Commission on Governmental Ethics and Election Practices Mail: 135 State House Station, Augusta, Maine 04333 Office: 45 Memorial Circle, Augusta, Maine Website: www.maine.gov/ethics Phone: 207-287-4179 Fax: 207-287-6775 2014 CAMPAIGN FINANCE REPORT FOR POLITICAL ACTION COMMITTEES COMMITTEE TREASURER CHARTING MAINE'S FUTURE KEITH HERRICK PO BOX 395 128 DUMONT AVENUE LISBON FALLS, ME 04252 LEWISTON, ME 04240 PHONE: (207) 807-5698 PHONE: (207) 807-5698 EMAIL: KEITH.HERRICK@GMAIL.COM EMAIL: KEITH.HERRICK@GMAIL.COM REPORT DUE DATE REPORTING PERIOD OCTOBER QUARTERLY 10/06/2014 07/16/2014 - 09/30/2014 FINANCIAL ACTIVITY SUMMARY RECEIPTS 1. CASH CONTRIBUTIONS (SCHEDULE A) TOTAL FOR PERIOD TOTAL FOR YEAR $23,300.00 $23,300.34 2. OTHER CASH RECEIPTS (INTEREST, ETC.) $0.00 $0.00 3. LOANS (SCHEDULE C) $0.00 $0.00 $23,300.00 $23,300.34 5. EXPENDITURES TO SUPPORT OR OPPOSE (SCHEDULE B) $4,887.16 $10,387.16 6. OPERATING EXPENDITURES (SCHEDULE B-1) $7,750.75 $9,197.56 4. TOTAL RECEIPTS (LINE 1 + 2 + 3) EXPENDITURES 7. LOAN REPAYMENTS (SCHEDULE C) 8. TOTAL PAYMENTS (LINE 5 + 6 + 7) $0.00 $0.00 $12,637.91 $19,584.72 CASH SUMMARY 9. CASH BALANCE AT BEGINNING OF PERIOD $207.45 10. PLUS TOTAL RECEIPTS THIS PERIOD (LINE 4) $23,300.00 11. MINUS TOTAL PAYMENTS THIS PERIOD (LINE 8) $12,637.91 12. CASH BALANCE AT END OF PERIOD $10,869.54 OTHER ACTIVITY 13. IN-KIND CONTRIBUTIONS (SCHEDULE A-1) $0.00 14. TOTAL LOAN BALANCE AT END OF PERIOD (SCHEDULE C) $0.00 15. TOTAL UNPAID DEBTS AT END OF PERIOD (SCHEDULE D) $0.00 $0.00 I, KEITH HERRICK, CERTIFY THAT THE INFORMATION CONTAINED IN THIS REPORT IS TRUE, ACCURATE, AND COMPLETE TO THE BEST OF MY KNOWLEDGE. REPORT FILED BY: KEITH HERRICK REPORT FILED ON: 10/06/2014 LAST MODIFIED: 10/06/2014 PRINTED: 03/08/2016 COMMITTEE ID: 5453 SCHEDULE A CASH CONTRIBUTIONS • • • For contributors who gave more that $50, the names, address, occupation, and employer must be reported. If "information requested" is listed instead of occupation and employer, the candidate is waiting to receive that information. Cash contributions of $50 or less can be added together and reported as a lump sum. Contributor Types 1 = Individual 9 = Candidate / Candidate Committee 2 = Candidate/ Spouse/ Domestic Partner 10 = General Treasury Transfer 3 = Commercial Source 11 = Transfer from Previous Campaign 4 = Nonprofit Organization 12 = Contributors giving $50 or less 5 = Political Action Committee 13 = Contributors giving $100 or less 6 = Political Party Committee 14 = Contributors giving $200 or less 7 = Ballot Question Committee 15 = MCEA Payment 8 = Other Candidate/ Candidate Committee DATE RECEIVED CONTRIBUTOR 16 = Financial Institution TYPE AMOUNT 7/29/2014 MAINE FRANCHISE OWNERS ASSOCIATION 415 CONGRESS ST. SUITE 202 PORTLAND, ME 04101 5 $1,500.00 7/29/2014 PIERCE ATWOOD 77 WINTHROP STREET AUGUSTA, ME 04330 3 $100.00 7/30/2014 REPUBLICAN MAJORITY FUND 106 HANSON LAKE ROAD MAPLETON, ME 04757 5 $250.00 3 $1,000.00 8/1/2014 LOGISTICARE SOLUTIONS LLC 1275 PEACHTREE STREET NE ATLANTA, GA 30309 3 $250.00 8/1/2014 RESOURCE POLICY GROUP, INC. 434 LOVEJOY SHORES DRIVE FAYETTE, ME 04349 3 $250.00 8/5/2014 FMJ GOVERNMENTAL AFFAIRS 110 SEWALL STREET AUGUSTA, ME 04330 3 $250.00 8/5/2014 H.A. MAPES, INC. 152 PLEASANT STREET SPRINGVALE, ME 04083 3 $250.00 8/6/2014 ASTRAZENECA 1800 CONCORD PIKE PO BOX 15437 WILMINGTON, DE 19850 3 $500.00 8/6/2014 MAINE ASSOCIATION OF REALTORS PAC 5 $1,000.00 8/6/2014 REAL ESTATE HOLDINGS LLC 200 NARRAGANSETT STREET GORHAM, ME 04038 3 $250.00 8/7/2014 FAIRPOINT COMMUNICATIONS 155 GANNETT DRIVE SOUTH PORTLAND, ME 04106 3 $250.00 8/1/2014 Diageo 801 Main Ave Norwalk, CT 06851 OCCUPATION AND EMPLOYER DESCRIPTION: Unknown 19 COMMUNITY DRIVE AUGUSTA, ME 04330 8/7/2014 REPUBLICAN MAJORITY FUND 106 HANSON LAKE ROAD MAPLETON, ME 04757 5 $250.00 8/11/2014 FRIENDS OF MAINE HOSPITALS 22 BRAMHALL STREET PORTLAND, ME 04102 3 $250.00 8/12/2014 REID & ASSOCIATES, LLC PO BOX 780 CAMDEN, ME 04843 3 $500.00 1 $10,000.00 3 $200.00 3 $250.00 1 $2,500.00 1 $2,500.00 3 $1,000.00 8/14/2014 ROBERT BAHRE 2 MADISON AVENUE OXFORD, ME 04270 INVESTOR 8/29/2014 Merck Sharp & Dohme 21 Garnet Rd West Roxbury, MA 02132 DESCRIPTION: Unknown DESCRIPTION: Retired 9/1/2014 BERNSTEIN SHUR 100 MIDDLE STREET PORTLAND, ME 04104 9/4/2014 RUPERT H GROVER PO BOX 223 NORWAY, ME 04268 RETIRED 9/4/2014 SUZANNE GROVER PO BOX 223 NORWAY, ME 04268 RETIRED 9/8/2014 WINDHAM WEAPONRY, INC. PO BOX 1900 WINDHAM, ME 04062 DESCRIPTION: Retired DESCRIPTION: Retired TOTAL CASH CONTRIBUTIONS $23,300.00 SCHEDULE B EXPENDITURES TO SUPPORT OR OPPOSE EXPENDITURE TYPES CNS Campaign consultants POL Polling and survey research CON Contribution to other candidate, party, committee POS Postage for U.S. Mail and mail box fees EQP Equipment (office machines, furniture, cell phones, etc.) PRO Other professional services FND Fundraising events PRT Print media ads only (newspapers, magazines, etc.) FOD Food for campaign events, volunteers RAD Radio ads, production costs Print and graphics (flyers, signs, palmcards, t-shirts, etc.) SAL Campaign workers' salaries and personnel costs MHS Mail house (all services purchased) TRV Travel (fuel, mileage, lodging, etc.) OFF Office rent, utilities, phone and internet services, supplies TVN TV or cable ads, production costs OTH Other WEB Website design, registration, hosting, maintenance, etc. PHO Phone banks, automated telephone calls LIT DATE OF EXPENDITURE 8/13/2014 8/13/2014 8/13/2014 8/13/2014 8/13/2014 8/13/2014 PAYEE REMARK David C Burns 159 Dodge Road Whiting, ME 04691 SUPPORT CANDIDATE'S CAMPAIGN Ronald F Collins 401 Harriseckett Road Wells, ME 04090 SUPPORT CANDIDATE'S CAMPAIGN Leslie T Fossel P.O. Box 525 Alna, ME 04535 SUPPORT CANDIDATE'S CAMPAIGN Brian D Langley 11 South Street Ellsworth, ME 04605 SUPPORT CANDIDATE'S CAMPAIGN Garrett Paul Mason P.O. Box 395 Lisbon Falls, ME 04252 SUPPORT CANDIDATE'S CAMPAIGN PAULA G SUTTON 387 MOUNTAIN RD WARREN, ME 04864 SUPPORT CANDIDATE'S CAMPAIGN TYPE AMOUNT CON $375.00 CON $375.00 CON $375.00 CON $375.00 CON $375.00 CON $375.00 PAYMENT OF $375.00 TO SUPPORT: DAVID C BURNS. PARTY: REPUBLICAN. OFFICE: SENATOR. DISTRICT: 6. ELECTION YEAR: 2014 PAYMENT OF $375.00 TO SUPPORT: RONALD F COLLINS. PARTY: REPUBLICAN. OFFICE: SENATOR. DISTRICT: 34. ELECTION YEAR: 2014 PAYMENT OF $375.00 TO SUPPORT: LESLIE T FOSSEL. PARTY: REPUBLICAN. OFFICE: SENATOR. DISTRICT: 13. ELECTION YEAR: 2014 PAYMENT OF $375.00 TO SUPPORT: BRIAN D LANGLEY. PARTY: REPUBLICAN. OFFICE: SENATOR. DISTRICT: 7. ELECTION YEAR: 2014 PAYMENT OF $375.00 TO SUPPORT: GARRETT PAUL MASON. PARTY: REPUBLICAN. OFFICE: SENATOR. DISTRICT: 22. ELECTION YEAR: 2014 PAYMENT OF $375.00 TO SUPPORT: PAULA G SUTTON. PARTY: REPUBLICAN. OFFICE: SENATOR. DISTRICT: 12. ELECTION YEAR: 2014 8/13/2014 8/13/2014 8/13/2014 9/19/2014 9/19/2014 HONORABLE MICHAEL D THIBODEAU 169 COLES CORNER RD WINTERPORT, ME 04496 SUPPORT CANDIDATE'S CAMPAIGN AMY F VOLK 4 ELBRIDGE OLIVER WAY SCARBOROUGH, ME 04074 SUPPORT CANDIDATE'S CAMPAIGN MICHAEL J WILLETTE 80 HARDY ST PRESQUE ISLE, ME 04769 SUPPORT CANDIDATE'S CAMPAIGN BANGOR LETTER SHOP 99 WASHINGTON STREET BANGOR, ME 04401 PRINTING LITERATURE BANGOR LETTER SHOP 99 WASHINGTON STREET BANGOR, ME 04401 PRINTING LITERATURE CON $375.00 CON $375.00 CON $325.00 LIT $361.08 LIT $361.08 PAYMENT OF $375.00 TO SUPPORT: HONORABLE MICHAEL D THIBODEAU. PARTY: REPUBLICAN. OFFICE: SENATOR. DISTRICT: 11. ELECTION YEAR: 2014 PAYMENT OF $375.00 TO SUPPORT: AMY F VOLK. PARTY: REPUBLICAN. OFFICE: SENATOR. DISTRICT: 30. ELECTION YEAR: 2014 PAYMENT OF $325.00 TO SUPPORT: MICHAEL J WILLETTE. PARTY: REPUBLICAN. OFFICE: SENATOR. DISTRICT: 2. ELECTION YEAR: 2014 PAYMENT OF $361.08 TO SUPPORT: PETER E EDGECOMB. JURISDICTION: STATEWIDE. PARTY: REPUBLICAN. OFFICE: SENATOR. DISTRICT: 1. ELECTION YEAR: 2014 PAYMENT OF $361.08 TO SUPPORT: MICHAEL J WILLETTE. JURISDICTION: STATEWIDE. PARTY: REPUBLICAN. OFFICE: SENATOR. DISTRICT: 2. ELECTION YEAR: 2014 9/19/2014 MAINE CITIZEN'S COALITION CANVASSERS PO BOX 243 EASTON, ME 04740 PAYMENT OF $420.00 TO SUPPORT: PETER E EDGECOMB. JURISDICTION: STATEWIDE. PARTY: REPUBLICAN. OFFICE: SENATOR. DISTRICT: 1. ELECTION YEAR: 2014 SAL $420.00 9/19/2014 MAINE CITIZEN'S COALITION CANVASSERS PO BOX 243 EASTON, ME 04740 PAYMENT OF $420.00 TO SUPPORT: MICHAEL J WILLETTE. JURISDICTION: STATEWIDE. PARTY: REPUBLICAN. OFFICE: SENATOR. DISTRICT: 2. ELECTION YEAR: 2014 SAL $420.00 TOTAL EXPENDITURES TO SUPPORT OR OPPOSE: $4,887.16 SCHEDULE B-1 OPERATING EXPENDITURES EXPENDITURES TYPES CNS Campaign consultants POL Polling and survey research CON Contribution to other candidate, party, committee POS Postage for U.S. Mail and mail box fees EQP Equipment (office machines, furniture, cell phones, etc.) PRO Other professional services FND Fundraising events PRT Print media ads only (newspapers, magazines, etc.) FOD Food for campaign events, volunteers RAD Radio ads, production costs Print and graphics (flyers, signs, palmcards, t-shirts, etc.) SAL Campaign workers' salaries and personnel costs MHS Mail house (all services purchased) TRV Travel (fuel, mileage, lodging, etc.) OFF Office rent, utilities, phone and internet services, supplies TVN TV or cable ads, production costs OTH Other WEB Website design, registration, hosting, maintenance, etc. PHO Phone banks, automated telephone calls LIT DATE OF EXPENDITURE PAYEE REMARK TYPE AMOUNT 7/30/2014 MAJORITY STRATEGIES 201 NORTH FRANKLIN STREET SUITE 2800 TAMPA BAY, FL 33602 HANDOUT DESIGN FEES LIT $350.00 7/30/2014 SPECTRUM MARKETING COMPANIES 95 EDDY ROAD SUITE 101 MANCHESTER, NH 03102 HANDOUT PRINTING FEES LIT $1,346.01 8/6/2014 FISH BONES 70 LINCOLN STREET LEWISTON, ME 04240 FUNDRAISING EVENT FND $739.20 8/7/2014 CAPITOL SOLUTIONS LLC 19 HOLBROOK STREET #9 FREEPORT, ME 04032 PAC CONSULTING CNS $500.00 8/13/2014 CAPITOL SOLUTIONS LLC 19 HOLBROOK STREET #9 FREEPORT, ME 04032 PAC CONSULTING CNS $150.00 8/13/2014 UNITED STATES POST OFFICE PURCHASE STAMPS 68 SEWALL STREET AUGUSTA, ME 04330 POS $24.50 8/19/2014 CAPITOL SOLUTIONS LLC 19 HOLBROOK STREET #9 FREEPORT, ME 04032 PAC CONSULTING CNS $1,000.00 8/20/2014 GARRETT MASON PO BOX 395 LISBON FALLS, ME 04252 MILEAGE REIMBURSEMENT TRV $749.04 9/3/2014 ROBERT CAVERLY 31 STONE GATE CROSSING CHELSEA, ME 04330 CAMPAIGN WORKER SALARY SAL $1,000.00 9/12/2014 GARRETT MASON PO BOX 395 LISBON FALLS, ME 04252 REIMBURSEMENT FOR INTERNSHIP EXPENSES SAL $1,092.00 9/17/2014 CAPITOL SOLUTIONS LLC 19 HOLBROOK STREET #9 FREEPORT, ME 04032 CONSULTING FEES CNS TOTAL OPERATING EXPENDITURES $800.00 $7,750.75