lefile GRAPHIC print - DO NOT PROCESS As Filed Data - Form990-PF Department of the Treasury Internal Revenue Servrce For calendar year 2013, or tax year beginning 01-01-2013 Return of Private Foundation or Section 4947(a)(1) Trust Treated as Private Foundation I- Do not enter Social Security numbers on this form as it may be made public. By law, the IRS cannot redact the information on the form. I- Information about Form and its instructions is at and ending 12-31-2013 OMB No 1545-0052 Open to Public Inspection Name of foundatron DAVID KOCH CHARITABLE FOUNDATION KARA WORTH IN GTON A Employer identi?cation number 48?0926946 Number and street (or 0 box number If marl rs not delrvered to street address) 4111 37TH ST Surte Room/su rte Telephone number (see (316) 828?8286 Crty or town, state or provrnce, country, and ZIP or forergn postal code KS 672203203 Check all that apply _Inrtra return Frnal return _Address change _Inrtra return ofa former publrc charrty l?Amended return _Name change Check type oforganrzatron FSectron 501(c)(3) exempt prrvate foundatron _Sectron 4947(a)(1) nonexempt charrtable trust _Other taxable prrvate foundatron I Farr market value ofall assets at end of year (from Part II, col. lrne16)ll"$ 50,571,101 method Other (specrfy) Cash '7 Accrual (Part I, column must be on cash basrs.) If exemptron rs check here I- 1. Forergn organrzatrons, check here I- 2. Forergn organrzatrons meetrng the 85% test, check here and attach computatron If prrvate foundatron status was termrnated under sectron check here If the foundatron rs In a 60?month termrnatron under sectron check here Analysis of Revenue and Expenses (The total of amounts In columns (C), and may not Revenue and expenses per Net Investment Adjusted net Drsbu rsements fo cha rrta le necessanly equal the amounts In column (see books Income Income purposes (cash basrs only) 1 grants, etc recerved (attach 0 schedule) 2 Check It rfthe foundatron rs not requrred to attach 3 Interest on and temporary cash Investments 6,593 6.593 and Interest from securrtres. 138 138 5a Gross rents Net rental Income or( oss) 6a Net garn sale ofassets not on lrne 10 '3 Gross sales prrce forallassets on lrne 6a 7 Caprtalgarn netrncome (from PartIV, rne 2) Net short-term caprtal garn Income 103 Gross sales less returns and allowances Less Cost ofgoods sold Gross profrt or (loss) (attach schedule) . 11 Other Income (attach schedule) . 6 12 Total. Add rnes 1 through 11 6,737 6,731 13 Compensatron of of?cers, drrectors, trustees, etc 0 14 Other employee salarres and wages 15 Pensron plans, employee benefrts 16a Legal fees (attach schedule). . a fees (attach schedule). . 2.356 0 0 2.356 Other professronal fees (attach schedule) . 652 563 89 17 Interest 13 Taxes (attach schedule) (see 19 Deprecratron (attach schedule) and depletron 20 Occupancy 21 Travel, conferences, and . 22 and publrcatrons . . 23 Other expenses (attach schedule). . 425 425 24 Total operating and administrative expenses. E- Add rnes 13 through 23 3,433 563 0 2,870 .3: 25 grits, grants pard . 0 10,000,000 25 Total expenses and disbursements. Add rnes 24 and 31433 563 0 1010021870 25 27 Subtract lrne 26 from lrne 12 a Excess of revenue over expenses and disbursements 3,304 Net investment income (If negatrve, enter -0-) 6,168 Adjusted net income (If negatrve, enter -0-) For Paperwork Reduction Act Notice, see instructions. Cat No 11289X Form 990-PF (201 3) Form Page 2 Attached schedules and amounts In the description column Balance Sheets should be for end?of?year amounts only (See Instructions Beginning of year End of year Book Value Book Value Fair Market Value Cash?non-interest-bearing . 3,999 5,571,068 5,571,068 Savmgs and temporary cash investments 15,563,765 0 0 Accounts receivable Less allowance for doubtful accounts It 4 Pledges receivable It 45,000,000 Less allowance for doubtful accounts 45,000,000 45,000,000 45,000,000 Grants receivable Receivables due from officers, directors, trustees, and other disqualified persons (attach schedule) (see instructions) 7 Other notes and loans receivable (attach schedule) It Less allowance for doubtful accounts 8 Inventories for sale or use 53. 9 Prepaid expenses and deferred charges . 33 33 33 10a Investments?U and state government obligations (attach schedule) Investments?corporate stock (attach schedule). (3 Investments?corporate bonds (attach schedule). 11 Investments?land, and eqUIpment ba5is Less accumulated depreCIation (attach schedule) 12 Investments?mortgage loans 13 Investments?other (attach schedule) 14 Land, bUIldings, and eqUIpment ba5is It Less accumulated depreCIation (attach schedule) It 15 Other assets (describeF 16 Total assets (to be completed by all filers?see the instructions Also, see page 1, item I) 60,567,797 50,571,101 50,571,101 17 Accounts payable and accrued expenses 18 Grants payable . 55,000,000 45,000,000 19 Deferred revenue 20 Loans from officers, directors, trustees, and other disqualified persons 21 Mortgages and other notes payable (attach schedule) 3 22 Other liabilities (describe 23 Total liabilities (add lines 17 through 22) 55,000,000 45,000,000 Foundations that follow SFAS 117, check here 7 and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted . 5,567,797 5,571,101 25 Temporarily restricted 26 Permanently restricted Foundations that do not follow SFAS 117, check here It and complete lines 27 through 31. 27 Capital stock, trust prinCIpal, or current funds . 23 Paid-in or capital surplus, or land, and eqUIpment fund 29 Retained earnings, accumulated income, endowment, or other funds ?1 30 Total net assets or fund balances (see page 17 ofthe instructions). 5,567,797 5,571,101 31 Total liabilities and net assets/fund balances (see page 17 of the instructions) 60,567,797 50,571,101 Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning ofyear?Part II, column line 30 (must agree With end-of-yearfigure reported on prioryear's return) 1 5,567,797 2 Enteramount from PartI,line 27a 2 3,304 3 Other increases not included in line 2 (itemize) It 3 4 Addlines 1,2,and3 4 5,571,101 5 Decreases not included in line 2 (itemize) It 5 6 Total net assets orfund balances at end ofyear(line4 minus (b),line 3O 6 5,571,101 Form 990-PF (2013) Form Page3 Part IV Capital Gains and Losses for Tax on Investment Income How achIred P?Purchase D?DonatIon LIst and descrIbe the kInd(s) of property sold (e real estate, 2-story brIck warehouse, or common stock, 200 MLC Co) Date achIred Date sold (mo day, yr) (mo day, yr) 1a Gross sales prlce DepreCIatIon allowed (9) Cost or other GaIn or (loss) (or allowable) plus expense ofsale plus mInus a Complete only for assets showmg gaIn In column and owned by the foundation on 12/31/69 Gams (Co gam mmus as ?um/69 a IfgaIn, also enter In Part I, Me 7 2 CapItal gaIn netIncome or(netcapItal loss) In partII me7 2 3 Net short-term capItal gaIn or (loss) as de?ned In sectIons 1222(5) and (6) IfgaIn, also enter In Part I, lIne 8, column (see InstructIons) If (loss), enter -0- In PartI, Ine8 3 Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optIonal use by domestIc prIvate foundatIons subject to the sectIon 4940(a) tax on net Investment Income) IfsectIon 4940(d)(2) appIIes, leave thIs part blank Was the foundatIon lIable for the sectIon 4942 tax on the dIstrIbutable amount ofany year In the base perIod? Yes I7 No If "Yes," the foundatIon does not quaIIfy under sectIon 4940(e) Do not complete thIs part 1 Enter the approprIate amount In each column for each year, see page 18 ofthe InstructIons before makIng any entrIes Base perIOd years calendar Ad usted dIstrIbutIons Net value of assets D'Str'bUtlon rath year (or tax year begInnIng In) 9 (col lelded by col 2012 10,502,790 6,331,602 1658789 2011 10,020,247 1,616,112 6200218 2010 12,671,967 9,541,525 1328086 2009 11,973 1,087,431 001101 2008 18,657,783 1,531,990 12 178789 Total ofIIne 1, column . . . . . . . . . . . . . . . . . . . . . 2 21 376892 Average dIstrIbutIon who for the 5-year base perIod?dIVIde the total the number ofyears the foundatIon has been In eXIstence Ifless than 5 years . . . 3 4 275378 4 Enterthe net value ofnoncharItable-use assets for 2013 from Part X, Ine 5. . . . . 4 5,896,571 5 MultI Me 4 Me 3. 5 25,210,070 6 Enter 1% of netInvestmentIncome ofPartI, Ine 27bAddlmesSand 25,210,132 8 Enter quaIIfyIng dIstrIbutIons from Part XII, lIne 10,002,870 IflIne 8 Is equal to or greater than Me 7, check the box In Part VI, lIne 1b, and complete that part usmg a 1% tax rate See the Part VI InstructIons Form 990-PF (2013) Form 990-PF (2013) Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948?see page 18 of the instructions) 1a gnu.?th menu 10 11 a 1 8a 10 Page 4 Exempt operatIng foundatIons descrIbed In sectIon 4940(d)(2), check here and enter on Me 1 Date of rullng or determInatIon letter (attach copy of letter if necessary?see inst ruct ions) DomestIc foundatIons that meet the sectIon 4940(e) reqUIrements In Part V, check 1 123 here ?and enter 1% ofPart I, lIne 27b All other domestIc foundatIons enter 2% of lIne 27b Exempt foreIgn organIzatIons enter 4% of Part I, Me 12, col Tax under sectIon 511 (domestIc sectIon 4947(a)(1) trusts and taxable foundatIons only Others enter -0-) 2 Add lInesland 2. 123 Suthtle A (Income) tax (domestIc sectIon 4947(a)(1)trusts and taxable foundatIons only Others enter -0-) Tax based on investment income. Subtract Me 4 from Me 3 Ifzero or less, enter -123 CredIts/Payments 2013 estImated tax payments and 2012 overpayment credIted to 2013 6a 33 Exempt foreIgn organIzatIons?tax WIthheld at source . 6b Tax paId WIth appIIcatIon forextenSIon oftIme to ?le (Form 8868) BC 150 Backup WIthholdIng erroneously WIthheld . 6d TotalcredIts and payments AddlInes 6a through 6d183 Enter any penalty for underpayment ofestImated tax Check here If Form 2220 Is attached Tax due. Ifthe total ofIInes 5 and 8 Is more than Me 7, enter amount owed . . . . . . . 9 Overpayment. If Me 7 Is more than the total of ?ms 5 and 8, enter the amount overpaid. . . It 10 60 Enter the amount of Me 10 to be Credited to 2014 estimated tax It 60 Refunded It 11 Statements Regarding Activities DurIng the tax year, dId the foundation attempt to Influence any natIonal, state, or local legIslatIon or dId Yes No It partICIpate or Intervene In any po ItIcal campaIgn? 1a No It spend more than $100 durIng the year (eIther dIrectly or IndIrectly) for po ItIcal purposes (see page 19 of the InstructIons for defInItIon)? 1b No If the answer Is "Yes" to 1a or ID, attach a detailed descrIptIon of the actIVItIes and copIes of any materIals published or dIstrIbuted by the foundatIon In connectIon WIth the acthtIes. the foundatIon ?le Form 1120-POL for thIs year?). 1c No Enter the amount (Ifany) of tax on po ItIcal expendItures (sectIon 4955) Imposed durIng the year (1) On the foundatIon (2) foundatIon managers It Enter the reImbursement (Ifany) paId by the foundatIon durIng the yearfor po ItIcal expendIture tax Imposed on foundatIon managers It Has the foundatIon engaged In any actIVItIes that have not preVIously been reported to the 2 No If "Yes," attach a detaI/ed description of the actIVIttes. Has the foundatIon made any changes, not preVIously reported to the IRS, In Its governIng Instrument, artIcles of IncorporatIon, or bylaws, or other Instruments? If "Yes," attach a conformed copy of the changes 3 No the foundatIon have unrelated busmess gross Income of$1,000 or more durIng the year?). 4a No If "Yes," has It ?led a tax return on Form 990-T for thIs year?). 4b Was there a quUIdatIon, termInatIon, dIssolutIon, or substantIal contractIon durIng the year? . 5 No If "Yes," attach the statement reqUIred by General I nstructlon T. Are the reqUIrements ofsectIon 508(e) (relatIng to sectIons 4941 through 4945) satIsted eIther By language In the governIng Instrument, or By state legIslatIon that effectIvely amends the governIng Instrument so that no mandatory dIrectIons that coanIct WIth the state law remaIn In the governIng Instrument? 6 Yes the foundatIon have at least $5,000 In assets at any tIme durIng the year? If "Yes,"complete Part II, col. and Part XV. 7 Yes Enter the states to the foundatIon reports or WIth It Is regIstered (see InstructIons) FKS Ifthe answer Is "Yes" to lIne 7, has the foundatIon furnIshed a copy of Form 990-PF to the Attorney General (or deSIgnate) ofeach state as reqUIred by General InstructIon If attach explanatlon . 8b Yes Is the foundatIon claImIng status as a prIvate operatIng foundatIon WIthIn the meanIng ofsectIon or 4942(J)(5)for calendar year 2013 or the taxable year begInnIng In 2013 (see InstructIons for Part If "Yes," complete Part XIV 9 No any persons become substantIal contrIbutors durIng the tax year? If "Yes," attach theIr names and addresses. 10 N0 Form 990-PF (2013) Form Page5 Statements Regarding Activities (continued) 11 At any tIme durIng the year, dId the foundatIon, dIrectly or IndIrectly, own a controlled entIty WIthIn the (seeInstructIonsthe foundatIon make a dIstrIbutIon to a donor adVIsed fund over the foundatIon or a person had adVIsory prIVIleges? If"Yes," attach statement (see InstructIonsthe foundatIon comply WIth the pubIIc InspectIon reqUIrements for Its annual returns and exemptIon appIIcatIon? 13 Yes WebSIte address FNO NE 14 The books are In care W0 RTHINGTON Telephone no Located at F4111 37TH ST KS F672203203 15 SectIon 4947(a)(1) nonexempt charItable trusts fIlIng Form 990-PF In lIeu of Form 1041 heck here . . It and enterthe amount of tax-exempt Interest recered or accrued durIng the year . . . . . . I 15 I 16 At any tIme durIng calendar year 2013, dId the foundatIon have an Interest In or a SIgnature or other authorIty over Yes No a bank, securItIes, or otherfInanCIal account In a foreIgn country? 16 No See InstructIons for exceptIons and fIlIng reqUIrements for Form TD 90-22 1 If"Yes", enter the name ofthe foreIgn country It Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No 1a DurIng the year dId the foundatIon (eIther dIrectly or IndIrectly) (1) Engage In the sale or exchange, or leasmg of property WIth a person? Yes I7 No (2) Borrow money from, lend money to, or otherWIse extend credIt to (or accept It fromI_Yes 7No (3) FurnIsh goods, serVIces, to (or accept them from) a person? I7 Yes No (4) Pay compensatIon to, or pay or reImburse the expenses of, a person? Yes I7 No (5) Transfer any Income or assets to a person (or make any ofeIther avaIIable for the bene?t or use ofa person)?. . . . . . . . . . . . . . . . . Yes I7 No (6) Agree to pay money or property to a government offICIal? (Exception. Check "No" Ifthe foundatIon agreed to make a grant to or to employ the offICIal for a perIod aftertermInatIon ofgovernment serVIce,IftermInatIng WIthIn 90 daysI_Yes I7 No Ifany answer Is "Yes" to dId any ofthe acts fall to quaIIfy under the exceptIons descrIbed In RegulatIons sectIon 53 or In a current notIce regardIng dIsaster aSSIstance (see page 20 ofthe InstructIons)?. . . 1b No OrganIzatIons relyIng on a current notIce regardIng dIsasteraSSIstance check herethe foundatIon engage In a prIor year In any ofthe acts descrIbed In 1a, other than excepted acts, that were not corrected before the ?rst day ofthe tax year begInnIng In 2013Taxes on faI ure to dIstrIbute Income (sectIon 4942) (does not apply for years the foundatIon was a prIvate operatIng foundatIon de?ned In sectIon or4942(J)(5)) a At the end of tax year 2013, dId the foundatIon have any undIstrIbuted Income (lInes 6d and 6e, Part year(s) begInnIng before 2013If"Yes," lIst the years It 20_ 20_ 20_ 20_ Are there any years lIsted In 2a for the foundatIon IS not applyIng the pl'OVlSlonS ofsectIon 4942(a)(2) (relatIng to Incorrect valuatIon ofassets) to the year's undIstrIbuted Income? (IfapplyIng sectIon 4942(a)(2) to allyears lIsted, answer "No" and attach statement?see InstructIons . . . . . . . . . . . . . . 2b Ifthe prOVISIons ofsectIon 4942(a)(2) are beIng appIIed to any of the years lIsted In 2a, lIst the years here It 20_, 20_ 20_ 20 3a the foundatIon hold more than a 2% dIrect or IndIrect Interest In any busmess enterprIse at anytImedurIngtheyear'I_Yes If"Yes," dId It have excess busmess holdIngs In 2013 as a result of(1) any purchase by the foundatIon or persons after May 26, 1969, (2) the lapse of the 5-year perIod (or longer perIod approved by the CommIssmner under sectIon 4943(c)(7)) to dIspose of holdIngs achIred by or bequest, or (3) the lapse of the 10-, 15-, or 20-year ?rst phase holdIng perIod? (Use Schedule C, Form 4720, to determIne If the foundation had excess busmess holdings In 2013.). . . . . . . . . . . . . . . . . . . . 3b 4a the foundatIon Invest durIng the year any amount In a manner that would JeopardIze Its charItable purposes? 4a No the foundatIon make any Investment In a prIor year (but after December 31, 1969)that could JeopardIze Its charItable purpose that had not been removed from Jeopardy before the ?rst day ofthe tax year begInnIng In 2013? 4b No Form 990-PF (2013) 5a 6a 7a Form Pages Statements Regarding Activities for Which Form 4720 May Be Required (continued) DurIng the year dId the foundatIon pay or Incur any amount to (1) Carry on propaganda, or otherWIse attempt to Influence legIslatIon (sectIon 4945(e))7 Yes I7 No (2) Influence the outcome ofany speCIfIc pubIIc electIon (see sectIon 4955), or to carry on, dIrectly or IndIrectIy, any voter regIstratIon drIve?. Yes I7 No (3) a grant to an IndIVIdual for travel, study, or other purposes? Yes I7 No (4) Prowde a grant to an organIzatIon other than a charItable, etc organIzatIon descrIbed In sectIon 509(a)(1), (2), or (3), or sectIon 4940(d)(2)? (see InstructIons). Yes I7 No (5) for any purpose other than reIIgIous, charItable, SCIentIfIc, IIterary, or educatIonal purposes, orfor the preventIon ofcruelty to chIIdren or anImals?. Yes I7 No Ifany answer Is "Yes" to dId any ofthe transactIons fall to quaIIfy under the exceptIons descrIbed In RegulatIons sectIon 53 4945 or In a current notIce regardIng dIsaster aSSIstance (see InstructIons)? . . . . 5b OrganIzatIons relyIng on a current notIce regardIng dIsaster aSSIstance check here. Ifthe answer Is "Yes" to questIon 5a(4), does the foundatIon claIm exemptIon from the tax because It maIntaIned expendIture for the grant?). . Yes No If "Yes," attach the statement reqUIred by RegulatIons sectIon the foundatIon, durIng the year, recere any funds, dIrectly or IndIrectIy, to pay prequms on a personal bene?t contract?). Yes I7 No the foundatIon, durIng the year, pay prequms, dIrectly or IndIrectIy, on a personal bene?t contract'P. 6b No If "Yes" to 6b, ?le Form 8870. At any tIme durIng the tax year, was the foundatIon a party to a prothIted tax sheltertransactlon? Yes I7 No Ifyes, dId the foundatIon recere any proceeds or have any net Income attrIbutable to the transactIon'? . 7b and Contractors Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, 1 List all officers, directors, trustees, foundation managers and their compensation (see instructions). TItle, and average hours perweek CompensatIon (If not paid, enter ContrIbutIons to Name and address employee bene?t plans Expense account, other allowances devoted to pOSItIon -0-) and deferred compensatIon DAVID KOCH 0 0 0 PO BOX 2256 1 0 67201 RUTH EWILLIAMS SECRETARY 0 PO BOX 2256 10 0 67201 HEATHER LOVE TREASURER 0 0 0 PO BOX 2256 10 67201 2 Compensation of five highest-paid employees (other than those included on line 1?see instructions). If none, enter Name and address ofeach employee ContrIbutIons to employee bene?t plans and deferred compensatIon TItle, and average hours per week devoted to pOSItIon mm more than $50,000 compensatlon Expense account, other allowances . . . . . . . . . . . . . . . . . . Form 990-PF (2013) Form Page7 Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services (see instructions). If none, enter Name and address ofeach person paid more than $50,000 Type ofserVIce Compensation Total number of others receivm over 50 000 for rofessmnal serVIces. Summary of Direct Charitable Activities List the foundation?s four largest direct charitable actIVIties during the tax year Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc 1 2 3 4 Summary of Program-Related Investments (see instructions) Describe the two largest program?related investments made by the foundation during the tax year on lines 1 and 2 A mount 1 Expenses All other program-related investments See page 24 ofthe instructions 3 Form 990-PF (2013) Form Pages Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see Instructions.) 1 Fair market value ofassets not used (or held for use) directly in carrying out charitable, etc purposes a Average fair market value of securities. 1a 0 Average of cash balances. 1b 5,986,366 Fair market value ofall other assets (see instructions). 1c 0 Total (add lines 1a, b, and 1d 5,986,366 Reduction claimed for blockage or otherfactors reported on lines 1a and 1c (attach detailed explanation). I 1e I 2 AchISItion indebtedness applicable to line 1 assets. 2 0 3 Subtract line 2 from line 1d. 3 5,986,366 4 Cash deemed held for charitable actIVIties Enter 1 1/2% ofline 3 (for greater amount, see instructions). 4 89,795 5 Net value of noncharitable-use assets. Subtract line 4 from line 3 Enter here and on Part V, line 4 5 5,896,571 Minimum investment return. Enter 5% of line 5. 6 294,829 certain foreign organizations check here It and do not complete this part.) Distributable Amount (see instructions) (Section and private operating foundations and 1 Minimum investment return from Part X, line 6. 1 294,829 2a Tax on investmentincome for 2013 from PartVI,line 5. 2a 123 Income tax for 2013 (This does notinclude the tax from Part VI 2b Add lines 2a and 2b. 2c 123 3 Distributable amount before adjustments Subtract line 2c from line 1. 3 294,706 4 Recoveries ofamounts treated as qualifying distributions. 4 5 Add lines3 and 4. 5 294,706 6 Deduction from distributable amount (see instructions). 6 7 Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part line 1. 7 294,706 Qualifying Distributions (see instructions) 1 Amounts paid (including administrative expenses) to accomplish charitable, etc purposes ?totalfrom PartI,column line 26. 1a 10,002,870 Program-related investments?total from Part IX-B. 1b 0 2 Amounts paid to achIre assets used (or held for use) directly in carrying out charitable, etc purposes. 2 0 3 Amounts set aSIde for speCIfic charitable prOJects that satisfy the SUItability test (prior IRS approval reqUIred). 3a 0 Cash distribution test (attach the reqUIred schedule). 3b 0 Qualifying distributions.Add lines 1a through 3b Enter here and on Part V,line 8,and Part 4 10,002,870 5 Foundations that qualify under section 4940(e) for the reduced rate oftax on net investment income Enter 1% ofPart I, line 27b (see instructions). 5 6 Adjusted qualifying distributions. Subtract line 5 from line 4. 6 10,002,870 Note: The amount on line 6 Will be used in Part V, column in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction oftax in those years Form 990-PF (2013) Form Page9 Undistributed Income (see Instructions) Corpus Years priorto 2012 2012 2013 1 Distributable amount for 2013 from Part XI, line 7 294,706 2 Undistributed income, ifany, as ofthe end of 2013 a Enteramount for 2012 only. . . . 0 Totalforprioryears 2011 2010 2009 0 3 Excess distributions carryover ifany, to 2013 a From 2008. 18,582,189 From 2009. From 2010. 12,194,891 From 2011. 9,939,441 From 201210,186,210 Total oflines 3a through e. . . . . . 50,902,731 4 Qualifying distributions for 2013 from Part XII, Ilne4 IF 10,002,870 a Applied to 2012,but not more thanline 2a 0 Applied to undistributed income of prior years (Election reqUIred?see instructions). Treated as distributions out ofcorpus (Election reqUIred?see instructions). . Applied to 2013 distributable amount. 294,706 Remaining amount distributed out ofcorpus 917081154 5 Excess distributions carryover applied to 2013 (If an amount appears In column the same amount must be shown in column 6 Enter the net total of each column as indicated below: a Corpus Add lines 3f, 4c, and 4e Subtract line 5 60,610,895 Prior years' undistributed income Subtract line 4bfromline 2bEnter the amount of prior years' undistributed income for which a notice ofdefICIency has been issued, or on which the section 4942(a) tax has been preVIously assessed. . Subtract line 6c from line 6b Taxable amount ?see instructions . . . . . . . 0 Undistributed income for 2012 Subtract line 4a from line 2a Taxable amount?see instructions . . . . . . . . . 0 Undistributed income for 2013 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2014 . . . 0 7 Amounts treated as distributions out of corpus to satisfy reqUIrements imposed by section 170(b)(1)(F) or4942(g)(3) (see instructionsExcess distributions carryoverfrom 2008 not applied on line 5 or line 7 (see instructions) . 18?582?189 9 Excess distributions carryover to 2014. Subtract lines 7 and 8 from line 6a . 42'028'706 10 Analy5is ofline 9 a Excess from 2009. Excess from 2010. 12,194,391 Excess from 2011. 9.939.441 Excess from 2012. 10,186,210 Excess from 2013. 9.708.164 Form 990-PF (2013) Form Page 10 Part XIV Private Operating Foundations (see instructions and Part question 9) 1a 2a Ifthe foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2013, enter the date ofthe ruling. .F Check box to indicate whether the organization is a private operating foundation described in section or Enter the lesser ofthe adjusted net Tax year Prior 3 years I a income from PartIorthe minimum 2013 2012 (C) 2011 2010 investment return from Part for each yearlisted . 85% ofline 2a. . . . . . Qualifying distributions from Part XII, line 4 for each year listed . Amounts included in line 2c not used directly for active conduct of exempt actIVIties . . . . . . . . ualifying distributions made directly for active conduct ofexempt actIVIties Subtract line 2d from line 2c . Complete 3a, b, or for the alternative test relied upon ?Assets? alternative test?enter (1) Value ofall assets . (2) Value ofassets qualifying under section ?Endowment? alternative test? enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed. ?Support? alternative test?enter (1) Total support otherthan gross investment income (interest, diVidends, rents, payments on securities loans (section or royalties). Support from general public and 5 or more exempt organizations as prowded in section Largest amount ofsupport from an exempt organization (4) Gross investment income Supplementary Information (Complete this part only if the organization had $5,000 or more in assets at any time during the year?see instructions.) (2) (3) Information Regarding Foundation Managers: List any managers ofthe foundation who have contributed more than 2% of the total contributions received by the foundation before the close ofany tax year (but only ifthey have contributed more than $5,000) (See section 507(d)(2)) DAVID KOCH List any managers ofthe foundation who own 10% or more ofthe stock ofa corporation (or an equally large portion of the ownership ofa partnership or other entity) of which the foundation has a 10% or greater interest Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check here FF ifthe foundation only makes contributions to preselected charitable organizations and does not accept unsolimted requests forfunds Ifthe foundation makes gifts, grants, etc (see instructions) to IndIVIdualS or organizations under other conditions, complete items 2a, b, c, and The name, address, and telephone number ofthe person to whom applications should be addressed The form in which applications should be submitted and information and materials they should include Any submi55ion deadlines Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors Form 990-PF (2013) Form Page 11 Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment IfreCIpIent IS an IndIVIduaI, ReCIpIent Foundatlon show any to Purpose ofgrant or status of Amount Name and address (home or busmess) any foundatlon manager remplent or substantlal a Paid during the year CITY PC RENOVATION OFNEW 10,000,000 INC YORKSTATETHEATER 70 LINCOLN CENTERPLAZA BUILDING 10023 10,000,000 Approved for future payment CITY PC RENOVATION OFNEW 45,000,000 INC YORKSTATETHEATER 70 LINCOLN CENTERPLAZA BUILDING 10023 45,000,000 Form 990-PF (2013) Form Analysis of Income-Producing Activities Page 12 Enter gross amounts unless otherWIse Indicated 1 Program serVIce revenue (Dana-Iii 9 Fees and contracts from government agenCIes 2 Membership dues and assessments. 3 Interest on sayings and temporary cash Investments . 4 DIVIdends and interest from securities. 5 Net rental income or (loss) from real estate a Debt-financed property. Not debt-financed property. . 6 Net rental income or (loss) from personal property . 7 Otherinvestment income. . . 8 Gain or (loss) from sales ofassets other than inventory . 9 Net income or (loss) from speCIaI events 10 Gross profit or (loss) from sales of inventory. 11 Other revenue a MISCELLANEOUS 12 Subtotal Add columns and 13 Total. Add line 12, columns and See worksheet in line 13 instructions to veri Relationshi Line No. instructions Unrelated busmess income Excluded by section 512, 513, or 514 Related or exempt function income calculations Bus'ness Amount Exc u5ion code Amount (see code Instructions) 14 6,593 14 138 6 6,731 6 13 6,737 of Activities to the Accom lishment of Exem Pur oses Explain below how each actIVIty for which income is reported in column ofPart XVI-A contributed importantly to the accomplishment ofthe foundation?s exempt purposes (other than by prowding funds for such purposes) (See Form 990-PF (2013) Form Page 13 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations 1 the organIzatIon dIrectly or IndIrectly engage In any ofthe followmg WIth any other organIzatIon descrIbed In sectIon 501(c) of the Code (other than sectIon 501(c)(3) organIzatIons) or In sectIon 527, relatIng to polltIcal Yes No organIzatIons? a Transfers from the reportIng foundatIon to a noncharItable exempt organIzatIon of (1) Cash. 1a(1) No (2) Other assets. 1a(2) No Other transactIons (1) Sales ofassets to a noncharItable exempt organIzatIon. 1b(1) No (2) Purchases ofassets from a noncharItable exempt organIzatIon. . 1b(2) No (3) Rental of eqUIpment, or other assets. 1b(3) No (4) ReImbursement arrangements. 1b(4) No (5) Loans or loan guarantees. 1b(5) No (6) Performance ofserVIces or membershIp or fundraISIng so ICItatIons. 1b(6) No SharIng of eqUIpment, lIsts, other assets, or paId employees. 1c No Ifthe answer to any of the above IS "Yes," complete the followmg schedule Column should always show the faIr market value of the goods, other assets, or serVIces gIven by the reportIng foundatIon Ifthe foundatIon recered less than faIr market value In any transactIon or sharIng arrangement, show In column the value ofthe goods, other assets, or serVIces recered a LIne No Amount Involved Name of noncharItable exem anIzatlon Den of transfers, transactIons, and sha arra ements 2a Is the foundatIon dIrectly or IndIrectly WIth, or related to, one or more tax-exempt organIzatIons descrIbed In sectIon 501(c) ofthe Code (other than sectIon 501(c)(3)) or In sectIon 5277. If"Yes," complete the followmg schedule Name of organIzatlon Type of organIzatlon . _Yes FNO DescrIptIon of relatIonshIp Under penaltIes of perjury, I declare that I have examIned thIs return, IncludIng schedules and statements, and to the best of my knowledge and beIIef, It Is true, correct, and complete DeclaratIon of preparer (other than taxpayer orfIdUCIary) Is based on all InformatIon of preparer has any knowledge Here 2014-11-15 MaytheIRSdIscussthIs return the preparer shown below SIgnature of of?cer or trustee Date TItle (seemstr)7I7Yesl_No PrInt/Type preparer's name Preparer's SIgnature Date lfsew PTIN Paid ELIZABETHSHOGAN employedI-I? P00273248 Preparer Use FIrm's name I- BKD LLP FIrm's EIN I- Only FIrmsaddress II- 1551 NWATERFRONT PKWY STE 300 WICHITA, Phone no (316)265-2811 KS 672066601 Form 990-PF (2013) lefile GRAPHIC print - DO NOT PROCESS IAs Filed Data - TY 2013 Accounting Fees Schedule Name: DAVID KOCH CHARITABLE FOUNDATION EIN: 48-0926946 Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes ACCOUNTING 2,356 2,356 lefile GRAPHIC print - DO NOT PROCESS IAs Filed Data - DLN: 93491321017764 Note: To capture the full content of this document, please select landscape mode (11" when printing. TY 2013 Depreciation Schedule Name: DAVID KOCH CHARITABLE FOUNDATION EIN: 48-0926946 lefile GRAPHIC print - DO NOT PROCESS IAs Filed Data - DLN: 93491321017764I TY 2013 Investments - Land Schedule Name: DAVID KOCH CHARITABLE FOUNDATION EIN: 48-0926946 lefile GRAPHIC print - DO NOT PROCESS IAs Filed Data - DLN: 93491321017764I TY 2013 Land, Etc. Schedule Name: DAVID KOCH CHARITABLE FOUNDATION EIN: 48-0926946 lefile GRAPHIC print - DO NOT PROCESS IAs Filed Data - DLN: 93491321017764I TY 2013 Other Expenses Schedule Name: DAVID KOCH CHARITABLE FOUNDATION EIN: 48-0926946 Description Revenue and Expenses Net Investment Adjusted Net Income Disbursements for per Books Inoome Cha rita ble urposes INSURANCE 425 425 lefile GRAPHIC print - DO NOT PROCESS IAs Filed Data - DLN: 93491321017764I TY 2013 Other Income Schedule Name: DAVID KOCH CHARITABLE FOUNDATION EIN: 48-0926946 Description Revenue And Net Investment Adjusted Net Income Expenses Per Books Income MISCELLANEOUS 6 lefile GRAPHIC print - DO NOT PROCESS IAs Filed Data - DLN: 93491321017764I TY 2013 Other Professional Fees Schedule Name: DAVID KOCH CHARITABLE FOUNDATION EIN: 48-0926946 Category Amount Net Investment Adjusted Net Disbursements for Income Income Charitable Purposes FILING FEES 89 89 INVESTMENT 563 563 ADMINISTRATION FEES