lefile GRAPHIC print - DO NOT PROCESS IAs Filed Data - M990 ?5 Department of the Treasury Internal Revenue Senrrce Return of Organization Exempt From Income Tax Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations) II- Do not enter Socral Securrty numbers on form as It may be made publrc By law, the IRS generally cannot redact the rnformatron on the form II- Informatron about Form 990 and Its rs at OMB No 1545-0047 2013 Open to Public Inspection A For the 2013 calendar year, or tax year beginning 01-01-2013 Check If Address change Name change Inrtral return Termrnated Amended return 2013, and ending 12-31-2013 Name of organrzatron CHARLES KOCH INSTITUTE Employer identification number 27-4967732 Dorng Busrness As Number and street (or 0 box If marl rs not delrvered to street address) 1515 COURTHOUSE RD Surte 200 Telephone number (703)875-1600 Crty or town, state or provrnce, country, and ZIP or forergn postal code ARLINGTON, VA 22201 Name and address of offrcer LOGAN MOORE 1515 COURTHOUSE RD STE 200 22201 Gross recerpts 52,029,075 H(a) Is a group return for subordrnates? H(b) Are all subordrnates Included? I Tax?exem pt status l7 501(c)(3) l? 501(c)( )1 (Insert no) 4947(a)(1) or 527 If"No," attach a (see Website:II- ORG H(c) Group exemptron number Ir Form of organrzatron '7 Corporatron Trust Assocratron Other Year of fomtatron 2011 State of legal DE Summary 1 Brrefly the organrzatron's or most ADVANCEMENT OF LIBERTY AND ECONOMIC FREEDOM BY EDUCATING STUDENTS IN A CLASSROOM a 2 Check box h1? rfthe organrzatron drscontrnued Its operatrons or drsposed of more than 25% ofrts net assets :3 3,5 3 Number ofvotrng members ofthe body (Part VI, lrne 1a) 3 4 4 Number ofrndependent votrng members of the body (Part VI, lrne 1b) 4 4 5 Total employedrncalendaryear2013 (PartV,lrne 2a) 5 119 6 Total number ofvolunteers (estrmate If necessary) 6 0 7aTotal unrelated busrness revenue from 12 7a 4,151,730 Net unrelated busrness taxablerncome from Form 990-T,lrne 34 7b 3,798,037 Prior Year Current Year 8 and grants 1h) 168,295,046 42,965,417 9 Program servrce revenue (Part Zg) 0 0 10 (Part 3,4,and 7d 1,934,129 9,040,581 11 5,6d,8c,9c,10c,and11e) 31,878 23,077 12 Total revenue?add lrnes 8 through 11 (must equal Part column (A), lrne 12) 170,261,053 52,029,075 13 Grants and amounts pard 1?3) 0 52,500 14 Bene?ts pard to orfor members (Part IX, column (A), lrne 4) 0 0 15 Salarres, other compensatron, employee benefrts (Part IX, column (A), lrnes 5-10) 4,310,117 5,349,538 16a fees (PartIX,column lie) 0 0 Total expenses (Part column (D), lrne 25) F0 17 4,267,331 5,203,059 18 Totalexpenses Add lrnes 8,577,448 10,605,097 19 Revenue less expenses Subtract lrne 18 from lrne 12 161,683,605 41,423,978 3 Beginning of Current End of Year Year 33 20 Totalassets (PartX,lrne 16) 223,926,592 271,482,857 5E 21 (PartX,lrne 26) 334,621 520,329 3IE 22 Net assets orfund balances 21 fromlrne 20 223,591,971 270,962,528 Signature Block Under penaltres of perjury, I declare that I have examrned return, rncludrng schedules and statements, and to the best of my knowledge and belref, rt rs true, correct, and complete Declaratron of preparer (other than of?cer) rs based on all rnformatron of preparer has any knowledge l2014?11?17 Sign nature of offrcer Date Here HEATHER LOVE TREASURER Type or name and trtle preparer's name Preparer?s srgnature Date Check lf PTIN Mrchael Eng le se f_employed P00482834 al Frnn's name BKD LLP Frnn's EIN F- Pre pare Use address 1201 Walnut Surte 1700 Phone no (316) 828?8286 Kansas Crty, M0 641062246 May the IRS drscuss return the preparer shown above? (see For Paperwork Reduction Act Notice, see the separate instructions. I7Yes Cat No 11282Y Form 990(2013) Form 990 (2013) Page 2 Statement of Program Service Accomplishments . . . . . . . . . . . . . 1 Briefly describe the organization?s missmn ADVANCEMENT OF LIBERTY AND ECONOMIC FREEDOM BY EDUCATING STUDENTS IN A CLASSROOM 2 Did the organization undertake any Significant program serVIces during the year which were not listed on the prior Form 990 or990-EZ? I_Yes If "Yes," describe these new serVIces on Schedule 0 3 Did the organization cease conducting, or make Significant changes In how it conducts, any program serVIces'? Yes I7 No If "Yes," describe these changes on Schedule 0 4 Describe the organization?s program serVIce accomplishments for each of Its three largest program serVIces, as measured by expenses Section 501(c)(3)and 501(c)(4) organizations are reqUIred to report the amount ofgrants and allocations to others, the total expenses, and revenue, ifany, for each program serVIce reported 4a (Code (Expenses 8,484,620 including grants of 52,500 (Revenue 0 EDUCATE STUDENTS IN A CLASSROOM SETTING ABOUT ECONOMIC FREEDOM AND THE ADVANCEMENT OF LIBERTY 4b (Code (Expenses including grants of (Revenue 44,: (Code (Expenses including grants of (Revenue 4d Other program serVIces (Describe in Schedule 0 (Expenses including grants of$ (Revenue 4e Total program service expenseslr 8,4 84,6 20 Form 990 (2013) Form 990 (201320a Part Page 3 Part IV Checklist of Required Schedules Yes No Is the organization described In section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," Yes complete Schedule A 1 Is the organization reqUIred to complete Schedule 3, Schedule of Contributors (see instructions)? 2 Yes Did the organization engage in direct or indirect political campaign actIVIties on behalf ofor in opp05ition to No candidates for public office? If "Yes," complete Schedule C, Part I 3 Section 501(c)(3) organizations. Did the organization engage in lobbying actIVIties, or have a section 501(h) No election in effect during the tax year? If "Yes," complete Schedule C, Part II 4 Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or amounts as defined in Revenue Procedure 98-19? If "Yes,"complete Schedule C, No 5 Did the organization maintain any donor adVIsed funds or any Similarfunds or accounts for which donors have the right to prowde adVIce on the distribution or investment ofamounts in such funds or accounts? If "Yes," complete Schedule D, Part I 5 0 Did the organization receive or hold a conservation easement, including easements to preserve open space, the enVIronment, historic land areas, or historic structures? If "Yes,"complete Schedule D, Part II 7 0 Did the organization maintain collections ofworks ofart, historical treasures, or other Similar assets? If "Yes," complete Schedule D, Part . 3 0 Did the organization report an amount in Part X, line 21 for escrow or custodial account liability, serve as a custodian for amounts not listed in Part X, or prowde credit counseling, debt management, credit repair, or debt negotiation serVIces? If "Yes," complete Schedule D, Part IVE 9 0 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, 10 No permanent endowments, or quaSI-endowments? If "Yes," complete Schedule D, Part Ifthe organization?s answerto any ofthe followmg questions is "Yes," then complete Schedule D, Parts VI, VII, IX, or as applicable Did the organization report an amount for land, and eqUIpment in Part X, line 10? If "Yes," complete Schedule D, Part VI 11a es Did the organization report an amount for investments?other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part 11b es Did the organization report an amount for investments?program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes,"complete Schedule D, Part . 11C 0 Did the organization report an amount for other assets in Part X, line 15 that is 5% or more ofits total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part 11d 0 Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, PartXE me No Did the organization's separate or consolidated finanCIal statements for the tax year include a footnote that 11f NO addresses the organization's liability for uncertain tax p05itions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part Did the organization obtain separate, independent audited finanCIal statements for the tax year? If "Yes," complete Schedule D, Parts XI and XII 12a N0 Was the organization included in consolidated, independent audited finanCIal statements for the tax year? If 12b No "Yes," and If the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII lS optional Is the organization a school described in section If "Yes,"complete ScheduleE . 13 Yes Did the organization maintain an office, employees, or agents outSIde ofthe United States? 14a No Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraismg, busmess, investment, and program serVIce actIVIties outSIde the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes,"complete Schedule F, Parts I and IV . 14b N0 Did the organization report on Part IX, column (A), line 3, more than $5,000 ofgrants or other a55istance to or for any foreign organization? If ?Yes,? complete Schedule F, Parts II and IV 15 0 Did the organization report on Part IX, column (A), line 3, more than $5,000 ofaggregate grants or other a55istance to orforforeign indIVIduals? If "Yes,"complete ScheduleF, Parts and IV . 16 0 Did the organization report a total of more than $15,000 ofexpenses for professmnal fundraismg serVIces on Part 17 No IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I (see Instructions) Did the organization report more than $15,000 total offundraismg event gross income and contributions on Part lines 1c and 8a? If "Yes,"complete Schedule G, Part II 18 0 Did the organization report more than $15,000 ofgross income from gaming actIVIties on Part line 9a? If 19 No "Yes," complete Schedule G, Part Did the organization operate one or more hospital faCIlities? If "Yes,"complete ScheduleH 20a No If "Yes" to line 20a, did the organization attach a copy of its audited finanCIal statements to this return? 20b Form 990 (2013) Form 990 (2013Part I Page 4 Part IV Checklist of Required Schedules (continued) Did the organization report more than $5,000 ofgrants or other a55istance to any domestic organization or 21 Yes government on Part IX, column (A), line 1? If "Yes,"complete Schedule I, Parts I and II Did the organization report more than $5,000 ofgrants or other assistance to indIVIduals in the United States on 22 Part IX, column (A), line 2? If ?Yes,? complete Schedule I, Parts I and 0 Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization's current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," 23 es complete Schedule] . Did the organization have a tax-exempt bond issue With an outstanding prinCIpaI amount of more than $100,000 as ofthe last day ofthe year, that was issued after December 31, 2002? If ?Yes,? answer lines 24b through 24d and complete Schedule K. If ?No, "go to line 25a . . . 24a 0 Did the organization invest any proceeds oftax-exempt bonds beyond a temporary period exception? 24b Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease any tax-exempt bonds? 24C Did the organization act as an "on behalfof" issuerfor bonds outstanding at any time during the year? 24d Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction With a disqualified person during the year? If "Yes," complete Schedule L, Part I 253 NO Is the organization aware that it engaged in an excess benefit transaction With a disqualified person in a prior year, and that the transaction has not been reported on any ofthe organization?s prior Forms 990 or If 25b No "Yes," complete Schedule L, Part I Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? 26 NO If so, complete Schedule L, Part II Did the organization prowde a grant or other a55istance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family 27 NO member of any ofthese persons? If "Yes," complete Schedule L, Part Was the organization a party to a busmess transaction With one of the fo 0Wing parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions) A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part 28a No A family member ofa current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part I . 28b 0 An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV . 28C 0 Did the organization receive more than $25,000 in non-cash contributions? If "Yes,"complete ScheduleM 29 Yes Did the organization receive contributions of art, historical treasures, or other Similar assets, or qualified conservation contributions? If "Yes," complete ScheduleM 30 0 Did the organization liqUIdate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, NO 31 Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II 32 0 Did the organization own 100% ofan entity disregarded as separate from the organization under Regulations sections 301 7701-2 and 301 7701-3? If "Yes,"complete Schedule R, PartI 33 es Was the organization related to any tax-exempt or taxable entity? If "Yes,"complete Schedule R, Part II, orIV, and Part V, line 1 34 es Did the organization have a controlled entity Within the meaning ofsection 512(b)(13)? 35a Yes If?Yes?to line 35a, did the organization receive any payment from or engage in any transaction With a controlled 35b entity Within the meaning of section 5 12(b)(13)? If "Yes," complete Schedule R, Part V, line2 es Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2 35 0 Did the organization conduct more than 5% of its actIVIties through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes,"complete Schedule R, Part VI 37 0 Did the organization complete Schedule 0 and prowde explanations in Schedule 0 for Part VI, lines 11b and 19? Note. Form 990 filers are reqUIred to complete Schedule 0 38 Yes Form 990 (2013) Form 990(2013) Page5 Statements Regarding Other IRS Filings and Tax Compliance . . . . . . . . . . . . . Yes No 1a Enter the number reported In Box 3 of Form 1096 Enter-0- if not applicable . . 1a 56 Enter the number of Forms W-ZG included In line 1a Enter-0- if not applicable 1b 0 Did the organization comply With backup Withholding rules for reportable payments to vendors and reportable gaming (gambling)WInnings to prize WinnersEnter the number ofemployees reported on Form W-3, Transmittal ofWage and Tax Statements, filed for the calendar year ending With or Within the year covered 28 119 Ifat least one is reported on line 2a, did the organization file all reqUIred federal employment tax returns? 2b Note. Ifthe sum oflines 1a and 2a is greater than 250, you may be reqUIred to e-file (see instructions) es 3a Did the organization have unrelated busmess gross income of$1,000 or more during the year? . . . 3a Yes If?Yes,? has it filed a Form 990-T forthis year? If ?No? to line 3b, prowde an explanation In Schedule any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a finanCIal account in a foreign country (such as a bank account, securities account, or otherfinanCIal 43 No If"Yes," enter the name ofthe foreign country Ir See instructions for filing reqUIrements for Form TD 90-22 1, Report of Foreign Bank and FinanCIal Accounts 5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? . . 5a No Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction? 5b No If"Yes," to line 5a or 5b, did the organization file Form 5c 6a Does the organization have annual gross receipts that are normally greater than $100,000, and did the Ga No organization any contributions that were not tax deductible as charitable contributions? If"Yes," did the organization include With every SOIICItation an express statement that such contributions or gifts 6b 7 Organizations that may receive deductible contributions under section 170(c). a Did the organization receive a payment in excess of$75 made partly as a contribution and partly for goods and 7a No serVIces prowded to the payor? If"Yes," did the organization notify the donor ofthe value of the goods or serVIces prowdedDid the organization sell, exchange, or otherWise dispose oftangible personal property for which it was reqUIred to NO If"Yes," indicate the numberofForms 8282filed during the year . . . . I 7d I Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit N0 Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . . 7f No Ifthe organization received a contribution ofqualified intellectual property, did the organization file Form 8899 as Ifthe organization received a contribution ofcars, boats, airplanes, or other vehicles, did the organization file a 7h 8 Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supporting organization, or a donor adVIsed fund maintained by a sponsoring organization, have excess busmess holdings at any time during the yearSponsoring organizations maintaining donor advised funds. a Did the organization make any taxable distributions under section 4966Did the organization make a distribution to a donor, donor adVIsor, or related personSection 501(c)(7) organizations. Enter Initiation fees and capital contributions included on Part line 12 . . . 10a Gross receipts,included on Form 12,for public use ofclub 10b faCIlities 11 Section 501(c)(12) organizations. Enter a Gross income from members or shareholders . . . . . . . . . 11a Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them11b 12a Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041? 12a If "Yes," enter the amount of tax-exempt interest received or accrued during the 12b 13 Section 501(c)(29) qualified nonprofit health insurance issuers. a Is the organization licensed to issue qualified health plans in more than one state? Note. See the instructions for additional information the organization must report on Schedule 0 13a Enter the amount of reserves the organization is reqUIred to maintain by the states in which the organization is licensed to issue qualified health plans 13?" Enterthe amount of reserves on hand . . . . . . . . . . . . 13c 14a Did the organization receive any payments for indoortanning serVIces during the tax year"Yes," has it filed a Form 720 to report these payments? If an explanation in Schedule 0 . . 14b Form 990 (2013) Form 990 (2013) Page 6 Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule 0. See instructions. Check IfSchedule contaIns a response or note to any Me In thIs Part VI .I7 Section A. Governing Body and Management Yes No 1a Enter the number ofvotIng members ofthe governIng body at the end ofthe tax 1a 4 year Ifthere are materIal dIfferences In votIng rIghts among members ofthe governIng body, or Ifthe governIng body delegated broad authorIty to an executIve commIttee or commIttee, explaIn In Schedule 0 Enter the number ofvotIng members Included In Me 1a, above, who are Independent 1b 4 2 any of?cer, dIrector, trustee, or key employee have a famIIy relatIonshIp or a busIness relatIonshIp WIth any other of?cer, dIrector, trustee, or key employeethe organIzatIon delegate control over management dutIes customarIIy performed by or under the dIrect 3 No superVISIon of of?cers, dIrectors or trustees, or key employees to a management company or other person? 4 the organIzatIon make any SIgnIfIcant changes to Its governIng documents smce the prIor Form 990 was ?led? No 5 the organIzatIon become aware durIng the year ofa SIgnIfIcant dIversIon of the organIzatIon's assets? . 5 No the organIzatIon have members or stockholders? No 7a the organIzatIon have members, stockholders, or other persons who had the power to elect or app0Int one or more members ofthe governIng body? 7a No Are any governance deCISIons ofthe organIzatIon reserved to (or subject to approval by) members, stockholders, 7b No or persons other than the governIng body? 8 the organIzatIon contemporaneously document the meetIngs held or ertten actIons undertaken durIng the year by the followmg a The governIng body? 8a Yes Each commIttee WIth authorIty to act on behalfof the governIng body? 8b No 9 Is there any of?cer, dIrector, trustee, or key employee Isted In Part VII, SectIon A, who cannot be reached at the organIzatIon?s address? If the names and addresses in Schedule Yes Section B. Policies (This Section requests information about policies not required by the Internal Revenue Code.) Yes No 10a the organIzatIon have local chapters, branches, or 10a No If"Yes," dId the organIzatIon have ertten polICIes and procedures governIng the actIVItIes ofsuch chapters, and branches to ensure theIr operatIons are conSIstent WIth the organIzatIon's exempt purposes? 10" 11a Has the organIzatIon prOVIded a complete copy ofthIs Form 990 to all members ofIts governIng body before fIlIng the form? 11a No DescrIbe In Schedule 0 the process, Ifany, used by the organIzatIon to reVIew thIs Form 990 12a the organIzatIon have a ertten coanIct of Interest pollcy? If "No,"go to line 13 12a Yes Were offIcers, dIrectors, or trustees, and key employees reqUIred to dIsclose annually Interests that could gIve rIse to coanIcts? 12b Yes the organIzatIon regularly and conSIstently monItor and enforce compIIance WIth the pollcy? If "Yes,"descrIbe In Schedule 0 how this was done 12C Yes 13 the organIzatIon have a ertten po Icy? 13 Yes 14 the organIzatIon have a ertten document retentIon and destructIon pollcy? 14 Yes 15 the process for determInIng compensatlon ofthe followmg persons Include a reVIew and approval by Independent persons, data, and contemporaneous substantIatIon of the deIIberatIon and deCISIon'? a The organIzatIon?s CEO, ExecutIve DIrector, or top management offICIal 15a Yes Other of?cers or key employees of the organIzatIon 15b Yes If"Yes" to Me 15a or 15b, descrIbe the process In Schedule 0 (see InstructIons) 16a the organIzatIon Invest In, contrIbute assets to, or partICIpate In a Jomt venture or arrangement WIth a taxable entIty durIng the year? 16a No If "Yes," dId the organIzatIon follow a ertten pollcy or procedure reqUIrIng the organIzatIon to evaluate Its partICIpatIon In venture arrangements under appIIcable federal tax law, and take steps to safeguard the organIzatIon?s exempt status WIth respect to such arrangements? 16b Section C. Disclosure 17 18 19 20 LIst the States WIth a copy ofthIs Form 990 Is reqUIred to be fIledIr SectIon 6104 reqUIres an organIzatIon to make Its Form 1023 (or 1024 IfappIIcable), 990, and 990-T (501(c) (3)s only) avaIIable for pubIIc InspectIon IndIcate how you made these avaIIable Check all that apply I7 Own webSIte Another's webSIte Upon request Other (explaIn In Schedule 0) DescrIbe In Schedule 0 whether (and Ifso, how) the organIzatIon made Its governIng documents, coanIct of Interest po Icy, and fInanCIal statements avaIIable to the pubIIc durIng the tax year State the name, phySIcal address, and telephone number ofthe person who possesses the books and records of the organIzatIon FHEATHER LOVE 4111 37TH ST 67220 (316)828-8286 Form 990 (2013) Form 990 (2013) Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors Check IfSchedule 0 contains a response or note to any line In Part VII Page 7 Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees 1a Complete table for all persons reqUIred to be listed Report compensation for the calendar year ending or WIthIn the organization?s tax year I List all ofthe organization?s current of?cers, directors, trustees (whether IndIVIduals or organizations), regardless ofamount ofcompensation Enter-O- in columns (D), (E), and (F) if no compensation was paid I List all ofthe organization?s current key employees, ifany See instructions for definition of "key employee I List the organization?s five current highest compensated employees (other than an officer, director, trustee or key employee) who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations I List all ofthe organization?s former of?cers, key employees, or highest compensated employees who received more than $100,000 of reportable compensation from the organization and any related organizations I List all ofthe organization?s former directors or trustees that received, in the capaCIty as a former director or trustee ofthe organization, more than $10,000 of reportable compensation from the organization and any related organizations List persons In the followmg order indIVIduaI trustees or directors, institutional trustees, of?cers, key employees, highest compensated employees, and former such persons Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee (A) (B) (C) (D) (E) (F) Name and Title Average (do not check Reportable Reportable Estimated hours per more than one box, unless compensation compensation amount of week (list person is both an officer from the from related other any hours and a director/trustee) organization organizations compensation for related C, 3 I I _n (W- 2/1099- (W- 2/1099- from the organizations a .19 3.1: 9 MISC) MISC) organization below .1: and related dotted line) i: 3 H- organizations -(1) CHARLES KOCH 1 0 0 0 DIRECTOR 1 0 (2) CHARLES CHASE KOCH 1 0 0 0 DIRECTOR 1 0 (3) ELIZABETH KOCH 1 0 0 0 DIRECTOR 1 0 (4) RICHARD FINK 1 0 0 0 DIRECTOR 1 0 (5) BRIAN MENKES 1 0 0 0 SECRETARY 1 0 (6) HEATHER LOVE 1 0 0 0 TREASURER 1 0 (7) KEVIN GENTRY 1 0 0 0 VICE PRESIDENT 1 0 (8) LOGAN MOORE 35 218,888 16,695 DIRECTOR OF OPERATIONS 5 0 (9) KATHLEEN ROBERTS 40 0 156,893 9,413 RELATIONS 0 0 (10) TONYA MULLINS 40 0 147,081 19,295 MKTG 0 0 (11) LEAH KROHN 40 0 103,770 11,919 INSTRUCTOR - MBM 0 0 Form 990 (2013) Form 990 (2013) Page 8 Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) (A) (B) (C) (D) (E) (F) Name and Title Average P05ition (do not check Reportable Reportable Estimated hours per more than one box, unless compensation compensation amount of other week (list person is both an officer from the from related compensation any hours and a director/trustee) organization (W- organizations (W- from the for related .3, 3 3 I ml _n organization and organizations a E. 9 related below .1: EE 3 organizations i1 3 II-I dotted lineSub-Total Total from continuation sheets to Part VII, Section A Total (add lines 1b and 1c) 626,632 0 57,322 2 Total number of indIVIduals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organizationlr4 Yes No 3 Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedulleorsuch indiwdual . . . . . . . . . . . . . . 3 No 4 For any IndIVIduaI listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedulleorsuch indiwdual . . . . . . . . . . 4 Yes 5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization or indIVIdual for serVIces rendered to the organization? If "Yes," complete Schedulleor such person . . . 5 No Section B. Independent Contractors 1 Complete this table for yourfive highest compensated independent contractors that received more than $100,000 of compensation from the organization Report compensation for the calendar year ending With or Within the organization?s tax year (A) (B) (C) Name and busmess address Description of serwces Compensation PROPHET BRANDING STRATEGY, BRANDING MARKETING 302,759 EVENT HOSTING 200,000 BUZZFEED INC, 2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 ofcompensation from the organization II-2 Form 990 (2013) Form 990 (2013) Page 9 Statement of Revenue CheckifScheduleO contains a response ornote to any lineinthis . . . . . (A) (B) (C) (D) Total revenue Related or Unrelated Revenue exempt busmess excluded from function revenue tax under revenue sections 512-514 1a Federated campaigns . . 1a 3 Membership dues . . . . 1b El Fundraismg events . . . . 1c Related organizations . . . 1d Government grants (contributions) 1e 15 All other contributions, gifts, grants, and 1f 42,965,417 *5 Similar amounts not included above 3 i i oncas contri ions in ines g. 1a_1f 30,965,417 '5 '3 Total. Add lines 1a-1f 42,965,417 in Ir Busmess Code 2a p? a All other program serVIce revenue Total. Add lines 2a?2f II- 0 3 Investment income (including leldendS, interest, 4 992 141 4 151 730 840 411 and other Similar amounts) Income from investment of tax?exempt bond proceeds F- 0 5 Royalties 0 Real (ii) Personal 6a Gross rents Less rental expenses Rental income 0 0 or(loss) Net rental income or (loss) 0 Securities (ii) Other 7a Gross amount from sales of 4,048,440 assets other than inventory Less cost or other ba5is and sales expenses Gain or (loss) 4,048,440 Net gain or (loss) h, 4,048,440 4,048,440 Ba Gross income from fundraismg events (not including 3 5 3, ofcontributions reported on line 1c) See PartIV,line 18 II a 5 Less direct expenses . . . Net income or (loss) from fundraismg events . . 0 9a Gross income from gaming actIVIties See Part IV, line 19 a Less direct expenses . . . Net income or (loss) from gaming actIVIties . . .p 0 103 Gross sales ofinventory, less returns and allowances a Less cost ofgoods sold . . Net income or (loss) from sales ofinventory . . 0 Miscellaneous Revenue Busmess Code 11a MISC 900099 23,077 23,077 All other revenue 23,077 23,077 Total.Addlines 11a?11d II- 23,077 12 Total revenue. See Instructions 52,029,075 4,151,730 4,911,928 Form 990 (2013) Form 990(2013) Page 10 Statement of Functional Expenses Section 501(c)(3)and 501(c)(4) organizations must complete all columns All other organizations must complete column (A) CheckifSCheduleO containsa response or note to anyline in this PartIX . . . . . . Do not include amounts reported on lines 6b, (A) Prograggemce Manag?gzent and 7b' 8b' 9b' and Of Part TOtal expenses expenses general expenses expenses 1 Grants and other a55istance to governments and organizations in the United States See Part IV, line 21 52,500 52,500 2 Grants and other aSSIstance to IndIVIdualS in the United States See PartIV, ine 22 3 Grants and other a55istance to governments, organizations, and indIVIduals outSIde the United States See PartIV, ines 15 and 16 0 Benefits paid to or for members 0 5 Compensation ofcurrent officers, directors, trustees, and key employees 235,583 117,792 117,791 6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) 0 7 Other salaries and wages 4,205,700 3,352,796 852,904 8 Pen5ion plan accruals and contributions (include section 401(k) and 403(b) employer contributions) 174,373 138,435 35,938 9 Other employee benefits 412,409 325,438 86,971 10 Payroll taxes 321,473 251,553 69,920 11 Fees for serVIces (non-employees) a Management 0 Legal 60,929 47,677 13,252 Accounting 7,540 5,900 1,640 Lobbying 0 Professmnalfundraismg serVIces See PartIV, ine 17 0 Investment management fees 28,161 22,036 6,125 9 Other (Ifline amount exceeds 10% ofline 25, column (A) amount, list line expenses on Schedule 0) 1,584,565 1,414,635 169,930 0 12 Advertising and promotion 159,399 124,730 34,669 13 Office expenses 307,130 240,329 66,801 14 Information technology 165,658 129,627 36,031 15 Royalties 0 16 Occupancy 1,479,836 1,157,972 321,864 17 Travel 912,266 713,848 198,418 18 Payments oftravel or entertainment expenses for any federal, state, or local public offICIals 0 19 Conferences, conventions, and meetings 146,276 114,461 31,815 20 Interest 0 21 Payments to affiliates 0 22 DepreCIation, depletion, and amortization 296,190 231,769 64,421 23 Insurance 5,654 4,424 1,230 24 Other expenses Itemize expenses not covered above (List miscellaneous expenses in line 24e Ifline 24e amount exceeds 10% ofline 25, column (A)amount, list line 24e expenses on Schedule 0 a AWARDS INCENTIVES 36,810 28,804 8,006 All other expenses 12,645 9,894 2,751 25 Total functional expenses. Add lines 1 through 24e 10,605,097 8,484,620 2,120,477 0 26 Joint costs. Complete this line only if the organization reported in column (B) costs from a combined educational campaign and fundraismg soIICItation Check here Ir iffollowmg SOP 98-2 (ASC 958-720) Form 990 (2013) Form 990 (2013) Page 11 Balance Sheet Check ifSchedule 0 contains a response or note to any line In this Part . . (A) (B) Beginning ofyear End ofyear 1 Cash?non-interest-bearing 506,122 1 917,543 2 Savmgs and temporary cash investments 54,648,457 2 91,387,714 3 Pledges and grants receivable, net 0 3 0 4 Accounts receivable, net 6,973 4 19,535 5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees Complete Part II of Schedule 0 5 0 6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations ofsection 501(c)(9)voluntary employees' benefICIary organizations (see instructions) Complete Part II ofSchedule 6 0 7 Notes and loans receivable, net 0 7 0 8 Inventories for sale or use 0 8 0 Prepaid expenses and deferred charges 28,654 9 135,332 10a Land, bUIldings, and eqUIpment cost or other basis Complete Part VI of Schedule 103 1268-255 Less accumulated depreCIation 10b 700,304 828,587 10c 567,951 11 Investments?publicly traded securities 0 11 0 12 Investments?other securities See Part IV, line 11 167,907,799 12 178,454,782 13 Investments?program-related See Part IV, line 11 0 13 0 14 Intangible assets 0 14 0 15 Other assets See Part IV, line 11 0 15 0 16 Total assets. Add lines 1 through 15 (must equal line 34) 223,926,592 16 271,482,857 17 Accounts payable and accrued expenses 331,743 17 520,329 18 Grants payable 0 18 0 19 Deferred revenue 0 19 0 20 Tax-exempt bond liabilities 0 20 0 r, 21 Escrow or custodial account liability Complete Part IV ofSchedule 0 21 0 :2 22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified persons Complete Part II ofSchedule 22 23 Secured mortgages and notes payable to unrelated third parties 23 24 Unsecured notes and loans payable to unrelated third parties 0 24 25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17-24) Complete Part ofSchedule 2.87825 0 26 Total liabilities. Add lines 17 through 25 334.521 26 520.329 If, Organizations that follow SFAS 117 (ASC 958), check here Ir 7 and complete 3 lines 27 through 29, and lines 33 and 34. 27 Unrestricted net assets 223,591,971 27 270,962,528 28 Temporarily restricted net assets 0 28 0 29 Permanently restricted net assets 0 29 0 If Organizations that do not follow SFAS 117 (ASC 958), check here II- and complete lines 30 through 34. Ln 30 Capital stock or trust prinCIpal, or current funds 30 Iii-1,, 31 Paid-in or capital surplus,or and, bUIIdlng or eqUIpment fund 31 32 Retained earnings, endowment, accumulated income, or other funds 32 ii; 33 Total net assets or fund balances 223,591,971 33 270,962,528 2 34 Total liabilities and net assets/fund balances 223,926,592 34 271,482,857 Form 990 (2013) Form 990 (2013) Reconcilliation of Net Assets Page 12 Check IfSchedule contaIns a response or note to any Me In thIs Part XI . 1 Total revenue (must equal Part column (A), Me 12) 1 52,029,075 2 Total expenses (must equal Part IX, column (A), Me 25) 2 10,605,097 3 Revenue less expenses Subtract Me 2 from Me 1 3 41,423,978 4 Net assets orfund balances at begInnIng ofyear (must equal Part X, Me 33, column 4 223,591,971 5 Net unrealized gaIns (losses) on Investments 5 5,946,579 6 Donated serVIces and use of 6 7 Investment expenses 7 8 WIN perIod adjustments 8 9 Other changes In net assets orfund balances (explaIn In Schedule 0) 9 10 Net assets orfund balances at end ofyear CombIne lInes 3 through 9 (must equal Part X, Me 33, column 10 270,962,528 Financial Statements and Reporting Check IfSchedule contaIns a response or note to any Me In thIs Part XII . Yes No 1 AccountIng method used to prepare the Form 990 Cash I7 Accrual ther Ifthe organIzatIon changed Its method ofaccountIng from a prIor year or checked "Other," explaIn In Schedule 0 2a Were the organIzatIon?s fInanCIal statements compIIed or reVIewed by an Independent accountant? 2a No If?Yes,?check a box below to IndIcate whether the fInanCIal statements for the year were compIIed or reVIewed on a separate consolldated or both Separate Consolldated Both consolldated and separate Were the organlzatIon?s fInanCIal statements audIted by an Independent accountant? 2b No If?Yes,?check a box below to IndIcate whether the fInanCIal statements for the year were audIted on a separate baSIs, consolldated baSIs, or both Separate Consolldated Both consolldated and separate If "Yes," to Me 2a or 2b, does the organIzatIon have a commIttee that assumes for overSIght ofthe audIt, reVIew, or compIIatIon ofIts fInanCIal statements and selectIon ofan Independent accountant? 2C Ifthe organIzatIon changed eIther Its overSIght process or selectIon process durIng the tax year, explaIn In Schedule 0 3a As a result ofa federal award, was the organIzatIon requIred to undergo an audIt or audIts as set forth In the SIngle AudItAct and OMB CIrcularA-133? 33 N0 If "Yes," dId the organIzatIon undergo the reqUIred audIt or audIts? Ifthe organIzatIon dId not undergo the 3b reqUIred audIt or audIts, explaIn why In Schedule 0 and descrIbe any steps taken to undergo such audIts Form 990 (2013) Iefile GRAPHIC print - DO NOT PROCESS IAs Filed Data - SCHEDULE A (Form 990 or 990EZ) Department of the Treasury Internal Revenue Serv Ice OMB No 1545-0047 2013 Public Charity Status and Public Support Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust. Attach to Form 990 or Form 990-EZ. It See separate instruct ions. Information about Schedule A (Form 990 or 990-EZ) and its instructions is at Name of the organization CHARLES KOCH INSTITUTE Open to Public Inspection Employer identification number 27-4967732 Reason for Public Charity Status (All organizations must complete this part.) See instructions. The organization IS not a private foundation because it is (For lines 1 through 11, check only one boxchurch, convention ofchurches, or aSSOCIation ofchurches described in section A school described in section (Attach Schedule A hospital or a cooperative hospital serVIce organization described in section A medical research organization operated in conjunction With a hospital described in section Enter the hospital's name, City, and state An organization operated for the benefit ofa college or univerSIty owned or operated by a governmental unit described in section (Complete Part II A federal, state, or local government or governmental unit described in section An organization that normally receives a substantial part of its support from a governmental unit orfrom the general public described in section (Complete Part II A community trust described in section 170(b)(1)(A)(vi) (Complete Part II An organization that normally receives (1) more than 331/30/0 of its support from contributions, membership fees, and gross receipts from actIVIties related to its exempt functions?subject to certain exceptions, and (2) no more than 331/30/0 of its support from gross investment income and unrelated busmess taxable income (less section 511 tax) from busmesses achIred by the organization afterJune 30, 1975 See section 509(a)(2). (Complete Part An organization organized and operated excluswely to test for public safety See section 509(a)(4). An organization organized and operated excluswely for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2) See section 509(a)(3). Check the box that describes the type ofsupporting organization and complete lines 1 1e through 1 1h a I_Type I Type II I_Type - Functionally integrated Type - Non-functionally integrated By checking this box, I certify that the organization IS not controlled directly or indirectly by one or more disqualified persons other than foundation managers and otherthan one or more publicly supported organizations described in section 509(a)(1)or section 509(a)(2) Ifthe organization received a written determination from the IRS that it is a Type I, Type II, orType supporting organization, check this box Since August 17, 2006, has the organization accepted any gift or contribution from any of the followmg persons? A person who directly or indirectly controls, either alone or together With persons described in (ii) Yes No and below, the governing body ofthe supported organization? 11g(i) (ii) A family member ofa person described in above? 119(ii) A 35% controlled entity ofa person described in or (ii) above? Prowde the followmg information about the supported organization(s) Na me of supported organization (ii) EIN Type of organization (described on (iv) Is the organization in col listed in Did you notify the organization in col ofyour (vi) Is the organization in col organized (vii) A mount of monetary support lines 1- 9 above your governing support? in the section document? (see inst ruct ionsTotal For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990EZ. Cat N0 11235F ScheduleA(Form 9900r Schedule A (Form 990 or 990-EZ) 2013 Page 2 Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi) (Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part If the organization fails to qualify under the tests listed below, please complete Part Section A. Public Support Calendar year (or fiscal year beginning 1 6 (a)2009 (b)2010 (c)2011 (d)2012 (e)2013 (f)Total in) Gifts, grants, contributions, and membership fees received (Do not include any "unusual grants Tax revenues levred forthe organization's benefit and either paid to or expended on its behalf The value ofserVIceS or faCIlitieS furnished by a governmental unit to the organization Without charge Total.Add lines 1 through 3 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 1 1, column Public support. Subtract line 5 from line 4 Section B. Total Support Calendar year (or fiscal year beginning 7 8 10 11 12 13 (a)2009 (b)2010 (c)2011 (d)2012 (e)2013 (f)Total in) Amounts from line 4 Gross income from interest, leldendS, payments received on securities loans, rents, royalties and income from Similar sources Net income from unrelated busmess actIVItieS, whether or not the buSiness IS regularly carried on Other income Do not include gain or loss from the sale ofcapital assets (Explain in Part IV) Total support (Add lines 7 through 10) Gross receipts from related actIVIties, etc (see instructions) 12 First five years. Ifthe Form 990 IS for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check thisboxandstophere Section C. Computation of Public Support Percentage 14 Public support percentage for 2013 (line 6, column lelded by line 11, column 14 15 Public support percentage for 2012 Schedule A, Part II, line 14 15 16a 33 1/3?/o support test?2013.Ifthe organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box and stop here. The organization qualifies as a publicly supported organization 33 1/3?/o support test?2012.Ifthe organization did not check a box on line 13 or 16a, and line 15 IS 33 1/3% or more, check this box and stop here.The organization qualifies as a publicly supported organization 17a organization did not check a box on line 13, 16a, or 16b, and line 14 is 10% or more, and ifthe organization meets the "facts-and-CIrcumstanceS" test, check this box and stop here. Explain in Part IV how the organization meets the "facts-and-Circumstances" test The organization qualifies as a publicly supported organization organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 IS 10% or more, and ifthe organization meets the "facts-and-CIrcumstances" test, check this box and stop here. Explain in Part IV how the organization meets the "facts-and-CIrcumstanceS" test The organization qualifies as a publicly supported organization 18 Private foundation. Ifthe organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see instructions Schedule A (Form 990 or 990-EZ) 2013 Schedule A (Form 990 or 990-EZ) 2013 Page 3 Support Schedule for Organizations Described in Section 509(a)(2) (Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.) Section A. Public Support Calendar year (or fiscal year beginning 1 7a 8 (a)2009 (b)2010 (c)2011 (d)2012 (e)2013 (f)Total in) Gifts, grants, contributions, and membership fees received (Do not include any "unusual grants Gross receipts from merchandise sold or serVIces performed, orfaCIlities furnished in any actIVIty that is related to the organization's tax-exempt purpose Gross receipts from actIVIties that are not an unrelated trade or busmess under section 513 Tax revenues leVIed forthe organization's benefit and either paid to or expended on its behalf The value ofserVIces or faCIlities furnished by a governmental unit to the organization Without charge Total.Add lines 1 through 5 Amounts included on lines 1, 2, and 3 received from disqualified persons Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of$5,000 or 1% ofthe amount on line 13 for the year Add lines 7a and 7b Public support (Subtract line 7c from line 6 Section B. Total Support Calendar year (or fiscal year beginning 9 10a 11 12 13 14 (a)2009 (b)2010 (c)2011 (d)2012 (e)2013 (f)Total in) Amounts from line 6 Gross income from interest, diVidends, payments received on securities loans, rents, royalties and income from Similar sources Unrelated busmess taxable income (less section 511 taxes) from busmesses achIred after June 30, 1975 Add lines 10a and 10b Net income from unrelated busmess actIVIties not included in line 10b, whether or not the busmess is regularly carried on Other income Do not include gain or loss from the sale of capital assets (Explain in Part IV) Total support. (Add lines 9, 10c, 11, and 12) First five years. Ifthe Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a 501(c)(3) organization, check this box and stop here Section C. Computation of Public Support Percentage 15 Public support percentage for 2013 (line 8, column lelded by line 13, column 15 16 Public support percentage from 2012 Schedule 15 15 Section D. Computation of Investment Income Percentage 17 Investment income percentage for 2013 (line 10c, column lelded by line 13, column 17 18 Investment income percentage from 2012 Schedule A, Part line 17 13 19a 33 1/3?/o support tests?2013.Ifthe organization did not check the box on line 14, and line 15 is more than 33 and line 17 is not more than 33 13%, check this box and stop here. The organization qualifies as a publicly supported organization 33 1/3?/o support tests?2012.Ifthe organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 13%, check this box and stop here.The organization qualifies as a publicly supported organization 20 Private foundation. Ifthe organization did not check a box on line 14, 19a, or 19b, check this box and see instructions Schedule A (Form 990 or 990-EZ) 2013 Schedule A (Form 990 or 990-EZ) 2013 Page 4 Part IV Supplemental Information. Provnde the explanations requured by Part II, We 10; Part II, line 17a or 17b; and Part line 12. Also complete part for any additional Information. (See Instructions). Facts And Circumstances Test Return Reference Explanation Schedule A (Form 990 or 990-EZ) 2013 Iefile GRAPHIC print - DO NOT PROCESS As Filed Data - SCHEDULE (Form 990) Department of the Treasury Internal Revenue Servrce Name of the organization CHARLES KOCH INSTITUTE OMB No 1545-0047 Open to Public Inspection Employer identification number Supplemental Financial Statements Ir Complete if the organization answered "Yes," to Form 990, Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b Ir Attach to Form 990. hr See separate instructions. Ir Information about Schedule (Form 990) and its instructions is at 27-4967732 Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete If the organIzatIon answered "Yes" to Form 990 Part IVDonor adVIsed funds Funds and other accounts Total number at end of year Aggregate contrIbutIons to (durIng year) Aggregate grants from (durIng year) Aggregate value at end ofyear the organIzatIon Inform all donors and donor adVIsors In ertIng that the assets held In donor adVIsed funds are the organIzatIon's property, subject to the organIzatIon's excluswe legal control? Yes No the organIzatIon Inform all grantees, donors, and donor adVIsors In ertIng that grant funds can be used only for charItable purposes and not for the bene?t ofthe donor or donor adVIsor, or for any other purpose conferrIng ImpermISSIble prIvate bene?t? Yes NO Conservation Easements. Complete If the organlzatIon answered "Yes" to Form 990, Part IV, Ine 7. 1 Purpose(s) ofconservatIon easements held by the organIzatIon (check all that apply) PreservatIon ofland for pubIIc use (e recreatIon or educatIon) PreservatIon ofan hIstorIcally Important land area ProtectIon of natural habItat PreservatIon ofa certIerd hIstorIc structure PreservatIon ofopen space Complete Ines 2a through 2d Ifthe organlzatIon held a conservatIon contrIbutIon In the form ofa conservatIon easement on the last day ofthe tax year Held at the End of the Year Total number ofconservatIon easements 2a Total acreage restrIcted by conservatIon easements 2b Number ofconservatlon easements on a certIerd hIstorIc structure Included In 2c Number ofconservatlon easements Included In achIred after 8/17/06, and not on a hIstorIc structure Isted In the NatIonal RegIster 2d Number ofconservatlon easements modIerd, transferred, released, or termInated by the organIzatIon durIng the tax year Ir Number ofstates where property subject to conservatIon easement Is located II- Does the organIzatIon have a ertten pollcy regardIng the perIodIc monItorIng, InspectIon, handIIng ofVIolatIons, and enforcement ofthe conservatIon easements It holds? Yes NO Staff and volunteer hours devoted to monItorIng, InspectIng, and enforcmg conservatIon easements durIng the year II- Amount ofexpenses Incurred In monItorIng, InspectIng, and enforcmg conservatIon easements durIng the year Does each conservatIon easement reported on Me 2(d) above satIsfy the reqUIrements ofsectIon and sectIon Yes No In Part descrIbe how the organIzatIon reports conservatIon easements In Its revenue and expense statement, and balance sheet, and Include, IfappIIcable, the text of the footnote to the organIzatIon?s fInanCIal statements that descrIbes the organIzatIon?s accountIng for conservatIon easements Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets. 1a Complete If the organIzatIon answered "Yes" to Form 990, Part IV, IIne 8. Ifthe organIzatIon elected, as permItted under SFAS 116 (ASC 958), not to report In Its revenue statement and balance sheet works ofart, hIstorIcal treasures, or other assets held for pubIIc ethbItIon, educatIon, or research In furtherance of pubIIc serVIce, prOVIde, In Part the text ofthe footnote to Its fInanCIal statements that descrIbes these Items Ifthe organIzatIon elected, as permItted under SFAS 116 (ASC 958), to report In Its revenue statement and balance sheet works ofart, hIstorIcal treasures, or other assets held for pubIIc ethbItIon, educatIon, or research In furtherance of pubIIc serVIce, prowde the followmg amounts relatIng to these Items Revenues Included In Form 990, Part Me 1 Ir (ii)Assets IncludedIn Form 990,PartX Ifthe organIzatIon recered or held works ofart, hIstorIcal treasures, or other assets for fInanCIal gaIn, prOVIde the followmg amounts reqUIred to be reported under SFAS 116 (ASC 958) relatIng to these Items Revenues Included In Form 990, Part Me 1 Ir$ Assets IncludedIn Form 990,PartX For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 52283D Schedule (Form 990) 2013 Schedule (Form 990) 2013 Manizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued) Page 2 3 Usmg the organization's achISItion, accessmn, and other records, check any ofthe followmg that are a Significant use of Its collection Items (check all that apply) a publlc Loan or exchange programs Scholarly research Other Preservation for future generations 4 Prowde a description of the organization's collections and explain how they further the organization?s exempt purpose in Part 5 During the year, did the organization or receive donations ofart, historical treasures or other Similar assets to be sold to raise funds ratherthan to be maintained as part ofthe organization?s collection? NO Part IV Escrow and Custodial Arrangements. Complete if the organization answered "Yes" to Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21. 1a Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included on Form 990,Part FY85 If "Yes," explain the arrangement in Part and complete the followmg table Amount Beginning balance Additions during the year Distributions during the year Ending balance 2a Did the organization include an amount on Form 990,Part X,line 21? I_Yes If"Yes," explain the arrangement in Part Check here ifthe explanation has been prowded in Part Part Endowment Funds. Complete if the organization answered "Yes" to Form 990, Part IV, line 10. (a)Current year (b)Prior year (c)Two years back (d)Three years back (e)Four years back 1a Beginning ofyear balance Contributions Net investment earnings, gains, and losses Grants or scholarships Other expenditures forfaCIlities and programs Administrative expenses 9 End ofyear balance 2 Prowde the estimated percentage ofthe current year end balance (line lg, column held as a Board de5ignated or quaSI-endowment II- Permanent endowment II- Temporarily restricted endowment hr The percentages in lines 2a, 2b, and 2c should equal 100% 3a Are there endowment funds not in the possessmn ofthe organization that are held and administered for the organization by Yes No unrelated organizations 3a(i) (ii) related organizations . . . . . . . . . . . . . . If"Yes" to 3a(ii), are the related organizations listed as reqUIred on Schedule 3b 4 Describe in Part the intended uses ofthe organization's endowment funds Land, Buildings, and Equipment. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11a. See Form 990, Part X, line 10. Description of property Cost or other ba5is (investment) (b)Cost or other ba5is (other) depreCIation Accum lated Book value 1a Land Leasehold improvements 646,071 239,024 407,047 (I EqUIpment 622,184 461,280 160,904 eOther Total. Add lines 1a through 1e (Column must equal Form 990, Part X, column (3), line Ir 567,951 Schedule (Form 990) 2013 Schedule (Form 990)2013 Page3 Investments?Other Securities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11b. See Form 990, Part X, line 12. Description ofsecurity or category (b)Book value Method ofvaluation (including name ofsecurity) Cost or end-of?year market value (1 )FinanCIal derivatives (2)Closely-held equity interests (3)0ther PARTNERSHIP 178,454,782 Total. (Column must equal Form 990, PartX, col (B) line 12) 178,4 54,782 Investments?Program Related. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11c. See Form 990, Part X, line 13. Description of investment Book value Method ofvaluation Cost or end-of?year market value Total. (Column must equal Form 990, PartX, col (B) line 13) Other Assets. Complete ifthe organization answered 'Yes' to Form 990, Part IV, line 11d See Form 990, Part X, line 15 Description Book value . . . . . . . . . . . II- Other Liabilities. Complete if the organization answered 'Yes' to Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25. 1 Description of liability Book value Federal income taxes Total. (Column must equal Form 990, PartX, col (B) line 25) p. 2. Liability for uncertain tax pOSItions In Part prowde the text of the footnote to the organization's finanCIal statements that reports the organization's liability for uncertain tax pOSItions under FIN 48 (ASC 740) Check here if the text of the footnote has been provided in Part Schedule (Form 990) 2013 Schedule (Form 990)2013 Page4 Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a. Total revenue, gains, and other support per audited finanCIal statements . . . . . . . 1 2 Amounts included on line 1 but not on Form 990, Part line 12 a Net unrealized gains on Investments . . . . . . . . . . 2a Donated serVIces and use offaCIlities . . . . . . . . . 2b Recoveries of prior year grants . . . . . . . . . . . 2c Other (Describe in Part . . . . . . . . . . . . 2d Add lines 2a through Subtract line 2e from line Amounts included on Form 990, Part line 12, but not on line 1 Investment expenses notincluded on Form 990,Part 7b . 4a Other (Describe in Part . . . . . . . . . . . 4b Addlines4aand4bTotal revenue Add lines 3and 4c. (This must equal Form 990, Part I, line 12Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' to Form 990, Part IV, line 12a. Total expenses and losses per audited finanCIal statements . . . . . . . . . . . 1 2 Amounts included on line 1 but not on Form 990, Part IX, line 25 a Donated serVIces and use offaCIlities . . . . . . . . . . 2a Prior year adjustments . . . . . . . . . . . . . . 2b Otherlosses . . . . . . . . . . . . . . . . 2c Other (Describe in Part . . . . . . . . . . . . 2d Add lines 2a through Subtract line 2e from line Amounts included on Form 990, Part IX, line 25, but not on line 1: Investment expenses notincluded on Form 990,Part 7b . . 4a Other (Describe in Part . . . . . . . . . . . . 4b Addlines4aand4bTotalexpenses Add lines 3and 4c. (This must equalForm 990,PartI,line 18Supplemental Information Prowde the descriptions reqUIred for Part II, lines 3, 5, and 9, Part lines 1a and 4, Part IV, lines 1b and 2b, Part V, line 4, Part X, line 2, Part XI, lines 2d and 4b, and Part XII, lines 2d and 4b Also complete this part to prowde any additional information Return Reference Explanation Schedule (Form 990) 2013 Schedule (Form 990)2013 Pages Su lemental Information continued Return Reference Explanation Schedule (Form 990) 2013 lefile GRAPHIC Jrint - DO NOT PROCESS IAs Filed Data - SC DU LE (Form 990 or 990-EZ) Depanment of the Treasury Internal Revenue Sennce OMB No 1545-0047 Schools IIrComplete if the organization answered "Yes" to Form 990, Part IV, line 13, or Form 990-EZ, Part VI, line 48. Ir Attach to Form 990 or Form 990-EZ. Name of the organization CHARLES KOCH 1 27-4967732 Ir Information about Schedule (Form 990 or 990-EZ) and its instructions is at gpe" t: PUb'ic nspec ion Employer identification number Does the organization have a raCIally nondiscriminatory policy toward students by statement in its charter, bylaws, other governing instrument, or in a resolution of its governing body? Does the organization include a statement ofits raCIally nondiscriminatory policy toward students in all its brochures, catalogues, and other written communications With the public dealing With student admi55ions, programs, and scholarships? Has the organization pubIICIzed its raCIally nondiscriminatory policy through newspaper or broadcast media during the period ofsolimtation for students, or during the registration period if it has no SOIICItation program, in a way that makes the policy known to all parts ofthe general community it serves? If"Yes," please describe If"No," please explain Ifyou need more space use Part II Does the organization maintain the followmg? 3 Records indicating the raCIal compOSItion ofthe student body, faculty, and administrative staff? Records documenting that scholarships and otherfinanCIal a55istance are awarded on a raCIally nondiscriminatory 6a ba5is? Copies ofall catalogues, brochures, announcements, and other written communications to the public dealing With student programs, and scholarships? Copies ofall material used by the organization or on its behalfto contributions? Ifyou answered "No" to any ofthe above, please explain Ifyou need more space, use Part II Does the organization discriminate by race in any way With respect to Students' rights or prIVIleges? Employment of faculty or administrative staff? Scholarships or otherfinanCIal a55istance? Educational Use offaCIlities? Athletic programs? Other extracurricular actIVIties? Ifyou answered "Yes" to any ofthe above, please explain Ifyou need more space, use Part II Does the organization receive any finanCIal aid or a55istance from a governmental agency? Has the organization's right to such aid ever been revoked or suspended? Ifyou answered "Yes" to either line 6a or line 6b, explain on Part II Does the organization certify that it has complied With the applicable reqUIrements ofsections 4 01 through 4 05 of Rev Proc 75-50, 1975-2 587, covering raCIal nondiscrimination? If"No," explain on Part Yes Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ. Cat No 50085D Schedule (Form 990 or 990-EZ) 2013 ScheduleE (Form 990 or990EZ)2013 Page2 Supplemental Information. Prowde the explanations reqUIred by Part I, lines applicable Also complete this part to prowde any other additional Information (see instructions) Return Reference Explanation FORM 990, SCHEDULE E, PART I, LINE 3 THE ORGANIZATION HAS PUBLISHED ITS RACIALLY NONDISCRIMINATORY POLICY IN THE WASHINGTON TIMES Schedule (Form 990 or 990-EZ) 2013 lefile GRAPHIC print - DO NOT PROCESS IAs Filed Data - DLN: 93493321118224 Schedule I (Form 990) Department of the Treasury Internal Revenue Sewice Name of the organization CHARLES KOCH INSTITUTE Grants and Other Assistance to Organizations, Governments and Individuals in the United States Complete if the organization answered "Yes," to Form 990, Part IV, line 21 or 22. Attach to Form 990 Information about Schedule I (Form 990) and its instructions is at OMB No 1545-0047 Open to Public Inspection Employer identification number 27-4967732 General Information on Grants and Assistance 1 Does the organization maintain records to substantiate the amount of the grants or a55istance, the grantees' eligibility for the grants or a55istance, and the selection criteria used to award the grants or a55istance7 . 2 Describe In Part IV the organization's procedures for monitoring the use ofgrant fund 5 In the United States I7 Yes No Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 21, for any reCIpient that received more than $5,000. Part II can be duplicated if additional space IS needed. Name and address of EIN IRC Code section Amount ofcash Amount of non- Method of (9) Description of Purpose ofgrant organization ifapplicable grant cash valuation non-cash a55istance ora55istance or government a55istance (book, FMV,appraisa , other) UNIVERSITY 35-6018940 30,000 EDUCATIONAL FOUNDATION PO BOX 6460 42206 OF NORTH 56-6172047 22,500 EDUCATIONAL CAROLINA 209 SOUTH ROAD CHAPEL 27599 2 Enter total number ofsection 501(c)(3) and government organizations listed in the line 1 table . 2 3 Enter total number of other organizations listed in the line 1 table . 0 For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat NO 50055P Schedule I (Form 990) 2013 Schedule I (Form 990) 2013 Grants and Other Assistance to Individuals in the United States Part can be duplicated if additional space IS needed. . Complete if the organization answered "Yes" to Form 990, Part IV, line 22. Page 2 (a)Type of grant or a55istance (b)Number of reCIpients (c)Amount of cash grant (d)Amount of non-cash aSSIstance (e)Method ofvaluation (book, FMV, appraisal, other) (f)Description of non-cash aSSIstance Part IV Supplemental Information. Prowde the information reqwred in Part I, line 2, Part column and any other additional information. Return Reference Explanation SCHEDULE I, PART I, LINE 2 THE ORGANIZATION PROVIDED GENERAL SUPPORT GRANTS TO BE USED FOR CHARITABLE AND EDUCATIONAL PURPOSES THE GRANT AWARD LETTERS PROHIBIT THE GRANTEE FROM USING THE GRANT FUNDS FOR LOBBYING AND POLITICAL PURPOSES, AND REQUIRE THE GRANTEE TO FURNISH A REPORT TO THE ORGANIZATION DESCRIBING THE CHARITABLE AND EDUCATIONAL ACTIVITIES FULFILLED BY THE USE OF GRANT FUNDS Schedule I (Form 990) 2013 lefile GRAPHIC print - DO NOT PROCESS IAs Filed Data - Schedule (Form 990) Department of the Treasury Internal Revenue Servrce Name ofthe organrzatron CHARLES KOCH INSTITUTE Compensation Information OMB No 1545-0047 For certain Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees Ir Complete if the organization answered "Yes" to Form 990, Part IV, line 23. hr Attach to Form 990. hr See separate instruct ions. II- Information about Schedule (Form 990) and its instructions is at 27-4967732 Questions Regarding Compensation 1a 9 Open to Public Inspection Employer identification number Check the approprate box(es) rfthe organrzatron provrded any ofthe followrng to or for a person lrsted In Form 990, Part VII, Sectron A, lrne 1a Complete Part to provrde any relevant rnformatron these Items or charter travel Housrng allowance or resrdence for personal use Travel for companrons Payments for busrness use of personal resrdence Tax and gross-up payments Health or socral club dues or fees account Personal servrces (e mard, chauffeur, chef) Ifany of the boxes rn lrne 1a are checked, the organrzatron followa polrcy payment or rermbursement or provrsron ofall ofthe expenses above? If"No," complete Part to explarn the organrzatron requrre substantratron prrorto or allowrng expenses Incurred by all drrectors, trustees, offrcers, rncludrng the CEO/Executrve Drrector, the Items checked rn lrne 1a? Indrcate Ifany, ofthe followrng the organrzatron used to the compensatron ofthe organrzatron's CEO/Executrve Drrector Check all that apply Do not check any boxes for methods used by a related organrzatron to compensatron ofthe CEO/Executrve Drrector, but explarn In Part Compensatron employment contract Independent compensatron consultant I7 Compensatron survey or study Form 990 of other organrzatrons I7 Approval by the board or compensatron Durrng the year, any person lrsted rn Form 990, Part VII, Sectron A, lrne 1a respect to the organrzatron or a related organrzatron Recerve a severance payment or change-of?control payment? In, or recerve payment from, a supplemental nonqualrfred retrrement plan? In, or recerve payment from, an equrty-based compensatron arrangement? If"Yes" to any oflrnes 4a-c, the persons and provrde the amounts for each Item In Part Only 501(c)(3) and 501(c)(4) organizations only must complete lines 5-9. For persons lrsted rn Form 990, Part VII, Sectron A, lrne 1a, the organrzatron pay or accrue any compensatron on the revenues of The organrzatron? Any related organrzatron? If"Yes," to lrne 5a or 5b, In Part For persons lrsted rn Form 990, Part VII, Sectron A, lrne 1a, the organrzatron pay or accrue any compensatron on the net of The organrzatron? Any related organrzatron? If"Yes," to lrne 6a or 6b, In Part For persons lrsted rn Form 990, Part VII, Sectron A, lrne 1a, the organrzatron provrde any non-frxed payments not rn lrnes 5 and 6? If"Yes," In Part Were any amounts reported In Form 990, Part VII, pard or accured pursuant to a contract that was subject to the contract exceptron rn Regulatrons sectron 53 If"Yes," In Part If"Yes" to lrne 8, the organrzatron also follow the rebuttable presumptron procedure rn Regulatrons sectron For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 50053T Schedule (Form 990) 2013 Schedule (Form 990) 2013 Page 2 Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate COPIES If additional space IS needed. For each indIVIdual whose compensation must be reported In Schedule J, report compensation from the organization on row and from related organizations, described in the instructions, on row (iI) Do not list any that are not listed on Form 990, Part VII Note. The sum ofcolumns for each listed IndIVIdual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that indIVIdual (A) Name and Title (B) Breakdown ofW-2 and/or 1099-MISC compensation (C) Retirement and (D) Nontaxable (E) Total ofcolumns (F) Compensation 0) Base (ii) Bonus Other other deferred bene?ts reported as deferred corn ensatlon 'ncent'Ve reportable compensation In prior Form 990 compensation compensation 1 LOGAN MOORE . 0F 143:888 75,000 7,038 9,657 235,583 OPERATIONS 0 0 0 ROBERTS DIRECTOR- 106,893 50,000 9,413 0 166,306 (ii) 0 0 0 0 RELATIONS MULLINS DIRECTOR- (0 132,081 15,000 8,084 11,211 166,376 (ii) 0 0 0 0 MKTG Schedule (Form 990) 2013 ScheduleJ (Form 990)2013 Page3 Supplemental Information Prowde the Information, explanation, or descriptions reqUIred for Part I, lines 1aand for Part II Also complete this part for any additional information Ret urn Reference FORM 990, SCHEDULE J, PART I, LINE 7 Explanation INCENTIVE COMPENSATION, NOT BASED ON FINANCIAL RESULTS OF THE INSTITUTE Schedule (Form 990) 2013 lefile GRAPHIC print - DO NOT PROCESS As Filed Data - SCHEDULE (Form 990) Department of the Treasury Internal Revenue Servrce Name of the organization CHARLES KOCH INSTITUTE IrInformation about Schedule (Form 990) and its instruct ions is at ov form990. OMB No 1545-0047 Noncash Contributions ir-Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30. h- Attach to Form 990. 2013 Open to Public Ins - ection Employer identification number 27-4967732 Types of Property (C) Check Number ofcontributions Noncash contribution Method ofdetermining if or Items contributed amounts reported on noncash contribution amounts applicable Form 19 1 Art?Works ofart 2 Art?Historical treasures 3 Art?Fractional interests 4 Books and publications 5 Clothing and household goods . . . 6 Cars and other vehicles 7 Boats and planes 8 Intellectual property 9 Securities?Publicly traded 10 Securities?Closely held stock . 1 30,965,417 MARKET VALUE 11 Securities?Partnership, LLC, or trust interests 12 Securities?Miscellaneous 13 Qualified conservation contribution?Historic structures . 14 Qualified conservation contribution?O ther 15 Real estate?Resrdential 16 Real estate?Commercral 17 Real estate?Other 18 Collectibles 19 Food inventory 20 Drugs and medical supplies 21 Taxrdermy 22 Historical artifacts 23 Screntific specrmens 24 Archeological artifacts 25 Otherir( 26 Other 27 Other Ir( 28 Otherir( 29 Number of Forms 8283 received by the organization during the tax yearfor contributions for which the organization completed Form 8283, Part IV, Donee Acknowledgement 29 1 Yes No 30a During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which IS not requrred to be used for exempt purposes for the entire holding period? 30a No If"Yes," describe the arrangement in Part II 31 Does the organization have a gift acceptance policy that requrres the revrew ofany non-standard contributions? 31 N0 32a Does the organization hire or use third parties or related organizations to process, or sell noncash contributions? 32a No If"Yes," describe in Part II 33 describe in PartII Ifthe organization did not report an amount in column for a type of property for which column is checked, For Paperwork Reduction Act Notice, see the Instructions for Form 990. Cat No 51227] Schedule (Form 990) (2013) Schedule (Form 990) (2013) Page 2 Supplemental Information. Prowde the Information reqUIred by Part I, llnes 30b, 32b, and 33, and whether the organization IS reporting In Part I, column the number of COI'ltl?lbUthHS, the number of Items or a combination of both. Also complete part for any additional Information. Return Reference Explanation FORM M, PART I, THE AMOUNT REPORTED IN PART ON LINE 10 REPRESENTS THE NUMBER OF LINE CONTRIBUTIONS Schedule (Form 990) (2013) Iefile GRAPHIC print - DO NOT PROCESS IAs Filed Data - SCHEDULE 0 (Form 990 or 990-EZ) Department of the Treasury Internal Revenue Senrrce Supplemental Information to Form 990 or 990-EZ Complete to provide information for responses to specific questions on OMB No 1545-0047 2013 Open to Public Form 990 or to provide any additional information. Ir Attach to Form 990 or 990-EZ. Inspection II- Information about Schedule 0 (Form 990 or 990-EZ) and its instructions is at orm990. Name of the organrzatron CHARLES KOCH INSTITUTE Employer identification number 27-4967732 990 Schedule 0, Supplemental Information Return Reference Explanation FORM 990, PART VI, SECTION A, LINE 2 CHARLES KOCH, ELIZABETH KOCH AND CHARLES CHASE KOCH HAVE A FAMILY RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 2 VARIOUS OFFICERS AND DIRECTORS HAVE A BUSINESS RELATIONSHIP FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO SUCH COMMITTEES FORM 990, PART VI, SECTION A, LINE 9 CHARLES KOC H, ELIZABETH KOCH, CHARLES CHASE KOCH, HEATHER LOVE CAN BE REACHED AT 4111 37TH STRE ET N, WICHITA, KS 67220 FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE INSTITUTES FORM 990 WAS SENT TO AND REVIEWED BY THE INSTITUTES TREASURER A ND SECRETARY IF TIME ALLOWS, THE FORM 990 AND ALL REQUIRED SCHEDULES WILL BE PROVIDED TO THE BOARD OF DIRECTORS PRIOR TO FILING FORM 990, PART VI, SECTION B, LINE 12C IN SUMMARY, THE INSTITUTES CONFLICT OF INTEREST POLICY COVERS PROPOSED TRANSACTIONS WHERE INTERESTED PERSONS (I E, BOARD MEMBERS AND OFFICERS) MAY HAVEA FINANCIAL INTEREST IN A TRANSACTION BEING CONSIDERED BY THE BOARD OF DIRECTORS OR A COMMITTEE THEREOF THE BOARD COMMITTEE THEREOF HAS VARIOUS OPTIONS TO ADDRESS THE PROPOSED TRANSACTION AND WHETHER IT PRESENTS A CONFLICT OF INTEREST, INCLUDING EVALUATING THE FAIRNESS OF THE TRANSACTION, WH ETHER TO APPOINT A DISINTERESTED OR COMMITTEE TO EVALUATE THE TRANSACTION, CONSU LTING LEGAL COUNSEL, ETC FORM 990 PART VI, SECTION B, LINES 15A WITH RESPECT TO COMPENSATION FOR CKI OFFICERS FOR THE 2013 YEAR, MR RICHARD FINK APPROVED THE COMPENSATION LEVELS AND THOSE INDIVIDUALS WERE COMPENSATED BASED ON COMPARABLE AMOUNT PAID BY COMPARABLE ORGANIZATIONS FOR COMPARABLE SERVICES FORM 990, PART VI, SECTION C, LINE 19 THE INSTITUTE MAKES DOCUMENTS AVAILABLE IN ACCORDANCE WITH IRS RULES FORM 990 PART IX LINE 11G DESCRIPTION STUDENT PROGRAM FEES TOTAL FEES 803279 FORM 990 PART IX LINE 11G DESCRIPTION EDUCATIONAL PROGRAM FEES TOTAL FEES 330929 FORM 990 PART IX LINE 11G DESCRIPTION FACULTY FEES TOTAL FEES 121325 FORM 990 PART IX LINE 11G DESCRIPTION CORPORATE FILING TOTAL FEES 25621 FORM 990 PART IX LINE 11G DESCRIPTION TEMPORARY HELP TOTAL FEES 9567 FORM 990 PART IX LINE 11G DESCRIPTION STUDENT EDUCATIONAL PROGRAMS TOTAL FEES 293844 lefile GRAPHIC print - DO NOT PROCESS IAs Filed Data - DLN: 93493321118224 SCHEDULE Related Organizations and Unrelated Partnerships OMB 1545'0047 (Form 990) Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35bAttach to Form 990. h- See separate instructions. Open to Public Inspection Information about Schedule (Form 990) and its instructions is at Name of the organization Employer identification number CHARLES KOCH INSTITUTE Department of the Treasury Internal Revenue Servrce 27-4967732 Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33. (C) (0 Name, address, and EIN (if applicable) of disregarded entity Primary actIVIty Legal (state Total income End?of?year assets Direct controlling or foreign country) entity (1) CKI EVENTS LLC SCHOOL EVENTS DE 0 0 CKI 4201 WILSON BLVD 110-493 ARLINGTON, VA 22203 27-4967732 Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax?exempt organizations during the tax year. (C) (9) Name, address, and EIN of related organization Primary actIVIty Legal domICIIe (state Exempt Code section Public charity status Direct controlling Section 512(b) or foreign country) (if section 501(c)(3)) entity (13) controlled entity? Yes No (1) CHARLES KOCH FOUNDATION GRANT MAKING KS PF NA Yes PO BOX 2256 WICHITA, KS 67201 48-0918408 (2) CLAUDE LAMBE CHARITABLE FOUNDATION GRANT MAKING KS PF NA Yes PO BOX 2256 WICHITA, KS 67201 48-0935563 (3) KNOWLEDGE PROGRESS FUND INC GRANT MAKING KS PF NA Yes PO BOX 2256 WICHITA, KS 67201 54-1899251 (4) FRED MARY KOCH FOUNDATION INC GRANT MAKING KS PF NA Yes PO BOX 2256 WICHITA, KS 67201 48-6113560 For Paperwork Reduction Act Notice, see the Instructions for Form 990. at 5 1 3 5 Schedule (Form 990) 2013 Schedule (Form 990) 2013 Page 2 Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year. (C) (9) 00 Name, address, and EIN of Primary actIVIty Legal Direct Predominant Share of Share of Disproprtionate Code General or Percentage related organization domICIle controlling income(related, total income end?of?year allocations? amount in box managing ownership (state or entity unrelated, assets 20 of partner? foreign excluded from Schedule K?l country) tax under (Fon'n 1065) sections 512? 514) Yes No Yes No Part IV Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year. (C) Name, address, and EIN of Primary actIVIty Legal Direct controlling Type of entity Share of total Share of end? Percentage Section 512 related organization domICIle entity (C corp, 5 income of?year ownership (state or foreign corp, assets controlled country) or trust) entity? Yes No Schedule (Form 990) 2013 ScheduleR(Form990)2013 Page3 Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36. Note. Complete line 1 ifany entity is listed In Parts II, or IV of this schedule Yes No 1 During the tax year, did the orgranization engage In any of the followmg transactions With one or more related organizations listed in Parts a Receipt of interest (ii) annUIties royalties or (iv) rent from a controlled entity 1a NO Gift, grant, or capital contribution to related organization(s) 1b No Gift, grant, or capital contribution from related organization(s) 1C N0 Loans or loan guarantees to or for related organization(s) 1d N0 Loans or loan guarantees by related organization(s) 19- N0 DIVldendS from related organization(s) 1f N0 9 Sale ofassets to related organization(s) 19 NO Purchase ofassets from related organization(s) 1" No i Exchange ofassets With related organization(s) 1i N0 Lease offaCIlities, eqUIpment, or other assets to related organization(s) 1i No Lease of faCIlities, eqUIpment, or other assets from related organization(s) 1k NO I Performance ofserVIces or membership orfundraismg SOIICItations for related organization(s) 1' N0 Performance ofserVIces or membership orfundraismg SOIICItations by related organization(s) N0 Sharing offaCIlities, eqUIpment, mailing lists, or other assets With related organization(s) 1" Yes 0 Sharing of paid employees With related organization(s) 10 Yes Reimbursement paid to related organization(s) for expenses 1P N0 Reimbursement paid by related organization(s) for expenses 1Cl N0 Othertransfer ofcash or property to related organization(s) 1r NO 5 Other transfer ofcash or property from related organization(s) 15 N0 2 Ifthe answerto any ofthe above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds (C) (60 Name of related organization Transaction Amount involved Method of determining amount involved type (1) CHARLES KOCH FOUNDATION 0 104,000 FMV Schedule (Form 990) 2013 Schedule (Form 990) 2013 Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37. Prowde the followmg Information for each entity taxed as a partnership through which the organization conducted more than five percent of its actIVIties (measured by total assets or gross revenue) that was not a related organization See instructions regarding exc u5ion for certain investment partnerships Page 4 Name, address, and EIN of entity Prima ry activ ity (C) Legal domICIle (state or foreign country) Predominant income (related, unrelated, excluded from tax under sections 512? 514) Are all partners organizations? (6) 501(c)(3) Ya (0 Share of total income (9) Share of nd ?of? yea assets Dispropitio nate allocations? Yes Code V7UBI amount in box 20 of Schedule (Form 1065) General or managing partner? 00 Percentage ownership Yes No Schedule (Form 990) 2013 Schedule (Form 990) 2013 Page 5 Supplemental Information Prowde additional Information for responses to questions on Schedule (see Instructions) Ret urn Reference Explanation Schedule (Form 990) 2013