November 3, 2015 Tom Vilsack Secretary of Agriculture U.S. Department of Agriculture Washington, D.C. Sent via press staff by email Dear Secretary Vilsack: On October 29, 2015, the White House issued a memo to federal agencies titled “Next steps to enhance biosafety and biosecurity in the United States.” The memo stresses the importance of transparency about select agent research and incidents and the need for there to be “accountability to the public.” (http://bit.ly/1Wu2FMQ) Over the past year, the U.S. Department of Agriculture’s Animal and Plant Health Inspection Service (APHIS) has repeatedly denied USA TODAY’s requests for basic, yet critical information about select agent incidents and enforcement actions – information that sheds important light on the operations at these labs and the effectiveness of federal oversight. Indeed, the White House memo’s attachments cite USA TODAY’s reporting in making the new transparency recommendations. While USA TODAY continues to believe that the USDA is required to provide access to the requested information under the federal Freedom of Information Act, the White House memo and its related documents make clear that the USDA can and should voluntarily release the information we’ve been seeking. We therefore ask that the USDA, as a demonstration of compliance with the White House’s new select agent transparency directives, “voluntarily” release – no later than Nov. 30, 2015 – certain key pieces of information (detailed below) that are of the type USDA has refused to release in the past under unsupportable claims that identifying select agent labs that have faced enforcement actions would pose a security threat. Yet even the White House’s own homeland security and scientific experts, who served on the Fast Track Action Committee on the Select Agent Regulations (FTAC) that developed many of the recommendations in the new memo, dispute the premise of USDA’s risk theory. “The FTAC recommends that information about BSAT research or incidents in BSAT laboratories be shared with the public, to the maximum extent possible. In most cases, withholding this information has negligible security value, since the 2 research, researchers, institutions, and agents involved with BSAT research are often published in scientific journals or can readily be inferred from public materials,” according to the FTAC report that is attached to the White House memo. (http://bit.ly/1Oj2ip9) The FTAC is made up of members of the government’s National Science and Technology Council, Committee on Homeland and National Security and Subcommittee on Biological Defense Research and Development. USA TODAY, in its requests for information has repeatedly pointed out that the names of select agent labs aren’t secret and that the USDA and its regulatory partners at the CDC specifically allow labs to publicize their select agent research in journal articles and on their websites. While the FTAC’s experts note there may be some specific types of information that might not be able to be “fully” released – information such as certain “characterization of biological threats” or information about how pathogens could be used for biocrimes – that’s not the kind of information that USA TODAY has been seeking. And any specific portions of information could be redacted. The FTAC experts make clear that even if the USDA believes it can’t release information under the FOIA, such restrictions “do not preclude research institutions or government laboratories from voluntarily disclosing such information.” While USA TODAY continues to believe that such information must be released under the FOIA, the memo makes clear that select agent enforcement action information can be voluntarily released outside of the FOIA. Indeed, the CDC – USDA’s partner agency in the Federal Select Agent Program -- has already engaged in an arbitrary practice of releasing select agent incident and select agent regulatory enforcement information if it wants to. Two examples: • In February 2015, the CDC created a document based on information about a joint CDC-USDA select agent violation investigation at the Tulane National Primate Research Center after an incident involving the release of the select agent bacterium Burkholderia pseudomallei. The press release document was posted on the CDC’s website and discloses the name of the Tulane National Primate Research Center, states that the center works with select agents and provides the name of the select agent pathogen involved in the regulatory investigation. http://www.cdc.gov/media/releases/2015/s0207-melioidosis.html • In March 2015, the CDC created a document and posted a public statement about the conclusion of the joint CDC-USDA select agent release investigation at the Tulane National Primate Research Center. http://www.cdc.gov/media/releases/2015/s0313-burkholderiapseudomallei.html This statement discloses that the Federal Select Agent program “suspended” TNPRC – a clear and public disclosure of a select agent enforcement action and details the types of lax safety practices that likely resulted in the release. 3 The White House memo and related recommendations call for such voluntary release of information to be the norm, not the exception and certainly not for it to be done arbitrarily. As the Fast Track Action Committee’s report notes, it is not the first to call attention to the importance of transparency in maintaining public support for biological research. The FTAC says: “Greater transparency was a key recommendation from the TFTF and FESAP reports, as well as reports from the National Science Advisory Board on Biosecurity (NSABB), (10) the National Science Foundation, Institute of Medicine advisory groups, professional societies and the broader community. These reports highlight the important role that communication and information sharing with communities that surround high-level containment laboratories play in good-neighbor relationships and in fostering a culture of transparency.” Therefore, USA TODAY calls on the USDA to voluntarily release the following information no later than Nov. 30, 2015: 1. The names of all select agent entities that USDA/APHIS has referred more than once for potential enforcement actions because of violation of select agent regulations. This information should be readily known to USDA/APHIS 2. The names all select agent entities referred by APHIS select agent staff for further investigation and possible enforcement action and basic information about when and why the referrals occurred, as well as the outcome of the referrals. (This information is readily available to USDA as it is contained in the unredacted version of this spreadsheet: http://bit.ly/1WuFUOb which was produced to USA TODAY under FOIA # 2015-APHIS-00984-F.) 3. An unredacted version of this spreadsheet: http://bit.ly/1WuFUOb 4. The names of select agent entities that were kicked out of the Federal Select Agent Program since 2003 by USDA/APHIS and the general reasons they had their registrations revoked. 5. The names of select agent entities that are or were suspended from doing select agent research and the general reason for their suspension/reinstatement and the dates of the suspensions. 6. The names of select agent entities currently under supervision of a federal performance improvement plan and that were put into that PIPP program by USDA/APHIS. We are asking that USDA voluntarily provide all of this information in the spirit of transparency and note that there is nothing that can be construed as a security risk by simply disclosing what select agent lab facilities have been referred for enforcement actions or paid fines or been kicked out of the select agent program. Indeed, those facilities that have had their select agent registrations revoked are not able to do any work with potential bioterror agents. While informing the public about labs’ select agent revocations or enforcement actions may be embarrassing for the lab operators, it doesn’t pose a select agent security risk. 4 Please be aware that the USDA’s response to this letter will be publicly reported on in an upcoming article examining what the transparency recommendations of the White House memo and expert panels mean for public access to information about select agent incidents and enforcement actions. Thank you in advance for your attention to this issue by Nov. 30, 2015. Sincerely, Alison Young Reporter 703-854-6466 ayoung@usatoday.com cc: Lisa O. Monaco, assistant to the President for Homeland Security and Counterterrorism John P. Holdren, assistant to the President for Science and Technology