California Cancer Registry Data Standards and Quality Control Breast Recoding Audit Final Report June 2006 Introduction and Sampling Methodology In July 2006, the Data Standards and Quality Control (DSQC) Unit of the California Cancer Registry (CCR) initiated an audit of breast cancer cases. A total of 50 cases were randomly selected from each region, including Region 4. Regions 1 and 8 and Regions 7 and 10 were combined and sampled as single regions, respectively. The criteria for cases sampled for this audit were as follows: • • • • • • • • • Diagnosed between July 1, 2004 and June 30, 2005 Female patients only Class of Case 0, 1, and 2 Invasive and in situ malignancies Diagnosed in California Resident within reporting region only Reporting facility within resident region Type of reporting source 1 (hospital) All ACTUR cases were removed The audit included 41 data items as follows: • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • • County at DX Sex Race 1 Spanish/Hispanic Origin Date of Diagnosis Primary Site including Subsite Laterality Histologic Type ICD-O3 Behavior Code ICD-O3 Grade Diagnostic Confirmation CS Tumor Size CS Extension CS Lymph Nodes CS Mets at DX CS Site Specific Factor 1 CS Site Specific Factor 2 CS Site Specific Factor 3 CS Site Specific Factor 4 CS Site Specific Factor 5 CS Site Specific Factor 6 Regional Nodes Positive / Regional Nodes Examined Date of Primary Surgery Surgery of Primary Site - Summary Scope Regional LN Surgery - Summary Surgery Other Regional/Distant Sites - Summary Date Radiation Regional Radiation Modality Radiation Boost Modality Date Chemotherapy Chemotherapy - Summary Date Hormone Hormone - Summary Date Immunotherapy (BRM) Immunotherapy (BRM) - Summary Date Transplant Endocrine Therapy Transplant/Endocrine - Summary Date Other Treatment Other Treatment - Summary Sequence Number - Hospital Class of Case Note: The data items Primary Site including Subsite (CXX.X) and Regional Nodes Positive / Regional Nodes Examined are counted as one discrepancy, respectively. California Cancer Registry Page 1 9/26/2008 California Cancer Registry Data Standards and Quality Control Breast Recoding Audit Final Report June 2006 Audit Calculations Fifty cases were randomly sampled for each region to ensure that there were 40 cases recoded for each region. The audit results were calculated as follows: The number of cases recoded (40) was multiplied by the number of data items (41), resulting in 1,640 possible discrepancies per region. This number was then multiplied by the number of regions audited (seven), resulting in a total of 11,480 possible discrepancies. There were only 34 cases that could be recoded for Region 4 in the 50 cases sampled because 16 of the cases belonged to another region. Using the above method (34 multiplied by 41), there were a total of 1,394 possible discrepancies for Region 4. This number was then added to the 11,480 from the other seven regions, resulting in a total of 12,874 possible discrepancies. Audit Results There were 160 discrepancies identified, which resulted in a discrepancy rate of 1.24%. Therefore, the accuracy rate for this audit is 98.8%. Discrepancies by Regional Registry Region 3 and 7/10 had the least number of discrepancies with 12 (7.5%). Region 8 had the highest number, with 43 (26.9%) discrepancies. The remaining regions varied with the number of discrepancies. Table 1 illustrates the distribution of the discrepancies across the regional registries. Number of Discrepancies by Region 43 45 40 35 30 24 22 25 20 20 14 15 13 12 12 10 5 0 Region 2 Region 3 Region 4 Region 5 Region 6 Region 8 Region 9 Region 10 Table 1 California Cancer Registry Page 2 9/26/2008 California Cancer Registry Data Standards and Quality Control Breast Recoding Audit Final Report June 2006 Discrepancies by Data Item Of the 160 discrepancies identified in this audit, the highest number of discrepancies occurred in Scope of Regional Lymph Node Surgery. There were 18 discrepancies in this data item. The data item Surgery of the Primary Site was the second highest with 15 discrepancies identified. CS Site Specific Factor 3 had the third highest number with 13 discrepancies found. Data item discrepancies identified in this audit are illustrated on Table 2. Distribution of Discrepancies 20 18 16 14 12 10 8 6 4 2 Class of Case Sequence Number – Hospital RX Summ – Other RX Date – Other RX Summ – Transplt/Endocr Date_Transp_Endo RX Summ – BRM RX Date – BRM RX Summ – Hormone RX Date – Hormone RX Summ – Chemo RX Date – Chemo Rad – Boost RX Modality Rad – Regional RX – Modality RX Date – Radiation RX Summ – Surg Oth Reg/Dis RX Summ – Scope Reg LN Surgery RX Summ – Surg Prim Site RX Date – Surgery Regional Nodes Positive / Exam CS Site Specific Factor 6 CS Site Specific Factor 5 CS Site Specific Factor 4 CS Site Specific Factor 3 CS Site Specific Factor 2 CS Site Specific Factor 1 CS Mets at DX CS Lymph Nodes CS Extension CS Tumor Size Diagnostic Confirmation Grade Behavior Code ICD-03 Histologic Type ICD-03 Laterality Primary Site incl Subsite (CXX.X) Date of Diagnosis Spanish/Hispanic Origin Race 1 Sex County at DX 0 Table 2 Scope of Regional Lymph Node Surgery discrepancies can be attributed to the timing of the surgical events and whether or not the “sentinel” lymph node was involved. More discussion of these discrepancies can be found in the Discrepancies in Treatment Fields section of this report. California Cancer Registry Page 3 9/26/2008 California Cancer Registry Data Standards and Quality Control Breast Recoding Audit Final Report June 2006 Surgery of the Primary Site comprised 9.4% of all discrepancies. A detailed discussion of these discrepancies can be found in the Discrepancies in Treatment Fields section of this report. The discrepancies in Site Specific Factor #3, which had 13 (8.1%) discrepancies, were related to the number of positive ipsilateral regional lymph nodes. A discussion of these discrepancies can be found in the Discrepancies in Staging Fields section of this report. There were no discrepancies identified in the data items County of Residence at Diagnosis, Sex, Behavior, Diagnostic Confirmation, Surgery Other Regional/Distant Sites Summary, Date Immunotherapy (BRM), Immunotherapy (BRM) Summary, Date Transplant/Endocrine, Transplant/Endocrine Summary, Date Other Treatment, and Other Treatment Summary, and Class of Case. Discrepancies in Staging Fields There were 49 discrepancies in staging data items, representing 30.6% of all discrepancies identified as follows: • • • • • • • • CS Tumor Size -- 6 (12.2%) CS Extension -- 1 (2.0%) CS Lymph Nodes -- 9 (18.4%) CS Mets at Diagnosis -- 2 (4.1%) CS Site Specific Factor 3 -- 13 (26.5%) CS Site Specific Factor 4 -- 8 (16.3%) CS Site Specific Factor 5 -- 4 (8.2%) Regional Lymph Nodes Positive/ Regional Lymph Nodes Examined -- 6 (12.2%) These discrepancies are illustrated in Table 3. California Cancer Registry Page 4 9/26/2008 California Cancer Registry Data Standards and Quality Control Breast Recoding Audit Final Report June 2006 Discrepancies in Staging Fields 14 13 12 10 9 8 8 6 6 6 4 4 2 2 1 0 CS Tumor Size CS Extension CS Lymph Nodes CS Mets at Dx CS SSF #3 CS SSF #4 CS SSF #5 Lymph Nodes Pos/Exam Table 3 The highest number of discrepancies occurred in Site Specific Factor #3, which had 13 (26.5%) discrepancies. The Site Specific Factor #3 field represents the number of positive ipsilateral axillary lymph nodes. The most common problem identified was that registrars coded 000 when there were no lymph nodes removed. The definition of code 000 is “All lymph nodes removed are negative.”1 The appropriate code is 098, which is defined as “No lymph nodes removed or examined.”1 See page 463, CS Coding and Staging Manual, Note #3. The CS Lymph Node field had the second highest number of discrepancies with nine (18.4%). The discrepancies in this field were due to a misunderstanding of the differences in IHC staining versus H&E staining and coding this field when the registrar has limited information. 1 Collaborative Staging Manual, Page 463 California Cancer Registry Page 5 9/26/2008 California Cancer Registry Data Standards and Quality Control Breast Recoding Audit Final Report June 2006 Discrepancies in Treatment Fields Fifty nine discrepancies were identified in treatment fields, representing 36.9% of all discrepancies identified as follows: • • • • • • • • • • Date of Primary Surgery -- 4 (6.8%) Surgery Primary Site Summary -- 15 (25.4%) Scope Regional LN Surgery Summary --18 (30.5%) Date Radiation -- 2 (3.4%) Regional Radiation Modality -- 5 (8.5%) Radiation Boost Modality -- 5 (8.5%) Date Chemotherapy -- 1 (1.7%) Chemotherapy Summary -- 1 (1.7%) Date Hormone -- 1 (1.7%) Hormone Summary -- 7 (11.9%) These discrepancies are illustrated in Table 4. Number of Discrepancies in Treatment Related Fields 20 18 15 15 10 7 5 5 4 5 2 1 0 1 1 0 Hormone Summary Date Hormone Chemotherapy Summary Date Chemotherapy Radiation Boost Modality Regional Radiation Modality Date Radiation Surgery Other Regional/Distant Sites Summary Scope Regional LN Sur Summary Surgery Primary Site Summary Date Primary Surgery Table 4 California Cancer Registry Page 6 9/26/2008 California Cancer Registry Data Standards and Quality Control Breast Recoding Audit Final Report June 2006 Scope of Regional Lymph Node Surgery is defined as “removal, biopsy, or aspiration of regional lymph nodes that took place, either at the time of the primary surgery or during a separate surgical event.2 Miscounting the number of lymph nodes removed and whether or not one of those lymph nodes was or was not the “sentinel” lymph node(s) were common issues identified. The discrepancies identified in Surgery of the Primary Site were due to a code being used to indicate a specific type of mastectomy without supporting text or s text indicating a specific type of surgical procedure but coded to an “NOS” or nonspecific code. Conclusions The results of this audit were very good with an overall accuracy rate of 98.8%. Nevertheless, there were problems identified that need to be addressed. The following recommendations are made: 1) Create training modules and/or conduct training for abstractors and visual editors on: a. Surgery of the Primary Site b. Scope of Regional Lymph Node Surgery c. CS Lymph node fields: i. CS Lymph Nodes ii. CS Site Specific Factor #3 d. Tumor Size e. Grade f. Subsite g. Ambiguous Terminology 2) Perform audit of High Quality Abstractors 3) Perform a recoding audit of specific data items to evaluate improvement: a. CS Lymph Nodes b. Site Specific Factor #3 c. Scope Regional Lymph Node Surgery d. Surgery Primary Site Note: High Quality Abstractors (HQA’s) were identified by the regions during the reconciliation process. All calculations and graphs within this report include discrepancies made by HQA’s. Discrepancies made by HQA’s are discussed separately in the accompanying report titled “Breast Recoding Audit Final Report Supplement A – High Quality Abstractors.” Auditors: Cheryl M. Tatum, CTR Winny Roshala, CTR 2 Dawn Leytem, CTR Kyle L. Ziegler, CTR Commission on Cancer, American College of Surgeons, FORDS manual, page 138-139 California Cancer Registry Page 7 9/26/2008