EXTENSION GRANTED Form Return of Private Foundation I 0MB No.1545-oosz or Section 4947(a)(1) Nonexempt Charitable Trust 1 2 Treated as a Private Foundation Department of the Treasury Intemai Revenue Service Note. The foundation may be able to use a copy ofthis return to satisfy state reporting requirements. Open to Public lliSpeCtion For calendar year 2012 or tax year beginning_ 2012, and ending 20 Name of foundation A Employer identi?cation number CHARLES KOCH FOUNDATION 48?0918408 Number and street (or P.0. box number if mail is not delivered to street address) Room/suite 3 Telephone number (see instructions) (316) 828-6847 . . BOX 2256 City or town, state. and ZIP code Easements . . . . . WICHITA, KS 67201-2256 Check all that apply: Initial return Initial return of a former public charity 1_ Foreign organizations. check hem Final return Amended return 2. Foreign organizations meeting the Address change Name change S?rpi?f?ag?? ?Timid El Check type of organization: Ii] Section 501 (c 3 exempt private foundation If . pnvata foundation status was termrnated Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation undersm check hm I Fair market value of all assets at end 6 Accounting Cash Accrual "the foundation is in of year (from Part II, col. line Other (specify) undersection chock here . (Part I, column must be on cash basis.) - Disbursem $217Ergo?girygom?ng?r?ffowe ?a?gzzinegepgid Net investment Adjusted net )for charitab;rlts may not necessarily equal the amounts In books Income income purposes column (see (cash basrs only) 1 Contributions itts, grants. etc. (attach scheduleasset's". 3 Interest on savings and temporary cash investments Dividends and interestfrom securities 3I918I994- 3I918I994 - 5a Gross rents . . . . . . . . . . . . . . . . . Net rental income or (loss) 6a Net gain or (loss)from saleofassets noton line 10 5 I 391 I 703 teases?? 138 I 733 I 912- 7 Capital gain net income (from Part IV, line Net short-term capital gain . . . . . . . . . 9 Income modifications - - - - - - - - - - - - 10 a Gross sales less retums and allowances - - - - - Less: Cost of goods sold Gross profit or (loss) (attach schedule) 11 Other income . 1I811I978- _12 Toggi. Add lines?lthrouah?71.149.554- 11,032,415- 0 13 Compensation of oti?icers. directors, trustees, etc. 0 3 14 Otheremployeesalariesandwages . . . . . 1I478I900- 1:478:900- 2 15 Pension plans, employeebene?ts 253I238- 258I288- 816a Legal AFC-3H 7I219- 7I219- l? Accounting fees (attach Other professional fees (attach . 478I 017' 17 Interest . . . . . . . . . . . . . . . . . . . 18 231I982- 20:468- 19 Depreciation (attach schedule) and depletion . 19 3 I 553 - 320 Occupancy . . . . . . . . . . . . . . . . . 371I286- 371:235- "g 21 Travel, conferences, and meetings 145 Printing and publications . . . . . . . . . . Other expenses (attach schedule)A.TCH .Total operating and administrative expenses. 3 Add lines13through 3I577I732- 2I589I548- 25 Contributions, gifts, grants paid . . . . . . . 17,571I425o 478,017- 0 17,510,096- 27 Subtract line 26 from line 12: a 53:578:129- Net investment income (if negative, enter -0Adjusted net income (if negative, enter -O-). . 0 JSA For Paperwork Reduction Act Notice, see Instructions. 4 Form 990-PF (2012) E14 . 2 10100016733H K932 11/14/2013 2:23:32 PM 85646 PAGE 5 Form 990-PF (2012) CHARLES KOCH FOUNDATION 48?0918408 Page 2 Balance Sheets Attached schedules and amounts in the description column should be for end-of-year Beginning of year End of year 'nstructions216, 354,373 . 267,770,453. amounts only, (See instructions) Book Value Book Value Fair Market Value 1 Cash-non-interest.bearing . . - 676,259. 428,037. 428,037. 2 Savings andtemporarycash investments . I I . 8,655,461. 77,727,198. 77,727, 3 Acc0unts receivable Less: allowance fordoubtfulaccounts) m. 87:889- 72.101- 72: 101- 4 Pledges receivable Less: allowance for doubtful accounts 5 Grants receivable . . . . . . . . . . . . . . . . . . . . . . 6 Receivables due from of?cers, directors. trustees. and other disqualified persons (attach schedule) (see instructions) . . 7 Other notes and loans receivable (attach schedule) Less: allowance for doubtful accounts .3 8 Inventories for sale or use I 9 Prepaid expenses anddeferred charges 113:397- 85:533- 857538. 10 a Investments - U.S. and state government obligations (attach schedule)_ Investments - corporate stock (attach schedule) investments - corporate bonds (attach schedule) ATCH 7 3,377,694. 3,377,694. 2,455,694. 12 investments - mortgage loans . . . . . . . . . . . . . . . 13 . . I 203,038,442. 186,067,154. 196,100,488. ?4 3.2231722?? I "1515.525" ATCH 9 405,231. 11,631. 11,631. 15 Other assets (describe 16 Total assets (to be completed by all filers - see the instructione Also.seepege1.item 216,354,373. 267,770,453. 276,881,787. 17 Accounts payable and accrued expenses . . Grantspayable . . . . . . . . . . . . . . . . . . .. 2r863r946- 1r938r471- 3 19 Deferred revenue . . . . . . . . . . . . . . . . . . . . . . 20 Loans from of?cers, directors. trustees. and other disquali?ed persons :3 21 Mortgages and other notes payable (attach schedule) 22 Other liabilities (describe 23 Total liabilities (add lines 17 through 22882, 692 . 2, 098, 025 . Foundations that follow SFAS 117, check here DLXJ u, and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted . . . . . . . . . . . . . . . . . . . . . . . . . 213'471r681- 265r672r428- 25 Temporarily restricted . . . . . . . . . . . . . . . . . . . . 26 Permanently restricted . . . . . . . . . . . . . . . . . . . . Foundations that do not follow SFAS 117, .6 check here and complete lines 27 through 31. I: g, 27 Capital stock. trust principal, or current funds . 28 Paid-in or capital surplus, or land. bldg.. and equipmentfund 2 29 Retained earnings. accumulated income. endowment, or otherfunds 30 Total net assets or fund balances (see instructionsTotal liabilities and net assetslfund balances (see Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part ll, column line 30 (must agree with end?of-year ?gure reported on prior years return213 471: 681- 2 Enter amount from Part i, line 27a I I 2 53 578, 129 . 3 Other increases not included in line 2 (itemize) 3 4 ?neS1'2'and3 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 5 Decreases not included in line 2 (itemize) _l_0 5 1 377 382 . 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part ll, column line Form 990-PF (2012) JSA 2E14201.000 16733H K932 11/14/2013 2:23:32 PM 12-7F 85646 PAGE 6 CHARLES KOCH FOUNDATION 48-0918408 Form 990-PF (2012) Page 3 Capital Gains and Losses for Tax on Investment Income List and describe the kind(s) of property sold real estate. $2.33: Date sold 2-story brick warehouse; or common stock. 200 shs. MLC Co.) (010.. day. Yr.) mo" day' 1a SEE PART IV SCHEDULE 9 price "?D?i??iesi?ifii?ibi'im ?5.322232225352: a 9 Complete only for assets showing gain in column and owned by the foundation on 12/31/69 (0 Gains (COL gain minus (I) F.M.V. as of 12/31169 glsAgguf?g?gain, also enter in Part I. line 7 2 Capital gain net income or (net capital loss) If (loss), enter in Part line Net short-term capital gain or (loss) as de?ned in sections 1222(5) and (6): If gain, also enter in Part I, line 8. column (see instructions). If (loss), enter in} Part I, line Qualification Under Section 4940(a) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) If section 4940(d)(2) applies, leave this part blank. Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? ?1 Yes No If "Yes." the foundation does not qualify under section 4940(e). Do not complete this part. 1 Enter the appropriate amount in each column for each year' see the instructions before makinc any entriesCalendagm??e??gmm In) Adjusted qualifying distributions Net value of noncharitable?use assets (coL M) 2011 20,955,082. 215,815,197. 0.097097 2010 18,901,264. 203,468,683. 0.092895 2009 19,551,962. 155,141,798. 0.126026 2008 15,476,965. 170,704,588. 0.090665 2007 10,080,287. 127,673,989. 0.078953 2 Total ofline 1.cqumn(0-485636 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 3 0 . 097127 4 Enter the net value of noncharitable-use assets for 2012 from Part X, line Multiply Iine4by ?"21:021'467- 6 Enter 1% of net investment income of Part I. line 27bEnter qualifying distributions from Part Xll, line line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions. 3304301000 Form 990-PF (2012) 16733H K932 11/14/2013 2:23:32 PM 12-7F 85646 PAGE 7 Form 990-PF (2012) CHARLES KOCH FOUNDATION Page 4 Excise Tax Based on Investment income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions) 1a Exempt operating foundations described in section 4940(d)(2), check here and enter on line 1. Date of ruling or determination letter: (attach copy of letter if necessary - see Instructions) Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 211, 088 . here and enter 1% of Part I. line 27b . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I. line 12, col. Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) . . AddlinesiandZ . . . . . . . . . . . . . . Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) I I I Tax based on investment income. Subtract line4from line 3. lfzeroorless. enter CreditslPayments: 2012 estimated tax payments and 2011 overpayment credited to 2012 Exempt foreign organizations - tax withheld at source Tax paid with application for extension of time to ?le (Form I I I I I I 61: Backup withholding erroneously withheld Total credits and payments. Add lines 6athrough6d . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 137: 719- 8 Enter any penalty for underpayment of estimated tax Check here if Form 2220 is attached . . . . . . . 8 3 5 6 9 Tax due. lfthetotal of ines5and8is morethan line7, enteramount owed 23:725- 10 Overpayment. if line 7 is more than the total of lines 5 and 8, enter the amount overpaid Enter the amount of line 10 to be: Credited to 2013 estimated tax Refunded 11 Statements Regarding Activities 1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate Yes ..1a Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions for the . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ..1b if the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. Did the foundation ?le Form 1120-POL forthis yearEnter the amount (if any) of tax on political expenditures (section 4955) imposed during the year: (1) 0n the foundation. (2) 0n foundation managers. Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers. 2 Has the foundation engaged in any activities that have not previously been reported "Yes, attach a detailed description of the activities. 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation. or bylaws, or other similar instruments? if 'Yes,"aiiachaconformed copy of the changes Did the foundation have unrelated business gross income of $1,0000rmore during theyear?, . . 4a if "Yes," has it?ledataxretum on Form 990-T forthis yearWas there a liquidation, termination, dissolution, or substantial contraction during the year"Yes, attach the statement required by General instruction T. 6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satis?ed either: 0 By language in the governing instrument, or By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrumentDid the foundation have at least $5,000 in assets at any time during the year? if "Yes," complete Part ll, col. and PartXV 7 8a Enter the states to which the foundation reports or with which it is registered (see instructions) If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each stateas required by General instruction explanationthe foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(jx5) for calendar year 2012 or the taxable year beginning in 2012 (see instructions for Part if ?Yes,? complete PartXN . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 10 Did any persons become substantial contributors during the tax year? it "Yes," attach a schedule listing their names and addresses 211, 088. 0 211, 088. our-an 20,000 . 0.009 9 10 Form 990-PF (2012) JSA 2E14401.000 16733H K932 11/14/2013 2:23:32 PM 12-7F 85646 PAGE 8 Form 990-PF (2012) CHARLES KOCH FOUNDATION 4 8 9 184 0 8 Page 5 Statements Reggding Activities (continued) 11 At any time during the year. did the foundation, directly or indirectly. own a controlled entity within the meaning of section 512(b)(13)? If "Yes," attach schedule (see instructions 11 12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges? If "Yes," attach statement (see instructions) 12 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application?, 13 Website address 14 The books are in care of Telephone no. 512% Located at >533}- >_6_7339 15 Section 4947(a)(1) nonexempt charitable trusts ?ling Form 990-PF in Form 1041-Check here . . . . . . . . . . . . . . . . . . DU and enter the amount of tax-exempt interest received or accrued during the year_ bl 15 16 At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority Yes No overabank, securities, or otherfinancial account inaforeign country?, 16 See the instructions for exceptions and filing requirements for Form 90-22.1. If "Yes," enter the name of the foreign country Statements Regarding Activities for Which Form 4720 May Be Required File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No 1 a During the year did the foundation (either directly or indirectly): (1) Engage in the sale or exchange. or leasing ofpropertywithadisquali?ed person? Yes No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disquali?edpersonYes (3) Furnish goods, services, or facilities to (or accept them from)adisqualified person? Yes (4) Pay compensation to, or pay or reimburse the expenses of, adisquali?ed person? Yes (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use ofadisquali?ed person)? Yes No (6) Agree to pay money or property to a government of?cial? (Exception. Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination ofgovernment service, ifterminating within 90 days.) Yes No If any answer is "Yes" to did any of the acts fail to qualify under the exceptions described in Regulations section 53.4941 or in acurrent notice regarding disaster assistance (see instructionsOrganizations relying onacurrent notice regarding disaster assistance check here, El Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected beforethe first day ofthe taxyear beginning in 2012? 1c 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 49420)(3) or 49420)(5)): a At the end of tax year 2012, did the foundation have any undistributed income (lines 6d and 6e, Part for taxyear(s) beginning before 2012?, Yes No If"Yes," list the years I) Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement-seeinstructions.) If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here. 3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise atanytimeduringtheyear"Yes," did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess businessholdings in 2012Did the foundation invest during the year any amount in amanner that wouldjeopardize its charitable purposes? 4a Did the foundation make any investment in a prior year (but after December 31 1969) that could jeopardize its charitable purpose that had not been removed from ieopardy before the first day of the tax year beginning in 2012? . 4b Form 990-PF (2012) JSA 2E14501.000 16733H K932 11/14/2013 2:23:32 PM 85646 PAGE 9 Form 990-PF (2012) Part VII-B CHARLES KOCH FOUNDATION Statements Regarding Activities for Which Form 4720 May Be Required (continued) 48-0918408 Page 6 5a During the year did the foundation pay or incur any amount to: (1) Carry on propaganda, or otherwise attempt to in?uence legislation (section 4945(e))? DYes No (2) influence the outcome of any speci?c public election (see section 4955); or to cany on, directly or indirectly, any voter registration drive? Yes No (3) Provideagrant to an individual fortravel, study, or other similar purposes?_ Yes No (4) Provide a grant to an organization other than a charitabie, etc.. organization described in section 509(a)(1), (2), or (3),orsection 4940(d)(2)? (see instructions) . Yes No (5) Provide for any purpose other than religious, charitable. scienti?c, literary, or educational purposes, or for the prevention of cruelty to childrenoranimals? Yes No If any answer is "Yes" to did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? Organizations relying onacurrent notice regarding disaster assistance check here, PEI If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant? If "Yes, attach the statement required by Regulations section 53. 6a on a personal benefit contract? Did the foundation, during the year. pay premiums, directly or indirectly, on a personal bene?t contract? If "Yes" to 6b, ?le Form 8870. 7a ATCH 1 Yes BN0 Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums Yes No At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? Yes No If "Yes," did the foundation receive _a_r_1y proceeds or have any net income attributable to the transactionand Contractors 1 List all officers, directors, trustees, foundation managers and their compensation (see instructions). Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, Name and address Title, and average hours per week devoted to position Com sation ,(If notpzfald. enter -0-) Contributions to employee benefit plans and deferred compensation Expense account, other allowances 2 Compensation of five highest-paid employees (other than those included on line 1 - see instructions). If none, enter Tltle, and average (6) Cont?bU?ms to ddress of each em I id than $50,000 hours rweek Com nsation emp'oyee bene?t Expense amum' ame an a Pa more devoted p8 other allowances 472,895. 31,182. 7,080. Total number of other employees paid over $50,000 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 Form 990-PF (2012) JSA 2E1460 1.000 16733H K932 11/14/2013 2:23:32 PM 85646 PAGE 10 CHARLES KOCH FOUNDATION Form 990-PF (2012) and Contractors (continued) 3 Five highest-paid independent contractors for professional services (see instructions). If none, enter 48-0918408 Pme 7 Information About Of?cers, Directors, Trustees, Foundation Managers, Highly Paid Employees, Name and address of each person paid more than $50,000 Type of senrice Compensation PRAIRIE CAPITAL MANAGEMENT, LLC KANSAS CITY, MO 64112 PROF. CONSULT. SVCS 171,762. LOGAN ECONOMIC CONSULTING LOGAN, UT 84321 PROF. CONSULT. SVCS 60,000. STRATEGIES PROF. CONSULT. SVCS 52,000. Total number of others receiving over $50,000 for professional services . . . . . . . Part IX-A Summary of Direct Charitable Activities . . . . . . . . . . . . . List the foundation?s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other bene?ciaries served, conferences convened. research papers produced. etc. Part IX-B Summary of Program-Related Investments (see instructions) Describe the two largest program-related investments made by the foundation during the taxyear on lines 1 and 2. Expenses Amount 3 -3199? Total. Add lines 1 through Form 990-PF (2012) JSA 2E14651.000 PAGE 11 16733H K932 11/14/2013 2:23:32 PM 12-7F 85646 CHARLES KOCH FOUNDATION Form 990-PF (2012) 48-0918408 ?gsB Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.) 1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc, purposes: Average fair market value of securities I . . . . Average of cash balances I Fair market value of all other assets (see instructions) Total (add lines 1a1c(attach detailed explanationAcquisition indebtedness applicable to line 1 assets . . Subtract line 2 from line 1d 4 Cash deemed held for charitable activities. Enter 1 of line 3 (for greater amount, see instructionsNet value of noncharitable-use assets. Subtract tine-4'fr'or'n'line Enter'h'ere-and on-Par't 6 Minimum investment return. Enter 5% of line Reduction claimed for blockage or other factors reported on lines 199,216,809. 1b 17,864,133. 1c 2,647,777. 1d 219,728,719. 2 3 219,728,719. 4 3,295,931. 5 216,432,788. 6 10,821,639. Distributable Amount (see instructions) (Section 4942(j)(3) and private operating foundations and certain foreign organizations check here and do not complete this part.) 1 Minimum investment return from Part X, line investment income for 2012 from Part VI, line Income tax for 2012. (This does not include the taxfrom Part 2b linesza and . . Distributable amount before adjustments. Subtract line 2c from line Recoveries of amounts treated as qualifying distributions . . . . I 4 5 "nessand4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 6 Deduction from distributable amount (see instructions) I I 6 7 Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part ?n91 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. 7 10,610,551. Qualifying Distributions (see instructions) 1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes: a Expenses, contributions, gifts, etc. - total from Part I, column line Program-related investments - total from Part Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 3 Amounts set aside for speci?c charitable projects that satisfy the: a Suitability test (prior IRS approval required) . . . . 3a Cash distribution test (attach the required schedule) I 3b 4 distributions. Add lines 1 a through 3b. Enter here and on Part V, line 8, and Part line Foundations that qualify under section 4940(9) for the reduced rate of tax on net investment income. Enter 1% of Part I. line 27b (see instructionsAdjusted qualifying distributions. Subtract line 5 from line Note. The amount on line 6 will be used in Part V, column in subsequent years when calculating whether the foundation quali?es for the section 4940(e) reduction of tax in those years. JSA 2E14701.000 16733H K932 11/14/2013 2:23:32 PM 85646 Form 990-PF (2012) PAGE 12 CHARLES KOCH FOUNDATION 48-09184 08 Form (2012) Page 9 Part Undistributed Income (see instructions) (hi (6) Corpus Years prior to 2011 2011 2012 10,610,551. 1 Distributable amount for 2012 from Part XI. 2 Undistributed income. if any. as of the end of 2012: Enter amount for 2011 only I Totalforprioryears120 10 .20 O9 20 08 3 Emess distributions carryover. if any. to 2012: From 2007 3,779,603. From 2008 7,054,261. From 2009 11,912,574. From2010 8,931,145. From2011 10,279,637. Total oflines 3a throughe 41,957,220. 4 Qualifying distributions for 2012 from Part XII. line4: 17,610,096. a Applied to 2011. but not more than Iine 2a UH "Onou'm Applied to undistributed income of prior years (Election required-see instructions). Treated as distributions out of corpus (Election required-see instructionsApplied to 2012 distributable amount 10 610 . 55 1 . Remaining amount distributed out of corpus 5 99 9 545 - 5 Excess distributions carryover applied to 2012 (If an amount appears in column the same amount must be shown in column 6 Enter the net total of each column as indicated below: a Corpus. Add lines 3f. 40. and 4e. Subtract line 5 4 8 955 755 - Prior years' undistributed income. Subtract Iine4bfromline2b . . . Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued. or on which the section 4942(a) tax has been previously assessed . . . . . . . . . . . . Subtract line 60 from line 6b. Taxable amount-see instructions I I . Undistributed income for 2011. Subtract line 4a from line 2a. Taxable amount - see Undistributed income for 2012. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2013 . . . . . . . . . . . . . . 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions)_ 8 Excess distributions carryover from 2007 not applied on line 5 or line 7 (see instructions) 3 I 7'79 I 5 03 9 Excess distributions carryover to 2013. Subtract lines 7 and 8 from line Analysis of line 9: a Excess from2008 . . . 7,054,261. Excess from2009 . . . 11,912,574. Excess from2010 . . . 8,931,145. Excessfrom2011 10,279,637. Excessfrom2012 . . . 6,999,545. Form 990-PF (2012) JSA 2514801000 16733H K932 11/14/2013 2:23:32 PM 85646 PAGE 13 Form 990-PF (2012) Private Operating Foundations (see instructions and Part Vll?A, question 9) 1a 2a 48-0918408 Page 10 NOT APPLICABLE CHARLES KOCH FOUNDATION if the foundation has received a ruling or determination letter that it is a private operating foundation. and the ruling is effective for 2012. enter the date of the ruling . . I Check box to indicate whether the foundation is a private operating foundation described in section Tax year Prior 3 years (a)2012 (c)2010 4942(1)(3) or I_l 49420)(5) (9) Total Enter the lesser of the ad- justed net income from Part I or the minimum investment return from Part for each yearlisted (b)2011 M2009 85% of line 2a Qualifying distributions from Part Xli. line 4 for each year listed . Amounts included in line 2c not used directly for active conduct oiexemptactlvities. . . . . Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2dfromlin62c Complete 3a. b. or for the alternative test relied upon: "Assets" alternative test - enter: (1) Valueofallassets . . . (2) Value of assets qualifying undersection 49420)(3)(B)(i). . . . . ?Endowment? alternative tast- enter 2I3 of minimum invest- ment return shown in Part X. line 6 for each year listed "Support" alternative test - enter. (1) Total support other than gross investment income (interest. dividends. rents. payments on securities loans (section or royalties) . . Support from general public and 5 or more exempt organizations as provided in section 4942 . . . . . . Largest amount of sup- port from an exempt organization (2) (3) 4 Gross investmentinoome. Supplementary information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year -see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section CHARLES G. KOCH List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest. NONE 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs: Check herebC] if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. if the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d. a The name. address, and telephone number or e-mail of the person to whom applications should be addressed: ATCH 14 The form in which applications should be submitted and information and materials they should include: ATCH 15 Any submission deadlines: NONE cl Any restrictions or limitations on awards. such as by geographical areas, charitable ?elds, kinds of institutions, or other JSA 2E1490 1.000 factors: ATCH 16 Form 990-PF (2012) 16733H K932 11/14/2013 2:23:32 PM 12?71? 85646 PAGE 14 CHARLES KOCH FOUNDATION 48-0918408 Form 990-PF (2012) Page 1 1 Part XV Supplementary Information (continued) 3 Grants and Contributions Paid During the Year or Approved for Future Payment ReCipient "$3355 Purposepf grant or Amount Name and address (home or business) recipient a Paid during the year ATCH 17 Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3a 14,920,448- Approved for future payment Totgl . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3b Form 990-PF (2012) JSA 2E1491 1.000 16733H K932 11/14/2013 2:23:32 PM 12-7F 85646 PAGE 15 CHARLES KOCH FOUNDATION 48?0918408 Form (2012) Page 12 Part XVI-A Analysis of income-Producing Activities Enter gross amounts unless otherwise indicated_ Unrelated business income Excluded by section 512, 513. Of 514 (9) Related or exempt function income 1 Program service revenue: 3min? Amm?m E?dus?m Amu'? (See instructions.) a 9 Fees and contracts from government agencies 2 Membership dues and assessments . 3 Interest on saw?ngs and temporary cash investments Dividends and interest from securities l4 3 918 994 . 5 Net rental income or (loss) from real estate: a Debt-financed property . . . i I Not debt-financed property 6 Net rental income or (loss) from personal property 7 Other investment income I 18 8 ll 9'78 . 8 Gain or (loss) from sales of assets other than inventory Net income or (loss) from special events 1o Gross profit or (loss) from sales of inventory. . 11 Other revenue: at 12 Subtotal. Add columns and ll 124 090 . 13 Total. Add line 12. columns and . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . See worksheet in line 13 instructions to calculations. Relationshi of Activities to the Accom ishment of Exem Line Explain below how each activity for which income is reported in column of Part XVI-A contributed importantly to the accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes). (See instructions.) Form 990-PF (2012) JSA 2E14921.000 16733H K932 11/14/2013 2:23:32 PM 12?717 85646 PAGE 16 Form sec-PF (2012) CHARLES KOCH FOUNDATION 48?0918408 Page 13 Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations 1 Did the organization directly or indirectly engage in any of the following with any other organization described Yes No in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of. "Wash . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1am (2) Other . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18(2) Other transactions: (1) Sales of assets to a noncharitable exempt organization 1b(1) (2) Purchases of assets from a noncharitable exempt organization 1b(2) (3) Rental of facilities equipment. or other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1b(3) (4) Reimbursement arrangements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1b(4l (5) Loans or loan guarantees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1b(5) (6) Performance of services or membership or fundraising solicitations 1b(6) Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1c lf the answer to any of the above is "Yes," complete the following schedule. Column should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or shari arrangement, show in column the value of the goods, other assets, or services received. Line no. Amount involved Name of noncharitable Description of transfers, transactions, and sharing arrangements A 2a is the foundation directly or indirectly af?liated with, or related to, one or more tax-exempt organizations described in section 501(0) of the Code (other than section 501(c)(3)) or in section 527? Yes No If "Yes," complete the following schedule. Name of organization Type of organization Description of relationship Under allies of perjury, I are that i have examined this return, including accompanying sd?ledules and statements, and to the best of my knowledge and belief, it is true, Sign correct, complete. Decl of preparer (other than taxpayer) is based on all Informatlon of which preparer has any knowledge. I May the IRS discuss this return Here I with the preparer shown below SignLtu?r? of of?cer or Mstee Date ?tle (sag instructions)? Ye. Pai Print/Type preparer's name Pre arer?s signazuie Dat Check LJ if PTIN ELIZABETH . HOGAN 84.1 se f-emp oyed P00273248 reparer Firm's name BKD: LLP Firm's 44 - 015025 0 Use only Finn's address 1551 WATERFRONT PKWY, STE 300 WICHITA, KS 67206?6601 Phoneno. 316?265?2811 Form 990-PF (2012) JSA 2E14931.000 16733H K932 11/14/2013 2:23:32 PM 12-7F 85646 PAGE Form 8868 (Rev. 1-2013) Page 2 0 If you are ?ling for an Additional (Not Automatic) 3?Month Extension, complete only Part II and check this box Note. Only complete Part II if you have already been granted an automatic 3-month extension on a previously ?led Form 8868. 0 If on are ?ling for an Automatic 3-Month Extension, complete only Part I (on page 1). Additional (Not Automatic) 3-Month Extension of Time. Only ?le the original (no copies needed). Enter flier's Identifyingnumber, see Instructions Name of exempt organization or other ?ler, see instructions. Employer identification number (EIN) or Type or print CHARLES KOCH FOUNDATION 48 ?0 9184 08 Number, street, and room or suite no. If a PO. box. see instructions. Social security number (SSN) m. BOX 2256 Y?Sueie City, town or post office. state, and ZIP code. For a foreign address, see instructions. instructions. WICHITA, KS 6720 1?2256 Enter the Return code for the return that this application is for (?le a separate application for each returnApplication Return Application Return Is For Code Is For Code Form 990 or Form 990-EZ o1 Form 02 Form 1041-A 08 Form 4720 (individual) 03 Form 4720 09 Form 04 Form 5227 10 Form 990-T (sec. 401(a) or 408(a) trust} 05 Form 6069 11 Form 990-T {trust other than above) 06 Form 8870 12 STOPI Do not complete Part II if you were not already granted an automatic 3-month extension on a previously ?led Form 8868. The books are in the care of THE ORGANIZATION Telephone No. 316 828-6768 FAX No_ If the organization does not have an of?ce or place of business in the United States, check this box . . . I El 0 If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) . If this is for the whole group, check this box El . If it is for part of the group, check this box I I and attach a list with the names and EINs of all members the extension is for. 4 I request an additional 3-month extension of time until 11/ 15 20 13 5 For calendar year 2012 or other tax year beginning 20 and ending 20 6 If the tax year entered in line 5 is for less than 12 months, check reason: Initial return I_l Final return Change in accounting period 7 State in detail why you need the extension ADDITIONAL TIME IS REQUIRED TO ACCUMULATE THE INFORMATION NECESSARY TO FILE A COMPLETE AND ACCURATE RETURN. 8a If this application is for Form 990-BL, 990-T, 4720, or 6069, enter the tentative tax, less any nonrefundable credits. See instructions. 8a 5 168, 126 . If this application is for Form 4720, or 6069, enter any refundable credits and estimated tax payments made. Include any prior year overpayment allowed as a credit and any amount paid previously with Form 8868. 8b 168 126 . Balance Due. Subtract line 8b from line 8a. Include your payment with this form, if required. by using (Electronic Federal Tax Payment System). See instructions. 3c 0 Signature and Verification must be completed for Part II only. Under penalties of perjury, I declare that I have examined this form, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete, and that I am authorized to prepare this form. Signature Title Date Form 8868 (Rev. 1-2013) JSA 2F80552.000 8/14/2013 9:56:18 AM 12-61? 85646 PAGE 1 CHARLES KOCH FOUNDATION 48?0918408 FORM 990-PF - PART IV GAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME - - - Date Date sold Kind of Property Description acquired Gross sale Depreciation Cost or FMV Adj. basis Excess of Gain price less allowed! other as of as of FMV over or I basis 12I31I69 12l31l69 am ZAZOVE VARIOUS VARIOUS 7,854,954. 7,199,070. 655,884. ACIS CLO VARIOUS VARIOUS 50259461. 50124449. 135,012. EFPRP VARIOUS VARIOUS 14265788. 12768305. 1,497,483. EXCELSIOR VARIOUS VARIOUS 18,135. 34,669. -16,534. WINTON VARIOUS VARIOUS 47447974. 47000000. 447,974. HIGHLAND VARIOUS VARIOUS 11524598. 8,719,489. 2,805,109. MPAM VARIOUS VARIOUS 7,363,002. 7,496,227. -133,225. TOTAL GAIN (5,391,703. 16733H K932 11/14/2013 2:23:32 PM 85646 PAGE 1 8 Schedule Schedule of Contributors (Form 990, 990-EZ, or sac-PF) Attach to Form 990, Form 990-EZ, or Form 990-PF. 1 2 Department orthe Treasury lntemal Revenue Service Name of the organization Employer Identification number CHARLES KOCH FOUNDATION Organization type (check one): Filers of: Section: Form 990 or 990-EZ 501(c)( (enter number) organization 4947(a)(1) nonexem pt charitable trust not treated as a private foundation 527 political organization Form 990-PF 501(c)(3) exempt private foundation 4947(a)(1) nonexempt charitable trust treated as a private foundation 501(c)(3) taxable private foundation Check if your organization is covered by the General Rule or a Special Rule. Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions. General Rule For an organization ?ling Form 990, or 990-PF that received. during the year, $5,000 or more (in money or property) from any one contributor. Complete Parts land ll. Special Rules For a section 501(c)(3) organization ?ling Form 990 or 990-EZ that met the 33 1/3 support test of the regulations under sections 509(a)(1) and 170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of the greater of (1) $5,000 or (2) 2% of the amount on Form 990, Part line 1h, or (ii) Form 990-EZ, line 1. Complete Parts and II. I: For a section 501(c)(7), (8), or (10) organization ?ling Form 990 or 990-EZ that received from any one contributor, during the year, total contributions of more than $1,000 for use exclusively for religious, charitable, scienti?c, literary, or educational purposes, or the prevention of cruelty to children or animals. Complete Parts I, II, and ill. For a section 501(c)(7), (8), or (10) organization ?ling Form 990 or 990-EZ that received from any one contributor, during the year, contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did not total to more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions of $5,000 or more during the year . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Caution. An organization that is not covered by the General Rule and/or the Special Rules does not ?le Schedule 8 (Form 990, 990-EZ, or 990-PF), but it must answer "No" on Part IV, line 2 of its Form 990; or check the box on line of its Form 9390-52 or on Part 1, line 2 of its Form 990-PF, to certify that it does not meet the ?ling requirements of Schedule (Form 990, 990-EZ, or 990-PF). For Paperwork Reduction Act Notice, see the Instructions for Form 990, ego-r52, or SSO-PF. Schedule (Form 990, 990-EZ, or BSD-PF) (2012) JSA 2E12511.000 16733H K932 11/14/2013 2:23:32 PM 85646 PAGE 19 Schedule (Form 990, 990-EZ, or990-PF) (2012) Name of organization CHARLES KOCH FOUNDATION Page 2 Employer Identi?cation number 48?0918408 Contributors (see instructions). Use duplicate copies of Part I if additional space is needed. lb) (6) No. Name, address, and ZIP 4 Total contributions Type of contribution 3- - Person Payroll 5.1.1.1- .11; Noncash (Complete Part II if there is -- a noncash contribution.) lb) (0) No. Name, address, and ZIP 4 Total contributions Type of contribution Person Payroll .. Noncash (Complete Part II ifthere is a noncash contribution.) No. Name, address. and ZIP 4 Total contributions Type of contribution Person Payroll Noncash (Complete Part II if there is a noncash contribution.) (C) No. Name, address, and ZIP 4 Total contributions Type of contribution Person Payroll Noncash (Complete Part II ifthere is a noncash contribution.) la) (C) No. Name, address, and ZIP 4 Total contributions Type of contribution .. Person Payroll Noncash (Complete Part II if there is a noncash contribution.) (6) N) No. Name, address, and ZIP 4 Total contributions Type of contribution Person Payroll Noncash (Complete Part II if there is a noncash contribution.) JSA Schedule (Form 990, 990-52. or sea-PF) (2012) 2E1253 1.000 16733H K932 11/14/2013 2:23:32 PM 85646 PAGE 2 0 Schedule 8 (Form 990, 990-EZ. or 990-PF) (2012) Name of organization CHARLES KOCH FOUNDATION Page 3 Employer Identification number 48-0918408 Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed. No. from Part I Description of noncash property given FMV (or estimate) (see instructions) Date received No. from Part I Description of noncash property given FMV (or estimate) (see instructions) N) Date received No. from Part I Description of noncash pr0perty given (C) FMV (or estimate) (see instructions) Date received No. from Part I Description of noncash property given (6) FMV (or estimate) (see instructions) Date received No. from Part I Description of noncash property given (6) FMV (or estimate) (see instructions) N) Date received No. from Part I Description of noncash property given (6) FMV (or estimate) (see instructions) Date received JSA 2E1254 1.000 16733H K932 11/14/2013 2:23:32 PM Schedule (Form 990, SSO-EZ, or SSO-PF) (2012) 85646 PAGE 2 1 Schedule (Form 990. 990-52, or 990-PF) (2012) Name Of Organlla?on CHARLES KOCH FOUNDATION Page 4 Employer identification number 48-0918408 Exclusiver religious, charitable, etc., individual contributions to section 501(c)(7), (8), or (10) organizations that total more than $1,000 for the year. Complete columns through and the following line entry. For organizations completing Part enter the total of exclusiver religious, charitable, etc., contributions of $1 ,000 or less for the year. (Enter this information once. See instructions.) Use duplicate copies of Part if additional space is needed. No. from Purpose of Part I Use of gift No. from Part I No. If?rorrtnI Purpose of gift Use of gift Description of how gift is held a (9) Transfer of gift Transferee's name, address, and ZIP 4 Relationship of transferor to transferee No. I1::rorigil Purpose of gift Use of gift Description of how gift is held a Transfer of gift JSA 2512551000 16733H K932 11/14/2013 2:23:32 PM 12-7F Schedule (Form 990. 990-EZ, or 990-PF) (2012) 85646 PAGE 22 CHARLES KOCH FOUNDATION 48-0918408 ATTACHMENT 1 FORM 990PF, PART I OTHER INCOME REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME OTHER INCOME - LAND RENT 180. 180. OTHER INCOME - MISCELLANEOUS 91,675. OTHER INCOME INVESTMENTS 1,720,123. TOTALS 1,720,123. ATTACHMENT 1 16733H K932 11/14/2013 2:23:32 PM 85646 PAGE 23 CHARLES KOCH FOUNDATION 48-0918408 ATTACHMENT 2 FORM 99OPF, PART I - LEGAL FEES REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES LEGAL SERVICES 7,219. 7,219. TOTALS 7.219. 7.219. ATTACHMENT 2 16733H K932 11/14/2013 2:23:32 PM 12-7F 85646 PAGE 24 CHARLES KOCH FOUNDATION 48~0918408 ATTACHMENT 3 FORM 990PF, PART I - ACCOUNTING FEES REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES ACCOUNTING FEES 6,103. 6,103. TOTALS 6.103. 6.103. ATTACHMENT 3 16733H K932 11/14/2013 2:23:32 PM 12-7F 85646 PAGE 25 CHARLES KOCH FOUNDATION 48?0918408 ATTACHMENT 4 FORM 990PF, PART I - OTHER PROFESSIONAL FEES REVENUE AND NET EXPENSES INVESTMENT CHARITABLE DESCRIPTION PER BOOKS INCOME PURPOSES PROFESSIONAL CONSULTING FEES 131,313. 131,313. INVESTMENT MANAGEMENT FEES 474,750. 474,750. LAND MAINTENANCE FEES 3,267. 3,267. CORPORATE FILING FEES 173. 173. OTHER PROFESSIONAL FEES 621. 621. RECRUITING FEES 19,191. 19,191. ON-LINE SERVICE FEES 4,399. 4,399. 2,767. 2,767. TOTALS 636.481. 478.017. 158,464. ATTACHMENT 4 16733H K932 11/14/2013 2:23:32 PM 12-7F 85646 PAGE 26 CHARLES KOCH FOUNDATION 48?0918408 ATTACHMENT 5 FORM 990PF, PART I - TAXES REVENUE AND EXPENSES CHARITABLE DESCRIPTION PER BOOKS PURPOSES FEDERAL EXCISE TAX 211,444. REAL ESTATE TAXES 20,468. 20,468. VA BUSINESS PROPERTY TAX 70. TOTALS 231.982. 20.468. ATTACHMENT 5 16733H K932 11/14/2013 2:23:32 PM 85646 PAGE 2'7 CHARLES KOCH FOUNDATION FORM 990PF, PART I - OTHER EXPENSES DESCRIPTION INSURANCE POSTAGE DELIVERY BANK FEES SUPPLIES TELEPHONE MEMBERSHIP DUES TRANSFER TO LICENSE FEES INTERNET MISCELLANEOUS TOTALS REVENUE AND EXPENSES PER BOOKS 31,461. 3,442. 46. 3,019. 3,374. 309. 432. 195,046. 135. 925. 108. 238.297. 16733H K932 11/14/2013 2:23:32 PM 12-7F 85646 48-0918408 ATTACHMENT 6 CHARITABLE PURPOSES 31,461. 3,442. 46. 3,019. 3,374. 309. 432. 195,046. 135. 925. 108. 238.297. ATTACHMENT 6 PAGE 28 CHARLES KOCH FOUNDATION 48-0918408 FUUTDMENT . - FIXED ASSET DETAIL ACCUMULATED DEPRECIATION DETAIL BEGINNING ENDING BEGINNING ENDING ASSET DESCRIPTION CLASS BALANCE ADDITIONS DISPOSALS BALANCE BALANCE ADDITIONS DISPOSALS BALANCE UNIMPROVED LAND 3,377,694. 3,377,694. TOTALS 1% ATTACHMENT 7 16733?! K932 11/14/2013 2:23:32 PM 12-717 85646 PAGE 29 CHARLES KOCH FOUNDATION 48?0918408 ATTACHMENT 8 FORM 990PF, PART II - OTHER INVESTMENTS ENDING ENDING DESCRIPTION BOOK VALUE FMV ELLIOT INTERNATIONAL FUND 49,689,725. 56,304,956. HIGHLAND COMMINGLED FUND 1,280,511. 1,280,511. EFPRP 135,096,918. 138,515,021. TOTALS 186,067,154. 196,100,?88. ATTACHMENT 8 16733H K932 11/14/2013 2:23:32 PM 12-7F 85646 PAGE 30 CHARLES KOCH FOUNDATION ASSET DESCRIPTION OFFICE EQUIPMENT LEASEHOLD IMPROVE LEASEHOLD IMPROVE TOTALS 16733H K932 11/14/2013 CLASS SD SL BL 2:23:32 PM 48'0918408 FIXED ASSET DETAIL BEGINNING BALANCE ADDITIONS DISPOSALS 16,630. 1,000,652. 1,000,652. 2,932. 2,932. 12-7F ENDING BALANCE 16,630. 85646 ACCUMULATED DEPRECIATION DETAIL BEGINNING ENDING BALANCE ADDITIONS DISPOSALS BALANCE 1,440. 3,326. 4,766. 807,679. 194,641. 1,002,320. 272. 536. 858. ATTACHMENT 9 PAGE 31 CHARLES KOCH FOUNDATION 48-0918408 ATTACHMENT 10 FORM 990PF, PART - OTHER DECREASES IN NET WORTH OR FUND BALANCES DESCRIPTION AMOUNT BOOK LOSS ON TRANSFER OF INVESTMENTS 1,377,382. TOTAL -n 16733H K932 11/14/2013 2:23:32 PM l2-7F 85646 PAGE 32 CHARLES KOCH FOUNDATION 48?0918408 ATTACHMENT 11 FORM 990PF, PART LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT NAME: THE PHILLIPS FOUNDATION ADDRESS: ONE MASSACHUSSETS AVENUE, NW SUITE 620 CITY, STATE ZIP: WASHINGTON, DC 20001 GRANT DATE: 03/06/2012 GRANT AMOUNT: 25,000. GRANT PURPOSE: GENERAL SUPPORT AMOUNT EXPENDED: 25,000. ANY NO DATES OF REPORTS: 12/31/2012 FULL AND COMPLETE REPORT OF ALL EXPENDITURES VERIFICATION DATE: RESULTS OF VERIFICATION: THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. NAME: THE PHILLIPS FOUNDATION ADDRESS: ONE MASSACHUSSETS AVENUE, NW SUITE 620 CITY, STATE ZIP: WASHINGTON, DC 20001 GRANT DATE: 05/21/2012 GRANT AMOUNT: 5,000. GRANT PURPOSE: GENERAL SUPPORT AMOUNT EXPENDED: 5,000. ANY NO DATES OF REPORTS: 12/31/2012 FULL AND COMPLETE REPORT OF ALL EXPENDITURES VERIFICATION DATE: RESULTS OF VERIFICATION: THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. NAME: ENCOUNTER FOR EDUCATION AND CULTURE ADDRESS: 900 BROADWAY CITY, STATE ZIP: NEW YORK, NY 10003 GRANT DATE: 06/13/2012 GRANT AMOUNT: 50,000. GRANT PURPOSE: GENERAL SUPPORT AMOUNT EXPENDED: 50,000. ANY NO DATES OF REPORTS: 12/31/2012 FULL AND COMPLETE REPORT OF ALL EXPENDITURES VERIFICATION DATE: RESULTS OF VERIFICATION: THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. NAME: THE PHILLIPS FOUNDATION ADDRESS: ONE MASSACHUSSETS AVENUE, NW SUITE 620 CITY, STATE ZIP: WASHINGTON, DC 20001 GRANT DATE: 12/18/2012 GRANT AMOUNT: 25,000. ON NEXT PAGE 16733H K932 11/14/2013 2:23:32 PM 85646 PAGE 33 CHARLES KOCH FOUNDATION 48-0918408 ATTACHMENT 11 FORM 990PF, PART VII-B, LINE 5C-EXPENDITURE RESPONSIBILITY STATEMENT GRANT PURPOSE: GENERAL SUPPORT AMOUNT EXPENDED: 25,000. ANY NO DATES OF REPORTS: 12/31/2012 FULL AND COMPLETE REPORT OF ALL EXPENDITURES VERIFICATION DATE: RESULTS OF VERIFICATION: THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORTS WERE MADE. 16733H K932 11/14/2013 2:23:32 PM 85646 PAGE 34 CHARLES KOCH FOUNDATION FORM 990PF. PART LIST OF OFFICERS. DIRECTORS. AND TRUSTEES NAME AND ADDRESS CHARLES CHASE KOCH P.O. BOX 2256 WICHITA, KS 67201?2256 ELIZABETH KOCH P.O. BOX 2256 WICHITA, KS 67201-2256 CHARLES KOCH P.O. BOX 2256 WICHITA, KS 67201-2256 HEATHER LOVE P.O. BOX 2256 WICHITA, KS 67201-2256 BRIAN MENKES 1515 N. COURTHOUSE RD, SUITE 200 ARLINGTON, VA 22201 RICHARD FINK 1515 N. COURTHOUSE RD, SUITE 200 ARLINGTON, VA 22201 16733H K932 11/14/2013 2:23:32 PM TITLE AND AVERAGE HOURS PER WEEK DEVOTED TO POSITION DIRECTOR .25 DIRECTOR .25 CHAIRMAN .25 TREASURER 1.00 SECRETARY 1.00 1.00 GRAND TOTALS 12-7F 85646 COMPENSATION 48-0918408 ATTACHMENT 12 CONTRIBUTIONS TO EMPLOYEE BENEFIT PLANS EXPENSE ACCT AND OTHER ALLOWANCES ATTACHMENT 12 PAGE 35 CHARLES KOCH FOUNDATION 990PF, PART - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES NAME AND ADDRESS ALLISON KASIC 1515 N. COURTHOUSE RD, STE ARLINGTON, VA 22201 RYAN STOWERS 1515 N. COURTHOUSE RD, STE ARLINGTON, VA 22201 JOHN HARDIN 1515 N. COURTHOUSE RD, STE ARLINGTON, VA 22201 DEREK JOHNSON 1515 N. COURTHOUSE RD, STE ARLINGTON, VA 22201 CHARLES RUGER 1515 N. COURTHOUSE RD, STE ARLINGTON, VA 22201 16733H K932 11/14/2013 2:23:32 PM 200 200 200 200 200 TITLE AND AVERAGE HOURS PER WEEK DEVOTED TO POSITION PROGRAM MANAGER 40.00 PGM DIR HIGHER EDUC 40.00 PROGRAM MANAGER 40.00 PGM OFF HIGHER EDUC 40.00 PGM OFF HIGHER EDUC 40.00 TOTAL COMPENSATION 85646 COMPENSATION 63,313. 185,206. 73,063. 81,250. 70,063. 48?0918408 ATTACHMENT 13 CONTRIBUTIONS EXPENSE ACCT TO EMPLOYEE AND OTHER BENEFIT PLANS ALLOWANCES 3,591. 1,440. 11,112. 1,440. 4,384. 1,440. 4,875. 1,440. 7,220. 1,320. 472.895. 7,080. ATTACHMENT 13 PAGE 36 CHARLES KOCH FOUNDATION 48-0918408 ATTACHMENT 14 FORM 99OPF, PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS CHARLES KOCH FOUNDATION 1515 N. COURTHOUSE ROAD, SUITE 200 ARLINGTON, VA 22201 703?875-1600 16733H K932 11/14/2013 2:23:32 PM 85646 PAGE 3'7 CHARLES KOCH FOUNDATION 48-0918408 ATTACHMENT 15 990PF, PART XV - FORM AND CONTENTS OF SUBMITTED APPLICATIONS ORGANIZATIONS SEEKING GRANTS FROM THE FOUNDATION AND WHICH MEET THE CRITERIA LISTED IN ATTACHMENT 16 SHOULD SUBMIT A SHORT LETTER (NO MORE THAN THREE PAGES) OUTLINING THEIR REQUEST. THE LETTER SHOULD CLEARLY AND STATE: PROSPECTIVE MISSION AND SPECIFIC PROJECT FOR WHICH SUPPORT IS BEING AMOUNT OF FUNDING NAME, TITLE, ADDRESS, TELEPHONE NUMBER, AND EMAIL ADDRESS OF THE PRIMARY CONTACT AND, 5. CURRENT ANNUAL BUDGET OR AUDITED FINANCIAL STATEMENTS IF APPLICABLE, PLEASE ALSO INCLUDE A LIST OF OTHER SUPPORT (E.G., FUNDING, CONTRIBUTIONS) SECURED FOR THE PROJECT. BECAUSE THE FOUNDATION GENERALLY ONLY SUPPORTS SECTION PUBLIC CHARITIES, IT ALSO REQUIRES THAT YOU SUBMIT VERIFICATION FROM THE IRS THAT YOUR ORGANIZATION IS EXEMPT FROM FEDERAL INCOME TAX AS A SECTION ORGANIZATION AND IS CLASSIFIED AS A PUBLIC CHARITY UNDER SECTION OF THE INTERNAL REVENUE CODE. THE FOUNDATION KINDLY REQUESTS THAT NO MATERIALS BEYOND WHAT ARE DESCRIBED ABOVE BE INCLUDED. ?>me 16733H K932 11/14/2013 2:23:32 PM 12-7F 85646 PAGE 3 8 CHARLES KOCH FOUNDATION 48-0918408 ATTACHMENT 16 99OPF, PART XV - RESTRICTIONS OR LIMITATIONS ON AWARDS THE FOUNDATION PRIMARILY SUPPORTS RESEARCH AND EDUCATION PROGRAMS THAT ANALYZE THE IMPACT OF FREE SOCIETIES, IN PARTICULAR HOW THEY ADVANCE THE WELL-BEING OF MANKIND. BUILDING ON THIS KNOWLEDGE, THE CHARLES KOCH FOUNDATION FOSTERS THE PARTNERSHIP OF SCIENTISTS AND PRACTITIONERS IN ORDER TO INTEGRATE THEORY AND PRACTICE. BY DOING SO, THE FOUNDATION STRIVES TO DEVELOP MARKET-BASED TOOLS THAT ENABLE INDIVIDUALS, INSTITUTIONS AND SOCIETIES TO PROSPER. THE CHARLES KOCH FOUNDATION FOCUSES ON A SELECT NUMBER OF PROGRAMS WHERE IT BELIEVES IT IS BEST POSITIONED TO SUPPORT POSITIVE SOCIAL CHANGE. THE FOUNDATION ENCOURAGES ORGANIZATIONS SEEKING SUPPORT TO FIRST FAMILIARIZE THEMSELVES WITH THOSE DOMAINS BY EXAMINING THE AREAS OF INTEREST. IN ADDITION, THE FOUNDATION PLACES SEVERAL LIMITATIONS ON THE REQUESTS IT CONSIDERS. 1. THE FOUNDATION PRIMARILY MAKES GRANTS TO SECTION PUBLIC CHARITIES. THE CHARLES KOCH FOUNDATION DOES NOT SUPPORT FOR-PROFIT CORPORATIONS OR INDIVIDUALS. 2. THE FOUNDATION DISCOURAGES GRANT PROPOSALS FOR CAPITAL CONSTRUCTION, DEBT REDUCTION, OR GENERAL FUNDRAISING DRIVES OR EVENTS. THE FOUNDATION DOES NOT MAKE GRANTS TO SUPPORT LOBBYING ACTIVITIES OR CANDIDATES FOR PUBLIC OFFICE. THE FOUNDATION RARELY FUNDS ENDOWMENTS. 16733H K932 11/14/2013 2:23:32 PM 12?71? 85646 PAGE 3 9 CHARLES KOCH FOUNDATION THE VPAP RECIPIENT NAME AND ADDRESS ACADEMY ON CAPITALISM AND LIMITED GOVERNMENT FOUND 528 GREEN ST., SUITE 202 CHAMPAIGN, IL 61820 ACTON INSTITUTE 161 OTTAWA AVENUE NW SUITE 301 GRAND RAPIDS. MI 49503-2718 ADVANCE ARKANSAS INSTITUTE 55 FONTENAY CIRCLE LITTLE ROCK, AR 72223 ALABAMA POLICY INSTITUTE 402 OFFICE PARK DR. SUITE 300 BIRMINGHAM, AL 35223 ALBANY STATE UNIVERSITY FOUNDATION 504 COLLEGE DRIVE ALBANY, GA 31705 ALEXANDER HAMILTON INSTITUTE FOR THE STUDY OF WESTERN CIVILIZATION 21 WEST PARK CLINTON, NY 13323 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT 0R CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 1? PAGE 40 AMOUNT 25,000. 10,000. 5,500. 14,000. 11.000. 27.800. CHARLES KOCH FOUNDATION THE VEAP RECIPIENT NAME AND ADDRESS ALMA COLLEGE 614 W. SUPERIOR ST. ALMA, MI 48801 AMERICAN ENTERPRISE INSTITUTE 1150 SEVENTEENTH ST., NW WASHINGTON, DC 20036 AMERICAN SPECTATOR FOUNDATION 1611 N. KENT ST. SUITE 901 ARLINGTON, VA 22209 AMERICAN UNIVERSITY DEPARTMENT OF GOVERNMENT SCHOOL OF PUBLIC AFFAIRS WASHINGTON, DC 20016-8130 FUTURE FOUNDATION 1513 16TH STREET NW WASHINGTON, DC 20036 ASSOCIATION OF PRIVATE ENTERPRISE 300 FLETCHER CHATTANOOGA, TN 37403 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 1? PAGE 41 AMOUNT 8,500. 510,000. 10,000. 15,000. 12,000. 60,000. CHARLES KOCH FOUNDATION YEAR RECIPIENT NAME AND ADDRESS ASSUMPTION COLLEGE 500 SALISBURY STREET WORCESTER, MA 01609 ATLAS ECONOMIC RESEARCH FOUNDATION 1201 STREET NW 2ND FLOOR WASHINGTON, DC 20005 AUGUSTANA COLLEGE 2001 SOUTH SUMMIT AVE. SIOUX FALLS, SD 57197 AZUSA PACIFIC UNIVERSITY 901 E. ALOSTA AVE. PO BOX 7000 AZUSA, CA 91702-7000 BALL STATE UNIVERSITY 2800 BETHEL AVE. MUNCIE, IN 47308 BARTON COLLEGE PO BOX 5000 WILSON, NC 27893 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7? 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 1? PAGE 42 AMOUNT 6,000. 20.000. 5.000. 15,000. 3.000. 9,300. CHARLES KOCH FOUNDATION WW Tm? RECIPIENT NAME AND ADDRESS BASTIAT SOCIETY 175 KING ST. CHARLESTON, SC 29401 BELOIT COLLEGE 700 COLLEGE STREET BELOIT, WI 53511 BERNARD CENTER 10120 CHAPEL ROAD POTOMAC, MD 20854 BERRY COLLEGE PO BOX 495024 MOUNT BERRY, GA 30149-5024 BETHEL COLLEGE 1001 BETHEL CIRCLE MISHAWAKA, IN 46545 BILL OF RIGHTS INSTITUTE 200 GLEBE ROAD SUITE 200 ARLINGTON, VA 22203 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 17 PAGE 43 AMOUNT 8,000. 6,000. 40,000. 11,900. 12.100. 300.000. CHARLES KOCH FOUNDATION 1?an annpw' nan-r 3m (mama. mm RECIPIENT NAME AND ADDRESS BIRMINGHAM SOUTHERN COLLEGE 900 ARKADELPHIA RD. BIRMINGHAM, AL 35254 BOISE STATE UNIVERSITY FOUNDATION 2225 UNIVERSITY DRIVE BOISE, ID 83706 BROWN UNIVERSITY PO BOX 1893 PROVIDENCE, RI 02912 BUENA VISTA UNIVERSITY 610 W. FOURTH STREET STORM LAKE. IA 50588 CALIFORNIA PUBLIC POLICY CENTER 18002 IRVINE BLVD. SUITE 108 TUSTIN, CA 92780 CALIFORNIA STATE UNIVERSITY EAST BAY FOUNDATION 25800 CARLOS BEE BLVD. HAYWARD, CA 94542 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7? 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 6,500. 7.800. 13,000. 25,000. 27,000. ATTACHMENT 17 PAGE 44 CHARLES KOCH FOUNDATION Wm RECIPIENT NAME AND ADDRESS CAMPBELL UNIVERSITY LUNDY CHAIR OFFICES PO BOX 1145 BUIES CREEK, NC 27506 CARTHAGE COLLEGE 2001 ALFORD PARK DRIVE KENOSHA, WI 53140 CATO INSTITUTE 1000 MASSACHUSETTS AVENUE. NW WASHINGTON, DC 20001 CEDARVILLE UNIVERSITY 251 NORTH MAIN STREET CEDARVILLE, OH 45314 CENTER FOR EXCELLENCE IN HIGHER EDUCATION 8520 ALLISON POINTE BLVD. SUITE 220 INDIANAPOLIS, IN 46250 CENTER FOR INDEPENDENT THOUGHT 1420 WALNUT ST SUITE 1011 PHILADELPHIA, PA 19102 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 43-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 17 PAGE 45 AMOUNT 24.000. 9,500. 10,000. 9,000. 8.000. 15.000. CHARLES KOCH FOUNDATION mm qqnw, van-r - v'm RECIPIENT NAME AND ADDRESS CHAPMAN UNIVERSITY 1 UNIVERSITY DRIVE ORANGE, CA 92866 CHARLESTON SOUTHERN UNIVERSITY 9200 UNIVERSITY BOULEVARD CHARLESTON, SC 29406 CHESTNUT HILL COLLEGE 9601 GERMANTOWN AVENUE PHILADELPHIA, PA 19118 CHRISTOPHER NEWPORT UNIVERSITY 1 UNIVERSITY PLACE NEWPORT NEWS, VA 23606-2998 CLAREMONT MCKENNA COLLEGE 500 9TH ST. CLAREMONT, CA 91711-6400 CLEMSON UNIVERSITY COLLEGE OF BUSINESS BEHAVIORAL SCIENCE CLEMSON, SC 29634-1301 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 18,000. 7,500. 6,000. 14,000. 29.400. 165.000. ATTACHMENT 17 PAGE 46 CHARLES KOCH FOUNDATION Tm? RECIPIENT NAME AND ADDRESS COLLEGE OF CHARLESTON 66 GEORGE STREET CHARLESTON. SC 29424 COLLEGE OF WILLIAM AND MARY PO BOX 8795 WILLIAMSBURG, VA 23187 COMPETITIVE ENTERPRISE INSTITUTE 1899 STREET NW FLOOR 12 WASHINGTON, DC 20036 CONNECTICUT ASSOCIATION OF SCHOLARS 1615 STANLEY STREET NEW BRITAIN. CT 06050 CORNELL COLLEGE 600 FIRST STREET SW MOUNT VERNON, IA 52314 DARTMOUTH COLLEGE DEPARTMENT OF ECONOMICS 6106 ROCKEFELLER HALL HANOVER, NH 03755 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7? 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 17 PAGE 47 AMOUNT 40,000. 2,500. 10,000. 6,000. 3,000. 10,000. CHARLES KOCH FOUNDATION VEAR RECIPIENT NAME AND ADDRESS DONORS TRUST 109 NORTH HENRY ST. ALEXANDRIA, VA 22314 DUQUESNE UNIVERSITY 600 FORBES AVENUE PA 15282 EDUCATION ACTION GROUP FOUNDATION 801 W. NORTON SUITE 1 MUSKEGON, MI 49441 ENCOUNTER FOR EDUCATION AND CULTURE 900 BROADWAY NEW YORK, NY 10003 FLORIDA GULF COAST UNIVERSITY 10501 FGCU BOULEVARD, SOUTH FORT MYERS, FL 33965-6565 FLORIDA STATE UNIVERSITY 160 BELLAMY BUILDING 113 COLLEGIATE LOOP TALLAHASSEE, FL 32306-2160 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PRIVATE NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION GENERAL SUPPORT GENERAL SUPPORT GENERAL SUPPORT GENERAL SUPPORT GENERAL SUPPORT GENERAL SUPPORT ATTACHMENT 17 PAGE 48 AMOUNT 25.000. 22.000. 45.000. 50.000. 37,500. 297,341. CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS FOUNDATION FOR INDIVIDUAL RIGHTS IN EDUCATION 601 WALNUT STREET SUITE 510 PHILADELPHIA, PA 19106 FRASER INSTITUTE 1770 BURRAND ST., 4TH FLOOR V6J 3G7 VANCOUVER BRITISH COLUMBIA CANADA FREE ENTERPRISE FOUNDATION P.0. BOX 21569 CHARLESTON, SC 29413 FUTURE OF FREEDOM FOUNDATION 11350 RANDOM HILL RD. STUITE 800 FAIRFAX, VA 22030 GEORGE FOX UNIVERSITY 414 N. MERIDIAN STREET NEWBERG, OR 97132 GEORGE MASON UNIVERSITY FOUNDATION 4400 UNIVERSITY DRIVE FAIRFAX, VA 22030 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 1? PAGE 49 AMOUNT 75,000. 115,000. 20,000. 5,000. 12,650. 5,455,000. CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS GEORGE WASHINGTON UNIVERSITY 2121 EYE STREET, NW WASHINGTON, DC 20052 GEORGIA STATE UNIVERSITY FOUNDATION ONE PARK PLACE SOUTH SUITE 549 ATLANTA, GA 30302 GROVE CITY COLLEGE 100 CAMPUS DRIVE GROVE CITY, PA 16127 COLLEGE 1 COLLEGE ROAD HAMPDEN SYDNEY, VA 23943 HANOVER COLLEGE PO BOX 108 HANOVER, IN 47243 HARVARD UNIVERSITY 95 DUNSTER STREET CAMBRIDGE, MA 02138-5926 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 116,000. 9,000. 32.800. 30.600. 3,800. 7.500. ATTACHMENT 17 PAGE 50 CHARLES KOCH FOUNDATION THE RECIPIENT NAME AND ADDRESS HIGH POINT UNIVERSITY 833 MONTLIEU AVE. HIGH POINT, NC 27262 HILLSDALE COLLEGE 33 E. COLLEGE STREET HILLSDALE, MI 49242 INDIANA UNIVERSITY 513 NORTH PARK AVENUE BLOOMINGTON, IN 47408-3895 INDIANA UNIVERSITY FOUNDATION PO BOX 500 BLOOMINGTON. IN 47402 INSTITUTE FOR ENERGY RESEARCH 1100 STREET NW SUITE 400 WASHINGTON, DC 20005 INSTITUTE FOR HUMANE STUDIES 3351 FAIRFAX DR. MSN 1C5 ARLINGTON, VA 22201 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUESTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7? 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 6,000. 34,000. 8.000. 26,000. 5,000. 2,947,500. ATTACHMENT 1? PAGE 51 CHARLES KOCH FOUNDATION mm ?mm, BMW RECIPIENT NAME AND ADDRESS INTERNATIONAL SOCIETY FOR INDIVIDUAL LIBERTY 237 KEARNY ST. SUITE 120 SAN FRANCISCO. CA 94108 JACK MILLER CENTER 111 PRESIDENTIAL BLVD., #146 PHILADELPHIA, PA 19004 JAMES MADISON INSTITUTE PO BOX 37460 TALLAHASSEE, FL 32315 JAMES MADISON UNIVERSITY 800 S. MAIN ST. HARRISONBURG, VA 22807 JOHN BROWN UNIVERSITY 200 WEST UNIVERSITY STREET SILOAM SPRINGS, AR 72761 JOHN LOCKE FOUNDATION 200 WEST MORGAN STREET SUITE 200 RALEIGH, NC 27601 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7? 85646 48?0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 17 PAGE 52 AMOUNT 7,000. 250,000. 25,000. 21,200. 3,000. 25.000. CHARLES KOCH FOUNDATION TWP RECIPIENT NAME AND ADDRESS JOHNS HOPKINS UNIVERSITY 347 GILMAN HALL BALTIMORE, MD 21218 JOHNSON AND WALES UNIVERSITY 801 WEST TRADE STREET CHARLOTTE, SC 28202 KENNESAW STATE UNIVERSITY RESEARCH SERVICE FOUNDATION 1000 CHASTAIN RD. KENNESAW, GA 30144 KENYON COLLEGE KENYON COLLEGE GAMBIER, OH 43022 LA SIERRA UNIVERSITY 4500 RIVERWALK PKWY. RIVERSIDE, CA 92515 LAKE FOREST COLLEGE 555 N. SHERIDAN ROAD LAKE FOREST, IL 60045 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT 0R CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 1? PAGE 53 AMOUNT 10.000. 8.000. 2,500. 2.000. 7,500. 7,000. CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS LAKELAND COLLEGE PO BOX 359 SHEBOYGAN, WI 53082?0359 LEADERSHIP PROGRAM 0? THE ROCK 1777 SOUTH HARRISON STREET SUITE 807 DENVER, CO 80210 LEE UNIVERSITY 1120 NORTH OCOEE ST. CLEVELAND, TN 37320 LIBERTY ON THE ROCKS PO BOX 621443 LITTLETON, CO 80162 LIBERTY SOURCE 255 SOUTH MAIN SUITE 100 LOGAN, UT 84321 LINDENWOOD UNIVERSITY 209 S. KINGSHIGHWAY ST. CHARLES. MO 63301 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT 0R CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 7.000. 5.000. 6,500. 10.000. 177,500. 6,000. ATTACHMENT 17 PAGE 54 CHARLES KOCH FOUNDATION 48-0918408 RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT OR CONTRIBUTION AMOUNT LONG ISLAND UNIVERSITY NONE GENERAL SUPPORT 700 NORTHERN BOULEVARD PUBLIC 8,000. BROOKVILLE, NY 11548 LOYOLA UNIVERSITY NEW ORLEANS NONE GENERAL SUPPORT 6363 ST. CHARLES AVENUE PUBLIC NEW ORLEANS, LA 70118 42,000. MANHATTAN INSTITUTE FOR POLICY NONE GENERAL SUPPORT 52 VANDERBILT AVE. PUBLIC NEW YORK, NY 10017 95.000. MASSACHUSETTS INSTITUTE OF TECHNOLOGY NONE GENERAL SUPPORT 77 MASSACHUSETTS AVE. PUBLIC CAMBRIDGE, MA 02139 25,000. MCGILL UNIVERSITY NONE GENERAL SUPPORT 10,000. 853 SHERBROOKE STREET WEST H3A 2T6 PUBLIC MONTREAL QUEBEC CANADA MCKENDREE UNVIERSITY NONE 701 COLLEGE ROAD PUBLIC LEBANON, IL 62254 GENERAL SUPPORT 7,000. ATTACHMENT 17 16733H K932 11/14/2013 2:23:32 PM 85646 PAGE 55 CHARLES KOCH FOUNDATION VEAR RECIPIENT NAME AND ADDRESS MENLO COLLEGE 1000 EL CAMINO REAL ATHERTON. CA 94027-4301 MERCATUS CENTER 3351 N. FAIRFAX DRIVE FOUNDERS HALL, 4TH FLOOR ARLINGTON, VA 22201-4433 MERCER UNIVERSITY 1400 COLEMAN AVENUE MACON, GA 31207 METROPOLITAN STATE COLLEGE DENVER FOUNDATION 1512 LARIMER STREET, SUITE 900 CAMPUS BOX 14 DENVER, CO 80217-8424 MICHIGAN STATE UNIVERSITY DEPARTMENT OF ECONOMICS MARSHALL HALL EAST LANSING, MI 43824-1038 MIDDLE TENNESSEE STATE UNIVERSITY WOOD-STEGALL CENTER BOX 109 MURPREESBORO, TN 37132 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL 0? GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 17 PAGE 56 AMOUNT 2.000. 11,000. 21,300. 18.000. 20.000. 10,000. CHARLES KOCH FOUNDATION Tm? RECIPIENT NAME AND ADDRESS MISSISSIPPI STATE UNIVERSITY PO BOX 5227 MISSISSIPPI STATE, MS 39762 MONTANA STATE UNIVERSITY 307D LINFIELD HALL BOZEMAN, MT 59717-0292 MOUNT ST. UNIVERSITY 16300 OLD EMMITSBURG ROAD EMMITSBURG, MD 21727 MURRAY STATE UNIVERSITY 102 CURRIS CENTER MURRAY, KY 42071 NEW YORK UNIVERSITY 19 4TH STREET NEW YORK, NY 10012 NETWORK 0F ENLIGHTENED WOMEN 1210 MASSACHUSETTS AVE. NW #1201 WASHINGTON, DC 20005 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUESTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT 0R CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 10,000. 5,500. 1,800. 7,500. 35,500. 4,000. ATTACHMENT 17 PAGE 57 CHARLES KOCH FOUNDATION THE YEAR RECIPIENT NAME AND ADDRESS NICHOLLS STATE UNIVERSITY PICCIOLA HALL PO BOX 2001 THIBODAUX, LA 70310 NORTH CAROLINA STATE UNIVERSITY 2200 HILLSBOROUGH RALEIGH, NC 27655 NORTHWEST NAZARENE UNIVERSITY 623 HOLLY ST NAMPA, ID 83686 NORTHWEST UNIVERSITY PO BOX 579 KIRKLAND, WA 98033 NORTHWESTERN OKLAHOMA STATE UNIVERSITY HEROD HALL SECOND FLOOR ALVA, OK 73717 NORTHWESTERN UNIVERSITY 375 E. CHICAGO AVE. CHICAGO, IL 60611 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 1? PAGE 58 AMOUNT F395. 3,000. 5,500. 8,000. 3,500. 404. CHARLES KOCH FOUNDATION Wt: Tm: RECIPIENT NAME AND ADDRESS NORTHWOOD UNIVERSITY UNIVERSITY OF THE AFTERMARKET 4000 WHITING DRIVE MIDLAND, MI 48640 OHIO STATE UNIVERSITY 281 W. LANE AVE. COLUMBUS, OH 43210 OHIO STATE UNIVERSITY FOUNDATION 1480 WEST LANE AVENUE COLUMBUS, OH 43221 OHIO UNIVERSITY 1 OHIO UNIVERSITY ATHENS, OH 45701 OHIO UNIVERSITY FOUNDATION BENTLEY ANNEX 415 ATHENS, OH 45701 STATE UNIVERSITY 201 OLD MAIN UNIVERSITY PARK, PA 16802 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 34,000. 12,000. 100,000. 4,400. 31,500. 14,500. ATTACHMENT 1? PAGE 59 CHARLES KOCH FOUNDATION W5 mm mm RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PEPPERDINE UNIVERSITY NONE 24255 PACIFIC COAST HIGHWAY PUBLIC MALIBU, CA 90263-4819 PRESBYTERIAN COLLEGE NONE 503 BROAD STREET PUBLIC CLINTON, SC 29325 PROVIDENCE COLLEGE NONE SOWA HALL 236 PUBLIC PROVIDENCE, RI 02918 RAMAPO COLLEGE FOUNDATION NONE 505 RAMAPO VALLEY RD. PUBLIC MAHWAH, NJ 07430 REGENT UNIVERSITY NONE 1000 REGENT UNIVERSITY DRIVE PUBLIC VIRGINIA BEACH, VA 23464-9800 RENSSELAER POLYTECHNIC INSTITUTE NONE 110 8TH ST. PUBLIC TROY, NY 12180 16733H K932 11/14/2013 2:23:32 PM 12-7? 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT 0R CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 17,500. 2,500. 7,700. 8,000. 23,000. 8,000. ATTACHMENT 17 PAGE 60 CHARLES KOCH FOUNDATION VVID RECIPIENT NAME AND ADDRESS ROBERT MORRIS UNIVERSITY 6001 UNIVERSITY BOULEVARD MOON TOWNSHIP. PA 15108-1189 ROCKFORD COLLEGE 5050 EAST STATE STREET ROCKFORD, IL 61108 ROGERS STATE UNIVERSITY FOUNDATION 1701 WEST WILL ROGERS BOULEVARD CLAREMORE, OK 74017 RUTGERS UNIVERSITY 303 COOPER STREET CAMDEN, NJ 08102 RYAN FOUNDATION 805 EROWER ROAD WAINE, PA 19087 SALISBURY UNIVERSITY 1101 CAMDEN AVENUE SALISBURY, MD 21801-6860 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7? 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 8,000. 14.000. 8.000. 13,500. 17.500. 12.000. ATTACHMENT 17 PAGE 61 CHARLES KOCH FOUNDATION mm Maw, mm - 'r'mz RECIPIENT NAME AND ADDRESS SARAH LAWRENCE COLLEGE 1 MEAD WAY BRONXVILLE, NY 10708 SETON HALL UNIVERSITY 400 SOUTH ORANGE AVENUE SOUTH ORANGE, NJ 07079 SKIDMORE COLLEGE 815 NORTH BROADWAY SARATOGA SPRINGS, NY 12866 SOUTHEASTERN BAPTIST THEOLOGIC PO BOX 1889 WAKE FOREST, NC 27588 SOUTHERN ILLINOIS UNIVERSITY PO BOX 1620 EDWARDSVILLE, IL 62026-1620 SOUTHERN ILLINOIS UNIVERSITY FOUNDATION 1235 DOUGLAS DRIVE MAIL CODE 6805 CARBONDALE, IL 62901-4308 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 1? PAGE 62 5,500. 12.000. 4,600. 8,000. 14,300. 6,000. CHARLES KOCH FOUNDATION Wm? Vim RECIPIENT NAME AND ADDRESS SOUTHERN METHODIST UNIVERSITY PO BOX 750333 DALLAS, TX 75275-0333 ST. AMBROSE UNIVERSITY 518 W. LOCUST STREET DAVENPORT, IA 52803 ST. ANSELM COLLEGE 100 SAINT ANSELM DR. MANCHESTER, NH 03102 ST. BONAVENTURE UNIVERSITY 3261 W. STATE ROAD ST. BONAVENTURE, NY 14778 ST. CLOUD STATE UNIVERSITY FOUNDATION 720 4TH AVENUE SOUTH SAINT CLOUD, MN 56301-4498 ST. EDWARDS UNIVERSITY 3001 S. CONGRESS AVE. AUSTIN, TX 78704 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL 0? GRANT 0R CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 17 PAGE 63 AMOUNT 100,000. 15,000. 3,000. 5.000. 6,000. 4,000. CHARLES KOCH FOUNDATION ?Th Tm? We? RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT ST. JOHN FISHER COLLEGE NONE 3690 EAST AVENUE PUBLIC ROCHESTER. NY 14618 ST. UNIVERSITY NONE 8000 UTOPIA PARKWAY PUBLIC QUEENS, NY 11439 ST. LAWRENCE UNIVERSITY NONE 23 ROMODA DRIVE PUBLIC CANTON, NY 1361? ST. COLLEGE OF MARYLAND NONE 18952 E. FISHER RD PUBLIC SAIT MARYS CITY, MD 20686 ST. VINCENT COLLEGE NONE 300 FRASOR PURCHASE ROAD PUBLIC LATROBE, PA 15650 STATE POLICY NETWORK NONE 1655 NORTH FORT MEYER DRIVE PUBLIC SUITE 360 ARLINGTON, VA 22209 16733H K932 11/14/2013 2:23:32 PM 12-7? 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 15,500. 32,000. 15,200. 7,000. 10,000. 1,000. ATTACHMENT 17 PAGE 64 CHARLES KOCH FOUNDATION 48-0918408 Dun Wm RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT PURPOSE OF GRANT 0R CONTRIBUTION AMOUNT STATE UNIVERSITY OF NEW YORK NONE GENERAL SUPPORT 101 BROAD STREET PUBLIC PLATTSBURGH, NY 12901 7.500. STEP UP MINISTRY NONE GENERAL SUPPORT 25,000. 1701 OBERLIN ROAD PUBLIC RALEIGH, NC 27608 STEPHEN F. AUSTIN STATE UNIVERSITY NONE GENERAL SUPPORT BOX 13004, SFA STATION PUBLIC NACOGDOCHES, TX 75962-3004 20,100. STONEHILL COLLEGE NONE GENERAL SUPPORT 14,000. 320 WASHINGTON ST. PUBLIC NORTH EASTON, MA 02357 STUDENTS FOR LIBERTY NONE GENERAL SUPPORT PO BOX 17321 PUBLIC ARLINGTON, VA 22216 50,000. SUFFOLK UNIVERSITY NONE GENERAL SUPPORT 44.734. 8 ASHBURTON PLACE PUBLIC BOSTON. MA 02108-2770 ATTACHMENT 17 16733H K932 11/14/2013 2:23:32 PM 12-7? 85646 PAGE 65 CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS TEXAS AEM UNIVERSITY BLOCKER 227 COLLEGE STATION, TX 77843 TEXAS STATE UNIVERSITY 601 UNIVERSITY DRIVE SAN MARCOS, TX 78666 THE CATHOLIC UNIVERSITY OF AMERICA 620 MICHIGAN AVE NE WASHINGTON, DC 20064 THE CITADEL FOUNDATION 171 MOULTRIE STREET CHARLESTON, SC 29409-6230 THE COLLEGE OF NEW JERSEY 2000 PENNINGTON RD. EWING. NJ 08628 THE EDUCATIONAL REVIEWER PO BOX 4 MECOSTA, MI 43332 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 16,700. 10,750. 8,000. 4,500. 18,200. 4,000. ATTACHMENT 17 PAGE 66 CHARLES KOCH FOUNDATION Wm RECIPIENT NAME AND ADDRESS THE FUND FOR AMERICAN STUDIES 1706 NEW HAMPSHIRE AVE., NW WASHINGTON, DC 20009 THE PHILLIPS FOUNDATION ONE MASSACHUSETTS AVE., NW SUITE 620 WASHINGTON, DC 20001 TOWER FOUNDATION OF SAN JOSE STATE ONE WASHINGTON SQUARE SAN JOSE. CA 95192 TRINITY COLLEGE 300 SUMMIT STREET HARTFORD, CT 06106 TROY UNIVERSITY FOUNDATION 216 ADAMS ADMINISTRATION BUILDING TROY, AL 36082 TULANE UNIVERSITY 6823 ST. CHARLES AVENUE NEW ORLEANS, LA 70118 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PRIVATE NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 48,000. 55,000. 25,000. 10,000. 274,500. 6,000. ATTACHMENT 17 PAGE 67 CHARLES KOCH FOUNDATION ?0324 ?mm, mm - Puma mm PW Wm WM RECIPIENT NAME AND ADDRESS UCLA FOUNDATION 10920 WILSHIRE BOULEVARD SUITE 900 LOS ANGELES, CA 90024 UNIVERSITY ENTERPRISES CORPORATION 5500 UNIVERSITY PARKWAY SAN BERNARDINO, CA 92407 UNIVERSITY OF AKRON 302 BUCHTEL COMMONS THE UNIVERSITY OF AKRON AKRON, OH 44325 UNIVERSITY OF ALASKA PO BOX 756080 FAIRBANKS, AK 99775 UNIVERSITY OF ARIZONA FOUNDATION PO BOX 210109 1111 NORTH CHERRY AVENUE TUCSON, AZ 85721-0109 UNIVERSITY OF CENTRAL ARKANSAS UCA BOX 4986 CONWAY, AR 72035-4996 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7? 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT 0R CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 3.000. 7,000. 16,750. 15,000. 249,520. 15,000. ATTACHMENT 17 PAGE 68 CHARLES KOCH FOUNDATION THE RECIPIENT NAME AND ADDRESS UNIVERSITY OF COLORADO 1420 AUSTIN BLUFPS PKWY COLORADO SPRINGS, CO 80918 UNIVERSITY OF DALLAS 1845 E. NORTHGATE DR. IRVING, TX 75062 UNIVERSITY OF DAYTON 300 COLLEGE PARK DAYTON, OH 45469 UNIVERSITY OF GEORGIA FOUNDATION MILLEDGE CENTRE. SUITE 100 394 SOUTH MILLEDGE AVE. ATHENS, GA 30602-5582 UNIVERSITY OF HAWAII 200 W. KAWILI ST. HILO, HI 96720-4091 UNIVERSITY OF LOUISVILLE DEPARTMENT OF POLITICAL SCIENCE FORD HALL ROOM 205 LOUISVILLE, KY 40292 167338 K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7? 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 3,000. 21,000. 15,750. 3,800. 7,500. 14,000. ATTACHMENT 1? PAGE 69 CHARLES KOCH FOUNDATION WW wuw wan RECIPIENT NAME AND ADDRESS UNIVERSITY OF MARYLAND 1000 HILLTOP CIRCLE ECS 329 BALTIMORE, MD 21250 UNIVERSITY OF MEMPHIS 341 ADMINISTRATION BUILDING MEMPHIS, TN 38152 UNIVERSITY OF MISSISSIPPI PO BOX 1848 UNIVERSITY, MS 38677 UNIVERSITY OF MISSOURI 904 VIRGINIA AVE COLUMBIA, MO 65201 UNIVERSITY OF NEBRASKA 6001 DODGE STREET OMAHA, NE 68182 UNIVERSITY OF NEVADA 1664 N. VIRGINIA STREET RENO, NV 89557-0208 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 5,700. 6,000. 8,500. 27,000. 9,949. 7.000. ATTACHMENT 1? PAGE 70 CHARLES KOCH FOUNDATION Vim: RECIPIENT NAME AND ADDRESS UNIVERSITY OF NEW ORLEANS FOUNDATION 2021 LAKESHORE DRIVE SUITE 420 NEW ORLEANS, LA 70122 UNIVERSITY OF NORTH CAROLINA 103 SOUTH BUILDING, CB 9100 CHAPEL HILL. NC 27599 UNIVERSITY OF NOTRE DAME 400 MAIN BUILDING NOTRE DAME, IN 46556 UNIVERSITY OF OKLAHOMA 729 ELM AVENUE HESTER HALL ROOM 329 NORMAN, OK 73019-0390 UNIVERSITY OF RICHMOND - 17 MARYLAND HALL UNIV OF RICHMOND, VA 23173 UNIVERSITY OF SAN DIEGO 5998 ALCALA PARK SAN DIEGO, CA 92110 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT 0R CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 6,000. 116,800. 18,000. 3.000. 15,500. 11.000. ATTACHMENT 17 PAGE 71 CHARLES KOCH FOUNDATION THE VPAD RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT UNIVERSITY OF SAN FRANCISCO NONE 2130 FULTON STREET PUBLIC SAN FRANCISCO, CA 94117-1080 UNIVERSITY OF SOUTH ALABAMA NONE 2000 UNIVERSITY CMNS PUBLIC MOBILE, AL 36688-0001 UNIVERSITY OF TENNESSEE NONE 615 MCCALLIE AVENUE PUBLIC CHATTANOOGA, TN 37403-2598 UNIVERSITY OF TULSA NONE 800 SOUTH TUCKER DRIVE PUBLIC TULSA, OK 74104 UNIVERSITY OF VIRGINIA NONE UVA OFFICE OF SPONSORED PROGRAMS PUBLIC PO BOX 400195 CHARLOTTESVILLE, VA 22904 UNIVERSITY OF COLLEGE NONE ONE COLLEGE AVENUE PUBLIC WISE, VA 24293 16733H K932 11/14/2013 2:23:32 PM 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 8,000. 6,500. 27,000. 10,000. 5,000. 5,000. ATTACHMENT 17 PAGE 72 CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS UNIVERSITY OF WASHINGTON CAMPUS BOX 351122 SEATTLE, WA 98105-9995 UNIVERSITY OF WEST FLORIDA FOUNDATION 11000 UNIVERSITY PARKWAY PENSACOLA, FL 32514 UNIVERSITY OF WISCONSIN 2420 NICOLET DRIVE GREEN BAY, WI 54311 UNIVERSITY OF WISCONSIN FOUNDATION 161 BASCOM HALL 500 LINCOLN DR. MADISON, WI 53706 UNLV FOUNDATION 4505 S. MARYLAND PKWY PO BOX 451006 LAS VEGAS. NV 89154 URSINUS COLLEGE 601 E. MAIN STREET PO BOX 1000 COLLEGEVILLE, PA 19426 16733H K932 11/14/2013 2:23:32 PM YEAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 7,000. 10,000. 9,500. 11,000. 5,000. 8,000. ATTACHMENT 17 PAGE 73 CHARLES KOCH FOUNDATION an v21? RECIPIENT NAME AND ADDRESS UTAH STATE UNIVERSITY 1400 OLD MAIN HILL LOGAN, UT 84322-1400 WAKE FOREST UNIVERSITY 1834 WAKE FOREST ROAD WINSTON SALEM, NC 27106 WASHINGTON COLLEGE 300 WASHINGTON AVENUE CHESTERTOWN, MD 21620 WASHINGTON UNIVERSITY ONE BROOKINGS DRIVE ST. LOUIS, MO 63130 WEBBER INTERNATIONAL UNIVERSITY 1201 N. SCENIC HWY BABSON PARK, FL 33827 WELLESLEY COLLEGE 106 CENTRAL STREET WELLESLEY, MA 02481 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0318408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT AMOUNT 170,000. 8,000. 8,000. 15,000. 4.500. 8,000. ATTACHMENT 17 PAGE 74 CHARLES KOCH FOUNDATION We Tm? RECIPIENT NAME AND ADDRESS WESLEYAN COLLEGE 4760 ROAD MACON, GA 31210 WEST TEXAS UNIVERSITY 2501 4TH AVENUE CANYON, TX 79016 WEST VIRGINIA UNIVERSITY PO BOX 6025 MORGANTOWN, WV 26506-6025 WEST VIRGINIA UNIVERSITY FOUNDATION 1 WATERFRONT PLACE 7TH FLOOR PO BOX 1650 MORGANTOWN, WV 26507-1650 WESTERN CAROLINA UNIVERSITY AFIE DEPARTMENT, F0 121 COLLEGE OF BUSINESS CULLOWHEE, NC 28723 WESTERN KENTUCKY UNIVERSITY 1906 COLLEGE HEIGHTS BLVD. BOWLING GREEN, KY 42101 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL OF GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 17 PAGE 75 AMOUNT 9,000. 12,500. 46,200. 72.100. 14.000. 15,000. CHARLES KOCH FOUNDATION WW THE VET-W RECIPIENT NAME AND ADDRESS WHEATON COLLEGE 501 COLLEGE AME WHEATON, IL 60187-5593 WHEELING JESUIT UNIVERSITY 316 WASHINGTON AVE WHEELING, WV 26003 WILLIAM JEWELL COLLEGE 500 COLLEGE HILL LIBERTY, MO 64068 WINSTON - SALEM STATE UNIVERSITY 601 MARTIN LUTHER KING, JR. DRIVE WINSTON SALEM, NC 27110 WOFFORD COLLEGE 429 N. CHURCH ST. SPARTANBURG, SC 29303 YESHIVA UNIVERSITY 500 WEST 185TH STREET NEW YORK. NY 10033 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OE RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12?7? 85646 48-0918408 PURPOSE GENERAL GENERAL GENERAL GENERAL GENERAL GENERAL 0? GRANT OR CONTRIBUTION SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT SUPPORT ATTACHMENT 17 PAGE 76 AMOUNT 6,600. 8.000. 5,100. 8,600. 7,500. 3,000. CHARLES KOCH FOUNDATION Wm Wm RECIPIENT NAME AND ADDRESS YOUNG AMERICANS FOR LIBERTY FOUNDATION PO BOX 2751 ARLINGTON, VA 22202 AMERICAN COUNCIL OF TRUSTEES AND ALUMNI 1726 STREET NW SUITE 802 WASHINGTON, DC 20036-4525 AMERICAN ENTERPRISE INSTITUTE 1150 17TH STREET NW WASHINGTON, DC 20036 AMERICAN LEGISLATIVE EXCHANGE COUNCIL 1101 VERMONT AVE NW 11TH FLOOR WASHINGTON, DC 20005 AMERICANS FOR PROSPERITY FOUNDATION 2111 WILSON BOULEVARD SUITE 350 ARLINGTON, VA 22201-3001 FUTURE FOUNDATION 1513 16TH STREET NW WASHINGTON, DC 20036 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 43-0918403 PURPOSE OF GRANT OR CONTRIBUTION GENERAL SUPPORT EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 17,000. 41,250. 7.289. 71.100. 43.373. 21,723. ATTACHMENT 17 PAGE 77 CHARLES KOCH FOUNDATION YEAR RECIPIENT NAME AND ADDRESS ATLAS ECONOMIC RESEARCH FOUNDATION 1201 STREET NW FLOOR l2 WASHINGTON, DC 20005 BILL OF RIGHTS INSTITUTE 200 N. GLEBE RD. SUITE 200 ARLINGTON, VA 22203 CENTER FOR COMPETITIVE POLITICS 124 SOUTH WEST STREET SUTIE 201 ALEXANDRIA, VA 22314 COMPETITIVE ENTERPRISE INSTITUTE 1899 STREET NW FLOOR 12 WASHINGTON, DC 20005 DAILY CALLER NEWS FOUNDATION 1050 17TH ST. NW SUITE 900 WASHINGTON, DC 20036 FRANKLIN CENTER FOR GOVERNMENT AND PUBLIC INTEGRIT 1229 KING STREET 3RD FLOOR ALEXANDRIA, VA 22314 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 8,522. 15,785. 34,828. 6,700. 11,064. 8,702. ATTACHMENT 17 PAGE 78 CHARLES KOCH FOUNDATION THE WAR RECIPIENT NAME AND ADDRESS FOUNDATION FOR INDIVIDUAL RIGHTS IN EDUCATION 601 WALNUT STREET SUITE 510 PHILADELPHIA, PA 19106 INDEPENDENT FORUM 1875 I STREET NW SUITE 500 WASHINGTON, DC 20006 INSTITUTE FOR HUMANE STUDIES 3301 FAIRFAX DRIVE SUITE 440 ARLINGTON, VA 22201 JACK MILLER CENTER ATTN: MICHAEL DESHAIES 111 PRESIDENTIAL BLVD PHILADELPHIA. PA 19004 KANSAS POLICY INSTITUTE ATTN: DAVE TRADERT 250 N. WATER WICHITA, KS 67202 LAW ECONOMICS CENTER 3301 FAIRFAX DRIVE ARLINGTON, VA 22201 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7F 85646 48-0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 5,561. 9,115. 31,270. 2,500. 5,000. 51,572. ATTACHMENT 17 PAGE 79 CHARLES KOCH FOUNDATION RECIPIENT NAME AND ADDRESS LEADERSHIP INSTITUTE 1101 HIGHLAND STREET ARLINGTON, VA 22201 MANHATTAN INSTITUTE FOR POLICY RESEARCH 52 VENDERBILT AVENUE 3RD FLOOR NEW YORK, NY 10017 NATIONAL CENTER FOR POLICY ANALYSIS 12770 COIT ROAD SUITE 800 DALLAS, TX 75251 NATIONAL RIGHT TO WORK LEGAL DEFENSE AND EDUCATION 8001 BRADDOCK ROAD SUITE 600 VA 22150 NATIONAL TAXPAYERS UNION FOUNDATION 108 NORTH STREET ALEXANDRIA, VA 22314 PHILANTHROPY ROUNDTABLE 1730 STREET NW SUITE 601 WASHINGTON, DC 20036 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7? 85646 48?0918408 PURPOSE OF GRANT OR CONTRIBUTION EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS EDUCATIONAL PROGRAMS AMOUNT 7,199. 5.000. 4,674. 15.065. 6.811. ATTACHMENT 17 PAGE 80 CHARLES KOCH FOUNDATION Wm an wan RECIPIENT NAME AND ADDRESS REASON FOUNDATION 3415 S. SEPULVEDA BLVD. SUITE 400 LOS ANGELES, CA 90034 STATE POLICY NETWORK 1655 NORTH FORT MEYER DRIVE ARLINGTON. VA 22209 STUDENTS FOR LIBERTY PO BOX 17321 ARLINGTON, VA 22216 SUNSHINE REVIEW 3901 COURTLAND CIRCLE ALEXANDRIA, VA 22201 TAX FOUNDATION 529 14TH STREET NW SUITE 420 WASHINGTON, DC 20045 THE BECKET FUND 3000 ST NW STE 200 WASHINGTON, DC 10007 16733H K932 11/14/2013 2:23:32 PM RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND FOUNDATION STATUS OF RECIPIENT NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC NONE PUBLIC 12-7? 85646 48-0918408 PURPOSE OF GRANT 0R CONTRIBUTION EDUCATIONAL EDUCATIONAL EDUCATIONAL EDUCATIONAL EDUCATIONAL EDUCATIONAL PROGRAMS PROGRAMS PROGRAMS PROGRAMS PROGRAMS PROGRAMS AMOUNT 30,749. 14,223. 6,828. 26,223. 19,731. 6,644. ATTACHMENT 17 PAGE 81 CHARLES KOCH FOUNDATION THE VEAR RELATIONSHIP TO SUBSTANTIAL CONTRIBUTOR AND RECIPIENT NAME AND ADDRESS FOUNDATION STATUS OF RECIPIENT THE FEDERALIST SOCIETY FOR LAW AND PUBLIC POLICY NONE 1015 18TH STREET NW PUBLIC SUITE 425 WASHINGTON, DC 20036 THE FUND FOR AMERICAN STUDIES NONE 1706 NEW HAMPSHIRE AVE., NW PUBLIC WASHINGTON, DC 20009 THE HERITAGE FOUNDATION NONE 214 MASSACHUSETTS AVENUE NE PUBLIC WASHINGTON, DC 20002 THE PHILLIPS FOUNDATION NONE ONE MASSACHUSETTS AVENUE NW PRIVATE SUITE 620 WASHINGTON, DC 20001 WASHINGTON POLICY CENTER NONE ATTN: DANN MEAD SMITH PUBLIC PO BOX 3643 SEATTLE, WA 98124 YOUNG AMERICANS FOR LIBERTY NONE 3030 CLARENDON BLVD PUBLIC SUITE 200 ARLINGTON, VA 22201 16733H K932 11/14/2013 2:23:32 PM 12-7? 35646 48-0918408 PURPOSE 0? GRANT OR CONTRIBUTION AMOUNT EDUCATIONAL PROGRAMS 4,836. EDUCATIONAL PROGRAMS 13,349. EDUCATIONAL PROGRAMS 11,274. EDUCATIONAL PROGRAMS 8,073. EDUCATIONAL PROGRAMS 5,000. EDUCATIONAL PROGRAMS 5,685. TOTAL CONTRIBUTIONS PAID ATTACHMENT 17 PAGE 82 2012 CHARLES KOCH FOUNDATION 48-0913408 Description of Property DEPRECIATION Date Unadjusted 179 exp. . Beginning Ending MA Current-year placed In Cost BUS- reduction Basis 33518 for Accumulated Accumulated Me- ACRS CRS 179 Current-year Asset description service or basis in basis Reduction depreciation depreciation depreciation mod Conv. Life class class expense depreciation OFFICE EQUIPMENT VAR 16,630. 100.000 16.630. 1,440. 4,766. SL 5.000 3,326. UNIMPROVED LAND 05/13/1988 3,377,694. 100.000 LEASEHOLD IMPROVE VAR 1,000,652. 100.000 1,000,652. 807,679. SL L5.000 194,641. It LEASEHOLD IMPROVE VER 2,932. 100.000 2,932. 272. SL L5.000 586. Less: RetiredAssets . . . . . . . . . . . 1,003,594. 1,003,534. 907,951. Subtotals3,394,324. 16,630. 1,440. 4,76: 198,553. Listed Property LesszRetiredAssets . . . . . . . . . . . . TOTALS3,394,324. 16,630. 1,440. 4,766. 198,553. AMORTIZATIOINI Date Cost Ending I piacedln or. Accumulated Accumulated Current?yea" Asset description serVIce baSlS amortization amortization Code Life amortization "Assets Retired JSA 2x9024 1.000 16733H K932 11/14/2013 2:23:32 PM 12-7F 85646 PAGE 83