upcc independent pohceconn?anns commission Police complaints . Statistics for England and Wales 2014/15 Acknowledgements The IPCC would like to thank staff from police force professional standards departments across England and Wales and their IT providers for their continued co-operation in supplying police complaints data. Police complaints: statistics for England and Wales 2014/15 i Contents iii 01 Introduction 02 Findings 03 Discussion 04 Tables 05 References 06 Annex A: glossary of terms Police complaints: statistics for England and Wales 2014/15 Introduction Introduction This report presents figures on complaints recorded about the police in England and Wales in 2014/15. These complaints are made by members of the public about the conduct of those serving with the police or about the direction and control of the police. They are dealt with under the Police Reform Act 2002. All complaints about the police are recorded by the police force in the first instance. People who are not happy with how their complaint has been handled by the police can appeal. In some instances this appeal is to the IPCC and others are handled by police forces. This report also presents figures on the numbers of appeals and decisions on those. A number of indicators are included throughout the report. These indicators provide a useful tool that the police and public can use to judge objectively how well complaints are being handled. Unlike data such as the number of complaints recorded, where an increase can be interpreted as either good or bad, the indicators are unambiguous and should therefore support police forces to improve their performance where necessary. The results of each indicator give only limited insight when viewed alone, but together they provide a picture of how the system is performing. 1 The majority of the data referred to in this report has been recorded on police force IT systems and collected by the IPCC to produce these statistics. We have issued police forces with recording guidance, which sets out how we expect them to record the data we collect from them. Therefore, the consistency of the data we report relies on police forces applying our guidance correctly when recording their data. You can view the IPCC’s Guidance on the recording of complaints under the Police Reform Act 2002 on our website: www.ipcc. gov.uk/page/statutory-guidance. The IPCC publishes bulletins for every police force quarterly on its website: www.ipcc. gov.uk/reports/statistics/police-complaints/ police-performance-data. The individual force bulletins give more detail about these indicators and provide comparisons with most similar force groupings. You can read about the IPCC’s work on police complaints in its annual reports on the IPCC website: www.ipcc.gov.uk/page/annualreport-and-plans. These reports set out an overview of the IPCC’s own performance with regard to investigations, appeals and complaints it handles. Police complaints: statistics for England and Wales 2014/15 Findings Findings Complaint cases recorded The number of complaint cases recorded increased in 2014/15 for the third consecutive year. • A total of 37,105 complaints were recorded in 2014/15. This is a 6% increase compared to 2013/14 and represents a 62% increase since 2004/05 (figure 1 and table 2). • Nearly two-thirds of police forces (28) saw an increase in the number of complaint cases recorded in 2014/15 when compared to 2013/14 (table 3). Figure 1. Complaint cases recorded 2001/02 - 2014/15 40,000 35,000 30,000 25,000 20,000 15,000 10,000 5,000 0 2001/02 2002/03 2003/04 2004/05 2005/06 2006/07* 2007/08 2008/09 2009/10 2010/11 2011/12 2012/13** 2013/14 2014/15 *Figures for British Transport Police are included from this point onwards. ** The definition of a complaint was broadened from this point onwards to include direction and control (applies to complaints received on or after 22 November 2012). ey indicator: Police forces are expected K to record complaints within ten working days1. Despite the increase in the number of complaints recorded, the majority continue to be recorded within the ten working day standard. •8 0% of the complaint cases recorded in 2014/15 were recorded within ten working days. This is the same proportion as in 2013/14. • Forces varied in their rates for recording complaints in time, from 44% to 99% (table 4). Nine police forces recorded fewer than 80% within ten working days, while seven exceeded 95%. Information about the initial recording of a complaint can be found in section 3 of the IPCC’s Statutory Guidance (2015) (www.ipcc.gov.uk/page/statutory-guidance). 1 2 Police complaints: statistics for England and Wales 2014/15 Findings • Twenty-six forces reported the same or an improvement in the proportion of complaints recorded on time when compared to 2013/14. Allegations recorded A complaint case may have one or more allegations attached to it. For example, a person may allege that a police officer pushed them and that the officer was rude to them. This would be recorded as two separate allegations forming one complaint case2. • In 2014/15, 69,571 allegations were recorded, an increase of 13% compared to 2013/14 (table 5). • Each allegation is recorded against one of 27 allegation categories3. The five most commonly recorded allegation categories remain the same as for last year and account for 67% of all the allegations recorded in 2014/15 (figure 2 and table 6). • The most common allegation category recorded, ‘other neglect or failure in duty’, accounted for 34% of all allegations recorded. This represents an increase compared to 2013/14, when the same category accounted for 30% of all the allegations recorded. • Direction and control allegations accounted for 3% of all allegations recorded in 2014/15, compared to 4% in 2013/144. Figure 2. Allegations recorded in 2014/15 by category Other neglect or failure in duty Incivility, impoliteness and intolerance 34% 33% Other assault Oppressive conduct or harassment Lack of fairness and impartiality 5% 6% 14% All other categories 8% See the IPCC’s Guidance on the recording of complaints under the Police Reform Act 2002 (www.ipcc.gov.uk/page/statutoryguidance) on the IPCC website. 2 A full list of the allegation categories and definitions of these is available in the IPCC’s Guidance on the recording of complaints under the Police Reform Act 2002. 3 Information about the types of complaints that should be classified as direction and control can be found in section one of the IPCC’s Statutory Guidance (2015). 4 3 Police complaints: statistics for England and Wales 2014/15 Findings An allegation rate per 1,000 police force employees5 is used to provide a meaningful comparison of allegations recorded across forces. • In 2014/15, the allegation rate per 1,000 force employees reflected the increase in the number of allegations recorded. 293 allegations per 1,000 employees were recorded in 2014/15 compared to 251 in 2013/14 (table 7). • Allegation rates across police forces varied widely, from 128 to 580 per 1,000 force employees. Allegations finalised An allegation can be dealt with in a number of ways. It may be investigated, withdrawn, subject to a disapplication, dispensation or discontinuance, or dealt with through local resolution. There are also different forms of investigation – for example, the force may investigate a complaint themselves, a local investigation, or the IPCC may set out what a force investigation should look at, referred to as a supervised investigation. For an explanation of the different ways an allegation may be handled, including the different forms of investigation, please see Annex A. An allegation is considered finalised when the complainant is notified of the outcome of the allegation and any planned action; it does not include any time during which an appeal can be made6. In 2014/15, 62,193 allegations were finalised (table 8). Investigation continued to be the most common means of dealing with an allegation, although the proportion investigated in 2014/15 decreased slightly, continuing a trend seen in previous years. In contrast, the proportion of allegations locally resolved or not proceeded with increased slightly in 2014/15. •5 0% of the allegations finalised in 2014/15 were investigated compared to 52% in 2013/14. • The proportion of allegations locally resolved was similar in 2014/15 compared to 2013/14, at 34% compared to 33%. Allegations not proceeded with • In 2014/15, 7% of allegations finalised (4,204 allegations) were subject to a dispensation, disapplication or discontinuance (table 8). This compares to 6% in 2013/14. • This is a reversal of the previous trend that saw a gradual decrease in the proportion of allegations dealt with in these ways since 2011/12. • The proportion of allegations dealt with in these ways in 2014/15 varied across police forces from 1% to 17%. • The remaining 8% of allegations finalised in 2014/15 (5,111 allegations) were withdrawn by the complainant (table 8). This is the same proportion as in 2013/14 and 2012/13. • The proportion of allegations withdrawn varied widely across police forces, from 3% to 29%. Force employees’ refers to all people employed by a police force who fall within one of these groups: police officers (all ranks, including senior officers), police staff, police community support officers, special constables, traffic wardens and designated officers. Any allegations recorded solely about contracted staff are excluded from the calculation for allegations per 1,000 employees. 5 More information about finalising allegations can be found in the IPCC’s Guidance on the recording of complaints under the Police Reform Act 2002. 6 4 Police complaints: statistics for England and Wales 2014/15 Findings Figure 3. Allegations finalised in 2014/15 by means 72 753 208 Investigation 5,111 Local resolution 3,379 Disapplication Dispensation 31,333 Discontinuance 21,337 Withdrawn Unknown Key indicators: Overall, in 2014/15, it took on average longer to deal with allegations compared to previous years. • On average, it took 147 working days to locally investigate an allegation, more than six months (table 9). This was 12 days longer than the average time taken in 2013/14 (135 working days) and 23 days longer than in 2012/13 and 2011/12. • Twenty-six police forces took longer to locally investigate allegations in 2014/15 compared to 2013/14. • In 2014/15, it took on average 66 working days to locally resolve allegations (table 9), which is nearly two weeks longer than in 2013/14 (57 working days). • Twenty–nine police forces took longer to locally resolve allegations in 2014/15 than in 2013/14. • In 2014/15, it took on average 415 working days to deal with an allegation by a supervised investigation (table 9), compared to 286 working days in 2013/14. 7 Investigation outcomes On 1 April 2010, the IPCC introduced revised Statutory Guidance that changed the way complaint allegations are handled by an investigation. Allegations on complaint cases recorded on or after this date may be upheld; for complaint cases recorded before this date, allegations may be substantiated. For an explanation of upheld and substantiated, please see Annex A. A further revision to the IPCC’s Statutory Guidance was issued in May 2015. This followed a legal judgement which ruled that7, in certain circumstances, an investigation into a complaint cannot conclude that an allegation is upheld or not upheld8. The data in this report was collected before May 2015 and therefore does not reflect this judgement. • In 2014/15, 31,333 allegations were investigated and 14% of these were upheld. This is the same proportion as in 2013/14. • The proportion of allegations upheld varied across police forces, from 7% to 27%. R (on the application of Chief Constable of West Yorkshire) v IPCC [2014] EWCA Civ 1367. Section 11 of the IPCC’s Statutory Guidance (2015) provides information about the conclusions that may be reached at the end of an investigation 8 5 Police complaints: statistics for England and Wales 2014/15 Findings • Data for allegations dealt with under the old system (that may be substantiated) is no longer collected. Complaint cases finalised A complaint case is considered finalised when all action relating to a complaint case has concluded. This includes the time during which an appeal can be lodged and the time involved in dealing with an appeal where one has been made, as well as time for any misconduct and/or criminal proceedings to be concluded9. The number of complaint cases finalised increased in 2014/15 for the second consecutive year. • A total of 34,003 complaints were finalised in 2014/15. This is a 13% increase compared to 2013/14. • A complaint can be subject to one or more periods in sub judice (see explanation of ‘sub judice’ in Annex A). If the time complaint cases spent in sub judice is discounted, the average time to finalise complaint cases was 102 working days in 2014/15. This is a nine day increase compared with the average time reported in 2013/14. • The average time across police forces ranged from 48 to 193 working days. Appeals A complainant has the right to appeal about the way in which a police force has handled their complaint. There are different types of appeals, each relating to a different process for dealing with a complaint. An appeal can be made about: - the decision not to record a complaint - the outcome of a local resolution process - the local or supervised investigation into a complaint - the decision to discontinue a local investigation - the decision to disapply the requirements under the Police Reform Act 2002; or the outcome of a complaint that has been subject to disapplication10. Key indicator: The average time taken to finalise complaint cases increased in 2014/15 – the first increase in four years. • It took an average of 110 working days to finalise complaint cases in 2014/15, nearly two weeks longer than the average time in 2013/14 (101 working days). • The average time varied across police forces, from 52 to 205 working days. • Seventeen forces reported the same time or a reduction in their average time compared to 2013/14. All appeals about the recording of complaints are dealt with by the IPCC. For all other types of appeal, there is a test to determine whether an appeal should be considered by the IPCC or the relevant chief officer11. If any of the following factors apply, the IPCC is the appeal body: More information about finalising complaint cases can be found in the IPCC’s Guidance on the recording of complaints under the Police Reform Act 2002. 9 10 Information about the different appeal rights can be found in section 13 of the IPCC’s Statutory Guidance (2015). ‘Chief officer’ is a collective term that refers to the heads of police forces (this means chief constables for all forces except the Metropolitan Police and the City of London Police, which are each headed by a commissioner). Chief officers began dealing with appeals relating to complaint cases received on or after 22 November 2012. More information about the test to determine who should deal with an appeal is set out in section 13 of the IPCC’s Statutory Guidance (2015). 11 6 Police complaints: statistics for England and Wales 2014/15 Findings - the complaint the appeal relates to is about a senior officer - if proved, the complaint would justify criminal and/or misconduct proceedings, or the complaint involves the infringement of a person’s right under Article 2 or 3 - the complaint arises from the same incident as a complaint falling within one of the above categories If the factors above do not apply, the chief officer will handle the appeal. In 2014/15, the number of appeals received across the police complaints system increased again – by 7% compared to the number received in 2013/14. Figure 4. Appeals received 2008/09 - 2014/15 8,000 7,000 6,000 3,826 3,134 5,000 4,000 3,000 2,000 6,173 5,357 6,339 6,203 3,968 4,079 3,923 2013/14 2014/15 1,000 0 2008/09 2009/10 2010/11 2011/12 Appeals received by the IPCC 2012/13* Appeals received by chief officers *Data for 2012/13 does not include appeals received by police forces as this data could not be collected. Chief officers only began dealing with appeals on complaint cases received on or after 22 November 2012. Because of the time it takes to deal with complaints to the point when an appeal can be made, it is likely the number of appeals police forces received in 2012/13 is low. Figure 5. Appeals received in 2014/15 by appeal body and appeal type 2,500 2,000 1,500 1,000 2,035 1,898 1,696 1,507 500 Investigation Non-recording Local resolution Appeals received by the IPCC 7 110 73 0 Police complaints: statistics for England and Wales 2014/15 409 Disapplication Appeals received by chief officers 9 12 Discontinuance Findings Appeals to chief officers In 2014/15, chief officers received 3,826 appeals about the way in which their police force handled a complaint (table 12). This represents a 22% increase on the number received in 2013/14. (table 12). In total, four discontinuance appeals were completed by chief officers, one of which was upheld. • On average, it took police forces 53 working days to complete appeals, 12 days longer than the average time in 2013/14. The average time taken across police forces differed considerably, ranging from 11 to 163 working days. • Half of the appeals chief officers received were about an investigation into a complaint and 39% were about the outcome of a local resolution process (table 13). These Appeals to the IPCC are similar proportions to the numbers In 2014/15, the IPCC received a total of 3,923 received in 2013/14. appeals about the handling of a complaint by a police force. This is a 4% decrease compared • Just over a tenth of appeals (11%) were about complaints that had been subject to a to the number received in 2013/14 (table 15). disapplication (table 13). • The number of appeals the IPCC received about an investigation into a complaint • The remainder of appeals received by chief decreased by 15% compared to the officers were about complaints that had number received in 2013/14 (table 15). This been subject to discontinuance (table 13). represented just over half of all the appeals received by the IPCC in 2014/15 (table 16). Key indicators: In 2014/15, the proportion of investigation and local resolution appeals • The number of non-recording appeals the upheld by chief officers decreased. IPCC received increased to 1,696 – 13% more than in 2013/14 (table 15). This is the second • In 2014/15, 19% of investigation appeals consecutive annual increase. completed by chief officers were upheld, compared to 22% in 2013/14 (table 12). The • The number of local resolution appeals the upholding rate varied considerably across IPCC received continues to decrease – we police forces, from 0% to 67% (table 14). received 73 of these appeals in 2014/15 compared with 97 in 2013/14 and 372 in •1 6% of local resolution appeals completed 2012/13 (table 15). by chief officers were upheld in 2014/15 (table 12). This compares to 21% upheld in • The number of disapplication and 2013/14. The upholding rate across police discontinuance appeals the IPCC received forces ranged from 0% to 62% (table 14). increased in 2014/15 by 69% and 29% respectively. However, the actual numbers •7 % of disapplication appeals completed by remain low, representing 3% of the total chief officers were upheld (table 12). Across number of appeals received by the IPCC in police forces, the upholding rate varied 2014/15 (table 16). from 0% to 100% (table 14). However, some caution is needed when comparing police Key indicators: The proportion of investigation forces because of the sometimes small and non-recording appeals upheld by the IPCC number of appeals involved. decreased in 2014/15 (table 15). • In 2014/15, 25% of discontinuance appeals completed by chief officers were upheld 8 Police complaints: statistics for England and Wales 2014/15 Findings • In 2014/15, 39% of the investigation appeals completed by the IPCC were upheld (table 15). This is a decrease compared to 2013/14, when 44% of investigation appeals were upheld. The upholding rate varied considerably across police forces, from 14% to 89% (table 17). •4 2% of the non-recording appeals completed by the IPCC were upheld in 2014/15 (table 15). This compares to 49% in 2013/14 and 57% in 2012/13. The upholding rate for non-recording appeals has been decreasing since 2011/12. In 2014/15, the upholding rate across police forces ranged from 0% to 100% (table 17). Grounds for upholding IPCC appeals The IPCC considers appeals about the handling of complaints against various grounds and can uphold the appeal on one or more of these grounds. The grounds for upholding investigation appeals are: - the complainant was not adequately informed about the findings of the investigation and any action to be taken - in relation to the findings of the investigation - in connection with the determination(s) in relation to misconduct, gross misconduct or performance - with regards to the determinations relating to the action to be taken or not as a result of the investigation - in relation to the determination not to refer the report to the Crown Prosecution Service (CPS). •6 4% of the local resolution appeals completed by the IPCC were upheld, which is the same as the upholding rate in 2013/14 (table 15). Although this percentage is high, the IPCC only dealt with a small proportion of all appeals about local resolution in 2014/15. • In 2014/15, 20% of the disapplication appeals completed by the IPCC were upheld (table 15). This is a slight decrease compared to 2013/14 (22%). The grounds for upholding non-recording appeals are: - the failure of the appropriate authority to make a recording decision in relation to the complaint - the failure of the appropriate authority receiving the complaint to forward it to the correct appropriate authority - in relation to the recording decision (when the IPCC determines a complaint that has not been recorded should have been) Appeals upheld summary In 2014/15, both the IPCC and chief officers upheld a smaller proportion of appeals overall compared to 2013/14 (tables 12 and 15). The overall upholding rate for appeals completed by the IPCC continued to be more than twice that for appeals completed by chief officers (table 1). Table 1: Appeals completed and upheld during 2014/15 by appeal body and appeal type IPCC appeals Force appeals Appeal type Number valid completed* Number upheld % upheld Investigation 2,426 951 45 29 Local resolution Number valid completed* Number upheld % upheld 39% 1,563 302 19% 64% 1,305 214 16% Disapplication 97 19 20% 340 24 7% Non-recording 1,333 557 42% - - - *Some appeals may be deemed ‘invalid’ (i.e. there was no right of appeal) and these have been excluded from the number of ‘valid completed’ and the calculation for ‘% upheld’. 9 Police complaints: statistics for England and Wales 2014/15 Findings An appeal may be upheld on one or more ground. This means that the sum of appeals upheld on each ground will not equal the number of appeals upheld by the IPCC in 2014/1512. Of the investigation appeals completed and upheld by the IPCC in 2014/15: • In 2014/15, 37,515 people complained about the conduct of someone serving with the police or about the direction and control of a police force. This is an increase of 8% when compared to 2013/14 when 34,786 people complained about the police. • Most (798, 84%) were upheld in relation to the findings of the investigation. This was the most common ground for upholding an investigation appeal. • The majority of complainants were men (23,116, 62%). This reflects the trend each year since 2004/05. •3 81 (40%) were upheld in connection with the action to be taken (or not taken) as a result of the investigation. • Half of complainants in 2014/15 were White (18,871), which is similar to the trend in previous years. It should be noted that for 38% (14,359) of complainants, their ethnicity was not stated or unknown. • More than a third (348, 37%) were upheld on the ground that the complainant was given inadequate information. •1 58 (17%) were upheld in connection with the determination(s) in relation to misconduct, gross misconduct or performance. • The least common ground on which investigation appeals were upheld was the determination not to make a referral to the CPS, with only 27 appeals upheld on this ground. Of the non-recording appeals the IPCC completed and upheld in 2014/15: • Nearly two-thirds (338, 61%) were upheld as a consequence of the recording decision made by the police force. This was the most common ground non-recording appeals were upheld on. •2 67 (48%) were upheld because the appropriate authority had failed to make a recording decision. •1 3 (2%) were upheld because the police force failed to forward the complaint to the correct appropriate authority. 12 10 Profile of complainants • The most common age groups to complain about the police in 2014/15 were those aged 40 to 49 years (6,847, 18%) and those aged 30 to 39 years (6,019, 16%). The people least likely to complain were aged 17 or under (256, 1%). The age was unknown for 30% of complainants (11,212) in 2014/15. Profile of subjects • In 2014/15, 39,957 people serving with the police were subject to a recorded complaint – an increase of 8% compared to 2013/14 when 37,032 were subject to a recorded complaint. • The profile of those subject to a recorded complaint about the police has not changed significantly since 2004/05. • In 2014/15, the majority of people subject to a recorded complaint were police officers (35,445, 88%). •7 2% (28,928) of those subject to a recorded complaint were male and 86% (34,562) were White. Information about the grounds of appeal can be found in section 13 of the IPCC’s Statutory Guidance (2015). Police complaints: statistics for England and Wales 2014/15 Discussion Discussion A key finding of this report is that for the third consecutive year, the demand placed on the complaints system continues to increase. Members of the public, who were unhappy with their contact with the police, made 37,105 complaints to police forces during 2014/15 – a 6% increase compared to the previous year and the highest number recorded in any year since 2004/05. The Public Confidence Survey, commissioned by the IPCC, provides a useful insight into public perceptions of the police complaints system. The 2014 survey told us that public satisfaction following contact with the police was falling and that there was a greater willingness to complain about that contact13. The findings of this report, particularly the increasing numbers of complaints recorded, suggest that this trend has continued14. However, the survey again found that young people and those from black and minority ethnic groups were much less likely to complain. The profile of complainants presented in this report continues to reflect that finding. A limitation of these statistics is the high number of complaints where demographic information about the complainant is unknown. It is important the recording of this information is improved so that we can better understand the characteristics of those who complain and those who are underrepresented in the system. It should also be noted that it is difficult to draw meaningful conclusions about one force’s performance compared to another’s. There are a number of different elements of the legislation, together with the performance data, that may need consideration together to place meaning on the data. Timeliness Given the growing number of complaints recorded, a key consideration is how well the system is able to respond to this increasing demand. It is noteworthy that forces have continued to increase the number of complaint cases they have finalised by 13% on the previous year. However, the number of active complaint cases has increased. At the end of 2012/13, 14,712 complaints were being locally resolved or investigated by both police forces and the IPCC. This compares to 19,033 at the end of 2014/15, which is over 4,000 more – a 29% increase15. As demand on the complaints system increases, it is also taking longer to deal with complaints. Over the last three years a complainant waited, on average, over a month longer for a police force to complete an investigation into their complaint and more than two weeks longer for their complaint to be locally resolved. The results of the survey are published in Public Confidence in the Police Complaints System, July 2014 (www.ipcc.gov.uk/ page/public-confidence). 13 14 Trends are compared to the results of the previous public confidence survey in 2011. Active caseloads are determined using a snapshot of data collected from police forces at the end of each year. Active complaint cases that were older than five years will not be included in these figures – it is assumed that the cases falling into this category will be small in number. 15 11 Police complaints: statistics for England and Wales 2014/15 Discussion Appeals Appeals are a key indicator of whether complainants are getting the resolution they seek first time. As in previous years, the number of people appealing about how their complaint has been handled has increased. Local resolution and appeals Of interest is the significant variation in the use of local resolution across the complaints system, and the number of appellants expressing dissatisfaction with how the local resolution of their complaint has been handled. Local resolution is designed to quickly resolve the least serious complaints. This process used to be applied only with the consent of the complainant. The Police Reform and Social Responsibility Act 2011 (PRSRA 2011) introduced some changes to local resolution. These included no longer needing to seek consent from the complainant to use the local resolution process in cases where the criteria requiring an investigation are not met. In addition, the basis for complainants to appeal against local resolution broadened from being about whether processes have been followed to dissatisfaction with the outcome of local resolution. These changes may have contributed both to the increase in the use of local resolution, and the number of local resolution appeals. Police forces themselves now deal with the majority of local resolution appeals. Despite the higher number being received, the proportion of upheld appeals in this category remains low, with police forces upholding about 1 in 6 of the appeals they complete. Investigation appeals For the first time since 2009/10, the IPCC reports a welcome reduction in the number of investigation appeals it upheld. However, there remains a significant difference between the proportion of investigation appeals we uphold as opposed to police forces; the IPCC is twice as likely to uphold an investigation appeal compared to forces. Non-recording appeals Although the proportion of appeals upheld about the non recording of a complaint continues to fall, there are still a significant number of cases where the IPCC disagrees with the decision taken by a police force about whether a complaint should be recorded. These appeals relate to instances where people have tried to make a complaint, but have had to exercise their right of appeal before being able to access the complaints system. These difficulties with access to the system are unlikely to engender confidence among those groups that already question the fairness of the complaints process. The proportion of allegations finalised by local resolution has increased across the complaints system, from 27% in 2011/12 to 34% in 2014/15. However, this increase appears to be driven by a small number of forces and there is considerable variation in the use of local resolution. The forces using local resolution most often are handling at least 65% of allegations in this way, while those with the lowest rates handle at most 19% of allegations using local resolution. 12 Police complaints: statistics for England and Wales 2014/15 Statistical note • In the percentage columns presented in the following tables, ‘-‘ denotes no data and ‘0’ denotes less than 0.5%. • Some percentages may add up to more or less than 100% due to rounding. • Average times are presented as working days and do not include weekends or Bank Holidays. • Complaint cases and allegations with invalid start/ end dates have been removed from average time calculations. Therefore, the numbers of complaint cases and allegations used in the average time calculations may be lower than the total number of complaint cases and allegations finalised. Tables Tables Table 2: Complaint cases recorded 2001/02 – 2014/15 Total recorded in year % annual change Total recorded in year % annual change 2001/02 2002/03 2003/04 2004/05 2005/06 2006/07* 2007/08 2008/09 16,654 15,248 15,885 22,898 26,268 29,322 29,350 31,747 -12 -8 4 44 15 12 0 8 2009/10 2010/11 2011/12 2012/13** 2013/14 2014/15 34,310 33,099 30,143 30,365 34,863 37,105 8 -4 -9 1 15 6 *Figures for British Transport Police are included from this point onwards. **The definition of a complaint was broadened from this point onwards to include direction and control (applies to complaints received on or after 22 November 2012). 13 Police complaints: statistics for England and Wales 2014/15 Tables Table 3: Complaint cases recorded in 2014/15 and comparison with previous year Police force 2013/14 2014/15 % change from 2013/14 1,189 1,322 11 Bedfordshire 353 401 14 British Transport Police 418 396 -5 Cambridgeshire 384 461 20 Cheshire 568 579 2 City of London 234 256 9 Cleveland 454 501 10 Cumbria 328 302 -8 Avon and Somerset Derbyshire 443 454 2 1,364 1,515 11 Dorset 391 453 16 Durham 303 314 4 Dyfed-Powys 328 268 -18 Essex 933 1,153 24 Devon and Cornwall Gloucestershire 336 438 30 1,536 1,890 23 Gwent 311 398 28 Hampshire 968 926 -4 Hertfordshire 541 568 5 Greater Manchester Humberside 541 521 -4 1,200 1,187 -1 Lancashire 877 1,043 19 Leicestershire 677 846 25 Lincolnshire 510 567 11 Kent Merseyside 695 617 -11 7,115 6,828 -4 Norfolk 518 449 -13 North Wales 330 473 43 North Yorkshire 544 517 -5 Northamptonshire 444 434 -2 Northumbria 794 1,018 28 Nottinghamshire 960 1,023 7 South Wales 721 864 20 South Yorkshire 459 660 44 Staffordshire 310 516 66 Suffolk 381 328 -14 Surrey 693 546 -21 Metropolitan Sussex 900 943 5 Thames Valley 1,043 1,305 25 Warwickshire 215 200 -7 West Mercia 592 513 -13 West Midlands 1,473 1,145 -22 West Yorkshire 1,000 1,255 26 489 712 46 34,863 37,105 6 Wiltshire Total Please note: the figures for City of London also include complaint cases recorded in relation to ‘Action Fraud’. Action Fraud is a national service provided by City of London Police, which receives and records allegations and intelligence relating to crimes of fraud. 14 Police complaints: statistics for England and Wales 2014/15 Tables Table 4: Complaint cases recorded in time 2011/12 to 2014/15 2011/12 Police force Avon and Somerset Bedfordshire British Transport Police Cambridgeshire Cheshire City of London Cleveland Cumbria Derbyshire Devon and Cornwall Dorset Durham Dyfed-Powys Essex Gloucestershire Greater Manchester Gwent Hampshire Hertfordshire Humberside Kent Lancashire Leicestershire Lincolnshire Merseyside Metropolitan Norfolk North Wales North Yorkshire Northamptonshire Northumbria Nottinghamshire South Wales South Yorkshire Staffordshire Suffolk Surrey Sussex Thames Valley Warwickshire West Mercia West Midlands West Yorkshire Wiltshire Total 2012/13 Complaint cases recorded* % within 10 working days 905 229 419 354 421 108 443 216 581 1,048 363 243 287 838 353 1,021 330 819 326 449 742 791 451 490 753 6,610 498 298 496 376 680 452 640 419 368 261 648 706 1,045 193 693 1,536 819 421 30,139 90 93 94 96 92 96 86 76 58 50 99 71 86 90 96 97 90 83 90 90 90 77 90 90 84 84 94 91 90 97 88 88 95 85 92 78 95 63 93 95 95 80 96 96 86 2013/14 Complaint % within cases 10 working recorded* days 896 273 331 380 461 123 481 271 504 1,228 361 241 331 913 276 1,204 311 882 433 437 962 772 465 498 663 6,788 376 306 471 371 401 576 628 386 350 258 666 750 954 174 674 1,335 806 397 30,364 96 96 94 96 94 89 87 78 92 71 95 80 91 93 89 62 86 84 99 86 94 85 88 91 57 62 98 95 87 99 86 94 90 86 87 95 95 62 90 92 96 74 97 93 81 Complaint cases recorded* 1,189 353 418 384 568 234 454 328 443 1,364 391 303 328 933 336 1,536 311 968 541 541 1,200 875 677 510 695 7,115 518 330 544 444 794 960 721 459 310 381 693 900 1,043 215 592 1,473 1,000 489 34,861 2014/15 % within Complaint % within 10 working cases 10 working days recorded* days 93 90 94 93 95 95 85 74 94 53 97 86 92 92 70 65 97 88 96 89 92 80 86 94 95 65 97 90 89 100 82 97 61 74 79 98 91 67 95 67 74 66 94 65 80 1,322 401 396 461 579 256 501 302 454 1,515 453 314 268 1,153 438 1,890 398 926 568 521 1,187 1,031 846 567 617 6,828 449 473 517 434 1,018 1,023 864 660 516 328 546 943 1,305 200 513 1,145 1,255 712 37,093 94 91 95 90 99 96 91 80 91 80 98 90 73 92 95 47 94 92 92 77 94 82 85 94 98 68 96 83 95 97 87 95 60 80 89 96 84 69 95 84 76 44 80 46 80 The IPCC expects police forces to record complaints as soon as possible and within ten working days. *The number of complaint cases presented in this table are only those with valid dates that are used in the calculation for % recorded complaint cases within ten working days. Therefore they may not match the actual number of recorded complaint cases presented in table 3. 15 Police complaints: statistics for England and Wales 2014/15 Tables Table 5: Number of allegations recorded in 2014/15 and comparison with previous year Police force Avon and Somerset Number of allegations Number of allegations 2013/14 2014/15 Change in number of allegations % change from 2013/14 to 2014/15 2,080 2,538 458 22 Bedfordshire 751 925 174 23 British Transport Police 762 743 -19 -2 Cambridgeshire 750 995 245 33 1,288 1,268 -20 -2 City of London 270 313 43 16 Cleveland 887 714 -173 -20 Cumbria 482 519 37 8 Derbyshire 803 900 97 12 2,276 2,582 306 13 Dorset 596 660 64 11 Durham 463 603 140 30 Cheshire Devon and Cornwall Dyfed-Powys Essex Gloucestershire Greater Manchester Gwent 598 619 21 4 1,459 1,796 337 23 448 671 223 50 3,155 4,213 1,058 34 783 1,067 284 36 Hampshire 1,819 1,605 -214 -12 Hertfordshire 1,283 1,351 68 5 Humberside 923 1,072 149 16 Kent 1,533 1,697 164 11 Lancashire 1,623 1,878 255 16 Leicestershire 1,194 1,580 386 32 Lincolnshire 728 1,060 332 46 Merseyside 2,189 1,949 -240 -11 Metropolitan 11,542 12,148 606 5 Norfolk 867 891 24 3 North Wales 690 1,040 350 51 North Yorkshire 951 996 45 5 Northamptonshire 609 920 311 51 Northumbria 1,501 2,399 898 60 Nottinghamshire 1,592 1,759 167 10 South Wales 1,179 1,417 238 20 South Yorkshire 988 1,412 424 43 Staffordshire 536 1,154 618 115 Suffolk 566 648 82 14 Surrey 1,623 1,690 67 4 Sussex 1,248 1,286 38 3 Thames Valley 1,699 2,076 377 22 Warwickshire 405 268 -137 -34 West Mercia 770 835 65 8 West Midlands 3,377 2,502 -875 -26 West Yorkshire 1,707 1,897 190 11 701 915 214 31 61,694 69,571 7,877 13 Wiltshire Total Please note: the figures for City of London also include allegations recorded in relation to ‘Action Fraud’. Action Fraud is a national service provided by City of London Police, which receives and records allegations and intelligence about crimes of fraud. Complaints about this service are usually recorded against one of the direction and control allegation categories. 16 Police complaints: statistics for England and Wales 2014/15 Tables Table 6: Nature of allegations recorded in 2014/15 Allegation groupings Allegation category Oppressive behaviour Malpractice N % Serious non-sexual assault 405 1 Sexual assault 150 0 Other assault 5,829 8 Oppressive conduct or harassment 4,136 6 Unlawful/unnecessary arrest or detention 3,087 4 Irregularity in relation to evidence/perjury 1,322 2 754 1 2,078 3 463 1 Breach of Code B PACE on searching of premises and seizure of property 1,586 2 Breach of Code C PACE on detention, treatment and questioning 3,082 4 Breach of Code D PACE on identification procedures 27 0 Breach of Code E PACE on tape recording 27 0 Unspecified breaches of PACE which cannot be allocated to a specific code 95 0 Corruption or malpractice Mishandling of property Breach of PACE Breach of Code A PACE on stop and search Lack of fairness and impartiality Lack of fairness and impartiality 3,701 5 Discriminatory behaviour Discriminatory behaviour 1,624 2 Other neglect of duty Other neglect or failure in duty 23,361 34 Incivility Incivility, impoliteness and intolerance 9,591 14 Traffic Traffic irregularity 658 1 Other Other irregularity in procedure 2,736 4 Improper access and/or disclosure of information 1,562 2 89 0 1,771 3 General policing standards 365 1 Operational management decisions 262 0 Operational policing policies 392 1 Organisational decisions 418 1 69,571 100 Other sexual conduct Other Direction and control Total 17 Police complaints: statistics for England and Wales 2014/15 Tables Table 7: Number of allegations recorded per 1,000 employees in 2014/15 Police force Avon and Somerset Allegations recorded against employees only Number of employees* Allegations per 1,000 employees 2,524 5,511 458 Bedfordshire 914 2,083 439 British Transport Police 743 4,959 150 Cambridgeshire 979 2,602 376 1,241 3,676 338 City of London 157 1,228 128 Cleveland 678 1,815 374 Cumbria 497 2,000 249 Derbyshire 870 3,233 269 Cheshire Devon and Cornwall 2,431 5,789 420 Dorset 657 2,480 265 Durham 576 2,324 248 Dyfed-Powys 602 2,069 291 1,782 5,694 313 Essex Gloucestershire 663 2,056 322 Greater Manchester 4,201 11,958 351 Gwent 1,033 2,331 443 Hampshire 1,573 5,943 265 Hertfordshire 1,339 3,851 348 Humberside 1,065 3,848 277 Kent 1,614 6,006 269 Lancashire 1,827 5,514 331 Leicestershire 1,550 3,851 402 Lincolnshire 1,032 1,780 580 Merseyside 1,898 6,519 291 Metropolitan 12,044 49,604 243 Norfolk 880 3,086 285 North Wales 997 2,739 364 North Yorkshire 955 2,703 353 Northamptonshire 903 2,538 356 Northumbria 2,382 5,709 417 Nottinghamshire 1,710 4,139 413 South Wales 1,314 5,121 257 South Yorkshire 1,380 5,435 254 Staffordshire 1,125 3,546 317 Suffolk 637 2,481 257 Surrey 1,680 4,112 409 Sussex 1,240 5,470 227 Thames Valley 2,068 8,262 250 Warwickshire 262 1,736 151 West Mercia 812 3,929 207 West Midlands 2,436 11,293 216 West Yorkshire 1,881 8,792 214 880 2,296 383 68,032 232,111 293 Wiltshire Total This table excludes contracted staff and the allegations made solely against contracted staff. It also excludes direction and control allegations as no subject is recorded on direction and control allegations. * ‘Number of employees’ is taken from the Home Office publication Police Workforce, England and Wales, 31 March 2014. 18 Police complaints: statistics for England and Wales 2014/15 Tables Table 8: Means by which allegations were finalised in 2014/15 Police force Avon and Somerset Bedfordshire British Transport Police Cambridgeshire Cheshire City of London Cleveland Cumbria Derbyshire Devon and Cornwall Dorset Durham Dyfed-Powys Essex Gloucestershire Greater Manchester Gwent Hampshire Hertfordshire Humberside Kent Lancashire Leicestershire Lincolnshire Merseyside Metropolitan Norfolk North Wales North Yorkshire Northamptonshire Northumbria Nottinghamshire South Wales South Yorkshire Staffordshire Suffolk Surrey Sussex Thames Valley Warwickshire West Mercia West Midlands West Yorkshire Wiltshire Total 19 Investigation Withdrawn Disapplication Dispensation Discontinuance Local resolution Unknown Total N % N % N % N % N % N % N % N 1,024 50 67 3 96 5 1 0 15 1 832 41 0 0 2,035 174 561 22 78 43 47 5 7 35 0 4 0 0 10 0 1 1 0 0 0 556 97 69 14 0 0 0 0 809 715 329 564 86 383 243 470 1,054 35 46 38 44 50 56 44 49 90 7 51 15 55 230 5 7 3 6 3 7 10 7 16 5 47 35 20 128 1 1 2 5 7 2 5 0 0 0 6 0 0 13 0 0 0 1 0 0 1 12 25 4 14 1 30 18 1 2 2 2 0 4 1 539 526 124 363 192 264 937 58 43 55 42 40 31 39 0 0 0 0 0 0 0 0 0 0 0 0 0 0 936 1,221 226 864 486 839 2,380 255 304 320 651 77 549 40 52 52 44 14 16 58 38 100 202 39 241 9 6 16 14 7 7 41 15 97 96 64 194 6 3 16 7 11 6 1 5 0 5 1 0 0 1 0 0 0 0 9 0 7 6 10 57 1 0 1 0 2 2 271 223 91 503 378 2,201 43 38 15 34 66 64 0 0 0 0 0 200 0 0 0 0 0 6 635 585 615 1,463 569 3,442 393 1,030 319 47 927 96 383 586 1,284 8,527 429 400 221 646 1,260 274 428 382 634 369 1,114 81 990 163 359 1,676 1,055 216 49 66 26 9 60 5 35 59 74 74 58 47 23 70 56 16 42 37 64 62 61 7 53 57 61 71 62 29 90 101 107 102 218 273 204 89 52 710 41 95 48 55 258 154 296 58 108 23 90 91 77 28 48 182 119 62 11 6 9 19 14 15 19 9 3 6 6 11 5 6 11 9 29 6 11 4 5 8 4 10 8 8 7 8 39 24 82 65 29 84 24 19 92 876 61 64 72 13 202 91 80 76 9 21 43 143 56 10 24 95 54 35 5 2 7 12 2 5 2 2 5 8 8 8 7 1 9 5 8 7 1 4 2 12 3 4 4 4 3 5 0 2 0 0 0 0 0 0 0 14 0 0 0 0 0 0 2 0 0 0 0 5 4 0 2 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3 1 4 0 5 11 3 1 18 35 14 2 2 36 2 8 25 12 0 17 184 2 67 7 18 18 22 27 0 0 0 0 0 1 0 0 1 0 2 0 0 4 0 0 2 1 0 3 10 0 4 2 3 1 1 4 276 403 727 316 359 1,315 472 306 293 1,298 198 292 634 174 524 1,155 200 496 239 162 381 870 685 77 138 403 443 404 34 26 59 60 23 74 43 31 17 11 27 34 65 19 23 69 19 48 24 27 21 73 36 27 23 17 26 54 0 0 0 0 0 3 0 0 0 2 0 0 0 0 3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 801 1,561 1,239 530 1,538 1,782 1,086 1,001 1,739 11,462 743 853 977 924 2,249 1,682 1,031 1,024 990 592 1,812 1,192 1,879 285 589 2,374 1,694 744 31,333 50 5,111 8 3,379 5 72 0 753 1 21,337 34 208 0 62,193 Police complaints: statistics for England and Wales 2014/15 Tables Table 9: Time taken to finalise allegations in 2014/15 Local resolution Police force Local investigation Supervised investigation Average number of days to finalise allegations Number of allegations used in calculation* Average number of days to finalise allegations Number of allegations used in calculation* Average number of days to finalise allegations Number of allegations used in calculation* Avon and Somerset Bedfordshire British Transport Police Cambridgeshire Cheshire City of London Cleveland Cumbria Derbyshire Devon and Cornwall Dorset Durham Dyfed-Powys Essex Gloucestershire Greater Manchester Gwent Hampshire Hertfordshire Humberside Kent Lancashire Leicestershire Lincolnshire Merseyside Metropolitan Norfolk North Wales North Yorkshire Northamptonshire Northumbria Nottinghamshire South Wales South Yorkshire Staffordshire Suffolk Surrey Sussex Thames Valley Warwickshire West Mercia West Midlands West Yorkshire Wiltshire 35 84 44 73 59 27 47 41 46 55 33 62 96 54 63 100 59 73 75 77 69 76 65 60 56 61 57 61 52 49 62 68 80 52 56 57 79 59 59 110 74 96 41 78 819 556 97 539 526 124 361 192 264 932 271 223 91 488 378 2,169 276 403 727 316 358 1,094 470 305 292 1,215 198 292 634 174 524 1,152 193 496 239 162 381 865 685 77 138 401 442 404 100 157 102 113 119 131 188 125 112 181 121 136 184 152 151 155 184 107 221 190 151 189 241 114 160 117 76 192 175 106 149 206 229 160 129 112 181 323 128 166 147 253 117 184 1,024 172 556 328 564 86 383 243 470 1,041 255 304 320 630 76 524 388 989 319 47 925 87 378 586 1,284 5,973 429 396 221 645 1,258 260 421 380 632 369 1,114 79 987 163 359 1,655 1,050 183 0 253 138 0 0 0 0 0 0 427 0 0 0 416 287 0 808 313 0 0 204 0 258 0 0 361 0 157 0 266 0 573 0 0 264 0 0 150 0 0 0 333 423 668 0 1 5 0 0 0 0 0 0 13 0 0 0 18 1 0 2 41 0 0 2 0 5 0 0 17 0 4 0 1 0 14 0 0 2 0 0 2 0 0 0 19 5 33 Total 66 20,943 147 28,553 415 185 *The number of allegations presented in this table are only those with valid dates that are used in the calculation for the average number of days to finalise allegations. Therefore, they may not match the actual number of finalised allegations presented in Table 8. 20 Police complaints: statistics for England and Wales 2014/15 Tables Table 10: Outcomes of allegations finalised by investigation in 2014/15 (post-April 2010) Police force Avon and Somerset Bedfordshire British Transport Police Cambridgeshire Cheshire City of London Cleveland Cumbria Derbyshire Devon and Cornwall Dorset Durham Dyfed-Powys Essex Gloucestershire Greater Manchester Gwent Hampshire Hertfordshire Humberside Kent Lancashire Leicestershire Lincolnshire Merseyside Metropolitan Norfolk North Wales North Yorkshire Northamptonshire Northumbria Nottinghamshire South Wales South Yorkshire Staffordshire Suffolk Surrey Sussex Thames Valley Warwickshire West Mercia West Midlands West Yorkshire Wiltshire Total Not upheld Upheld Total investigated (post-April 2010) N % N % N 817 152 475 269 477 73 310 218 407 892 216 238 263 484 66 506 323 854 279 41 744 71 293 499 1,146 7,523 370 335 184 540 1,101 199 379 355 544 306 916 63 862 149 317 1,435 931 188 80 87 85 82 85 85 81 90 87 85 85 78 82 74 86 92 82 83 87 87 80 74 77 85 89 88 86 84 83 84 87 73 89 93 86 83 82 78 87 91 88 86 88 87 207 22 86 60 87 13 73 25 63 162 39 66 57 167 11 43 70 176 40 6 183 25 90 87 138 1,004 59 65 37 106 159 75 49 27 90 63 198 18 128 14 42 241 124 28 20 13 15 18 15 15 19 10 13 15 15 22 18 26 14 8 18 17 13 13 20 26 23 15 11 12 14 16 17 16 13 27 11 7 14 17 18 22 13 9 12 14 12 13 1,024 174 561 329 564 86 383 243 470 1,054 255 304 320 651 77 549 393 1,030 319 47 927 96 383 586 1,284 8,527 429 400 221 646 1,260 274 428 382 634 369 1,114 81 990 163 359 1,676 1,055 216 26,810 86 4,523 14 31,333 A legal judgement made in 2014/15 ruled that, in certain circumstances, an investigation into a complaint cannot conclude that an allegation is upheld or not upheld. The IPCC issued revised Statutory Guidance to reflect this judgement in May 2015. The data in this report was collected before this date and therefore does not reflect the judgement. Data for allegations investigated under the old system (pre-April 2010), which will be substantiated or unsubstantiated, is no longer collected. 21 Police complaints: statistics for England and Wales 2014/15 Tables Table 11: Time taken to finalise complaint cases in 2014/15 Police force Avon and Somerset Number of complaint cases finalised* Average number of days Average number of days to finalise complaint to finalise complaint cases (NOT inc sub judice) cases (inc sub judice) 1,015 60 60 Bedfordshire 344 97 104 British Transport Police 443 98 112 Cambridgeshire 430 92 99 Cheshire 582 84 93 City of London 192 48 52 Cleveland 530 76 91 Cumbria 301 80 95 Derbyshire 466 109 109 Devon and Cornwall 1,530 104 113 Dorset 428 56 67 Durham 290 74 84 Dyfed-Powys 298 132 144 Essex 838 131 134 Gloucestershire 359 98 106 1,710 112 113 Gwent 345 129 138 Hampshire 969 98 101 Hertfordshire 503 91 106 Humberside 345 83 94 Kent 1,130 112 116 Lancashire 1,124 96 102 Leicestershire 455 133 137 Lincolnshire 557 87 90 Merseyside 609 105 115 Greater Manchester Metropolitan 5,939 102 110 Norfolk 428 97 106 North Wales 405 93 101 North Yorkshire 533 79 88 Northamptonshire 433 67 83 Northumbria 983 122 124 Nottinghamshire 968 99 104 South Wales 719 129 131 South Yorkshire 592 96 105 Staffordshire 455 70 80 Suffolk 351 99 104 Surrey 650 107 136 Sussex 961 91 101 Thames Valley 1,118 102 110 Warwickshire 201 135 140 West Mercia 461 132 154 West Midlands 1,234 193 205 West Yorkshire 1,091 71 82 543 83 87 33,858 102 110 Wiltshire Total *The number of complaint cases presented in this table are only those with valid dates that are used in the calculation for the average number of days to finalise complaint cases. 22 Police complaints: statistics for England and Wales 2014/15 Tables Table 12: Appeals received and completed by chief officers in 2013/14 and 2014/15 Appeal type 2013/14 2014/15 Received 1,642 1,898 Valid completed Force investigation appeals 1,240 1,563 Upheld 278 302 % Upheld 22 19 1,136 1,507 Valid completed 800 1,305 Upheld 168 214 % Upheld 21 16 Force local resolution appeals Received Force disapplication appeals Received 350 409 Valid completed 262 340 Upheld 19 24 % Upheld 7 7 Received 6 12 Valid completed 5 4 Upheld 1 1 % Upheld 20 25 Received 3,134 3,826 Valid completed Force discontinuance appeals Total force appeals 2,307 3,212 Upheld 466 541 % Upheld 20 17 ‘Chief officers’ refers to the heads of police forces (chief constables for all forces except the Metropolitan Police and City of London Police, which are each headed by a Commissioner). Under changes to the handling of appeals introduced by the Police Reform and Social Responsibility Act 2011, both chief officers and the IPCC consider appeals. Data for appeals dealt with by forces is only available from 2013/14. There is no data for British Transport Police as they do not consider appeals (all appeals relating to this force are considered by the IPCC). Some appeals may be deemed ‘invalid’ and these have been excluded from the number of ‘valid completed’ and the calculation for ‘% upheld’. Completed appeals may have been received in a different financial year to that in which they are completed. 23 Police complaints: statistics for England and Wales 2014/15 Tables Table 13: Appeals received by chief officers in 2014/15 Police force Force investigation Force local Force disapplication appeals resolution appeals appeals N % Total force appeals % N % N % N 61 98 0 0 0 0 62 52 98 1 2 0 0 53 57 84 1 1 0 0 68 42 45 2 2 0 0 93 0 0 1 14 0 0 7 40 51 2 3 1 1 79 15 37 0 0 0 0 41 17 35 4 8 0 0 48 60 49 28 19 11 2 1 175 58 13 25 9 17 0 0 52 27 57 17 36 3 6 0 0 47 53 75 11 15 7 10 0 0 71 Essex 71 72 17 17 11 11 0 0 99 Gloucestershire 1 2 41 91 3 7 0 0 45 Avon and Somerset 1 2 Bedfordshire 0 0 Cambridgeshire 10 15 Cheshire 49 53 City of London 6 86 Cleveland 36 46 Cumbria 26 63 Derbyshire 27 56 Devon and Cornwall 105 Dorset 30 Durham Dyfed-Powys N Force discontinuance appeals Greater Manchester 5 2 221 81 46 17 0 0 272 Gwent 27 64 11 26 4 10 0 0 42 Hampshire 120 85 17 12 5 4 0 0 142 Hertfordshire 0 0 85 96 4 4 0 0 89 Humberside 22 28 46 59 9 12 1 1 78 Kent 49 64 19 25 8 11 0 0 76 Lancashire 5 3 139 83 22 13 2 1 168 Leicestershire 16 35 21 46 9 20 0 0 46 Lincolnshire 42 75 10 18 4 7 0 0 56 Merseyside 85 73 22 19 10 9 0 0 117 Metropolitan 271 74 45 12 51 14 1 0 368 Norfolk 55 69 13 16 10 13 2 3 80 North Wales 32 57 12 21 12 21 0 0 56 North Yorkshire 3 20 11 73 1 7 0 0 15 Northamptonshire 37 76 10 20 2 4 0 0 49 Northumbria 53 52 21 21 27 27 0 0 101 Nottinghamshire 6 5 108 87 10 8 0 0 124 South Wales 27 79 5 15 2 6 0 0 34 South Yorkshire 18 33 25 46 11 20 0 0 54 Staffordshire 22 81 5 19 0 0 0 0 27 Suffolk 47 76 11 18 3 5 1 2 62 Surrey 68 75 12 13 10 11 1 1 91 0 0 122 74 42 26 0 0 164 Thames Valley 132 82 8 5 21 13 0 0 161 Warwickshire 18 78 2 9 3 13 0 0 23 West Mercia 48 83 7 12 3 5 0 0 58 West Midlands 99 85 7 6 10 9 1 1 117 West Yorkshire 143 78 35 19 6 3 0 0 184 Sussex Wiltshire Total 6 19 25 78 1 3 0 0 32 1,898 50 1,507 39 409 11 12 0 3,826 ‘Chief officers’ refers to the heads of police forces (chief constables for all forces except the Metropolitan Police and City of London Police, which are each headed by a Commissioner). Under changes to the handling of appeals introduced by the Police Reform and Social Responsibility Act 2011, both chief officers and the IPCC consider appeals. Data for appeals dealt with by forces is only available from 2013/14. There is no data for British Transport Police as they do not consider appeals (all appeals relating to this force are considered by the IPCC). 24 Police complaints: statistics for England and Wales 2014/15 Tables Table 14: Outcome of appeals completed by chief officers in 2014/15 (continues on the next page) Force investigation appeals Force disapplication appeals Valid completed Upheld Valid Upheld completed Valid completed Upheld Upheld N N % N N % N N % 1 0 0 43 8 19 0 0 - Bedfordshire 2 0 0 36 12 33 1 0 0 Cambridgeshire 11 1 9 47 9 19 1 0 0 Cheshire 57 11 19 35 6 17 2 0 0 City of London 4 1 25 1 0 0 1 0 0 Cleveland 33 8 24 31 3 10 2 2 100 Cumbria 30 3 10 19 6 32 0 0 - Derbyshire 21 5 24 10 0 0 4 1 25 Devon and Cornwall 86 13 15 42 3 7 19 0 0 Dorset 29 4 14 10 2 20 7 1 14 Durham 22 4 18 14 1 7 2 0 0 Dyfed-Powys 47 7 15 10 3 30 6 1 17 Essex 61 8 13 12 2 17 9 0 0 Gloucestershire 1 0 0 48 3 6 4 0 0 Greater Manchester 9 0 0 231 13 6 39 2 5 Gwent 20 5 25 8 3 38 3 0 0 Hampshire Police force Avon and Somerset Upheld Upheld 129 9 7 18 2 11 5 0 0 Hertfordshire 0 0 - 68 16 24 5 1 20 Humberside 15 1 7 42 4 10 8 2 25 Kent 31 10 32 17 6 35 5 2 40 Lancashire 1 0 0 119 23 19 21 1 5 Leicestershire 14 2 14 10 2 20 7 0 0 Lincolnshire 27 5 19 7 1 14 2 0 0 Merseyside 91 13 14 20 2 10 9 3 33 Metropolitan 148 44 30 47 29 62 28 4 14 Norfolk 53 8 15 13 3 23 9 0 0 North Wales 25 13 52 11 4 36 10 1 10 North Yorkshire 3 2 67 7 1 14 1 0 0 Northamptonshire 23 2 9 6 0 0 2 0 0 Northumbria 51 4 8 18 0 0 22 1 5 Nottinghamshire 6 0 0 81 17 21 9 0 0 South Wales 25 8 32 4 1 25 4 0 0 South Yorkshire 15 0 0 26 3 12 10 0 0 Staffordshire 18 1 6 0 0 - 0 0 - Suffolk 37 7 19 10 3 30 3 0 0 Surrey 51 4 8 9 1 11 6 1 17 Sussex 2 0 0 118 14 12 42 0 0 Thames Valley 111 24 22 7 1 14 20 0 0 Warwickshire 17 1 6 2 0 0 2 0 0 West Mercia 48 7 15 7 1 14 1 0 0 West Midlands 59 9 15 11 3 27 4 0 0 West Yorkshire 125 58 46 13 0 0 2 0 0 Wiltshire Total 25 Force local resolution appeals 4 0 0 17 3 18 3 1 33 1,563 302 19 1,305 214 16 340 24 7 Police complaints: statistics for England and Wales 2014/15 Tables Table 14: Outcome of appeals completed by chief officers in 2014/15 (continued) Force discontinuance appeals Total force appeals Valid completed N Upheld N Upheld % Valid completed N Upheld N Upheld % Wiltshire 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 100 0 0 - 44 39 59 94 6 66 49 35 148 46 38 63 82 53 279 31 152 73 65 53 142 31 36 120 223 76 46 11 31 91 96 33 51 18 51 66 162 138 21 56 74 140 24 8 12 10 17 1 13 9 6 16 7 5 11 10 3 15 8 11 17 7 18 25 4 6 18 77 11 18 3 2 5 17 9 3 1 10 6 14 25 1 8 12 58 4 18 31 17 18 17 20 18 17 11 15 13 17 12 6 5 26 7 23 11 34 18 13 17 15 35 14 39 27 6 5 18 27 6 6 20 9 9 18 5 14 16 41 17 Total 4 1 25 3,212 541 17 Police force Avon and Somerset Bedfordshire Cambridgeshire Cheshire City of London Cleveland Cumbria Derbyshire Devon and Cornwall Dorset Durham Dyfed-Powys Essex Gloucestershire Greater Manchester Gwent Hampshire Hertfordshire Humberside Kent Lancashire Leicestershire Lincolnshire Merseyside Metropolitan Norfolk North Wales North Yorkshire Northamptonshire Northumbria Nottinghamshire South Wales South Yorkshire Staffordshire Suffolk Surrey Sussex Thames Valley Warwickshire West Mercia West Midlands West Yorkshire ‘Chief officers’ refers to the heads of police forces (chief constables for all forces except the Metropolitan Police and City of London Police, which are each headed by a Commissioner). Under changes to the handling of appeals introduced by the Police Reform and Social Responsibility Act 2011, both chief officers and the IPCC consider appeals. Data for appeals dealt with by forces is only available from 2013/14. There is no data for British Transport Police as they do not consider appeals (all appeals relating to this force are considered by the IPCC). Some appeals may be deemed ‘invalid’ and these have been excluded from the number of ‘valid completed’ and the calculation for ‘% upheld’. Some caution is advised when looking at appeals upheld by police force due to the sometimes small number of appeals involved. 26 Police complaints: statistics for England and Wales 2014/15 Tables Table 15: Appeals received and completed by the IPCC 2008/09 to 2014/15 Appeal type 2008/09 2009/10 2010/11 2011/12 2012/13 2013/14 2014/15 Received 2,684 3,631 4,453 4,539 4,620 2,407 2,035 Valid completed 2,402 2,928 4,259 3,526 3,243 3,193 2,426 Upheld 528 603 971 1,095 1,294 1,412 951 % Upheld 22 21 23 31 40 44 39 Received 473 566 532 426 372 97 73 Valid completed 442 449 474 312 280 67 45 Upheld 149 150 156 109 117 43 29 % Upheld 34 33 33 35 42 64 64 Received 811 1,160 1,188 1,374 1,210 1,503 1,696 Valid completed 706 932 1,105 1,088 908 1,252 1,333 Upheld 349 499 639 662 517 614 557 % Upheld 49 54 58 61 57 49 42 Received - - - - 1 65 110 Valid completed - - - - 0 51 97 Upheld - - - - 0 11 19 % Upheld - - - - - 22 20 IPCC investigation appeals IPCC local resolution appeals IPCC non-recording appeals IPCC disapplication appeals IPCC discontinuance appeals Received - - - - 0 7 9 Valid completed - - - - 0 1 1 Upheld - - - - 0 1 0 % Upheld - - - - - 100 0 Received 3,968 5,357 6,173 6,339 6,203 4,079 3,923 Valid completed 3,550 4,309 5,838 4,926 4,431 4,564 3,902 Upheld 1,026 1,252 1,766 1,866 1,928 2,081 1,556 29 29 30 38 44 46 40 Total IPCC appeals % Upheld This data is taken from the IPCC’s internal case tracking management system. Some appeals may be deemed ‘invalid’ and these have been excluded from the number of ‘valid completed’ and the calculation for ‘% upheld’. Completed appeals may have been recorded in a different financial year to that in which they are completed. 27 Police complaints: statistics for England and Wales 2014/15 Tables Table 16: Appeals received by the IPCC in 2014/15 Police force IPCC investigation appeals N IPCC local resolution appeals % N % IPCC non-recording appeals N % N % IPCC discontinuance appeals Total IPCC appeals N % N Avon and Somerset 100 67 1 1 31 21 18 12 0 0 150 Bedfordshire 20 59 1 3 12 35 1 3 0 0 34 British Transport Police 60 87 1 1 8 12 0 0 0 0 69 Cambridgeshire 18 45 1 3 17 43 3 8 1 3 40 Cheshire 6 23 0 0 20 77 0 0 0 0 26 City of London 2 12 2 12 12 71 1 6 0 0 17 Cleveland 17 46 0 0 20 54 0 0 0 0 37 Cumbria 7 27 0 0 19 73 0 0 0 0 26 Derbyshire 42 63 1 1 22 33 2 3 0 0 67 Devon and Cornwall 21 26 1 1 60 73 0 0 0 0 82 Dorset 5 36 1 7 8 57 0 0 0 0 14 Durham 5 63 0 0 3 38 0 0 0 0 8 Dyfed-Powys 5 18 1 4 22 79 0 0 0 0 28 Essex 23 32 3 4 47 64 0 0 0 0 73 Gloucestershire 11 69 1 6 4 25 0 0 0 0 16 Greater Manchester 61 41 1 1 86 57 1 1 1 1 150 Gwent 15 54 2 7 11 39 0 0 0 0 28 Hampshire 53 47 3 3 56 50 1 1 0 0 113 Hertfordshire 28 58 0 0 20 42 0 0 0 0 48 Humberside 15 29 3 6 29 57 4 8 0 0 51 Kent 90 62 10 7 40 27 6 4 0 0 146 Lancashire 16 27 0 0 42 71 1 2 0 0 59 Leicestershire 20 43 1 2 24 51 2 4 0 0 47 Lincolnshire 20 56 0 0 16 44 0 0 0 0 36 Merseyside 28 20 0 0 115 80 0 0 0 0 143 Metropolitan 774 64 5 0 373 31 57 5 1 0 1,210 Norfolk 13 30 1 2 30 68 0 0 0 0 44 North Wales 22 51 3 7 18 42 0 0 0 0 43 North Yorkshire 32 44 10 14 20 28 10 14 0 0 72 Northamptonshire 11 35 1 3 19 61 0 0 0 0 31 Northumbria 79 68 0 0 37 32 0 0 0 0 116 Nottinghamshire 19 49 2 5 18 46 0 0 0 0 39 South Wales 67 59 7 6 38 34 1 1 0 0 113 South Yorkshire 43 47 2 2 42 46 0 0 5 5 92 Staffordshire 44 81 0 0 9 17 1 2 0 0 54 Suffolk 7 30 0 0 16 70 0 0 0 0 23 Surrey 34 67 0 0 16 31 1 2 0 0 51 Sussex 25 48 2 4 25 48 0 0 0 0 52 Thames Valley 41 39 0 0 64 61 0 0 0 0 105 Warwickshire 14 50 1 4 13 46 0 0 0 0 28 West Mercia 26 41 0 0 38 59 0 0 0 0 64 West Midlands 62 39 3 2 95 59 0 0 0 0 160 West Yorkshire 24 27 2 2 63 70 0 0 1 1 90 Wiltshire 10 36 0 0 18 64 0 0 0 0 28 2,035 52 73 2 1,696 43 110 3 9 0 3,923 Total This data is taken from the IPCC’s internal case tracking management system. 28 IPCC disapplication appeals Police complaints: statistics for England and Wales 2014/15 Tables Table 17: Outcome of appeals completed by the IPCC in 2014/15 (continues on the next page) IPCC investigation appeals Police force Upheld Upheld Valid completed Upheld Upheld IPCC non-recording appeals Valid Upheld completed Upheld N N % N N % N N % Avon and Somerset 104 42 40 0 0 - 26 14 54 Bedfordshire 23 6 26 0 0 - 8 4 50 British Transport Police Cambridgeshire 76 21 28 2 1 50 8 3 38 22 9 41 0 0 - 12 4 33 Cheshire 8 3 38 0 0 - 18 5 28 City of London 7 1 14 0 0 - 6 1 17 Cleveland 23 6 26 0 0 - 15 5 33 Cumbria 5 1 20 0 0 - 17 7 41 Derbyshire 45 10 22 0 0 - 19 10 53 Devon and Cornwall 37 14 38 1 1 100 47 19 40 Dorset 9 7 78 1 0 0 3 0 0 Durham 4 1 25 0 0 - 2 2 100 Dyfed-Powys 9 8 89 0 0 - 15 9 60 Essex 30 11 37 1 1 100 47 33 70 Gloucestershire 9 3 33 0 0 - 1 0 0 Greater Manchester 71 27 38 4 4 100 65 24 37 Gwent 14 5 36 1 1 100 8 7 88 Hampshire 52 14 27 2 2 100 41 11 27 Hertfordshire 37 12 32 0 0 - 14 2 14 Humberside 13 5 38 1 1 100 28 14 50 Kent 80 31 39 9 6 67 30 12 40 Lancashire 17 7 41 0 0 - 37 21 57 Leicestershire 18 6 33 0 0 - 22 7 32 Lincolnshire 19 11 58 0 0 - 15 6 40 Merseyside 30 12 40 0 0 - 93 12 13 Metropolitan 979 415 42 3 3 100 293 113 39 Norfolk 19 6 32 0 0 - 27 8 30 North Wales 23 9 39 3 0 0 11 7 64 North Yorkshire 42 9 21 9 4 44 13 4 31 Northamptonshire 13 2 15 0 0 - 14 5 36 Northumbria 89 31 35 0 0 - 21 14 67 Nottinghamshire 31 12 39 2 2 100 15 6 40 South Wales 52 22 42 2 1 50 28 16 57 South Yorkshire 64 16 25 1 0 0 35 8 23 Staffordshire 50 11 22 0 0 - 6 3 50 Suffolk 12 5 42 0 0 - 13 6 46 Surrey 41 17 41 0 0 - 14 6 43 Sussex 31 13 42 1 1 100 17 2 12 Thames Valley 45 24 53 0 0 - 46 21 46 Warwickshire 14 8 57 0 0 - 11 9 82 West Mercia 26 13 50 0 0 - 30 16 53 West Midlands 75 36 48 2 1 50 71 33 46 West Yorkshire 46 25 54 0 0 - 54 33 61 Wiltshire 12 4 33 0 0 - 17 15 88 2,426 951 39 45 29 64 1,333 557 42 Total 29 Valid completed IPCC local resolution appeals Police complaints: statistics for England and Wales 2014/15 Tables Table 17: Outcome of appeals completed by the IPCC in 2014/15 (continued) IPCC disapplication appeals Police force Valid completed Upheld IPCC discontinuance appeals Upheld Valid completed Upheld Upheld Total IPCC appeals Valid Upheld completed Upheld N N % N N % N N % Avon and Somerset 18 9 50 0 0 - 148 65 44 Bedfordshire 1 0 0 0 0 - 32 10 31 British Transport Police Cambridgeshire 0 0 - 0 0 - 86 25 29 1 1 100 1 0 0 36 14 39 Cheshire 0 0 - 0 0 - 26 8 31 City of London 0 0 - 0 0 - 13 2 15 Cleveland 0 0 - 0 0 - 38 11 29 Cumbria 0 0 - 0 0 - 22 8 36 Derbyshire 1 0 0 0 0 - 65 20 31 Devon and Cornwall 0 0 - 0 0 - 85 34 40 Dorset 0 0 - 0 0 - 13 7 54 Durham 0 0 - 0 0 - 6 3 50 Dyfed-Powys 0 0 - 0 0 - 24 17 71 Essex 0 0 - 0 0 - 78 45 58 Gloucestershire 0 0 - 0 0 - 10 3 30 Greater Manchester 1 0 0 0 0 - 141 55 39 Gwent 0 0 - 0 0 - 23 13 57 Hampshire 1 0 0 0 0 - 96 27 28 Hertfordshire 0 0 - 0 0 - 51 14 27 Humberside 3 0 0 0 0 - 45 20 44 Kent 6 0 0 0 0 - 125 49 39 Lancashire 1 0 0 0 0 - 55 28 51 Leicestershire 2 0 0 0 0 - 42 13 31 Lincolnshire 0 0 - 0 0 - 34 17 50 Merseyside 0 0 - 0 0 - 123 24 20 Metropolitan 48 7 15 0 0 - 1,323 538 41 Norfolk 0 0 - 0 0 - 46 14 30 North Wales 0 0 - 0 0 - 37 16 43 North Yorkshire 11 2 18 0 0 - 75 19 25 Northamptonshire 0 0 - 0 0 - 27 7 26 Northumbria 0 0 - 0 0 - 110 45 41 Nottinghamshire 0 0 - 0 0 - 48 20 42 South Wales 1 0 0 0 0 - 83 39 47 South Yorkshire 0 0 - 0 0 - 100 24 24 Staffordshire 1 0 0 0 0 - 57 14 25 Suffolk 0 0 - 0 0 - 25 11 44 Surrey 1 0 0 0 0 - 56 23 41 Sussex 0 0 - 0 0 - 49 16 33 Thames Valley 0 0 - 0 0 - 91 45 49 Warwickshire 0 0 - 0 0 - 25 17 68 West Mercia 0 0 - 0 0 - 56 29 52 West Midlands 0 0 - 0 0 - 148 70 47 West Yorkshire 0 0 - 0 0 - 100 58 58 Wiltshire 0 0 - 0 0 - 29 19 66 97 19 20 1 0 0 3,902 1,556 40 Total This data is taken from the IPCC’s internal case tracking management system. Some appeals may be deemed ‘invalid’ and these are excluded from the number of ‘valid completed’ and the calculation for ‘% upheld’. Some caution is advised when looking at appeals upheld by police force due to the sometimes small number of appeals involved. 30 Police complaints: statistics for England and Wales 2014/15 Tables Table 18: Gender of complainants 2014/15 Gender Female Male Transgender Transsexual Other Prefer not to say Unknown Total N % 13,921 23,116 11 7 63 1 396 37,515 37 62 0 0 0 0 1 100 Table 19: Ethnicity of complainants 2014/15 Ethnicity N % Asian Black White Other Not stated Unknown Total 1,821 1,631 18,871 833 13,136 1,223 37,515 5 4 50 2 35 3 100 Table 20: Age of complainants 2014/15 Age group 17 & below 18-29 30-39 40-49 50-59 60+ Unknown Total N % 256 5,328 6,019 6,847 4,878 2,975 11,212 37,515 1 14 16 18 13 8 30 100 The age of complainants is calculated from their birth date to the date force data is recorded onto the IPCC system. Tables 18 to 20: complainants are only counted once in these tables regardless of how many complaints they have made throughout the year. 31 Police complaints: statistics for England and Wales 2014/15 Tables Table 21: Status of those subject to a complaint 2014/15 Status Police officer ranks Police staff including traffic wardens Community support officers Contracted staff Special constables Total N % 35,445 2,995 1,164 152 578 40,334 88 7 3 0 1 100 The total number of subjects in table 21 will not match the figures in tables 22 and 23. This is because people subject to more than one complaint in the year may have held different ranks at the time each allegation was recorded. In such cases, they will be counted more than once in this table (for each rank), but not in the following tables. Table 22: Gender of those subject to a complaint 2014/15 Gender N % Female Male Other Unknown Total 10,402 28,928 14 613 39,957 26 72 0 2 100 Table 23: Ethnicity of those subject to complaint 2014/15 Ethnicity N % White Asian Black Other Not stated Unknown Total 34,562 923 517 671 725 2,559 39,957 86 2 1 2 2 6 100 Tables 22 and 23: subjects are only counted once in these tables, regardless of how many complaints they have been subject to in the year. 32 Police complaints: statistics for England and Wales 2014/15 References References Home Office (2014) Police Workforce, England and Wales, 31 March 2014 Home Office statistics – national statistics London: Home Office Independent Police Complaints Commission (2015) Statutory Guidance to the police service on the handling of complaints London: IPCC Independent Police Complaints Commission (2015) Guidance on the recording of complaints under the Police Reform Act 2002 London: IPCC Harvey, P; Shepherd, S; Magill, T – Ipsos MORI (2014), Public Confidence in the Police Complaints System London: IPCC 33 Police complaints: statistics for England and Wales 2014/15 Annex A: glossary of terms Annex A: glossary of terms The following terms are listed in the order that follows the process by which a complaint may be handled. Complaint case: A single complaint case may have one or more allegations attached to it, made by one or more complainants, against one or more persons serving with the police. Allegation: An allegation may concern the conduct of a person or persons serving with the police or the direction and control of a police force. It is made by someone defined as a complainant under the Police Reform Act 2002 (see ‘complainant’ below). An allegation may be made by one or more complainants. A complaint case may contain one or many allegations. For example, a person may allege that they were pushed by an officer and that the officer was rude to them. This would be recorded as two separate allegations forming one complaint case. An allegation is recorded against an allegation category16. resolution is a flexible process that can be adapted to the needs of the complainant. A local police supervisor deals with the complaint, which might involve providing an explanation or information; an apology on behalf of the force; a written explanation of the circumstances and any action taken; or resolving the complaint over the counter or by telephone. Investigation: If a complaint is not suitable for local resolution, it must be investigated. This involves the appointment of an investigating officer who will investigate the complaint and produce a report detailing the findings about each allegation and any action to be taken as a result of the investigation. Two different types of investigation are referred to in this report: Direction and control: The IPCC considers the term ‘direction and control’ to mean general decisions about how a police force is run, as opposed to the day-to-day decisions or actions of people serving with the police, which affect individual members of the public – including those that affect more than one individual. Local resolution: For less serious complaints, such as rudeness or incivility, the complaint may be dealt with by local resolution. Local • L ocal investigations: carried out entirely by the police. Complainants have a right of appeal to the relevant appeal body following a local investigation17. • S upervised investigations: carried out by the police under their own direction and control. The IPCC sets out what the investigation should look at (which is referred to as the investigation’s ‘terms of reference’) and will receive the investigation report when it is complete. Complainants have a right of appeal to the IPCC following a supervised investigation. 16 A full list of the allegation categories available and their definitions can be found in the IPCC’s Guidance on the recording of complaints under the Police Reform Act 2002. 17 The test to determine who should deal with an appeal is set out in section 13 of the IPCC’s Statutory Guidance (2015). ‘Chief officer’ is a collective term that refers to the heads of police forces (this means chief constables for all forces except the Metropolitan Police and the City of London Police, which are each headed by a commissioner). 34 Police complaints: statistics for England and Wales 2014/15 Annex A: glossary of terms Disapplication: Disapplication applies only to allegations linked to complaint cases received on or after 22 November 2012. Dispensation: Dispensation applies only to allegations linked to complaint cases received before 22 November 2012. There are certain circumstances in which a complaint that has been recorded by a police force does not have to be dealt with under the Police Reform Act 2002 (PRA 2002). For allegations linked to complaint cases received on or after 22 November 2012, this is called disapplication. It can only happen if certain circumstances apply: There are certain circumstances in which a complaint that has been recorded by a police force does not have to be dealt under the Police Reform Act 2002 (PRA 2002). For allegations linked to complaint cases received before 22 November 2012, this is called dispensation. It can only happen if certain circumstances apply: • If more than 12 months have passed between the incident, or the latest incident, giving rise to the complaint and the making of the complaint and either no good reason for the delay has been shown or injustice would be likely to be caused by the delay. • If more than 12 months have passed between the incident, or the latest incident, giving rise to the complaint and the making of the complaint and either no good reason for the delay has been shown or injustice would be likely to be caused by the delay. • If the matter is already subject of a complaint made by or on behalf of the same complainant. • If the matter is already subject of a complaint made by the same complainant. • If the complainant discloses neither their name and address nor that of any other interested person and it is not reasonably practicable to ascertain these. • If the complainant discloses neither their name and address nor that of any other interested person and it is not reasonably practicable to ascertain these. • If the complaint is repetitious. • If the complaint is repetitious. • If the complaint is vexatious, oppressive or otherwise an abuse of the procedures for dealing with complaints. • If the complaint is vexatious, oppressive or otherwise an abuse of the procedures for dealing with complaints. • If it is not reasonably practicable to complete the investigation or any other procedures under the PRA 2002. • If it is not reasonably practicable to investigate the complaint. If the complaint did not meet the criteria for referral to the IPCC, the police force can carry out a disapplication. If the complaint was referred to the IPCC and the IPCC either referred the complaint back to the force or determined the form of investigation, the force must apply to the IPCC for permission to carry out the disapplication. 35 Discontinuance: A discontinuance ends an ongoing investigation into a complaint. It can only occur if certain circumstances apply: Police complaints: statistics for England and Wales 2014/15 • If a complainant refuses to co-operate to the extent it is not reasonably practicable to continue with the investigation. • If the police force decides the complaint is suitable for local resolution. Annex A: glossary of terms • If the complaint is repetitious. • If the complaint is vexatious, oppressive or otherwise an abuse of the procedures for dealing with complaints. • If it is not reasonably practicable to proceed with the investigation. If the complaint did not meet the criteria for referral to the IPCC, the police force can discontinue a local investigation. Otherwise, they must apply to the IPCC for permission to discontinue the investigation. In the case of a supervised investigation, the police force has to apply to the IPCC for permission to discontinue the investigation. Withdrawn: A complainant may decide to withdraw one or more allegations in their complaint or they may wish no further action be taken in relation to their allegation / complaint. In this case, no further action may be taken with regard to the allegation / complaint. Unsubstantiated / substantiated: These are the outcomes of investigated allegations that have been judged solely in terms of whether evidence of misconduct was found. This outcome will only apply to allegations linked to complaint cases recorded before 1 April 2010. As time progresses there will be fewer allegations with these outcomes. A further revision to the IPCC’s Statutory Guidance was issued in May 2015 following a legal judgement18 that, in certain circumstances, an investigation into a complaint cannot conclude that an allegation is upheld or not upheld19. The data in this report was collected before May 2015 and therefore does not reflect this judgement. Sub judice: After recording a complaint, the investigation or other procedure for dealing with the complaint may be suspended because the matter is considered to be sub judice. This is when continuing the investigation / other procedure would prejudice a criminal investigation or criminal proceedings. There are a number of factors police forces should consider when deciding whether it is appropriate to suspend an investigation into a complaint20. They must notify the complainant in writing when the investigation / other procedure into their complaint is suspended and provide an explanation for the decision. A complainant has the right to ask the IPCC to review that decision. Non-recording appeal: Under the Police Reform Act 2002, the police have a duty to record all complaints about the conduct of a serving member of the police or the direction and control of a police force. Complainants have the right to appeal to the IPCC in relation to the non-recording of their complaint on a number of grounds. These are Not upheld / upheld: As of 1 April 2010, police set out in the ‘findings’ section of this report. forces are expected to also record whether a The appeal right in relation to direction and complaint that was investigated is upheld or control complaints is limited; full details can not upheld. A complaint will be upheld if the be found in Section 13 of the IPCC’s Statutory service or conduct complained about does not Guidance (2015). reach the standard a reasonable person could expect. This means that the outcome is not solely linked to proving misconduct. 18 R (on the application of Chief Constable of West Yorkshire) v IPCC [2014] EWCA Civ 1367. Section 11 of the IPCC’s Statutory Guidance (2015) provides information about the different conclusions available at the end of an investigation. 19 Information about the considerations that should be made when deciding whether to suspend an investigation / other procedures into a complaint can be found in section 9 of the IPCC’s Statutory Guidance (2015). 20 36 Police complaints: statistics for England and Wales 2014/15 Annex A: glossary of terms Investigation appeal: This applies to all complaints investigated by the police force itself or where the investigation has been supervised by the IPCC. The complainant may appeal to the relevant appeal body on a number of grounds in relation to the investigation. These are set out in the ‘findings’ section of this report. There is no right of appeal in relation to the investigation of a direction and control complaint. • If there is no right of appeal. Only a complainant or someone acting on their behalf can make an appeal. If anyone else tries to, the appeal is invalid. An appeal must also follow a police forces’s final decision in relation to a complaint (or, in the case of non-recording where no decision has been made, at least 15 working days must have passed between the complainant making their complaint and submitting an appeal against the non-recording of that complaint). Local resolution appeal: Complainants are entitled to appeal to the relevant appeal body against the outcome of local resolution. There is no right of appeal where the complaint that was locally resolved relates to direction and control. Disapplication appeal: An appeal may be made to the relevant appeal body against the decision to disapply the requirements of the Police Reform Act 2002. There is no right of appeal where the complaint subject to the disapplication relates to direction and control or where the IPCC has given permission for the disapplication. Discontinuance appeal: An appeal may be made to the relevant appeal body against the decision by a police force to discontinue the investigation into a complaint. There is no right of appeal where the complaint subject to the discontinued investigation relates to direction and control, where the IPCC has given permission for the discontinuance, or if the discontinuance is carried out by the IPCC in relation to a supervised investigation. • If the appeal is made more than 28 days after the date of the letter from the police force notifying the complainant about the decision (which can be appealed) and there are no special circumstances to justify the delay. The right of appeal in relation to direction and control complaints is limited, as noted in the definition for each appeal type above. Full details can be found in Section 13 of the IPCC’s Statutory Guidance (2015). Complainants: Under the Police Reform Act 2002, a complaint may be made by: Invalid appeals: There are a number of reasons why an appeal may be judged to be invalid. These are: • If the appeal is not complete. An appeal must be in writing and contain certain information, such as the details of the complaint, the name of the police force whose decision is subject of the appeal and the grounds of appeal. The relevant appeal body may still consider an appeal even if it does not consider the appeal complete. 37 Police complaints: statistics for England and Wales 2014/15 • a member of the public who claims that the conduct took place in relation to them • a member of the public who claims they have been ‘adversely affected’ by the conduct, even though it did not take place in relation to them • a member of the public who claims to have witnessed the conduct • a person acting on behalf of someone who falls within any of the three categories above. This person would be classed as an ‘agent’ or ‘representative’ and must have the written permission of the complainant to act on their behalf. Annex A: glossary of terms A person is ‘adversely affected’ if they suffer distress or inconvenience, loss or damage, or are put in danger or at risk by the conduct complained about. This might apply, for example, to other people present at the incident, or to the parent of a child or young person, or a friend of the person directly affected. It does not include someone distressed by watching an incident on television. A ‘witness’ is defined as someone who gained their knowledge of that conduct in a way that would make them a competent witness capable of giving admissible evidence of that conduct in criminal proceedings or has anything in their possession or control that would be admissible evidence in criminal proceedings. One complaint case can have multiple complainants attached to it and one individual can make more than one complaint within the reporting year. Subjects: Under the Police Reform Act 2002 (PRA 2002), complaints can be made about persons serving with the police as follows: • police officers of any rank • police staff, including community support officers and traffic wardens • special constables Complaints can also be made about contracted staff who are designated under section 39 of the PRA 2002 as a detention officer or escort officer by a chief officer. 38 Police complaints: statistics for England and Wales 2014/15 Independent Police Complaints Commission (IPCC) 90 High Holborn London WC1V 6BH Tel: 0300 020 0096 Email: enquiries@ipcc.gsi.gov.uk Website: www.ipcc.gov.uk Copyright IPCC © 2015 ISBN: 978-0-9573365-4-4 October 2015