Department of the Treasury Internal Revenue Sennce SCANNED FEB 2 4 .For calendar year 2013 or tax year beginning JANUARY 1 EXTENSION GRANTED Return of Private Foundation or Section 4947(a)(1) Trust Treated as Private Foundation Do not enter Social Security numbers on this form as it may be made public. Information about Form 990-PF and its separate instructions is at . 2013, and endigq MARCH 31 Open to Public InSpection OMB No 1545-0052 2?13 .2013 Name of foundation A Employer identi?cation number CLAUDE . LAMBE CHARITABLE FOUNDATION 48?0935563 Number and street (or 0 box number it mail is not delivered to street address) Telephone number (see instructions) P.O. BOX 2256 (316) 828-6847 City or town. state or provmce. country, and ZIP or foragn postal code WICHITA, KS 67201?2256 Check all that apply: Initial return Initial return of a former public charity 1_ Feralgn A Final return Amended return 2. Foreign organizations meeting the 85%t t.h kh Address change Name change comp?ahznm_ Check type of organization I I Section 501(c)(3I exempt private foundation If private foundation status was terminated Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation unde, 5.5mm 50mm?). check here . I Fair market value of all assets at Accounting method-I I Cash I I Accrual If the foundation '5 a 50mm termmam? end of year (from Pan? ll, col (0), line CI Other (specrfy) under section check here 16(Part I. column must be on cash basrs) Part I Anal sis of Revenue and Expenses (The DISbursementS total oyf amounts in columns and (aggzniggepzrd Net Investment Adjusted net for charitable may not necessarily equal the amounts in books income income purposes column (see instructions) (cash ba3is only) 1 Contributions ifts. grants. etc . received (attach schedule) . 2 assess?? 3 Interest on savmgs and temporary cash investments DiVidends and interest from securities 5a Gross rents . . . . . . . . . . . . . . . . . - Net rental income or (lossNet gain or (loss) from sale of assets not on line 10 2 Gross sales price for all 03 in assets on line 6a 3 2 a (j 7 Capital gain net income (from Part IV, line 2) (of 8 Net short-term capital gain . . . . . . . . . A . . 9 Income modifications - - - - - - - - - - - - 1 I 10 a Gross sales less returns and allowances - - - - - Less Cost of goods sold Gross profit or (loss) (attach schedule) 11 Other income (attach schedule) 1 512 - 00 12 2,264.00 752.00 13 Compensation of of?cers. directors. trustees. etc 14 Other employee salaries and wages . . . . . 15 Pen5ion plans, employee bene?ts . . I 3 16a Legal fees (attach schedule) . I I . Accounting fees (attach schedule) . Other professional fees (attach schedule). . . 17 Interest . . . . . . . . . . . . . . . . . . . 13 Taxes (attach schedule) (see instructionsDepreCIation (attach schedule) and depletion 'o 20 Occupancy . . . . . . . . . . . . . . . . . '2 21 Travel. conferences. and meetings :1 22 Printing and publications . . . . . . . . . . .g 23 Other expenses (attach scheduleTotal operating and administrative expenses. 8- Addlines13through23 776-00 7-00 769.00 25 Contributions.gifts.grants paid . . . . . . . 2:299, 593.00 2,296,771.00 26 Add line524and25 2,300,369.00 7.00 2,297,540.00 21 Subtract line 26 from line 12 a Excess of revenue over expenses and disbursements Net investment income (if negative. enter -0Adjusted net income Qf negative. enter . JSA For Paperwork Reduction Act Notice. see instructions. 3E1410 1 000 Form I7 For'rn 990-PF (2013) Page 2 Attached schedules and amounts In the Balance Sheets description column should be for end-of-year Beginning of year End of year amounts only (See instnictions Book Value Book Value Fair Market Value I 1 Cash - non-interest-beanng Savmgs and temporary cash investments . . . . . . . 3 Accounts recelvable Less allowance for doubtful accounts 4 Pledges receivable i Less allowance for doubtful accounts 5 Grants receivable . . . . . . . . . . . . . . . . . . . . . . 6 Receivables due from of?cers. directors. trustees. and other disqualified persons (attach schedule) (see instructions) . . 7 Other notes and loans receivable (attach schedule) Less allowance for doubtful accounts .2 8 lnventones for sale or use I I 3 9 Prepaid expenses and deferred charges . 580. 00 2, 829. 00 2, 829. 00 10 a Investments - and state govemment obligations (attach schedule)_ I Investments corporate stock (attach scheduleInvestments - corporate bonds (attach scheduleInvestments - land. bwldings. E23seq?'?'?m?la?sgeprematmn (attach schedule) 12 Investments - mortgage loans . . . . . . . . . . . . . . . . 13 Investments - other (attach scheduleLand. and eqmpment baSlS Less accumulated depreCIation (attach schedule) 15 Other assets (describe 16 Total assets (to be completed by all filers - see the . . . . . . . . . . . . . 2,298,884.00 2,829.00 2,829.00 17 Accounts payable and accrued expenses Grants payable . . . . . . . . . . . . . . . . . . . . . . . 2 822 - 00 19 Deferred revenue . . . . . . . . . . . . . . . . . . . . . . 20 Loans from of?cers. directors. tmstees. and other disquali?ed persons 21 Mortgages and other notes payable (attach scheduleOther liabilities (describe 7 - 00 23 Total liabilities (add lines 17 through 22Foundations that follow SFAS 117. check here. 9, and complete lines 24 through 26 and lines 30 and 31. ?24 Unrestricted . . . . . . . . . . . . . . . . . . . . . . . . . 25 Temporarlly reStTICted . . . . . . . . . . . . . . . . . . . . 26 Permanently restricted . . . . . . . . . . . . . . . . . . . . Foundations that do not follow SFAS 117, . . . check here and complete lines 27 through 31. go, 27 Capital stock. trust prinapal. or current funds Paid-in or capital surplus. or land. . and eqmpment fund Retained earnings. acoumulated income. endowment. or other funds I 30 Total net assets or fund balances (see instructionsTotal liabilities and net assetslfund balances (see instructions2,298,884.00 2,829.00 Analysis of Changg. in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II. column line 30 (must agree With end-of-year figure reported on prior year's returnOther increases not included in line 2 (itemizeDecreases not included in line 2 (itemize) Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column line 30 . . . . 2,298,105.00 -2,298,105.00 moi-th-n JSA 3E1420 1 000 Form 990-PF (2013) Form 990-PF (2013) Capital Gains and Losses for Tax on Investment Income Page 3 List and describe the kind(s) of property sold (e real estate. [332% Date sold 2-story brick warehouse. or common stock, 200 MLC Co 3: (mo ,qday, yr (m0 . day. YT 1a (9, Gross sakes pnce DepreCIation allowed (9) Cost other baSlS Gain or (loss) (or allowable) plus expense of sale plus minus (9) a a Complete only for assets showmg gain in column and owned by the foundation on 12/31l69 (I) Gams (Col gam mmus as of 12/31/69 (Ef?uf??g?gs ?ns) cal or a 2 Capital gain net income or (net capital loss) If gam' also enter In Part me 7 If (loss), enter -0- in Part I. line 7 2 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) If gain, also enter in Part I, line 8. column (see Instructions) lf (loss), enter -0- in Part I, line Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income If section 4940(d)(2) applies, leave this part blank Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? If "Yes," the foundation does not qualify under section 4940(e) Do not complete this part. Yes No 1 Enter the appropriate amount in each column for each year. see the instructions before makinc any entries. Md but? Calendar In) Adjusted qualifying distributions Net value of nonchantable?use assets (col 2012 2,236,897.00 3,382,261.00 0.6614 2011 1,204,226.00 5,068,581.00 0.2376 2010 1,973,852.00 6,651,320.00 0.2968 2009 2,730,340.00 8,782,857.00 0.3109 2008 2,456,244.00 11,492,427.00 0.2137 2 Totalofllne1-columnld1.7204 3 Average distribution ratio for the 5-year base period - diVide the total on line 2 by 5, or by the number of years the foundation has been in emstence rf less than 5 years Enter the net value of noncharitable-use assets for 2013 from Part X. line 5 . I 4 604 120207,854-00 6 Enter 1% of net investment income of Part I. line 27bEnter qualifying distributions from Part XII, line line 8 iS equal to or greater than ltne 7, check the box in Part VI, line 1b. and complete that part usmg a 1% tax rate See the Part VI instructions JSA 351430 1 000 Fom'i Forrn 990-PF (2013) Page 4 Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions) 1a Exempt operating foundations described in section 4940(d)(2). check here and enter on line1 I I I Date of rullng or detenmnation letter (attach copy of letter if necessary - see instructions) Domestic foundations that meet the section 4940(8) requurements in Part V, check 1 7 . 00 here and enter 1% of Part All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12. col. 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -07-00 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) I I I 4 5 Tax based on investment income. Subtract line 4 from line 3 If zero or less, enter -Credits/Payments a 2013 estimated tax payments and 2012 overpayment credited to 2013_ Exempt foreign organizations - tax Withheld at source Tax paid with application for extensmn of time to ?le (Form 8868Backup Withholding erroneously Withheld Total credits and payments Add lines 6a through Enter any penalty for underpayment of estimated tax Check here El if Form 2220 is attached Tax clue. If the total of lines 5 and 8 is more than line 7, enter amount owed Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid Enter the amount of line 10 to be Credited to 2014 estimated tax 5 Refunded 11 2 822 . 00 Statements Regarding Activities 1a During the tax year, did the foundation attempt to influence any national. state, or local legislation or did it partiCIpate Yes No 0r Intervene In any campalgnspend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions for the definitionthe answer is "Yes" to 1a or 1b, attach a detailed description of the actiwties and copies of any materials published or distributed by the foundation in connection With the actiwties Did the foundation ?le Form 1120-POL for this yearEnter the amount (if any) of tax on political expenditures (section 4955) imposed during the year (1) On the foundation 5 (2) On foundation managers Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers 2 Has the foundation engaged in any actiwties that have not prewously been reported "Yes, attach a detailed description of the actiwties 3 Has the foundation made any changes, not prewously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws. or other Similar instruments? it "Yes, attach a conformed copy of the changes Did the foundation have unrelated business gross income of $1,000 or more during the year"Yes," has it ?led a tax return on Form 990-T for this yearWas there a liqUIdation. termination, dissolution, or substantial contraction during the year"Yes," attach the statement reqwred by General Instruction T. is Are the requirements of section 508(e) (relating to sections 4941 through 4945) satis?ed either 0 By language in the governing instrument, or By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part ll, col and Part XV 7 8a Enter the states to which the foundation reports or with which it is registered (see instructions) KS VA If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or de5ignate) of each state as requ1red by General Instruction G7lf "No, attach explanation the foundation claiming status as a private operating foundation Within the meaning of section or for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part If "Yes," complete PariXiv . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 10 Did any persons become substantial contributors during the tax year2 If "Yes," attach a schedule listing their names and addressesForm 990-PF (2013) JSA 3E1440 1 000 ForIm Page 5 Statements Re ardin Activities (continued) 11 At any time during the year. did the foundation. directly or indirectly. own a controlled entity Within the . meaningofsection 512(b)(13)7 f"Yes." attach schedule(seeinstructionsDid the foundation make a distribution to a donor advnsed fund over which the foundation or a disqualified person had advisOry priwleges'? If "Yes." attach statement (see instructionsDid the foundation comply With the public inspection reqUIrements for its annual returns and exemption application? 13 Website address 14 The books are in care of Telephone no Located at 317.13%. _I?lQFi'lltt _6_7_2_2_0 15 Section 4947(a)(1) nonexempt charitable trusts ?ling Form 990-PF in lieu of Form 1041 - Check here . . . . . . . . . . . . . . . . . . DE and enter the amount of tax-exempt interest received or accrued during the year . . . . . . I 15 16 At any time during calendar year 2013, did the foundation have an interest in or 3 Signature or other authority Yes NO over a bank. securities. or other finanCIal account in a foreign country? . . . . 15 See the instructions for exceptions and filing requuements for Form TD 90-221 If "Yes." enter the name of the foreign country Part VII-B Statements Reg ardin! Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No 1 3 During the year did the foundation (either directly or indirectly) (1) Engage in the sale or exchange. or leasmg of property With a disqualified person? I: Yes No (2) Borrow money from. lend money to, or othemiise extend credit to (or accept it from) a disquali?ed personYes (3) Furnish goods. serwces. or faCilities to (or accept them from) a disqualified person? Yes (4) Pay compensation to. or pay or reimburse the expenses of. a disqualified person?? Yes (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disquali?ed person)? . . . . . Yes (6) Agree to pay money or property to a government of?Cial'? (Exception. Check "No" if the foundation agreed to make a grant to or to employ the offICIal for a period after termination of government semce. if terminating Within 90 days I Yes No If any answer is "Yes" to did any of the acts fail to qualify under the exceptions described in Regulations section 53 or in a current notice regarding disaster a55istance (see instructions113 Organizations relying onacurrent notice regarding disaster asmstance check here . . . . . . . El Did the foundation engage in a prior year in any of the acts described in 1a. other than excepted acts. that were not corrected beforethe firstdayofthe taxyearbeginning in 2013?? I 1c 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section or a At the end of tax year 2013, did the foundation have any undistributed income (lines 6d and 6e. Part Xil )for tax year(s) beginning before 20137 . . . . . Yes No If "Yes." list the years . . bAre there any years listed in 2a for which the foundation is not applying the of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed. answer "No" and attach statement-seeinstructionssection 4942(a)(2) are being applied to any of the years listed in 2a. list the years here 3a Did the foundation hold more than a 2% direct or indirect interest in any busmess enterprise at any time during the year"Yes." did it have excess busmess holdings in 2013 as a result of (1) any purchase by the foundation or disqualified persons after May 26. 1969. (2) the lapse of the 5?year period (or longer period approved by the Commissmner under section 4943(c)(7)) to dispose of holdings acqwred by gift or bequest. or (3) the lapse of the 10?. 15-. or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess busmess holdings in 2013Did the foundation invest during the year any amount in a manner that would Jeopardize its charitable purposes? . . . 4a 1) Did the foundation make any investment in a prior year (but after December 31. 1969) that could Jeopardize its charitable purpose that had not been removed from Jeopardy before the first day of the tax year beqi_nninq in 2013'? 4b Form JSA 3E1450 2 000 For'm 990-PF (2013) 53 Statements Regarding Activities for Which Form 4720 May Be Required (continued) Page 6 During the year did the foundatlon pay or incur any amount to (1) Carry on propaganda. or otheMise attempt to influence legislation (section 4945(e))7 . I: Yes No (2) Influence the outcome of any specu?c public election (see section 4955). or to carry on. directly or indirectly. any voter registration drive(3) Provtde a grant to an Indiwdual for travel. study. or other Similar purposes(4) Prowde a grant to an organization other than a charitable. etc. organization described in section 509(a)(1). (2). or (3). or section 4940(d)(2)7 (see instructions) . I . Yes No (5) Prowde for any purpose other than religious, charitable. solenti?c. literary. or educational purposes. or for the prevention of crueltyto children oranimals". . Yes No If any answer is "Yes" to did any of the transactions fail to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster a55istance (see instructions)? . I I I 5b Organizations relying on acurrentnotice regarding disaster assmtance check here_ the answer is "Yes" to question 5a(4). does the foundation claim exemption from the tax because it maintained expenditure responSIbility for the grant"Yes." attach the statement required by Regulations section 53 4945-5(d) 6a Did the foundation. during the year. receive any funds. directly or indirectly. to pay premiums onapersonalbenefllcontractDid the foundation, during the year. pay premiums. directly or indirectly. on a personal bene?t contract? 6b If "Yes" to 6b, ?le Form 8870 7a At any time during the tax year. was the foundation a party to a prohibited tax shelter transaction? . El Yes No If "Yes." did the foundation receive any proceeds or have any net income attributable to the transactionand Contractors Information About Officers. Directors. Trustees, Foundation Managers. Highly Paid Employees, 1 List all officers. directors. trustees, foundation managers and their compensation (see instructions). Title. and average Compensation Contributions to Name and address hours per week (If not paid. employee bene?t plans (9) Expenlfe accoum' devoted to posnion enter -0-) and deferred compensation 0t 9' a (Mamas ATCH 6 0.00 0.00 0.00 2 Compensation of five highest-paid employees (other than those included on line 1 - see instructions). If none, enter d) Contributions to Title. and average Name and address of each employee paid more than $50,000 hours per week Compensation imployfjedbene?t Ehxpense account devoted 1? posmon ans an eferred ot er allevvances compensation NONE Total number of other employees paid over $50,000 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Form 990-PF (2013) JSA 3E1460 1 000 Form 990-PF (2013) Page 7 Information About Of?cers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services (see instructions). If none, enter Name and address of each person paid more than $50,000 Type of sennce Com pensatlon Total number of others receiving over $50,000 for professmnal servuces . . . . . . . . . . . . . . . . . . . . . . Summary of Direct Charitable Activities List the foundation's four largest direct charitable dunng the tax year Include relevant statistical Information such as the number of organizations and other bene?cuanes served. conferences convened. research papers produced, etc Expenses Part Summary of Program-Related Investments (see Instructions) Describe the two largest program-related Investments made by the foundation dunng the tax year on lines 1 and 2 Amount Total. Add IInes 1 through3JSA 3E1465 1 000 Form Form QQO-PF (2013) Page 8 Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.) 1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: a Average fair market value of securities Average of cash balances . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Fair market value of all other assets (see instructionsTotal (add Imesla613.320.00 Reduction claimed for blockage or other factors reported on lines 1a and 10 (attach detailed explanationindebtedness applicable to line 1 assets SUbtraCthnerrom Ilne . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 4 Cash deemed held for charitable actiwties. Enter 1 1/2 of line 3 (for greater amount, see Instructionsi200 - 00 5 Net value of noncharitable-use assets. Subtract line 4 from line 3 Enter here and on Part V, line Minimum investment return. Enter 5% of line Part XI Distributable Amount (see instructions) (Section 49420)(3) and private operating foundations and certain foreign organizations check here I: and do not complete this part 1 Minimum investment return from Part X, line investment income for 2013 from Part VI. line 5 I I 23 7.00 Income tax for 2013 (This does not include the tax from Part Distributable amount before adjustments Subtract line 2c from line 421 .00 Recoveries of amounts treated as qualifying distributions Deduction from distributable amount (see instructions) I I I I I Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part line1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 7 7,421.00 Part XII Qualifying Distributions (see instructions) 1 Amounts paid (including administrative expenses) to accomplish charitable, etc purposes 7,421.00 'vaOUI-hu a Expenses. contributions, gifts, etc - total from Part I, column line Program-related investments - total from Part IXAmounts paid to acqwre assets used (or held for use) directly in carrying out charitable, etc . purposes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 3 Amounts set a5ide for speCIfic charitable proiects that satisfy the a test (prior IRS approval reqwredCash distribution test (attach the reqUIred scheduleQualifying distributions. Add lines 1a through 3b Enter here and on Part V, line 8. and Part line Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income Enter 1% of Part I, line 27b (see instructionsAdjusted qualifying distributions. Subtract line 5 from line Note. The amount on line 6 Will be used in Part V. column in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years Form 990-PF (2013) JSA 3E 1 470 1 000 Form 990-PF (2013) a Applied to 2012, but not more than line 2a . Applied to 2013 distributable amount Prior years' undistributed income Subtract 10 00.069 Undistributed Income (see instructions) Page 9 Distributable amount for 2013 from Part XI. Corpus Years prior to 2012 2012 2013 line 7 7,421.00 Undistnbuted income. if anyr as of the end of 2013 Enter amount for 2012 only Totalforpnoryeais 20 11 .20 10 .20 09 Excess distributions carryover, if any. to 2013 Fromzooe 1,896,993.00 From2009 2,293,087.00 From2010 1,645,368.00 From 2011 953, 000.00 From2012 2,074,790.00 Total of lines 3athroughe 8,863,238.00 Qualifying distributions for 2013 from Part XII, line4 2,297,540.00 Applied to undistributed income of prior years (Election reqmred - see instructions) I Treated as distributions out of corpus (Election required - see instructions7,421.00 Remaining amount distributed out of corpus Excess distributions carryover applied to 2013 (If an amount appears in column the same amount must be shown in column Enter the net total of each column as indicated below: Corpus Add lines 3f. 4c. and 4e Subtract line 5 11 I 153: 357 - 00 line 4b from line 2b . . I Enter the amount of prior years' undistributed income for which a notice of defICIency has been issued. or on which the section 4942(a) tax has been prewously assessed . . . . . . . . Subtract line Go from line 6b Taxable amount - see instructions . Undistributed income for 2012. line 4a from line 2a Taxable amount - see instructions . . . . . . . . . . . . . . . . . . Undistributed income for 2013 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2014 Amounts treated as distributions out of corpus to satisfy reqwrements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions) Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructionsExcess distributions carryover to 2014. Subtract lines 7 and 8 from line AnalySis of line 9 Excess from 2009 . . . Excessfrom2010 . . . 1,645,368.00 Excessfrom2011 . 953,000.00 Excessfrom2012 . 2,074,790.00 Excessfrom2013 . . . 2,274,360.00 2,293,087.00 JSA 3E1480 1 000 Form Form 990-PF (2013) Page 10 Private Operating Foundations (see instructions and Part VII-A, question 9) 1a If the foundation has received a ruling or determination letter that it is a private operating foundation. and the ruling is effective for 2013, enter the date of the ruling . . I Check box to indicate whether the foundation is a private operating foundation described in section I I 4942())(3) or I I 2a Enter the lesser of the ad- Tax year Pr'or 3 years (?Total justed net income from Pait 2013 2012 2011 2010 I or the minimum investment retum from Part for each year listed 85% oflineZa . . . . . Qualifying distributions from Part XII. line 4 for each year listed Amounts included in line 2c not used directly for active conduct of exempt activities. . . . . Qualifying distributions made directly for active conduct of exempt actiVities Subtract line 2dfromlin92c I . 3 Complete 3a. b. or for the alternative test relied upon a 'Assets" alternative test - enter (1) Valueofall assets . . . (2) Value of assets qualifying under section 49420)(3)(B)(i). . . . . 'Endowment' alternative test- enter 2I3 of minimum invest- ment return shown in Part X. line 6 for each year listed . . . "Support" alternative test - enter (1) Total support other than gross investment income (interest. diwdends. rents. payments on securities loans (section or royaltiesSupport from general public and 5 or more exempt organizations as prowded in section 4942 . . . . . . (3) Largest amount of sup- port from an exempt organization . . . . . . (2 4 Gross investment income . Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year - see instructions.) 1 Information Regarding Foundation Managers: 3 List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc.. Programs: Check here> if the foundation only makes contributions to preselected charitable organizations and does not accept requests for funds. If the foundation makes gifts, grants. etc (see instructions) to indiwduals or organizations under other conditions, complete items 2a, b, c, and a The name, address. and telephone number or e-mail address of the person to whom applications should be addressed The form in which applications should be submitted and information and materials they should include: Any submi55ion deadlines Any restrictions or limitations on awards, such as by geographical areas. charitable fields, kinds of institutions. or other factors: amass}: 000 Form 990-PF (2013) Form 990-PF (2013) Supplementary Information (contlnued) Page 11 3 Grants and Contributions Paid During_the Year or Approved for Future Payment Rec'p'ent "5116:3233; liefaqprn??tmg??' Fgrarz?gtgn Purpose of grant or Amount Name and address (home or business) reCIpIent 3 Paid during the year ATCH 7 Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3a 2,296,771.00 Approved for future payment ATCH 8 Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3b 2,822.00 Form 990-PF (2013) JSA Form 990-PF (2013) Analysis of Income-Producing Activities Page 1 2 Enter gross amounts unless othenmse Indicated 1 coco-4a) 10 11 12 Program semce revenue a Unrelated busuness Income Excluded by section 512. 513. or 514 Busmess code lb) Amount Exclusrcn code Amount (8) Related or exempt functlon Income (See 9 Fees and contracts from government agencaes Membership dues and assessments Interest on savmgs and temporary cash Investments and Interest from secuntles Net rental Income or (loss) from real estate a Debt-financed property . . Not debt-financed property I Net rental Income or (loss) from personal property Other I I . Gain or (loss) from sales of assets other than Inventory Net Income or (loss) from specual events . Gross profit or (loss) from sales of InventOry . . Other revenue a OTHER INCOME 14 752.00 01 1,512.00 Subtotal Add columns(b), and . . 2,264.00 13 Total. Add lune 12. columns and . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13 Line No. JSA 3E1492 1 000 See worksheet In line 13 Instructions to Relationshi calculations of Activities to the Accom lishment of Exem 2,264.00 Explain below how each actrvuty for Income IS reported In column of Part XVI-A contributed Importantly to the accomplishment of the foundation's exempt purposes (other than by funds for such purposes). (See Instructions Form 990-PF (2013) Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations Page 13 1 Did the organization directly or indirectly engage any of the followmg With any other organization described Yes No in section 501(0) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reportmg foundation to a noncharitable exempt organization of (1) Cash . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1at1l (2) Other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1am Other transactions (1) Sales of assets to a noncharitable exempt organization . . . 1b(1) (2) Purchases of assets from a noncharitable exempt organization . . . . . . . 1b(2) (3) Rental of faculties, equipment. or other assets mm (4) Ralmbursemem arrangements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1bt4) (5) Loans or loan guarantees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1bt5) (6) Performance of services or membership or fundraismg sollcnations . 1b(6) Sharing of faculties. equnpment, mailing lists, other assets, or paid employees . . I 11:: If the answer to any of the above is "Yes." complete the followmg schedule Column should always show the fair market value of the goods, other assets, or serVIces given by the reporting foundation If the foundation received less than fair market value in any transaction or sharing arrangement. show in column the value of the goods, other assets, or serwces received Line no Amount involved A Name of noncharitable exempt organization Description of transfers. transactrons. and shanng arrangements 2a Is the foundation directly or indirectly affiliated With, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 5277 If "Yes," complete the followmg schedule Name of organization Type of organization Description of relationship Under penalties of perlury, I dec re that I have examined this return. including accompanying schedules and statements. and to the best of my knowledge and belief. it is true, correct. complete Declarati preparer (other than taxpayer) is based on all information of which preparer has any knowledge Sign 8, LP May the IRS discuss this return I With the preparer shown below ere SignAture of of?cer or tms??e Date Title (see instructions)? Yes No preparer's name Preparers Signature Da Check PTIN Pa'd 65% 958m: ELIZABETH s. HOGAN self-employed P00273248 Preparer Firm?s name BKD, LLP Finn's 44?0160260 Use Only Firm's address 5 1551 N. WATERFRONT PARKWAY SUITE 300 WICHITA: KS 67206 Phoneno 316?265-2811 Form 990-PF (2013) JSA 3E14931 000 CLAUDE R. LAMBE CHARITABLE FOUNDATION 48?0935563 FORM 990PF GENERAL EXPLANATION ATTACHMENT FINAL DISTRIBUTION OF ASSETS IN MARCH OF 2013, THE ORGANIZATION WAS TERMINATED, AND A FINAL DISTRIBUTION OF ASSETS WAS MADE. A FINAL DISTRIBUTION OF ASSETS WAS MADE ON MARCH 22, 2013 WHEN ALL REMAINING ASSETS WERE TRANSFERRED TO THE FIDELITY INVESTMENTS CHARITABLE GIFT FUND, A PUBLIC CHARITY UNDER 509(A)(l). FIDELITY INVESTMENTS CHARITABLE GIFT FUND P.O. BOX 770001 CINCINNATI, OH 45277-0053 A WIRE TRANSFER OF $2,296,771.16 WAS MADE TO THE FIDELITY INVESTMENTS CHARITABLE GIFT FUND. THIS TRANSFER HAD A FAIR MARKET VALUE OF $2,296,771.16 AND WAS A COMPLETE DISTRIBUTION OF ALL REMAINING ASSETS, WITH THE EXCEPTION OF AN OVERPAYMENT OF PRIOR YEAR TAXES. ANY AMOUNTS ULTIMATELY REFUND WILL BE TRANSFERRED TO THE SAME FIDELITY INVESTMENTS CHARITABLE GIFT FUND. THE ORGANIZATION HAS CEASED TO EXIST AND HAS TERMINATED ITS PRIVATE FOUNDATION STATUS UNDER SECTION BY TRANSFERRING ALL REMAINING ASSETS TO A PUBLIC CHARITY. 8992FT K932 1/21/2014 11:35:03 A .. CLAUDE R. LAMBE CHARITABLE FOUNDATION ACTION BY THE SOLE TRUSTEE The undersigned, being the sole trustee (the ?Trustee?) of the Claude R. Lambe Charitable Foundation (the ?T1ust"), created under the laws of the State of Kansas by that certain Charitable Trust Agreement, dated February 19, 1982, as amended (the ?Trust Agreement?), does hereby consent in writing to the adoption of, and does hereby adopt, in lieu of a meeting, the following resolutions: WHEREAS, the Trustee has the power under Article XII of the Trust Agreement, to terminate the Trust at any time and distribute its assets to quali?ed recipients; and WHEREAS, the Trustee desires to dissolve the Trust; RESOLVED, that the Trust, by its duly authorized representative(s), immediately upon the adoption of this resolution, shall proceed to liquidate and distribute all of the remaining assets of the Trust to a donor-advised fund within Fidelity Charitable Gift Fund, an organization described in Section 501(c)(3) of the Internal Revenue Code, as more particularly described as follows: PMorgan Chase Bank New York, NY ABA Number: 02100002] For credit to: National Financial Services LLC For Bene?t of: Fidelity Charitable Gift Fund, 297-000442 RESOLVED FURTHER, that the Trust shall take any and all actions required to dissolve under Kansas law; RESOLVED FURTHER, that the appropriate personnel of the Trust are hereby authorized and directed, on behalf of the Trust, to take such actions as may be necessary and proper to carry out the intent and purpose of the foregoing resolutions; RESOLVED FURTHER, that all known actions previously taken on behalf of the Trust by appropriate personnel in connection with the foregoing resolutions, consistent with the authority hereinabove granted, are hereby rati?ed, approved, con?rmed, and adopted as actions of the Trust, and the Trust shall hereafter be bound by such actions. Once signed, any reproduction of this consent made by reliable means photocopy, facsimile) is considered an original. This written consent shall be ?led with the minutes of the proceedings ot?the Trustees and shall have the same force and effect as a vote of the sole Trustee. In witness whereof, the undersigned has caused this written consent action to be executed effective as of January 25, 2013. (aw, LN Date: 3 Name: Charles G. Koch TRUSTEE, CLAUDE R. LAMBE CHARITABLE FOUNDATION CLAUDE R. LAMBE CHARITABLE FOUNDATION 48-0935563 ATTACHMENT 1 FORM 99OPF, PART I OTHER INCOME REVENUE AND EXPENSES DESCRIPTION PER BOOKS MISCELLANEOUS 1,512. TOTALS 1.512. 8992FT K932 823531 EEBQLJEALL 1 CLAUDE R. LAMBE CHARITABLE FOUNDATION ORM 99OPF, PART I - TAXES DESCRIPTION ACCRUED TAXES 8992FT K932 1/21/2014 TOTALS REVENUE AND EXPENSES PER BOOKS NET INVESTMENT 1m 7. 48?0935563 11:35:05 AM 12?7.12 85651 7. ATTACHMENT 2 ATTACHMENT 2 PAGE 16 CLAUDE R. LAMBE CHARITABLE FOUNDATION F0 RM 990PF, PART I - OTHER EXPENSES IN BAN ESCRIPTION SURANCE FEES 8992FT K932 1/21/2014 REVENUE AND EXPENSES PER BOOKS 751. 18. TOTALS 769. 11:35:05 AM 12-7.12 85651 48-0935563 ATTACHMENT 3 CHARITABLE 751. 18. 769. ATTACHMENT 3 PAGE 17 CLAUDE R. LAMBE FORM 990PF, PART II - DESCRIPTION EXCISE TAX 8992FT K932 1/21/2014 HARITABLE FOUNDATION 48?0935563 ATTACHMENT 4 PREPAID EXPENSES AND DEFERRED CHARGES TOTALS 11:35:05 AM 12-7.12 85651 ENDING 2,829. 2.829. ENDING FMV 2,829. 2.829. ATTACHMENT 4 PAGE 18 CLAUDE R. LAMBE CHARITABLE FOUNDATION 48-0935563 ATTACHMENT 5 FORM 990PF, PART II - OTHER LIABILITIES ENDING DESCRIPTION BOOK VALUE ACCRUED TAXES 7- TOTALS 7. 8992FT K932 1/21/2014 11:35:05 8 65 _7 7 1 CLAUDE R. LAMBE CHARITABLE FOUNDATION FORM 990PF. PART - LIST OF OFFICERS. DIRECTORS, AND TRUSTEES NAME AND ADDRESS RICHARD FINK 1515 N. COURTHOUSE RD, SUITE 200 ARLINGTON, VA 22201 LOGAN MOORE 1515 N. COURTHOUSE RD, SUITE 200 ARLINGTON, VA 22201 HEATHER LOVE P.O. BOX 2256 WICHITA, KS 67201 CHARLES KOCH P.O. BOX 2256 WICHITA, KS 67201 ELIZABETH KOCH P.O. BOX 2256 WICHITA, KS 67201 CHARLES KOCH P.O. BOX 2256 WICHITA, KS 67201 8992FT K932 1/21/2014 TITLE AND AVERAGE HOURS PER WEEK DEVOTED TO POSITION 1.00 SECRETARY 1.00 TREASURER 1.00 DIRECTOR .25 DIRECTOR .25 DIRECTOR .25 GRAND TOTALS 11:35:05 AM 12?7.12 COMPENSATION 48?0935563 ATTACHMENT 6 CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS EXPENSE ACCT AND OTHER ALLOWANCES 85651 ATTACHMENT 6 PAGE 20 CLAUDE LAMBE CHARITABLE FOUNDATION FORM YU DMD DATD RECIPIENT NAME AND ADDRESS FIDELITY INVESTMENTS CHARITABLE GIFT FUND 0 BOX 770001 CINCINNATI, OH 45277-0053 8992FT K932 1/21/2014 11 35 05 AM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT PUBLIC 12-7 12 85651 48-0935563 PURPOSE OF GRANT OR CONTRIBUTION GENERAL SUPPORT TOTAL CONTRIBUTIONS PAID ATTACHMENT 7 PAGE 21 AMOUNT 2,296,771 CLAUDE LAMBE CHARITABLE FOUNDATION FORM 9001313" DART XV ADDROVFD FOR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT FIDELITY INVESTMENTS CHARITABLE GIFT FUND PUBLIC 0 BOX 770001 CINCINNATI, OH 45277-0053 8992FT K932 1/21/2014 11 35 05 AM 12-7 12 85651 48-0935563 PURPOSE OF GRANT OR CONTRIBUTION GENERAL SUPPORT TOTAL CONTRIBUTIONS APPROVED ATTACHMENT 8 PAGE 22 AMOUNT 2,822 Fon'n ease (Rev. 1-2013) Page 2 If you are ?ling for an Additional (Not Automatic) 3-Month Extension. complete only Part II and check this box . Note. Only complete Part II if you have already been granted an automatic 3-month extension on a previously ?led Form 8868. If on are ?ling for an Automatic 3-Month Extension. complete only Part I (on page 1). m: Additional (Not Automatic) 3-Month Extension of Time. Only ?le the original (no copies needed). Enter ltler's Idem?mber. see Motions Name of exempt organization or other ?ler. see instructions. Employer Identification number (EIN) or Type or print CLAUDE . LAMBE CHARITABLE FOUNDATION File by m. Number. street. and room or suite no. If a PO box. see instructions. Social security number (SSN) duedetetor P.O. BOX 2256 City. town or post office. state. and ZIP code. For a foreign address. see Instructions. instructions WICHITA. KS 67201?2256 Enter the Return code for the return that this application is for ?le a separate application for each returnApplication Return Application Return Is For Code Is For Code Form 990 or Form o1 - - - v? Form 990-BL 02 Form 4720 (individual) 03 Form 4720 09 Form 990-PF 04 Form 5227 10 Form 990-T (sec. 401(a) or 408(a) trust) 05 Form 6069 11 Form (trust other than_?bove) 06 Form 8870 12 STOPI Do not complete Part II if you were not already granted an automatic 3-month extension on a previously ?led Form 8888. The books are in the re of THE ORGANIZATION Telephone No. 316 828?6768 . FAX No. If the organization does not have an of?ce or place of business in the United States, check this box I: If this is for a Group Retum. enter the organization's four digit Group Exemption Number (GEN) . If this is for the whole group, check this box . . If it is for part of the group. check this box and attach a list with the names and Ele of all members the extension is for. 4 I request an additional 3?month extension of time until 02/ 1'7 20 14 5 For calendar year . or other tax year beginning 01/01 . 20 13 . and endi 03/31 20 13 8 If the tax year entered in line 5 is for less than 12 months. check reason: Initial return Final return Change in accounting period 7 State in detail why you need the extension ADDITIONAL TIME IS REQUIRED TO ACCUMULATE THE INFORMATION NECESSARY TO FILE A COMPLETE AND ACCURATE RETURN . 8a If this application is for Form 990-PF, 990-T. 4720. or 6069, enter the tentative tax. less any nonrefundable credits. See instructions. a. If this application is for Form 990-PF. 990-T. 4720. or 6069. enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit and any@ amount paid previ0usly with Form 8868. 3., 2 329 Balance Due. Subtract line 8b from line Ba. Include your payment with this form, if required. by using EFIPS (Electronic Federal Tax Payment System). See instructions. 3c 3 Signature and Verification must be completed for Part II only. Under penatlles of perjury. I declare that I have examined this form. lndudlng accompanying schedules and statements. and to the best of my knowledge and belief. it is true. comm. and complete. and that I am authorized to prepare this form. seaweed 101mm Form sees (Rat. 1.2013) JSA 2F8055 2.000 1l-ni-nn_hM 9- 4.1, A un?v1?g