1A

3mm was FINANCIAL INVESTIGATION AGENCY

PO. Box 4090, Pasea Estate, Road Town, Tortola, British Virgin Islands
Tel: (284) 494-1335 Fax: (284) 494-1435
Email: 

CONFIDENTIAL

 

Our Ref: SAR #1199

September 24, 2010

Ms. J. izbeth Maduro

Money Laundering Reporting Officer
Mossac Fonseca Co (BVI) Limited
Akara Building, 24 deCastro Street
PO. Box 3136, Road Town

Tortola, British Virgin Islands

Dear Ms. Maduro:

RE: Caprikat Limited 1577164

I refer to my letter sent to your office on August 25th, 2010, and your reply that we
received at this office on September 6th, 2010.

You have not provided all of the information that was requested in Questions 1 and 2 of
my letter. Specifically, you have not provided a copy of the due diligence in respect of
the above -referenced company.

Therefore;

1. Please provide the name(s), contact details and physical address of the ultimate
beneficial owner(s) of the above referenced company.

2. Please provide a copy of all due diligence in respect of Mr. Khulubuse Clive
Zuma.

3. Please provide copy of all due diligence in respect to African Resources
Investment Fund SPC.

Page 2
September 24th, 2010
Ms. Maduro

4. Please provide copy of all due diligence in respect of Poxwhelp Limited.

I wish to draw your attention to the provisions as set out under Section 7(4) of the Anti-
Money Laundering Regulations, and Sections 31(3) and 31(5)(i) of the Anti-Money
Laundering and Terrorist Financing Code of Practice, 2008. These sections place certain
obligations on both the Professional Service Client as introducer and the Registered
Agent regarding customer due diligence/verification of identity for introduced business.

Additionally, take note that section 4 (4) of the FIA Act, 2003 states that "any person failing
or refusing to provide the information required under Section (2) commits an offence and
is liable on summary conviction to a fine not exceeding Twenty Thousand Dollars or to
imprisonment for a term not exceeding two (2) years or bot 

You have seven (7) days to respond to this request.

asceweo

27 20??

acK Fonseca 8g Co.
Ltd.

 

Moss