efile GRAPHIC

rint - DO NOT PROCESS

~

For calendar

year

DLN:93491321017764
OMB No 1545-0052

Return of Private Foundation

Form990-PF
Department
oftheTreasury
InternalRevenue
Service

As Filed Data -

or Section

4947(a)(1)

Trust Treated

as Private

Foundation

Do not enter Social Security numbers on this form as it may be made public. By law, the
IRS cannot redact the information on the form.
~ Information
about Form 990-PF and its instructions is at www.irs.gov/form990pf.

2013,

or tax year

beginning

01-01-2013

, and ending

Name of foundation
DAVID H KOCH CHARITABLEFOUNDATION

2013
Open to Public
Inspection

12-31-2013

A Employer identification

number

48-0926946
% KARAWORTHINGTON
Number and street (or PO box number 1fma1l 1snot delivered to street address)
4111 E 37TH ST N
Suite

B Telephone number (see 1nstnuct1ons)

Room/suite

(316) 828-8286

City or town, state or province, country, and ZIP or foreign postal code
WICHITA, KS 672203203

r In1t1al return
r Final return
r Address change

r In1t1al return of a former public charity
r A mended return
r Name change
H Check type of organ1zat1on
P"Section 501(c)(3) exempt private foundation
r Section 494 7(a)(l) nonexempt charitable trust r Other taxable private foundation
J Accounting
method
r Cash P"Accrual
I Fair market value of all assets at end
of year (from Part II, col. (c),
r
Other (specify)
!me 16),..$ 50,571,101
G Check a II that apply

C If exemption application 1spending, check here

~

D 1. Foreign organizations, check here

~

2. Foreign organizations meeting the 85% test,

check here and attach computation
E If private foundation status was terminated
under section 507( b)( l)(A), check here
F

'
'
'
'
'

~

~

If the foundation 1sin a 60-month temnmat1on
under section 507( b)( 1)( B), check here

~

(Part I, column (d) must be on cash basis.)

l:a-11

Analysis

1

Contributions,
schedule)

gifts, grants,

2

Check ....

1

1fthe foundation

Sch

;
:r;
~

Ci::

on savings

D1v1dends and interest

Sa

Gross

6a
b

Net rental

income

Net gain or (loss)
Gross sales

Net short-term
Income

capital

Gross sales
allowances

less returns

c

profit or (loss)

(attach

11

Other

income

schedule)

12

Total. Add lines 1 through

(attach

Other

4'

15

Pension

!::

16a

Legal fees (attach

>

directors,

salaries

and wages

employee

plans, employee

b

Accounting

c

Other

professional

fees (attach

schedule)

i::

E

20

Occupancy

21

Travel,

22

Printing

23

Other

24

Total operating and administrative

,:::;

!::'
-

...,
,:::;
:.....

t
0

schedule)
(attach

conferences,

~

2,356

0

~

652

563

~

425

0

2,356
89

(see 1nstruct1ons)

schedule)

and depletion

and meetings.

and publ1cat1ons
expenses

(attach

Add lines 13 through

schedule)

•

gifts, grants

425

expenses.
3,433

23

25

Contributions,

26

Total expenses and disbursements.
25

27

Subtract

563

0

2,870

0

paid.
Add lines 24 and

10,000,000

3,433

563

0

10,002,870

line 26 from line 12

a

Excess of revenue over expenses and disbursements

b

Net investment

c

Adjusted

For Paperwork

6,731

0

etc

schedule).

Deprec1at1on

!::

trustees,

schedule).

fees (attach

(attach

6

benefits

Taxes

-::::::

138

6,737

11

of officers,

19

...:r

138

not on line 10

~

18

-::::::

6,593

schedule)

Interest

t.-:

6,593

on line 6a

17

:.....

to attach

and

Cost of goods sold

14

p
,:::;

0

(attach

gain

Less

4'

for charitable
purposes
( cash basis only)

(from Part IV, line 2)

Gross

)(

income

or (loss)

b

Li.I

(c) Adjusted net
income

mod1f1cat1ons

13

t

(b) Net investment

expenses per
books

from securities.

gain net income

9

,fl

( d) D1sbu
rsements

(a) Revenue and

cash investments

from sale of assets

Compensation

,fl

received

1s not required

price for all assets

8

10a

(The

rents

Capital

7

etc,

and temporary

4

b

and Expenses

B

Interest

3

4'

of Revenue

total of amounts m columns (b), (c), and (d) may not
necessanly equal the amounts m column (a) (see
mstmctwns) )

income (1f negative,

net income (1f negative,

3,304
6,168

enter -0-)

enter -0-)

Reduction Act Notice, see instructions.

Cat

No 11289X

Form

990-PF

(2013)

 Page 2
End of year
(b) Book Value
(c) Fair Market Value

Form 9 9 O- P F ( 2 O 1 3 )

l:F-TillU
Balance

Sheets

1

Cash-non-interest-bearing.

2

Savings

and temporary

3

Accounts

receivable

Less

allowance

Pledges

4

Less

receivable

5

Grants

6

Receivables

'-""

~

....

for doubtful

due from officers,

Q)

(attach

notes and loans receivable
for doubtful

45,000,000

and other

(attach

schedule)

....

....

for sale or use

expenses

Investments-Li

and deferred

33

charges

S and state government

obl1gat1ons (attach

b

stock

(attach

schedule).

c

Investments-corporate

bonds (attach

schedule).

Investments-land,

bu1ld1ngs, and equipment

Less

deprec1at1on (attach

accumulated

Investments-mortgage
Investments-other

14

Land, bu1ld1ngs, and equipment
accumulated

Other assets

16

Total assets (to be completed

(describe

schedule)

basis ....

schedule)

....

schedule)

....

basis ....

....

)
by all filers-see

the

Also, see page 1, item I)

Accounts

18

Grants

payable

19

Deferred

20

Loans from officers,

33

schedule)

deprec1at1on (attach

17

33

loans
(attach

15

and accrued

60,567, 797

50,571,101

55,000,000

45,000,000

55,000,000

45,000,000

50,571,101

expenses

payable
revenue

Mortgages
Other

45,000,000

(see 1nstruct1ons)

accounts

13

23

trustees,

schedule)

12

..0 21
,r.:;
..:i 22

45,000,000

....

directors,

allowance

1nstruct1ons

,fl

0

....

accounts

Less

Less

0

45,000,000

Investments-corporate

11

e
-

accounts

Other

Prepaid

10a

15,563, 765

cash investments

5,571,068

receivable

Inventories

'-"" 8

m
'-"" 9

5,571,068

....

d1squal1f1ed persons

7

3,999

for doubtful

allowance

Beginning of year
(a) Book Value

Attached schedules and amounts in the description column
should be for end-of-year amounts only (See instructions )

directors,

trustees,

and other notes payable

l1ab1l1t1es (describe

and other d1squal1f1ed persons

(attach

schedule)

....

)

Total liabilities (add lines 17 through

22)

Foundations that follow SFAS 117, check here ....

p-

and complete lines 24 through 26 and lines 30 and 31.
,fl

Q)

24

Unrestricted

,r.:;

25

Temporarily

,r.:;

26

Permanently

u

!::

ca

•

!::

and complete lines 27 through 31.

,__
0 27

Capital

,fl

Pa1d-1n or capital

$,fl
,fl

28
29

stock,

Retained

trust

earnings,

principal,

surplus,

or current

....

or land, bldg,

accumulated

income,

funds
and equipment
endowment,

...:r 30

Total net assets or fund balances (see page 1 7 of the

$

1nstruct1ons).

z

31

Total liabilities and net assets/fund

1

Analysis
Total

of Changes

net assets

with end-of-year

2

5,571,101

60,567, 797

50,571,101

'

fund
or other funds

balances (see page 1 7 of

the 1nstruct1ons)

•fflfOI

5,567, 797

restricted

~

u..

5,571,101

restricted

Foundations that do not follow SFAS 117, check here

-::::::

5,567, 797

in Net Assets or Fund Balances

or fund balances
figure reported

at beg1nn1ng of year-Part
on prior year's

II, column

(a), line 30 (must agree

return)

1

3

Other

4

Add lines 1, 2, and 3

increases

5

Decreases

6

Total

not included

not included

net assets

4

5,571,101

5

1n line 2 (1tem1ze) ....
at end of year (line 4 minus line 5)-Part

3,304

3

1n line 2 (1tem1ze) ....

or fund balances

5,567,797

2

Enter amount from Part I, line 27a

II, column

(b), line 30

6

5,571,101
Form 990-PF

(2013)

 Form 9 9 O- P F ( 2 O 1 3 )

Page

Cap1ta I G ams an d Losses f or T ax on I nvestment

l:F-Til•l"t

(b) How acquired

(a) List and describe

the k1nd(s) of property sold (e g, real estate,
brick warehouse, or common stock, 200 shs MLC Co)

2-story

3

I ncome
(d) Date sold

(c) Date acquired
(mo, day, yr)

P-Purchase
D-Donat1on

(mo,

day, yr)

la

(h) Gain or (loss)
(e) plus (f) minus (g)

(g) Cost or other basis
plus expense of sale

(f) Deprec1at1on allowed
(or allowable)

(e) Gross sales price

a

b
c

d
e
Complete

only for assets

showing

gain 1n column

(h) and owned by the foundation

(j) AdJusted basis
asof12/31/69

(i) FM V asof12/31/69

on 12/31/69

(I) Gains (Col (h) gain minus
col (k), but not less than -0-) or
Losses (from col (h))

(k) Excess of col (1)
over col (J), 1f any

a

b
c

d
e

2

Capital

3

Net short-term

gain net income or (net capital
capital

gain or (loss)

as defined

If gain, also enter 1n Part I, line 8, column
1n Part I, line 8

..

•ifliA"4

Quahf1cat1on

Under Section

(For optional

use by domestic

private

If section

4940(d)(2)

applies,

If gain, also enter 1n Part I, line 7
If (loss), enter -0- 1n Part I, line 7

1n sections

1222(5)

(c) (see 1nstruct1ons)

4940(e)

foundations

}

2

}

3

and (6)

If (loss),

enter -0-

for Reduced Tax on Net Investment

subJect to the section

4940(a)

tax on net investment

Income
income)

leave this part blank

Was the foundation liable for the section
If "Yes," the foundation does not qualify

1 Enter the appropriate

{

loss)

amount

I

amount of any year 1n the base period7
4942 tax on the distributable
under section 4940(e)
Do not complete this part

1n each column

(a)

for each year, see page 18 of the 1nstruct1ons

before making

P-

Yes

No

any entries
(d)

Adjusted qualifying d1stnbut1ons

(c)
Net value of nonchantable-use assets

2012

10,502,790

6 ,3 31,602

1 658789

2011

10,020,247

1,616,112

6 200218

2010

12,671,967

9 ,541,5 25

1 328086

(b)

Base period years Calendar
year (or tax year beginning in)

2009

11,9 7 3

2008

18,6 57 ,7 83

D1stnbut1onratio
(col (b) d1v1dedby col (c))

1,087 ,4 31

0 01101

1,531,990

12 178789

2

Total of line 1, column

2

21 376892

3

Average d1stribut1on ratio for the 5-year base period-d1v1de the total on line 2 by 5, or by
the number of years the foundation has been 1n existence 1f less than 5 years

3

4 275378

4

Enter the net value ofnoncharitable-use

4

5,896,571

5

Multiply

5

25,210,070

6

Enter 1% of net investment

7

Add lines 5 and 6.

8

(d).

assets

for 2013

from Part X, line 5.

line 4 by line 3.

Enter qual1fy1ng d1stribut1ons

income

(1% of Part I, line 27b).

from Part XII,

line 4.

If line 8 1s equal to or greater than line 7, check the box 1n Part VI, line 1 b, and complete
the Part VI 1nstruct1ons

6

62

7

25,210,132

8

10,002,870

that part using a 1 % tax rate
Form

See

990-PF

(2013)

 Form 9 9 O- P F ( 2 O 1 3 )

l:J.fiifJI
Exempt

la

page

Excise Tax Based on Investment
operating

foundations

Income (Section 4940(a),

described

1n section

4940(b),

4940 (d)(2 ), check

4940(e),

here ....

1

or 4948

4

see page 18 of the instructions)
'

and enter "N/A"

on line 1
Date of ruling or determ1nat1on
instructions)

b

Domestic
here ....

c

foundations

1

letter

(attach

that meet the section

4940 (e) requirements

if necessary-see

)

1n Part V, check

1

All other domestic foundations
Part I, line 12, col (b)
Tax under section
enter -0-)

section

3

4

Subtitle A (income)
enter -0-)

5

Tax based on investment

6

Credits/Payments

494 7(a)(l)

foreign organ1zat1ons

trusts

and taxable

enter 4% of

foundations

only

Others

3
tax (domestic

section

4947(a)(l)

trusts

and taxable

foundations

only

4

2013

tax payments

b

Exempt

and 2012

c

Tax paid with appl1cat1on for extension

d

Backup w1thhold1ng erroneously

foreign organ1zat1ons-tax

credited

to 2013

Total

Enter any penalty for underpayment

9

Tax due. If the total ofl1nes

5

6a

at source

33

oft1me to file (Form 8868)

6c

150

6d

Add lines 6a through
of estimated

6d.
tax

7
Check

here

1

1f Form 2220

1s attached

11

Enter the amount

....
....
....

5 and 8 1s more than line 7, enter amount owed.

of line 10 to be Credited to 2014 estimated tax....

Part VII-A
Statements
Reqardinq Act1v1t1es
la
During the tax year, did the foundation attempt to influence
1t part1c1pate or intervene

any national,

state,

9
60

10

11

or local leg1slat1on or did

Yes

1n any pol1t1cal campa1gn7

Did 1t spend more than $100
the 1nstruct1ons

Refunded

60

183

8

If line 7 1s more than the total of lines 5 and 8, enter the amount overpaid.

Overpayment.

123

6b

withheld.

s

and payments

overpayment

withheld

7

10

123

Others

line 4 from line 3 If zero or less, enter -0-.

income. Subtract

a

credits

Exempt

2

Add lines 1 and 2.

estimated

enter 2% of line 27b

511 (domestic

123

'

and enter 1% of Part I, line 27b

2

b

copy of letter

during the year (either

directly

or 1nd1rectly) for pol1t1cal purposes

No

la

No

lb

No

le

No

2

No

3

No

4a

No

(see page 19 of

for def1n1t1on)7

If the answer is "Yes" to la or lb, attach a detailed descnptJOn of the act1v1t1es and copies of any matenals
published

D 1d the foundation

d

Enter the amount

2

with the act1v1t1es.

file Form 1120-POL for this yea r7.
(1fany)

(1) On the foundation

e

by the foundatJOn 1n connection

or d1stnbuted

c

of tax on pol1t1cal expenditures

(2) On foundation

.... $

Enter the reimbursement

(1f any) paid by the foundation

on foundation

.... $ --------

managers

Has the foundation

engaged

(section

4955)

imposed

managers

during the year

.... $ --------

during the year for pol1t1cal expenditure

1n any act1v1t1es that have not previously

been reported

tax imposed

to the IRS7

If "Yes," attach a detailed descnpt1on of the act1v1t1es.

3

Has the foundation
of 1ncorporat1on,

4a
b

5

made any changes,

Did the foundation

If "Yes,"

have unrelated

business

If "Yes," attach the statement
Are the requirements
•

By language

•

By state

gross income

of$1,000

required by General Instruct/On

of section

508(e)

1n the governing

with the state

Did the foundation
Part XV.

Sa

to the IRS, 1n its governing

instrument,

articles

If "Yes," attach a conformed copy of the changes
or more during the year7.

Enter the states

4b

d1ssolut1on, or substantial

(relating

instrument,

leg1slat1on that effectively

that conflict

7

reported

has 1t filed a tax return on Form 990-T for this year7.

Was there a l1qu1dat1on, term1nat1on,

6

not previously

or bylaws, or other s1m1lar 1nstruments7

No

4941

through

4945)

sat1sf1ed either

or

amends the governing

to which the foundation

5

during the year7

T.

to sections

law remain 1n the governing

have at least $5,000

contraction

so that no mandatory

d1rect1ons

6

Yes

7

Yes

Sb

Yes

at any time during the year7 If "Yes," complete Part II, col. (c), and

1n assets
reports

instrument

instrument?

orw1th which 1t 1s registered

(see 1nstruct1ons)

... KS

b

If the answer 1s "Yes" to line 7, has the foundation
General

9

(or designate)

Is the foundation

of each state

cla1m1ng status

or 4 9 4 2 (J)(5) for calendar

as required

as a private

furnished
by General

operating

year 2 O 13 or the taxable

a copy of Form 990-PF
Instruction

foundation

to the Attorney

G7 If "No," attach explanation.

w1th1n the meaning

of section

year beg1nn1 ng In 2 O 13 (see I nstruct1ons

4942(J)(3)

for Pa rt XIV )7

If "Yes," complete Part XIV
10

Did any persons
and addresses.

become substantial

9
contributors

No

during the tax year7 If "Yes," attach a schedule l1st1ng their names
10
Form 990-PF

No
(2013)

 Form 9 9 O- P F ( 2 O 1 3 )

Page

I :F-TilI'd9~1 Statements
11

of section

512(b)(13)7

Did the foundation
advisory

If"Yes,"

make a d1stribut1on

priv11eges7 If"Yes,"

or 1nd1rectly, own a controlled

schedule

to a donor advised
statement

fund over which the foundation

14

The books are 1n care of ,.._K_A_R_A_W_O_R_T_H_I_N_G_T_O_N
__________________

Section

494 7(a)(l)

nonexempt

and enter the amount
16

with the public 1nspect1on requirements

at ....4111 E 37TH ST N WICHITA KS

At any time during calendar
a bank, securities,

year 2013,

See 1nstruct1ons

for exceptions
....

country

Statements

for its annual returns

or accrued

did the foundation
1n a foreign

and f1l1ng requirements

Regarding

have an interest

directly

or leasing

1n or a signature

(5) Transfer

any income or assets

for the benefit

1 If "Yes",

If any answer 1s "Yes" to la(l
53 4941(d)-3

Did the foundation

credit

to (or accept

a

foundation

If "Yes,"

b

3a

notice

income

to incorrect

,

regarding

(section

disaster

disaster

under the exceptions

assistance

If "Yes,"

,

20 __

assistance

described

check

by the Comm1ss1oner
the lapse of the 10-,

b

Yes

F

No

I

Yes

F

No

F

Yes

I

No

I

Yes

F

No

I

Yes

F

No

1

Yes

F

No

1n Regulations

20 __

,

(does not apply for years the foundation

20 __

income

No

(lines 6d

1s not applying
undistributed

statement-see

are being applied

F

Yes

No

20 __
the prov1s1ons of section

1ncome7 (If applying

section

4942(a)(2)
4942(a)(2)

1nstruct1ons).

2b

to any of the years listed

1n 2a, list the years here

20 __
or 1nd1rect interest

1n any business

enterprise

1n 2013

of (1) any purchase

at

holdings

as a result

(2) the lapse of the 5-year

4943(c)(7

)) to dispose

of holdings

F

Yes

No

by the foundation

period (or longer period approved
acquired

by gift or bequest,

or (3)

15-, or 2 0-yea r f1rst phase hold1 ng period7 (Use Schedule C, Form 4720, to determme

had excess bus mess holdmgs m 2013.).

Did the foundation

invest

Did the foundation

make any investment

charitable

that had not been removed

purpose

le
was a private

1
,

to the year's

after May 26, 1969,
under section

No

acts,

I
business

lb

here.

1n 1 a, other than excepted

have any undistributed

,

hold more than a 2% direct

or d1squal1f1ed persons

4a

No

or4942(J)(5))

the foundation

of assets)

4942(a)(2)

did 1t have excess

If the foundation

I

(see page 20 of the 1nstruct1ons)7.

any time during the year7.

b

Yes

No

Check "No"

beg1nn1ng before 20137.

answer "No" and attach

,

4942)

4942(J)(3)

1n 2a forwh1ch

valuation

20 __

Did the foundation

off1c1al7 (Exception.

regarding

did the foundation

list the years .... 20 __

If the prov1s1ons of section
.... 20

of, a d1squal1f1ed person?

1f term1nat1ng w1th1n 90 days ).

notice

defined 1n section

for tax year(s)

to all years listed,
c

No

1t from)

before the first day of the tax year beg1nn1ng 1n 20137.

Are there any years listed
(relating

the expenses

service,

on a current

At the end of tax year 2013,
and 6e, Part XIII)

I Yes
I

May Be Required

applies.

them from) a d1squal1f1ed person?

)-(6 ), did any of the acts fail to qualify

on failure to distribute

operating

over

enter the name of the

with a d1squal1f1ed person?

extend

engage 1n a prior year 1n any of the acts described

that were not corrected
Taxes

'

,..

or 1nd1rectly)

to a government

or 1n a current

O rgan1zat1ons relying

2

828-6768

agreed to make a grant to or to employ the off1c1al for a period

after term1nat1on of government

c

Yes

15

or other authority

or use of a d1squal1f1ed person)?.

1f the foundation

section

13

to a d1squal1f1ed person (or make any of either available

(6) Agree to pay money or property

b

No

16

for Form TD F 90-22

or fac1l1t1es to (or accept

to, or pay or reimburse

12

....672203203

• ....

a d1squal1f1ed person?.

(4) Pay compensation

no ,..(316)

country?

of property

(2) Borrow money from, lend money to, or otherwise
(3) Furnish goods, services,

No

here.

during the year.

Act1v1t1es for Which Form 4720

(either

(1) Engage 1n the sale or exchange,

appl1cat1on7

Telephone

File Form 4720 if any item is checked in the "Yes" column, unless an exception

la During the year did the foundation

and exemption

1n lieu of Form 1041-Check

f1l1ng Form 990-PF

received

or other f1nanc1al account

foreign

Part VII-B

trusts

interest

11
or a d1squal1f1ed person had

ZIP+4

charitable

of tax-exempt

w1th1n the

(see 1nstruct1ons)

Did the foundation

Located

entity

(see 1nstruct1ons).

13

15

comply

attach

directly

attach

5

(continued)

Activities

At any time during the year, did the foundation,
meaning

12

Reaardina

during the year any amount

3b

1n a manner that would Jeopardize

1n a prior year (but after December
from Jeopardy

31, 1969)

its charitable

purposes?

that could Jeopardize

4a

No

its

before the first day of the tax year beg1nn1ng 1n 20137

4b
Form 990-PF

No
(2013)

 Form 9 9 O- P F ( 2 O 1 3 )

I :F-TilI'd!I:I
Sa

Page

Statements

Reaardina

During the year did the foundation
(1) Carry on propaganda,

(2) Influence

for Which Form 4720

attempt

to influence

of any spec1f1c public election

or 1nd1rectly, any voter reg1strat1on

(see section

(4) Provide

a grant to an organ1zat1on other than a charitable,
), (2), or (3), or section

b

purposes,

Regulations

section

53 4945

Did the foundation,
a personal

notice

of cruelty

notice

regarding

[7

No

orto

I
I

Yes

No

Yes

[7
[7

I

Yes

[7

No

.1

Yes

[7

No

carry

sc1ent1f1c, literary,
to children

regarding
disaster

or

or animals 7.

fail to qualify

under the exceptions

disaster

assistance

assistance

check

claim exemption

described

during the year, receive

Sb

.Jrr-'

from the

any funds, directly

during the year, pay premiums,

I

Yes

I

No

I

Yes

[7

No

sectJOn 53.4945-S(d).
or 1nd1rectly, to pay premiums

on

benefit contract?.

Did the foundation,

1n

(see 1nstruct1ons)7.

here.

respons1b1l1ty for the grant?.

required by Regulations

No

organ1zat1on described

(see 1nstruct1ons).

5a(4 ), does the foundation

1t ma1nta1ned expenditure

If "Yes," attach the statement

b

or 1n a current

on a current

If the answer 1s "Yes" to question
tax because

6a

etc,

4940(d)(2)7

If any answer 1s "Yes" to 5a(l )-(5 ), did any of the transactions

O rgan1zat1ons relying
c

or for the prevention

4955),

Yes

or other s1m1lar purposes?

(5) Provide for any purpose other than rel1g1ous, charitable,
educational

6

(continued)

I

4945(e))7

drive 7.

a grant to an 1nd1v1dual for travel,

509(a)(l

study,

leg1slat1on (section

(3) Provide

1n section

Mav Be Reauired

pay or incur any amount to

or otherwise

the outcome

on, directly

Activities

directly

or 1nd1rectly, on a personal

benefit contract?.

6b

No

If "Yes" to 6b, file Form 8870.
7a
b

At any time during the tax year, was the foundation

If yes, did the foundation

l:ifil*d•I
1

receive

Information
About Officers,
and Contractors

List all officers,

directors, trustees,

DAVID H KOCH

2

Trustees,

Foundation

managers and their compensation

f7 No

Yes

Managers,

7b

Highly Paid Employees,

(see instructions).

(c) Compensation
(If not paid, enter

(d) Contributions
to
employee benefit plans
and deferred compensation

-0-)

(e) Expense account,
other allowances

PRESIDENT/DIRECTOR
1 0

0

0

0

SECRETARY
10 0

0

0

0

TREASURER
1 0

0

0

0

67201

HEATHER LOVE

PO BOX 2256
WICHITA,KS

Directors,

I

transaction?
to the transact1on7.

67201

RUTH E WILLJAMS

PO BOX 2256
WICHITA,KS

foundation

a party to a proh1b1ted tax shelter

or have any net income attributable

(b) Title, and average
hours per week
devoted to pos1t1on

(a) Name and address

PO BOX 2256
WICHITA,KS

any proceeds

67201

Compensation of five highest-paid

employees

(a) Name and address of each employee
paid more than $50,000

Total number of other employees

(other than those included on line 1-see

(b) Title, and average
hours per week
devoted to pos1t1on

paid over $50,000.

(c) Compensation

instructions).

If none, enter "NONE."

to
(d) Contributions
employee benefit
plans and deferred
compensation

(e) Expense account,
other allowances

,,..
Form

990-PF

(2013)

 Form 9 9 O - P F ( 2 O 1 3 )

lifliia"IU•
3

page

Information
About Officers,
and Contractors
(continued)

Five highest-paid

independent

(a) Name and address

Total number

of others

i:ifilf!d.;I

of each

rece1v1ng

Summary

Directors,

Trustees,

Foundation

contractors for professional services (see instructions).

person

paid more than

over $50,000

for professional

of Direct Charitable

(b) Type

$50,000

Managers,

Highly Paid Employees,

If none, enter "NONE".
of service

(c) Compensation

....

services.

Activities

List the foundation's four largest direct charitable act1v1t1esduring the tax year Include relevant stat1st1calinformation such as the number of
organizations and other benef1c1ariesserved, conferences convened, research papers produced, etc

Expenses

1

2
3

4

•~1..••~eii:11

Summary

of Proqram-Related

Describe the two largest program-related

Investments

(see instructions)

investments made by the foundation during the tax year on Imes 1 and 2

A mount

1

2

All other

program-related

investments

See page 24 of the 1nstruct1ons

3

Total. Add lines

1 through

3

....
Form

990-PF

(2013)

7

 Form 9 9 O- P F ( 2 O 1 3 )

l:ifil!I
1

page

Minimum Investment
see instructions.)

Fair market

value of assets

Return (All domestic foundations

not used (or held for use) directly

1n carrying

8

must complete this part. Foreign foundations,
out charitable,

etc,

purposes

a

Average

monthly

b

Average

of monthly

fair market

la

value of securities.

lb

cash balances.

c

Fair market

d

Total (add lines la, b, and c).

e

Reduction

claimed

for blockage

le (attach

detailed

explanation).

value of all other assets

2

Acqu1s1t1on indebtedness

3

Subtract

4

Cash deemed

or other factors

reported

I le I

applicable

2

to line 1 assets.

held for charitable

act1v1t1es Enter 1 1/2%

of line 3 (for greater

amount,

see

assets. Subtract

line 4 from line 3 Enter here and on Part V, line 4

return. Enter 5% of line 5.

1:1.fiS:d Distributable

5

5,896,571
294,829

r

M 1n1mum investment
Tax on investment

income for 2013

Incometaxfor2013

c

Add lines 2a and 2b.

I 2a I

from Part VI, line 5.

(This does not include

amount

4

Recoveries

of amounts

5

Add lines 3 and 4.

6

Deduction

7

Distributable

I

the tax from Part VI ).

2b

123

before adJustments
treated

Subtract

from distributable

4

as qual1fy1ng d1stribut1ons.

amount

amount as adJusted

Subtract

line 6 from line 5 Enter here and on Part XIII,

Distributions

contributions,

Program-related
Amounts

expenses)

gifts, etc -total

investments-total

paid to acquire

assets

Amounts

to accomplish

from Part I, column

charitable,

etc,

purposes

la

(d), line 26.

from Part IX-B.
used (or held for use) directly

set aside for spec1f1c charitable

Su1tab1l1ty test (prior IRS approval
Cash d1stribut1on

4

Qualifying

5

Foundations

Adjusted

test (attach

distributions.
that qualify

1n carrying

out charitable,

proJects that satisfy

the required

under section

line 4

2

0

3a

0
0

4

10,002,870

rate of tax on net investment

5

Enter 1% of Part I, line 27b (see 1nstruct1ons).
Subtract

0

3b

3b Enter here and on Part V, line 8, and Part XIII,
for the reduced

lb

the

schedule).

4940(e)

10,002,870

etc,

required).

Add lines la through

qualifying distributions.

294,706

(see instructions)

purposes.

6

294,706

6

(see 1nstruct1ons).

paid (1nclud1ng adm1n1strat1ve

Expenses,

income

294,706

7

Amounts

b

123

3

line 2c from line 1.

5

1m1!.+• Qualifying

a

294,829

I

line 1.

3

and

2c

Distributable

b

foundations

1

return from Part X, line 6.

b

89,795

6

Amount (see instructions) (Section 4942(])(3) and (J)(S) private operating
certain fore1an oraan1zat1ons check here..,..
and do not complete this part.)

2

5,986,366

4

Minimum investment

a

0

3

Net value of noncharitable-use

1

5,986,366

on lines 1 a and

line 2 from line ld.

5

3

0

ld

6

2a

5,986,366

le

(see 1nstruct1ons).

Ins truct10 ns ).

1

0

line 5 from line 4.

Note: The amount on line 6 will be used 1n Part V, column (b), 1n subsequent
the section 4940(e)
reduction of tax 1n those years

6
years when calculating

whether

10,002,870

the foundation

qual1f1es for

Form 990-PF

(2013)

 Form 9 9 O- P F ( 2 O 1 3 )

Page 9

Undistributed
•:F-Til1:.n•

Income

(see instructions)
(a)
Corpus

1

Distributable

2

U nd1stributed

a

Enter amount for 2012

amount for 2013
income,

Excess

d1stribut1ons

(d)
2013
294,706

from Part XI, line 7
0

only.
2011

,

carryover,

2010

,

0

2009

1fany, to 2013
18,582, 189

From 2008.
From 2009.

12, 194,891

From 2010.
From 2011.

9,939,441

From 2012.

10, 186,210

Total of lines 3a through

4 Q ual1fy1ng d1stribut1ons
XII,

line 4

a Applied

50,902, 731

e.
for 2013

..... $

from Part
10,002,870

to 2012,

income of prior years
1nstruct1ons).

c Treated as d1stribut1ons out of corpus
required-see
1nstruct1ons).
d Applied

to 2013

distributable

e Rema1n1ng amount
Excess

0

but not more than line 2a

b A ppl1ed to undistributed
(Election required-see

5

(c)
2012

1f any, as of the end of 2013

b Total for prior years

3
a
b
c
d
e
f

(b)
Years prior to 2012

distributed

d1stribut1ons

carryover

(Election
294,706

amount.
9, 708, 164

out of corpus
applied to 2013

(If an amount appears 1n column (d), the
same amount must be shown 1n column (a).)

6

Enter the net total of each column as
indicated below:

a Corpus

Add lines 3f, 4c, and 4e Subtract

line 5

60,610,895

income Subtract
b Prior years' undistributed
line 4b from line 2b.
c Enter the amount of prior years' undistributed
income for which a notice of def1c1ency has
been issued, or on which the section 4942(a)
tax has been previously assessed.

d Subtract line 6c from line 6b Taxable
-see 1nstruct1ons.

amount

e Undistributed
income for 2012 Subtract
4a from line 2a Taxable amount-see
1nstruct1ons.
f

0

0

line
0

U nd1stributed income for 2 O 13 Subtract
lines 4d and 5 from line 1 This amount must
be distributed
1n 2014.

7 A mounts treated as d1stribut1ons out of
corpus to satisfy requirements
imposed by
section 170(b)(l)(F)
or4942(g)(3)
(see
1nstruct1ons).
8 Excess d1stribut1ons carryover from 2008 not
applied on line 5 or line 7 (see 1nstruct1ons).
9 Excess distributions carryover to 2014.
Subtract lines 7 and 8 from line 6a.
10 Analysis ofl1ne 9
a Excess from 2009.
12, 194,891
b Excess from 2010.
9,939,441
c Excess from 2 O 11.
10, 186,210
d Excess from 2 O 1 2.
9, 708, 164
e Excess from 2 O 1 3.

0

18,582, 189
42,028, 706

Form 990-PF

(2013)

 Form 9 9 O- P F ( 2 O 1 3 )

Page

M:itii!tl*M
la

Foundations

see instructions

If the foundation has received a ruling or determ1nat1on letter that 1t 1s a private
foundation, and the ruling 1s effective for 2013, enter the date of the ruling.

b Check box to 1nd1cate whether the organ1zat1on IS a private
2a

3

and Pa rt VII-A

Enter the lesser of the adJusted net
income from Part I or the m1n1mum
investment
return from Part X for each
year listed.

b

85%

c

Q ual1fy1ng d1stribut1ons from Part XII,
line 4 for each year listed.

d

Amounts included 1n line 2c not used
directly for active conduct of exempt
act1v1t1es •

e

Q ual1fy1ng d1stribut1ons made directly
for active conduct of exempt act1v1t1es
Subtract line 2d from line 2c.

operating

operating
...-~------------------

foundation

described

Tax year

In section

4942(J)(3)

or

r

(c) 2011

(b)2012

4942(J)(5)

(e) Total
(d) 2010

ofl1ne 2a.

Complete 3a, b, or c for the
alternative
test relied upon
alternative
test-enter
a "Assets"

(1)
(2)
b

c

1
a

Value of all assets.
Value of assets qual1fy1ng
under section 4942(J)(3 )(B)(1)

"Endowment"
alternative
testenter 2/3
of m1n1mum investment
return shown 1n
Part X, line 6 for each year listed.
"Support" alternative
test-enter

(1)

Total support other than gross
investment
income (interest,
d1v1dends, rents, payments
loans (section
on securities
512(a)(5)),
or royalties).

(2)

Support from general public
and 5 or more exempt
organ1zat1ons as provided 1n
section 4942(J)(3)(B)(111).

(3)

Largest amount of support
from an exempt organ1zat1on

(4)

Gross investment

1:r. ....

~ ..••

income

Supplementary
Information
(Complete
assets at any time during the year-see

this part only if the organization
instructions.)

had $5,000

or more in

Information Regarding Foundation Managers:
List any managers of the foundation who have contributed
more than 2% of the total contributions
received by the foundation
before the close of any tax year (but only 1fthey have contributed
more than $5,000)
(See section 507(d)(2))
DAVID

H KOCH

b List any managers of the foundation who own 10% or more of the stock of a corporation
(or an equally
ownership of a partnership
or other entity) of which the foundation has a 10% or greater interest

2

r

Prior 3 years

(a)2013

10

uest1on 9

Information

Regarding Contribution,

large portion

of the

Grant, Gift, Loan, Scholarship, etc., Programs:

.,_p

Check here
1fthe foundation only makes contributions
to preselected
charitable organ1zat1ons and does not accept
unsol1c1ted requests for funds If the foundation makes gifts, grants, etc (see 1nstruct1ons) to 1nd1v1duals or organ1zat1ons
other cond1t1ons, complete items 2a, b, c, and d

a The name, address,

and telephone

number of the person to whom appl1cat1ons

b The form 1n which appl1cat1ons should be submitted

should

and 1nformat1on and materials

under

be addressed

they should

include

c Any subm1ss1on deadlines

d Any restrictions

or l1m1tat1ons on awards, such as by geographical

areas, charitable

fields,

kinds of 1nst1tut1ons, or other

factors

Form 990-PF

(2013)

 Form 9 9 O- P F ( 2 O 1 3 )

Page 11

1:)ffii:tfJ
Supplementary

Information
(continued)
3 Grants and Contributions
Paid During the Year or Approved
Rec1p1ent
Name and address

(home or business)

If rec1p1ent 1s an 1nd1v1dual,
show any relat1onsh1p to
any foundation manager
or substantial
contributor

for Future

Foundation
status of
rec1p1ent

Payment
Purpose of grant or
contribution

A mount

a Paid dunng the year

CITY CENTER OF MUSIC & DRAMA
INC
70 LINCOLN CENTER PLAZA
NEWYORK,NY
10023

N/A

PC

Total.

10,000,000

.....3a

Total.

b Approved for future payment
CITY CENTER OF MUSIC & DRAMA
INC
70 LINCOLN CENTER PLAZA
NEWYORK,NY
10023

RENOVATION
OF NEW
YORK STATE THEATER
BUILDING

N/A

PC

10,000,000

RENOVATION
OF NEW
YORK STATE THEATER
BUILDING

45 ,000 ,000

.....3b

45 ,000 ,000
Form

990-PF

(2013)

 Form 9 9 O- P F ( 2 O 1 3 )

I :F-Til•;i"~ !lit~J Ana
Enter gross amounts

1 Program service

Page
Of

IYSIS

unless

Income-Pro

otherwise

12

d ucma Act1v1t1es

1nd1cated

Unrelated
(a)
Business
code

revenue

business

income

(b)

(d)

(c)

A mount

(e)
Related or exempt
function income
(See
1nstruct1ons )

Excluded by section 512, 513, or 514

Exclusion

code

A mount

a

b
c

d
e

f
g Fees and contracts from government agencies
2 Membership dues and assessments.
3 Interest on savings and temporary cash
investments
•

4 D1v1dends and interest from securities.
5 Net rental income or (loss) from real estate
a Debt-financed

14

6,593

14

138

property.

b Not debt-financed

property.
6 Net rental income or (loss) from personal
property •
7 Other

investment
income.
8 Gain or (loss) from sales of assets
inventory •

other than

9 Net income or (loss) from special events
10 Gross profit or (loss) from sales of inventory.
11 Other revenue
a MISCELLANEOUS

6

b
c

d
e

12 Subtotal

Add columns

(b), (d), and (e).

6,731

6

13 Total. Add line 12, columns (b), (d), and (e).
(See worksheet 1n line 13 1nstruct1ons to verify calculations)

I :F-Til•;i"U:1:1 ReaI t"ions h"IP

..

Line No.

Of

A C t"IVI "t"1es t 0 th e A ccomp r1sh men t

0

f E xemp tP urposes

importantly
to
Explain below how each act1v1ty for which income 1s reported 1n column (e) of Part XVI-A contributed
the accomplishment
of the foundation's
exempt purposes (other than by prov1d1ng funds for such purposes)
(See
1nstruct1ons )

Form 990-PF

(2013)

 Form 9 9 0 - P F ( 2 0 1 3 )

l:ifll:tf,il
1

13

Page

Information
Regarding Transfers To and Transactions
Noncharitable
Exempt Organizations

and Relationships

With

Did the organ1zat1on directly or 1nd1rectly engage 1n any of the following with any other organ1zat1on described 1n
section 5 O 1 (c) of the Code (other than section 5 O 1 (c )(3) orga n1zat1ons) or In section 5 2 7, relat1 ng to pol1t1ca I

No

Yes

organ 1zat1o ns 7

a Transfers

from the reporting

foundation

to a noncharitable

exempt

organ1zat1on of

(1)

Cash.

1a(1)

No

(2)

Other assets.

1a(2)

No

1b(1)

No

1b(2)

No

1b(3)

No

1b(4)

No

lb(S)

No

1b(6)

No

le

No

b Other transactions
(1)

Sales of assets

(2)

Purchases

(3)

Rental of fac1l1t1es, equipment,

(4)

Reimbursement

(5)

Loans or loan guarantees.

(6) Performance

to a noncharitable

of assets

exempt

from a noncharitable

organ1zat1on.
exempt

organ1zat1on.

or other assets.

arrangements.

of services

or membership

c Sharing of fac1l1t1es, equipment,

or fundra1s1ng sol1c1tat1ons.

ma1l1ng lists,

other assets,

or paid employees.

d If the answer to any of the above 1s "Yes,"

complete the following schedule
Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation
If the foundation received less than fair market value
1n any transaction
or sharing arrangement,
show 1n column (d) the value of the goods, other assets, or services received

(a) Line No

(b) Amount involved

2a Is the foundation
described

b If "Yes,"

Sign
Here

directly

1n section

(c) Name of nonchantable exempt organ1zat1on

or 1nd1rectly aff1l1ated with, or related

5 O 1 (c) of the Code (other than section

complete the following schedule
(a) Name of organ1zat1on

(d) Description of transfers, transactions, and sharing arrangements

to, one or more tax-exempt

5 O 1 (c )(3 )) or 1n section

organ1zat1ons

5 2 7 7.

.rYes

(b) Type of organ1zat1on

(c) Description of relat1onsh1p

Under penalties of perJury, I declare that I have examined this return, 1nclud1ng accompanying
schedules and statements,
and to
the best of my knowledge and belief, 1t 1s true, correct, and complete
Declaration
of preparer (other than taxpayer or f1duc1ary) 1s
based on all 1nformat1on ofwh1ch preparer has any knowledge

~

Paid
Preparer
Use
Only

i 2014-11-15

******
Signature

of officer or trustee

Print/Type
preparer's name
ELIZABETH
S HOGAN

Firm's

name

Firm's address

Date
Pre pa re r's SI g nature

~

BKD LLP

~

1551 N WATERFRONT
KS 672066601

~

IMay
the IRS discuss this returnl
with the prepclrer shown below

******

(see instr )7

Title

Date

Check 1f selfemployed

~r

Firm's
PKWY STE 300

WICHITA,

EIN

Phone no

[7 Yes I

No

PTIN
P00273248

~

(316)

265-2811
Form 990-PF

(2013)

 lefile

GRAPHIC

print

- DO NOT PROCESS

TY 2013 Accounting

I As

Filed

DLN:934913210177641

Data -

Fees Schedule
Name:

DAVID H KOCH CHARITABLE FOUNDATION

EIN: 48-0926946
Category

ACCOUNTING

Amount

Net Investment
Income
2,356

Adjusted Net
Income

Disbursements
Charitable
Purposes

for

2,356

 lefile

GRAPHIC print

Note: To capture

- DO NOT PROCESS

the full content

TY 2013 Depreciation

I As

Filed

of this document,

Data -

I

please

select

DLN:93491321017764
landscape

mode

Schedule
Name:

DAVID H KOCH CHARITABLE FOUNDATION

EIN: 48-0926946

(11"

x 8.5")

when

printing.

 lefile

GRAPHIC

print

- DO NOT PROCESS

TY 2013 Investments

I As

Filed

Data -

- Land Schedule
Name:

DAVID H KOCH CHARITABLE FOUNDATION

EIN: 48-0926946

DLN:934913210177641

 lefile

GRAPHIC

print

- DO NOT PROCESS

I As

Filed

Data -

TY 2013 Land, Etc. Schedule
Name:

DAVID H KOCH CHARITABLE FOUNDATION

EIN: 48-0926946

DLN:934913210177641

 lefile

GRAPHIC

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I As

Filed

DLN:934913210177641

Data -

TY 2013 Other Expenses Schedule
Name:

DAVID H KOCH CHARITABLE FOUNDATION

EIN: 48-0926946
Description

INSURANCE

Revenue and Expenses
per Books

425

Net Investment
Income

Adjusted

Net Income

Disbursements for
Charitable Purposes

425

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I As

Filed

DLN:934913210177641

Data -

TY 2013 Other Income Schedule
Name:

DAVID H KOCH CHARITABLE FOUNDATION

EIN: 48-0926946
Description

MISCELLANEOUS

Revenue And
Expenses Per Books

Net Investment
Income

6

Adjusted

Net Income

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TY 2013 Other Professional

I As

Filed

DLN:934913210177641

Data -

Fees Schedule

Name:

DAVID H KOCH CHARITABLE FOUNDATION

EIN: 48-0926946
Category

FILING

Net Investment
Income

Adjusted Net
Income

89

FEES

INVESTMENT
ADMINISTRATION

Amount

563
FEES

Disbursements
Charitable
Purposes

for

89
563