990-PF EXTENSION GRANTED Return of Private Foundation or Section 4947(a)(1) Trust Treated as Private Foundation Do not enter Social Security numbers on this form as it may be made public. Department of the Treasury Internal RevenueServIce Information about Form 990-PF and its separate Instructions is at Open to Public Inspection For calendar year 2013 or tax year beginning Name of foundation CHARLES KOCH FOUNDATION 2013, and ending OMB No. 1545-0052 2?13 ,20 A Empioyer identi?cation number Number and street (or PO. box number if mail is not delivered to street address) P. 0. BOX 2256 Room/suite Telephone number (see instructions) (316) 828 -6847 City or town, state or province, country, and ZIP orforeign postal code WICHITA, KS 67201-2256 Check all that apply: Initial return Initial return of a former public charity Final return Amended return Address change Name change Check type of organization: Ii] Section 501( Section 4947(a1?1nonexempt charitable trust 3 exempt private foundation Other taxable private foundation I Fair market value of all assets at end of year (from Part II, col. line Accounting method:l_l Cash El Accrual Other (specify) It exemption application is pending. check hare . . 1. Foreign organizations. check here . I: 2. Foreign organizations meeting the 85% test, check here and attach computation If private foundation status was terminated I: under section check here . If the foundation is in a 60-month termination undersection check here (Part I, column must be on cash basis.) Disbursements Net investment Adjusted net )for charitable may not necessarily equal the amounts in books income income purposes column (see Instructional.) {cash basrs only) 1 Contributions i?s,granls, etc. received (attach scheduletitties?: 3 Interest on savings and temporary cash investments Dividends and interest from securities Gross rents . . . . . . . . . . . . . . . . . Net rental income or (loss) 3 63 Net gain or (loss) from saleofassets not on line 10 5 I 066 I 135 ?szi?iit?tfb?w fence-Il- 7 Capital gain net income (from Part IV, line Net short-term capital gain . . . . . . . . . 9 Income modifications - - - - - - - - - - - - 10 a Gross sales less return and allowances - - - - - Less: Cost of goods sold Gross pro?t or (loss) (attach schedule) I 11 Other income (attach schedule181,048.911- 12,716,380- 13 Compensation of of?cers, directors, trustees, etc. 0 8 14 Otheremployee salariesandwages . . . . . 1I859I115- 15 Pension plans, employee bene?ts 400I295- 401:085- 8, 16a Legal fees (attach schedule) I3 Accounting fees (attach schedule)AT_CHOther . 1I603I303- 915I438- 587:355- 17 Interest . . . . . . . . . . . . . . . . . . . 18 Taxes(attech . 144: 502- 25:430- 19 Depreciation (attach schedule) and depletion . 3 I 32 6 - 320 Occupancy . . . . . . . . . . . . . . . . . ?159:014- '2 21 Travel, conferences, and meetings 261 Printing and publications . . . . . . . . . . Other expenses (attach schedule)ATCH .Total operating and administrative expenses. 8' Add lines 13through 3I152I100- 25 Contributions. gifts, grants paid . . . . . . . 24I560I508- 25 31:52-21 949- 9411868- 27,712,608. 27 Subtract line 26 from line 12: a Excessol'revenueoverexpenses and disbursements 149 I 525 I 962 Net investment income (if negative, enter 11 7'74 i 512 - Adjusted net Income (if negative, enter -0-). . g?jcorggperwork Reduction Act Notice, see instructions. 3 Form 990-PF (2013) 16733H K932 11/13/2014 9:31:51 PM 85646 PAGE 5 Form sec-PF (2013) CHARLES KOCH FOUNDATION Page 2 Attached schedules and amounts in the Beginning of year End of year Balance Sheets $33.3 eanea' Book Value Book Value Fair Market Value 1 I 428,037. 333,464. 333,464. 2 Savings andtemporarycashinvestrnents . . . 771727r198? 9:310:290- 9:310:290- 3 Accounts receivable Less: allowance fordoubtful accountsb 72:101- 4:592:913- 4:592:913- 4 Pledges receivable Less: allowance for doubtful accounts 5 Grants receivable . . . . . . . . . . . . . . . . . . . . . . 6 Receivables due from of?cers. directors, trustees, and other disqualified persons (attach schedule) (see instructions) . 7 Other notes and loans receivable (attach schedule) Less: allowance for doubtful accounts .3 8 Inventories for sale or use . . I 9 Prepaid expenses anddeferredcharges . . . . . 85:533. 262r213- 252,213- 10 a Investments - U.S. and state government obligations (attach schedule)_ Investments - corporate stock (attach schedule) Investments - corporate bonds (attach schedule) . 329.721.6221- ATCH 6 3,377,694. 3,377,694. 2,455,694. 12 Investments - mortgage loans . . . . . . . . . . . . . . . . 13 - I I 186,067,154. 402,104,406. 425,142,402. ?4 20.582218?? . 521-- ATCH 8 11,631. 8,306. 8,306. 15 Other assets (describe 16 Total assets (to be completed by all filers - see the instructions. Also. seepage1.item 267,770,453. 420,089,291. 442,205,287. 17 Accounts payable and accrued expenses . . . 159 554 - 170 231 - 18 Grantspayable . . . . . . 1'93?3'471- 4'720r570Loans from of?cers. directors. trustees, and other disquali?ed persons :3 21 Mortgages and other notes payable (attach schedule) '3 22 Other liabilities (describe 23 Total Iines17through222,098,025. 4,890,901. Foundations that follow SFAS 117, check here DELI a and complete lines 24 through 26 and lines 30 and 31. E24 Unrestricted . . . . . . . . . . . . . . . . . . . . . . . . . 255:572r423- 415r193r390Foundations that do not follow SFAS 117, . . . Ci .6 check here and complete lines 27 through 31. a 27 Capital stock, trust principal, or current funds I I I 28 Paid-in or capital surplus, or land. bldg., and equipment fund 2 29 Retained earnings. accumulated income, endowment, crotherfunds . 30 Total netassetsorfund balances (see instructions) 255:672r428- 415:198r390- 31 Total liabilities and net assetslfund balances (see instructions267,770,453. 420,089,291. Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year Part II. column line 30 (must agree with end-of-year ?gure reported on prior years return265: 672 42 8 - 2 Enter amount from Part line 27a . . . . . . . . . . . . . . . . . . . . . . - . . . . . . . . . . . . . . . 2 3 Other increases not included in line 2 (itemizeDecreases not included in line 2 (itemize)> 5 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column line Form 990-PF (2013) JSA 3514201000 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 6 CHARLES KOCH FOUNDATION 48?0918408 Form 990-PF (2013) Page 3 Capital Gains and Losses for Tax on Investment Income List and describe the kind(s) of property sold real estate. at? 3316?: (M Date sold 2-story brick warehouse; or common stock, 200 she. MLC Co.) gzwam (mouqday. yr_) day. W) SEE PART IV SCHEDULE ?Designers? a Complete only for assets showing gain in column and owned by the foundation on 12131169 Gains (Cot gain minus (I) F.M.V. as of 12131159 glsAggufgg 1323s (tiff-coastgain, also enter in Part I. line 7 2 Capital gain net income or (net capital loss) If (loss), enter in Part line 7 2 5 I 066? 135 . 3 Net short-term capital gain or (loss) as de?ned in sections 1222(5) and (6): If gain, also enter in Part 1. line 8, column (see instructions). If (loss), enter -0- in Partl,line8 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 0 Qualification Under Section 4940(e) for Reduced Tax on Net lnvestrnent Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) If section 4940(d)(2) applies, leave this part blank. Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part. 1 Enter the appropriate amount in each column for each year' see the instructions before making any entries. . . id.) . Adjusted qualifyin distributions Net valueofnoncharitable-use assets 2012 17,610,096. 216,432,788. 0.081365 2011 20,955,082. 215,815,197. 0.097097 2010 18,901,264. 203,468,683. 0.092895 2009 19,551,962. 155,141,798. 0.126026 2008 15,476,965. 170,704,588. 0.090665 0-488048 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years I 3 0 . 097610 4 Enter the net value of noncharitable-use assets for 2013 from Part X, line Multipiyline4byline3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 23349302. 6 Enter 1% of net investment income of Part I, line 27bEnter qualifying distributions from Part XII, line line 8 is equal to or greater than line 7, check the 136:2 in .Part line 1b,'a'nd complete that part using a 1% tax rate. See the Part Vi instructions. $2430 moo Form 990-PF (2013) 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE '7 Form 990~pr= (2013) CHARLES KOCH FOUNDATION 48 0 918408 Page 4 Excise Tax Based on Investment Income (Section 4940(e), 4940(b), 4940(e), or 4948 - see instructions) 1a Exempt operating foundations described in section 4940(d)(2). check here 5 and enter on line 1. . Date of ruling or determination letter. (attach copy of letter if necessary - see instructions) Domestic foundations that meet the section 4940(e) requirements in Part V. check 1 117, 745 . here andenter1%ofPartLIine27bAll other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. 2 Tax under section 511 (domestic section 4947(a)( 1) trusts and taxable foundations only. Others enter -O1171745' 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0 5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- 5 117 745 - 6 Credits/Payments: a 2013 estimated tax payments and 2012 overpayment credited to 2013Exempt foreign organizations - taxwithheid atsource . I I I . 6b Tax paid with application for extension of time to ?le (Form 8868)_ . 6c 55 . 000 Backup withholding erroneously withheld I . 6d 7 Total credits and payments. Add lines 6a through Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached . . . . . . . 3 357 9 Tax due. if the total of lines 5 and 8 is more than line 7. enter amount owed I 9 10 Overpayment. It line 7 is more than the total of lines 5 and 8. enter the amount overpaid Enter the amount of line 10 to be: Credited to 2014 estimated tax 236 898 . Refunded 11 Statements Regarding Activities 1a During the tax year, did the foundation attempt to influence any national, state. or local legislation or did it participate Yes No 0? imel'Vene in any POIitical campaignspend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions for the de?nitionthe answer is "Yes" to to or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. Did the foundation ?le Form 1120-POL for this year? . 1c Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year: (1) 0n the foundation. 0 (2) On foundation managers. 5 0 0 Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. 0 2 Has the foundation engaged in any activities that have not previously been reported to the . 2 it ?Yes, attach a detailed description of the activities. 3 Has the foundation made any changes, not previously reported to the RS, in its governing instrument. articles of incorporation. or bylaws, or other similar changes I I . 3 4a Did the foundation have unrelated business gross income of $1.000 or more during the yearWas there a liquidation, termination. dissolution. or substantial contraction during the year? . . I 5 it "Yes, attach the statement required by General instruction T. 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satis?ed either: 0 By language in the governing instrument. or By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrumentDid the foundation have at least $5,000 in assets at any time during the year? it "Yes," complete Part ii, col. and PartXV 7 8a Enter the states to which the foundation reports or with which it is registered (see instructions) If the answer is "Yes" to line 7. has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General instruction G?if 'No,"attach explanationthe foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(jX5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part If "Yes," complete . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 9 10 Did any persons become substantial contributors during the tax year? if 'Yes,? attach a schedule listing their names and addressesForm 990-PF (2013) JSA 3514401000 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 8 Form 990-PF (2013) CHARLES KOCH FOUNDATION Page 5 Statements Regarding Activities (continued) 11 At any time during the year, did the foundation, directly or indirectly. own a controlled entity within the meaning of section 512(b)(13)? If "Yes." attach schedule (see instructionsDid the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? if ?Yes.? attach statement (see instructionsDid the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 Website address 14 The books are in care of Telephone no. 25_3_ Located at ?51229 15 Section 4947(a)(1) nonexempt charitable trusts ?ling Form 990-PF in lieu of Form 1041 -Check here . . . . . . . .. . . . . . . . . . . DU and enter the amount of tax-exempt interest receivedoraccrued during the year . . . 15 16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority Yes No overabank, securities, or other financial account in aforeign countrrSee the instructions for exceptions and filing requirements for Form TD 90-221 If 'Yes." enter the name of the foreign country Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No 1 a During the year did the foundation (either directly or indirectly): (1) Engage in the sale or exchange. or leasing of propertywithadisquali?ed person? . . . Yes No (2) Borrow money from. lend money to, or othewvise extend credit to (or accept it from) a disquali?edpersonYes (3) Furnish goods, services, or facilities to (or accept them from)adisquali?ed person?. . . . . Yes (4) Pay compensation to, or pay or reimburse the expenses of, adisquali?ed person? Yes (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use ofadisquali?ed person)? . . Yes No (6) Agree to pay money or property to a government of?cial? (Exception. Check "No" if the foundation agreed to make a grant to or to employ the of?cial for a period after termination of government service. if terminating within 90 daysany answer is "Yes" to did any of the acts fail to qualify under the exceptions described in Regulations section or inacurrent notice regarding disaster assistance (see instructionsOrganizations relying onacurrent notice regarding disaster assistance check here . . . . . . . . . . Did the foundation engage in a prior year in any of the acts described in 1a. other than excepted acts, that were not corrected before the ?rst day of the tax year beginning Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 49420)(3) or 4942(j)(5)): a At the end of tax year 2013, did the foundation have any undistributed income (lines DYes No f"Yes,"listtheyears Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year?s undistributed income? (if applying section 4942(a)(2) to all years listed, answer "No" and attach statement-seeinstructionsthe provisions of section 4942(a)(2) are being applied to any of the years listed in 2a. list the years here. . . . 3: Did the foundation hold more than a 2% direct or indirect interest in any business enterprise atanytimeduringtheyear?.. . . . . . . . . . . . . . . . . . . . . . . . . . . . .. Elm No If "Yes." did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-. 15-, or 20-year ?rst phase holding period? (Use Schedule C, Form 4720, to determine if the 2013Did the foundation invest during the year any amount in amanner thatwouldjeopardize its charitable purposes? . 4a Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from before the first day' of the tax year bgginninq in 2013? 4b Form JSA 3514502000 1673311 K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 9 Form 990-PF (2013) CHARLES KOCH FOUNDATION 48-0918408 Page 6 Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a During the year did the foundation pay or incur any amount to: (1) Carry on propaganda. or otherwise attempt to influence legislation (section 4945(e))? I: Yes No (2) In?uence the outcome of any speci?c public election (see section 4955); or to cany on. directiy or indirectly. any voter registration drive(3) Provide a grant to an individual for travel. study, or other similar purposes? . . . Yes No (4) Provide a grant to an organization other than a charitable, etc.. organization described in section 509(a)(1). or section 4940(d)(2)? (see instructions(5) Provide for any purpose other than religious. charitable. scienti?c. literary. or educational purposes. or for the prevention of cruelty to children or animalsany answer is "Yes" to did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or inacurrent notice regarding disaster assistance (see instructions)? 51) Organizations relying on a current notice regarding disaster assistance check here . . . . . . . . . . . . . . . . . . . if the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibilityfor thegrant? ATQH"Yes, attach the statement required by Regulations section 6a Did the foundation. during the year, receive any funds. directly or indirectly. to pay premiums onapersonalbene?tcontractDid the foundation. during the year. pay premiums, directly or indirectly, onapersonal bene?t contract? . 6b if "Yes" to 6b, ?le Form 8870. At anytime during the tax year, was the foundation a party to a prohibited tax shelter transaction? I: Yes No if "Yes," did the foundation receive guy proceeds or have any net income attributable to the transactionPart and Contractors 1 List all officers, directors, trustees, foundation managers and their compensation (see instructions). Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, I: Title, and avera Com nsation 0 Contributions to Name and address )hours 9 )(If notpepald, bene?t plans (9)51?an amount deVOted *0 position enter -0-) and deferred compensation 0 er a ?wan?es ATCH 1 0 0 0 0 2 Compensation of five highest-paid employees (other than those inciuded on line 1 - see instructions). If none, enter Title. and average to dd of 'd 50,000 0 bene?t Expense ?mm ame an a rose eac emp pm more an ?gmm ompensa on other allowances 582,901. 27,025. 4,481. Total number of other em pioyees paid over $50,000 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 0 Form 990-P (2013) JSA 1.000 16733H K932 11/13/2014 9:31:51 PM 85646 PAGE 10 CHARLES KOCH FOUNDATION 48-0918408 Form 990-PF (2013) Page 7 Information About Of?cers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services (see instructions). If none, enter Name and address of each person paid more than $50,000 Type of service to) Compensation SAN FRANCISCO, CA 94104 PROF . CONSULT . SVCS 300, 782 . WASHINGTON, DC 20007 PROF . CONSULT . SVCS 182 868 . KANSAS CITY, MO 64112 PROF. CONSULT. SVCS 147, 033. WASHINGTON, DC 2 0 016 PROF . CONSULT . SVCS 55 500 . Total number of others receiving over $50,000 for professional services . . . . . . . . . . . . . . . . . . . . . . 0 Summary of Direct Charitable Activities List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of Wm organizations and other bene?ciaries sewed. conferences convened, research papers produced, etc. Summary of Program-Related Investments (see instructions) Describe the two largest program-related inVestmants made by the foundation during the tax year on lines 1 and 2. Amount . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Form 990-PF (2013) JSA 3E1465 1.000 PAGE 11 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 CHARLES KOCH FOUNDATION Form 990-PF (2013) see instructions.) 48*0918408 Page8 Minimum Investment Return (All domestic foundations must com piete this part. Foreign foundations, 1 Fair market value of assets not used (or held for use) directly in carrying out charitable. etc.. purposes: a Average fair market value of securities 22917,416,111- Fair market value of all otherassets (see instructions2,647,777249,097.618- Reduction claimed for blockage or other factors reported on lines 1a and 1c(attach detailed explanationAcquisition indebtedness applicable to line 1 assets SUbtractlinerrom line . . . . . . . . . . . . - - . - Cash deemed held for charitable activities. Enter 1 112% of line 3 (for greater amount. see instructions736,464. 5 Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line Minimum investment return. Enter 5% of line Distributable Amount (see instructions) (Section 4942(jx3) and private operating foundations and certain foreign organizations check here [j and do not com plete this part.) 1 Minimum investment return from Part X, line investment income for 2013 from Part Vi, line Income tax for 2013. (This does not include the taxfrom Part Distributable amount before adjustments. Subtract line Zc from line1 150, 313 . 4 Recoveries of amounts treated as qualifying distributions Addlinessand4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 6 Deduction from distributable amount (see instructionsDistributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part line1 . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . .. 7 12,150,313. Qualifying Distributions (see instructions) 1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes: a Expenses. contributions, gifts, etc. -total from line 26I 27,712,608. Program-related investments - total from Part Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etcAmounts set aside for speci?c charitable projects that satisfy the: a Suitability test (prior IRS approval requiredCash distribution test (attach the required scheduleQualifyan distributions. Add lines 1a through 3b. Enter here and on Part V. line 8. and Part line Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income. Enter1% of Part I. line 27b (see instructions117,745. 6 Adjusted qualifying distributions. Subtract line 5 from line Note. The amount on line 6 will be used in Part V, column in subsequent years when calculating whether the foundation quali?es for the section 4940(e) reduction of tax in those years. Form 990-PF (2013) JSA 3E1470 1.000 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 1 2 CHARLES KOCH FOUNDATION 48-0918408 Form 990-PF (2013) Page 9 Part Undistributed income (see instructions) (6) Corpus Years prior to 2012 2012 2013 12,150,313. 1 Distributable amount for 2013 from Part XI. line Undistributed income. if any. as of the end of 2013: a Enter amount for 2012 only I I I Total for prioryearsExcess distributions carryover, if any, to 2013: From 2008 7.054.251- Fromzoog 11,912,574. From 2010 8,931,145. From 2011 10,279,637. From 2012 6,999,545. Total of lines 3a through Qualifying distributions for 2013 from Part XII, line4: 27,712,608. a Applied to 2012. but not more than line 2a Applied to undistributed income of prior years (Election required- see instructions) Treated as distributions out of corpus (Election required-see instructions) Applied to 2013 distributable amount 12 150 3 13 . Remaining amount distributed out of corpus 15 552 295 - 5 Excess distributions carryover applied to 2013 I (If an amount appears in column the same amount must be shown in column 6 Enter the net total of each column as indicated below: a Corpus. Add lines 3r. 4c, and 4e. Subtract line 5 60 739 457 - Prior years' undistributed income. Subtract line 4b from line Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued. or on which the section 4942(a) tax has been previously assessed . . . . . . . . Subtract line 6c from line 6b. Taxable amount?see instructions Undistributed income for 2012. Subtract line 4a from line 2a. Taxable amount - see instructions . . . . . . . . . . . . . . . . . . Undistributed income for 2013. Subtract lines 4d and 5 from line 1. This amount must be distributedin2014 . . . . . . . . . . . . . . 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions)_ I 8 Excess distributions carryover from 2008 not applied on line 5 or line 7 (see instructionsExcess distributions carryover to 2014. Subtract lines 7 and 8from line Analysis of line 9: a Excess from2009 . . . 11.9121574- Excessfrom2010 . 8,931,145. Excessfrom2011 10,279,637. Excessfrom2012 . . . 6,999,545. 9 Excess from2013 . . . 15,562,295. Form JSA 3E14801.000 16733H K932 11/13/2014 9:31:51 PM l3-7.5F 85646 PAGE 13 Form sso-PF (2013) CHARLES KOCH FOUNDATION 48 ?09184 08 Page 10 Part XIV Private Operating Foundations (see instructions and Part Vii-A, question 9) NOT APPLICABLE 1 a if the foundation has received a ruling or determination letter that it is a private operating foundation. and the ruling is effective for 2013. enter the date of the ruling I Check box to indicate whether the foundation is a private operating foundation described in section 49420)(3) or l_l 4942(jx5) 2a Enter the lesser of the ad- Tax year Pnors years Total justed net income from Part 201 3 201 2 2011 2010 I or the minimum investment return from Part for each year listed Qualifying distributions from Part XII, line 4 for each year listed . Amounts Included In line 2c not used directly for active conduct of exempt activities. . . . . Qualifying distributions made directiy for active conduct of exempt activities. Subtract line 2dfromline2c . I 3 Complete 3a. b. or for the alternative test relied upon: a "Assets" alternative test-enter. (1) Valueofallassets . . . (2) Vaiue of assets qualifying undersectlon 49420)(3)(B)(i). . . . . "Endowment" altemativa test- enter 2I3 of minimum invest- ment return shown in Port x. . . ?Support? alternative test-enter: (1) Total support other than gross investment income (interest. dividends. rents. payments on securities loans (section or royalties(2) Support from general public and 5 or more exempt organizations as provided in section 4942 . . . . . . (3) Largest amount of sup- port frem an exempt organization . . . . . . 4 Gross lnvestmentlnoome_ Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year - see instructions.) . - 1 information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section CHARLES G. KOCH List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. NONE 2 Information Regarding Contribution, Grant. Gift, Loan, Scholarship, etc., Programs: Check if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. if the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions. complete items 2a, b, c, and d. a The name, address. and telephone number or e-mail address of the person to whom applications should be addressed: ATCH 12 The form in which applications should be submitted and information and materials they should include: ATCH 13 Any submission deadlines: NONE Any restrictions or limitations on awards, such as by geographical areas, charitable ?elds, kinds of institutions, or other factors: ATCH 14 Form 990-PF (2013) JSA 3E14901.000 16733H K932 11/13/2014 9:31:51 PM 85646 PAGE 14 CHARLES KOCH FOUNDATION 48 -0918408 Form 990-PF (2013) Page 11 Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment ReCipient "353$ th'grgg?oof" Purposepf grant or Amount Name and address (home or business) recipient a Paid during the year ATCH 15 Tot_al . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23,096,488. Approved for future payment ATCH 16 Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3b 3,459,094. Form 990-PF (2013) JSA 3E1491 1.000 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 15 CHARLES KOCH FOUNDATION 48?0918408 Form 990-PF (2013) Page 12 Analysis of Income-Producing Activities Enter gross amounts unless othemise indicated. Unrelated business income Excluded by section 512. 513. or 514 (9) Related or exempt function income 1 Program service revenue: man? Am?unt E?dusim Amum (See instructions.) a 9 Fees and contracts from government agencies 2 Membership dues and assessments . I 3 Interest on savings and temporary cash investments Dividends and interest from securities Net rental income or (loss) from real estate: a Debt?financed property . I I . . . Not debt-financed property I I 6 Net rental income or (loss) from personal property 7 Other investment income 18 3 I 378 - 8 Gain or (loss) from sales of assets other than inventory Net income or (loss) from special events . . 10 Gross profit or (loss) from sales of inventory. . 11 Other revenue: at 12 Subtotal. Add columns and ..13 12:717r901- worksheet in line 13 instructions to calculations. Relationshi of Activities to the Accom of Exem Line Explain below how each activity for which income is reported in column of Part XVI-A contributed importantly to the accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes). (See instructions.) Form 990-PF (2013) JSA 3E14921.000 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 16 Form 990-PF (2013) CHARLES KOCH FOUNDATION 48-0918408 Page 13 Part XVII lnfonnation Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations 1 Did the organization directly or indirectly engage in any of the following with any other organization described Yes No in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of. (?Cash . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ..1aI1i . . . . . . . . . . . . . . Other transactions: (1) Sales of assets toa noncharitabie exempt organization 1b(1) (2) Purchases of assets from a noncharitable exempt organization 1M2) (3) Rental of facilitieS. equipment. or other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1bl3) (4) Reimbursement arrangements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . mm (5) Loans orloan guarantees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1b(5l (6) Performance of services or membership or fundraising solicitations 1b(6) Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1c If the answer to any of the above is "Yes," complete the following schedule. Column should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or shari show in column the value of the goods, other assets, or services received. Line no. 03) Amount involved Name of nonchan?table of transfers, transactions. and sharing arrangements A 2a is the foundation directly or indirectly af?liated with, or related to, one or more tax-exempt organizations described in section 501(0) of the Code (other than section 501(c)(3)) or in section 527? El Yes No If "Yes," complete the following schedule. Name of organization (II) Type of organization Description of relationship Under penalties of perjury, I declare that I have examined this return, including accompanying sd'ieclules and statements, and to the best of my knowledge and belief, it is true, correct. and complete. Declaration of preparer (other than taxpayer) is based on all in orrnation of which preparer has any knowledge. Sign I May the RS discuss this return with the preparer shown below Here Signature of of?cer or trustee Date Title (see instructions)? Yes No Print/Type preparers name eparer's signatu Da Check LJ if PTIN Pa'd ELIZABETH HOGAN A r? ?1 selfemployed P0 027324 8 Preparer Firm name BKD 'FirmUse Only Finn's address 1551 WATERFRONT PKWY STE 3 0 WICHITA, KS 67206-6601 phoneno, 316-265-2811 Form 990-PF (2013) JSA 3E14931.000 16733H K932 11/13/2014 9:31:51 PM 85646 PAGE 17 Form 8868 (Rev. 1-2014) Page 2 0 If you are ?ling for an Additional (Not Automatic) 3-Month Extension, complete only Part II and check this box . . . . . . . . ELI Note. Only complete Part II if you have already been granted an automatic 13-month extension on a previously ?led Form 8868. 0 If ou are ?ling for an Automatic 3-Month Extension, complete only Part! (on page 1). Additional (Not Automatic) 3-Month Extension of Time. Only ?le the origjlal (no copies needed). Enter filer's Identifying number. see instructions Name of exempt organization or other ?ler. see instructions. Employer identification number (EIN) or Type or print CHARLES KOCH FOUNDATION Number, street. and room or suite no. if a PD. box, see instructions. Social security number (SSN) P.O. BOX 2256 m?y?g; City. town or post office. state. and ZIP code. For a foreign address. see instructions. instructions. WICHITA, KS 6'72 0 1-2256 Enter the Return code for the return that this application is for (?le a separate application for each returnApplication Return Application Return is For Code is For Form 990 or Form 990452 01 Form 990-BL 02 Form 1041-A Form 4720 (individual) 03 Form 4720 (other than individual) 09 Form 990-PF 04 Form 5227 10 Form 990-T (sec. 401(a} or 408(a) trust) 05 Form 6069 11 Form 990-T (trust other than above) 06 Form 8870 12 Do not complete Part ii if you were not already granted an automatic 3-month extension on a previously ?led Form 8868. The books are in the care of i KARA WORTHINGTON Telephone No. 316 828?6768 FaxNo. . 0 if the organization does not have an of?ce or place of business in the United States, check this box . . . . . . . . . . . . . . . If this is for a Group Return. enter the organization's four digit Group Exemption Number (GEN) . If this is for the whole group. check this box . . . . . . . If it is for part of the group. check this boxand attach a list with the names and EINs of all members the extension is for. 4 I request an additional 3-month extension of time until 11/ 15 . 20 14 5 For calendar year 2013 . or other tax year beginning . 20 . and ending . 20 6 If the tax year entered in line 5 is for less than 12 months, check reason: Initial return I_i Final return Change in accounting period 7 State in detail why you need the extension ADDITIONAL TIME IS REQUIRED TO THE INFORMATION NECESSARY TO FILE A COMPLETE AND ACCURATE RETURN. 8a If this application is for Forms 990-BL, 990-PF, 990-T. 4720. or 6069, enter the tentative tax. less any nonrefundable credits. See instructionsthis application is for Forms 990-PF. 4720. or 6069. enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit and any amount paid previously with Form 8868. 31; 355 000 . Balance Due. Subtract line 8b from line 8a. Include your payment with this form. if required. by using (Electronic Federal Tax Payment System). See instructions. 3c 3 Signature and Verification must be completed for Part II only. Under penalties of perjury. I declare that have examined this form, including accompanying schedules and statements. and to the best of my knowledge and belief. it is true. correct, and complete. and that I am authorized to prepare this form. Signature Title Date Form 8868 (Rev. 1-2014) JSA 3F80552.000 16733H K932 7/31/2014 4:58:10 PM 13-5.5T 85646 PAGE 1 CHARLES KOCH FOUNDATION 48?0918408 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME . - - Date Date sold of Property Description (I): acquired Gross sale Depreciation Cost or MV Adj. basis Excess of Gain price Fess allowed! other as of as of FMV over or 03513 12131159 12131169 aQLQa?s (logs) EFPRP - SHORT TERM VARIOUS VARIOUS 79906377. 74134163. 5,772,214. EFPRP - LONG TERM VARIOUS VARIOUS 18804374. 19510453. -'706.079. TOTAL GAINILOSS5.066.135. JSA 3517301000 16733H K932 11/13/2014 9:31:51 PM 85646 PAGE 18 . OMB . 1545-0047 Schedule Schedule of Contributors (Form 990, 990-EZ, or Attach to Form 990. Form 990-EZ, or Form 990-PF. 1 3 Department of the Treasury Internal Revenue Service Information about Schedule 3 (Form 990, 990-EZ, or 990-PF) and its instructions Is at Name of the organization Employer Identi?cation number CHARLES KOCH FOUNDATION Organization type (check one): Filers of: Section: Form 990 or 990-EZ 501 (enter number) organization 4947(a)( 1) nonexempt charitable trust not treated as a private foundation 527 political organization 501(c)(3) exempt private foundation Form 4947(a)(1) nonexempt charitable trust treated as a private foundation DDEUDD 501(c)(3) taxable private foundation Check if your organization is covered by the General Rule or a Special Rule. Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions. General Rule For an organization ?ling Form 990, 990-EZ, or QQO-PF that received, during the year, $5,000 or more (in money or property) from any one contributor. Complete Parts and II. Special Rules For a section 501(c)(3) organization ?ling Form 990 or 990-EZ that met the 33 1/3 support test of the regulations under sections 509(a)(1) and 170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the greater of (1) $5,000 or (2) 2% of the amount on Form 990, Part line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II. El For a section 501(c)(7), (8), or (10) organization ?ling Form 990 or that received from any one contributor, during the year, total contributions of more than $1,000 for use exclusively for religious, charitable, scienti?c, literary, or educational purposes, or the prevention of cruelty to children or animals. Complete Parts I, II, and Ill. El For a section 501(c)(7), (8). or (10) organization ?ling Form 990 or 990-EZ that received from any one contributor, during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did not total to more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the parts unless the General Rule applies to this organization because it received nonexclusiver religious, charitable, etc., contributions of $5,000 or more during the year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Caution. An organization that is not covered by the General Rule and/or the Special Rules does not ?le Schedule (Form 990, 990-EZ, or 990-PF), but it must answer "No" on Part IV, line 2, of its Form 990; or check the box on line of its Form 990-EZ or on its Form 990-PF, Part I, line 2, to certify that it does not meet the ?ling requirements of Schedule (Form 990, 990-EZ, or 990-PF). For Paperwork Reduction Act No?ce, see the Instructions for Form 990, 990-EZ, or sail-PF. Schedule 8 (Form 990, BSD-E2, or 990-PF) (2013) JSA 3E12511.000 16733H K932 11/13/2014 9:31:51 PM 85646 PAGE 19 Schedule (Form 990. 990-52, or 990-PF) (2013) Name of organization CHARLES KOCH FOUNDATION Page 2 Employer Identi?cation number 48?0918408 Contributors (see instructions). Use duplicate copies of Part 1 if additional space is needed. No. (bl Name, address, and ZIP 4 Total contributions Type of contribution CHARLES G. KOCH 4111 E. 37TH STREET N. 168,331,010. Person Payroll Noncash (Complete Part II for noncash contributions.) No. Total contributions Type of contribution Person Payroll Noncash (Complete Part II for noncash contributions.) No. Name, address, and ZIP 4 Total contributions Type of contribution Person Payroll Noncash (Complete Part II for noncash contributions.) No. (bl Name, address, and ZIP 4 Total contributions Type of contribution Person Payroll Noncash (Complete Part II for noncash contributions.) (8) No. Name. address, and ZIP 4 Total contributions Type of contribution Person Payroll Noncash (Complete Part II for noncash contributions.) Ia) No. Name, address, and ZIP 4 Total contributions Type of contribution Person Payroll Noncash (Complete Part II for noncash contributions.) JSA 3512531000 16733H K932 11/13/2014 9:31:51 PM Schedule 8 (Form 990. 990-EZ, or 990-PF) (2013) 85646 PAGE 2 Schedule (Form 990. 990-52. or 990-PF) (2013) Name 01' organization CHARLES KOCH FOUNDATION Page 3 Employer Identi?cation number 48-0918408 Noncash Property (see instructions). Use duplicate copies of Part if additionai space is needed. No. from Part I Description of noncash property given FMV (or estimate) (see instructions) N) Date received No. from Part Description of noncash property given FMV (or estimate) (see instructions) Date received No. from Part I Description of noncash property given (C) FMV (or estimate) (see instructions) N) Date received No. from Part I Description of noncash property given FMV (or estimate) (see instructions) N) Date received No. from Part I Description of noncash property given FMV (or estimate) (see instructions) N) Date received No. from Part I Description of noncash property given (6) FMV (or estimate) (see instructions) N) Date received JSA 3E12541.000 16733H K932 11/13/2014 9:31:51 PM 13-7.5F Schdule 3 (Form 990, 990-152. or 990-PF) (2013) 85646 PAGE 2 Schedule (Form 990, 990-52. or 990-PF) (2013) Name Of organization CHARLES KOCH FOUNDATION Page 4 Employer Identi?cation number 48-0918408 Exclusively religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations that total more than $1,000 for the year. Complete columns through and the following line entry. For organizations completing Part enter the total of exclusively religious, charitable, etc., contributions of $1 ,000 or less for the year. (Enter this information once. See instructions.) 5 Use duplicate copies of Part if additional space is needed. No. from Part I Purpose Use of gift No. Purpose of gift Use of gift Description of how gift is held a Transfer of gift Transferee's name, address, and ZIP 4 Relationship of transferor to transferee No. Purpose of gift Use of gift Description of how gift is held a Transfer of gift Transferee's name, address, and ZIP 4 Relationship of transferor to transferee No. IfrorrtnI Purpose of gift is) Use of gift Description of how gift is held a Transfer of gift JSA 3E1255 1.000 16733H K932 11/13/2014 9:31:51 PM 13-7.5F Schedule (Form 990, 990-52, or 990-PF) (2013) PAGE 2 2 CHARLES KOCH FOUNDATION 48?0918408 ATTACHMENT 1 FORM 990PF, PART I OTHER INCOME REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME OTHER INCOME - LAND RENT 540. 540. OTHER INCOME - MISCELLANEOUS 1,521. OTHER INCOME INVESTMENTS 1,317. 1,317. TOTALS 3.378. 1.857. ATTACHMENT 1 16733H K932 11/13/2014 9:31:51 PM 85646 PAGE 23 CHARLES KOCH FOUNDATION 48-0918408 ATTACHMENT 2 FORM 990PF, PART I ACCOUNTING FEES REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES ACCOUNTING FEES 28,041. 28,041. TOTALS 28.041. 28,941. ATTACHMENT 2 16733H K932 11/13/2014 9:31:51 PM 85646 PAGE 24 CHARLES KOCH FOUNDATION FORM 990PF, PART I - OTHER PROFESSIONAL FEES DESCRIPTION PROFESSIONAL CONSULTING FEES WEBSITE FEES LAND MAINTENANCE FEES CORPORATE FILING FEES OTHER PROFESSIONAL FEES INVESTMENT MANAGEMENT FEES ON-LINE SERVICE FEES ADVERTISING FEES VIDEO PRODUCTION FEES SPEAKERS TOTALS REVENUE AND NET EXPENSES INVESTMENT PER BOOKS INCOME 335,379. 22,650. 1,050. 1,050. 723. 53,536. 914,388. 914,388. 5,776. 232,851. 19,950. 17,000. 48-0918408 ATTACHMENT 3 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 915,438, CHARITABLE PURPOSES 335,379. 22,650. 723. 53,536. 5,776. 232,851. 19,950. 17,000. 687.865. ATTACHMENT 3 PAGE 25 CHARLES KOCH FOUNDATION 48-0918408 ATTACHMENT 4 FORM 990PF, PART I - TAXES REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME FEDERAL EXCISE TAX 118,102. VA BUSINESS PROPERTY TAX 70. K-l FOREIGN TAXES PAID 26,430. 26,430. TOTALS 144,602. 26.430. ATTACHMENT 4 16733H K932 11/13/2014 9:31:51 PM 85646 PAGE 26 CHARLES KOCH FOUNDATION 48-0918408 ATTACHMENT 5 FORM 990PF, PART I - OTHER EXPENSES REVENUE AND EXPENSES CHARITABLE DESCRIPTION PER BOOKS PURPOSES INSURANCE 14,093. 21,560. POSTAGE DELIVERY 3,973. 3,973. BANK FEES 20. 20. SUPPLIES 622. 622. TELEPHONE 4,043. 4,043. MEMBERSHIP DUES 257. 257. 80. 80. GIFTS 1,676. 1,676. LICENSE FEES 750. 750. INTERNET 1,106. 1,106. MISCELLANEOUS 701. 8,984. TOTALS 27.321. 43.071. ATTACHMENT 5 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 27 CHARLES KOCH FOUNDATION ASSET DESCRIPTION CLASS UNIMPROVED LAND TOTALS 16733H K932 11/13/2014 9:31:51 PM BEGINNING BALANCE 3,377,694. 13-7.5F 48?0918408 FIXED ASSET DETAIL ENDING ADDITIONS DISPOSALS BALANCE 3,377,694. 85646 ACCUMULATED DEPRECIATION DETAIL BEGINNING BALANCE ADDITIONS ENDING DISPOSALS BALANCE ATTACHMENT 6 PAGE 28 CHARLES KOCH FOUNDATION 48-0918408 ATTACHMENT 7 FORM 990PF, PART II - OTHER INVESTMENTS ENDING ENDING DESCRIPTION BOOK VALUE FMV ELLIOT INTERNATIONAL FUND 49,689,725. 63,172,251. EFPRP 292,414,681. 301,970,151. BRIDGEWATER 60,000,000. 60,000,000. TOTALS 402,104,406. 425,142,402. ATTACHMENT 7 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 29 CHARLES KOCH FOUNDATION 48-0918408 FIXED ASSET DETAIL ACCUMULATED DEPRECIATION DETAIL BEGINNING ENDING BEGINNING ENDING ASSET DESCRIPTION CLASS BALANCE ADDITIONS DISPOSALS BALANCE BALANCE ADDITIONS DISPOSALS BALANCE OFFICE EQUIPMENT 8L 16.635. 16,635. 5,003. 3,326. 8,329. TOTALS ATTACHMENT 8 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 30 CHARLES KOCH FOUNDATION 48?0918408 ATTACHMENT 9 FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT NAME: THE PHILLIPS FOUNDATION ADDRESS: ONE MASSACHUSSETS AVENUE, NW SUITE 620 CITY, STATE ZIP: WASHINGTON, DC 20001 GRANT DATE: 12/17/2012 GRANT AMOUNT: 25,000. GRANT PURPOSE: TO SUPPORT THE ROBERT NOVAK JOURNALISM FELLOWSHIP PROGRAM AMOUNT EXPENDED: 25,000. ANY No DATES OF REPORTS: 11/06/2014 FULL AND COMPLETE REPORT OF ALL EXPENDITURES VERIFICATION DATE: RESULTS OF VERIFICATION: THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. NAME: BASTIAT SOCIETY ADDRESS: 180 SPRING STREET CITY, STATE ZIP: CHARLESTON, SC 29403 GRANT DATE: 09/24/2013 GRANT AMOUNT: 10,000. GRANT PURPOSE: EXPENSE GRANT TO THREE OF LOCAL CHAPTERS TO HOST A SPOTLIGHT PROGRAM FOR THEIR MEMBERS. AMOUNT EXPENDED: 10,000. ANY NO DATES OF REPORTS: 11/11/2014 FULL AND COMPLETE REPORT OF ALL EXPENDITURES VERIFICATION DATE: RESULTS OF VERIFICATION: THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 31 CHARLES KOCH FOUNDATION FORM 990PF. PART - LIST OF OFFICERS. DIRECTORS. AND TRUSTEES NAME AND ADDRESS CHARLES CHASE KOCH P.O. BOX 2256 WICHITA, KS 67201-2256 ELIZABETH KOCH P.O. BOX 2256 WICHITA, KS 67201-2256 CHARLES KOCH P.O. BOX 2256 WICHITA, KS 67201*2256 HEATHER LOVE P.O. BOX 2256 WICHITA, KS 67201-2256 BRIAN MENKES 1515 N. COURTHOUSE RD, SUITE 200 ARLINGTON, VA 22201 RICHARD FINK 1515 N. COURTHOUSE RD, SUITE 200 ARLINGTON, VA 22201 16733H K932 11/13/2014 9:31:51 PM TITLE AND AVERAGE HOURS PER WEEK DEVOTED TO POSITION DIRECTOR .25 DIRECTOR .25 CHAIRMAN .25 TREASURER 1.00 SECRETARY 1.00 1.00 GRAND TOTALS l3?7.5F 85646 COMPENSATION 48?0918408 ATTACHMENT 10 CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS EXPENSE ACCT AND OTHER ALLOWANCES ATTACHMENT 10 PAGE 32 CHARLES KOCH FOUNDATION 990PF, PART - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES NAME AND ADDRESS CHARLES RUGER 1515 N. COURTHOUSE RD, ARLINGTON, VA 22201 STE RYAN STOWERS 1515 N. COURTHOUSE RD, ARLINGTON, VA 22201 STE DEREK JOHNSON 1515 N. COURTHOUSE RD, ARLINGTON, VA 22201 STE ADAM KISSEL 1515 N. COURTHOUSE RD, ARLINGTON, VA 22201 STE BRENNAN BROWN 1515 N. COURTHOUSE RD, ARLINGTON, VA 22201 STE 200 200 200 200 200 TITLE AND AVERAGE HOURS DEVOTED PGM OFF 40. PGM DIR 40. PGM OFF 40. PGM OFF 40. PGM OFF 40. PER WEEK TO POSITION HIGHER EDUC 00 HIGHER EDUC 00 HIGHER EDUC 00 UNIV INVEST 00 ACAD PROGRAM 00 COMPENSATION 100,137. 193,348. 94,181. 99,470. 95,765. 48?0918408 ATTACHMENT 11 CONTRIBUTIONS EXPENSE ACCT TO EMPLOYEE AND OTHER BENEFIT PLANS ALLOWANCES 1,175. 530. 11,700. 1,675. 5,650. 0 6,000. 530. 2,500. 1,746. TOTAL COMPENSATION 16733H K932 11/13/2014 9:31:51 PM 85646 582.901. 27.025. 4.481. ATTACHMENT 11 PAGE 33 CHARLES KOCH FOUNDATION 48-0918408 ATTACHMENT 12 FORM 990PF, PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS CHARLES KOCH FOUNDATION 1515 N. COURTHOUSE ROAD, SUITE 200 ARLINGTON, VA 22201 703-875-1600 16733H K932 11/13/2014 9:31:51 PM 85646 PAGE 34 CHARLES KOCH FOUNDATION 48?0918408 ATTACHMENT 13 990PF, PART XV - FORM AND CONTENTS OF SUBMITTED APPLICATIONS ORGANIZATIONS SEEKING GRANTS FROM THE FOUNDATION AND WHICH MEET THE CRITERIA LISTED IN ATTACHMENT 15 SHOULD SUBMIT A SHORT LETTER (NO MORE THAN THREE PAGES) OUTLINING THEIR REQUEST. THE LETTER SHOULD CLEARLY AND STATE: PROSPECTIVE MISSION AND SPECIFIC PROJECT FOR WHICH SUPPORT IS BEING AMOUNT OF FUNDING NAME, TITLE, ADDRESS, TELEPHONE NUMBER, AND EMAIL ADDRESS OF THE PRIMARY CONTACT AND, 5. CURRENT ANNUAL BUDGET OR AUDITED FINANCIAL STATEMENTS IF APPLICABLE, PLEASE ALSO INCLUDE A LIST OF OTHER SUPPORT (E.G., FUNDING, IN-KIND CONTRIBUTIONS) SECURED FOR THE PROJECT. BECAUSE THE FOUNDATION GENERALLY ONLY SUPPORTS SECTION PUBLIC CHARITIES, IT ALSO REQUIRES THAT YOU SUBMIT VERIFICATION FROM THE IRS THAT YOUR ORGANIZATION IS EXEMPT FROM FEDERAL INCOME TAX AS A SECTION ORGANIZATION AND IS CLASSIFIED AS A PUBLIC CHARITY UNDER SECTION OF THE INTERNAL REVENUE CODE. THE FOUNDATION KINDLY REQUESTS THAT NO MATERIALS BEYOND WHAT ARE DESCRIBED ABOVE BE INCLUDED. 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 3 5 CHARLES KOCH FOUNDATION 48-0918408 ATTACHMENT 14 990PF, PART XV RESTRICTIONS OR LIMITATIONS ON AWARDS THE FOUNDATION PRIMARILY SUPPORTS RESEARCH AND EDUCATION PROGRAMS THAT ANALYZE THE IMPACT OF FREE SOCIETIES, IN PARTICULAR HOW THEY ADVANCE THE WELL-BEING OF MANKIND. BUILDING ON THIS KNOWLEDGE, THE CHARLES KOCH FOUNDATION FOSTERS THE PARTNERSHIP OF SCIENTISTS AND PRACTITIONERS IN ORDER TO INTEGRATE THEORY AND PRACTICE. BY DOING SO, THE FOUNDATION STRIVES TO DEVELOP MARKET-BASED TOOLS THAT ENABLE INDIVIDUALS, INSTITUTIONS AND SOCIETIES TO PROSPER. THE CHARLES KOCH FOUNDATION FOCUSES ON A SELECT NUMBER OF PROGRAMS WHERE IT BELIEVES IT IS BEST POSITIONED TO SUPPORT POSITIVE SOCIAL CHANGE. THE FOUNDATION ENCOURAGES ORGANIZATIONS SEEKING SUPPORT TO FIRST FAMILIARIZE THEMSELVES WITH THOSE DOMAINS BY EXAMINING THE AREAS OF INTEREST. IN ADDITION, THE FOUNDATION PLACES SEVERAL LIMITATIONS ON THE REQUESTS IT CONSIDERS. 1. THE FOUNDATION PRIMARILY MAKES GRANTS PUBLIC CHARITIES. THE CHARLES KOCH FOUNDATION DOES NOT SUPPORT FOR-PROFIT CORPORATIONS OR INDIVIDUALS. 2. THE FOUNDATION DISCOURAGES GRANT PROPOSALS FOR CAPITAL CONSTRUCTION, DEBT REDUCTION, OR GENERAL FUNDRAISING DRIVES OR EVENTS. THE FOUNDATION DOES NOT MAKE GRANTS TO SUPPORT LOBBYING ACTIVITIES OR CANDIDATES FOR PUBLIC OFFICE. THE FOUNDATION RARELY FUNDS ENDOWMENTS. 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 3 6 CHARLES KOCH FOUNDATION YEAH RECIPIENT NAME AND ADDRESS A WIDER CIRCLE 4808 MOORLAND LANE SUITE 802 BETHESDA, MD 20814 ACTON INSTITUTE 161 OTTAWA AVENUE NW SUITE 301 GRAND RAPIDS, MI 49503-2718 ADVANCE ARKANSAS INSTITUTE 55 FONTENAY CIRCLE LITTLE ROCK, AR 72223 AGORA INSTITUTE FOR CIVIC VIRTUE THE COMMON GOOD 1300 EAGLE ROAD SAINT DAVIDS, PA 19087 ALBANY STATE UNIVERSITY FOUNDATION 504 COLLEGE DRIVE ALBANY, GA 31705 ALEXANDER HAMILTON INSTITUTE FOR THE STUDY OF WESTERN CIVILIZATION 21 WEST PARK CLINTON. NY 13323 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION GENERAL OPERATING SUPPORT GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS ATTACHMENT 15 PAGE 37 AMOUNT 2.500. 50,000. 83.800. 12,800. 15.000. 20.000. CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS ALMA COLLEGE 614 W. SUPERIOR ST. ALMA, MI 48801 AMERICAN COUNCIL FOR CAPITAL FORMATION CENTER FOR POLICY RESEARCH 1750 ST NW WASHINGTON, DC 20006-2302 AMERICAN ENTERPRISE INSTITUTE 1150 SEVENTEENTH ST., NW WASHINGTON, DC 20036 AMERICAN SPECTATOR FOUNDATION 1611 N. KENT ST. SUITE 901 ARLINGTON, VA 22209 AMERICAN UNIVERSITY 4400 MASSACHUSETTS AVE NW WASHINGTON, DC 20016 FUTURE FOUNDATION 1513 16TH STREET NW WASHINGTON, DC 20036 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUESTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 85646 48?0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT GENERAL OPERATING SUPPORT GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT AMOUNT 2,500. 75.000. 910.000. 10.000. 4.500. 13,000. ATTACHMENT 15 PAGE 38 CHARLES KOCH FOUNDATION THE RECIPIENT NAME AND ADDRESS ASSOCIATION OF PRIVATE ENTERPRISE EDUCATION 313 FLETCHER HALL, DEPT. 6106 615 MCCALLIE AVENUE CHATTANOOGA, TN 37403-2598 ATLAS ECONOMIC RESEARCH FOUNDATION 1201 STREET NW 2ND FLOOR WASHINGTON, DC 20005 AUGUSTANA COLLEGE 2001 SOUTH SUMMIT AVE. SIOUX FALLS, SD 57197 AZUSA PACIFIC UNIVERSITY 501 E. ALOSTA AVE. P.O. BOX 7000 AZUSA, CA 91702-7000 BALL STATE UNIVERSITY 2000 W. UNIVERSITY AVENUE MUNCIE, IN 47306 BARTON COLLEGE PO BOX 5000 WILSON, NC 27893 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 35646 46-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 30,000. 25.000. 5.000. 15,000. 2,000. 10,500. ATTACHMENT 15 PAGE 39 CHARLES KOCH FOUNDATION 48-0918408 Wm THE WAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT BASTIAT SOCIETY NONE GENERAL OPERATING SUPPORT 10,000. 180 SPRING STREET PF CHARLESTON, SC 29403 BAYLOR UNIVERSITY NONE EDUCATIONAL PROGRAMS 171,500. ONE BEAR PLACE PC UNIT 97042 WACO, TX 76798 BELOIT COLLEGE NONE EDUCATIONAL PROGRAMS 4,500. 700 COLLEGE STREET PC EELOIT, WI 53511 BERRY COLLEGE NONE EDUCATIONAL PROGRAMS 10,800. 2277 MARTHA BERRY HIGHWAY PC MT BERRY, GA 30149 BETHEL COLLEGE NONE EDUCATIONAL PROGRAMS 22,000. 1001 BETHEL CIRCLE PC MISHAWAKA, IN 46545 BILL OF RIGHTS INSTITUTE NONE EDUCATIONAL PROGRAMS 350,000. 200 GLEBE ROAD PC SUITE 200 ARLINGTON, VA 22203 ATTACHMENT 15 15733H K932 11/13/2014 9:31:51 PM 13-7.5F 35646 PAGE 40 CHARLES KOCH FOUNDATION Wm Tm: WM RECIPIENT NAME AND ADDRESS BIOLA UNIVERSITY 13800 BIOLA AVE. LA MIRADA, CA 90639 BOISE STATE UNIVERSITY FOUNDATION 2225 UNIVERSITY DRIVE BOISE, ID 83706 BROOKLYN COLLEGE FOUNDATION 2900 BEIFORD AVENUE BROOKLYN, NY 11201 BROOKLYN LAW SCHOOL 250 JORALEMON ST. NEW YORK, NY 11201 BUENA VISTA UNIVERSITY 610 W. FOURTH STREET STORM LAKE, IA 50588 CALIFORNIA STATE UNIVERSITY - CHICO 400 WEST FIRST STREET CHICO, CA 35929 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 7.000. 14,500. 5,000. 100,000. 2,000. 3,000. ATTACHMENT 15 PAGE 41 CHARLES KOCH FOUNDATION van RECIPIENT NAME AND ADDRESS CALIFORNIA STATE UNIVERSITY - EAST BAY FOUNDATION 25800 CARLOS BEE BLVD. HAYWARD, CA 94542 CALIFORNIA STATE UNIVERSITY - FRESNO FOUNDATION 4910 N. CHESNUT AVE. FRESNO, CA 93726 CALIFORNIA STATE UNIVERSITY NORTHRIDGE FOUNDATION 18111 NORDHOFF STREET NORTHRIDGE, CA 91330-8381 CALVIN COOLIDGE MEMORIAL FOUNDATION, INC. 43 MESSER HILL RD. PLYMOUTH, VT 05056 CAMPBELL UNIVERSITY LUNDY CHAIR OFFICES P.O. BOX 1145 BUIES CREEK, NC 27506 CARSON SCHOLARS FUND 305 W. CHESAPEAKE AVENUE SUITE 310 TOWSON, MD 21204 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT AMOUNT 6,000. 7,500. 5.000. 25.000. 10,000. 25,000. ATTACHMENT 15 PAGE 42 CHARLES KOCH FOUNDATION an WP warm RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT CEDARVILLE UNIVERSITY NONE 251 NORTH MAIN STREET PC CEDARVILLE, OH 45314 CHAPMAN UNIVERSITY NONE 1 UNIVERSITY DRIVE PC ORANGE, CA 92866 CHARLESTON SOUTHERN UNIVERSITY NONE 9200 UNIVERSITY BOULEVARD PC CHARLESTON, SC 29406 CHESTNUT HILL COLLEGE NONE 9601 GERMANTOWN AVENUE PC PHILADELPHIA, PA 19118 CHRISTENDOM COLLEGE NONE 134 CHRISTENDOM DR. PC FRONT ROYAL, VA 22630 CHRISTOPHER NEWPORT UNIVERSITY NONE 1 UNIVERSITY PLACE PC NEWPORT NEWS, VA 23606-2998 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 48-0918408 PURPOSE 0? GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 3.000. 15,000. 6,000. 3,000. 5,000. 12,000. ATTACHMENT 15 PAGE 43 CHARLES KOCH FOUNDATION THE VEAR RECIPIENT NAME AND ADDRESS CLAREMONT MCKENNA COLLEGE 500 E. 9TH ST. CLAREMONT, CA 91711-6400 CLEMSON UNIVERSITY 201 SIKES HALL CLEMSON. SC 29634 COASTAL CAROLINA UNIVERSITY PO BOX 261954 CONWAY, SC 29528-6054 COLGATE UNIVERSITY 13 OAK DRIVE HAMILTON, NY 13346 COLLEGE OF CHARLESTON 66 GEORGE STREET CHARLESTON, SC 29424 COLLEGE OF COASTAL GEORGIA FOUNDATION ONE COLLEGE DRIVE BRUNSWICK. GA 31520 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUESTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85645 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 14.000. 140,000. 8,000. 2,200. 52,000. 5,000. ATTACHMENT 15 PAGE 44 CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS COLLEGE OF THE HOLY CROSS ONE COLLEGE STREET WORCESTER. MA 01610 COLLEGE OF WILLIAM AND MARY PO BOX 8795 WILLIAMSBURG, VA 23187-8795 COMPETITIVE ENTERPRISE INSTITUTE 1899 STREET NW FLOOR 12 WASHINGTON, DC 20036 CONCORDIA COLLEGE NEW YORK 171 WHITE PLAINS ROAD BRONXVILLE, NY 10708 DAILY CALLER NEWS FOUNDATION 1050 17TH ST. NW SUITE 900 WASHINGTON, DC 20036 DARTMOUTH COLLEGE DARTMOUTH COLLEGE HANOVER, NH 03755 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT 0R CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS AMOUNT 7.300. 7.500. 10.000. 6,000. 50,000. 6,000. ATTACHMENT 15 PAGE 45 CHARLES KOCH FOUNDATION FORM PART TV THE VEAR RECIPIENT NAME AND ADDRESS DONORS TRUST 109 NORTH HENRY ST. ALEXANDRIA, VA 22314 DUKE UNIVERSITY 324 BLACKWELL ST. SUITE 920 DURHAM, NC 27701 DUQUESNE UNIVERSITY 600 FORBES AVENUE PITTSBURGH, PA 15282 EAST FLORIDA STATE COLLEGE BUILDING 2, ROOM 140 1519 CLEARLAKE RD COCOA, FL 32922 ELIZABETHTOWN COLLEGE ONE ALPHA DRIVE ELIZABETHTOWN, PA 17022 FATETTEVILLE STATE UNIVERSITY 1200 MURCHISON RD. FAYETTEVILLE, NC 28301 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUESTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 25.000. 37.000. 23,500. 5,000. 3.000. 20.000. ATTACHMENT 15 PAGE 46 CHARLES KOCH FOUNDATION Tun RECIPIENT NAME AND ADDRESS FEDERALIST SOCIETY 1015 18TH ST. NW SUITE 425 WASHINGTON, DC 20036 FLORIDA ATLANTIC UNIVERSITY 777 GLADES RD BOCA RATON, FL 33431 FLORIDA GULF COAST UNIVERSITY 10501 FGCU BOULEVARD, SOUTH FORT MYERS, FL 33965-6565 FLORIDA SOUTHERN COLLEGE 111 LAKE HOLLINGSWORTH DR. LAKELAND, FL 33801-5698 FLORIDA STATE UNIVERSITY 160 BELLAMY BLDG. TALLAHASSEE, FL 32306-2160 FOUNDATION FOR FREE ENTERPRISE 61 SOUTH PARAMUS RD. PARAMUS, NJ 07652 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS 1E AMOUNT 265,000. 5,000. 36,000. 400,000. 358,140. 5,000. ATTACHMENT 15 PAGE 47 CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS FREE CONGRESS FOUNDATION 901 N. WASHINGTON STREET SUITE 207 ALEXANDRIA, VA 22314 FREE ENTERPRISE FOUNDATION P.O. BOX 21569 CHARLESTON, SC 29413 FUTURE OF FREEDOM FOUNDATION 11350 RANDOM HILL RD. SUITE 800 FAIRFAX, VA 22030 GENEVA COLLEGE 3200 COLLEGE AVE BEAVER FALLS, PA 15010 GEORGE C. MARSHALL INSTITUTE 1601 NORTH KENT ST. SUITE 802 ARLINGTON, VA 22209 GEORGE FOX UNIVERSITY 414 N. MERIDIAN STREET NEWBERG. OR 97132 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS ATTACHMENT 15 PAGE 48 AMOUNT 25,000. 15,000. 10,000. 5,000. 75,000. 7,500. CHARLES KOCH FOUNDATION THE VEAR RECIPIENT NAME AND ADDRESS GEORGE MASON UNIVERSITY FOUNDATION 4400 UNIVERSITY DR. FAIRFAX, VA 22030 GEORGE WASHINGTON UNIVERSITY 805 21ST STREET NW SUITE 612 WASHINGTON, DC 20052 GEORGIA GWINNETT COLLEGE FOUNDATION 1000 UNIVERSITY CENTER LANE LAWRENCEVILLE, GA 30043 GEORGIA STATE UNIVERSITY UNIVERSITY PLAZA 217 ALUMNI HALL ATLANTA, GA 30303 GLOUCESTER INSTITUTE 100 NORTH 5TH STREET RICHMOND, VA 23219 GROVE CITY COLLEGE 100 CAMPUS DRIVE GROVE CITY, PA 16127 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUESTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 43-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS AMOUNT 10,437,000. 62,000. 5.500. 21,500. 10,000. 34,000. ATTACHMENT 15 PAGE 49 CHARLES KOCH FOUNDATION TEE VEAR RECIPIENT NAME AND ADDRESS HAMPDEN-SYDNEY COLLEGE 1 COLLEGE ROAD HAMPDEN SYDNEY, VA 23943 HARVARD UNIVERSITY 95 DUNSTER STREET CAMBRIDGE, MA 02138-5926 HIGH POINT UNIVERSITY 833 MONTLIEU AVE. HIGH POINT. NC 27262 HILLSDALE COLLEGE 33 E. COLLEGE STREET HILLSDALE, MI 49242 HOPE COLLEGE 100 8TH ST SUITE 280 HOLLAND, MI 49423 HOUGHTON COLLEGE 1 WILLARD AVE HOUGHTON, NY 14744 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS ATTACHMENT 15 PAGE 50 AMOUNT 14,000. 40.000. 10.500. 32.000. 10,000. 5.000. CHARLES KOCH FOUNDATION Wm THE Wan RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT HOUSTON BAPTIST UNIVERSITY NONE 7502 FONDREN ROAD PC HOUSTON. TX 77074 ILLINOIS STATE UNIVERSITY NONE RESEARCH SPONSORED PROGRAMS PC CAMPUS BOX 3040 NORMAL, IL 61790-3040 INDIANA UNIVERSITY - INDIANAPOLIS NONE PO BOX 66057 PC INDIANAPOLIS, IN 46266-6057 INDIANA UNIVERSITY FOUNDATION NONE PO BOX 500 PC BLOOMINGTON, IN 47402 INSTITUTE FOR HUMANE STUDIES NONE 3351 FAIRFAX DR. PC MSN 1C5 VA 22201 INSTITUTE FOR POLITICAL HISTORY NONE 1 LADUE HILLS DRIVE PC ST. LOUIS, MO 63132 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 8,000. 5,000. 92,500. 15,000. 4,050,000. 9,300. ATTACHMENT 15 PAGE 51 CHARLES KOCH FOUNDATION 48-0918408 1 RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT INTERNATIONAL SOCIETY FOR INDIVIDUAL LIBERTY NONE EDUCATIONAL PROGRAMS 7,000. 237 KEARNY ST. PC SUITE 120 SAN FRANCISCO, CA 94108 IOWA STATE UNIVERSITY NONE EDUCATIONAL PROGRAMS 6,500. 2229 LINCOLN WAY PC AMES, IA 50013 JACKSONVILLE UNIVERSITY NONE EDUCATIONAL PROGRAMS 5,000. 2800 UNIVERSITY BLVD. N. PC JACKSONVILLE, AL 32211 JAMES MADISON INSTITUTE NONE EDUCATIONAL PROGRAMS 40.000. 100 NORTH DUVAL STREET PC TALLAHASSEE, FL 32301 JAMES MADISON UNIVERSITY NONE EDUCATIONAL PROGRAMS 18,000. 800 S. MAIN ST. PC HARRISONBURG, VA 22807 JOHNS HOPKINS UNIVERSITY NONE EDUCATIONAL PROGRAMS 5.000. 3400 NORTH CHARLES STREET PC BALTIMORE, MD 21218 ATTACHMENT 15 167338 K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 52 CHARLES KOCH FOUNDATION YEAR RECIPIENT NAME AND ADDRESS KENNESAN STATE UNIVERSITY RESEARCH SERVICE FOUNDATION 1000 CHASTAIN RD. KENNESAW, GA 30144 KENNESAN STATE UNIVERSITY FOUNDATION, INC. 1000 CHASTAIN RD. KENNESAW, GA 30144 KENYON COLLEGE 105 CHASE AVE. GAMBIER, OH 43022 LAKE FOREST COLLEGE 555 N. SHERIDAN ROAD LAKE FOREST, IL 60045 LAKELAND COLLEGE PO BOX 359 SHEBOYGAN, WI 53082-0355 LEE UNIVERSITY 1120 NORTH OCOEE ST. CLEVELAND, TN 37320 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48?0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 15.000. 5,000. 13,000. 7,500. 5.000. 7,500. ATTACHMENT 15 PAGE 53 CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS LIBERTY ON THE ROCKS PO BOX 621443 LITTLETON, CO 80162 LIBERTY SOURCE 255 SOUTH MAIN SUITE 100 LOGAN. UT 84321 LIBERTY UNIVERSITY 1971 UNIVERSITY BLVD. GH1605 VA 24515 LINDENWOOD UNIVERSITY 209 S. KINGSHIGHWAY ST. CHARLES, MO 63301 LIPSCOMB UNIVERSITY 1 UNIVERSITY PARK DRIVE SWANG 208 NASHVILLE, TN 37204 LOYOLA UNIVERSITY - NEW ORLEANS 6363 ST. CHARLES AVENUE NEW ORLEANS, LA 70119 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 15.000. 653,000. 8,000. 13,500. 4.400. 42,000. ATTACHMENT 15 PAGE 54 CHARLES KOCH FOUNDATION wan RECIPIENT NAME AND ADDRESS MANHATTAN INSTITUTE FOR POLICY RESEARCH, INC. 52 VANDERBILT AVE. NEW YORK, NY 10017 MCGILL UNIVERSITY 953 SHERBROOKE STREET WEST H3A 2T6 MONTREAL QUEBEC CANADA MCKENDREE UNVIERSITY 701 COLLEGE ROAD LEBANON, IL 62254 MERCER UNIVERSITY 1400 COLEMAN AVENUE MACON, GA 31207 METROPOLITAN STATE UNIVERSITY DENVER FOUNDATION P.O. BOX 173362 DENVER, CO 80217 MICHIGAN STATE UNIVERSITY 842 CHESTNUT RD. EAST LANSING, MI 48824 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT 0R CONTRIBUTION GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 198,000. 10.000. 7,000. 15,200. 15,000. 22,500. ATTACHMENT 15 PAGE 55 CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS MIDDLE TENNESSEE STATE UNIVERSITY FOUNDATION WOOD-STEGALL CENTER P.O. BOX 109 MURFREESBORO, TN 37132 MIKEROWEWORKS FOUNDATION 10950 WILSHIRE BLVD FL 5 LOS ANGELES, CA 90024 MILLIKIN UNIVERSITY 1184 WEST MAIN STREET DECATUR, IL 62522 MILLSAPS COLLEGE 1701 NORTH STATE STREET JACKSON. MS 39210 MISSISSIPPI STATE UNIVERSITY PO BOX 9580 MISSISSIPPI STATE, MS 39762 MONTANA STATE UNIVERSITY - BOZEMAN DEPT. OF AGRICULTURAL ECONOMICS P.0. BOX 172920 EOZEMAN, MT 59717 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 7,000. 50.000. 5.000. 5,000. 20,000. 9,000. ATTACHMENT 15 PAGE 56 CHARLES KOCH FOUNDATION me wean RECIPIENT NAME AND ADDRESS MONTCLAIR STATE UNIVERSITY FOUNDATION 1 NORMAL AVENUE MONTCLAIR, NJ 07043 MOREHEAD STATE UNIVERSITY 322 ALLIE YOUNG HALL MOREHEAD, KY 40351 MOUNT HOLYOKE COLLEGE 50 COLLEGE ST SOUTH HADLEY, MA 01075 MURRAY STATE UNIVERSITY 102 CURRIS CENTER MURRAY, KY 42071 NATIONAL CENTER FOR POLICY ANALYSIS 12770 COIT ROAD SUITE 800 DALLAS, TX 75251 NETWORK OF ENLIGHTENED WOMEN 1210 MASSACHUSETTS AVE. NW SUITE 1201 WASHINGTON, DC 20005 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT GENERAL OPERATING SUPPORT AMOUNT 15,000. 15.000. 5,000. 9,000. 40,000. 4,000. ATTACHMENT 15 PAGE 57 CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS NEW YORK UNIVERSITY 19 4TH STREET NEW YORK, NY 10012 NICHOLLS STATE UNIVERSITY PO BOX 2083 THIBODAUX, LA 70310 NORTH CAROLINA STATE UNIVERSITY 2701 SULLIVAN DRIVE SUITE 240 RALEIGH, NC 27695 NORTH DAKOTA STATE UNIVERSITY 1340 ADMINISTRATION AVENUE FARGO, ND 58102 NORTH PARK UNIVERSITY 3225 WEST FOSTER AVENUE CHICAGO, IL 60625 NORTHERN ILLINOIS UNIVERSITY 1425 WEST LINCOLN HWY. DEKALB, IL 60115-2828 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 35.500. 5,000. 13,000. 5,000. 5,700. 4,000. ATTACHMENT 15 PAGE 58 CHARLES KOCH FOUNDATION WW Tm! WM RECIPIENT NAME AND ADDRESS NORTHWEST NAZARENE UNIVERSITY 623 HOLLY ST NAMPA. ID 83686 NORTHWEST UNIVERSITY 5520 108TH AVENUE NE P.O. BOX 579 KIRKLAND, WA 98033 NORTHWESTERN OKLAHOMA STATE UNIVERSITY FOUNDATION 2929 E. RANDOLPH ENID, OK 73701 NORTHWESTERN UNIVERSITY 1801 MAPLE AVE. EVANSTON, IL 60203 OHIO STATE UNIVERSITY FOUNDATION 154 12TH AVE COLUMBUS, OH 43210 OHIO UNIVERSITY FOUNDATION P.O. BOX 869 ATHENS, OH 45701 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS ATTACHMENT AMOUNT 5,500. 20.000. 5,000. 8,800. 130,000. 50,000. ATTACHMENT 15 PAGE 59 CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS OKLAHOMA STATE UNIVERSITY 104 BUSINESS BUILDING STILLWATER, OK 74074 OXFORD COLLEGE AT EMORY UNIVERSITY 118 FEW CIRCLE OXFORD, GA 30054 PACIFIC RESEARCH INSTITUTE ONE EMBARCADERO CENTER SUITE 350 SAN FRANCISCO, CA 94111 PATRICK HENRY COLLEGE 10 PATRICK HENRY CIRCLE PURCELLVILLE, VA 20132 STATE UNIVERSITY - UNIVERSITY PARK 201 OLD MAIN UNIVERSITY PARK, PA 16802 PROPERTY AND ENVIRONMENT RESEARCH CENTER 2048 ANALYSIS DR SUITE A BOZEMAN, MT 59718 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT 0R CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 65.000. 11.000. 50,000. 4,000. 5.000. 25,000. ATTACHMENT 15 PAGE 60 CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS PROVIDENCE COLLEGE 1 CUNNINGHAM SQUARE PROVIDENCE, RI 02918 RADPORD UNIVERSITY PO BOX 6952 RADFORD, VA 24142 RAMAPO COLLEGE FOUNDATION 505 RAMAPO VALLEY RD. MAHWAH, NJ 07430 REASON FOUNDATION 3415 SOUTH SEPULVEDA SUITE 400 LOS ANGELES. CA 90034 RENSSELAER POLYTECHNIC INSTITUTE 110 8TH ST. TROY, NY 12180 RESEARCH FOUND. FOR THE STATE UNIV. OF NEW YORK 735 ANDERSON HILL ROAD PURCHASE, NY 10577 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT 0R CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 9,500. 6,500. 7,000. 60,000. 10,000. 5,000. ATTACHMENT 15 PAGE 61 CHARLES KOCH FOUNDATION THE RECIPIENT NAME AND ADDRESS ROANOKE COLLEGE 221 COLLEGE LANE SLAEM, VA 24153 ROBERT MORRIS UNIVERSITY 6001 UNIVERSITY BOULEVARD MOON TOWNSHIP, PA 15108-1189 ROCKFORD COLLEGE 5050 EAST STATE STREET ROCKFORD, IL 61108 ROGERS STATE UNIVERSITY FOUNDATION 1701 WEST WILL ROGERS BOULEVARD CLAREMORE, OK 74017 RUTGERS UNIVERSITY CAMDEN 217 NORTH 5TH STREET CAMDEN, NJ 08102 RYAN FOUNDATION 805 BROWER ROAD WAXNE, PA 19087 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC AND FOUNDATION STATUS OF RECIPIENT 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 1,200. 8.000. 14,000. 8,000. 7,500. 25,000. ATTACHMENT 15 PAGE 62 CHARLES KOCH FOUNDATION THE YEAR RECIPIENT NAME AND ADDRESS SAINT FRANCIS UNIVERSITY P.O. BOX 600 LORETTO, PA 15940 SALISBURY UNIVERSITY 1101 CAMDEN AVENUE SALISBURY, MD 21801-6860 SAMFORD UNIVERSITY 800 LAKESHORE DR. BIRMINGHAM, AL 35229 SAN DIEGO STATE UNIVERSITY RESEARCH FOUNDATION 5250 CAMPANILE DRIVE SAN DIEGO. CA 92182 SARAH LAWRENCE COLLEGE 1 MEAD WAY BRONXVILLE, NY 10708 SEATTLE PACIFIC UNIVERSITY 3307 3RD AVENUE WEST SUITE 306 SEATTLE, WA 98119 16733H X932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 9,500. 22,000. 30,000. 6,200. 11,000. 5,500. ATTACHMENT 15 PAGE 63 CHARLES KOCH FOUNDATION YEAR RECIPIENT NAME AND ADDRESS SETON HALL UNIVERSITY 400 SOUTH ORANGE AVENUE SOUTH ORANGE, NJ 07079 SOCIETY FOR THE DEVELOPMENT OF AUSTRIAN ECONOMICS 7708 QUEENS GARDEN DALLAS, TX 75248 SOUTHERN ILLINOIS UNIVERSITY - CARBONDALE 1150 DOUGLAS DRIVE CARBONDALE, IL 62901 SOUTHERN ILLINOIS UNIVERSITY FOUNDATION 1235 DOUGLAS DRIVE MAIL CODE 6805 CARBONDALE, IL 62901 SOUTHERN METHODIST UNIVERSITY 6425 BOAZ LANE DALLAS, TX 75205 SOUTHERN UTAH UNIVERSITY 351 WEST UNIVERSITY BOULEVARD CEDAR CITY, UT 84720 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.SF 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 10,000. 3,500. 5,500. 15,000. 192,000. 18,400. ATTACHMENT 15 PAGE 64 CHARLES KOCH FOUNDATION Wm 'mw RECIPIENT NAME AND ADDRESS SOUTHERN VIRGINIA UNIVERSITY 1 UNIVERSITY HILL DR. BUENA VISTA, VA 24416 ST. BONAVENTURE UNIVERSITY 3261 W. STATE ROAD ST. BONAVENTURE, NY 14778 ST. CLOUD STATE UNIVERSITY FOUNDATION 720 4TH AVENUE SOUTH SAINT CLOUD, MN 56301-4498 ST. EDWARDS UNIVERSITY 3001 S. CONGRESS AVE. AUSTIN, TX 78704 ST. JOHN FISHER COLLEGE 3690 EAST AVENUE ROCHESTER, NY 14618 ST. UNIVERSITY 8000 UTOPIA PARKWAY QUEENS, NY 11439 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48?0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS ATTACHMENT 15 PAGE 65 AMOUNT 5,000. 6,000. 4,000. 4,500. 5,000. 29,500. CHARLES KOCH FOUNDATION YEAR RECIPIENT NAME AND ADDRESS ST. LAWRENCE UNIVERSITY 23 ROMODA DRIVE CANTON, NY 1361? ST. COLLEGE OF MARYLAND FOUNDATION 18952 E. FISHER RD SAINT MARYS CITY, MD 20686 ST. COLLEGE ONE WINOOSKI PARK COLCHESTER, VT 05439 ST. VINCENT COLLEGE 300 FRASOR PURCHASE ROAD LATROBE, PA 15650 STATE UNIVERSITY OF NEW YORK - PLATTSBURGH 101 BROAD STREET PLATTSEURGH, NY 12901 STEPHEN F. AUSTIN STATE UNIVERSITY PO BOX 13004, SPA STATION NACOGDOCHES, TX 75962-3004 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 15,000. 6.000. 6.000. 10,000. 17,500. 13,500. ATTACHMENT 15 PAGE 66 CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS SUFFOLK UNIVERSITY 8 ASHBURTON PLACE BOSTON, MA 02108-2770 SYRACUSE UNIVERSITY 900 CROUSE AVE SYRACUSE, NY 13210 TEXAS UNIVERSITY 401 GEORGE BUSH DR COLLEGE STATION, TX 77843 TEXAS AEM UNIVERSITY FOUNDATION 401 GEORGE BUSH DR COLLEGE STATION, TX 77840 TEXAS PUBLIC POLICY FOUNDATION 900 CONGRESS AVE SUITE 400 AUSTIN, TX 78701 TEXAS TECH UNIVERSITY - FOUNDATION BOX 41034 LUBBOCK, TX 79409-1034 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS AMOUNT 17,000. 5,000. 23,000. 230,000. 45,000. 109,000. ATTACHMENT 15 PAGE 67 CHARLES KOCH FOUNDATION VEAP RECIPIENT NAME AND ADDRESS THE CATHOLIC UNIVERSITY OF AMERICA 620 MICHIGAN AVE NE WASHINGTON, DC 20064 THE COLLEGE OF NEW JERSEY 2000 PENNINGTON RD. EWING. NJ 08628 THE EDUCATIONAL REVIEWER FOUNDATION PO BOX 4 MECOSTA. MI 49332 THE FOUNDATION FOR GROSSMONT CUYAMACA COLLEGES 8800 GROSSMONT COLLEGE DRIVE EL CAJON, CA 92020 THE FUND FOR AMERICAN STUDIES 1706 NEW HAMPSHIRE AVE. NW WASHINGTON, DC 20009 THE HERITAGE FOUNDATION 214 MASSACHUSETTS AVENUE NE WASHINGTON, DC 20002-4999 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0518408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT GENERAL OPERATING SUPPORT AMOUNT 215,000. 15.000. 17,900. 5.000. 26.000. 300,000. ATTACHMENT 15 PAGE 68 CHARLES KOCH FOUNDATION WW WW Wm RECIPIENT NAME AND ADDRESS THE JOHN ADAMS CENTER FOR THE STUDY OF FAITH. PHILOSOPHY PUBLIC AFFAIRS 2075 NORTH CANYON ROAD PROVO. UT 84604 THE PHILLIPS FOUNDATION ONE MASSACHUSETTS AVE., NW SUITE 620 WASHINGTON, DC 20001 UNIVERSITY HAUPT HALL SECOND FLOOR LEXINGTON. KY 40508 TRINITY COLLEGE 300 SUMMIT STREET HARTFORD, CT 06106 TRINITY UNIVERSITY 1 TRINITY PL. SAN ANTONIO, TX 78212 TROY UNIVERSITY FOUNDATION, INC. 216 ADAMS ADMINISTRATION BUILDING TROY, AL 36082 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUESTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PF NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 7,500. 5,000. 9,000. 7,500. 5,000. 50,000. ATTACHMENT 15 PAGE 69 CHARLES KOCH FOUNDATION YEAR RECIPIENT NAME AND ADDRESS UNIVERSITY ENTERPRISES CORPORATION 5500 UNIVERSITY PARKWAY SAN BERNARDINO, CA 92407 UNIVERSITY OF AKRON 302 BUCHTEL COMMONS AKRON, OH 44325 UNIVERSITY OF ALASKA - FAIRBANKS PO BOX 756080 FAIRBANKS, AK 99775 UNIVERSITY OF ARIZONA FOUNDATION 1111 NORTH CHERRY AVENUE P.0. BOX 210109 TUCSON, AZ 85721-0109 UNIVERSITY OF ARKANSAS FOUNDATION 2801 SOUTH UNIVERSITY AVE. LITTLE ROCK, AR 72204 UNIVERSITY OF CENTRAL ARKANSAS FOUNDATION UCA BOX 4986 CONWAY, AR 72035-4986 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS ATTACHMENT 15 PAGE 70 AMOUNT 6,500. 9,000. 15.000. 40,000. 12,000. 40.000. CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS UNIVERSITY OF COLORADO COLORADO SPRINGS 1420 AUSTIN BLUFFS PKWY COLORADO SPRINGS, CO 80918 UNIVERSITY OF DALLAS 1845 E. NORTHGATE DR. IRVING, TX 75062 UNIVERSITY OF DAYTON 300 COLLEGE PARK DAYTON, OH 45469 UNIVERSITY OF DELAWARE 210 COLLEGE AVE. NEWARK, DE 19716 UNIVERSITY OF HOUSTON 4800 CALHOUN ROAD 316 E. CULLEN BUILDING HOUSTON, TX 77204-2015 UNIVERSITY OF KENTUCKY 800 ROSE STREET LEXINGTON, KY 40508 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUESTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 35646 49-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 5.000. 19.000. 12,000. 5,700. 16,000. 33,000. ATTACHMENT 15 PAGE 71 CHARLES KOCH FOUNDATION 49-0918408 RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE 0? GRANT OR CONTRIBUTION AMOUNT UNIVERSITY OF LOUISVILLE NONE EDUCATIONAL PROGRAMS 2301 3RD ST PC 20,500. LOUISVILLE, KY 40292 UNIVERSITY OF MAINE - MACHIAS NONE EDUCATIONAL PROGRAMS 116 AVENUE PC 5,000. MACHIAS. ME 04654~1321 UNIVERSITY OF MAINE - ORONO NONE EDUCATIONAL PROGRAMS 5782 WINSLOW HALL PC ORONO. ME 04469 2,600. UNIVERSITY OF MARYLAND - BALTIMORE COUNTY NONE EDUCATIONAL PROGRAMS 1000 HILLTOP CIRCLE PC ADMIN. BLDG. 3RD FLOOR BALTIMORE, MD 21250 6,000. UNIVERSITY OF MARYLAND COLLEGE PARK NONE EDUCATIONAL PROGRAMS OFFICE OF GIFT ACCEPTANCE PC 6,500. 1101 MAIN ADMINISTRATION BUILDING COLLEGE PARK, MD 20742 UNIVERSITY OF MISSISSIPPI NONE EDUCATIONAL PROGRAMS 113 FALKNER PC UNIVERSITY, MS 39577 5,000. ATTACHMENT 15 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 72 CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS UNIVERSITY OF MISSOURI COLUMBIA 904 VIRGINIA AVE COLUMBIA, MO 65201 UNIVERSITY OF NEBRASKA - OMAHA 6001 DODGE STREET OMAHA, NE 68182 UNIVERSITY OF NEW ORLEANS FOUNDATION 2021 LAKESHORE DRIVE SUITE 420 NEW ORLEANS, LA 70122 UNIVERSITY OF NORTH CAROLINA - CHAPEL HILL ARTS SCIENCE FOUNDATION 209 SOUTH RD CHAPEL HILL, NC 27599 UNIVERSITY OF NORTH CAROLINA - GREENSBORO 239 CURRY BUILDING GREENSBORO, NC 27412 UNIVERSITY OF NORTH CAROLINA - PEMBROKE PO BOX 1510 PEMBROKE, NC 28372 16733H K932 11/13/2014 9:31:51 PM .. THE VFAD RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 33.000. 10,000. 22,000. 115,000. 6,800. 5,000. ATTACHMENT 15 PAGE 73 CHARLES KOCH FOUNDATION THE RECIPIENT NAME AND ADDRESS UNIVERSITY OF NOTRE DAME 217 HALL NOTRE DAME, IN 46556 UNIVERSITY OF 3451 WALNUT ST. WYNNEWOOD, PA 19104 UNIVERSITY OF RICHMOND 28 WESTHAMPTON WAY RICHMOND. VA 23173 UNIVERSITY OF SAN DIEGO 5998 ALCALA PARK SAN DIEGO. CA 92110 UNIVERSITY OF SOUTH ALABAMA 307 UNIVERSITY BOULEVARD N. MOBILE, AL 36688 UNIVERSITY OF TENNESSEE - KNOXVILLE 210 STUDENT SERVICES BUILDING KNOXVILLE, TN 37996-0105 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUESTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE 0? GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 12,000. 5,000. 15,000. 12,500. 6,500. 2,000. ATTACHMENT 15 PAGE 74 CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS UNIVERSITY OF TEXAS - ARLINGTON 701 S. NEDDERMAN DRIVE ARLINGTON, TX 76019 UNIVERSITY OF TEXAS - AUSTIN PO BOX 7458 AUSTIN, TX 78713 UNIVERSITY OF TULSA 800 SOUTH TUCKER DRIVE TULSA, OK 74104 UNIVERSITY OF VIRGINIA UVA OFFICE OF SPONSORED PROGRAMS P.O. BOX 400195 CHARLOTTESVILLE, VA 22904 UNIVERSITY OF COLLEGE AT WISE 1 COLLEGE AVENUE WISE, VA 24293 UNIVERSITY OF WASHINGTON PO BOX 353330 SEATTLE, WA 98195-3530 16733H K932 11/13/2014 9:31:51 PM . YEAH RELATIONSHIP TO SUESTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS LN 5,000. 7,000. 10,000. 8,000. 5,000. 5.000. ATTACHMENT 15 PAGE 75 CHARLES KOCH FOUNDATION WW mm: RECIPIENT NAME AND ADDRESS UNIVERSITY OF WEST FLORIDA FOUNDATION BUILDING 12 11000 UNIVERSITY PARKWAY PENSACOLA, FL 32514 UNIVERSITY OF WISCONSIN - LA CROSSE 1725 STATE STREET LA CROSSE, WI 54601 UNIVERSITY OF WISCONSIN FOUNDATION 1848 UNIVERSITY AVENUE MADISON, WI 53726 URSINUS COLLEGE 601 E. MAIN STREET P.O. BOX 1000 COLLEGEVILLE, PA 19426 UTAH STATE UNIVERSITY 1400 OLD MAIN HILL LOGAN, UT 84322-1400 UTAH STATE UNIVERSITY FOUNDATION DEVELOPMENT OFFICE 1420 OLD MAIN HILL LOGAN, UT 84322-1420 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 11.000. 12,500. 11,000. 6.000. 45.000. 100,000. ATTACHMENT 15 PAGE 76 CHARLES KOCH FOUNDATION 48-0918408 RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT VASSAR COLLEGE NONE EDUCATIONAL PROGRAMS 5,000. 124 RAYMOND AVENUE PC POUGHKEEPSIE, NY 12604 VIRGINIA TECH NONE EDUCATIONAL PROGRAMS 5,000. 702 UNIVERSITY CITY BLVD, MC 0364 PC BLACKBURG, VA 24061 VMI RESEARCH LABORATORIES NONE EDUCATIONAL PROGRAMS 309 LETCHER AVE pc 10,000. LEXINGTON, VA 24450 WAKE FOREST UNIVERSITY NONE EDUCATIONAL PROGRAMS 1834 WAKE FOREST ROAD PC WINSTON SALEM, NC 27106 5,000. WASHINGTON AND LEE UNIVERSITY NONE EDUCATIONAL PROGRAMS 204 W. WASHINGTON STREET PC LEXINGTON, VA 24450 5,000. WEBBER INTERNATIONAL UNIVERSITY NONE EDUCATIONAL PROGRAMS 1201 N. SCENIC HWY PC BABSON PARK. FL 33827 4.000. ATTACHMENT 15 16733H K932 11/13/2014 9:31:51 PM 85646 PAGE 77 CHARLES KOCH FOUNDATION Tm! Wm RECIPIENT NAME AND ADDRESS WESLEYAN COLLEGE 4760 ROAD MACON, GA 31210 WEST LIBERTY UNIVERSITY RESEARCH CORPORATION 208 UNIVERSITY DRIVE COLLEGE UNION BOX 129 WEST LIBERTY, WV 26074 WEST TEXAS UNIVERSITY BOX 60187 CANYON, TX 79016 WESTERN CAROLINA UNIVERSITY AFIE DEPARTMENT, F0 121 COLLEGE OF BUSINESS CULLOWHEE, NC 28723 WESTERN KENTUCKY UNIVERSITY 1906 COLLEGE HEIGHTS BLVD. BOWLING GREEN, KY 42101 WESTERN MICHIGAN UNIVERSITY 1903 W. MICHIGAN AME. KALAMAZOO, MI 49008 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS ATTACHMENT 15 PAGE 78 AMOUNT 9,000. 5,000. 12,000. 12,000. 12,000. 14,550. CHARLES KOCH FOUNDATION WSW Tm: RECIPIENT NAME AND ADDRESS WHEATON COLLEGE 501 COLLEGE AVE WHEATON, IL 60187-5593 WINSTON-SALEM STATE UNIVERSITY 601 MARTIN LUTHER KING, JR. DRIVE WINSTON SALEM, NC 27110 WINTHROP UNIVERSITY 701 OAKLAND AVENUE ROCK HILL, SC 29733 WOFFORD COLLEGE 429 N. CHURCH ST. SPARTANEURG, SC 29303 YOUNG AMERICANS FOR LIBERTY FOUNDATION PO BOX 2751 ARLINGTON, VA 22202 YOUTH ENTREPRENEURS OF KANSAS 4111 E. 37TH ST. N. SUITE 0101 WICHITA, KS 67220 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS GENERAL OPERATING SUPPORT GENERAL OPERATING SUPPORT AMOUNT 5.000. 5.000. 5,000. 7,500. 70,825. 100,000. ATTACHMENT 15 PAGE 79 CHARLES KOCH FOUNDATION 48-0918408 van RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT GEORGIA TECH REASEARCH INSTITUTE NONE RETURNED GRANT PO BOX 100117 PC ATLANTA, GA 30384 UNIVERSITY OF AKRON NONE RETURNED GRANT -1. 302 BUCHTEL COMMONS PC AKRON. OH 44325 NORTH CAROLINA STATE UNIVERSITY NONE RETURNED GRANT 2701 SULLIVAN DRIVE PC SUITE 240 RALEIGH, NC 27695 ?1,898. NATIONAL UNIVERISTY NONE RETURNED GRANT 11255 NORTH TORREY PINES RD PC LA JOLLA, CA 92037 ~473. TRINITY UNIVERSITY NONE RETURNED GRANT -2.163. 1 TRINITY PL. PC SAN ANTONIO, TX 78212 BAILOR UNIVERSITY NONE RETURNED GRANT ?237. ONE BEAR PLACE PC UNIT 97042 WACO. TX 76798 ATTACHMENT 15 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 80 CHARLES KOCH FOUNDATION 48-0918408 THE RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT LINFIELD COLLEGE NONE RETURNED GRANT -1.073. 900 SE BAKER ST pc MCMINNVILLE, OR 97128-6894 TOTAL CONTRIBUTIONS PAID ATTACHMENT 15 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 81 CHARLES KOCH FOUNDATION 48-0918408 1am oonw, mm - RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT CLEMSON UNIVERSITY NONE EDUCATIONAL PROGRAMS 4 98 000 . 201 SIKES HALL PC CLEMSON, SC 2 9634 OHIO STATE UNIVERSITY 5: FOUNDATION NONE EDUCATIONAL PROGRAMS 300.000. 154 12TH AVE PC COLUMBUS, OH 43210 SOUTHERN METHODIST UNIVERSITY NONE EDUCATIONAL PROGRAMS 333,000. 6425 BOAZ LANE PC TX 75205 LIBERTY SOURCE NONE EDUCATIONAL PROGRAMS 115. 000. 255 SOUTH MAIN PC SUITE 100 LOGAN, UT 84321 UNIVERSITY OF ARIZONA FOUNDATION NONE EDUCATIONAL PROGRAMS 48,000 1111 NORTH CHERRY AVENUE PC P.O. BOX 210109 TUCSON, AZ 85721-0109 TROY UNIVERSITY FOUNDATION, INC. NONE EDUCATIONAL PROGRAMS 100,000. 216 ADAMS ADMINISTRATION BUILDING PC TROY. AL 36082 ATTACHMENT 16 16733H K932 11/13/2014 9:31:51 PM 13-7.5F 85646 PAGE 82 CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS DUKE UNIVERSITY 324 BLACKWELL ST SUITE 920 DURHAM, NC 27701 FLORIDA GULF COAST UNIVERSITY 10501 FGCU BOULEVARD, SOUTH FORT MYERS, FL 33965-6565 FLORIDA STATE UNIVERSITY 160 BELLAMY BLDG TALLAHASSEE, FL 32306-2160 BAYLOR UNIVERSITY ONE BEAR PLACE UNIT 97042 WACO, TX 76798 FLORIDA SOUTHERN COLLEGE 111 LAKE HOLLINGSWORTH DR LAKELAND, FL 33801-5698 THE CATHOLIC UNIVERSITY OF AMERICA 620 MICHIGAN AVE NE WASHINGTON, DC 20064 16733H K932 11/13/2014 9:31:51 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PC NONE PC NONE PC NONE PC NONE PC NONE PC 13-7.5F 85646 48-0918408 PURPOSE 0? GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS TOTAL CONTRIBUTIONS APPROVED ATTACHMENT 16 PAGE 83 AMOUNT 35.500. 15.000. 310,594. 444,000. 400,000. 860,000. 2013 CHARLES KOCH FOUNDATION 48-0918408 Description of Property DEPRECIATION Date Unadjusted 179 exp. I Beginning Ending MA Current-year placed in Cost Bus. reduction Basis for Accumulated Accumulated Me- ACRS CRS 179 Current-Year Asset description service or basis in basis Reduction depreciation depreciation depreciation thod Conv. Life class class expense depreciation OFFICE EQUIPMENT 01/01/2011 16,635. 100.000 16,635. 5,003. 8,329. SL 5.000 3,326. UNIMPROVED LAND 05/13/1988 3,377,694. 100.000 Less:RetiredAssets . . . . . . . . . . . . Subtotals3,394,329. 15,535. 5,003. 3,329.[ 3,326. Listed Property Less: RetiredAssets . . . . . . . . . . . . TOTALS3,394,329. 16,635. 5,003. 8,329. 3.326. AMORTIZATION Date Cost Ending placed In or Accumulated Accumulated Current-Year Asset description service basis amortization amortization Code Life amortization *Assets Retired JSA 3x9024 1.000 16733? K932 11/13/2014 9:31:51 PM 85646 PAGE 86 IRS e-?le Signature Authorization - . . OMB . 1545-1878 E0 for an Exempt Organization For calendar year 2013, or?scal year beginning 2013, and ending 20 De Do not send to the IRS. Keep for your records. 1 3 partment of the Treasury Internal RevenueServlce Information about Form 8879-EO and Its Instructions is at Name of exempt organization Employer Identi?cation number CHARLES KOCH FOUNDATION Name and title of of?cer HEATHER LOVE TREASURER Type of Return and Return Information (Whole Dollars Only) Check the box for the return for which you are using this Form 8879-EO and enter the applicable amount, if any, from the return. If you check the box on line 1a, 2a, 3a, 4a, or 5a, below, and the amount on that line for the return being ?led with this form was blank. then leave line 1b, 2b, 3b, 4b, or 5b, whichever is applicable, blank (do not enter -0-). But, if you entered -0- on the return, then enter -0- on the applicable line below. Do not complete more than 1 line in Part I. 1a Form 990 check here Total revenue, if any (Form 990, Part column (A), line 12) 1b 2a Form 990-EZ check here Total revenue, if any (Form 990-EZ, line 9) I . 2b 33 Form 1120-POL check here Totaltax (Form line 22) . 3b 4a Form 990-PF check here Tax based on investment income (Form Part VI, line 5), 4b 117 745 . 5a Form 8868 check here Balance Due (Form 8868, Part I, line 3c or Part II, line 80) I 5b Declaration and Signature Authorization of Of?cer Under penalties of perjury, I declare that I am an of?cer of the above organization and that I have examined a copy of the organization's 2013 electronic return and accompanying schedules and statements and to the best of my knowledge and belief, they are true, correct, and complete. I further declare that the amount in Part I above is the amount shown on the copy of the organization's electronic return. I consent to allow my intermediate service provider, transmitter, or electronic return originator (ERO) to send the organization's return to the IRS and to receive from the IRS an acknowledgement of receipt or reason for rejection of the transmission, the reason for any delay in processing the return or refund, and the date of any refund. If applicable, I authorize the US. Treasury and its designated Financial Agent to initiate an electronic funds withdrawal (direct debit) entry to the ?nancial institution account indicated in the tax preparation software for payment of the organization?s federal taxes owed on this return, and the ?nancial institution to debit the entry to this account. To revoke a payment, I must contact the US Treasury Financial Agent at 1-888-353-4537 no later than 2 business days prior to the payment (settlement) date. I also authorize the ?nancial institutions involved in the processing of the electronic payment of taxes to receive con?dential information necessary to answer inquiries and resolve issues related to the payment. I have selected a personal identi?cation number (PIN) as my signature for the organization's electronic return and, if applicable, the organization's consent to electronic funds withdrawal. Officer's PIN: check one box only I authorize BKD LLP to enter signature name Enter ?ve numbena, but do not enter all zeros on the organization's tax year 2013 electronically ?led return. If I have indicated within this return that a copy of the return is being ?led with a state agency(ies) regulating charities as part of the IRS Fed/State program, I also authorize the aforementioned ERO to enter my PIN on the return's disclosure consent screen. As an of?cer of the organization, I will enter my PIN as my signature on the organization's tax year 2013 electronically ?led return. If I have indicated within this return that a copy of the return is being ?led with a state agency(ies) regulating charities as part of the IRS Fed/State program, I will enter my PIN on the return's disclosure consent screen. Of?cer's signature 5 Date Part Certification and Authentication ERO's EFINIPIN. Enter your six-digit electronic ?ling identi?cation number (EF IN) followed by your ?ve?digit self-selected PIN. 48010277156 do not enter all zeros I certify that the above numeric entry is my PIN, which is my signature on the 2013 electronically ?led return for the organization indicated above. I con?rm that I am submitting this return in accordance with the requirements of Pub. 4163, Modernized e-File Information for Authorized IRS e-?le Providers for Business Returns. ERO's signature Date ERO Must Retain This Form - See Instructions Do Not Submit This Form To the IRS Unless Requested To Do So For Paperwork Reduction Act Notice, see back of form. Form 8879-EO (2013) JSA 3E1676 1.000 16733H K932 11/13/2014 9:31:51 PM 85646 PAGE 1