Case 1:14-mc-00193-P1 Document 40 Filed 11/25/15 Page 1 of 3 UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK ___________________________________________ SECURITIES AND EXCHANGE COMMISSION, Applicant, v. THE COMMITTEE ON WAYS AND MEANS OF THE U.S. HOUSE OF REPRESENTATIVES and BRIAN SUTTER, Respondents. ) ) ) ) ) ) ) ) ) ) ) ) ) Case No. 14 Misc. 00193 NOTICE OF APPEAL Respondents (i) the Committee on Ways and Means of the U.S. House of Representatives (“Committee”), and (ii) Brian Sutter, former Staff Director for the Committee’s Subcommittee on Health, hereby appeal to the United States Court of Appeals for the Second Circuit from the Memorandum Opinion & Order electronically entered in this case on November 16, 2015 (ECF No. 35). The statutory basis for this appeal includes 28 U.S.C. § 1291. Case 1:14-mc-00193-P1 Document 40 Filed 11/25/15 Page 2 of 3 Respectfully submitted, Kerry W. Kircher, General Counsel /s/ William Pittard William Pittard, Deputy General Counsel Todd B. Tatelman, Senior Assistant Counsel Eleni M. Roumel, Assistant Counsel Isaac B. Rosenberg, Assistant Counsel Kimberly Hamm, Assistant Counsel OFFICE OF GENERAL COUNSEL U.S. HOUSE OF REPRESENTATIVES 219 Cannon House Office Building Washington, D.C. 20515 Telephone: (202) 225-9700 Facsimile: (202) 226-1360 william.pittard@mail.house.gov Counsel for the Committee on Ways and Means of the U.S. House of Representatives, and Brian Sutter November 25, 2015 Case 1:14-mc-00193-P1 Document 40 Filed 11/25/15 Page 3 of 3 CERTIFICATE OF SERVICE I certify that on November 25, 2015, I filed via the Court’s CM/ECF system the foregoing Notice of Appeal, which I understand caused service of that filing on all registered users, including those identified below: Sanjay Wadhwa, Esquire Richard G. Primoff, Esquire Michael David Birnbaum, Esquire Amanda L. Straub, Esquire New York Regional Office SECURITIES AND EXCHANGE COMMISSION Three World Financial Center New York City, New York 10281 /s/ William Pittard William Pittard