdJusted basis asof12/31/69 See Add1t1onal Data Table b c d e 2 Capital 3 Net short-term gain net income or (net capital capital gain or (loss) as defined If gain, also enter 1n Part I, line 8, column 1n Part I, line 8 .. •ifliA"4 Quahf1cat1on Under Section (For optional use by domestic private If section 4940(d)(2) applies, { loss) 1n sections 1222(5) (c) (see 1nstruct1ons) 4940(e) foundations If gain, also enter 1n Part I, line 7 If (loss), enter -0- 1n Part I, line 7 } 2 } 3 If (loss), enter -0- for Reduced Tax on Net Investment subJect to the section 5,391,703 and (6) 4940(a) tax on net investment 0 Income income) leave this part blank I amount of any year 1n the base period7 Was the foundation liable for the section 4942 tax on the distributable If"Yes," the foundation does not qualify under section 4940(e) Do not complete this part 1 Enter the appropriate amount 1n each column (a) for each year, see page 18 of the 1nstruct1ons (b) Base period years Calendar year (or tax year beginning in) Adjusted qualifying d1stnbut1ons before making P- Yes No any entries (d) (c) Net value of nonchantable-use assets D1stnbut1onratio (col (b) d1v1dedby col (c)) 2011 20,955,082 215,815,197 2010 18,901,264 2 0 3 ,4 6 8 ,6 8 3 0 097097 0 092895 2009 19,551,962 155,141,798 0 126026 2008 15,476,965 170,704,588 0 090665 2007 10,080,287 127,673,989 0 078953 2 Total of line 1, column 2 0 485636 3 Average d1stribut1on ratio for the 5-year base period-d1v1de the total on line 2 by 5, or by the number of years the foundation has been 1n existence 1f less than 5 years 3 0 097127 4 Enter the net value ofnoncharitable-use 4 5 Multiply 6 Enter 1% of net investment 7 Add lines 5 and 6. 8 Enter qual1fy1ng d1stribut1ons from Part XII, If line 8 1s equal to or greater the Part VI 1nstruct1ons than line 7, check the box 1n Part VI, line 1 b, and complete (d). assets for 2012 from Part X, line 5. line 4 by line 3. 2 1 6 ,4 3 2, 7 8 8 5 income (1% of Part I, line 27b). line 4. 21,021,467 6 105,544 7 21,127,011 8 17,610,096 that part using a 1 % tax rate Form See 990-PF (2012) Form 9 9 O- P F ( 2 O 1 2 ) l:J.fiifJI page Excise Tax Based on Investment Income (Section 4940(a), 4940(b), Exempt operating foundations described in section 4940(d)(2), check here ,... I la Date of ruling or determ1nat1on instructions) letter (attach 4940(e), or 4948-see . and enter "N/A" on line 1 copy of letter if necessary-see b Domestic c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, col (b) foundations 1 here,... that meet the section Tax under section 511 (domestic section 4947(a)(l) 3 Add lines 1 and 2. 4 Subtitle A (income) tax (domestic section 4947(a)(l) 5 Tax based on investment 6 Credits/Payments estimated 2012 Exempt tax payments c Tax paid with appl1cat1on for extension trusts and taxable foundations only Others enter -0-) Backup w1thhold1ng erroneously and payments overpayment withheld credited Enter any penalty for underpayment Tax due. If the total ofl1nes tax Check here 1 1f Form 2220 1s attached 11 Enter the amount of line 10 to be Credited to 2013 estimated tax,... 356 9 I ,... Refunded,... 23,725 10 1---1-1--11------------- Act1v1t1es attempt to influence any national, state, or local leg1slat1on or did 1n any pol1t1cal campa1gn7 Did 1t spend more than $100 the 1nstruct1ons 187,719 8 If line 7 1s more than the total of lines 5 and 8, enter the amount overpaid. 1t part1c1pate or intervene 7 20,000 6d. Overpayment. b 6c 6d of estimated Regarding 211,088 6b oft1me to file (Form 8868) 10 Statements 5 167,719 5 and 8 1s more than line 7, enter amount owed. During the tax year, did the foundation 211,088 4 6a withheld. s Part VII-A to 2012 at source Add lines 6a through 9 la 2 line 4 from line 3 If zero or less, enter -0-. and 2011 foreign organ1zat1ons-tax credits 211,088 . trusts and taxable foundations only Others enter -0-) income. Subtract b Total 1 3 a d 1n Part V, check and enter 1% of Part I, line 27b 2 7 4940 (e) requirements during the year (either directly or 1nd1rectly) for pol1t1cal purposes Yes No la No lb No le No 2 No 3 No 4a No (see page 19 of for def1n1t1on)7 If the answer is "Yes" to la or lb, attach a detailed descnptJOn of the act1v1t1es and copies of any matenals published or d1stnbuted c D 1d the foundation d Enter the amount e 2 by the foundatJOn connection 1n with the act1v1t1es. file Form 1120-POL for this yea r7. (1fany) (1) On the foundation of tax on pol1t1cal expenditures (1f any) paid by the foundation on foundation ,... $ -------- managers engaged (section (2) On foundation ,... $ Enter the reimbursement Has the foundation 4955) imposed managers during the year ,... $ -------- during the year for pol1t1cal expenditure 1n any act1v1t1es that have not previously been reported tax imposed to the IRS7 If "Yes," attach a detailed descnpt1on of the act1v1t1es. 3 Has the foundation of 1ncorporat1on, 4a b 5 made any changes, have unrelated business reported to the IRS, 1n its governing instrument, articles If "Yes," attach a conformed copy of the changes gross income of$1,000 or more during the year7. If "Yes," has 1t f1led a tax return on Form 990-T for this yea r7. Was there a l1qu1dat1on, term1nat1on, If "Yes," attach the statement 6 not previously or bylaws, or other s1m1lar 1nstruments7 Did the foundation Are the requirements • By language • By state of section 508(e) with the state (relating instrument, leg1slat1on that effectively that conflict 4b d1ssolut1on, or substantial required by General Instruct/On 1n the governing contraction 5 during the year7 to sections 4941 through 4945) sat1sf1ed either or law remain 1n the governing instrument so that no mandatory d1rect1ons instrument? 7 Did the foundation have at least $5,000 in assets at any time during the year7 If "Yes," complete Part II, col (c), and Part XV Sa Enter the states b 9 reports orw1th which 1t 1s registered ,...DC, KS,_V_A------------------------------------~ If the answer 1s "Yes" to line 7, has the foundation General (or designate) Is the foundation of each state cla1m1ng status or 4 9 4 2 (J)(5) for calendar as required as a private furnished by General operating year 2 O 12 or the taxable a copy of Form 990-PF Instruction foundation 6 Yes 7 Yes Sb Yes (see 1nstruct1ons) to the Attorney G7 If "No," attach explanation. w1th1n the meaning of section year beg1nn1 ng In 2 O 12 (see I nstruct1ons 4942(J)(3) for Pa rt XIV )7 If "Yes," complete Part XIV 10 No T. amends the governing to which the foundation 4 page 18 of the instructions) Did any persons become substantial contributors during the tax year7 If "Yes," attach a schedule /Jstmg their names and addresses 9 10 Form 990-PF No No (2012) Form 9 9 O- P F ( 2 O 1 2 ) 11 12 15 512(b)(13)7 priv11eges7 If"Yes," comply address directly attach or 1nd1rectly, own a controlled schedule w1th1n the (see 1nstruct1ons). to a donor advised statement entity fund over which the foundation (see 1nstruct1ons) with the public 1nspect1on requirements 11 No 12 No or a d1squal1f1ed person had for its annual returns and exemption appl1cat1on7 13 Yes jllrrWWW CHA RLESKO CH FO UN DA TIO N O RG The books are 1n care of jllrr_K_A_R_A_W_O_R_T_H_I_N_G_T_O_N __________________ Located at jllrr4111E 37TH ST N WICHITA KS Section 494 7(a)(l) nonexempt and enter the amount 16 attach (continued) Activities If"Yes," make a d1stribut1on Did the foundation Website 14 of section Did the foundation advisory 13 Regarding At any time during the year, did the foundation, meaning 5 Page I :F-TilI'd9~1 Statements At any time during calendar a bank, securities, trusts interest year 2012, for exceptions f1l1ng Form 990-PF received or accrued did the foundation or other f1nanc1al account See 1nstruct1ons jllrr country no jllrr(316) 828-6768 ZIP +4 jllrr.;;..6.;;..7...;c2;..;;2;;..0;;._ _______ charitable of tax-exempt Telephone 1n a foreign 1n lieu of Form 1041-Check here. during the year. have an interest • jllrr 1n or a signature ..,.. 15 or other authority 16 for Form TD F 90-22 1 If "Yes", ' over country?. and f1l1ng requirements _ No enter the name of the foreign ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Part VII-B Statements Regarding Activities for Which Form 4720 File Form 4720 if any item is checked in the "Yes" column, unless an exception la During the year did the foundation (either (1) Engage 1n the sale or exchange, directly or leasing May Be Required applies. Yes or 1nd1rectly) of property (2) Borrow money from, lend money to, or otherwise I with a d1squal1f1ed person? extend credit to (or accept (4) Pay compensation (5) Transfer or fac1l1t1es to (or accept to, or pay or reimburse I Yes p- No No P- Yes I Yes p- No any income or assets for the benefit or use of a d1squal1f1ed person)?. to a government If any answer 1s "Yes" to la(l 53 4941(d)-3 Did the foundation on a current Taxes a foundation If"Yes," b to incorrect disaster disaster , 4942) 4942(J)(3) under the exceptions assistance assistance described , 20 __ by the Comm1ss1oner the lapse of the 10-, b P- No , (does not apply for years the foundation 20 __ income No (lines 6d P- No Yes 20 __ 1s not applying undistributed statement-see the prov1s1ons of section 1ncome7 (If applying section 4942(a)(2) 4942(a)(2) 1nstruct1ons). are being applied 2b to any of the years listed 1n 2a, list the years here 20 __ or 1nd1rect interest 1n any business enterprise at holdings 1n 2012 as a result of (1) any purchase (2) the lapse of the 5-year 4943(c)(7 )) to dispose of holdings P- No Yes by the foundation period (or longer period approved acquired by gift or bequest, or (3) 15-, or 2 0-yea r f1rst phase hold1 ng period7 (Use Schedule C, Form 4720, to determme had excess bus mess holdmgs m 2012.). Did the foundation invest Did the foundation make any investment charitable that had not been removed purpose le was a private 1 , to the year's after May 26, 1969, under section No acts, I business lb here. 1n 1 a, other than excepted have any undistributed , hold more than a 2% direct or d1squal1f1ed persons 4a Yes or4942(J)(5)) the foundation of assets) 4942(a)(2) 20 __ If "Yes," did 1t have excess If the foundation 1 (see page 20 of the 1nstruct1ons)7. check any time during the year7. b P- No 1n Regulations beg1nn1ng before 20127. answer "No" and attach 20 __ Did the foundation (section 1n 2a forwh1ch valuation If the prov1s1ons of section jllrr 20 3a regarding regarding did the foundation for tax year(s) to all years listed, c income list the years jllrr 20 __ Are there any years listed (relating notice notice defined 1n section At the end of tax year 2012, and 6e, Part XIII) Yes before the first day of the tax year beg1nn1ng 1n 20127. on failure to distribute operating I Check "No" 1f term1nat1ng w1th1n 90 days ). engage 1n a prior year 1n any of the acts described that were not corrected 2 service, )-(6 ), did any of the acts fail to qualify or 1n a current O rgan1zat1ons relying c off1c1al7 (Exception. agreed to make a grant to or to employ the off1c1al for a period 1f the foundation after term1nat1on of government section of, a d1squal1f1ed person? to a d1squal1f1ed person (or make any of either available (6) Agree to pay money or property b ' them from) a d1squal1f1ed person? the expenses p- No Yes 1t from) a d1squal1f1ed person?. (3) Furnish goods, services, No during the year any amount 3b 1n a manner that would Jeopardize 1n a prior year (but after December from Jeopardy 31, 1969) its charitable 4a purposes? that could Jeopardize No its before the first day of the tax year beg1nn1ng 1n 20127 4b Form 990-PF No (2012) Form 9 9 O- P F ( 2 O 1 2 ) I :F-TilI'd!I:I Sa Page Statements Regarding During the year did the foundation (1) Carry on propaganda, (2) Influence for Which Form 4720 attempt to influence of any spec1f1c public election leg1slat1on (section (see section a grant to an 1nd1v1dual for travel, (4) Provide a grant to an organ1zat1on other than a charitable, 509(a)(l study, ), (2), or (3), or section b purposes, Regulations section 53 4945 Did the foundation, a personal notice 4940(d)(2)7 of cruelty notice regarding orto regarding during the year, receive fail to qualify during the year, pay premiums, disaster assistance assistance check sectJOn 53.4945-S(d). directly No I I Yes [7 [7 No Yes .1 under the exceptions claim exemption any funds, directly [7 No No or or animals 7. [7 Yes described No 1n (see 1nstruct1ons)7. here. Sb No 6b No .Jrr-' from the respons1b1l1ty for the grant?. required by Regulations Yes P- Yes I sc1ent1f1c, literary, to children disaster I organ1zat1on described P- Yes I No I No ',!;! or 1nd1rectly, to pay premiums on benefit contract?. Did the foundation, 6 (continued) carry (see 1nstruct1ons). 5a(4 ), does the foundation 1t ma1nta1ned expenditure If "Yes," attach the statement b or 1n a current on a current If the answer 1s "Yes" to question tax because 6a etc, If any answer 1s "Yes" to 5a(l )-(5 ), did any of the transactions O rgan1zat1ons relying c or for the prevention 4955), or other s1m1lar purposes? (5) Provide for any purpose other than rel1g1ous, charitable, educational 4945(e))7 drive 7. or 1nd1rectly, any voter reg1strat1on (3) Provide 1n section May Be Required pay or incur any amount to or otherwise the outcome on, directly Activities or 1nd1rectly, on a personal Yes [7 benefit contract?. If "Yes" to 6b, file Form 8870. 7a b At any time during the tax year, was the foundation If yes, did the foundation l:ifil*d•I 1 receive any proceeds Information About Officers, and Contractors List all officers, directors, trustees, foundation a party to a proh1b1ted tax shelter or have any net income attributable Directors, Foundation managers and their compensation (b) Title, and average hours per week devoted to pos1t1on (a) Name and address Trustees, I transact1on7 Yes f7 No to the transact1on7. Managers, 7b Highly Paid Employees, (see instructions). (c) Compensation (If not paid, enter (d) Contributions to employee benefit plans and deferred compensation -0-) (e) Expense account, other allowances See Add1t1onal Data Table 2 Compensation of five highest-paid employees (a) Name and address of each employee paid more than $50,000 ALLISON KASIC 1515 N COURTHOUSE RD STE 200 ARLINGTON,VA 22201 RYAN STOWERS 1515 N COURTHOUSE RD STE 200 ARLINGTON,VA 22201 JOHN HARDIN 1515 N COURTHOUSE RD STE 200 ARLINGTON,VA 22201 DEREK JOHNSON 1515 N COURTHOUSE RD STE 200 ARLINGTON,VA 22201 CHARLES RUGER 1515 N COURTHOUSE RD STE 200 ARLINGTON,VA 22201 Total number of other employees (other than those included on line 1-see (b) Title, and average hours per week devoted to pos1t1on PROGRAM 40 0 MANAGER (c) Compensation If none, enter "NONE." (d) Contributions to employee benefit plans and deferred compensation (e) Expense account, other allowances 3,591 1,440 11,112 1,440 7 3,06 3 4,384 1,440 PGM OFF HIGHER EDUC 40 0 81,250 4,87 5 1,440 PGM OFF HIGHER EDUC 40 0 70,06 3 7 ,220 1,3 20 ,,.. 2 PGM DIR HIGHER EDUC 40 0 PROGRAM 40 0 paid over $50,000. MANAGER 6 3 ,313 instructions). 185,206 Form 990-PF (2012) Form 9 9 O - P F ( 2 O 1 2 ) lifliia"IU• 3 page Information About Officers, and Contractors (continued) Five highest-paid independent (a) Name and address Total number of others i:ifilf!d.;I of each rece1v1ng Summary Directors, Trustees, Foundation contractors for professional services (see instructions). person paid more than over $50,000 for professional of Direct Charitable (b) Type $50,000 Managers, Highly Paid Employees, If none, enter "NONE". of service (c) Compensation .... services. Activities List the foundation's four largest direct charitable act1v1t1esduring the tax year Include relevant stat1st1calinformation such as the number of organizations and other benef1c1ariesserved, conferences convened, research papers produced, etc Expenses 1 2 3 4 •:r.•·••.,;;ii:t1 Summary of Program-Related Describe the two largest program-related Investments (see instructions) investments made by the foundation during the tax year on Imes 1 and 2 A mount 1 2 All other program-related investments See page 24 of the 1nstruct1ons 3 Total. Add lines 1 throuah 3. .... I Form 990-PF (2012) 7 Form 9 9 O- P F ( 2 O 1 2 ) l:ifil!I 1 page Minimum Investment see instructions.) Fair market value of assets Return (All domestic foundations not used (or held for use) directly 1n carrying 8 must complete this part. Foreign foundations, out charitable, etc, purposes a Average monthly b Average of monthly fair market value of securities. cash balances. c Fair market d Total (add lines la, b, and c). e Reduction claimed for blockage le (attach detailed explanation). value of all other assets 2 Acqu1s1t1on indebtedness 3 Subtract 4 Cash deemed la 199,216,809 lb 17,864,133 le (see 1nstruct1ons). or other factors reported I 1e applicable I 2 to line 1 assets. held for charitable 5 Net value of noncharitable-use 6 Minimum investment act1v1t1es Enter 1 1/2% of line 3 (for greater amount, assets. Subtract line 4 from line 3 Enter here and on Part V, line 4 4 3,295,931 5 2 1 6 ,4 3 2, 7 8 8 6 Amount (see instructions) (Section 4942(])(3) and (J)(S) private operating certain fore1qn orqan1zat1ons check here..,.. and do not complete this part.) M 1n1mum investment Incometaxfor2012 c Add lines 2a and 2b. I from Part VI, line 5. (This does not include amount 4 Recoveries of amounts 5 Add lines 3 and 4. 6 Deduction 7 Distributable I the tax from Part VI ). 2a 2b I before adJustments treated from distributable Amounts I Subtract b 2 amount amount as adJusted 6 assets Amounts a expenses) to accomplish from Part I, column charitable, etc, b set aside for spec1f1c charitable Cash d1stribut1on 4 Qualifying 5 Foundations income 6 Adjusted test (attach distributions. that qualify 1n carrying out charitable, la 17,610,096 proJects that satisfy the required under section line 4 0 3a 0 0 4 17,610,096 rate of tax on net investment 5 Enter 1% of Part I, line 27b (see 1nstruct1ons). Subtract 2 3b 3b Enter here and on Part V, line 8, and Part XIII, for the reduced 0 the schedule). 4940(e) lb etc, required). Add lines la through qualifying distributions. 10,610,551 purposes (d), line 26. from Part IX-B. used (or held for use) directly Su1tab1l1ty test (prior IRS approval 7 (see instructions) gifts, etc -total investments-total paid to acquire 10,610,551 line 6 from line 5 Enter here and on Part XIII, purposes. 3 10,610,551 4 (see 1nstruct1ons). Subtract Distributions contributions, Program-related Amounts 211,088 3 line 2c from line 1. as qual1fy1ng d1stribut1ons. paid (1nclud1ng adm1n1strat1ve Expenses, 10,821,639 5 1m1!.+• Qualifying and 211,088 line 1. a foundations 2c Distributable 1 10,821,639 1 return from Part X, line 6. b 3 r income for 2012 219,728,719 see return. Enter 5% of line 5. 1:1.fiS:d Distributable Tax on investment 0 3 Ins truct10 ns ). 1 219,728,719 on lines 1 a and line 2 from line ld. 2a 2,64 7 ,777 ld line 5 from line 4. Note: The amount on line 6 will be used 1n Part V, column (b), 1n subsequent the section 4940(e) reduction of tax 1n those years 6 years when calculating whether 17,610,096 the foundation qual1f1es for Form 990-PF (2012) Form 9 9 O- P F ( 2 O 1 2 ) Page 9 Undistributed •:F-Til1:.n• Income (see instructions) (a) Corpus 1 Distributable 2 U nd1stributed a Enter amount for 2011 amount for 2012 income, 0 2010 , 2009 , From 2007. b From 2008. 7,054,261 c From 2009. 11,912,574 d From 2010. 8,931,145 e From 2011. 10,279,637 f Total of lines 3a through carryover, 1fany, to 2012 3, 779,603 4 Q ual1fy1ng d1stribut1ons 41,957,220 e. for 2012 ..... $ from Part 17,610,096 to 2011, income of prior years 1nstruct1ons). c Treated as d1stribut1ons out of corpus required-see 1nstruct1ons). to 2012 distributable e Rema1n1ng amount 5 Excess 0 but not more than line 2a b A ppl1ed to undistributed (Election required-see d Applied 0 2008 a a Applied 10,610,551 only. Excess line 4 (d) 2012 1f any, as of the end of 2012 b Total for prior years XII, (c) 2011 from Part XI, line 7 3 d1stribut1ons (b) Years prior to 2011 distributed d1stribut1ons carryover (Election 10,610,551 amount. 6,999,545 out of corpus applied to 2012 (If an amount appears 1n column (d), the same amount must be shown 1n column (a).) 6 Enter the net total of each column as indicated below: a Corpus Add lines 3f, 4c, and 4e Subtract line 5 48,956, 765 income Subtract b Prior years' undistributed line 4b from line 2b. c Enter the amount of prior years' undistributed income for which a notice of def1c1ency has been issued, or on which the section 4942(a) tax has been previously assessed. d Subtract line 6c from line 6b Taxable -see 1nstruct1ons. amount e U nd1stributed income for 2011 Subtract 4a from line 2a Taxable amount-see 1nstruct1ons. f 0 0 line 0 U nd1stributed income for 2 O 12 Subtract lines 4d and 5 from line 1 This amount must be distributed 1n 2013. 7 A mounts treated as d1stribut1ons out of corpus to satisfy requirements imposed by section 170(b)(l)(F) or4942(g)(3) (see 1nstruct1ons). 8 Excess d1stribut1ons carryover from 2007 not applied on line 5 or line 7 (see 1nstruct1ons). 9 Excess distributions carryover to 2013. Subtract lines 7 and 8 from line 6a. 10 Analysis ofl1ne 9 7,054,261 a Excess from 2008. 11,912,574 b Excess from 2009. 8,931,145 c Excess from 2 O 1 O • 10,279,637 d Excess from 2 O 11. 6,999,545 e Excess from 2 O 1 2. 0 3, 779,603 45, 177, 162 Form 990-PF (2012) Form 9 9 O- P F ( 2 O 1 2 ) M:ifli:u*M Private la Page Foundations O see instructions If the foundation has received a ruling or determ1nat1on letter that 1t 1s a private foundation, and the ruling 1s effective for 2012, enter the date of the ruling. b Check box to 1nd1cate whether the organ1zat1on IS a private 2a 3 and Pa rt VII-A Enter the lesser of the adJusted net income from Part I or the m1n1mum investment return from Part X for each year listed. b 85% c Q ual1fy1ng d1stribut1ons from Part XII, line 4 for each year listed. d Amounts included in line 2c not used directly for active conduct of exempt act1v1t1es. e Q ual1fy1ng d1stribut1ons made directly for active conduct of exempt act1v1t1es Subtract line 2d from line 2c. operating foundation operating ...-~---------------described In section r 4942(J)(3) or r Prior 3 years Tax year (a)2012 10 uest1on 9 (b)2011 (c) 2 O 1 O 4942(J)(5) (e) Total (d) 2009 ofl1ne 2a. Complete 3a, b, or c for the alternative test relied upon a "Assets" alternative test-enter (1) (2) b c Value of all assets. Value of assets qual1fy1ng under section 4942(J)(3 )(B)(1) "Endowment" alternative testenter 2/3 of m1n1mum investment return shown 1n Part X, line 6 for each year listed. "Support" alternative test-enter (1) Total support other than gross investment income (interest, d1v1dends, rents, payments on securities loans (section 512(a)(5)), or royalties). (2) Support from general public and 5 or more exempt organ1zat1ons as provided 1n section 4942(J)(3)(B)(111). (3) Largest amount of support from an exempt organ1zat1on (4) Gross investment I :r-P •:t'fJ 1 a income Supplementary Information (Complete assets at any time during the year-see this part only if the organization instructions.) had $5,000 or more in Information Regarding Foundation Managers: List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation more than $5,000) (See section 507(d)(2)) before the close of any tax year (but only 1fthey have contributed CHARLES G KOCH b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally ownership of a partnership or other entity) of which the foundation has a 10% or greater interest large portion of the NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: r Check here ... 1fthe foundation only makes contributions to preselected charitable organ1zat1ons and does not accept unsol1c1ted requests for funds If the foundation makes gifts, grants, etc (see 1nstruct1ons) to 1nd1v1duals or organ1zat1ons under other cond1t1ons, complete items 2a, b, c, and d a The name, address, and telephone number or e-mail CHARLES KOCH FOUNDATION 1515 N COURTHOUSE ROAD SUITE ARLINGTON,VA 22201 (703) 875-1600 of the person to whom appl1cat1ons should be addressed 200 b The form 1n which appl1cat1ons should be submitted and 1nformat1on and materials they should include ORGANIZATIONS SEEKING GRANTS FROM THE FOUNDATION AND WHICH MEET THE CRITERIA LISTED IN ATTACHMENT 16 SHOULD SUBMIT A SHORT LETTER (NO MO RE THAN THREE PAGES) 0 UTLINING THEIR REQUEST THE LETTER SHOULD CLEARLY AND SUCCINCTLY STATE 1 PROSPECTIVE GRANTEE'S MISSION AND GOALS, 2 SPECIFIC PROJECT FOR WHICH SUPPORT IS BEING SOUGHT, 3 AMOUNT OF FUNDING REQUESTED, 4 NAME, TITLE, ADDRESS, TELEPHONE NUMBER, AND EMAIL ADDRESS OF THE PRIMARY CONTACT PERSON, AND, 5 CURRENT ANNUAL BUDGET OR AUDITED FINANCIAL STATEMENTS IF APPLICABLE, PLEASE ALSO INCLUDE A LIST OF OTHER SUPPORT (E G, FUNDING, IN-KIND CONTRIBUTIONS) SECURED FOR THE PROJECT BECAUSE THE FOUNDATION GENERALLY ONLY SUPPORTS SECTION 501(C) (3) PUBLIC CHARITIES, IT ALSO REQUIRES THAT YOU SUBMIT VERIFICATION FROM THE IRS THAT YOUR ORGANIZATION IS EXEMPT FROM FEDERAL INCOME TAX AS A SECTION 501(C)(3) ORGANIZATION AND IS CLASSIFIED AS A PUBLIC CHARITY UNDER SECTION 509(A) OF THE INTERNAL REVENUE CODE THE FOUNDATION KINDLY REQUESTS THAT NO c Any subm1ss1on deadlines NONE d Any restrictions or l1m1tat1ons on awards, such as by geographical areas, charitable fields, kinds of 1nst1tut1ons, or other factors THE FOUNDATION PRIMARILY SUPPORTS RESEARCH AND EDUCATION PROGRAMS THAT ANALYZE THE IMPACT OF FREE SOCIETIES, IN PARTICULAR HOW THEY ADVANCE THE WELL-BEING OF MANKIND BUILDING ON THIS KNOWLEDGE, THE CHARLES KOCH FOUNDATION FOSTERS THE PARTNERSHIP OF SCIENTISTS AND PRACTITIONERS IN ORDER TO INTEGRATE THEORY AND PRACTICE BY DOING SO, THE FOUNDATION STRIVES TO DEVELOP MARKET-BASED TOOLS THAT ENABLE INDIVIDUALS, INSTITUTIONS AND SOCIETIES TO PROSPER THE CHARLES KOCH FOUNDATION FOCUSES ON A SELECT NUMBER OF PROGRAMS WHERE IT BELIEVES IT IS BEST POSITIONED TO SUPPORT POSITIVE SOCIAL CHANGE THE FOUNDATION ENCOURAGES ORGANIZATIONS SEEKING SUPPORT TO FIRST FAMILIARIZE THEMSELVES WITH THOSE DOMAINS BY EXAMINING THE FOUNDATION'S AREAS OF INTEREST IN ADDITION, THE FOUNDATION PLACES SEVERAL LIMITATIONS ON THE REQUESTS IT CONSIDERS 1 THE FOUNDATION PRIMARILY MAKES GRANTS TO SECTION 501(C)(3) PUBLIC CHARITIES THE CHARLES KOCH FOUNDATION DOES NOT SUPPORT FOR-PROFIT CORPORATIONS OR INDIVIDUALS Form 990-PF (2012) Form 9 9 O- P F ( 2 O 1 2 ) Page 11 1:)ffii:tfJ Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved Rec1p1ent Name and address (home or business) If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager contributor or substantial for Future Foundation status of rec1p1ent Payment Purpose of grant or contribution A mount a Paid dunng the year See Add1t1onal Data Table Total. .....3a 14 ,9 2 0 ,44 8 b Approved for future payment Total. .....3b Form 990-PF (2012) Form 9 9 O- P F ( 2 O 1 2 ) I :F-Til•;i"~ !lit~J Ana Page Of IYSIS Enter gross amounts unless 1 Program service revenue Income-Pro otherwise 12 d ucmg Act1v1t1es 1nd1cated Unrelated business (a) Business code income (b) A mount (e) Related or exempt function income (See 1nstruct1ons ) Excluded by section 512, 513, or 514 (d) (c) Exclusion code A mount a b c d e 2 3 4 5 f g Fees and contracts from government agencies Membership dues and assessments. Interest on savings and temporary cash investments D1v1dends and interest from securities. Net rental income or (loss) from real estate a Debt-financed 14 1,415 3,918,994 property. b Not debt-financed 6 7 8 9 10 11 14 property. Net rental income or (loss) from personal property Other investment income. Gain or ( loss) from sales of assets other than inventory Net income or (loss) from special 18 1,811,978 18 5,391, 703 events Gross profit or (loss) from sales of inventory. Other revenue a b c d e 12 Subtotal Add columns 11, 124,090 (b), (d), and (e). 13 Total. Add line 12, columns (b), (d), and (e). (See worksheet 1n line 13 1nstruct1ons to verify calculations) Part XVI-B .. Line No. Relationshi of Activities to the Aecom lishment of Exem t Pur oses importantly to Explain below how each act1v1ty for which income 1s reported 1n column (e) of Part XVI-A contributed the accomplishment of the foundation's exempt purposes (other than by prov1d1ng funds for such purposes) (See 1nstruct1ons ) Form 990-PF (2012) Form 9 9 O- P F ( 2 O 1 2 ) l:ifll:tf,il 1 13 Page Information Regarding Transfers To and Transactions Noncharitable Exempt Organizations and Relationships With Did the organ1zat1ondirectly or indirectly engage in any of the following with any other organization described in section No Yes SOl(c) of the Code (other than section 501(c)(3) organ1zat1ons)or in section 527, relating to political organ1zat1ons7 a Transfers from the reporting foundation to a noncharitable exempt organ1zat1on of (1) Cash. 1a(1) No (2) Other assets. 1a(2) No 1b(1) No 1b(2) No 1b(3) No 1b(4) No lb(S) No 1b(6) No le No b Other transactions (1) Sales of assets (2) Purchases (3) Rental of fac1l1t1es, equipment, (4) Reimbursement (5) Loans or loan guarantees. to a noncharitable of assets (6) Performance exempt from a noncharitable organ1zat1on. exempt organ1zat1on. or other assets. arrangements. of services or membership c Sharing of fac1l1t1es, equipment, or fundra1s1ng sol1c1tat1ons. ma1l1ng lists, other assets, or paid employees. d If the answer to any of the above 1s "Yes," complete the following schedule Column (b) should always show the fair market value If the foundation received less than fair market value of the goods, other assets, or services given by the reporting foundation 1n any transaction or sharing arrangement, show 1n column (d) the value of the goods, other assets, or services received (a) Line No (b) Amount involved 2a Is the foundation described b If"Yes," Sign Here directly 1n section (c) Name of nonchantable exempt organ1zat1on or 1nd1rectly aff1l1ated with, or related 5 O 1 (c) of the Code (other than section complete the following schedule (a) Name of organ1zat1on (d) Description of transfers, transactions, and sharing arrangements to, one or more tax-exempt 5 O 1 (c )(3 )) or 1n section organ1zat1ons .I 5 2 7 7. (b) Type of organ1zat1on Yes (c) Description of relat1onsh1p Under penalties of perJury, I declare that I have examined this return, 1nclud1ng accompanying schedules and statements, and to the best of my knowledge and belief, 1t 1s true, correct, and complete Declaration of preparer (other than taxpayer or f1duc1ary) 1s based on all 1nformat1on ofwh1ch preparer has any knowledge ~ i 2013-11-15 ****** Signature of officer or trustee Print/Type preparer's name Date ~ IMay the IRS discuss this returnl with the prer,,arer shown below ****** (see instr )7 Title Date Pre pa re r's SI g nature [7 Yes I No PTIN Check 1f selfemployed ~r Paid Preparer Use Only Firm's name ~ 1551 Firm's address ~ Firm's BKD LLP N WATERFRONT WICHITA, EIN ~ PKWY STE 300 KS 672066601 Phone no (316) 265-2811 Form 990-PF (2012) Form 990PF Part IV - Capital Gains and Losses for Tax on Investment (a) List and describe the k1nd(s) of property sold (e g, real estate, 2-story brick warehouse, or common stock, 200 shs MLC Co) ZAZOVE ACIS CLO EFPRP EXCELSIOR WINTON HIGHLAND MPAM Income (b) How acquired P-Purchase D-Donat1on - Columns a - d (c) Date acquired (mo, day, yr) (d) Date sold (mo, day, yr) Form 990PF Part IV - Capital (e) Gross sales price 7 ,8 54 ,9 54 Gains and Losses for Tax on Investment (f) Deprec1at1on allowed (or allowable) Income (g) Cost or other basis plus expense of sale 7,199,070 50,259,461 5 0 ,124 ,44 9 14,265,788 12,768,305 18 ,13 5 47,447,974 11,524,598 7 ,363,002 34,669 4 7 ,000,000 8,719 ,489 7,496,227 - Columns e - h (h) Gain or (loss) (e) plus (f) minus (g) 655,884 135,012 1,497 ,48 3 -16,534 447,974 2,805,109 -133,225 Form 990PF Complete Part IV - Capital only for assets (i) F M V asof12/31/69 showing Gains and Losses for Tax on Investment gain 1n column (h) and owned by the foundation (j) AdJusted basis asof12/31/69 Income on 12/31/69 (k) Excess of col (1) over col (J), 1f any - Columns i - I (I) Gains (Col (h) gain minus col (k), but not less than -0-) or Losses (from col (h)) 655,884 135,012 1,497 ,48 3 -16,534 447,974 2,805,109 -133,225 Form 990PF Part VIII compensation Line 1 - List all officers, (a) Name and address CHARLES CHASE KOCH PO BOX 2256 WICHITA,KS (b) Title, and average hours per week devoted to pos1t1on DIRECTOR trustees, foundation (c) Compensation (If not paid, enter -0-) managers and their (d) Contributions to employee benefit plans and deferred compensation (e) Expense account, other allowances 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 25 672012256 ELJZABETH B KOCH PO BOX 2256 WICHITA,KS directors, DIRECTOR 0 25 672012256 CHARLES G KOCH PO BOX 2256 WICHITA, KS 672012256 HEATHER LOVE PO BOX 2256 WICHITA, KS 672012256 BRIAN MENKES 1515 N COURTHOUSE RD SUITE 200 ARLINGTON,VA 22201 RICHARD H FINK 1515 N COURTHOUSE RD SUITE 200 ARLINGTON,VA 22201 DIRECTOR/ CHAIRMAN 0 25 TREASURER 10 SECRETARY 10 PRESIDENT 10 /DIRECTOR Form 990PF Part XV Line 3 - Grants If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Rec1p1ent Name and address business) and Contributions (home or Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year Academy on Cap1tal1sm and L1m1ted Government Found 528 E Green St Suite 202 Champa1gn,IL 61820 None P ubl1c General Support 25 ,000 Acton I nst1tute 161 Ottawa Avenue NW Suite 301 Grand Rap1ds,MI 495032718 None P ubl1c General Support 10 ,000 Advance Arkansas Institute Fontenay Circle Little Roe k, AR 72223 55 None P ubl1c General Support 5,500 402 Office None P ubl1c General Support 14 ,000 Albany State U n1vers1ty Foundation 504 College Drive Albany,GA 31705 None P ubl1c General Support 11,0 00 Alexander Hamilton Institute Study of Western C 1v1l1zat1 21 West Park Cl1nton,NY 13323 for the None P ubl1c General Support 27 ,800 Alma College 614 W Superior Alma,MI 48801 St None P ubl1c General Support 8,500 American Enterprise Institute Seventeenth St NW Washington, DC 20036 1150 None P ubl1c General Support 510 ,000 None P ubl1c General Support 10 ,000 None P ubl1c General Support 15 ,000 None P ubl1c General Support 12,000 Assoc1at1on of Private Enterprise 300 Fletcher Chattanooga, TN 37403 None P ubl1c General Support 60 ,000 Assumption College 500 Salisbury Street Worcester, MA 01609 None P ubl1c General Support 6,000 Atlas Economic Research Foundation 1201 L Street 2nd Floor Washington, DC 20005 None P ubl1c General Support 20 ,000 None P ubl1c General Support 5,000 Alabama Policy Institute Park Dr Suite 300 B1rm1ngham, AL 35223 American Spectator Foundation 1611NKentSt Suite 901 Arl1ngton,VA 22209 American Un1vers1ty Department Government School of Public Affairs Washington, DC 200168130 America's Future Foundation 16th Street NW Washington, DC 20036 Augustana College 2001 Summit Ave Sioux Falls, SD 57197 1513 of NW South Form 990PF Part XV Line 3 - Grants Rec1p1ent Name and address business) (home or and Contributions If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year None P ubl1c General Support 15 ,000 None P ubl1c General Support 3,000 Barton College PO Box 5000 Wilson, NC 27893 None P ubl1c General Support 9 ,300 17 5 King St 29401 None P ubl1c General Support 8,000 None P ubl1c General Support 6,000 None P ubl1c General Support 40 ,000 None P ubl1c General Support 11,900 None P ubl1c General Support 12,100 None P ubl1c General Support 300 ,000 None P ubl1c General Support 6,500 Boise State U n1vers1ty Foundation Un1vers1ty Drive Bo1se,ID 83706 None P ubl1c General Support 7 ,800 Brown U n1vers1ty PO Box 1893 P rov1dence, RI 02912 None P ubl1c General Support 610 W None P ubl1c General Support 500 None P ubl1c General Support 25 ,000 None P ubl1c General Support 27 ,000 Azusa Pac1f1c U n1vers1ty Alosta Ave PO Box 7000 Azusa, CA 917027000 Ball State U n1vers1ty Ave Munc1e,IN 47308 Bast1at Society Charleston, SC Beloit College 700 Beloit, WI 53511 901 E 2800 W Bethel College Bernard Center 10120 Potomac, MD 20854 Street Chapel Road Berry College PO Box 495024 M aunt Berry, GA 301495024 Bethel College M1shawaka,IN 1001 Bethel Circle 46545 Bill of Rights I nst1tute Road Suite 200 Arl1ngton,VA 22203 200 N Glebe B1rm1ngham Southern College Arkadelphia Rd B1rm1ngham, AL 35254 900 2225 Buena V 1sta U n1vers1ty Fourth Street Storm Lake, IA 50588 Cal1forn1a Public Policy 18002 Irvine Blvd Suite 108 Tustin, CA 92780 Center Cal1forn1a State U n1vers1ty East Bay Foundation 25800 Carlos Bee Blvd Hayward,CA 94542 13,000 Form 990PF Part XV Line 3 - Grants If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Rec1p1ent Name and address business) and Contributions (home or Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year Campbell U n1vers1ty Lundy Chair O ff1ces PO Box 1145 Bu1es Creek,NC 27506 None P ubl1c General Support 24,000 Carthage College 2001 Drive Kenosha, WI 53140 None P ubl1c General Support 9,500 Cato Institute 1000 Massachusetts Avenue NW Washington, DC 20001 None P ubl1c General Support 10,000 Cedarville Un1vers1ty 251 North Main Street Cedarville, OH 45314 None P ubl1c General Support 9,000 Center for Excellence 1n Higher Education 8520 Allison Pointe Blvd Suite 220 Ind1anapol1s, IN 46250 None P ubl1c General Support 8,000 Center For Independent Thought 1420 Walnut St Suite 1011 P h1ladelph1a, PA 19102 None P ubl1c General Support 15,000 Chapman Un1vers1ty Drive Orange, CA 92866 None P ubl1c General Support 18,000 Charleston Southern U n1vers1ty 9200 Un1vers1ty Boulevard Charleston, SC 29406 None P ubl1c General Support 7 ,500 Chestnut Hill College 9601 Germantown Avenue P h1ladelph1a, PA 19118 None P ubl1c General Support 6,000 None P ubl1c General Support 14,000 2 9 ,400 Alford Park 1 U n1vers1ty Christopher Newport U n1vers1ty U n1vers1ty Place Newport News,VA 236062998 1 Claremont McKenna College 9th St Claremont,CA 917116400 500 E None P ubl1c General Support Clemson U n1vers1ty College Business Behav1ora I Sc 1ence Clemson, SC 296341301 of None P ubl1c General Support 165,000 College of Charleston 66 George Street Charleston, SC 29424 None P ubl1c General Support 40,000 College ofW1ll1am and Mary 8795 W1ll1amsburg, VA 23187 None P ubl1c General Support 2,500 None P ubl1c General Support 10,000 PO Box Compet1t1ve Enterprise Institute 1899 LStreetNW Floor 12 Washington, DC 20036 Form 990PF Part XV Line 3 - Grants If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Rec1p1ent Name and address business) and Contributions (home or Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year Connecticut Assoc1at1on 1615 Stanley Street New Britain, CT 06050 of Scholars None P ubl1c General Support 6,000 None P ubl1c General Support 3,000 of None P ubl1c General Support 10,000 109 North Henry St 22314 None P ubl1c General Support 2 5,000 None P ubl1c General Support 2 2,000 Education Action Group Foundation 801 W Norton Suite 1 Muskegon, MI 49441 None P ubl1c General Support 4 5,000 Encounter for Education 900 Broadway New York, NY 10003 None PRIVATE General Support 50,000 Florida Gulf Coast U n1vers1ty 10501 FGCU Boulevard South Fort Myers, FL 339656565 None P ubl1c General Support 37 ,500 Florida State U n1vers1ty 160 Bellamy Bu1ld1ng 113 Collegiate Loop Tallahassee, FL 323062160 None P ubl1c General Support Foundation for I nd1v1dual Rights 1n Education 601 Walnut Street Suite 510 P h1ladelph1a, PA 19106 None P ubl1c General Support Fraser I nst1tute 1770 Burrand St 4th floor Vancouver, BRITISH COLUMBIA V6J 3G7 CA None P ubl1c General Support 115,000 Free Enterprise Foundation 21569 Charleston, SC 29413 None P ubl1c General Support 20,000 None P ubl1c General Support 5,000 None P ubl1c General Support 12,650 None P ubl1c General Support Cornell College 600 First Street M aunt Vernon, IA 52314 Dartmouth College Department Economics 6106 Rockefeller Hall Hanover,NH 03755 Donors Trust Alexandria,VA Duquesne A venue Pittsburgh, U n1vers1ty PA SW 600 Forbes 15282 and Culture PO Box Future of Freedom Foundation 11350 Random Hill Rd Stu1te 800 Fairfax, VA 22030 George Fox U n1vers1ty Meridian Street Newberg,OR 97132 414 N George Ma son U n1vers 1ty Foundation 4400 U n1vers1ty Drive Fairfax, VA 22030 297,341 7 5,000 5,455,000 Form 990PF Part XV Line 3 - Grants Rec1p1ent Name and address business) (home or and Contributions If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year George Washington U n1vers1ty 2121 Eye Street NW Washington, DC 20052 None P ubl1c General Support Georgia State U n1vers1ty Foundation One Park Place South Suite 549 Atlanta, GA 30302 None P ubl1c General Support 9,000 Grove City College 100 Campus Drive Grove City, PA 16127 None P ubl1c General Support 3 2,800 Hampden-Sydney College 1 College Road Hampden Sydney, VA 23943 None P ubl1c General Support 30,600 Hanover College PO Box108 Hanover, IN 47243 None P ubl1c General Support 3,800 Harvard Un1vers1ty 95 Dunster Street Cambridge, MA 021385926 None P ubl1c General Support 7 ,500 High Point Un1vers1ty 833 Montl1eu Ave High Point, NC 27262 None P ubl1c General Support 6,000 Hillsdale Street Hillsdale, None P ubl1c General Support 34,000 Indiana Un1vers1ty 513 North Park A venue Bloomington, IN 474083895 None P ubl1c General Support 8,000 I nd1ana U n1vers1ty Foundation Box 500 Bloomington, IN 47402 PO None P ubl1c General Support 26,000 Institute for Energy Research H Street NW Suite 400 Washington, DC 20005 1100 None P ubl1c General Support 5,000 3351 None P ubl1c General Support 2,94 7 ,500 International Society for Ind1v1dual Liberty 237 Kearny St Suite 120 San Francisco, CA 94108 None P ubl1c General Support 7 ,000 Jack M 1ller Center 111 Pres1dent1al Blvd 146 P h1ladelph1a, PA 19004 None P ubl1c General Support James Madison Institute 37460 Tallahassee, FL 32315 None P ubl1c General Support College MI 33 E College 116,000 49242 I nst1tute for Humane Studies Fairfax Dr MSN 1C5 Arl1ngton,VA 22201 PO Box 250,000 2 5,000 Form 990PF Part XV Line 3 - Grants Rec1p1ent Name and address business) (home or and Contributions If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year 800 S None P ubl1c General Support 21,200 None P ubl1c General Support 3,000 200 West None P ubl1c General Support 25 ,000 347 None P ubl1c General Support 10 ,000 None P ubl1c General Support 8,000 Kennesaw State U n1vers1ty Research Service Foundation 1000 Chastain Rd Kennesaw, GA 30144 None P ubl1c General Support 2,500 Kenyon College Kenyon College Gambier, OH 43022 None P ubl1c General Support 2,000 La Sierra Un1vers1ty 4500 Pkwy R1vers1de, CA 92515 R1verwalk None P ubl1c General Support 7 ,500 N Sheridan None P ubl1c General Support 7 ,000 Lakeland College PO Box 359 Sheboygan, WI 530820359 None P ubl1c General Support 7 ,000 Leadership Program of the Rock 1777 South Harrison Street Suite 807 Denver, CO 80210 None P ubl1c General Support 5,000 Lee U n1vers1ty 1120 North Ocoee St Cleveland, TN 37320 None P ubl1c General Support 6,500 Liberty None P ubl1c General Support 10 ,000 None P ubl1c General Support None P ubl1c General Support James Madison U n1vers1ty Main St Ha rnsonburg, VA 22807 John Brown U n1vers1ty 200 West U n1vers1ty Street Siloam Springs,AR 72761 John Locke Foundation Morgan Street Suite 200 Raleigh, NC 27601 Johns Hopkins U n1vers1ty Gilman Hall Baltimore, MD 21218 Johnson and Wales U n1vers1ty West Trade Street Charlotte,SC 28202 Lake Forest College 555 Road Lake Forest,IL 60045 on the Rocks PO Box 801 621443 Littleton, CO 80162 Liberty Source 255 South Main Suite 100 Logan, UT 84321 L1ndenwood U n1vers1ty K1ngsh1ghway St Charles, MO 63301 209 S 177,500 6,000 Form 990PF Part XV Line 3 - Grants If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Rec1p1ent Name and address business) and Contributions (home or Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year Long Island U n1vers1ty Northern Boulevard Brookville, NY 11548 700 None P ubl1c General Support 8,000 None P ubl1c General Support 4 2,000 None P ubl1c General Support 9 5,000 None P ubl1c General Support 2 5,000 None P ubl1c General Support 10,000 None P ubl1c General Support 7 ,000 None P ubl1c General Support 2,000 Mercatus Center 3351 N Fairfax Drive Founders Hall 4th Floor Arl1ngton,VA 222014433 None P ubl1c General Support 11,0 0 0 MercerUn1vers1ty A venue Macon, GA 31207 None P ubl1c General Support 21,300 Metropolitan State College Denver Foundation 1512 Larimer Street Suite 900 Campus Box 14 Denver, CO 802178424 None P ubl1c General Support 18,000 M 1ch1gan State U n1vers1ty Department of Economics Marshall Hall East Lans1ng,MI 488241038 None P ubl1c General Support 20,000 M 1ddle Tennessee State U n1vers1ty Wood-Stegall Center Box109 Murfreesboro, TN 37132 None P ubl1c General Support 10,000 M 1ss1ss1pp1 State U n1vers1ty PO Box 5227 M1ss1ss1pp1 State,MS 39762 None P ubl1c General Support 10,000 Montana State Un1vers1ty L1nf1eld Hall Bozeman, MT 597170292 None P ubl1c General Support 5,500 None P ubl1c General Support 1,800 Loyola Un1vers1ty New Orleans 6363 St Charles Avenue New Orleans, LA 70118 Manhattan Institute for Policy Vanderbilt Ave New York, NY 10017 52 Massachusetts I nst1tute of Technology 77 Massachusetts Cambridge, MA 02139 McGill Un1vers1ty Street West Montreal, Quebec CA McKendree Road Lebanon,IL Ave 8 5 3 Sherbrooke H3A 2T6 Unv1ers1ty 701 College 62254 Menlo College 1000 El Camino Atherton, CA 940274301 1400 Real Coleman Mount St Mary's Un1vers1ty O Id Emmitsburg Road Emmitsburg, MD 21727 3070 16300 Form 990PF Part XV Line 3 - Grants If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Rec1p1ent Name and address business) and Contributions (home or Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year Murray State U n1vers1ty Center Murray,KY 42071 102 Cums None P ubl1c General Support New York U n1vers1ty 19 W 4th Street New York, NY 10012 None P ubl1c General Support 35,500 Network of E nl1ghtened Women 1210 Massachusetts Ave NW 1201 Washington, DC 20005 None P ubl1c General Support 4,000 N 1cholls State U n1vers1ty Hall PO Box 2001 Thibodaux, LA 70310 None P ubl1c General Support None P ubl1c General Support 9,000 None P ubl1c General Support 5,500 None P ubl1c General Support 8,000 Northwestern Oklahoma State U n1vers1ty Herod Hall Second Floor Alva,OK 73717 None P ubl1c General Support 3,500 Northwestern U n1vers1ty C h1cago Ave Ch1cago,IL 60611 375 E None P ubl1c General Support 404 Northwood U n1vers1ty the Aftermarket 4000 Wh1t1ng Drive M1dland,MI 48640 U n1vers1ty of None P ubl1c General Support 34,000 O h10 State U n1vers1ty Ave Columbus, OH 43210 281WLane None P ubl1c General Support 12,000 O h10 State U n1vers1ty Foundation 1480 West Lane Avenue Columbus, OH 43221 None P ubl1c General Support 100,000 O h10 U n1vers1ty 1 O h10 U n1vers1ty Athens,OH 45701 None P ubl1c General Support 4,400 O h10 U n1vers1ty Foundation Annex415 Athens,OH 45701 None P ubl1c General Support 37 ,500 None P ubl1c General Support 14,500 P1cc1ola North Carolina State U n1vers1ty 2200 Hillsborough Raleigh, NC 27695 Northwest Holly St Nampa,ID Nazarene U n1vers1ty 623 7 ,500 -39 5 83686 Northwest U n1vers1ty Kirkland, WA 98033 PO Box 579 Bentley Pennsylvania State U n1vers1ty O Id Main U n1vers1ty Park, PA 16802 201 Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment (home or If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor 24255 None P ubl1c General Support 17,500 None P ubl1c General Support 2,500 P rov1dence C allege Sowa Hall 236 P rov1dence, RI 02918 None P ubl1c General Support 7,700 Ramapo College Foundation Ramapo Valley Rd Mahwah, NJ 07430 None P ubl1c General Support 8,000 Regent Un1vers1ty 1000 Regent U n1vers1ty Drive VI rg1n1a Beach, VA 234649800 None P ubl1c General Support 2 3,000 Rensselaer Polytechnic 110 8th St Troy, NY 12180 None P ubl1c General Support 8,000 Robert Morris U n1vers1ty 6001 U n1vers1ty Boulevard Moon Township, PA 151081189 None P ubl1c General Support 8,000 Rockford College 5050 Street Rockford, IL 61108 East State None P ubl1c General Support 14,000 Rogers State U n1vers1ty Foundation 1701 West Will Rogers Boulevard Claremore, OK 74017 None P ubl1c General Support 8,000 Rutgers U n1vers1ty 303 Cooper Street Camden, NJ 08102 None P ubl1c General Support 13,500 Ryan Foundation 805 Brower Road Wayne,PA 19087 None P ubl1c General Support 17,500 Salisbury U n1vers1ty 1101 A venue Sal1sbury,MD 218016860 None P ubl1c General Support 12,000 1 Mead None P ubl1c General Support 5,500 Seton Hall U n1vers1ty 400 South Orange Avenue South Orange,NJ 07079 None P ubl1c General Support 12,000 Skidmore College Broadway Saratoga Springs, None P ubl1c General Support 4,600 Rec1p1ent Name and address business) Foundation status of rec1p1ent Purpose of grant or contribution A mount a Paid dunng the year Pepperd1ne U n1vers1ty Pac1f1c Coast Highway Mal1bu,CA 902634819 Presbyterian Street Cl1nton,SC College 50 3 Broad 29325 Sarah Lawrence College Way Bronxville, NY 10708 505 Institute Camden 815North NY 12866 Form 990PF Part XV Line 3 - Grants If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Rec1p1ent Name and address business) and Contributions (home or Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year Southeastern Baptist Theolog1c Box 1889 Wake Forest, NC 27588 PO None P ubl1c General Support 8,000 PO Box None P ubl1c General Support 14 ,300 None P ubl1c General Support 6,000 None P ubl1c General Support 100 ,000 None P ubl1c General Support 15 ,000 None P ubl1c General Support 3,000 None P ubl1c General Support 5,000 St Cloud State U n1vers1ty Foundation 7 2 O 4th A venue South Saint Cloud, MN 563014498 None P ubl1c General Support 6,000 St Edwards U n1vers1ty Congress Ave Aust1n,TX 78704 3001 S None P ubl1c General Support 4,000 St John Fisher College A venue Rochester, NY 14618 3690 East None P ubl1c General Support 15 ,500 None P ubl1c General Support 32,000 None P ubl1c General Support 15 ,200 St Mary's College of Maryland 18952 E Fisher Rd Sa1t Marys City, MD 20686 None P ubl1c General Support 7 ,000 St Vincent College 300 Frasor Purchase Road Latrobe, PA 15650 None P ubl1c General Support 10 ,000 State Policy Network Fort Meyer Drive Suite 360 Arl1ngton,VA 22209 None P ubl1c General Support 1,000 Southern I ll1no1s U n1vers1ty 1620 Edwardsv1lle,IL 620261620 Southern I ll1no1s U n1vers1ty Foundation 1235 Douglas Drive Mail Code 6805 Carbondale,IL 629014308 Southern M ethod1st U n1vers1ty Box750333 Dallas, TX 752750333 St Ambrose U n1vers1ty Locust Street Davenport, IA 52803 PO 518 W St Anselm College 100 Saint Anselm Dr Manchester,NH 03102 St Bonaventure State Road St Bonaventure, U n1vers1ty NY St John's U n1vers1ty Parkway Queens, NY 11439 St Lawrence Drive Canton, NY 3261 W 14778 8000 U n1vers1ty Utopia 2 3 Romoda 13617 1655 North Form 990PF Part XV Line 3 - Grants Rec1p1ent Name and address business) (home or and Contributions If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year State Un1vers1ty of New York Broad Street Plattsburgh, NY 12901 None P ubl1c General Support 7 ,500 None P ubl1c General Support 2 5,000 Stephen FA ust1n State U n1vers1ty Box 13004 SFA Station Nacogdoches, TX 759623004 None P ubl1c General Support 20,100 Stoneh1II College 320 Washington St North Easton, MA 02357 None P ubl1c General Support 14,000 Students for Liberty PO Box 17321 Arl1ngton,VA 22216 None P ubl1c General Support 50,000 Suffolk U n1vers1ty 8 Ashburton Place Boston, MA 021082770 None P ubl1c General Support 44,734 Texas A&M Un1vers1ty Blocker227 College Station, TX 77843 None P ubl1c General Support 16,700 Texas State Un1vers1ty U n1vers1ty Drive San M a re o s, TX 78666 None P ubl1c General Support 10,750 The Catholic Un1vers1ty of America 620 M1ch1gan Ave NE Washington, DC 20064 None P ubl1c General Support 8,000 The C 1tadel Foundation 1 71 Moultrie Street Charleston, SC 294096230 None P ubl1c General Support 4,500 The College of New Jersey Pennington Rd Ewing, NJ 08628 None P ubl1c General Support 18,200 None P ubl1c General Support 4,000 The Fund for American Studies 1706 New Hampshire Ave NW Washington, DC 20009 None P ubl1c General Support 48,000 The Ph1ll1ps Foundation One Massachusetts Ave NW Suite 620 Washington, DC 20001 None PRIVATE General Support 5 5,000 Tower Foundation of San Jose State One Washington Square San Jose, CA 95192 None P ubl1c General Support 2 5,000 Step Up M1n1stry 1701 Raleigh, NC 27608 101 Oberlin Road 601 The Educational Reviewer Mecosta, MI 49332 2000 PO Box 4 Form 990PF Part XV Line 3 - Grants If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Rec1p1ent Name and address business) and Contributions (home or Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year Trinity College 300 Summit Hartford, CT 06106 Street None P ubl1c General Support Troy U n1vers1ty Foundation 216 Adams Adm1n1strat1on Bu1ld1ng Troy, AL 36082 None P ubl1c General Support Tulane U n1vers1ty 6823 A venue New Orleans, LA 70118 St Charles None P ubl1c General Support 6,000 W1lsh1re None P ubl1c General Support 9 ,000 U n1vers1ty Enterprises Corporation 5500 Un1vers1ty Parkway San Bernardino, CA 92407 None P ubl1c General Support 7 ,000 Un1vers1ty of Akron 302 Commons The Un1vers1ty of Akron 44325 Akron,OH None P ubl1c General Support 16,750 None P ubl1c General Support 15 ,000 PO None P ubl1c General Support UCA None P ubl1c General Support 15 ,000 None P ubl1c General Support 3,000 E None P ubl1c General Support 21,000 300 College None P ubl1c General Support 15,750 U n1vers1ty of Georgia Foundation M 1lledge Centre Suite 100 394 South Milledge Ave Athens, GA 306025582 None P ubl1c General Support 3,800 U n1vers1ty of Hawa11 200 W Kaw1l1 St Hilo, HI 967204091 None P ubl1c General Support 7 ,500 U n1vers1ty of Lou1sv1lle of Pol1t1cal Science Ford Ha 11 Room 2 0 5 Lou1sv1lle, KY 40292 None P ubl1c General Support 14 ,000 UC LA Foundation Boulevard Suite 900 Los Angeles, CA 10920 10 ,000 274,500 90024 Buchtel Un1vers1ty of Alaska PO Box 756080 Fa1rbanks,AK 99775 U n1vers1ty of Arizona Foundation Box 210109 1111 North Cherry A venue 857210109 Tucson,AZ Un1vers1ty of Central Arkansas Box 4986 Conway,AR 720354986 1420 Un1vers1ty of Colorado Bluffs Pkwy Colorado Springs, CO U n1vers1ty of Dallas Northgate Dr I rv1ng, TX 75062 U n1vers1ty of Dayton Park Dayton, OH 45469 Austin 249,520 80918 1845 Department Form 990PF Part XV Line 3 - Grants Rec1p1ent Name and address business) (home or and Contributions If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager contributor or substantial Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year U n1vers1ty of Maryland C 1rcle ECS 329 Baltimore, MD 21250 1000 None P ubl1c General Support 5,700 U n1vers1ty of Memphis 341 Adm1n1strat1on Bu1ld1ng Memph1s,TN 38152 None P ubl1c General Support 6,000 U n1vers1ty of M 1ss1ss1pp1 PO Box 1848 U n1vers1ty, MS 38677 None P ubl1c General Support 8,500 U n1vers1ty of M 1ssouri Ave Columb1a,MO 65201 None P ubl1c General Support 27 ,000 None P ubl1c General Support 9 ,949 None P ubl1c General Support 7 ,000 None P ubl1c General Support 6,000 None P ubl1c General Support 116 ,800 None P ubl1c General Support 18,000 9 O4 V I rg In I a U n1vers1ty of Nebraska Street Omaha,NE 68182 U n1vers1ty of Nevada V1rg1n1a Street Reno, NV 895570208 Hilltop 6001 1664 Dodge N Un1vers1ty of New Orleans Foundation 2021 Lakeshore Suite 420 New Orleans, LA 70122 U n1vers1ty of North Carolina South Bu1ld1ng CB 9100 Chapel H1ll,NC 27599 U n1vers1ty of Notre Dame Bu1ld1ng Notre Dame, IN 46556 Drive 103 Main 400 U n1vers1ty of Oklahoma A venue Hester Hall Room 329 Norman, OK 730190390 729Elm None P ubl1c General Support 3,000 U n1vers1ty of Richmond Maryland Hall Univ OfR1chmond,VA G - 17 None P ubl1c General Support 15 ,500 None P ubl1c General Support 11,0 00 U n1vers1ty of San Francisco 2130 Fulton Street San Francisco, CA 941171080 None P ubl1c General Support 8,000 Un1vers1ty of South Alabama Un1vers1ty Cmns M ob1le, AL 366880001 None P ubl1c General Support 6,500 None P ubl1c General Support 27 ,000 U n1vers1ty of San Diego Alcala Park San Diego, CA 92110 23173 5998 U n1vers1ty of Tennessee 615 McCall1e Avenue Chattanooga, TN 374032598 2000 Form 990PF Part XV Line 3 - Grants If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager contributor or substantial Rec1p1ent Name and address business) and Contributions (home or Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year None P ubl1c General Support 10,000 None P ubl1c General Support 5,000 None P ubl1c General Support 5,000 None P ubl1c General Support 7 ,000 U n1vers1ty of West Florida Foundation 11000 Un1vers1ty Parkway Pensacola, FL 32514 None P ubl1c General Support 10,000 2420 None P ubl1c General Support 9,500 U n1vers1ty of W1scons1n Foundation 161 Bascom Hall 500 Lincoln Dr M ad1son, WI 53706 None P ubl1c General Support 11,0 0 0 UN LV Foundation 4505 Pkwy PO Box 451006 Las Vegas, NV 89154 S Maryland None P ubl1c General Support 5,000 601 E Main Street None P ubl1c General Support 8,000 None P ubl1c General Support None P ubl1c General Support 8,000 Washington College 300 Washington Avenue Chestertown, MD 21620 None P ubl1c General Support 8,000 Washington U n1vers1ty Brookings Drive StLou1s,MO 63130 None P ubl1c General Support 15,000 None P ubl1c General Support 4,500 None P ubl1c General Support 8,000 U n1vers1ty of Tulsa Tucker Drive Tulsa,OK 74104 800 South Un1vers1ty ofV1rg1n1a c/o UV A O ff1ce of Sponsored Program PO Box 400195 C harlottesv1lle, VA 22904 Un1vers1ty ofV1rg1n1a's College College Avenue Wise, VA 24293 U n1vers1ty of Washington Box 351122 Seattle, WA 981059995 Campus U n1vers1ty of W1scons1n Nicolet Drive Green Bay, WI 54311 Urs1nus College PO Box 1000 Collegeville, PA One 19426 Utah State U n1vers1ty Main Hill Logan, UT 843221400 1400 O Id Wake Forest U n1vers1ty 1834 Forest Road Winston Salem, NC 27106 Wake One Webber I nternat1onal U n1vers1ty 1201 N Scenic Hwy Babson Park, FL 33827 Wellesley Street Wellesley, College MA 106 Central 02481 170,000 Form 990PF Part XV Line 3 - Grants Rec1p1ent Name and address business) (home or and Contributions If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year Wesleyan College 4 760 Forsyth Road Macon, GA 31210 None P ubl1c General Support 9,000 West Texas A&M U n1vers1ty 4th Avenue Canyon, TX 79016 None P ubl1c General Support 12,500 West V 1rg1n1a U n1vers1ty PO Box 6025 Morgantown, WV 265066025 None P ubl1c General Support 46,200 West V 1rg1n1a U n1vers1ty Foundation 1 Waterfront Place 7th Floor PO Box 1650 Morgantown, WV 265071650 None P ubl1c General Support 7 2,100 Western Carolina U n1vers1ty Department FO 121 College of Business Cullowhee,NC 28723 None P ubl1c General Support 14,000 2501 A FIE Western Kentucky U n1vers1ty College Heights Blvd Bowling Green, KY 42101 1906 None P ubl1c General Support 15,000 Wheaton College 501 College Wheaton,IL 601875593 Ave None P ubl1c General Support 6,600 None P ubl1c General Support 8,000 None P ubl1c General Support 5,100 Winston - Salem State U n1vers1ty 601 Martin Luther King Jr Drive Winston Salem, NC 27110 None P ubl1c General Support 8,600 Wofford College 429 N Church Spartanburg, SC 29303 None P ubl1c General Support 7 ,500 Yeshiva Un1vers1ty 500 West 185th Street New York, NY 10033 None P ubl1c General Support 3,000 for Liberty Young Americans Foundation PO Box 2751 Arl1ngton,VA 22202 None P ubl1c General Support 17 ,000 None P ubl1c Educational Programs None P ubl1c Educational Programs Wheeling Jesuit U n1vers1ty Washington Ave Wheeling, WV 26003 W1ll1am Jewell College Hill L1berty,MO 64068 316 500 College American Council ofTrustees Alumni 17 26 M Street NW Suite 802 Washington, DC 200364525 American Enterprise Institute 17th Street NW Washington, DC 20036 St and 1150 41,250 7 ,289 Form 990PF Part XV Line 3 - Grants Rec1p1ent Name and address business) (home or and Contributions If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year American Leg1s lat1ve E xc ha nge Council 1101 Vermont Ave NW 11th Floor Washington, DC 20005 None P ubl1c Educational Programs 71,100 Americans for Prosperity Foundation 2111 Wilson Boulevard Suite 350 Arl1ngton,VA 222013001 None P ubl1c Educational Programs 43,373 America's Future Foundation 16th Street NW Washington, DC 20036 None P ubl1c Educational Programs 21,723 None P ubl1c Educational Programs 8,522 200 N Glebe None P ubl1c Educational Programs 15,785 Center for Compet1t1ve Pol1t1cs 124 South West Street Sut1e 201 Alexandria,VA 22314 None P ubl1c Educational Programs 34,828 Compet1t1ve Enterprise Institute 1899 LStreetNW Floor 12 Washington, DC 20005 None P ubl1c Educational Programs 6,700 None P ubl1c Educational Programs 11,064 Franklin Center for Government and Public Integrit 1229 King Street 3rd Floor Alexandria,VA 22314 None P ubl1c Educational Programs 8,702 Foundation for I nd1v1dual Rights 1n Education 601 Walnut Street Suite 510 P h1ladelph1a, PA 19106 None P ubl1c Educational Programs 5,561 Independent Women's Forum I Street NW Suite 500 Washington, DC 20006 1875 None P ubl1c Educational Programs 9 ,115 I nst1tute for Humane Studies N Fa 1rfax Drive Suite 440 Arl1ngton,VA 22201 3301 None P ubl1c Educational Programs 31,270 Jack Miller Center ATTN Michael Deshaies 111 Pres1dent1al Blvd P h1ladelph1a, PA 19004 None P ubl1c Educational Programs 2,500 Kansas Policy Institute Trabert 250 N Water W1ch1ta, KS 67202 None P ubl1c Educational Programs 5,000 None P ubl1c Educational Programs 51,572 Atlas Economic Research Foundation 1201 L Street Floor 12 Washington, DC 20005 Bill of Rights I nst1tute Rd Suite 200 Arl1ngton,VA 22203 1513 NW Daily Caller News Foundation 17th St NW Suite 900 Washington, DC 20036 Law & Economics Center Fairfax Drive Arl1ngton,VA 22201 ATTN 3301 1050 Dave Form 990PF Part XV Line 3 - Grants If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Rec1p1ent Name and address business) and Contributions (home or Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year None P ubl1c Educational Programs 7 ,199 Manhattan Institute for Policy Research 52 Venderb1lt Avenue 3rd Floor New York, NY 10017 None P ubl1c Educational Programs 5,000 National Center for Policy Analysis 12770 Coit Road Suite 800 Dallas, TX 75251 None P ubl1c Educational Programs 4,674 National Right to Work Legal Defense and Education 8001 Braddock Road Suite 600 Springfield, VA 22150 None P ubl1c Educational Programs 15,06 5 National Taxpayers U n1on Foundation 108 North Alfred Street Alexandria,VA 22314 None P ubl1c Educational Programs 6,811 Philanthropy Street NW Suite 601 Washington, None P ubl1c Educational Programs 5,777 None P ubl1c Educational Programs 30,749 None P ubl1c Educational Programs 14,22 3 Students for Liberty PO Box 17321 Arl1ngton,VA 22216 None P ubl1c Educational Programs 6,828 Sunshine Review 3901 C 1rcle Alexandria,VA 22201 None P ubl1c Educational Programs 26,22 3 None P ubl1c Educational Programs 19,731 The Becket Fund 3000 K St NW Ste 200 Washington, DC 10007 None P ubl1c Educational Programs 6,644 The Federal 1st Society for Law and Public Policy S 1015 18th Street NW Suite 425 Washington, DC 20036 None P ubl1c Educational Programs 4,836 The Fund for American Studies 1706 New Hampshire Ave NW Washington, DC 20009 None P ubl1c Educational Programs 13,949 The Heritage Foundation 214 Massachusetts Avenue NE Washington, DC 20002 None P ubl1c Educational Programs 11,2 7 4 Leadership Institute 1101 Highland Street Arl1ngton,VA 22201 Roundtable DC N 1730 M 20036 Reason Foundation 3415 Sepulveda Blvd Suite 400 Los Angeles, CA 90034 State Policy Network Fort Meyer Drive Arl1ngton,VA 22209 S 1655 North Courtland Tax Foundation 529 14th Street Suite 420 Washington, DC 20045 NW Form 990PF Part XV Line 3 - Grants Rec1p1ent Name and address (home or business) and Contributions If rec1p1ent 1s an 1nd1v1dual, show any relat1onsh1p to any foundation manager or substantial contributor Paid During the Year or Approved Foundation status of rec1p1ent Purpose of grant or contribution for Future Payment A mount a Paid dunng the year The Ph1ll1ps Foundation Massachusetts Avenue Suite 620 Washington, DC 20001 One NW Washington Policy Center Dann Mead Smith PO Box 3643 Seattle, WA 98124 ATTN Young Americans for Liberty Clarendon Blvd Suite 200 Arl1ngton,VA 22201 Total. 3030 None Private Educational Programs 8,07 3 None P ubl1c Educational Programs 5,000 None P ubl1c Educational Programs 5,685 ......3a 14 ,9 2 0 ,44 8 letile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN:934913190237731 Schedule B Schedule of Contributors OMB No 1545-0047 (Form 990, 990-EZ, or 990-PF) ,... Attach to Form 990, 990-EZ, or 990-PF. 2012 Departrrent of the Treasury Internal Re1.enueSer1,1ce Name of the organization Employer identification CHARLES KOCH FOUNDATION Organization number I48-0918408 type ( check one) Filers of: Form 990 or 990-EZ Form 990-Ff" Section: r r r 501(c)( 4947( a)( 1) nonexempt charitable trust not treated as a private foundation 527 pol1t1calorganization P" 501(c)(3) r r ) ( enter number) organization exempt private foundation 4947( a)( 1) nonexempt charitable trust treated as a private foundation 501(c)(3) taxable private foundation Check 1fyour organization 1scovered by the General Rule or a Special Rule. Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule See 1nstruct1ons General Rule P" For an organization f1l1ngForm 990, 990-EZ, or 990-Ff" that received, during the year, $5,000 or more ( 1nmoney or property) from any one contributor Complete Parts I and II Special Rules 1 I For a section 501 ( c )( 3) organization f1l1ngForm 990 or 990-EZ that met the 33 13% support test of the regulations under sections 509( a)( 1) and 170( b)( 1)(A)(v1) and received from any one contributor, during the year, a contribution of the greater of (1) $5,000 or (2) 2% of the amount on (1) Form 990, Part VIII, line 1h, or (11)Form 990-EZ, line 1 Complete Parts I and II I For a section 501 ( c )(7), ( 8), or ( 10) organization f1l1ngForm 990 or 990-EZ that received from any one contributor, during the year, total contributions of more than $1,000 for use exclus1vely for rel1g1ous,charitable, sc1ent1f1c,literary, or educational purposes, or the prevention of cruelty to children or animals Complete Parts I, II, and Ill I For a section 501 ( c )(7), ( 8), or ( 10) organization f1l1ngForm 990 or 990-EZ that received from any one contributor, during the year, contributions for use exclus1vely for rel1g1ous,charitable, etc , purposes, but these contributions did not total to more than $1, 000 If this box 1schecked, enter here the total contributions that were received during the year for an exclus1vely rel1g1ous,charitable, etc, purpose Do not complete any of the parts unless the General Rule applies to this organization because 1treceived nonexclus1vely rel1g1ous,charitable, etc , contributions of $5,000 or more during the year . . . . . . . . . . . . . . . . . . . . . . . . . ,... $ Caution. An organization that 1snot covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990, 990-EZ, or 990-Ff"), but 1tmust answer "No" on Part IV, line 2 of its Form 990, or check the box on line Hof its Form 990-EZ or on Part I, line 2 of its Form 990-Ff", to certify that 1tdoes not meet the f1l1ngrequirements of Schedule B ( Form 990, 990-EZ, or 990-Ff") For Paperwork Reduction Pct Notice, see the Instructions for Form 990, 990-EZ, or 990-PF Cat No 30613X Schedule B (Form 990, 990-EZ, or 990-PF) (2012) Schedule B (Form 990, 990-EZ, or 990-Ff") (2012) Page 2 Name of organization Employer identification number CHARLES KOCH FOUNDATION .. 48-0918408 Contributor S (seeinstructions) Useduplicate copies of Part I 1fadd1t1onalspace1sneeded (a) No. -- (b) Name, address, and ZIP+ 4 (c) Total contributions (d) Type of contribution 1 CHARLES G KOCH 4111 E 37TH STREET N WICHITA, (a) No. KS $ 60,025,464 67220 Person Payroll Noncash p r r (Complete Part II 1f there 1s a noncash contribution ) (b) Name, address, and ZIP+ 4 (c) Total contributions (d) Type of contribution Person Payroll Noncash -- $ r r r (Complete Part II 1f there 1s a noncash contribution ) (a) No. (b) Name, address, and ZIP+ 4 (c) Total contributions (d) Type of contribution Person Payroll Noncash -- $ r r r (Complete Part II 1f there 1s a noncash contribution ) (a) No. (b) Name, address, and ZIP+ 4 (c) Total contributions (d) Type of contribution Person Payroll Noncash -- $ r r r (Complete Part II 1f there 1s a noncash contribution ) (a) No. (b) Name, address, and ZIP+ 4 (c) Total contributions (d) Type of contribution Person Payroll Noncash -- $ r r r (Complete Part II 1f there 1s a noncash contribution ) (a) No. (b) Name, address, and ZIP+ 4 (c) Total contributions (d) Type of contribution Person Payroll Noncash -- $ r r r (Complete Part II 1f there 1s a noncash contribution ) Schedule B (Form 990, 990-EZ, or 990-PF) (2012) Schedule B (Form 990, 990-EZ, or 990-Ff") (2012) Page 3 Name of organization Employer identification number CHARLES KOCH FOUNDATION 48-0918408 1=.,.,.11 l\bncas h Property (a) l\b. from Part I (see instructions) Description Use duplicate copies of Part II 1fadd1t1onalspace 1s needed (b) of noncash property (c) FMV (or estimate) given (see instructions) (d) Date received -$ (a) l\b. from Part I Description (b) of noncash property (c) FMV (or estimate) given (see instructions) (d) Date received -$ (a) l\b. from Part I Description (b) of noncash property (c) FMV (or estimate) given (see instructions) (d) Date received -$ (a) l\b. from Part I Description (b) of noncash property (c) FMV (or estimate) given (see instructions) (d) Date received -$ (a) l\b. from Part I Description (b) of noncash property (c) FMV (or estimate) given (see instructions) (d) Date received -$ (a) l\b. from Part I Description (b) of noncash property (c) FMV (or estimate) given (see instructions) (d) Date received -$ Schedule B (Form 990, 990-EZ, or 990-PF) (2012) Schedule B (Form 990, 990-EZ, or 990-Ff") (2012) Page 4 Name of organization Employer identification number CHARLES KOCH FOUNDATION 48-0918408 Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations that total more than $1,000 for the year. Complete columns (a) through (e) and the follow 1ngline entry For organizations completing Part Ill, enter the total of exclus1vely rel1g1ous,charitable, etc , contributions of $1,000 or less for the year ( Enter this 1nformat1ononce See 1nstruct1ons) ,... $ Use duplicate copies of Part Ill if add1t1onalspace 1sneeded (a) l\b. from Part I (b) Purpose of gift (c) Use of gift (d) Description of how gift is held -- (e) Transfer Transferee's (a) l\b. from Part I name, address, and ZIP 4 (b) Purpose of gift of gift Relationship (c) Use of gift of transferor to transferee (d) Description of how gift is held -- (e) Transfer Transferee's (a) l\b. from Part I name, address, and ZIP 4 (b) Purpose of gift of gift Relationship (c) Use of gift of transferor to transferee (d) Description of how gift is held -- (e) Transfer Transferee's (a) l\b. from Part I name, address, and ZIP 4 (b) Purpose of gift of gift Relationship (c) Use of gift of transferor to transferee (d) Description of how gift is held -- (e) Transfer Transferee's name, address, and ZIP 4 of gift Relationship of transferor Schedule to transferee B (Form 990, 990-EZ, or 990-PF) (2012) lefile GRAPHIC print - DO NOT PROCESS TY 2012 Accounting I As Filed DLN:934913190237731 Data - Fees Schedule Name: CHARLES KOCH FOUNDATION EIN: 48-0918408 Category ACCOUNTING FEES Amount Net Investment Income 6,103 Adjusted Net Income Disbursements Charitable Purposes for 6,103 lefile GRAPHIC print - DO NOT PROCESS Note: To capture the full content I As Filed Data - of this document, please I select DLN:93491319023773 landscape mode (11" x 8.5") when printing. TY 2012 Depreciation Schedule Name: CHARLES KOCH FOUNDATION EIN: 48-0918408 Description Property of Date Acquired Cost or Other Basis OFFICE EQUIPMENT 2011-01-01 UNIMPROVED LAND 1988-05-13 3,377,694 LEASEHOLD IMPROVE 2011-01-01 1,000,652 LEASEHOLD IMPROVE 2011-08-31 2,932 16,630 Prior Years' Depreciation Computation Method Life(# 1,440 Current Year's Depreciation Expense Rate/ of years) 5 3,326 SL 15 194,641 SL 15 SL L 807,679 272 586 Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included lefile GRAPHIC print - DO NOT PROCESS Note: To capture the full content I As Filed Data - of this document, I please DLN:93491319023773 select landscape mode (11" x 8.5") when printing. TY 2012 Expenditure Responsibility Statement Name: CHARLES KOCH FOUNDATION EIN: 48-0918408 Grantee's Name Grantee's Address Grant Date Grant Amount Grant Purpose Amount Expended By Grantee Any Diversion By Grantee? Dates of Reports By Grantee Date of Verification Results of Verification THE PHILLJPS FOUNDATION ONE MASSACHUSSETS AVENUE NW SUITE WASHINGTON, DC 20001 2012-03-06 25,000 GENERAL SUPPORT 25,000 NO 12/31/2012 FULL AND COMPLETE REPORT OF ALL EXPENDITURES THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELJABILJTY OF THE REPORT FROM THE GRANTEE, THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE THE PHILLJPS FOUNDATION ONE MASSACHUSSETS AVENUE NW SUITE WASHINGTON, DC 20001 2012-05-21 5,000 GENERAL SUPPORT 5,000 NO 12/31/2012 FULL AND COMPLETE REPORT OF ALL EXPENDITURES THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELJABILJTY OF THE REPORT FROM THE GRANTEE, THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE ENCOUNTER FOR EDUCATION AND CULTURE 900 BROADWAY NEW YORK, NY 10003 2012-06-13 50,000 GENERAL SUPPORT 50,000 NO 12/31/2012 FULL AND COMPLETE REPORT OF ALL EXPENDITURES THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELJABILJTY OF THE REPORT FROM THE GRANTEE, THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE THE PHILLJPS FOUNDATION ONE MASSACHUSSETS AVENUE NW SUITE WASHINGTON, DC 20001 2012-12-18 25,000 GENERAL SUPPORT 25,000 NO 12/31/2012 FULL AND COMPLETE REPORT OF ALL EXPENDITURES THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELJABILJTY OF THE REPORT FROM THE GRANTEE, THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE lefile GRAPHIC print - DO NOT PROCESS TY 2012 Investments Filed DLN:934913190237731 Data - - Other Schedule Name: EIN: Category/ I As Item CHARLES KOCH FOUNDATION 48-0918408 Listed at Cost or FMV Book Value End of Year Fair Market Value ELLIOT INTERNATIONAL FUND FMV 49,689,725 56,304,956 HIGHLAND COMMINGLED FUND FMV 1,280,511 1,280,511 EFPRP FMV 135,096,918 138,515,021 lefile GRAPHIC print - DO NOT PROCESS I As Filed DLN:934913190237731 Data - TY 2012 Land, Etc. Schedule Name: CHARLES KOCH FOUNDATION EIN: 48-0918408 Category / Item OFFICE EQUIPMENT LEASEHOLD IMPROVE LEASEHOLD IMPROVE Cost/ Other Basis 16,630 Accumulated Depreciation 4,766 Book Value 11,864 End of Year Fair Market Value lefile GRAPHIC print - DO NOT PROCESS I As Filed DLN:934913190237731 Data - TY 2012 Legal Fees Schedule Name: CHARLES KOCH FOUNDATION EIN: 48-0918408 Category LEGAL SERVICES Amount Net Investment Income 7 ,219 Adjusted Net Income Disbursements Charitable Purposes for 7 ,219 lefile GRAPHIC print - DO NOT PROCESS I As Filed Data - DLN:934913190237731 TY 2012 Other Decreases Schedule Name: CHARLES KOCH FOUNDATION EIN: 48-0918408 Description BOOK LOSS ON TRANSFER OF INVESTMENTS Amount 1,377,382 lefile GRAPHIC print - DO NOT PROCESS I As Filed DLN:934913190237731 Data - TY 2012 Other Expenses Schedule Name: CHARLES KOCH FOUNDATION EIN: 48-0918408 Description INSURANCE POSTAGE & DELIVERY BANK FEES Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes 31,4 61 31,4 61 3,442 3,442 46 46 SUPPLIES 3,019 3,019 TELEPHONE 3,374 3,374 309 309 432 432 195 ,046 195 ,046 135 135 INTERNET 925 925 MISCELLANEOUS 108 108 MEMBERSHIP & DUES A WA RDS/INCENTIVES TRANSFER LICENSE TO 501(C)(3) FEES lefile GRAPHIC print - DO NOT PROCESS I As Filed DLN:934913190237731 Data - TY 2012 Other Income Schedule Name: CHARLES KOCH FOUNDATION EIN: 48-0918408 Description OTHER INCOME - LAND RENT OTHER INCOME - MISCELLANEOUS OTHER INCOME-INVESTMENTS Revenue And Expenses Per Books 180 Adjusted Net Investment Income 180 91,6 7 5 1,720,123 1,720,123 Net Income lefile GRAPHIC print - DO NOT PROCESS I As Filed DLN:934913190237731 Data - TY 2012 Other Professional Fees Schedule Name: CHARLES KOCH FOUNDATION EIN: 48-0918408 Category PROFESSIONAL FEES INVESTMENT FEES CONSULTING MANAGEMENT LAND MAINTENANCE CORPORATE OTHER FEES FILING FEES PROFESSIONAL RECRUITING ON-LINE Amount FEES SERVICE EQUIPMENT/MA FEES FEES INT EN AN CE Net Investment Income 131,313 474,750 3,267 Adjusted Net Income Disbursements for Charitable Purposes 131,313 474,750 3,267 173 173 621 621 19 ,191 19 ,191 4,399 4,399 2,767 2,767 lefile GRAPHIC print - DO NOT PROCESS I As Filed DLN:934913190237731 Data - TY 2012 Taxes Schedule Name: CHARLES KOCH FOUNDATION EIN: 48-0918408 Category FEDERAL EXCISE Amount TAXES VA BUSINESS PROPERTY Adjusted Net Income Disbursements for Charitable Purposes 211,444 TAX REAL ESTATE Net Investment Income 20 ,468 TAX 70 20 ,468