Form eGC?refit-'4' arrow.- a. 'h-F UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details eGC?l Number: Long Title: Short Title: Last Completed Timestamp: StarUEnd Dates Requested: Sponsor Deadline: Application Type: Sponsor: Organization Code Receiving Funding: Principal Investigator Name: Ray Hilborn Budget Coat Rate: 5% irsl Period Total Direct Costs: 75,496 Total Costs: 3,775 Total Costs: T9271 Cost Sharing Total Cost Sharing: UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatioac?shery So $0 Compliance Questions Financial and General A41001 Understanding ?sheries collapse and recovery: Fishery collapses WQIZOOB 2:40 PM 8102008 - 73012010 731512008 New Society for Conservation Biology (803) SCH 80 (2520001000) FG-S. YES: coats are reimbursed at less than the federally negotiated rate for the UW. Security and EXport Control (not indicated) Non-Governmental Applications '1 1" 5: 25-I'rl .I I'll I Lia-r135 I'd-Illi- . Total (all periods) 157,519 7,881 105,500 Total (all periods) $0 Page 1 of Eb? -- - II. R-zjf-niir Ila-I'The? I I-l ARE, - 504259? (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) Comments No comments currently entered. Details Number: A4190?l Full Application Title: Understanding ?sheries collapse and recovery: Short Title: Fishery collapses StarUEnd Dates Requested: - 7(30f2010 Sponsor Deadline: 7/15/2008 Date Needed From OSP: Sponsor Signed Copies Required: 1 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: New After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: . Society for Conservation Biology (803) Sponsor type: Association 3. Non-Pro?ts Address: 4245 Fairfax Drive, Suite 400 Arlington, VA 22203 City, State, ZIP: Arlington, VA, 22203 Country: USA Contact name: Shonda Foster Contact phone: 202-234-4133 x101 Contact email: SFoster@conbio.org A41901 Page 2 of 7 Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: (not indicated) UW Budget Number: (not indicated) Previous Number(s): (not indicated) PI and Contacts Principal Investigator Name: Ray Hiiborn (EIN: 666007575) Selected Unit: SCH SC (2620001000) Title: Professor Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Enu?k SCH SC (2620001000) 355020 rayh 206-543-3567 206?685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 677006544) SCH SC (2620001000) Manager Of Program Operations SCH 80 (2620001000) jroshan 206~61 6-9521 206-616-6669 (not indicated) (not indicated) jroshan@u.washington.edu Pre-Award Budget Contact Name: (not indicated) .. . .. .J. Personnel Name Role Type Selected UW Org Code Signi?cant Financial interest Ray Hilborn 866007575 Principal investigator SCH SC No (2620001000) Abstract RFAIRPP UW Abstract Trends in global ?sheries landings have been ?at since the mid 1980?s while human populations and demand for seafood have continued to rise. This increasing pressure on a ?nite resource has coincided with the wider noted collapse of ?sheries around the world. Such collapses have occurred in ?sheries that were once among the most productive in the world, including northwest Atlantic cod and Peruvian anchoveta. Some stocks, such as anchoveta, have recovered, while others, including cod, remain severer depressed. Opinions differ on the causes of A41QU1 Page 3 of 7 -. .- -, Hogs-'- -. u: . :st. .. - a. . - aaesse screens collapse and the failure of some collapsed ?sheries to recover. Many explanations receive some support from carefully selected case studies. Surprisingly, there has yet to ?f-systematic attempt to sift through global ?sheries data to ?nd the factors most frequently associated with collapse and failed recovery Identifying such factors would allow resources to be focused on ?sheries most at risk, including emerging ?sheries where data are lacking. My proposal addresses this 'eEd' through a global meta-analysis of ?sheries stock assessments and harvest time series. I will evaluate the evidence for the most frequently asserted biological, economic, and management explanations for ?sheries collapse and failed recovery. U.S. ?sheries are among the most well-managed in the world, yet some have still collapsed. Detailed stock assessments and ?sheries management plans are available for many of the 530 stocks and stock complexes recognized by the National Marine Fisheries Service. In addition to the global meta-analysis, I will investigate in greater detail the history and causes of ?shery collapse in the US. The approach is analogous to a medical research model where the increased risk of disease (collapse) associated with various candidate factors is ?rst evaluated through correlation and logistic regression analysis. This stage is conducted on a large database of subjects for which little may be known except outcomes (disease/collapse) and risk factors. Those factors identi?ed in the screening phase are then further evaluated using well known case studies in order to understand the underlying mechanisms. Some factors identi?ed in stage I will undoubtedly turn out to be spurious, while the risks associated with others may be easily managed once the mechanism is understood. The products of this research will include: (1) a ranking of factors most commonly associated with collapse and failed recovery, (2) a statistical model based on these factors that can be used to estimate risk of collapse and probability of recovery if collapse occurs for individual ?sheries, and (3) a list of US. ?sheries most at risk of collapse based on predictions from the model and recommendations for changes that could be made to reduce their risk. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 45,000 95,000 02 Contract Personal Services 03 Other Contractual Services 04 Travel 4,308 8,724 05 Supplies and Materials 08 Equipment 07 Retirement and Bene?ts 10,035 21,185 08 Student Aid 38 Unallocated 18,153 32,710 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 75,498 157,819 F8A Costs First Period Total (all periods) Amount Subject to F8A Costs (base) 75,498 157,819 F8A Cost Rate F8A Cost Rate 5% First Period Total (all periods) A41901 Page 4 of 7 tarsa- - - - -.--Irhl:l:ll I. J-wj: . :33; - 9m3?5?i?at-v Total Costs 3,775 First Period Total (all periods) Total Costs . 79,271 105,500 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2520001000 Aquatic&?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and EXplanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? NO FG-3. Are costs reimbursed at less than the federally negotiated rate for the YES Explain Sponsors policy, as stated in Award Letter is to provide only 5% indirect costs. FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-B. Does this application require any deliverables (other than the usual written progress reports)? NO Does this application request administrative support or of?ce sUpplies? NO Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc. #11901 Page 5 of 7 1.- - "?r?wl-ZJI 3.29:? cf?iifseams. artw- -. .- .. phi-1:.l'lI .- I Eta-3:: II I I'Id'lr-rl-l-I-I'Security and Export Control Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide N0 assistance with this application? Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve ?ow-through funds? NO Envirornental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi?hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells Does this application involve the use of human NO subjects? Will this research involve the use and/or creation of human embryonic stem cells? NO Animal Use Does this application involve the use of vertebrate animals? NO Attached Documents Documents to be Submitted to Sponsor Description Version File Name Attached On letter to sign - 1 Hilborn award letter.doc 7/9/2008 2:39:32 PM Internal documents for OSP Description Version File Name Attached On email instructions 1 Hilborn award letter part 2.doc 7/9/2008 2:39:58 PM Internal documents for Dept/School/College No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated A41901 Page 6 of 7 Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Will sponsor documents be submitted electronically to the sponsor? No Significant Financial interest Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suSpended, proposed for debarrnent, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.8.1. Additional information (not indicated) Assurance Statement Principal lnvestigaton?Program Director Assurance: i certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. i am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. 1 am the Pi and have read and agree with the Pl Assurance Statement. i understand that approving this eG-Ci YES electronically is equivalent to my signature. Process Application is this application ready to be submitted to the sponsor by A41901 Page of 7 -L- "5 - - cit-in?ictForm 6601 UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details eGCl Number: A59431 Long Title: A Multi-Stock Population Dynamics Framework for the Recovery of Sacramento River Chinook Salmon. Short Title: CV Chinook Last Completed Timestamp: 6117f2010 10:50 AM Start/End Dates Requested: 311I2011 - 212812014 Sponsor Deadline: 650/2010 Application Type: New Sponsor: California Bay-Delta Authority Organization Code Receiving Funding: SCIENC (2630003000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 25% First Period Total (all periods) Total Direct Costs: 238,553 722,526 Total Costs: 56,145 . 171,612 Total Costs: 294,703 894,138 Cost Sharing Total (all periods) Total Cost Sharing: $0 I I I UW Summary by Unit Org Code Org Code Name Amount 2630003000 SCIENC $0 Compliance Questions Financial and General YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. FG-3. YES: costs are reimbursed at less than the federally negotiated rate for the UW. Security and Export Control (not indicated) A59431 Page 1 of reen- HI I ice as Non-Governmental Applications (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) 9601 Comments Ina-?g??I 1.. I ill-Eb. I I Il-l I. - I - .I-I- I - - arr-:l-l?l - - I: I. it]. I?Izl' Il-l-l-l-I'l-:21? . Aura-tori: - - 31-: . Ir? 1'$_l_ll _l-i'II-'t-i-z-zz .r "iwi' win-once. Heir - {Him 1? Bob Lessard is the contact for this gc1. Email is Robert Lessard and of?ce phone is 208-221-6768 Details eGCt Number: Full Application Title: Short Title: Start/End Dates Requested: Sponsor Deadline: Date Needed From OSP: Sponsor Signed Copies Required: Sponsor Unsigned Copies Required: Organization Code Receiving Funding Organization Code Receiving Funding: Box Number For Of?cial Correspondence: Application Type Application Type: After the Fact Application: Project Details Project Type: Funding Type: International Projects: Sponsor Sponsor name: Sponsor type: Address: City, State, ZIP: Country: Contact name: A59431 A59431 A Multi-Stock Population Dynamics Framework for the Recovery of Sacramento River Chinook Salmon. CV Chinook 3/1/2011 - 2/28/2014 6/30/2010 6/24/2010 1 (not indicated) AQUATICEEFISHERY SCIENC (2630003000) 355020 New NO Contract Research: Applied NO California Bay-Delta Authority Other State Delta Science Program Delta Stewardship Council 650 Capital Mall, 5th Floor Sacramento, CA, 95814 USA Delta Science Program Solicitation Review System Page 2 of 7 Contact phone: Contact email: '5311IhL?913-445-5333 Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pager: Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Prue-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: Phone: Fax: Cell Phone: Pager: Email: A59431 (not indicated) (not indicated) (not indicated) Ray Hilborn (EIN: 866007575) SCIENC (2630003000) Professor SCIENC (2630003000) 355020 rayh +1 206 543-3567 (not indicated) (not indicated) (not indicated) rayh@u.washington.edu Jessica Roshan (EIN: 677006544) SCIENC (2630003000) Manager Of Program Operations SCIENC (2630003000) jroshan +1 206 616-0521 (not indicated) (not indicated) (not indicated) jroshan@uw.edu Jessica Roshan (EIN: 677006544) SCIENC (2630003000) Manager Of Program Operations SCIENC (2630003000) jroshan +1 206 616-9521 (not indicated) (not indicated) (not indicated) jroshan@uw.edu Page 3 of 7 . . 553-1: :l?ir. .: -. . I I ?gru- i- I. I.II I I'll d. I I I I 1450Personnel Name EID Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hiiborn 865007575 Principal Investigator SCIENC No (2630003000) Robert B. Lessard 860004422 Key Personnel AQUATICBFISHERY SCIENC No (2630003000) Abstract 3: RFAIRFP UW Abstract The purpose of this project is to construct a multi-stock salmon population model and management strategy evaluation (MSE) tool that addresses the cross-linkages between water use and ?shery ecosystem response. Recent federal court judgment concluded that insuf?cient evidence was provided for prescribing speci?c ?ow restrictions in two recent conservation measures. The inability to provide adequate evidence was a byproduct of not having the correct quantitative tools at hand. We propose to build these tools by furthering technological developments of previous analyses of Central Valley Chinook population dynamics. Speci?cally, our work will integrate multiple salmon populations together into a single model that can reconstruct historical population dynamics such that environmental conditions and water resource use can be used as predictors of biological responses of multiple populations. Our goal is to integrate populations into a single model so that the effect of water management and ?shery management policies can be examined in light of all ?sh populations simultaneously. This pertains to the biological interactions between the populations as well as the way in which ?sheries impact individual populations depending on growth and maturation rate of each population. All analysis will be framed in the context of historical and proposed water use patterns. Request for Applicatioanroposal or Program Announcement Number: 2010 Proposal Solicitation Title: Delta Science Program URL: Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 103,143 321,054 02 Service Contracts 03 Other Contractual Services 90,932 272,946 04 Travel 8.000 23,000 05 Supplies and Materials 250 250 06 Equipment 4,000 4,000 07 Retirement and Bene?ts 22.205 69.198 08 Student Aid 9.978 32,078 38 Unallocated Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 238,558 722,526 Costs First Period Total (all periods) A59431 Page 4 of 7 I I I I. I 1'1. 3.1..- I . I I I __i-lrll-Il-l_Ilf . I I I-: . Ir: I.1-3- . . Amount Subject to FSA Costs (base) FSA Cost Rate FSA Cost Rate . 25% First Period Total (all periods) Total FELA Costs 56,145 171,312 First F?eriod Total (all periods) Total Costs 294, 703 894, 138 . - Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2630003000 AQUATICSFISHERY $0 Robert B. Lessard 2630003000 $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) unrecovered SA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2630003000 SCIENC $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-Z. Will the proposed project he conducted off-campus (excluding outgoing subcontracts) as stated in GM 13? YES Looa?on Other - US site (explain) research will be conducted in California with sponsor every winter FG-3: Are 0A costs reimbursed at less than the federally negotiated rate for the YES Explain A59431 Page 5 of 7 I: I i ra FG-4. Does this application require any new, rental or renovation to existing Space? FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular salary? FG-6. Does this application require any deliverables (other than the usual written progress reports)? Does this application request administrative support or of?ce supplies? FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? SEC-3. Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NG-3. Does this application involve ?ow-through funds? Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highiy toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? HS-2. Will this research involve the use andIor creation of human embryonic stem cells? Animal Use Does this application involve the use of vertebrate animals? Attached Documents Documents to be Submitted to Sponsor Description Version File Name Signature form 1 signature_form.pdf Internal documents for OSP Description Version File Name Proposal text 1 proposalpdf A59431 Attached On 611612010 10:06:57 PM Attached On 6116/2010 10:08:16 PM Page 6 of 7 . . . . 1-.-.: . I I A594313udget1xls 01'171'2010 10:48:23 AM Internal documents for DeptiSchooIlCollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP Description Version File Name Attached On Signed PSP Signature Page 1 6!1712010 10:54:01 AM Certify 8; Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the PI certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarin excluded from covered transactions by any federal department or agency. The Pl af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information Bob Lessard is the contact for this gc1. Email is Robert Lessard and of?ce phone is 206-221-6768 Assurance Statement Principal InvestigatorfPrograrn Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the PI Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by A50431 Page 7 of - - - . - "haggli- '?k?qiphp?hulh'u 1 Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A35633 'Long Title: Biocomplexity, Sustainability, and the Rate of Small Populations Short Title: Pew Alaska Salmon Last Completed Timestamp: 1011812007 11:41 AM StarUEnd Dates Requested: 107172007 - 9730/2008 Sponsor Deadline: 1072612007 Application Type: Non?Competing Renewal Sponsor: University of Miami Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 10% salary 8: fringe First Period Total (all periods) Total Direct Costs: 0 121,193 Total Costs: 5,717 6,463 Total Costs: 5,717 127,656 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name - Amount 2620001000 Aquatic?t?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. FG-3. YES: FSA costs are reimbursed at less than the federally negotiated rate for the UW. Security and EXport Control (not indicated) Non-Governmental Applications A35833 Page 1 of 7 YES: Application involves ?ow-through funds. Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments Subcontract agreement between the University of Miami and the University of Washington is attached. Sponsor requires 4 original signed copies. Prime award is from the Pew Charitable Trust. Subcontract to be incrementally funded. This award provides for year 2 funding and must be put in new budget, as each year's funds cannot comingle. Details Number: AS5633 Full Application Title: Biocomplexity, Sustainability, and the Role of Small Populations Short Title: Pew Alaska Salmon Start/End Dates Requested: 10/1/2007 - 913032008 Sponsor Deadline: 10(2612007 Date Needed From OSP: 10124/2007 Sponsor Signed Copies Required: 4 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH AOUATICSFISHERY SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application TYPE: Non-Competing Renewal After the Fact Application: YES Project Details Project Type: Contract Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: University of Miami Sponsor type: I Private School, College, University Address: RSMAS, 4600 Rickenbacker Cswy City, State, ZIP: Miami, FL, 33149 Country: USA Contact name: Bonnie Townsend Contact phone: 305-421-4084 Contact email: btownsend@smas.miami.edu A35633 Page 2 of 7 e?-bkr?opf IJ 0:5, . .H'r?eI:h"IIll Il?l:lII: In? r'rl?? '.rr ?l I I: is? '3'5355555220'.? Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagan Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pager: Email: Pro-Award Budget Contact Name: Personnel Name EID Ray Hilborn 866007575 Thomas Quinn 881003486 Daniel E. Schindler 878002265 Lorenz Hauser 864007166 A35633 Role Type Principal Investigator Cc-Investigator Co-lnvestigator Co-lnvestigator Prime Award number 2005-00746 (not indicated) A17723 Ray (EIN: 866007575) SCH SC (2620001000) Professor SCH AQUATICSFISHERY SC (2620001000) 355020 rayh 206-543-3587 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 877006544) SCH AQUATIC8FISHERY SC (2620001000) Manager Of Program Operations SCH AQUATICSFISHERY SC (2620001000) jroshan 206-61 6-9521 206-61 6-8689 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) Selected UW Org Code SCH SC (2020001000) SCH SC (2020001000) SCH SC (2620001000) SCH AQUATIC8FISHERY SC (2020001000) Signi?cant Financial Interest No - No No No Page 3 of 7 Abstract RFAIRFP UW Abstract Small populations are harbingers of range expansion and also precursors to extinction. We have a unique opportunity to study a large number of small populations of chinook, churn, pink, coho, and sockeye salmon in Bristol Bay Alaska, where the University of Washington has maintained ?eld stations and data series since the late 1940s. These streams are unique in the combination of long period of data records and the absence of anthropogenic habitat modi?cation, introduced exotic species, or arti?cial propagation. We propose to explore the dynamics of these small populations to provide insight on 1) how climate change may affect the distribution of salmon, 2) how networks of populations interact, in particular as metapopulations to in?uence stability and sustainability, 3) how multispecies assemblages differentially use habitat and interact, in particular how rare species interact with dominant species (sockeye salmon in Bristol Bay), 4) the frequency of colinization and extinction, and 5) the dynamics of very small populations as it relates to the dynamics of extinction. We will augment the existing long term abundance trends for 20 streams with more intense monitoring of abundance for 2 seasons, and use molecular genetic tools to determine the connectedness of individual populations and the importance of sources and sinks in population maintenance. Request for ApplicationiProposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 55,692 02 Contract Personal Services 03 Other Contractual Services 43,000 04 Travel 3,400 05 Supplies and Materials 2,000 06 Equipment 0? Retirement and Bene?ts 6,941 08 Student Aid 6,160 38 Unallocated Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 121,193 Costs First Period Total (all periods) Amount Subject to F6A Costs (base) 57,166 121,799 Cost Rate Cost Rate 10% salary fringe First Period Total (all periods) Total F6A Costs 5,717 6,463 First Period Total (all periods) A35633 Page 4 of 7 wan-ears -- - - -. gig-ran. - 51?- if" sewer-er 55' tithe-5. .- ., . .. -. 1.. water-:13'- {Sf-r7 IRS-fit I - - - - ?151-..- Total Costs 5,71 7 1 27,656 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&?shery Sc $0 Thomas Quinn 2620001000 Aquatic?t?shery Sc $0 Daniel E. Schindler 2620001000 Aquatic&?shery Sc $0 Lorenz Hauser 2620001000 Aquatica?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 AquaticS?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Project involves ?eld work in the Bristol Bay Region of Alaska Are FSA costs reimbursed at less than the federally negotiated rate for the YES Explain Per the prime award, indirect cost are calculated at 10% salary and fringe FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-6. Does this application require any deiiverables (other than the usual written progress reports)? NO FG-T. Does this application request administrative support or of?ce supplies? NO A35633 Page 5 of 7 - -- - . *r r? 325' '93s v- .: - erdisciplinary facility, service center or institute equiring additions a pp rova FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc.)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve ?ow-through funds? YES Originating Sponsor Name: Pew Charitable Trusts Originating Sponsor Type: Foundation Enviromental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these Specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human . NO subjects? Will this research involve the use andior creation of human embryonic stem cells? NO Animal Use AC-1. Does this application involve the use of vertebrate animals? YES Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? The work involves ?eld sampling of salmon in the Bristol Bay Region of Alaska. The work is approved under protocol 3142-01 approval date 4/03/07. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor Description Version File Name Attached On Contract 1 Hilborm University of Miamipdf 10/177200? 3:09:13 PM Internal documents for OSP A35633 Page 5 of 7 - Ifr .Issrtoaw?Esaa-riw IIII: IfILLIPIFII --. Ill: . . T: .: i El?'rl'rr..-: - I - 5:145. 1 -. .5 'rir'?J'l .r r" .- I - 111-1-1-7 11r-l-I'r If I No attachments have been associated Internal documents for Dep?School/Cotlege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP Description Version File Name Attached On Application Review Notice 1 Application Review Notice.htm 101222007 11:23:13 AM Certify 8. Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the PI certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarin excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information Subcontract agreement between the University of Miami and the University of Washington is attached. Sponsor requires 4 original signed copies. Prime award is from the Pew Charitable Trust. Subcontract to be incrementally funded. This award provides for year 2 funding and must be put in new budget, as each year's funds cannot comingle. Assurance Statement Principal InvestigatorIProgram Director Assurance: I certify that the statements in this eGCl and the related sponsor application are true, complete and accurate to the best of my knowledge. 1 am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the Pl Assurance Statement. I understand that approving this eGCt YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA A35633 Page 7 of 7 Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A59912 Long Title: Finding the keys to sustainability in world ?sheries Short Title: Sustainable Fisheries Last Completed Time-stamp: 7/ 1312010 3:08 PM Start/End Dates Requested: 1(1/2011 - 121311?2011 Sponsor Deadline: 9/1f2010 Application Type: New Sponsor: Walton Family Foundation Organization Code Receiving Funding: (2630003000) Principal Investigator Name: Ray Hilborn . Budget Cost Rate: 15% First Period Total (all periods) Total Direct Costs: 0 93,256 Total Costs: 6,743 Total Costs: 0 99999 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2630003000 SCIENC- $0 Compliance Questions Financial and General FG-3. YES: costs are reimbursed at less than the federally negotiated rate for the UW. Security and Export Control (not indicated) Non-Governmental Applications A59912 Page 1 of 7 He, .;I'll Fr. I I 1? All. II II I I I'"?na ?ttings-rising .31. ?a sir-ass - - . - - 3* . .I. I ll;- I I: I diami?l: I will?? - I. Ida-I? I I :l I-ir'cI-I . h? hit-?ea . I (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) Comments No comments currently entered. Details Number: A59912 Full Application Title: Finding the keys to sustainability in world ?sheries Short Title: Sustainable Fisheries Start/End Dates Requested: 121312011 Sponsor Deadline: 9/1/2010 Date Needed From OSP: (not indicated) Sponsor Signed Copies Required: 1 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCIENC (2630003000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: New After the Fact Application: NO Project Details Project Type: Grant Funding Type: Research: Applied International Projects: YES Sponsor Sponsor name: Walton Family Foundation Sponsor type: Foundation Address: . 919 18th Street, NW, Suite 550 City, State, Washington, DC, 20006 Country: USA Contact name: Scott Burns Contact phone: 202-457-9016 Contact email: sburns@wffmail.com Additional Information for Existing Application or Award (if applicable) A59912 Page 2 of 7 Sponsor Number at UW: UW Budget Number: Previous eG01 Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: . Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pager: Email: Personnel Name Ray Hilborn 666007575 A59912 Role Type (not indicated) (not indicated) (not indicated) Ray Hilborn (EIN: 866007575) SCIENC (2630003000) Professor AQUATIC6FISHERY (2630003000) 355020 rayh +1 206 543-3587 (not indicated) (not indicated) (not indicated) rayh@u.washington.edu Jessica Roshan (EIN: 677006544) SCIENC (2630003000) Manager Of Program Operations AQUATIC6FISHERY SCIENC (2630003000) jroshan +1 206 616-9521 (not indicated) (not indicated) (not indicated) jroshan@uw.edu Jessica Roshan (EIN: 677006544) AQUATICSFISHERY SCIENC (2630003000) Manager Of Program Operations SCIENC (2630003000) jroshan +1 206 616?9521 (not indicated) (not indicated) (not indicated) jroshan@uw.edu Selected UW Org Code Principal investigator SCIENC (2630003000) No Signi?cant Financial interest Page 3 of 7 I I II IL: I ?all'I'l-l'l'l I 'l curl- - I I 'I'l'l'l'l-l I. II :"r'crr - I '1 I'll?sh? - if #5130? - - - - LI.- Eu'z. - .- 'ujmic-3w wt 4 - -.-. - . en's . . 3: n2thugIl-l-h-l'Ierr-k- #:il?lual? I??:31 1 I I. I I Ila313;. . . 'lt?t-?saver-?r aft-24:: - t- 15?ea-m. - t-a?s. cur. -- -- - -. . use}, - . - - Trevor Branch 871003551 Key Personnel SCIENC No (2630003000) Abstract 8: RFAIRFP UW Abstract The purpose of this grant is to understand the factors leading to rebuilding of ?sh stocks thus providing guidance for agencies and consumers on the critical elements of sustainability. Half of the project will be continued development of a data-base on abundance trends in ?sh stocks, and half of the project will be the analysis of the biological, economic and management factors that lead to rebuilding Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 35,232 02 Service Contracts 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 9,724 08 Student Aid 33 Unallocated Other Object Codes (not indicated) Subcontracts FAS Object code Description First Period Total (all periods) 03-62 Dalhousie University 43,300 Total Direct Costs First Period Total (all periods) Total Direct Costs 0 93,256 Costs First Period Total (all periods) Amount Subject to Costs (base) 44,956 Cost Rate Cost Rate 15% First Period Total (all periods) Total Costs 6,743 First Period Total (all periods) A59912 Page 4 of 7 . . . . . . I'll I II - --. -.-. . Total Costs 0 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2630003000 SCIENC $0 Trevor Branch 2630003000 AOUATICSFISHERY SCIENC $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2630003000 SCIENC $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? NO Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GM 13? N0 FG-3. Are FSA costs reimbursed at less than the federally negotiated rate for the YES Explain The Walton Family Foundation has a maximum 15% FSA cost. . FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular 1 NO salary? FG-6. Does this application require any deliverables (other than the usual written progress reports)? NO FG-T. Does this application request administrative support or office supplies? NO FG-S. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Page 5 of i" Security and Export Control . -- :l'is'rr?Ewan l' 2, t. . I I. If.? :Iluldl- l_rl_ I I I I I-.- II: if Illqh? II. II. I I amissdbl-hill 'ri . 31:5? .. - -I . SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? SEC-.3. Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NG-3. Does this application involve ?ow-through funds? Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? Animal Use Does this application involve the use of vertebrate animals? Attached Documents Documents to be Submitted to Sponsor Description Version Proposal Text 2 Internal documents for OSP Description Version Letter from Dalhousie 1 Internal documents for Dept/SchoollCollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP Description Version A5991 2 File Name Hilborn_Worm__WFF_proposal_201 File Name UWashington.pdf File Name Attached On 711322010 3:08:18 PM Attached On 7113/2010 2:43:45 PM Attached On Page 6 of 7 - -..: 1:3. I I 1? l'l'l'l'l I I Signed Cover Sheet and Application Cover 2 711312010 3:32:21 PM Letter to Spenser Application Cover Letter to Spenser 1 Application Cover Letter to Sponsor.de 7113/2010 3:24:29 PM Proposal Instructions 1 WFF Environment Proposal Instructions ?nal 05 624/2010 3:03:11 PM 10 2010-docx Certify 8. Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Will Sponsor documents be submitted electronically to the sponsor? Yes, by the Pllresearch group sponsor website) Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the PI certi?es that the PI and other Key Personnel (anyone involved in the design, conductor reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Significant Financial Interest Disclosure DOES NOT Form? The PI is absent and is notable to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.8.1. Additional Information (not indicated) Assurance Statement Principal InvestigatoriProgram Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the Pl Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA A59912 Page 7 of 7 Form eGC?l UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A59912 Long Title: Finding the keys to sustainability in world ?sheries Short Title: I Sustainable Fisheries Last Completed Timestamp: 7/13/2010 3:08 PM Dates Requested: 111(2011 - 12/31/2011 Sponsor Deadline: Application Type: New Sponsor: Walton Family Foundation Organization Code Receiving Funding: SCIENC (2630003000) Principal Investigator Name: Ray Hilborn Budget F8.A Cost Rate: 15% First Period Total (all periods) Total Direct Costs: 0 93,256 Total Costs: 6,743 Total Costs: 0 99,999 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2630003000 SCIENC $0 m_ Compliance Questions Financial and General FG-3. YES: costs are reimbursed at less than the federally negotiated rate for the UW. Security and Export Control (not indicated) Non-Governmental Applications A59912 Page 1 of 7' 11I'llillFilm (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) Comments No comments currently entered. Details e601 Number: A59912 Full Application Title: Finding the keys to sustainability in world ?sheries Short Title: Sustainable Fisheries Start/End Dates Requested: 1/1f2011 - 12/302011 Sponsor Deadline: 911/201 0 Date Needed From OSP: (not indicated) Sponsor Signed Copies Required: 1 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: AQUATICSFISHERY SCIENC (2530003000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: New After the Fact Application: NO Project Details Project Type: Grant Funding Type: Research: Applied International Projects: YES Sponsor Sponsor name: Walton Family Foundation Sponsor type: Foundation Address: 919 18th Street, NW, Suite 650 City, State, ZIP: Washington, DC, 20006 Country: USA Contact name: Scott Burns Contact phone: 202-457-9016 Contact email: sburns@wffmail.com Additional information for Existing Application or Award (if applicable) A59912 Page 2 of 7 Sponsor Number at UW: UW Budget Number: Previous eGCi Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetiD: Phone: Fax: Cell Phone: Pager: Email: Pre-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Personnel Name EID Ray Hilborn 866007575 A59912 Role Type Principal Investigator (not indicated) (not indicated) (not indicated) Ray Hilborn (EIN: 866007575) SCIENC (2630003000) Professor AQUATIC3FISHERY SCIENC (2630003000) 355020 rayh +1 206 543-3567 (not indicated) (not indicated) (not indicated) rayh@u.washington.edu Jessica Roshan (EIN: 877006544) SCIENC (2630003000) Manager Of Program Operations SCIENC (2630003000) jroshan +1 206 616-9521 (not indicated) (not indicated) (not indicated) jroshan@uw.edu Jessica Roshan (EIN: 877006544) AQUATICELFISHERY SCIENC (2630003000) Manager Of Program Operations SCIENC (2630003000) jroshan +1 206 616?9521 (not indicated) (not indicated) (not indicated) jroshan@uw.edu Selected UW Org Code SCIENC (2630003000) Signi?cant Financial interest No Page 3 of 7 J'Ilil-Ill355.555345 . -: -. 'Trevor Branch 671003551 Key Personnel SCIENC No (2630003000) Abstract RFAIRFP UW Abstract The purpose of this grant is to understand the factors leading to rebuilding of ?sh stocks thus providing guidance for agencies and consumers on the critical elements of sustainability. Half of the project will be continued development of a data-base on abundance trends in ?sh stocks, and half of the project will be the analysis of the biological, economic and management factors that lead to rebuilding Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 35,232 02 Service Contracts 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 9,724 06 Student Aid 36 Unallocated Other Object Codes (not indicated) Subcontracts FAS Object code Description First Period Total (all periods) 03-62 Dalhousie University 46,300 Total Direct Costs First Period Total (all periods) Total Direct Costs 0 93,255 Costs First Period Total (all periods) Amount Subject to Costs (base) 44,956 Cost Rate Cost Rate 15% First Period Total (all periods) Total Costs 6,743 First Period Total (all periods) A59912 Page 4 of 7 . -I. IriI..II- IIIllll'l II. I ?ll I. I _r-'rl -: I lg. ..ffI?ll:l:l:l:ll I.'Id'r'..r-rr- .- . - -.- ..I'llIIIla-hi"'s%ai{all-h .tl-Il_l_I I'll. I I II {fl-:55I'll:anTotal Costs 0 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Cost Sharing Org Code 2630003000 2630003000 Cost Sharing Org Code Name SCIENC SCIENC Name Ray Hilborn Trevor Branch UW Cost Sharing (Other) (net indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code 2630003000 Org Code Name Amount SCIENC $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? FG-3. Are FSA costs reimbursed at less than the federally negotiated rate for the Explain The Walton Family Foundation has a maximum 15% cost. FG-4. Does this application require any new, rental or renovation to existing space? FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular salary? FG-6. Does this application require any deliverables (other than the usual written progress reports)? FG-7. Does this application request administrative support or of?ce supplies? FG-8. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? A59912 Amount $Page 5 of 7 Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? SEC-3. Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NG-3. Does this application involve ?ow-through funds? Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? HS-Z. Will this research involve the use andIor creation of human embryonic stem cells? Animal Use Does this application involve the use of vertebrate animals? Attached Documents Documents to be Submitted to Sponsor Description Version Proposal Text 2 Internal documents for OSP Description Version Letter from Dalhousie 1 Internal documents for Deptl'SchooIICollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP Description Version A59912 File Name File Name UWashington.pdf File Name Attached On 7H 31'2010 3:08:18 PM Attached On 7/13r'2010 2:43:45 PM Attached On Page 6 of I - 'r'rr'r - - r' - -.II- II-II-I.- rrIr.l'frtr. -cw.rFSigned Cover Sheet and Application Cover 2 3:32:21 PM Letter to Sponsor Application Cover Letter to Sponsor 1 Application Cover Letter to Sponsor.de 7H 3/2010 3:24:29 PM Proposal Instructions 1 WFF Environment Proposal Instructions ?nal 05 6/2412010 3:03:11 PM 10 2010.docx Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Will sponsor documents be submitted electronically to the sponsor? Yes, by the PI/research group sponsor website) Significant Financial Interest (SFI) Escalation of PI Certi?cation Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred. suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the PPS absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information (not indicated) Assurance Statement Principal InvestigatoriProgram Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the PI Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by A59912 Page 7 of 7 Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A7344 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 472/2004 3:27 PM StarUEnd Dates Requested: 471/1997 - 373112005 Sponsor Deadline: 471572004 Application Type: Non?Competing Supplement Sponsor: Trident Seafoods Corporation Organization Code Receiving Funding: SCH AQUATICBFISHERY SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26% MTDC First Period Total (all periods) Total Direct Costs: 0 107,852 Total FBA Costs: 28,042 Total Costs: 0 135,894 Cost Sharing Total (all periods) Total Cost SharingSummary- by Unit Org Code Org Code Name Amount 2620001000 AquaticSFishery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GM 13. Security and Export Control (not indicated) Non-Governmental Applications A7344 Page 1 of 7 I I I I I I I-II II l-l Ir:- ?1 Inf41:1. .- ?ts - a. .3 43in 'rifil: . -. . 32:}:91' . 35:tiff: ii'lu' . II I I I f-l:l-II:I lI:l:l:l:l' Ill-fl II I I fig: If .H. - 455:? . 5535? rg. i. a. (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use YES: Application involves the use of vertebrate animals. Comments This project is funded by various seafood processors. Anticipated schedule of payments from the various seafood processors is attached. Details Number: A7344 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: 4! 1/1 997 - 381/2005 Sponsor Deadline: 4/15l2004 Date Needed From OSP: (not indicated) Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH 80 (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: (not indicated) Sponsor Sponsor name: Trident Seafoods Corporation Sponsor type: Private industry Address: Various Seafood Industry sponsors list attached City, State, ZIP: (not indicated), (not indicated), (not indicated) Country: (not indicated) Contact name: (not indicated) Contact phone: (not indicated) Contact email: (not indicated) A7344 Page 2 of 7 Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous eGCt Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pager Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact (not indicated) 63-8462 (not indicated) Ray Hilborn (EIN: 866007575) SCH AQUATIC8FISHERY SC (2620001000) Professor SCH SC (2620001000) 355020 rayh 206-543-3587 206?685-7471 (not indicated) (not indicated) rayh@u.washington.edu Joan Mason Bodey (EIN: 867003946) SCH SC (2620001000) Manager Of Program Operations SCH SC (2620001000) jbodey 206-616-9521 206-616-8689 (not indicated) (not indicated) jbodey@u.washington.edu Name: (not indicated) Personnel Name EID Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 866007575 Principal Investigator SCH SC No (2020001000) Abstract 8. RFAIRFP UW Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with the ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate-the causes of the declines in production that has occured in most stocks since the 19305 2) work with government management agencies to Increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters A7344 Page 3 of 7 of ?sheries management. With the high levels of production since the 1930s, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement Number: Title: URL: Budget FAS Object code Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs Total Direct Costs Costs Description Salaries and Wages Service Contracts Other Contractual Services Travel Supplies and Materials Equipment Retirement and Bene?ts Student Aid Unallocated subtotal Amount Subject to Costs (base) Cost Rate FSA Cost Rate Total Costs Total Costs Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO A7344 (not indicated) (not indicated) (not indicated) First Period First Period 0 First Period First Period First Period 0 Total (all periods) 107,852 Total (all periods) 107,852 Total (all periods) 107,852 26% MTDC Total (all periods) 28,042 Total (all periods) 135,894 Page 4 of 7 Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Ray Hilborn 2620001000 Aquatic&Fishery Sc UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 AquaticSFishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. FG-2. Does this application commit UW funds for cost sharing, matching or program continuation? Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? Loca?on Other - US site (explain) Work will be done in the Bristol Bay region in Alaska. FG-3. FG-4. FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular salary? Are costs reimbursed at less than the federally negotiated rate for the Does this application require any new, rental or renovation to existing space? FG-S. Does this application require any deliverables (other than the usual written progress reports)? FG-Y. Does this application request administrative support or of?ce supplies? FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Will this work be subject to export regulation, and/or will it require restriction on information or personnel, or security classi?cation?sspan Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? SEC-3. Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications A7344 Amount $(not indicated) (not indicated) (not indicated) Page 5 of 7 - - -. 'Ir.l-l-l?ies via-verifiesmi?ffrvii-5' f? -- P- -. - as": - vi 4' - - 39:5: we ref; salt!" I ?if Is? I. a representative th University Advancement-:Eeither College or assistance with this application? Does this application have funding from a foreign source or foreign subsidiary entity? NO Does this application involve ?ow-through funds? NO Enviromental Health and Safety EHS-1. Does the sponsor require UW Environmental Health & Safety andior Institutional Biosafety NO Committee (IBC) review prior to submission to the sponsor? EHS-2. Will Select Agents anthrax) be used, transferred, or purchased for the proposed project? NO EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use andlor creation of human embryonic stem cells? (not indicated) Animal Use AC-1. Does this application involve the use of vertebrate animals? YES AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01. Does the application involve use of live vertebrate animals at any domestic (US) location other N0 than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for Dept/SchoollCollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8. Route Application Documents Information A7344 Page 6 of 7 2-2rad-1!: Will paper documents be submitted to OSP in support of this application? (not indicated) Will sponsor documents be submitted electronically to the sponsor? (not indicated) Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or sign this application. For information on approval of applications (not indicated) in the Pl?s absence, contact your department administrator/chair and read GIM 1 Section 1.3.1. Additional Information This project is funded by various seafood processors. Anticipated schedule of payments from the various seafood processors is attached. Assurance Statement Principal lnvestigatorlProgram Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded 'as a result of this application. I am the PI and have read and agree with the PI Assurance Statement. I understand that approving this eGCl (not indicated) electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by A7344 Page 7 of 7 - - - 1:1, 'l 'l I I. _I'r I. II I'll. I'r' II- In:l In:ll:' In: lunar- I on, #?sx-nsi-Mr-t-ab? . . Form e601 UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details eGCl Number: Long Title: Short Title: Last Completed Timestamp: Start/End Dates Requested: Sponsor Deadline: A17796 Bristol Bay Salmon Bristol Bay 3 61292005 11:14 AM 4/1/1997 - 3161/2006 Application Type: Non?Competing Supplement Sponsor: Trident Seafoods Corporation Organization Code Receiving Funding: SCH AQUATIC6FISHERY SC (2620001000) Principal Investigator Name: Ray Hilborn Budget FBA Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 26,629 Total Costs: 6,976 Total Costs: 0 33,605 Cost Sharing Total (all periods) Total Cost Sharing: $0 Summary by Org Code 2620001000 Amount $0 Org Code Name Aquatic&Fishery Sc Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A17796 Page 1 of 7 (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments This project is funded by various seafood processors. Anticipated schedule of payments from the various seafood processors is attached. Details Number: A17798 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: 4/1/1997 - 3I31I2006 Sponsor Deadline: 7/31/2005 Date Needed From OSP: 7/31/2005 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH 80 (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non?Competing Supplement After the Fact Application: (not indicated) Project Details Project Type: Grant Funding Type: Research: Applied International Projects: (not indicated) Sponsor Sponsor name: Trident Seafoods Corporation Sponsor type: Private Industry Address: Various Seafood Processors - See attached list City. State. ZIP: (not indicated), (not indicated). (not indicated) Country: . (not indicated) Contact name: (not indicated) Contact phone: (not indicated) Contact email: (not indicated) A17798 Page 2 of 7 ril-gi-i- was ?Exit: . I. . - - Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: Ne?Ek Phone: Fax: Cell Phone: Pagen Email: Pro-Award Budget Contact (not indicated) 63?6462 (not indicated) Ray Hilborn (EIN: 666007575) SCH AQUATIC6FISHERY SC (2620001000) Professor SCH SC (2620001000) 355020 rayh 206?543-3567 206-665-7471 (not indicated) (not indicated) rayh@u.washington.edu Joan Mason Bodey (EIN: 667003946) SCH SC (2620001000) Manager Of Program Operations SCH AQUATIC6FISHERY SC (2620001000) jbodey 206-616-9521 206-61 6?6669 (not indicated) (not indicated) jbodey@u.washington.edu . . . . - .til-?w 5:53" I 5'33: ?3331; - Name: (not indicated) Personnel Name EID Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 666007575 Principal Investigator SCH SC No (2620001000) Abstract 3. UW Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in! 1946 with financial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19303 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of A17796 Page 3 of 7' .1. 'l'l'l'l?l 'r I ll. .- 25:3 . I I I I Ilia. I .- E-quqt .- I'l-r-lI:l-l-I:l:l-lh- IllIl:l-f:l:l:l:l:l:l:i:l-l- I. ?sheries management. With high levels of production since the 19803, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for ApplicationIProposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description 01 Salaries and Wages 02 Service Contracts 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 03 Student Aid 38 Unallocated subtotal Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs Total Direct Costs Costs Amount Subject to Costs (base) Cost Rate Cost Rate Total Costs Total Costs Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO A1 7793 First Period First Period 0 First Period First Period First Period 0 Total (all periods) 26,829 Total (all periods) 26,829 Total (all periods) 26,829 26% Total (all periods) 6,976 Total (all periods) 33,805 Page 4 of 7 if-.-- .--.-- -- - - - - I I. . . ..I.I.I. I.I .- - I --.-. -.: -, ti- e? . pup-3.: . r? .- Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 AquaticaFishery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&Fishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanation-s" Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GM 13? YES Loca?on Other - US site (explain) Work will be done in the Bristol Bay region in Alaska. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-S. Does this application require any deliverables (other than the usual written progress reports)? NO FG-T. Does this application request administrative support or of?ce supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q, Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non?Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? A17793 Page 5 of 7 Ir: II: urn-L:?ve lirel'l'l'l'l'l-l'l'l'l'l'I-IInf-l..- - - I - J'j Ilr- I - - - I link-Ill..- .ri-?Fr" . ?cribs-:c-Fhreac-f-vv. -. are. . - - -- - N-r Does his applica ion NG-3. Does this application involve ?ow-through funds? Enviromental Health and Safety Does the sponsor require UW Environmental Health Stamp; Safety andlor Institutional Biosafety Committee (IBC) review prior to. submission to the sponsor? Will Select Agents anthrax) be used, transferred, or purchased for the proposed project? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? HS-2. Will this research involve the use andIor creation of human embryonic stem cells? Animal Use Does this application involve the use of vertebrate animals? AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol(not indicated) YES Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 - approval date 4l29!05. AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the Speci?c aims of the grant)? Are you citing any foreign sites for performance of live vertebrate animal work? Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify a Route Application Documents Information Will paper documents be submitted to OSP in support of this application? Will sponsor documents be submitted electronically to the sponsor? A1 7793 NO NO (not indicated) No Page 6 of 7 . ETIr-Ir.I.-.I.I -.-J I.I.I.I:iI- its; - . ?3 :53.-.. - . :lI-Irl IrI.- .-- I-.- . . - - -- .- .- . I. . .. .-.-. ..Ji' ..-ISignificant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the PI certi?es that the Pl and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or sign this application. For information on approval of applications YES in the Pl's absence, contact your department administrator/chair and read GIM 1 Section 1.3.1. Additional Information This project is funded by various seafood processors. Anticipated schedule of payments from the various seafood processors is attached. Assurance Statement Principal Investigator/Program Director Assurance: certify that the statements in this eGCi and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious. or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the Pl Assurance Statement. I understand that approving this eG01 (not indicated) electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by A?l T793 Page 7 of 7 Form eGCi UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: Long Title: Short Title: Last Completed Timestamp: Start/End Dates Requested: Sponsor Deadline: Application Type: Sponsor: Organization Code Receiving Funding: Principal Investigator Name: Budget Cost Rate: Total Direct Costs: Total Costs: Total Costs: Cost Sharing Total Cost Sharing: A19904 Bristol Bay Salmon Bristol Bay 3 1:39 PM 4X1f1997 - 313112006 10111112005 Non-Competing Supplement Peter Pan Seafoods, Inc. SCH AQUATICSFISHERY SC (2620001000) UW Summary by Unit Org Code Org Code Name 2620001000 Aquatic&Fishery Sc Compliance Questions Financial and General Ray Hilborn 26% First Period Total (all periods) 0 24,142 6,277 0 30,419 Total (all periods) $0 Amount $0 FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A1 9904 Page 1 of area-wanna- -- . . igthisTitian-ergiriri?taia oi? -- titIl??i' liable(not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use YES: Application involves the use of vertebrate animals. Comments This (301 was requested by OSP. Please route to Will Preiss. Details Number: A19904 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: 4/1 X1997 3181/2006 Sponsor Deadline: Date Needed From OSP: 10/1 ?2005 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: (not indicated) Sponsor Sponsor name: Peter Pan Seafoods, Inc. Sponsor type: Private Industry Address: The Tenth Floor 2200 Sixth Avenue City, State, ZIP: Seattle, WA, 98121-1820 Country: (not indicated) Contact name: (not indicated) Contact phone: (not indicated) Contact email: (not indicated) A19904 Page 2 of 7 Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: (not indicated) UW Budget Number: 63-6462 Previous Number(s): (not indicated) PI and Contacts Principal investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: Ray Hilborn (EIN: 666007575) SCH SC (2620001000) Professor SCH AQUATIC6FISHERY 80 (2620001000) 355020 rayh Phone: 206-543-3567 Fax: 206665-7471 Cell Phone: (not indicated) Pager: (not indicated) Email: rayh@u.washington.edu Administrative Contact Name: Joan Mason Bodey (EIN: 867003946) Selected Unit: SCH AQUATICSFISHERY SC (2620001000) Title: Manager Of Program Operations Academic Home Unit: SCH AQUATICSFISHERY SC (2620001000) NetlD: jbodey Phone: 2066169521 Fax: 2066166669 Cell Phone: (not indicated) Pager: (not indicated) Email: jbodey@u.washington.edu Pre-Award Budget Contact Name: (not indicated) Personnel Name EID Role Type Selected UW Org Code Signi?cant Financial interest Ray Hiiborn 666007575 Principal investigator SCH SC No (2620001000) Abstract 8. RFAIRFP UW Abstract Bristol Bay. Alaska produces 50% of the world?s supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19303; 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the fisheries on stocks, and; 3) assist salmon processors by providing a second opinion on the matters #119904 Page 3 of 7 . - - . 4:34. 3'32? ulna"r'l 'r'h'r I. I Afr-I'll I II. 6 I. I'ac+ - a I :lcease} - .- r.'r.r .r.r . qul' II I. I. I 5:Erase . . . Ill-r'-I I uh I I F'l5:I'li I. 5 F. I.: 5's: i sure - ..-..--..- Tiaras-assess.-I. - .I-Ill Her-h- '5 I. I. Il'r Il1-:1ltax, fadTo:FE-trsiuivarriisa -.-. f. I I II.- I I - - '1 I'I?blqt? +h?1:l:lli v. - -. 'i ?stick-"? a . . . .1: if: .lifql' IIF?sheries management. With high levels of production since the 19805, our primary objectives now are to maintain the high production and provide information so that-the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement Number: Title: URL: Budget FAS Object code Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs Total Direct Costs Costs Description Salaries and Wages Service Contracts Other Contractual Services Travel Supplies and Materials Equipment Retirement and Bene?ts Student Aid Unallocated subtotal Amount Subject to PM Costs (base) Cost Rate thA Cost Rate Total Costs Total Costs Cost Sharing Cost Sharing Type(s) Mandatory: N0 Committed: NO A1 9904 (not indicated) (not indicated) (not indicated) First Period First Period 0 First Period First Period First Period 0 Total (all periods) 24,142 Total (all periods) 24,142 Total (all periods) 24,142 26% Total (all periods) 5,277 Total (all periods) 30,419 Page 4 of 7 Aggregate (NSF only): NO Personnel Cost Sharing Cost Sharing Org Code 2620001000 Cost Sharing Org Code Name Aquatic&Fishery Sc Name Ray Hilborn UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code 2620001000 Org Cede Name Amount Aquatic&Fishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GM 13? Loca?on Other - US site (explain) Work will be done in the Bristol Bay region in Alaska. FG-3. Are FELA costs reimbursed at less than the federally negotiated rate for the FG-4. Does this application require any new, rental or renovation to existing space? FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular salary? Does this application require any deliverables (other than the usual written progress reports)? FG-7. Does this application request administrative support or of?ce supplies? FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? Will this project potentially be subject to export regulation? SEC-3. Will this project require restriction on information, personnel or security classi?cation? Non?Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? A1QQU4 Amount $Page 5 of - 4-: - Him . 4.33-93"552325", "ij?iiriinfr'??i??ljliili'his 'ri' . at i listia'ii? nits; rig-rial 1555-3": -. - if? .- . ctr-tin . .-: . .. iris?if? - ding rom entity? NG-3. Does this application involve ?ow-through funds? Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? - EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells Does this application involve the use of human NO subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? (not indicated) Animal Use Does this application involve the use of vertebrate animals? YES AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW protocol? Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 - approval date 4f20i95. Does the application involve use of live vertebrate animals at any domestic (US) location other N0 than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for DeptISchoollCollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8: Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO A19904 Page 6 of 7 I-II ILII . Will sponsor documents be submitted electronically to the sponsor? No Signi?cant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or sign this application. For information on approval of applications YES in the Pl's absence, contact your department administraton'chair and read GIM 1 Section 1.8.1. Additional Information This GC1 was requested by OSP. Please route to Will Preiss. Assurance Statement Principal lnvestigatorlProgram Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports it a grant is awarded as a result of this application. I am the PI and have read and agree with the PI Assurance Statement. I understand that approving this (not indicated) electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by A19904 Page 7 of 3-: 3. 1.5-: - scoff r- "w w- miss-?r - I l'l'l'l:l' Il:l- .l Il:l:l-EI- I.Ill-"- rsrForrn UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A19906 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 10/11/2005 1:46 PM StartlEnd Dates Requested: 4/0199? 3131/2005 Sponsor Deadline: 10111122005 Application Type: Non-Competing Supplement Sponsor: Alaska General Seafoods Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilbom Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 14,444 Total FBA Costs: 3,755 Total Costs: 0 18,199 Cost Sharing Total (all periods) Total Cost Sharing: $0 uw Summary by Unit Org Code Org Code Name Amount 2620001000 Aguatic&Fishery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted offvcampus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A19905 Page 1 of 7' .. . - . . ?535.: is; g, a ., ignite; 3 .- '1 .659(not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. 62601 Comments This was requested by OSP. Please route to Will Preiss. Details Number: A19906 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: tilt/1997 - 3/31/2005 Sponsor Deadline: 10/11/2005 Date Needed From OSP: 10I11f2005 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATIC5FISHERY SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: (not indicated) Sponsor Sponsor name: Alaska General Seafoods Sponsor type: Private Industry Address: 6425 NE 175th Street City, State, ZIP: Kenmore, WA, 98028-4808 Country: (not indicated) Contact name: (not indicated) Contact phone: (not indicated) Contact email: (not indicated) Additional Information for Existing Application or Award (if applicable) A1 9906 Page 2 of 7 -..I I I I I - I..I.I. ..1'2'1-4? ?.In - I I'l'l?lhh . I. I-:51.I. .I.I I I 6513:4563a-1-24.. - I I I I.I-I1- -III.- I. 'r Irr-II- I-I.I IJIJI I- I I -..I.I I.I. . . .-I-I Ir(not indicated) 63-6462 (not indicated) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Ray Hilborn (EIN: 666007575) SCH SC (2620001000) Professor SCH AQUATIC6FISHERY SC (2620001000) 355020 rayh 206?543-3587 206-665-7471 (not indicated) (not indicated) rayh@u.washington.edu Joan Mason Bodey (EIN: 667003946) SCH SC (2620001000) Manager 0f Program Operations SCH AQUATICSIFISHERY SC (2620001000) jbodey 206-61 6-9521 206-61 6?6669 (not indicated) (not indicated) jbodey@u.washington.edu Pre-Award Budget Contact Name: (not indicated) Personnel Name EID 666007575 Selected UW Org Code Signi?cant Financial Interest SCH so No (2620001000) Role Type Ray Hilborn Principal Investigator Abstract 8: RFAIRFP UW Abstract Bristol Bay, Alaska produces 50% of the world?s supply of sockeye salmon. The Alaska Salmon research program was established in 1046 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19305; 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and; 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19803, our primary objectives now are to maintain the high production and A19006 Page 3 of 7 1" - - - - I'll I I - I l-l I?infra..- Ii'hl-Il:iEfE-lr-I-II - - II I Il-l-l-l54935dill I .I: II I:-l I .I. . I - :lu?h'II5?-llI-I I'dl-l-l Ilpll 1-: II.I-I-I-Ill.Ill'If' I I I. 3"W5e?ff" iitf . sits tap-Lt- - i. Janie. an}. "?st-f5 .. provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Service Contracts 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 08 Student Aid 38 Unallocated subtotal 14,444 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 14444 Costs First Period Total (all periods) Amount Subject to Costs (base) 14,443 Cost Rate FSA Cost Rate 26% First Period Total (all periods) Total Costs 3,755 First Period Total (all periods) Total Costs 0 18,199 Cost Sharing Cost Sharing Type-(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO A19906 Page 4 of I II I II lb I'l'I-lIIan-EliaI:-p-rlr_ PIPII FIFII I I I'll I I I I II. Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray 2620001000 Aquatic&Fishery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&Fishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and-Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? NO Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other US site (explain) Work will be done in the Bristol Bay region in Alaska. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-S. Does this application provide compensation for overtime, special premium, or other supplement to regular_ NO salary? Does this application require any deliverables (other than the usual written progress reports)? NO Does this application request administrative support or of?ce supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO A19906 Page 5 of 7 - asw':lrl rl'lI?II?ll - .31 ll'l'NG-3. Does this application involve ?ow-through funds? NO Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive'and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha?emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells Does this application involve the use of human NO subjects? HS-2. Will this research involve the use andfor creation of human embryonic stem cells? (not indicated) Animal Use AC-1. Does this application involve the use of vertebrate animals? I YES Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 - approval date AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for Dept/SchooIICollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8: Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Will sponsor documents be submitted electronically to the sponsor? No A19906 Page 6 of . . - "ii-tinSignificant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the PI certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred. suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or sign this application. For information on approval of applications YES in the Pl's absence, contact your department administrator/chair and read GIM 1 Section 1.8.1. Additional Information This G01 was requested by OSP. Please route to Will Preiss. Assurance Statement Principal InvestigatorfProgram Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the PI Assurance Statement. I understand that approving this eGCl (not indicated) electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by mecca Page 7 of 7 Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 10/11/20051:51 PM 41111997 - 3131/2006 10/1 11?2005 Non-Competing Supplement Last Completed Timestamp: Start/End Dates Requested: Sponsor Deadline: Application Type: Yardarm Knot, Inc. SCH SC (2520001000) Sponsor: Organization Code Receiving Funding: Principal Investigator Name: Ray Hilborn Budget FSA Cost Rate: 26% First Period Total Direct Costs: 0 Total Costs: Total Costs: 0 Cost Sharing Total Cost Sharing: UW Summary by Unit Org Code Org Code Name Amount 2620001000 AquaticSFishery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off?campus (excluding outgoing subcontracts) as stated in GM 13. Security and Export Control (not indicated) Non-Governmental Applications I Total (all periods) 5,114 1,330 6,444 Total (all periods) $0 Page 1 of 7 .-.-.- war r- .-. Il:' pr- IR nail-'- IIr5: .-.-- - - I'llseas-Hanan?PEI"? Ill-l.- ll'l-llpleager! itse- 2.13s .. h-r - 'ittaiatsv?twI'1+agi?gi -. . a; . re?t: tin-It?; - re' I stat i's-F'ii r: I it tit-"II ah, Jae31r12?? - - - - - 35:5 - . . - ?55, ,?'?fi?f?LEi - Inga-1 557:1. - 1:th ?ame, .5. ., 3533?, 3,1, (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Wments This GC-1 was speci?cally requested by OSP. Please route to Will Preiss. Details Number: Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 StartlEnd Dates Requested: - 3I31f2006 Sponsor Deadline: 10/111'2005 Date Needed From OSP: 10/11/2005 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: (not indicated) Sponsor Sponsor name: Yardarm Knot, Inc. Sponsor type: Private Industry Address: 3600 - 15th Ave W. Suite 300 City, State, ZIP: Seattle, WA, 98119 Country: (not indicated) Contact name: (not indicated) Contact phone: (not indicated) Contact email: (not indicated) Additional Information for Existing Application or Award (if applicable) Page 2 of . . . -I-II- II-I-II-I-I-I-II-I-I-- I-IIf?i??-j?gf.Id'-.5.-- reI'Irl ':I'3:10. 0r- - -- - In. .04en'- w'e-v-w ms.- - - LLII'Sponsor Number at UW: (not indicated) UW Budget Number: 63-8462 Previous eGCt Number(s): (not indicated) PI and Contacts Principal Investigator Name: Ray Hilborn (EIN: 666007575) Selected Unit: SCH SC (2620001000) Title: Professor Academic Home Unit: SCH SC (2620001000) UW box number: 355020 NetlD: rayh Phone: 206-543-3567 Fax: 206?665-7471 Cell Phone: (not indicated) Pager: (not indicated) Email: rayh@u.washington.edu Administrative Contact Name: Joan Mason Bodey (EIN: 667003946) Selected Unit: SCH SC (2620001000) Title: Manager Of Program Operations Academic Home Unit: SCH SC (2620001000) jbodey Phone: 206-616-9521 Fax: 206-61 6-6689 Cell Phone: (not indicated) Pager: (not indicated) Email: jbodey@u.washington.edu Pre-Award Budget Contact Name: (not indicated) Personnel Name EID Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 666007575 Principal Investigator SCH so No (2520001000) Abstract UW Abstract Bristol Bay. Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19305; 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and; 3) assist salmon processors by providing a second opinion on the matters of fisheries management. With high levels of production since the 19605. our primary objectives now are to maintain the high production and Page 3 of IlIlIlIlIlIlIl Emil-rif-i?.q-I'fl?toas;ng -. . - .- wars-r:ta. . a: - arms-I..IiiI'4?55 ?a u?tur?m?wa'm? s?i'l- - 4* Li?s provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Application/Proposal or Program Announcement RFAIRFPIPA Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Service Contracts 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 08 Student Aid 38 Unallocated subtotal 5,114 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 5,114 Costs First Period Total (all periods) Amount Subject to Costs (base) 5,114 Cost Rate Cost Rate 26% First Period Total (all periods) Total Costs 1,330 First Period Total (all periods) Total Costs 0 5,444 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Page 4 of 7 Irll u-J' - . . ravenIlr:l I I LII. :li:I I I: I I: .-.-IllREL-recoil-5hIr-rh' . Hi?than-52hr'4.Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&Fishery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 AquaticiiFishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) The work will be done in the Bristol Bay Region in Alaska. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? Does this application require any deliverabies (other than the usual written progress reports)? NO FG-T. Does this application request administrative support or of?ce supplies? NO FGHS. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO Page 5 of 7 NG-3. Does this application involve??ow-through funds? NO Enviromental Health and EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? (not indicated) Animal Use AC-1. Does this application involve the use of vertebrate animals? YES AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 - approval date 4/29/05. AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8: Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Will sponsor documents be submitted electronically to the sponsor? No Page 6 of 7 if - fracture-lac'11. ?3 . Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or sign this application. For information on approval of applications YES in the PPS absence, contact your department administrator/chair and read GIM 1 Section 1.3.1. Additional Information This GC-1 was speci?cally requested by OSP. Please route to Will Preiss. Assurance Statement Principal InvestigatorfProgram Director Assurance: I certify that the statements in this eG01 and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the PI Assurance Statement. I understand that approving this eG01 (not indicated) electronically is equivalent to my signature. Process Application is this application ready to be submitted to the sponsor by Page of 7 It'43lI'lForm eGC?l UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A19906 Long Title: Bristol Bay Salmon Short Title: . Bristol Bay 3 Last Completed Timestamp: 101112005 1:55 PM Start/End Dates Requested: 4(111997 - 31?31f2006 Sponsor Deadline: Application Type: Supplement and Extension Sponsor: Ocean Beauty Seafoods, Inc. Organization Code Receiving Funding: SCH AQUATICBFISHERY SC (2620001000) Principal Investigator Name: Ray Hilborn Budget FBA Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 9,756 Total Costs: 2,537 Total Costs: 0 12,293 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 AguaticBFishery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A19906 Page 1 of 7 (not indicated) Enviromental Health and Safety (not indicated) Human Subjectsand Stem Cells (not indicated) Animal Use II. :Irl-p-Ill I II.- LII.-.- ?liar II I'llJr'y?rl if? I I I. I. AC-I. YES: Application involves the use of vertebrate animals. Comments This GC-1 was speci?cally requested by OSP. Please route to Will Preiss. Details Number: Full Application Title: Short Title: Start/End Dates Requested: Sponsor Deadline: Date Needed From OSP: Sponsor Signed Copies Required: Sponsor Unsigned Copies Required: Organization Code Receiving Funding Organization Code Receiving Funding: Box Number For Of?cial Correspondence: Application Type Application Type: After the Fact Application: Project Details Project Type: Funding Type: International Projects: Sponsor Sponsor name: Sponsor type: Address: City, State, ZIP: Country: Contact name: Contact phone: Contact email: A19903 A19908 Bristol Bay Salmon Bristol Bay 3 4/1/1997 - 381/2006 10f11/2005 10/11/2005 0 (not indicated) SCH AQUATICBFISHERY SC (2620001000) 355020 Supplement and Extension YES (Snant Research: Applied (not indicated) Ocean Beauty Seafoods, Inc. Private Industry Naknek Facility, PO. Box 162 Naknek, AK, 99633 (not indicated) (not indicated) (not indicated) (not indicated) Page 2 of 7 "Ir'I'I'I'?'lrl'l -- .- -. -. discuss-arm r: or; Ha vb?h?ic?t?f?g? .663? inn?? 9 .- 5:1: r1' L-f'th-56::foI.Ir'I'Ii'. . I InfrLen. . - - - Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: (not indicated) UW Budget Number: 63-6462 Previous eGC?l Number(s): (not indicated) PI and Contacts Principal Investigator Name: Ray Hilborn (EIN: 666007575) Selected Unit: SCH SC (2620001000) Title: Professor Academic Home Unit: SCH AQUATICSFISHERY SC (2620001000) UW box number: 355020 NetlD: rayh Phone: 206-543-3567 Fax: 206-665-7471 Cell Phone: (not indicated) Pager: (not indicated) Email: rayh@u.washington.edu Administrative Contact Name: Joan Mason Bodey (EIN: 867003946) Selected Unit: SCH SC (2620001000) Title: Manager Of Program Operations Academic Home Unit: SCH SC (2620001000) NetlD: jbodey Phone: 206-616-9521 Fax: 206?616-6669 Cell Phone: (not indicated) Pager: (not indicated) Email: jbodey@u.washington.edu Pre-Award Budget Contact Name: (not indicated) Personnel Name EID Role Type Selected UW Org Code Significant Financial Interest Ray Hiiborn 666007575 Principal Investigator SCH SC No (2620001000) Abstract UW Abstract Bristol Bay, Alaska produces 50% of the world?s supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19303; 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the fisheries on stocks, and; 3) assist salmon processors by providing a second opinion on the matters A19906 Page 3 of r" I -.- . 5.1'Ilrr I'Ill ?HI-flTris. .5- IE, .2 It11:l-l-I II..- an. 'F'r is --: rite as--..I..- .- I. I. .. . of ?sheries management. With high levels of production since the 19803, our primary objectives now are to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Application/Proposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Service Contracts 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 08 Student Aid 38 Unallocated subtotal 9,756 Other Object Codes (not indicated) Subcontracts (not indicated) TotalI Direct Costs First Period Total (all-periods) Total Direct Costs 0 9,756 Costs First Period Total (all periods) Amount Subject to Costs (base) 9,756 Cost Rate Cost Rate 26% First Period Total (all periods) Total Costs 2,537 First Period Total (all periods) Total Costs 0 12293 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO A19908 Page 4 of 7 .- .I .. 21:.iIr II-IIllE??f1: err-lists . I-II I I . . -.-. .iI I. Aggregate (NSF only): NO Personnel Cost Sharing Cost Sharing Org Code Name Amount Aquatic&Fishery Sc $0 Name Cost Sharing Org Code Ray Hilborn 2820001000 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Cede Name Amount 2620001000 Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the preposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Work will be done in the Bristol Bay region of Alaska. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular salary? FG-S. Does this application require any deliverables (other than the usual written progress reports)? Does this application request administrative support or office supplies? FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel involved, the organization receiving funding or the other Compliance questions (for lab space, equrpment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? A19903 Page 5 of 7 I I Er ..-: - {If h- .- 'r r' 1:1? f, -: ?asij?lu?i1.32.mitt: '5 1% ?75 1E age-.- - -. . 1W1in pill r:l IllI :l:l 1- II I . -: shaft-$5: 3:5: fir-1i?- 1 . -: - rel. - NG-3. Does this application involve ?ow-through funds? N0 Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards. recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-Z. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? (not indicated) Animal Use Does this application involve the use of vertebrate animals? YES AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 - approval date Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for DeptISchoollCollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8. Route Application Documents Information Will paper documents be submitted to in support of this application? NO A19908 Page 6 of 5.1?it-hit??- Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all investigators on the project have read the UW investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or sign this application. For information on approval of applications YES in the Pl's absence, contact your department administrator/chair and read GIM 1 Section 1.8.1. Additional Information This GC-1 was speci?cally requested by OSP. Please route to Will Preiss. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related Sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. am the PI and I have read and agree with the Pl Assurance Statement. I understand that approving this (not indicated) electronically is equivalent to my signature. Process Application is this application ready to be submitted to the sponsor by A19908 Page 7 of . . . . 51:315- ?l-JP-n??-qsg?l??f I. ?I'-Ind: I II -I if. I I'll.cIE-z-s riff "radii-1341: 5 -III. II'll" II I II: I II :JIl:.l I I II: I. J, i'5:'I---.- II. qhIrl:l Ir""15 L: 5: - - w' Eta-:13. . Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 10/11/2005 1:59 PM Start/End Dates Requested: 4/111907 - 3i31/2006 Sponsor Deadline: 10/1 12005 Application Type: Non?Competing Supplement Sponsor: Leader Creek Fisheries, LLC Organization Code Receiving Fundingi SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 3,779 Total Costs: 982 Total Costs: 0 4,761 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&Fishery Sc $0 Compliance Questions Financial and General YES: Proposed project will be conducted oft-campus (excluding outgoing subcontracts) as stated in 13. Security and Export Control (not indicated) Non-Governmental Applications Page 1 of 7 (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. ch1 Comments This GC-1 was speci?cally requested by OSP. Please route to Will Preiss. Details? Number: Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: 4/1/1997 - 3/31/2006 Sponsor Deadline: 10!11l2005 Date Needed From OSP: 10/1112005 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH 80 (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied. International Projects: (not indicated) Sponsor Sponsor name: Leader Creek Fisheries, LLC Sponsor type: Private Industry Address: Leader Creek Fisheries, Inc. 122 N. 84th Street City, State, ZIP: Seattle, WA, 98103 Country: (not indicated) Contact name: (not indicated) Contact phone: (not indicated) Contact email: (not indicated) Page 2 of 7 .- o'r . - 23.393555121- r5339 r: H. 1.5ma?a-53% Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: (not indicated) UW Budget Number: . 63-6262 Previous Number(s): (not indicated) PI and Contacts Principal Investigator Name: Ray Hilborn (EIN: 866007575) Selected Unit: SCH AQUATIC6FISHERY 80 (2620001000) Title: Professor Academic Home Unit: SCH SC (2620001000) UW box number: 355020 NetlD: rayh Phone: 206-543-3587 Fax: 206-665-7471 Cell Phone: (not indicated) Pager: (not indicated) Email: rayh@u.washington.edu Administrative Contact Name: Joan Mason Bodey (EIN: 667003946) Selected Unit: SCH AQUATICSFISHERY SC (2620001000) Title: Manager Of Program Operations Academic Home Unit: SCH AQUATIC6FISHERY SC (2620001000) NetlD: jbodey Phone: I 206-616-9521 Fax: 206-616-6669 Cell Phone: (not indicated) Pager: (not indicated) Email: jbodey@u.washington.edu Pre-Avvard Budget Contact Name: (not indicated) Personnel Name Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 866007575 Principal Investigator SCH SC No (2620001000) Abstract-8. RFAIRFP UW Abstract Bristol Bay, Alaska produces 50% of the world?s supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with financial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19303; 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the fisheries on stocks, and; 3) assist salmon processors by providing a second opinion on the matters Page 3 of 7 of ?sheries management. With high levels of production since the 19803, our primary objectives now are to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for ApplicationIProposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Service Contracts 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 08 Student Aid 38 Unallocated subtotal 3,779 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 3,779 Costs First Period Total (all periods) Amount Subject to Costs (base) 3,779 Cost Rate Cost Rate 26% First Period Total (all periods) Total Costs 982 First Period Total (all periods) Total Costs 0 4,761 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Page 4 of Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2520001000 AquaticSFishery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 AquaticSFishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and EXplanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) The work will be done in the Bristol Bay region of Alaska. FG-3. Are FSA costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? Does this application require any deliverables (other than the usual written progress reports)? I NO FG-7. Does this application request administrative support or of?ce supplies? NO Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel N0 involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? Page 5 of 7 :34; rear, h- - .- .a 5-"lwar; . - -.-. weLII I?NG-3. Does this application involve ?ow?through funds? 0 Enviromental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EH84. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? (not indicated) Animal Use AC-1. Does this application involve the use of vertebrate animals? YES Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 - approval date 4129/05. AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for Dep?School/College No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Page 5 of 7 Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or sign this application. For information on approval of applications YES in the PPS absence, contact your department administrator/chair and read GIM 1 Section 1.3.1. Additional Information This GC-1 was speci?cally requested by OSP. Please route to Will Preiss. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the PI Assurance Statement. I understand that approving this (not indicated) electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by Page 7 of 7 "'2'2-3252525225232522- 1?2 . . . ..- E-rEJ'H-ife :r I I - I .I I'll Ir'Form eGCl UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 4:29 PM Start/End Dates Requested: 41111997 - 3/31/2007 Sponsor Deadline: 1219/2006 Application Type: Non-Competing Supplement Sponsor: Trident Seafoods Corporation Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 22,348 Total Costs: 5.811 Total Costs: 0 28,159 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 AquaticB?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications Page 1 of I I I'r'--x1II'll: 1cIl-I-"?rst "1 i'3:532; 1* i .- (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use YES: Application involves the use of vertebrate animals. Comments This is one of several Sponsors on the existing budget #63-8462. This is a scheduled pay budget-type?-in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Details eG01 Number: I Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: 4/1l1997 - 3/31/2007 Sponsor Deadline: 12f19f2006 Date Needed From OSP: 12/189006 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATICSFISHERY SC (2620001000) Box Number For Of?cial CorreSpondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Trident Seafoods Corporation Sponsor type: Private industry Address: 5303 Shilshole Avenue NW City, State, ZIP: Seattle, WA. 98107-4000 Country: USA Contact name: (not indicated) Page 2 of 7 Contact phone: Contact email: (not indicated) (not indicated) Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous eGCi Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pages Email: Pre-Award Budget Contact Name: Personnel Name EID Ray Hilborn 866007575 Abstract RFAIRFP UW Abstract Role Type Principal Investigator (not indicated) 63-8462 A17798 Ray Hilborn (EIN: 866007575) SCH AQUATIC8FISHERY SC (2620001000) Professor SCH AQUATIC8FISHERY 80 (2620001000) 355020 rayh 206-543-3587 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 877006544) T-COMP 8 SOFTWARE SYS (6350001000) Administrator-program Operations SCH AQUATIC8FISHERY SC (2620001000) jroshan 206-61 6-9521 206-616-8689 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) Selected UW Org Code SCH SC (2620001000~hasas::;:a:si::eaai883 Signi?cant Financial Interest No Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 Page 3 of 7 - - 33L?fe-iiasses 'l'lHbt?ll?l'with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19303 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19803. our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 08 Student Aid 38 Unallocated 22,348 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 22,348 F8A Costs First Period Total (all periods) Amount Subject to Costs (base) 22,348 FBIA Cost Rate F8A Cost Rate 28% First Period Total (all periods) Total F8A Costs 5,811 First Period Total (all periods) Total Costs 0 28,159 Cost Sharing Cost Sharing Type(s) Page 4 of 7 . I I I I I Ind-rd- I I - 45? - ?sh-?air: . .415I'll I''Ilhigh 53Iii-:ori ,rr- .I.- I I, I LEIEl?n.- LIIII-IIMandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name . Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2520001000 Aquatic&?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) work will be done in the Bristol Bay region in Alaska. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-S. Does this application require any deliverables (other than the usual written progress reports)? NO FG-Y. Does this application request administrative support or of?ce supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classification? NO Non-Governmental Applications Page 5 of 7 .- - - 11-} I I re 'r . sis-aw ,r - . .- Ill use: - I I I on": - err. - we.? a . .--. :Il-l-l-l-l-l I 1.3-: d' I I - I Iil- I rlb" JrNG-1. Did a representat ment (either College or Central Administrati assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve flow?through funds? NO Enviromental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi?hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous N0 alpha-emitters, or intentional release of radionuclides to the atmoSphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? (not indicated) Animal Use AC-1. Does this application involve the use of vertebrate animals? YES AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 - approval date AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for DeptISchooIICollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information Page 6 of 7 Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the PI certi?es that the and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl?s absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #63?8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Assurance Statement Principal lnvestigatorlProgram Director Assurance: I certify that the statements in this eG01 and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree toaccept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the Pl Assurance Statement. I understand that approving this eG01 YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA Page 7 of 7 .- .. . - - - - 51' 1'15.-.- .- . . . Lairs Err 13'55: - . -. {at} - - -- Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A26746 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 12/18/2006 4:25 PM StarUEnd Dates Requested: 411(1997 - 3/312?2007 Sponsor Deadline: 12/192006 Application Type: Non-Competing Supplement Sponsor: Peter Pan Seafoods. lnc. Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 17,176 Total Costs: 4,466 Total Costs: 0 21 ,644 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic?t?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GM 13. Security and Export Control (not indicated) Non-Governmental Applications A26746 Page 1 of 7 I :5 45 "Wet-?i- rift-ti". ?stares-'1 . tits ref: 3+5} - - .r I. In has'L'rli 593'." l'l'l'l'l'l'l I'llF ?statistican}; towas teenagers is 551:: - :23. - 2:erhat-3." .: I . hm. (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #636462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Details Number: A28746 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: 4l1f1 997 - 331/2007 Sponsor Deadline: 12/19/2006 Date Needed From OSP: 1211612006 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATICSFISHERY SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied lntemational Projects: NO Sponsor Sponsor name: Peter Pan Seafoods, Inc. Sponsor type: Private Industry Address: The Tenth Floor 2200 Sixth Avenue City, State, ZIP: Seattle, WA. 96121-1820 Country: USA Contact name: Norm Van Vactor A28746 Page 2 of 7 Contact phone: Contact email5:2:2: 2-1 ..-.Ell sq'IIJams-h. . - Airsave206-543-7626 (not indicated) Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: (not indicated) 63-6462 A19904 Ray Hilborn (EIN: 666007575) SCH AQUATIC6FISHERY SC (2620001000) Professor SCH 80 (2620001000) 355020 - - - - - .- r?.I-I-I II. I I. - 1..- I.- in: ?zeta-z; NetlD: rayh Phone: 206-543?3567 Fax: 206-665-7471 Cell Phone: (not indicated) Pager: (not indicated) Email: rayh@u.washington.edu Administrative Contact Name: Jessica L. Roshan (EIN: 677006544) Selected Unit: SCH AQUATICSFISHERY SC (2620001000) Title: Manager 0f Program Operations Academic Home Unit: SCH AQUATIC6FISHERY SC (2620001000) NetlD: jroshan Phone: 206616-9521 Fax: 206-616-6669 Cell Phone: (not indicated) Pager: (not indicated) Email: jroshan@u.washington.edu Pre-Award Budget Contact Name: (not indicated) Personnel Name Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 666007575 Principal Investigator SCH AQUATIC6FISHERY 80 No (2620001000) Aha-am RFAIRFP UW Abstract Bristol Bay, Alaska produces 50% of the world's SUpply of sockeye salmon. The Alaska Salmon research program was established in 1946 A26746 Page 3 of 7 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 1930s 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks. and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19803, our primary objectives now are to determine how to maintain the high production'and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 08 Student Aid 38 Unallocated 17 ,1 73 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 17,178 Costs First Period Total (all periods) Amount Subject to Costs (base) 17,178 Cost Rate Cost Rate 26% First Period Total (all periods) Total Costs 4,466 First Period Total (all periods) Total Costs 0 21,544 Cost Sharing Cost Sharing Type(s) A2874B Page 4 of 7 I'll I rldull: I I. I:al' 'Ir:l?:11 Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code 2620001000 Cost Sharing Org Code Name Ray Hilborn Aquatic&?shery Sc UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code 2620001000 Org Code Name Amount Aquatic&?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? FG-2. Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13? Loca?on Other - US site (explain) Work will be done in the Bristol Bay region in Alaska FG-3. Are FSA costs reimbursed at less than the federally negotiated rate for the FG-4. Does this application require any new, rental or renovation to existing space? Does this application provide compensation for overtime, special premium, or other supplement to regular salary? Does this application require any deliverables (other than the usual written progress reports)? FG-7. Does this application request administrative support or of?ce supplies? Does this application involve a UW interdisciplinary facility, service center or institute requiring additional approval? FG-Q. Does this application require the review of organizations not othenrvise identi?ed on this application by the personnel involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? SEC-3. Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications A28748 Amount $Page 5 of i' i: sigma, - wanna-Li assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-S. Does this application involve ?ow-through funds? NO Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha?emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? (not indicated) Animal Use AC-1. Does this application involve the use of vertebrate animals? YES Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 approval date 4f13/06. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1 -C. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for DeptISchoollCollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8. Route Application Documents Information A28748 Page 6 of 7 - as, 7' Will paper documents be submitted to OSP in support of this application? Will sponsor documents be submitted electronically to the sponsor? Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Significant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the Pl Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by #23743 Page 7 of 7 I I I i: I 1.: .53" 5,3131'i-I'll: IllForm Request for Approval of Application for Grant or Contract Application Details Number: A26749 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 12/16/2006 4:39 PM Start/End Dates Requested: ?ll/111997 - 3131(2007 Sponsor Deadline: 12l19!2006 Application Type: Non-Competing Supplement Sponsor: Alaska General Seafoods Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 11,711 Total Costs: 3,045 Total Costs: 0 14,756 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aguatic6?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non?Governmental Applications A2BY4Q Page 1 of 7 (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget?type?-in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance. whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Details eGCt Number: A28749 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: 4/0199? - 3l31f2007 Sponsor Deadline: Date Needed From OSP: Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATICSFISHERY 80 (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Alaska General Seafoods Sponsor type: Private Industry Address: 6425 NE 175th Street City, State, ZIP: Kenmore, WA, 98028-4808 Country: USA Contact name: I Gordon Lindquist A28749 Page 2 of 7 - - - - - - - - - I?ll?54' - Contact phone: (not indicated) Contact email: (not indicated) Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: (not indicated) UW Budget Number: 63?8462 Previous Number(s): A19906 PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pager: Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Enn?k Pre-Award Budget Contact Ray Hilborn (EIN: 866007575) SCH AQUATIC8FISHERY SC (2620001000) Professor SCH AQUATIC8FISHERY SC (2620001000) 355020 rayh 206?543-3587 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan 877006544) SCH AQUATIC8FISHERY SC (2620001000) Manager Of Program Operations SCH AQUATIC8FISHERY SC (2620001000) jroshan 206-616-9521 206-616?8689 (not indicated) (not indicated) jroshan@u.washington.edu Name: (not indicated) Personnel Name EID Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 866007575 Principal Investigator SCH SC No (2620001000) Abstract RFAIRFP UW Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 mama Page 3 of - 'd II. I Ill I'llI-l-l-IIllr Ivi?; :15vvith ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 1930s 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19803, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurater forecasting the run and facilitating even distribution of ?shing throughout the runI'll-1:13Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 03 Student Aid 38 Unallocated 11,711 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 11,711 FEA Costs First Period Total (all periods) Amount Subject to FdiA Costs (base) 11,711 Cost Rate Cost Rate 26% First Period Total (all periods) Total Costs 3,045 First Period Total (all periods) Total Costs 0 1 4,755 Cost Sharing Cost Sharing Type(s) A28749 Page 4 of 7 Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&?shery So $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&fishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? NO Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Work will be done in the Bristol Bay region in Alaska FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-S. Does this application require any deliverables (other than the usual written progress reports)? NO Does this application request administrative support or of?ce supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications A28749 Page 5 of id re assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NG-3. Does this application involve ?ow-through funds? Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA. human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EHS-Z. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmoSphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? Animal Use Does this application involve the use of vertebrate animals? AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? NO NO NO NO NO (not indicated) YES YES Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 approval date 4/1306. Does the application involve use of live vertebrate animals at any domestic (US) location other than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated internal documents for No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 3. Route Application Documents Information A28749 NO NO Page 6 of 7 - .IllHit-.6? . Will paper documents be submitted to OSP in support of this application? Will sponsor documents be submitted electronically to the sponsor? Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Significant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Assurance Statement Principal InvestigatorlProgram Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the PI Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA 923749 Page 7 of 7 rd:- I I Hi. I-llrlI-I?lr' I- I . ?it I. gingham-Jar ail-IEForm UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details eGCl Number: A28751 Bristol Bay Salmon Bristol Bay 3 131822006 4:08 PM 4/1/1997 - 3(31/2007 1211912006 Non-Competing Supplement Long Title: Short Title: Last Completed Timestamp: StartIEnd Dates Requested: Sponsor Deadline: Application Type: Yardarm Knot, lnc. SCH SC (2620001000) Sponsor: Organization Code Receiving Funding: Principal Investigator Name: Ray Hilborn Cost Rate: 26% First Period Total Direct Costs: 0 Total Costs: Total Costs: 0 Cost Sharing Total Cost Sharing: UW Summary by Unit Org Code 2620001000 Org Code Name Amount Aquatic&?shery Sc $0 Compliance Questions Financial and General FG-2: YES: Proposed project will be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications Total (all periods) 5,883 1 ,530 7,413 Total (all periods) $0 Page 1 of 7 (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. in an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance. whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. PLEASE NOTE - Two CHECKS HAVE BEEN RECEIVED FOR THIS SUPPLEMENT. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Details Number: A28751 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 StarUEnd Dates Requested: 41111997 - 3I31l2007 Sponsor Deadline: 12/19/2006 Date Needed From OSP: 12/18/2006 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATICSFISHERY SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: NowCompeting Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Yardarm Knot, Inc. Sponsor type: Private Industry Address: 3600 15th Ave Suite 300 City, State. ZIP: Seattle, WA, 98119 Country: USA A23751 Page 2 of 7 Contact name: Contact phone: Contact email: (not indicated) (not indicated) (not indicated) Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Personnel Name EID Ray Hiibom Abstract RFAIRFP UW Abstract A28751 866007575 Role Type (not indicated) 63-8462 A19907 Ray Hiiborn (EIN: 866007575) SCH AQUATIC8FISHERY 80 (2620001000) Professor SCH AQUATIC8FISHERY SC (2620001000) 355020 rayh 206-543-3587 206-685?7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 877006544) SCH AOUATIC8FISHERY SC (2620001000) Manager Of Program Operations SCH AQUATIC8FISHERY 80 (2620001000) jroshan 206-616-9521 206-61 6-8689 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) Selected UW Org Code Principal Investigator SCH AQUATIC8FISHERY 80 (2020001000) Ill..- :51'040'Signi?cant Financial Interest No Page 3 of 7 Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1948 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 1930s 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19803, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 08 Equipment 0? Retirement and Bene?ts 08 Student Aid 38 Unallocated 5,883 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 5,883 F8A Costs First Period Total (all periods) Amount Subject to F8A Costs (base) 5,883 F8A Cost Rate F8A Cost Rate 26% First Period Total (all periods) Total F8A Costs 1,530 First Period Total (all periods) Total Costs 0 7.413 Cost Sharing A28Y51 - Page 4 of 7 -: lil'I-l II-l-l-l-l-.-.-.-.-.-. . . . .I..: -.-.-.-.-.- -.- - - - -- - .. - - - - - - - - - - - --I- -.-. - . - - I..---"rt-Ii.-.- .-I.I.-.-.-.-.-. 2e:- - . - - no 5:451 Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): N0 Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquaticti?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General Does this application commitUW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Work will be done in the Bristol Bay region in Alaska Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? Does this application require any deliverables (other than the usual written progress reports)? NO FG-Y. Does this application request administrative support or of?ce supplies? N0 FG-8. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO A23751 Page 5 of 7 Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve ?ow-through funds? N0 Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EH84. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human - NO subjects? Will this research involve the use and/or creation of human embryonic stem cells? (not indicated) Animal Use AC-1. Does this application involve the use of vertebrate animals? YES AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW protocol? Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 - approval date 4/13/06. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animalwork? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated internal documents for DeptISchoolICollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8; Route A23751 Page 6 of 7 - . . . . . . . . . -- - -- - ll-l-l111-.- 1 II I II H. n: 11-. . . . 1- - Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application. the PI certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. PLEASE NOTE - Two CHECKS HAVE BEEN RECEIVED FOR THIS SUPPLEMENT. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Assurance Statement Principal InvestigatorlProgram Director Assurance: I certify that the statements in this eGCl and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the PI Assurance Statement. I understand that approving this eGCt YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA A28751 Page 7 of 7 Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 12189006 4:02 PM Start/End Dates Requested: 4/1/1997 - 32?31/2007 Sponsor Deadline: 12/19f2006 Application Type: Non-Competing Supplement Sponsor: Ocean Beauty Seafoods, Inc. Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 8,610 Total Costs: 2,238 Total Costs: 0 10,848 Cost Sharing Total (all periods) Total Cost Sharing: - $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic?t?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications azarss Page 1 of 7 i .. a} a. -- .. 5-1wig?qllr I I Ili(not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #63-6462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Two checks have been received from this sponsor. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Details Number: A26753 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: 4/0199? - 3/31/2007 Sponsor Deadline: 12119/2006 Date Needed From OSP: 1216/2006 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATICSFISHERY SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Contract Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Ocean Beauty Seafoods, Inc. Sponsor type: Private Industry Address: Naknek Facility PO. Box 162 City, State. ZIP: Naknek, AK, 99633 Country: USA A26753 Page 2 of 7 Contact name: Contact phone: Contact email: (not indicated) (not indicated) (not indicated) Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous eG61 Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pager: Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pager Email: Pris-Award Budget Contact Name: Personnel Name EID Ray Hilborn 860007575 Abstract 8; RFAIRFP UW Abstract A23753 Role Type Principal investigator SCH SC (not indicated) 03-8462 A19908 Ray Hilborn (EIN: 360007575) SCH AQUATICOFISHERY SC (2020001000) Professor SCH SC (2620001000) 355020 rayh 206-543-3507 200-685-7471 (not indicated) (not indicated) rayh@u.waehington.edu Jessica L. Roshan (EIN: 877006544) SCH SC (2020001000) Manager Of Program Operations SCH SC (2520001000) Foshan 200?010-9521 200610-0689 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) Selected UW Org Code (2620001000Signi?cant Financial Interest No Page 3 of 7 I.- If. I frid?l" I .- i'la I. '12'uiu'u' - I I (II: .1. la- I. IiiInf. In. In. l-l I I'dll:I I I - - rr': fr. {fl-51.3- Ihi- I he? I Ill:Iru l'l -- 1-2.51{Ill-l: I I'll I. 5- :Ill:I'r:IllJ'J?i'l?f?l??if I I. I'll. '33..-. - I -. 1 - .. . #15211?. ragl:l' I I.- {Esra-sir.Ispar . at a. .- a "as.--: . anass-inst; . - .t a. par-ran:anrrir. i - - sass-as - Fania: sit- a . - Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 1930s 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19305, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement RFAIRFPIPA Number: (not indicated) Title: (not indicated) URL: (not indicated) EL.ng FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 08 Student Aid 38 Unallocated 8,610 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 8,610 Costs First Period Total (all periods) Amount Subject to Costs (base) 8.610 F3.A Cost Rate 00311 Rate 25% First Period . Total (all periods) Total Costs 2,238 First Period Total (all periods) Total Costs 0 10,848 Cost Sharing A28753 Page 4 of 7 oi: . 1 cram-.1: -.-. I I I?dll arias vtlit-:- .- .r-"rrII.1:15:12: 1: 'Ir a r- ?ha-mini Lr22-2-25..5 ?If. I. . . .. m, 25$ _lI?I-t- . II, In _{E?irl .I'Irl Ir-Irinf-hm .- . Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic?t?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic?l?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Work will be done in the Bristol Bay region in Alaska FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-B. Does this application require any deliverables (other than the usual written progress reports)? NO FG-7. Does this application request administrative support or of?ce supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO A28753 Page 5 of 7 Non-Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve ?ow-through funds? NO Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha?emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? (not indicated) Animal Use AC-1. Does this application involve the use of vertebrate animals? YES AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW protocol? Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 approval date 4/13/06. AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated internal documents for DeptISchoothollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route A23753 Page 6 of 7 I I II ?1Ir? ?frat-FE fir? -- a 3' 'I'nve' I I J- .l:l:f 'l 11? I - :IlrlLII-hll IrrIn?eicis?its?ninnfe?fiesheistI.I: vita Trip .Il-pl I I1 hill-II...--. - . baht. r' '5 I I. .-I ?lhi?ng??. I I I I-I I I"l :h-l I II I- I'll - Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certi?cation Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment. declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.8.1. Additional Information This is one of several sponsors on the existing budget #63-3462. This is a scheduled pay budget-typen-in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Two checks have been received from this sponsor. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, fictitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the Pl Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by A23753 Page 7 of 7 35..I.I--.I.I. I..- -I - -..- . . ..I. 1.3.3.1I?I'I'llrl I IlleII-.-..II. . .I..I.I..11I..I I..- .I..IL.II.I..'ri'l'rIForm UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A28756 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 1218/2006 2:30 PM Start/End Dates Requested: 4/1/1997 3i31f2007 Sponsor Deadline: 12(1912006 Application Type: Non-Competing Supplement Sponsor: Leader Creek Fisheries, LLC Organization Code Receiving Funding: SCH AQUATICSFISHERY SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 5,679 Total Costs: 1,476 Total Costs: 0 7,155 ?Sharing Total (all periods) Total Cost Sharing: $0 0w Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A28756 Page 1 of 7 (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #63?8462. This is a scheduled pay budget-type??in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Two checks have been received from this sponsor and payment is complete. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Details Number: Full Application Title: Short Title: Start/End Dates Requested: Sponsor Deadline: Date Needed From OSP: Sponsor Signed Copies Required: Sponsor Unsigned Copies Required: Organization Code Receiving Funding Organization Code Receiving Funding: Box Number For Of?cial Correspondence: Application Type Application Type: After the Fact Application: Project Details Project Type: Funding Type: International Projects: Sponsor Sponsor name: Sponsor type: Address: City, State, ZIP: Country: Contact name: A28756 Bristol Bay Salmon Bristol Bay 3 - 3131/2007 12f18i2006 0 0 SCH 80 (2620001000) 355020 Non-Competing Supplement YES Grant Research: Applied NO Leader Creek Fisheries. LLC Private Industry 122 N. 84th Street Seattle, WA. 98103 USA (not indicated) Page 2 of 7 Contact phone: Contact email: (not indicated) (not indicated) Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: Phone: Fax: Cell Phone: Pager Email: Pre-Avvard Budget Contact Name: Personnel Name EID Ray Hilborn UW Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 A28755 866007575 Role Type (not indicated) 63-6462 (not indicated) Ray Hilborn (EIN: 666007575) SCH SC (2620001000) Professor SCH SC (2620001000) 355020 rayh 206?543-3587 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 877006544) SCH SC (2620001000) Manager Of Program Operations SCH SC (2620001000) jroshan 206?61 6-9521 2066166669 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) Selected UW Org Code Principal Investigator SCH AQUATIC6FISHERY SC (2620001000) Signi?cant Financial Interest No Page 3 of l-llIll--l-l l-l-l-l r. I-Iv1.3a. I. a. 3H. or, a. Prian ?x?riit?i??' er - - 'at?u - a .r axisII-II-II II I II II :f-lrl - I'll! I I?ll I II-I-I-I I IfIl ::lrl-lI-l-Il_ Iii-{II- -l?it-?qhiul 1?5? with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19303 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks. and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 1980s. our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 08 Student Aid 38 Unallocated 5,679 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 5,679 Costs First Period Totai (all periods) Amount Subject to Costs (base) Cost Rate Cost Rate 26% First Period Total (all periods) Total Costs 1,475 First Period Total (all periods) Total Costs 0 7,1 55 Cost Sharing Cost Sharing Type(s) A23756 Page 4 of 7 I?r'd ?Hull-arch "eraser-I'lJ's-w - i? I I r'u' I Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 AquaticS?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Cede Name I Amount 2620001000 Aquatic?t?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GM 13? YES Loca?on Other - US site (explain) Work will be done in the Bristol Bay region in Alaska FG-3. Are FSA costs reimbursed at less than the federally negotiated rate for the N0 Does this application require any new, rental or renovation to existing space? NO FG-S. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-B. Does this application require any deliverables (other than the usual written progress reports)? NO FG-T. Does this application request administrative support or office supplies? NO FG-S. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications A23756 Page 5 of 7 swear - "35' I '[i'ifi.II. . . .II.-.- r'l?has Iii; - . -.I. .. - Eh?lh"In" I - r' ?Est-ask-rifts. on. 51-1-31:? a?o? acrerepres atwe VB C?'lege Of Central I assistance-with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? I NO NG-3. Does this application involve ?ow-through funds? NO Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells Does this application involve the use of human NO subjects? HS-2. Will this research involve the use andfor creation of human embryonic stem cells? (not indicated) Animal Use AC-1. Does this application involve the use of vertebrate animals? YES Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 -- approval date 4/13106. AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other N0 than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for Dept/SchoollCollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8: Route Application Documents Information A28755 I Page 6 of 7 Will paper documents be submitted to OSP in support of this application? Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the PI certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #63-8452. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Two checks have been received from this sponsor and payment is complete. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Assurance Statement Principal InvestigatortProgram Director Assurance: I certify that the statements in this eG01 and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the PI Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA Page 7 of 7 Form eG01 UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A26756 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: - 12!?!2006 6:44 PM StarUEnd Dates Requested: 4/1/1997 - 3/31/2007 Sponsor Deadline: 12l19l'2006 Application Type: Non-Competing Supplement Sponsor: Snopac Products Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 1,160 Total Costs: 302 Total Costs: 0 1,462 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non?Governmental Applications Page 1 of 7 I. IIriled-$5. 'rrll'III.- . a 525;?- ?if .- 47' -. Init?! I II - II - {11wi??f1lh?l I I I IllIllr: : i1:- - .- . . - ?F?s-t mastitis -allahaI-I-I'55 Ilr:': Ir. II J: - (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #63?8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Details Number: A28758 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: - 381/2007 Sponsor Deadline: 12/ 1 9/2006 Date Needed From OSP: 12l16/2006 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATICSFISHERY SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: N0 Sponsor Sponsor name: Snopac Products Sponsor type: Private Industry Address: 5053 East Marginal Way South City, State, ZIP: Seattle, WA, 98134 Country: USA Contact name: (not indicated) A23753 Page 2 of 7 Contact phone: . Contact email: (not indicated) (not indicated) Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Personnel Name EID Ray Hilborn 866007575 Abstract RFAIRFP UW Abstract Role Type (not indicated) 63-8462 A19918 Ray Hilborn 866007575) SCH AQUATIC8FISHERY SC (2620001000) Professor SCH AQUATIC8FISHERY 80 (2620001000) 355020 rayh 206-543-3587 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan 877006544) SCH AQUATIC8FISHERY SC (2620001000) Manager Of Program Operations SCH AQUATIC8FISHERY SC (2620001000) jroshan 206-61 6-9521 206-61 6-8689 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) Selected UW Org Code Principal Investigator SCH SC (2620001000) Signi?cant Financial interest No Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1046 A28758 Page 3 of 7 'l - I I l'fl'lsass-.Iw ni- 'i-l'Ir:: I I I: I. I '?Iii-I'Ira: I I 1'5; I: I r: II: I. Il'Eglrf. Ira. Fluain't44' 'r'rhI?ll-Llwith ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19303 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 1960s, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement Number: - (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 08 Student Aid 36 Unallocated 1,160 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 1,160 FSA Costs First Period Total (all periods) Amount Subject to Costs (base) 1,160 Cost Rate Cost Rate 26% First Period Total (all periods) Total Costs 302 First Period Total (all periods) Total Costs 0 1,462 Cost Sharing Cost Sharing Type(s) A28758 Page 4 of 7 -- lull flat-l; II - Ilr._.i. II I -. Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Cost Sharing Org Code Name Amount AquaticS?shery Sc $0 Name Cost Sharing Org Code Ray Hilborn 2620001000 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic?t?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Work will be done in the Bristol Bay region in Alaska Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-S. Does this application require any deliverables (other than the usual written progress reports)? NO Does this application request administrative support or of?ce supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications A28753 Page 5 of 7 assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NG-3. Does this application involve flow-through funds? Enviromental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi?hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmoSphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? HS-2. Will this research involve the use andlor creation of human embryonic stem cells? Animal Use Does this application involve the use of vertebrate animals? AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, staff or students, or non-UW personnel visiting the UW and working under a UW protocolthan. sane "EII. '1-i I . . I. "2:55:55stats; earease-Mat cs;- . College or Central Administra NO NO NO NO NO (not indicated) YES YES Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 approval date 4/13/06. Does the application involve use of live vertebrate animals at any domestic (US) location other than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? Attached Dccutnents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for DeptiSchoolICoilege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information A28758 NO NO Page 6 of 7 ?em er- cat-?me: Will paper documents be submitted to OSP in support of this application? Will sponsor documents be submitted electronically to the sponsor? Signi?cant Financial Interest Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require investigators to complete the UW Significant Financial interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the PPS absence, contact your department administrator or chair and read GIM 1 Section 1.8.1. Additional Information This is one of several sponsors on the existing budget #63?8462. This is a scheduled pay budget-type?-in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. PLEASE MAKE SURE THERE is A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this eGCi and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the Pl Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA A28758 Page 7 of 7 Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A28759 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 12(712005 5:54 PM Start/End Dates Requested: 4/ 111997 - 3f31f2007 Sponsor Deadline: 1211912005 Application Type: NomCompeting Supplement Sponsor: Icicle Seafoods, Inc. Organization Code Receiving Funding: SCH AQUATICELFISHERY SC (2520001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 25% First Period Total (all periods) Total Direct Costs: 0 12,445 Total Costs: 3,235 Total Costs: 0 15,551 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2520001000 Aquatic&fishery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A25759 Page 1 of 7 - Irl" 'rr IJ I'llrlhrabid-I I 'l?31.1.11(not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget-type?-in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. in an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Details Number: A28759 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: 4/1/1997 - 3/3112007 Sponsor Deadline: 12/192006 Date Needed From OSP: 12/18/2006 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATICSFISHERY SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Icicle Seafoods, Inc. Sponsor type: Private Industry Address: 4019 - 21st Ave. City, State, ZIP: Seattle, WA, 98199 Country: USA Contact name: (not indicated) A23759 Page 2 of 7 1-5-II. Iii-5J-{ir I I'll I: .i'ld'r. I .l {Ill-Ira. - . - -.rIII. L'?l I :Ilrrl I I Contact phone: Contact email: (not indicated) (not indicated) Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pager Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pager: Email: Pre-Award Budget Contact Name: (not indicated) 63-8462 (not indicated) Ray Hilborn (EIN: 866007575) SCH AQUATIC8FISHERY SC (2620001000) Professor SCH SC (2620001000) 355020 rayh 206-543-3587 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 8?7006544) SCH AQUATIC8FISHERY SC (2620001000) Manager Of Program Operations SCH AQUATIC8FISHERY SC (2620001000) jroshan 206-616?9521 206?616-8689 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) Personnel Name EID Role Type Ray Hilborn Selected UW Org Code Signi?cant Financial Interest 866007575 Principal investigator SCH SC No (2620001000) Abstract 8. RFAIRFP uw Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon: The Alaska Salmon research program was established in 1946 Page 3 of 7 I II I I I'd-Ir. r' I I I 'Il'h:l: I Ill-are. I I ?14? 1:55 - -- ..I'll I I I .I:I:l II I?llI (154We:nzr'r-e" res-p 1' *3 "Ell-e- - 1' .-- was Tara's: Ira-3 Em "ha-or m1eweLII: I I '1 I I'l:l:l'l'VET-it"s- a - . - wasshears. 'a . - -. with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19305 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19805, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 08 Student Aid 38 Unallocated 12,445 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 12,445 Costs First Period Total (all periods) Amount Subject to Costs (base) 12,445 Cost Rate Rate 25% First Period Total (all periods) Total Costs 3,236 First Period Total (all periods) Total Costs 0 15,681 Eost SfEing Cost Sharing Type(s) Page 4 of 7 a -- 51." 1.: -. - . - Eta51Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatica?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Work will be done in the Bristol Bay region in Alaska FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-tt. Does this application require any new, rental or renovation to existing space? NO Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-S. Does this application require any deliverables (other than the usual written progress reports)? NO FG-7. Does this application request administrative support or of?ce supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-4. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non?Governmental Applications A28759 Page 5 of 7 - - I'llr I.- Iu-l-riff-i Eli": rri . 33'32"? I .- . 3.dial-:1 1' II :I-l ll. J- I'I?IrlrlIllkh??hh??: Jarepre en tiv from th University Advancement (either assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO Does this application involve ?ow-through funds? - . NO Enviromental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use andlor creation of human embryonic stem cells? (not indicated) Animal Use AC-1. Does this application involve the use of vertebrate animals? YES Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW protocol? Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 approval date 4/13/06. AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for Dept/SchoollCollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify S-Route Application Documents Information A28759 Page 6 of 7 .- II II.,c-t-x?i?t?fita?} asseseta-.It". 5.;1 Will paper documents be submitted to OSP in support of this application? Will sponsor documents be submitted electronically to the sponsor? Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the PI certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Significant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Assurance Statement Principal InvestigatorIProgram Director Assurance: I certify that the statements in this eGCl and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports it a grant is awarded as a result of this application. I am the PI and have read and agree with the PI Assurance Statement. I understand that approving this eGCl YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA- A28759 Page 7 of Ii- I - I I I I'IflI.II.I_i-IfI..l:l:Il-l?riffe - ?111-. 1. . - 3+pageErr-Ilull I':ulI __Ird- II. I I - - I.. I.II I.I.gem-Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A26760 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 1211612006 2:16 PM Dates Requested: #111997 - Sponsor Deadline: Application Type: Non-Competing Supplement Sponsor: Norquest Seafoods, Inc. Organization Code Receiving Funding: SCH AQUATICSFISHERY SC (2620001000) Principal Inuestigator Name: Ray Hilborn Budget Cost Rate: 26% First Period . Total (all periods) Total Direct Costs: . 0 7,950 Total F6A Costs: 2,067 Total Costs: 0 10,017 Cost Sharing Total (all periods) Total Cost Sharing: $0 DWI-Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic6?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A26760 Page 1 of 7 l:'l I - .. rattqhau??q. I I i: :r i I-l:l:l:I'l'l'I'l'l I I I: I I II'll(not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-I. YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget-type?-in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Two checks have been received from this sponsor. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Details Number: A28760 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 StarUEnd Dates Requested: 4/1/1097 Sponsor Deadline: 121192006 Date Needed From OSP: 12/18/2006 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH AOUATICSFISHERY SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: 00mm? Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Norquest Seafoods, Inc. Sponsor type: Private Industry Parent sponsor name: Trident Seafoods Corporation. Address: 5245 Shilshoe N.W. City, State. ZIP: Seattle. WA. 98107-4000 Country: USA A28750 Page 2 of Contact name: Contact phone: Contact email: (not indicated) (not indicated) (not indicated) Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Personnel Name EID Ray Hilborn 866007575 Rum/Eb UW Abstract A28760 Role Type (not indicated) 63-6462 (not indicated) Ray Hilborn (EIN: 666007575) SCH AQUATIC6FISHERY SC (2620001000) Professor SCH AQUATIC6FISHERY SC (2620001000) 355020 rayh 206-543?3567 206-665-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 677006544) SCH SC (2620001000) Manager Of Program Operations SCH AOUATIC6FISHERY SC (2620001000) jroshan 206-616?9521 206-616?6669 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) Selected UW Org Code Principal Investigator SCH SC (2620001000) Signi?cant Financial Interest Page 3 of 7 pew-reassessesew .. ..: :ui.iu' Il'5.5.55? $1 I I I .I-II-I.5353} IiiIIEdi-52;; .. - .- 33' II II-II- I I I I II'l-l- Ir'Ir::'rr I I II I. Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 1930s 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19303. our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for ApplicationIProposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 I Retirement and Bene?ts 08 Student Aid 33 Unallocated 7,950 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 7,950 Costs I First Period Total (all periods) Amount Subject to Costs (base) 7,950 Cost Rate Cost Rate 26% First Period Total (all periods) Total Costs 2,067 First Period Total (all periods) Total Costs 0 10.01 7 Cost Sharing AZBTEU Page 4 of 7 air.-.- . . I. I II I humbly'd'Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquaticazfishery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquaticat?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Work will be done in the Bristol Bay region in Alaska FG-3. Are FSA costs reimbursed at less than the federally negotiated rate for the NO Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-B. Does this application require any deliverables (other than the usual written progress reports)? NO FG-7. Does this application request administrative support or of?ce supplies? . NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO A28760 Page 5 of 7 I I I 'I'lql'lrl I 'r 'r I I -: ?Elihu-.-. -- nurture-'1' - - art-I'llII- I'I'r'l'rI.Il.:ll'll?. I II.I I I If:lfl It"is Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve ?ow-through funds? NO Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmoSphere? Human Subjects and Stem Cells . Does this application involve the use of human NO subjects? Will this research involve the use and/or creation of human embryonic stem cells? (not indicated) Animal Use Does this application involve the use of vertebrate animals? YES AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW protocol? Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01 -- approval date 4/13/06. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for Dept/SchoolICollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route A23760 Page 6 of 7 Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Two checks have been received from this sponsor. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scientific conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the Pl Assurance Statement. I understand that approving this e601 YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA A23760 Page 7' of 7 - . ?cr 'r Io:- - . hizizi-EE-Iiiz?-?I..- . I -..- WIForm UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A28761 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 12l18l2006 1:22 PM Start/End Dates Requested: 4(1/1997 - 3/31/2007 Sponsor Deadline: 12(192?2006 Application Type: Non-Competing Supplement Sponsor: Coffee Point Seafoods of Washington LLC Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget FSA Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 1,968 Total Costs: 512 Total Costs: 0 2,460 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquaticarfishery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A26761 Page 1 of 7 Id I I: 1 - I IllJ Jr (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget-type-?in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. There are 2 checks from this sponsor so far. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Details Number: A28761 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: . 4/1/1997 - 3/31/2007 Sponsor Deadline: 12/19/2006 Date Needed From OSP: 12/18/2006 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH AOUATICSFISHERY SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied international Projects: NO Sponsor Sponsor name: Coffee Point Seafoods of Washington LLC Sponsor type: Private industry Address: Coffee Point Seafoods of Washington LLC 3625 First Avenue South City, State, ZIP: Seattle, WA, 98134 Country: USA A28761 Page 2 of 7 Contact name: Contact phone: Contact emailInall-LIL? I. I I (not indicated) (not indicated) (not indicated) Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous eGCt Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagan Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Avvard Budget Contact Name: Personnel Name EID 666007575 Ray Hilborn Abstract RFAIRFP UW Abstract A28761 Role Type (not indicated) 63-6462 (not indicated) Ray Hilborn (EIN: 666007575) SCH AQUATICSFISHERY SC (2620001000) Professor SCH AQUATIC6FISHERY SC (2620001000) 355020 rayh 206?543-3567 206-665-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 677006544) SCH AQUATIC6FISHERY 80 (2620001000) Manager Of Program Operations SCH SC (2620001000) jroshan 206-616?9521 206-61 6-6669 (not indicated) (not indicated) jroshan@u.vvashington.edu (not indicated) Selected UW Org Code Principal investigator SCH AQUATIC6FISHERY SC (2020001000) Signi?cant Financial Interest No Page 3 of 7 . I'd-u- - Hoaxes-he'1st} 3- of?q?w??som - - - -. IIEI I l'l . I. I II_lill-Id: I I I-1:#135 I. I?Ir?l-rl?-II -: ease was .. .. - - . afcor-p?rk-H-?r. . nieces-1wBristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 1930s 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19303, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Application/Proposal or Program Announcement RFAJRFPIPA Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 08 Student Aid 38 Unallocated 1,968 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 1.968 Costs First Period Total (all periods) Amount Subject to Costs (base) 1.968 Cost Rate Cost Rate 26% First Period Total (all periods) Total Costs 512 First Period Total (all periods) Total Costs 0 2.480 Cost Sharing A28751 Page 4 of 7' . . . -. . . . . . . . . . -. -. -. . . Ewen: - w- :95 "545.32g. . . . . Fifi-.55 .33? - Hahn-- 1.'15Ill ll 'd_l I- I r'Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic?i?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Work will be done in the Bristol Bay region in Alaska Are FSA costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-B. Does this application require any deliverables (other than the usual written progress reports)? NO FG-7. Does this application request administrative support or office supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO A28761 Page 5 of 7 Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? Does this application have funding from a foreign source or foreign subsidiary entity? NG-3. Does this application involve ?ow?through funds? Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EHS-Z. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? Will this research involve the use and/or creation of human embryonic stem cells? Animal Use AC-1. Does this application involve the use of vertebrate animals? AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol(not indicated) YES YES Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142?01 approval date 4113206. AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the Speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8;?Route A28761 NO NO Page 6 of 7' :'Hl'rt?'tiiH?s-5 I. . .-.- .-: r'I'r'I r'I'I-r Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certi?cation Disbarment Statement By submitting this application, the PI certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget?type--in which each year various seafood processors sign agreement letters which are the basis for their company?s annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with dublicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. There are 2 checks from this sponsor so far. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scientific conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the PI Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA Page 7 of 7 I Principal Investigator - I.:ll' - E's-1331-13r-I-Ir I Iiat?. .- Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A35917 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 11/7/2007 8:33 AM Start/End Dates Requested: 4/1/1997 - 3/31/2008 Sponsor Deadline: 11/16/2007 Application Type: Non?Competing Supplement Peter Pan Seafoods, Inc. SCH SC (2620001000) Sponsor: Organization Code Receiving Funding: Name: Ray Hilborn Budget Cost Rate: 26% First Period Total Direct Costs: 0 Total FBA Costs: 0 Total Costs: 0 Cost Sharing Total Cost Sharing: UW Summary by Org Code Amount 2620001000 Org Code Name Aquatic?tfishery Sc $0 Compliance Questions Financial and General YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A3591 7 Total (all periods) 17,589 4,573 22,162 Total (all periods) $0 Page 1 of 7 (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use I I I ri?ritgri' Fl I I sit AC-1. YES: Application involves the use of vertebrate animate. Comments This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget?type--in which each year various seafood I II I II- I. I I'estates: processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits. the dept. wants to now treat this account like Pay in Advance. whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Details Number: Full Application Title: Short Title: Start/End Dates Requested: Sponsor Deadline: Date Needed From OSP: Sponsor Signed Copies Required: Sponsor Unsigned Copies Required: Organization Code Receiving Funding Organization Code Receiving Funding: Box Number For Of?cial Correspondence: Application Type Application Type: After the Fact Application: Project Details Project Type: Funding Type: International Projects: Sponsor Sponsor name: Sponsor type: Address: City, State, ZIP: Country: Contact name: Bristol Bay Salmon Bristol Bay 3 4/1/1997 - 13/310008 1016/2007 11/15/2007 0 0 SCH SC (2620001000) 355020 Non-Competing Supplement YES Grant Research: Applied NO Peter Pan Seafoods, Inc. Private Industry The Tenth Floor 2200 Sixth Avenue Seattle. WA. 98121-1820 USA Dale Schwarzmiller Page 2 of 7' . . . .r - - -- - ?juEr. .-.-.1 I ft"? {xi-:4 .r.rr- -, - .. - .5 ElliContact phone: 206 726-5999 Contact email: dalesc@ppsf.corn Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagan Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: Phone: Fax: Cell Phone: Pagan Email: Pre-Award Budget Contact Name: Selected Unit: Title: Academic Horne Unit: NetlD: Phone: Fax: Cell Phone: Pager: Email: (not indicated) 63-6462 A28746 Ray Hilborn (EIN: 666007575) SCH SC (2620001000) Professor SCH 80 (2620001000) 355020 rayh 206?543-3567 206-665?7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 677006544) SCH AQUATIC6FISHERY SC (2620001000) Manager Of Program Operations SCH SC (2620001000) jroshan 206-616-9521 206-616-8689 (not indicated) (not indicated) jroshan@u.washington.edu Christopher Boatright (EIN: 679006671) SCH AQUATIC6FISHERY SC (2620001000) Research Scientist/engineer 3 SCH SC (2620001000) cboat 206643-7628 (not indicated) (not indicated) (not indicated) cboat@u.washington.edu Page 3 of 7 ':rlfl I'r1.__1 rf'lrI31:51:35- 5:53;: 1: 533-:- 3"-551 -. I a Person nel Name Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 866007575 Principal lnvestigator SCH SC No (2020001000) Abstract UW Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19305 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19803, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 08 Student Aid 38 Unallocated 17,589? Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 17,589 Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate Cost Rate 26% Page 4 of 7 their. Era-h: 'tlil'ltl'l'l'l'if?: 15F .- 'l'tlf 0.31.1.1.? "4143'? i' -- - -- -.-- - First Period Total (all periods) Total Costs 0 4,573 First Period Total (all periods) Total Costs 0 22,162 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquaticaifishery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) This project is conducted in the watersheds of Bristol Bay, Alaska and in meetings with industry which are typically held in processing plants in Bristol Bay. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-6. Does this application require any deliverables (other than the usual written progress reports)? NO FG-7. Does this application request administrative support or office supplies? NO Page 5 of 'r - .crc-z-z-.-.. Eraser Ans:- tin-a at . fie? sin-iv- an, .. :r ?v a aii'.? ?51715 xii-tit - -. a; :531.4.: 2:39." .. EI I 353?Tali-t ""tlr a} 55:33era-1.. 1 LI. vt-?f' - girth. 'ib'fb?ri?. 1r 3355:5555: '5'55I-.II. - .I.. I I-Does this application involve disciplinary facility, service cents uiring addii?n approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications NG-1. Did a representative from the University Advancement (either Cotlege or Central Administration) provide NO assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve ?ow-through funds? NO Enviromental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-B. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use andfor creation of human embryonic stem cells? N0 Animal Use AC-1. Does this application involve the use of vertebrate animals? YES AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW protocol? UW-ASP research camps Bristol Bay, AK 3142-01 4-3-07 AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internat documents for OSP Description Version File Name Attached On . Page 6 of 7 Payment schedule 1 Bristol Bay Payment Schedule 2007-08 11/512007 11:11:05 AM seasonxls Scope of work 1 Bristol Bay Scope of Work.doc 11512007 11:10:48 AM Internal documents for No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligibie or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #63?8462. This is a scheduled pay budget-type?in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this eGCl and the related sponsor application are true, complete and accurate to the best of my knowledge. i am aware that any false, fictitious, or fraudulent statements or claims may subject me to criminal. civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the Pl Assurance Statement. I understand that approving this eGCl YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by (not indicated) Page 7 of Form eGCt 1, UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A35918 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 11/7/2007 8:32 AM Start/End Dates Requested: 4/1/1997 - 3/31/2008 Sponsor Deadline: 11/16/2007 Application Type: Non-Competing Supplement Alaska General Seafoods SCH SC (2520001000) Sponsor: Organization Code Receiving Funding: Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total Direct Costs: 0 Total Costs: 0 Total Costs: 0 Cost Sharing Total Cost Sharing: UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquaticatfishery Sc $0 Total (all periods) 9,367 2,435 11 ,802 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications #135913 Total (all periods) $0 Page 1 of 7 Illr:llr:-I-r II-.- - - -- -- I. - -. . .- - fife-*1 - -- --: chaise. . .- "'45 . . gr" 2:82am? . .- f?ngj .- @5555II-Iiuirx?I(not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #83-8482. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Details Number: A35918 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: 4/111997 - 3/3112008 Sponsor Deadline: 11/182007 Date Needed From OSP: 1115/2007 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATIC8FISHERY SC (2820001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Alaska General Seafoods Sponsor type: Private Industry Address: 8425 NE 175th Street City, State. ZIP: Kenmore. WA. 98028-4808 Country: USA Contact name: Gordon Lindquist Contact phone: 425 485-7755 A35918 Page 2 of 7 L-E- - .- - .r l-l-l-H-l-I1ng II.-. flan-II. I I I. II.- I r. airlift-lucI'll .l '4 I. I. . ,Irr': .r a: -.-..-. .. . :555:?35556263? assContact email: gordon@akgen.com Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): (not indicated) 63-6462 A26749 PI and Contacts Principal Investigator Name: Ray Hilborn (EIN: 666007575) Selected Unit: SCH SC (2620001000) Title: Professor Academic Home Unit: SCH SC (2620001000) UW box number: 355020 NetlD: rayh Phone: 206-543-3567 Fax: 206-685-7471 Cell Phone: (not indicated) Pager: (not indicated) Email: rayh@u.washington.edu Administrative Contact Name: Jessica L. Roshan (EIN: 377006544) Selected Unit: SCH SC (2620001000) Title: Manager 0f Program Operations Academic Home Unit: SCH AQUATICSFISHERY SC (2620001000) NetlD: jroshan Phone: 206-616-9521 Fax: 206-61 6-6669 Cell Phone: (not indicated) Pager: (not indicated) Email: jroshan@u.washington.edu Pro-Award Budget Contact Name: Christopher Boatright (EIN: 670006671) Selected Unit: SCH SC (2620001000) Title: Research Scientistfengineer 3 Academic Home Unit: SCH SC (2620001000) NetlD: cboat Phone: 206-543-7628 Fax: (not indicated) Cell Phone: (not indicated) Pager: (not indicated) Email: cboat@u.washington.edu Personnel A35916 Page 3 of 7 w. 3'35f-l: Jr; I - I I'?ig?jh?: - .5: - glimmer .r II Il-rl-l-l-l-l-I-l-l I I-Il-l-l 'l'J'l'r . -. 'r 'r.I-I 'r 'r i' 'rlash':{If I?ll-I?d I II I - - IiIl-lhl-l- 'l Ilrl-l-l-l-l-I-l-lrl I I I l'l'l'l'l'l'l'll?'l'l'I?ll-I I . 1-..- I I. - I Ali-h: - - I IIl'l'l'l'llIrthWO Cd 8' ?f tF' 'Ilt (2520001000) mat a: RFAIRFP UW Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19305 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19803, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for ApplicationIProposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 08 Student Aid 38 Unallocated 9,367 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 9.367 Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate Cost Rate 26% First Period Total (all periods) A35918 Page 4 of 7 Total FBA Costs Total Costs First Period Total (all periods) 0 11 .802 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Ray Hilborn UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Cost Sharing Org Code Cost Sharing Org Code Name Amount 2620001000 Aquatic&fishery Sc $0 Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? NO Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (eXplain) This project is conducted in the watersheds of Bristol Bay, Alaska and in meetings with industry which are typically held in processing plants in Bristol Bay. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? . FG-S. Does this application require any deliverables (other than the usual written progress reports)? NO FG-T. Does this application request administrative support or of?ce supplies? NO FG-S. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? A35913 Page 5 of 7 arc-?{Ill :lr? I I Il:lI'Irrl?-.l:l Int-Hit- Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? NG-Z. Does this application have funding from a foreign source or foreign subsidiary entity? NG-3. Does this application involve ?ow-through funds? Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or muiti-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? Animal Use AC-1. Does this application involve the use of vertebrate animals? AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? UW-ASP research camps Bristol Bay, AK 3142?01 4-3-07 AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP Description Version File Name payment schedule 1 Bristol Bay Payment Schedule 2007-03 seasonxls Scope of work 1 Bristol Bay Scope of Workdec Internal documents for DeptISchoollCollege A3591 8 tux-fl?ll 'll'l I II"EgE?EgEng'r :1 55YES Attached On 1115/2007 11:21 :47 AM 115/2007 11:21:31 AM Page 6 of 7 ILIILanded-ri?e. a 3.3.3.3:335 - . . . . . . - -- . . .. . ?1-5'1'1-1 No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the PI certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.8.1. Additional Information This is one of several sponsors on the existing budget #63?8452. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, fictitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the Pl Assurance Statement. I understand that approving this eGC?l YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by (not indicated) A35918 Page 7 of 1.Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details eGCl Number: AS5919 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 1117(2007 6:31 AM- StartlEnd Dates Requested: #111997 3/31i2006 Sponsor Deadline: 11/16/2007 Application Type: Non-Competing Supplement Sponsor: Yardarm Knot, Inc. Organization Code Receiving Funding: SCH AQUATICSFISHERY SC (2620001000) Principal Investigator Name: Ray Hilborn Budget FSA Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 5,696 Total FSA Costs: 0 1,461 Total Costs: 0 7,179 Cost Sharing - Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatico?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications #135919 Page 1 of 7 arr-?r . - 115::- II. 43:13:13. -.-lq.:ll I 1: ?1 I yarn..-..-..- .- .- {it?VI" -. 3115(not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #63?8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company?s annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Details Number: AS5919 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: 411/1997 - 3291/2006 Sponsor Deadline: 11/16/2007 Date Needed From OSP: 11l15/2007 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Yardarm Knot, inc. Sponsor type: Private Industry Address: 3600 15th Ave. W., Suite 300 City, State, ZIP: Seattle, WA, 96119 Country: USA Contact name: Lorena Rosenberger Contact phone: 206 -216-0220 A35919 Page 2 of 7 Contact email: lorena@yardarm.net Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pro-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Personnel A35919 (not indicated) 63-8462 A28751 Ray Hilborn (EIN: 866007575) SCH AQUATIC8FISHERY SC (2620001000) Professor SCH AQUATIC8FISHERY 80 (2620001000) 355020 rayh 206-543?3587 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 877006544) SCH AQUATIC8FISHERY SC (2620001000) Manager Of Program Operations SCH AQUATIC8FISHERY SC (2620001000) jroshan 206-61 6?9521 206-61 6-8689 (not indicated) (not indicated) jroshan@u.washington.edu Christopher Boatright (EIN: 879006671) SCH AQUATIC8FISHERY SC (2620001000) Research Scientist/engineer 3 SCH AQUATICSFISHERY SC (2620001000) cboat 206-543-7628 (not indicated) (not indicated) (not indicated) cboat@u.washington.edu Page 3 of 7 Name EID Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 866007575 Principal Investigator SCH SC No (2620001000) Abstract RFAIRFP UW Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19303 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19805, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for ApplicatioanrOposal or Program Announcement RFAIRFPIPA Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 03 Student Aid 38 Unallocated 5,698 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 5.698 Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate Cost Rate 26% First Period Total (all periods) A35919 Page 4 of 7 I'1-.- II-r-l-l l-l-I-I--P-?ttnco!" . -.-.-- -. 'l-ll' I I I 1 I l-ll-l- II. Total Costs First Period Total (all periods) Total Costs 0 7,179 For?st Sharing Cost Sharing Type-(5) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name I Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&fishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? NO Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) This project is conducted in the watersheds of Bristol Bay, Alaska and in meetings with industry which are typically held in processing plants in Bristol Bay. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? . NO FG-S. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? Does this application require any deliverables (other than the usual written progress reports)? NO FG-T. Does this application request administrative support or office supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? - FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? A35919 Page 5 of 7 Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? SEC-3. Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NG-3. Does this application involve ?ow-through funds? Envirornental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EH32. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? HS-2. Will this research involve the use andlor creation of human embryonic stem cells? Animal Use Does this application involve the use of vertebrate animals? Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW protocol? UW-ASP research camps Bristol Bay, AK 3142-01 4-3-07 Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP Description Version File Name payment schedule 1 Bristol Bay Payment Schedule 2007-08 seasonxls Scope of work 1 Bristol Bay Scope of Work.doc Internal documents for Dep?School/College A35919 YES Attached On 11512007 11:23:37 AM 11/5/2007 11:23:20 AM Page 6 of 7 .I{Ir:Ir- I I - I - rid-I-55:14:15II.II-_ljl'I II1..- .I-Ilil .I'rr- - .. . No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify SI Route Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Significant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The Pl is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #636462. This is a scheduled pay budget-type??in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, fictitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the Pl Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application ls this application ready to be submitted to the sponsor by (not indicated) A35919 Page 7 of 7 .- - -- . - - - - - - - - - - - - - - - - - . - - - - - - - - . - . -. - - - - -- ..- Ion: - - I. - -..-.. - I . . -. - In": - .- - -.: 13$: IE..- . I-..Il . luff-.21I.I. I.I I.I-I-IIH-II-I---.. .-- 13seer-o? 'eIn.II.--.II...-I-.-..- --.III.II-I-I--Ir:I .I.: I. I II - .IInf...-.-. - ..I -.II. I I Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details eGCl Number: A35921 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 11l7i2007 8:31 AM StartlEnd Dates Requested: 4(1/1997 - 3/31/2008 Sponsor Deadline: 11I10f2007 Application Type: Non?Competing Supplement Sponsor: Ocean Beauty Seafoods, Inc. Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 8,689 Total Costs: 0 2,259 Total Costs: 0 10,948 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 AquaticS?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications Page 1 of 7 222:5 it? ?313" t. .1II: 1n": - - - I'r: r'r'r' I I II. I Il-l-l-l'rl' l?r'll; (in: I - - - - {3Fat-is . - -- I: I I-I-I I 1 -I- I H-?rrlr II:l:l I II'l'lhiking - - r' lib. :ral I I geishal'l'l'l'l:l-l 2:55.: I. 'l:l:l I {if - Eli-Iii'55- I I I I IIl'I-r-rl. I. I:'l:ll ll. II:-::ll:l I "hurl Er:- l'lI'll-H .I'IrrI'll-ll I 1 I I I-:Il'll'll I?llI?'l r. I II'I'l'l'l'l'l'l'hl'l' I I'd. Ill-i. J. Ind?the Effld. :Jla . (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. ch1 Comments This is one of several sponsors on the existing budget #63?8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance. whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Details Number: A35921 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: rift/199.7 - Sponsor Deadline: 1111612007 Date Needed From OSP: 1111512007 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non?Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Ocean Beauty Seafoods. Inc. Sponsor type: Private Industry Address: 1100 W. Ewing St. City, State, ZIP: Seattle. WA. 98119 Country: USA Contact name: Ron Nebert Contact phone: 206 285-6800 AS5921 Page 2 of 7' Ir'L'r'i'al'r'l'HL'I'I-1:155?! P5339315lat-=43'11_ I II 1' .r fr-- LI Ir?'l' . I I If. ?l'J-'I-II-?I'r I I -l I 1-1- I?r I -rll J-rl-l Contact email: ron.nebert@oceanbeauty.com Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pager: Email: Personnel A35921 (not indicated) 63-8462 A28753 Ray Hilborn (EIN: 866007575) SCH AQUATICSLFISHERY SC (2620001000) Professor SCH AQUATIC6FISHERY SC (2620001000) 355020 rayh 206:543-3567 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 877006544) SCH AQUATIC6FISHERY SC (2620001000) Manager Of Program Operations SCH AQUATIC6FISHERY SC (2620001000) jroshan 206-616-9521 206-616-8669 (not indicated) (not indicated) jroshan@u.washington.edu Christopher Boatright (EIN: 679006671) SCH AQUATICEIFISHERY SC (2620001000) Research Scientist/engineer 3 SCH AQUATIC6FISHERY SC (2620001000) cboat 206-543-7626 (not indicated) (not indicated) (not indicated) cboat@u.washington.edu Page 3 of 7 Ira-I- n?ll-praise - see?n??-I I stat-rangers: i ?lea?ess11.55- 11-: cage-PH?: - -. . .-.-. .- ?dhl?i'?l?s?nli EJ'I'-I-I I .- -.- 1:Il-I..I . -- Tri?e-ac. Jr?s-5" .- arr-ii?" -- - are? its-"l-l:I?it-hiII-l-l-l - $552 1:"555:Irr- - - 'r I Name EID Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 866007575 Principal Investigator SCH so No (2520001000) Absuact RFAIRFP UW Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19303 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks. and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 1930s. our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 08 Student Aid 38 Unallocated 8,689 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 8.689 FSA Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate Cost Rate 26% First Period Total (all periods) A35921 Page 4 of 7 I'll-?ea-"ago: - ref33.. - - II - -II 1:3" 511311.? 1.1-5.: 15.5.2w?b 1:7" inf-TEL are". -- - - ll?l'-.I: Fa-Z-fr - I 55.I':Ilr ?Inf-:Irl r. r. r. I raid-hi'rl .?rl 'r i- . a I I'a434Total FBA Costs 0 2,259 First Period Total (all periods) Total Costs 0 10,948 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquaticti?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic?tfishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in ON 13? YES Loca?on Other - US site (eXplain) This project is conducted in the watersheds of Bristol Bay, Alaska and in meetings with industry which are typically held in processing plants in Bristol Bay. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-B. Does this application require any deliverables (other than the usual written progress reports)? NO FG-7. Does this application request administrative support or of?ce supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? A35921 . Page 5 of Eigh- -- ii ILII I r' I I'll:rlrut-AidSecurity and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? Will this project potentially be subject to export regulation? SEC-3. Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NG-3. Does this application involve flow?through funds? Enviromental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multivhazard waste (biological and chemical and radioactive components)? Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? HS-Z. Will this research involve the use andfor creation of human embryonic stem cells? Animal Use AC-1. Does this application involve the use of vertebrate animals? Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? UW-ASP research camps Bristol Bay, AK 3142-01 4-3-07 AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal workYES Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP Description Version File Name payment schedule 1 Bristol Bay Payment Schedule 2007-08 - seasonxls SOW 1 Bristol Bay Scope of Work.doc Internal documents for Attached On 1115/2007 11:43:54 AM 1115200? 11:43:40 AM Page 6 of 7 j: . Ina" ..- No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated E?s?rtify 8: Route Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget-type?-in which each year various seafood processors sign agreement letters which are the basis for their company?s annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. i am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scientific conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree withthe Pl Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by (not indicated) A35921 Page 7 of 7 :t-is: 231-53255; - - ?usagesHill Ill-JrForm UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details 6601 Number: A35922 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 11/7/2007 8:30 AM StarUEnd Dates Requested: 4/1/1997 3/31/2008 Sponsor Deadline: 11/16/2007 Application Type: Non-Competing Supplement Sponsor: Leader Creek Fisheries, LLC Organization Code Receiving Funding: SCH AQUATICBFISHERY SC (2620001000) Principal Investigator Name: Ray Hilborn Budget PM Cost Rate: 26% First Period Total (all periods) Total Direct Costs: - 0 9,069 Total Costs: 0 2,358 Total Costs: 0 1 1 .427 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2520001000 Aquaticti?shery Sc $0 Compliance Questions Financial and General FG-2: YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A35022 Page 1 of 7 . . .. - wereIll-I I 'l I .l II I..: II: I I :Il:l I I I 'fl-I'arr-"r- . - - - 1.5 v?hf??g??".5243. I - (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Details Number: A35922 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 StartIEnd Dates Requested: 411/1997 - 3/31i2008 Sponsor Deadline: 1 ?1612007 Date Needed From OSP: 11l15i2007 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH AOUATICSFISHERY 80 (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Contract Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Leader Creek Fisheries, LLC Sponsor type: Private Industry Address: 122 North 34th St. City. State, ZIP: Seattle, WA, 98103 Country: USA Contact name: John Lowrance Contact phone: 206 782-5458 - A35922 Page 2 of 7' . . . . . . . . . . . no.? ea.- x' 2:39:30.lContact email: jmlovvrance@yahoo.com Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: (not indicated) UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pro-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: Phone: Fax: Cell Phone: Pagan Email: 63-8462 A28756 Ray Hilborn (EIN: 866007575) SCH SC (2620001000) Professor SCH SC (2620001000) 355020 rayh 206-543-3587 206-685?7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 877006544) SCH AQUATIC6FISHERY SC (2620001000) Manager Of Program Operations SCH SC (2620001000) jroshan 206-61 6-0521 206-61 6-8680 (not indicated) (not indicated) jroshan@u.washington.edu Christopher Boatright (EIN: 670006671) SCH SC (2620001000) Research Scientistfengineer 3 SCH SC (2620001000) cboat 206-543-7628 (not indicated) (not indicated) (not indicated) cboat@u.washington.edu Personnel A35922 Page 3 of 7 ?rmsIIrrll 'f?I'r If Name EID Role Type Selected UW Org Code Signi?cant Financial interest Ray Hilborn 866007575 Principal Investigator SCH AQUATICBFISHERY SC No (2520001000) Abstract 8: RFAIRFP UW Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19303 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19305. our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for ApplicationIProposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 08 Student Aid 38 Unallocated 9,069 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 9.069 Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate Cost Rate 25% First Period Total (all periods) A35922 Page 4 of Total Costs First Period Total (all periods) Total Costs 0 1 1 ,427 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic?t?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquaticat?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other US site (explain) This project is conducted in the watersheds of Bristol Bay, Alaska and in meetings with industry which are typically held in processing plants in Bristol Bay. FG-3. Are FSA costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-B. Does this application require any deliverables (other than the usual written progress reports)? NO FG-7. Does this application request administrative support or office supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? A35922 Page 5 of .. - - - - - - . - - - .- - - Iri??jf?l #151. - r'I'5.35:H5- 1?51.FI-l I'llIlfI?. I I'Lfri??'951:?; a. I I l?Ila. Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? Does this application have funding from a foreign source or foreign subsidiary entity? Does this application involve flow-through funds? Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha?emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? HS-2. Will this research involve the use andfor creation of human embryonic stem cells? Animal Use Does this application involve the use of vertebrate animals? Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW protocol? UW-ASP research camps Bristol Bay, AK 3142-01 4?3?07 AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other N0 than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP Description Version File Name payment schedule 1 Bristol Bay Payment Schedule 2007-08 season.x s 80W 1 Bristol Bay Scope of Workdoc Internal documents for Dept/SchoollCollege AS5922 YES Attached On 11/5/2007 1:43:15 PM 11f5l2007 1:43:01 PM Page 6 of 7 II. .I:.llIIll I-I-I-I-I-I-I-I-I-I-ran-F! w- No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Witt sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several Sponsors on the existing budget #63-8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. in an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the Pi and have read and agree with the Pl Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by (not indicated) A35922 Page 7 of 7 -. -- f-?3+9. - "n . .-. Form eGC?l 5} messesI'I'll I. II. I I 12.11-111 UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details A35924 Bristol Bay Salmon Bristol Bay 3 11/7/2007 8:29 AM 4/0199? - 3/311?2008 Non?Competing Supplement Number: Long Title: Short Title: Last Completed Timestamp: StartlEnd Dates Requested: Sponsor Deadline: Application Type: Sponsor: Snopac Products Organization Code Receiving Funding: Principal investigator Name: Ray Hilborn Budget Cost Rate: 26% Total Direct Costs: Total Costs: Total Costs: Cost Sharing Total Cost Sharing: UW Summary by Unit Amount $0 Org Code 2520001000 Org Code Name Aquatic?tfishery Sc Compliance Questions Financial and General SCH SC (2620001000) First Period Total (all periods) 0 1,112 0 289 0 1 ,401 Total (all periods) $0 FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A35924 Page 1 of Erhard-gags-Io-.-. - 'rlI -: 5II.II I. I I-II 1-. II#355 aft-Iii .-: is ti ii-?II- -.-I-I.5551* if I?g? ?I,5::5mh 1.: - - I I l'lDt Indicated - . . I .I I - Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. ch1 Comments This is one of several sponsors on the existing budget #63-8402. This is a scheduled pay budget-type?-in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance. whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Details Number: A35924 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 StarUEnd Dates Requested: 4/1/1997 - 3131,0008 Sponsor Deadline: 11/1?f2007 Date Needed From OSP: 11/15/2007 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2820001000) Box Number For Of?cial CorrespOndenc-s: 355020 Application Type Application Type: Non?Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Snopac Products Sponsor type: Private Industry Address: 5053 East Marginal Way South City. State, ZIP: Seattle, WA, 98134 Country: USA Contact name: Greg Blakey Contact phone: 206 764-9230 A35924 Page 2 of -- - .. . -. -.- .- .IHI.5r?Ii: - I I . ?pf??e?gi??ff??ulil' i'Contact email: gblakey@snopac.net Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): Pl and-Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Personnel A35924 (not indicated) 63-8462 A26758 Ray Hilborn (EIN: 666007575) SCH SC (2620001000) Professor SCH AQUATICSFISHERY SC (2620001000) 355020 rayh 206-543-3567 206?665-7471 (not indicated) (not indicated) ravh@u.washington.edu Jessica L. Roshan (EIN: 677006544) SCH AQUATICSFISHERY SC (2620001000) Manager Of Program Operations SCH SC (2620001000) jroshan 206-61 6-9521 206-616-6669 (not indicated) (not indicated) jroshan@u.washington.edu Christopher Boatright (EIN: 679006671) SCH AQUATICSFISHERY SC (2620001000) Research Scientistfengineer 3 SCH SC (2620001000) cboat 206-543-7623 (not indicated) (not indicated) (not indicated) cboat@u.washington.edu Page 3 of 7 i. - The: -4 's-IrnrName EID Role Type . Selected UW Org Code Signi?cant Financial. Interest Ray Hilborn 866007575 Principal Investigator SCH SC No (2620001000) Abstract RFAIRFP UW Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19305 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19303, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Application/Proposal or Program Announcement RFAIRFPIPA Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 08 Student Aid 38 Unallocated 1,112 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 1.112 Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate Cost Rate 26% First Period Total (all periods) A35924 . Page 4 of 7 ..-.-.- -- . . . . . . . . . . . . . -- -- - -..-- . .. . . . . . . .. II: - I II. I I -.-.- -.-.- -.- IC- II34"" - 3* "57:51:: '1 .-.-. .-.- ?2-233: 1-21? - r' HISrigEb.- I: II.- Iii-1'12Ila:- Il"fizz-rII..I_ulfl I ..d'ui'IlJib-Illi-.3313 If Ha:- cit-?5. -J a. .1555 . - - Total Costs 0 289 First Period Total (all periods) Total Costs 0 1,401 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&?shery So $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FBA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic?t?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? NO Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) This project is conducted in the watersheds of Bristol Bay, Alaska and in meetings with industry which are typically held in processing plants in Bristol Bay. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-6. Does this application require any deliverables (other than the usual written progress reports)? NO FG-7. Does this application request administrative support or office supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not othenrvise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? A35924 Page 5 of 7 2'?I'll I II I-ld 'r IiI:l: I: I LI 1 IE l-Il.JIL-II. Ila-l:l:l::l: Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? Does this application have funding from a foreign source or foreign subsidiary entity? Does this application involve ?ow-through funds? Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? HS-2. Will this research involve the use andlor creation of human embryonic stem cells? Animal Use. AC-1. Does this application involve the use of vertebrate animals? AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non?UW personnel visiting the UW and working under a UW IACUC protocol? UW-ASP research camps Bristol Bay, AK 3142?01 4?3?07 Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached-Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP Description Version File Name payment schedule 1 Bristol Bay Payment Schedule 2007s08 seasonxls Statement of work 1 Bristol Bay Scope of Workdoc Internal documents for DepUSchool/College A35924 YES Attached On 2:05:57 PM 11(5/2007 2:05:41 PM Page 6 of I?ll-J .- -l'e'ii-I..I I I I I I..I..l'i-i'llI .1.II.II.II- 1 - - --.II.. .II-I. I-.I.I.I.II'd-Ir If Id I-r- I I: "I?IrlI II I I II II -_IrIr_--.- chat-44lullJulia-:11I.attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8. Route Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the PI certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW investigator Signi?cant Financial interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.8.1. Additional Information This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Assurance Statement Principal lnvestigatorlProgram Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, fictitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scientific conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the Pl Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by (not indicated) A35924 Page 7 of - - - - . - - - - - - - - - - - - - - - - - - - - - - - - - - - - 1-'ex?rzv-v - - --: urr? --L xi .nrn??r'z +15.-.-. .I.--I..- I..I..- .I I I..- I...'.Iiail-..-.--.. - - -- - - . r5Ir'.'II.. . -- -iIl'35": I: - .r 5? 35:22.51. If 1? - -. Form eGCl UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A35925 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 11(7/2007 8:29 AM Start/End Dates Requested: 4/1/1997 - Sponsor Deadline: 11/162007 Application Type: Non-Competing Supplement Sponsor: Icicle Seafoods, Inc. Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 12,461 Total Costs: 0 3,239 Total Costs: 0 1 5,700 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatica?shery Sc $0 Compliance Questions Financial and General YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A35925 Page 1 of 7 fiat.31Il:l:f-l-l II-I-I I I I LE..- I _l!r 1. J'laermer a5:l'tt' .1. I ?g (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #83-8462. This is a scheduled pay budget-type?-in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Details Number: A35925 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 StarUEnd Dates Requested: 4/0199? 3/31/2008 Sponsor Deadline: 1111812007 Date Needed From OSP: 11115/2007 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATIC8FISHERY SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: N0 Sponsor Sponsor name: Icicle Seafoods, Inc. Sponsor type: Private industry Address: PO Box 79003 City. State, ZIP: Seattle. WA. 98119 Country: USA Contact name: Warner Lew Contact phone: 208 282-0988 A35925 I Page 2 of 7 - - . . 51'1'557" . - . - It? ?51525 I I 11.15:? -. Il-l-lI'1?1 1211I'I?ll? II I_IllIlIllr-I I'll I-. I II .- I-lq'h24:1law5:153} Contact email: warnerl@icicleseafoods.com Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagan Email: Pro-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Personnel A35925 (not indicated) 63-6462 A26759 Ray Hilborn (EIN: 666007575) SCH AQUATIC6FISHERY SC (2620001000) Professor SCH AQUATICSFISHERY SC (2620001000) 355020 rayh 206?543?3567 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan 677006544) SCH AQUATICSFISHERY SC (2620001000) Manager Of Program Operations SCH AQUATIC6FISHERY SC (2620001000) jroshan 206-616-9521 206-616-6669 (not indicated) (not indicated) jroshan@u.washington.edu Christopher Boatright (EIN: 679006671) SCH AQUATIC6FISHERY SC (2620001000) Research Scientistlengineer 3 SCH AQUATIC6FISHERY SC (2620001000) cboat 206-543-7628 (not indicated) (not indicated) (not indicated) cboat@u.washington.edu Page 3 of 7 Name . EID Role Type Selected UW Org Code Signi?cant Financial-lnterest Ray Hilborn 866007575 Principal investigator SCH SC No (2620001000) Abstract UW Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19305 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks. and 3) assist salmon processors by providing a second opinion on the matters of fisheries management. With high levels of production since the 19805. our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 08 Student Aid 38 Unallocated 12,461 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 12,461 FEA Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate FBA Cost Rate 25% First Period Total (all periods) A35925 Page 4 of 7 I - -.I.I.I I.-.- .-.I-.-. I -. . . I.I. I..II I.I.-.I. I.I ..I. .. -- -- I- I..I. ..I..I. ..I..II..I ..II.II..I ..I ..I I .- ..II..I I..II..II I..- .-.-.- -.-.- - . . ., . I-f' r:I r:I I.II I.I I: r,I r',I II r:I r:I r'I r:..I. ..-.- -- - -- - . .I'll I r'rr' I-. I'll I'llfl I-l r'lr'lrI.I I..- --.I-. -- - I II..I.I..II I..- I.II.II..I-EPP-f:-rr:lr Ir. II1 I -- - __rf -.-.-.-.- - -.-.-. - -.-.-.-.- - -.-.-.-.-.-.-.-.-.-.-.-.-.-.- -.-.-.-.-.- .-.-.-.-.- - - ...Total Costs 0 First Period Total (all periods) Total Costs 0 15,700 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&tishery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatica?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GM 13? YES Loca?on Other - US site (explain) This project is conducted in the watersheds of Bristol Bay, Alaska and in meetings with industry which are typically held in processing plants in Bristol Bay. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? Does this application require any deliverabies (other than the usual written progress reports)? NO Does this application request administrative support or of?ce supplies? NO FG-S. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? A35925 Page 5 of I-ll-II-11Ifl-l-l-III. I'Ill-.II. II 'IlIll-I'l- I I I lf-IIr'Ial Ir. I I I I I:l{lgdl'l'l'l'ill-'_Il I .I I l'lIlIl:l 'l:l:l:l -- ?1.52?in '.Id I.I'Ilff seetit-:1. Security and Export Control SEC-1. Will. any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO Does this application involve ?ow-through funds? NO Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-S. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi?hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells Does this application involve the use of human N0 subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? NO Animal Use AC-1. Does this application involve the use of vertebrate animals? YES AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? UW-AK Salmon Program research camps Bristol Bay, AK 3142-01 April 3, 2007 AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP Description Version File Name Attached On payment schedule 1 Bristol Bay Payment Schedule 2007?03 105/2007 2:11:18 PM seasonxls Statement of work 1 Bristol Bay Scope of Workdoc 11f5/2007 2:11:00 PM Internal documents for A35925 Page 6 of 7 No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8. Route Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Significant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pi's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #636462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance. whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the PI Assurance Statement. I understand that approving this eGCt YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by (not indicated) A35925 Page 7 of 7 LILII-lrl-frf-IrI5.53'q'u'u'u'u'l'u'u'1'u?u I I I . IIHaiti-IfForm UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: Long Title: Short Title: Last Completed Timestamp: Start/End Dates Requested: Sponsor Deadline: A35926 Bristol Bay Salmon Bristol Bay 3 117772007 8:28 AM 47171997 - 373172008 11/16/2007 Application Type: Non?Competing Supplement Sponsor: Norquest Seafoods, Inc. Organization Code Receiving Funding: SCH AOUATICSFISHERY 80 (2520001000) Principal Investigator Name: Ray Hilborn Budget FSA Cost Rate: 26% First Period Total Direct Costs: Total Costs: Total Costs: Cost Sharing Total Cost Sharing: UW Summary by Unit Org Code 2620001000 Amount $0 Org Code Name Aquatichishery Sc Total (all periods) 7,581 1,971 9,552 Total (all periods) $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A35926 Page 1 of 7 (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget-type?-in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Details Number: AS5926 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: - 31'3112008 Sponsor Deadline: 11/169007 Date Needed From OSP: 11/159007 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATICELFISHERY SC (2520001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Contract Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Norquest Seafoods, Inc. Sponsor type: Private Industry Parent sponsor name: Trident Seafoods Corporation Address: 5245 Shilshole Ave NW City, State, ZIP: Seattle. WA. 98107-4000 Country: USA AS5926 Page 2 of 7 - . 3.1: - - .- .-.. . - - - I.Illrl . . . . . . . . . . . . . . . . 5.4Contact name: Contact phone: Contact email: 1-?ts-Ii" ?iI.l:l:I- I II I If-.- L-rl Michelle Woodrelle 206 261-7023 mwoodreii@norquest.com Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: .Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: A35925 (not indicated) 63-6462 A26760 Ray Hilborn (EIN: 866007575) SCH AQUATICSIFISHERY SC (2620001000) Professor SCH SC (2620001000) 355020 rayh 206?543?3567 206?665-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 677006544) SCH SC (2620001000) Manager Of Program Operations SCH SC (2620001000) jroshan 206-61 6-9521 206-616?6669 (not indicated) (not indicated) jroshan@u.washington.edu Christopher Boatright (EIN: 679006671) SCH AQUATICSFISHERY SC (2620001000) Research Scientist/engineer 3 SCH AQUATIC6FISHERY SC (2620001000) cboat 206-543-7626 (not indicated) (not indicated) (not indicated) cboat@u.washington.edu Page 3 of 7 IIrW?-r_:I - I I I I ht4eIra-Ill?l??I-I'll I II II..- hoof-2.3.5.: -2- . .3- ":i'lfIh.-.-: IE-E I I'Irll If r-I frlh'llhl :Il:l:l' I I- I'll I .1 - - ..I.I I . If'u-r I I - IIEILII-IIJILII Il-l-33:3? I-I-ri' - . 'Jri . -- -. . .- 4115. . -- - - Personnel Name Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 866007575 Principal Investigator SCH SC No (2620001000) Abstract 8. RFAIRFP UW Abstract Bristol Bay. Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19303 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19803. our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement RFAIRFPIPA Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 08 Student Aid 38 Unallocated 7,581 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 7,581 Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate A35926 Page 4 of 7 II-II I I . . - arc-:rlu' f; 1.422Il' .IIIf-l: l:l:4.4555:21-22:52J15 jf-?nsk.-.- -. .-: .r . . L- . 3.-.-. FSA Cost Rate 26% First Period Total (all periods) Total Costs 0 1,971 First Period Total (all periods) Total Costs 0 9,552 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic?l?shery Sc $0 Total Cost Sharing (not indicated) Questions and Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-Z. Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13?? YES Loca?on Other - US site (eXplain) This project is conducted in the watersheds of Bristol Bay, Alaska and in meetings with industry which are typically held in processing plants in Bristol Bay. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-B. Does this application require any deliverables (other than the usual written progress reports)? NO Does this application request administrative support or of?ce supplies? NO A35926 Page 5 of 7 - .- .- a net'- ac- .. -. - ass-?MW .- I I r' _I'r - I. l. I I ludlI?ll I '11wasit: 157art-f. . oes this applicat service center or insti approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc.)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide N0 assistance with this application? Does this application have funding from a foreign source or foreign subsidiary entity? N0 NG-3. Does this application involve ?ow-through funds? NO Enviromental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha?emitters, orintentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells Does this application involve the use of human NO subjects? HS-2. Will this research involve the use andlor creation of human embryonic stem cells? NO Animal Use Does this application involve the use of vertebrate animals? YES Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? UW-ASP research camps Bristol Bay, AK 3142-01 4-3-07 Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? -C. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP Description Version File Name Attached On A3592B Page a of 7 - - - 31w. 1, - . "9:455:45. II I l:l:payment schedule 1 Bristol Bay Payment Schedule 2007-08 11152007 2:25:03 PM seasonxls I Scope of work 1 Bristol Bay Scope of Work.doc 11512007 2:25:38 PM Internal documents for Dep?School/College No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8: Route Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the Sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Significant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.B.1. Additional Information This is one of several sponsors on the existing budget #63?8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. PLEASE MAKE SURE THERE IS A GCA NOTE ON THE NEA TO ROUTE THIS THROUGH ACCOUNTS RECEIVABLE. Assurance Statement Principal InvestigatortProgram Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the PI Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by (not indicated) AS5925 Page 7 of - -.- -- -.I..-_?l'Ill' I I I IrlIIrll 'l_l Jr.? I. a -- -- ra-Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 11/7/2007 6:27 AM Start/End Dates Requested: 4I1I1997 3l31i2006 Sponsor Deadline: 11/16/2007 Application Type: Non-Competing Supplement Sponsor: Coffee Point Seafoods of Washington LLC Organization Code Receiving Funding: SCH AQUATICSLFISHERY SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 2,065 Total Costs: 0 537 Total Costs: 0 2,602 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquaticatfishery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications Page 1 of 7 - - -- - ##rrarh.r'rr'r'f ems-?- - we - -. - ER -. 'Zr" II .I.: I. gal-Ipsw- -I.-. II I II I 1. I..I. . :I-ll I IIIll-I?la- I I I-II .I. I. I I - I..II.II#195;er Firs-:graph r' I. mg?? 31:4; 3.4: -. - .-. .I.I.I..Fir-J-ci' I II I I l'(not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal use YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #636462. This is a scheduled pay budget?type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Details e601 Number: Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Start/End Dates Requested: 4(1/1997 - 3131:2008 Sponsor Deadline: 11116f2007 Date Needed From OSP: 11f15/2007 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATICSIFISHERY 80 (2620001000) Box Number For Of?cial correspondence: 355020 Application Type Application Type: Non-Competing Supplement After the Fact Application: YES Project Details Project Type: Contract Funding Type: Research: Applied lntemational Projects: NO Sponsor Sponsor name: Coffee Point Seafoods of Washington LLC Sponsor type: Private Industry Address: EE-Foods 3625 Ave 8 City, State, ZIP: Seattle, WA. 98134 Country: USA Contact name: Tab Goto Page 2 of 7 Contact phone: Contact email: 206 763-8979 tab@eefoods.com Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: Phone: Fax: Cell Phone: Pagen Email: (not indicated) 63-8462 A28761 Ray Hilborn (EIN: 866007575) SCH AQUATIC6FISHERY SC (2620001000) Professor SCH SC (2620001000) 355020 rayh 206-543-3587 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 877006544) SCH AQUATICSFISHERY SC (2620001000) Manager Of Program Operations SCH AQUATICSFISHERY SC (2620001000) jroshan 206?61 6?9521 206-61 6-8689 (not indicated) (not indicated) Christopher Boatright (EIN: 679006671) SCH SC (2620001000) Research Scientist/engineer 3 SCH SC (2620001000) cboat 206-543-7628 (not indicated) (not indicated) (not indicated) cboat@u.washington.edu Page 3 of 7 I ill I LI. II-I-l-l?l- I - I :Illring: i I I-I- Lillilair.- I 415.? I. If. I'lq. Ill 1211 merrier-res. raver-ea Personnel Name EID Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 366007575 Principal investigator SCH SC No (2620001000) Abstract RFAIRFP UW Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 1930s 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19803, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description - First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment '07 Retirement and Bene?ts 08 - Student Aid 38 Unallocated 2,065 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 2.065 Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate Cost Rate 26% Page 4 of 7 . . 51:11:55I'il1'1. - I I..- I I I I I I..- I..I I..- 11sac-"rid? - 455..I..I..J-jig-fi- t' - ear? First Period Total (all periods) Total Costs 0 537 First Period Total (all periods) Total Costs 0 2,602 may Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) This project is conducted in the watersheds of Bristol Bay, Alaska and in meetings with industry which are typically held in processing plants in Bristol Bay. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? Does this application require any deliverables (other than the usual written progress reports)? . NO FG-7. Does this application request administrative support or of?ce supplies? NO Page 5 of 7' - -- - . - - -- - . .. .. - - - - - - I 11111 I -- - 'u'u war-s,- vui-rr ,r-.-- -. .- II I - Ill -- I I"disc-IIllI __Ir:ll - I. I. I. II. I..II. I . .-.-.ll." -l 11I.II II II I .I I ..L Eilitillil?il?igiagagr-Eg: . 351;: ?1 huge-53:5 a? I ?fr-5:15. . ?llflIi' :l-I-l {PE-id;- If. tiara-LI :ll IHII I I II: - I 1:5: "Mimi '4 reel-nil - - .. - - -.-.-. . w- - is r? i rem-r - - a xiv-vi nvolve a UW interdis NO a pp roval . l' t' th 'd th' a lication the ersonnel NO FG-Q. Does this app Ication requiret review organize Ions no erwlsei en: 13 pp involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? SEC-3. Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? - Does this application have funding from a foreign source or foreign subsidiary entity? NG-3. Does this application involve ?ow-through funds? Enviromental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? Will this research involve the use andior creation of human embryonic stem cells? Animal Use AC-1. Does this application involve the use of vertebrate animals? AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? research camps Bristol Bay, AK 3142-01 4-3-07 AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP Description Version File Name YES Attached On Page 6 of 7 .. - 755payment schedule (EE Foods is Coffee Point 1 Bristol Bay Payment Schedule 2007-08 115/2007 2:42:39 PM Seafoods) seasonxls Scope of work 1 Bristol Bay Scope of Work.doc 11/5/2007 2:41 :59 PM Internal documents for No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Eertify 8: Route Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Signi?cant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the Pl and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #63?8462. This is a scheduled pay budget-type--in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from the various seafood processors is attached. Assurance Statement Principal lnvestigaton?Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the PI Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by (not indicated) Page 7 of 7 .I .I.I.I.- - - J: - - -.-.- ?It? H'l' 1: - .- - it atJ.-- I?rr:_II II'll II .1I1II-I-II I'l_ r'I'rI 533ur-Min: nevi-vlaasall.? sins?era - UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A39996 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 4f25/2008 11:47 AM StarUEnd Dates Requested: 4(12?1997 - 381/2009 Sponsor Deadline: 511112008 Application Type: Non-Competing Supplement Sponsor: Leader Creek Fisheries, LLC Organization Code Receiving Funding: SCH SC (2620001000) Investigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 9,069 Total Costs: 0 2,358 Total Costs: 0 11,427 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquaticaz?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GM 13. Security and Export Control (not indicated) Non-Governmental Applications assess Page 1 of 7 (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use FILI I I I. I I l-ql-{Ilh-If: 2:r?i? AC-1. YES: Application involves the use of vertebrate animals. Comments - Waf?es-s - - .r Ij?fdull-1mes-?.-.- .-. :51:Ena?m?a?i?e?e?e9.52 in:- r' I II I This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget-type -- in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the reeaserch effort. In an effort to avoid problems that have occurred in the past with dUpIicate credits, the dept. wants to now treat this account like pay in advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from various seafood processors is attached. Details Number: Full Application Title: Short Title: Start/End Dates Requested: Sponsor Deadline: Date Needed From OSP: Sponsor Signed Copies Required: Sponsor Unsigned Cepies Required: Organization Code Receiving Funding Organization Code Receiving Funding: Box Number For Of?cial Correspondence: Application Type Application Type: After the Fact Application: Project Details Project Type: Funding Type: International Projects: Sponsor Sponsor name: Sponsor type: Address: City, State, ZIP: Country: Contact name: Contact phone: A39996 Bristol Bay Salmon Bristol Bay 3 4I1HQQ7 - 3/31/2009 511/2008 480/2008 (not indicated) (not indicated) SCH SC (2620001000) 355020 Non-Competing Supplement YES Grant Research: Applied NO Leader Creek Fisheries, LLC Private Industry 122 North 84th St. Seattle, WA, 98103 USA John Lowrance 206 782-5456 Page 2 of 7 . UPI-EH.552 H's - - . . "il5:?Ia-31ItI'_lu-u - I I --?rearm-Sh. inure-? . . - . Contact email: jmlovvrance@yahoo.com Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagec Email: Administrative Contact Name: Selected Unit: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Personnel (not indicated) 63-8462 A35922, A28756 Ray Hilborn (EIN: 866007575) SCH AQUATIC8FISHERY SC (2620001000) Professor SCH AQUATIC8FISHERY SC (2620001000) 355020 rayh 206-543-3587 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 877006544) SCH SC (2620001000) Manager Of Program Operations SCH SC (2620001000) jroshan 206-616-9521 206?616-8689 (not indicated) (not indicated) jroshan@u.washington.edu Christopher Boatright (EIN: 879006671) SCH AQUATIC8FISHERY SC (2620001000) Research Scientistiengineer 3 SCH AQUATIC8FISHERY SC (2620001000) cboat 206-543-7628 ma indicated) (not indicated) (not indicated) cboat@u.washington.edu Page 3 of 7 s. war-e - Name EID Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 866007575 Principal Investigator SCH SC No (2520001000) Abstract 8. RFAIRFP UW Abstract Bristol Bay. Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19303 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19803, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for Application/Proposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 08 Student Aid 38 Unallocated 9,069 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 9.059 Costs First Period Total (all periods) Amount Subject to Costs (base) FBA Cost Rate F31A Rate 26% First Period Total (all periods) A39996 Page 4 of 7 Total Costs Total Costs Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Ray Hilborn UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Cost Sharing Org Code 2620001000 Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name 2620001000 Aquatica?shery Sc Total Cost Sharing (not indicated) Compliance Questions and ExPlanations Financial and General First Period 0 Amount Cost Sharing Org Code Name Aquaticii?shery Sc Total (all periods) 11 ,427 Does this application commit UW funds for cost sharing, matching or program continuation? FG-2. Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13? Loca?on Other - US site (explain) Amount $0 NO YES This project takes pales in the watersheds of Bristol bay, Alaska and in meetings with industry typically held is processing plants in Bristol Bay. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? Does this application require any deliverables (other than the usual written progress reports)? NO FGJ. Does this application request administrative support or of?ce supplies? NO FG-8. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab Space, equipment, TBA personnel, joint appointments, etc)? Page 5 of 7 I I -I - --I -I5-113.- 3,43% I II. at #35354'l'l?l?fl'l Ill-lIl:l:l-l:l-l'l'l'lSecurity and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NG-S. Does this application involve flow?through funds? Enviromental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? HS-2. Will this research involve the use andior creation of human embryonic stem cells? Animal Use AC-1. Does this application involve the use of vertebrate animals? Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? UW-ASP research camps Bristc Bay, AK 3142-01 4/11/08 AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated I Internal documents for OSP Description Version File Name seasonxls scope of work 1 payment schedule 2 Internal documents for YES Attached On 4124/2008 9:30:40 AM 412512008 11:46:50 AM Page 6 of 7 Fri-1%" .?-FE?fi . -- {It H?l. I-C i' ?52's: I r'rp' I .r .r 4' .-.- - . (If'I'I..I I I II I I'llrl..-. . . . . . . II-II-attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certi?cation Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #53-8462. This is a scheduled pay budget-type -- in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the reeaserch effort. In an effort to avoid problems that have occurred in the past with duplicate credits, the dept. wants to now treat this account like pay in advance, whereby supplements! NEAs will be done as checks are received. Anticipated schedule of payments from various seafood processors is attached. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scientific conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the PI Assurance Statement. I understand that approving this YES electronicain is equivalent to my signature. Process Application is this application ready to be submitted to the sponsor by Page 7 of 7 1.5.. Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: AS4009 Long Title: Short Title: Last Completed Timestamp: Start/End Dates Requested: Sponsor Deadline: Bristol Bay Salmon Bristol Bay 3 11/12/2009 2:49 PM 4/1/1997 12/31/2010 11/10/2009 Application Type: Supplement and Extension Peter Pan Seafoods, lnc. SCH AQUATICSFISHERY SC (2620001000) Sponsor: Organization Code Receiving Funding: Principallnyestigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total Direct Costs: 0 Total Costs: 0 Total Costs: 0 Cost Sharing Total Cost Sharing: UW Summary by Unit Org Code 2620001000 Org Code Name Amount Aquatic6?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications AS4009 Total (all periods) 13,968 3,637 17,625 Total (all periods) $0 Page 1 of 7 - - 'l'l'l I 'l 'l l' .r ?E?rri . - - - - - 5535'" II I I r1: IFI. .- rui:Il(not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget?type, in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. To avoid problems such as duplicate credits, the department wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from various seafood processors is attached. Details Number: AS4009 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 StarUEnd Dates Requested: 4/1/1997 1213112010 Sponsor Deadline: 11/10/2009 Date Needed From OSP: Sponsor Signed Copies Required: (not indicated) Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Supplement and Extension After the Fact Application: YES Project Details Project Type: Contract Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Peter Pan Seafoods. Inc. Sponsor type: Private industry Address: the Tenth Floor 2200 Sixth Avenue City, State, ZIP: seattle, WA, 98121-1820 Country: USA Contact name: Dale Scharzmiller AS4009 Page 2 of 7 I'I.II I'l' rI I'll rI I'll I I I'll I'Il'fI15-? - - I I.I'd: EII1'.1. I.I affix-'1 .- I I I111: I II . I {II-l:I.LII-ll-t-[Inn-.were at.r'E"in 'lt--.-. i . 1-. . Contact phone: Contact email: 206?726-5999 dalesc@ppsf.com Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: Phone: Fax: Cell Phone: Pager Email: Pre-Award Budget Contact Name: Selected Unit: Title: Academic Horne Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: A54009 (not indicated) 63-6462 A26746 Ray Hilbom (EIN: 666007575) SCH SC (2620001000) Professor SCH AQUATICELFISHERY SC (2620001000) 355020 rayh 206-543-3567 206?665-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 677006544) SCH AQUATIC6FISHERY SC (2620001000) Manager Of Program Operations SCH AQUATIC6FISHERY SC (2620001000) jroshan 206-61 6-9521 206-61 6-6669 (not indicated) (not indicated) jroshan@u.washington.edu Christopher Boatright (EIN: 679006671) SCH AQUATIC6FISHERY SC (2620001000) Research Scientist/engineer 3 SCH 80 (2620001000) cboat 206?543-7626 (not indicated) (not indicated) (not indicated) cboat@u.washington.edu Page 3 of 7 Personnel Name EID Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 866007575 Principal Investigator SCH AQUATICSFISHERY SC No (2520001000) Abstract 8: RFAIRFP UW Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 1930s 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19805. our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for ApplicationIProposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code 01 Salaries and Wages Description First Period Total (all periods) 02 Service Contracts 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 08 Student Aid 38 Unallocated 13.988 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total Direct Costs 0 Total (all periods) 13,988 Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate FSA Cost Rate 26% A54009 Page 4 of 7 - -- - .3511; .. .- ..I .- ..-. ..-.-.-. . .rriFirst Period Total (all periods) Total Costs 0 3,637 First Period Total (all periods) Total Costs 0 17,625 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquaticd?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Locauon Other - US site (explain) This project is conducted in the watersheds of Bristol Bay, Alaska and in meetings with industry which are typically held in processing plants in Bristol Bay. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? Does this application require any deliverables (other than the usual written progress reports)? NO FG-T. Does this application request administrative support or of?ce supplies? NO AS4009 Page 5 of 7 5?5 15:25Ir:r: I I I I lily: IlI.I 555l:l: II I I: I I l:I'll I 3 this applica ve a interdisciplina approval? FG-9. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide N0 assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve ?ow-through funds? NO Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi?hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha?emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human N0 subjects? - HS-2. Will this research involve the use and/or creation of human embryonic stem cells? N0 Animal Use AC-1. Does this application involve the use of vertebrate animals? YES AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? Bristol Bay, AK 3142?01 3131;2009 Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? -0. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor Description Version File Name Attached On copy of check 1 copy of 11/122009 2:48:58 PM (not indicated) 1 10l23/2009 3:11:22 PM (not indicated) 1 Scope of 1003/2009 3:04:54 PM AS4009 Page 6 of 7 I'll- ktlt-LI'l'l'Internal documents for OSP No attachments have been associated Internal documents for Depti'School/College No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8; Route Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pi certi?es that the Pi and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarin excluded from covered transactions by any federal department or agency. The Pl af?rms that all Investigators on the project have read the UW investigator Signi?cant Financial interest YES Disclosure Policy for Sponsored Projects Does the preposed project require investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence. contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information This is one of several sponsors on the existing budget #63-8462. This is a scheduled pay budget?type, in which each year various seafood processors sign agreement letters which are the basis for their company's annual contribution to the research effort. To avoid problems such as duplicate credits. the department wants to now treat this account like Pay in Advance, whereby supplemental NEAs will be done as checks are received. Anticipated schedule of payments from various seafood processors is attached. Assurance Statement Principal lnvestigatorlProgram Director Assurance: I certify that the statements in this and the related sponsor application are true. complete and accurate to the best of my knowledge. I am aware that any false. ?ctitious. or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the Pt Assurance Statement. i understand that approving this YES electronically is equivalent to my signature. Process Application is this application ready to be submitted to the sponsor by AS4009 I Page 7 of 7 -. - r3-.-- -- -- .- - - r. . . r' r' ?or: -., -.-- .- - -li' ?if: "h 'iij'rig'r?} . I 1r - :E:i - :E?in??ashini?ietet: - awesome-iisear-is, a. -2, Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A65226 Long Title: Bristol Bay Salmon Short Title: Bristol Bay 3 Last Completed Timestamp: 2/11/2011 1:33 PM Start/End Dates Requested: 4/1/2011 - 3/31/2013 Sponsor Deadline: 2/17/2011 Application Type: Supplement and Extension Sponsor: Peter Pan Seafoods, Inc. Organization Code Receiving Funding: AQUATIC6FISHERY SCIENC (2630003000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26.0% First Period Total (all periods) Total Direct Costs: 0 13,066 Total FSA Costs: 0 3,396 Total Costs: 0 16,466 Cost Sharing Total (all periods) Total Cost Sharing: $0 ma Org Code Org Code Name Amount 2630003000 AQUATIC6FISHERY SCIENC $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A65226 Page 1 of 7 - e??Fi?. I I urn. - - - giggigaha? II DIEE l-f-IfI'll?15ll'l Illa-5?: f:l:l:l:11quill-IV..- .- 'II:l1:1" i ?3 . 32' -. 15+- - . - .- 5rIlfl I I - I. :ll:ll I. I II fur-i- ni- II. 31151:?! - I. I I. (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use YES: Application involves the use of vertebrate animals. Comments No comments currently entered. Details Number: A65226 Full Application Title: Bristol Bay Salmon Short Title: Bristol Bay 3 StartlEnd Dates Requested: 4x020? - 3/31/2013 Sponsor Deadline: 2/17l2011 Date Needed From OSP: 1i31l2011 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: AQUATICSFISHERY SCIENC (2630003000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Supplement and Extension After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Peter Pan Seafoods, Inc. Sponsor type: Private Industry Address: 2200 Sixth Ave, the 10th Floor City, State, ZIP: Seattle, WA, 98121-1820 Country: USA Contact name: Dale Scharzmiller Contact phone: (not indicated) Contact email: (not indicated) Additional Information for Existing Application or Award (if applicable) A65226 Page 2 of 7 .. 1-2? renew-sense I rl 'Irl Sponsor Number at UW: UW Budget Number: Previous Number(s): Pl and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: (not indicated) 63-8462 A28748, A54009 Personnel Name EID Ray Hilborn 866007575 Ray Hilborn (EIN: 666007575) AQUATIC6FISHERY SCIENC (2630003000) Professor SCIENC (2630003000) 355020 rayh +1 206 543-3587 (not indicated) (not indicated) (not indicated) rayh@u.washington.edu Jessica Roshan (EIN: 677006544) SCIENC (2630003000) Manager Of Program Operations SCIENC (2630003000) jroshan +1 206 616-9521 (not indicated) (not indicated) (not indicated) jroshan@uw.edu Christopher Boatright (EIN: 879006671) SCIENC (2630003000) Research Scientist/engineer 4 SCIENC (2630003000) cboat +1 206 543-7628 (not indicated) (not indicated) (not indicated) Role Type Principal Investigator SCIENC Selected UW Org Code (2630003000) Signi?cant Financial Interest No Page 3 of 7 - .H- arr-?.trIr. I'lnr I:f:ll I'its 31' Hawaiigash-s- . - ?tt?jj?t?i?ft??g?gt?tingqhil' I'llI?II'Irll2a.; . tow-4n {scares-es Abstract 8. RFAIRFP UW Abstract Bristol Bay, Alaska produces 50% of the world's supply of sockeye salmon. The Alaska Salmon research program was established in 1946 with ?nancial support of major Alaska salmon processors. There were three principal objectives: 1) investigate the causes of the decline in production that has occurred in most stocks since the 19305 2) work with government management agencies to increase our knowledge of the biology of salmon and the effects of the ?sheries on stocks, and 3) assist salmon processors by providing a second opinion on the matters of ?sheries management. With high levels of production since the 19803, our primary objectives now are to determine how to maintain the high production and provide information so that the salmon can be harvested and processed most ef?ciently by accurately forecasting the run and facilitating even distribution of ?shing throughout the run. Request for ApplicationiProposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Service Contracts 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 03 Student Aid 38 Unallocated 13,068 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 13,068 Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate Cost Rate 26.0% First Period Total (all periods) Total Costs I 3,398 First Period Total (all periods) Total Costs 0 16,456 A65225 Page 4 of -. - I IllCostSha?ng Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Ray Hilborn Cost Sharing Org Code 2630003000 Cost Sharing Org Code Name SCIENC UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code 2530003000 Org Code Name Amount SCIENC $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? Loca?on Other - US site (explain) This project is conducted primarily by meetings with industry in the processing plants of Bristol Bay, Alaska. FG-3. Are costs reimbursed at less than the federally negotiated rate for the FG-4. Does this application require any new, rental or renovation to existing space? FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular salary? FG-B. Does this application require any deliverables (other than the usual written progress reports)? FG-T. Does this application request administrative support or of?ce supplies? FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control A65226 Amount Page 5 of 7 Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? SEC-3. Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? NG-Z. Does this application have funding from a foreign source or foreign subsidiary entity? Does this application involve ?ow-through funds? Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multivhazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? Animal Use Does this application involve the use of vertebrate animals? AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? Bristol Bay, AK 3142-01 318112011 currently being renewed Does the application involve use of live vertebrate animals at any domestic (US) location other N0 than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? Are you citing any foreign sites for performance of live vertebrate animal work? NO ?Attached? Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP Description Version File Name (not indicated) 1 Scope of Workdoc Internal documents for No attachments have been associated Connected Budget Data A65225 YES Attached 0n Zia/2011 4:08:15 PM Page 6 of . I . . . . .-I-...-.-..-..- .- 11.135:.I.I.I I I.I.I.I I.II. .I.IIJI II-I'--IFII I I. I II areJeri-I-III'l- - I I "l'r-J-IrI-I-III-.I. 541.: I :I'jlh'b'i. I I I No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GM 1 Section 1.3.1. Additional Information (not indicated) Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this eGC?l and the related sponsor application are true. complete and accurate to the best of my knowledge. i am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scientific conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the Pl Assurance Statement. I understand that approving this (not indicated) electronically is equivalent to my signature. Process Application is this application ready to be submitted to the sponsor by (not indicated) A65226 Page 7 of 7 Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details A59164 Reducing foregone harvent by shanging in-season Management Number: Long Title: Short Title: Last Completed Timestamp: Start/End Dates Requested: Sponsor Deadline: Foregone Harvest 5/25f2010 6:05 PM 10l1f2010 - 12/30/2010 Application Type: Supplement and Extension Bristol Bay Regional Seafood Development Association SCIENC (2630003000) Sponsor: Organization Code Receiving Funding:- ?Principal Investigator Name: Ray Hilborn Budget Cost Rate: 5% First Period Total Direct Costs: 0 Total Costs: Total Costs: 0 Cost Sharing Total Cost Sharing: Summary Amount $0 Org Code 2630003000 Org Code Name SCIENC Total (all periods) 35,414 1,771 37,185 Total (all periods) $0 Compliance Questions Financial and General YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. FG-3. YES: costs are reimbursed at less than the federally negotiated rate for the UW. Security and Export Control (not indicated) Non-Governmental Applications ASE-3164 Page 1 of 7 (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) Comments No comments currently entered. Details Number: Full Application Title: Short Title: StarUEnd Dates Requested: Sponsor Deadline: Date Needed From OSP: Sponsor Signed Copies Required: Sponsor Unsigned Copies Required: Organization Code Receiving Funding Organization Code Receiving Funding: Box Number For Of?cial Correspondence: Application Type Application Type: After the Fact Application: Project Details Project Type: Funding Type: International Projects: Sponsor Sponsor name: Sponsor type: A59164 Reducing foregone harvent by shanging in-season Management Foregone Harvest - 128012010 612/2010 6i1i2010 0 (not indicated) SCIENC (2630003000) 357940 Supplement and Extension YES Contract Research: Applied N0 Bristol Bay Regional Seafood Development Association Association Non-Pro?ts Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): A591 64 (not indicated) 63?5772 51515 Page 2 of 7 - Igrig?'?b I . 1' rr?lr'rr v- -- ea:- rune-=54 ?rt-r-?ri-?rirr . . a .- - -: I: {Hal-1:2- I I-IEI 'lI'Ill I-I dull-I'.Il 'rget-54$. r? -- . 34:51:13.?115: I 1? 1? ?f PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: Phone: Fax: Cell Phone: Pagec Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Ray Hilborn (EIN: 866007575) AQUATIC3FISHERY SCIENC (2630003000) Professor AQUATIC6FISHERY SCIENC (2630003000) 355020 rayh +1 206 543-3587 (not indicated) (not indicated) (not indicated) Jessica Roshan 877006544) SCIENC (2630003000) Manager Of Program Operations SCIENC (2630003000) jroshan +1 206 616-9521 (not indicated) (not indicated) (not indicated) jroshan@uw.edu Christopher Boatright (EIN: 679006671) AQUATIC3FISHERY SCIENC (2630003000) Research Scientistiengineer 4 SCIENC (2630003000) cboat +1 206 543?7626 (nct indicated) (not indicated) (not indicated) cboat@u.washington.edu Personnel Name Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 866007575 Principal Investigator AQUATIC3FISHERY SCIENC No (2630003000) UW Abstract This supplement and extention will allow us to continue exploring the potential to modify in-season management of Briston Bay sockeye to A591 54 Page 3 of 7 1:152? "?255" - 35:21:;gfg 1:32-fot 5::35?as, -. reduce the amount of foregone harvest and increase the economic value of the harvest. We will eXplore a range of alternatives that could increase the volume and economic value of the harvest, and determine how such changes could be implemented. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 23,668 02 Service Contracts 03 Other Contractual Services 04 Travel 2,501 05 Supplies and Materials 3,000 06 Equipment 07 Retirement and Bene?ts 6,245 08 Student Aid 38 Unallocated Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 35,414 Costs First Period Total (all periods) Amount Subject to Costs (base) 35,414 Cost Rate Cost Rate 5% First Period Total (all periods) Total Costs 1,771 First Period Total (all periods) Total Costs 0 37,185 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: N0 Aggregate (NSF only): NO A59164 Page 4 of 7 II'l'_Ir'6+I."In. -Il arr .l'r .Fill'f'..I-I- I.I-I.I I. .I .II I.- I I'll I I I r" a chifs-1::- . -. - -. I.I. .ld f? - - I I-. I?d-I.I. I Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2630003000 SCIENC $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2630003000 AQUATICSFISHERY SCIENC $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? NO Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Field Stations in Bristol Bay, Alaska FG-3. Are costs reimbursed at less than the federally negotiated rate for the YES Explain Sponsors policy is to pay only 5% costs. Policy statement attached to gc1#51515. FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. vDoes this application provide compensation for overtime, Speciai premium, or other supplement to regular NO salary. FG-B. Does this application require any deliverables (other than the usual written progress reports)? NO FG-7. Does this application request administrative support or of?ce supplies? NO Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classification? NO Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? A59164 Page 5 of 7 I-ll-I:Iw?t?_Ii3:11-35IlIn:' Ir. I I p'{iisubsidia Eli? NG-3. Does this application involve ?ow-through funds? Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranios, gaseous N0 alpha?emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human I NO subjects? HS-2. Will this research involve the use andfor creation of human embryonic stem cells? NO Animal Use AC-1. Does this application involve the use of vertebrate animals? NO Attached Documents Documents to be Submitted to Sponsor Description Version File Name Attached On award doc to sign 1 Hilborn award doc.doc 5i26l2010 5:59:30 PM Internal documents for OSP No attachments have been associated Internal documents for Dep?School/College No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement Page 5 of 7 - - 'r'l I. I: Ilil"lh'l'll'rJ-L-LibIfl. lrl? 54:111.l-l-ll-l-lHid-3'11submitting this application, the PI certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.6.1. Additional Information (not indicated) Assurance Statement Principal InvestigatorfProgram Director Assurance: I certify that the statements in this eGCt and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the PI Assurance Statement. I understand that approving this eGCt YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA A59164 Page 7 of 7 Ef?e:- :57 33:25:: arses.- 'r - .- Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A51515 Long Title: Reducing foregone harvest by changing in-season management Short Title: foregone harvest Last Completed Timestamp: 9:12 AM StartiEnd Dates Requested: 8(15i2009 - 10i15/2009 Sponsor Deadline: 8/712009 Application Type: New Sponsor: Bristol Bay Regional Seafood Development Association Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 5% First Period Total (all periods) Total Direct Costs: 0 22,858 Total Costs: 1,143 Total Costs: 0 24,001 CostSha?ng Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquaticat?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. FG-3. YES: costs are reimbursed at less than the federally negotiated rate for the UW. Security and Export Control (not indicated) Non-Governmental Applications A51515 I Page 1 of? - . .- . Eta-W? - .a .. a; E13-..-. - -. 'r . . a n'w - Norah-hon . I-hl I -- I: I I I?ll I.II- II: I II I I II1I-liar-eh. . I: I r. r. Irr?g' J.- II'I'll(not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) acct comments The original proposal was for more money and over 2 years. has offered $24,000 initially over a period of a few months to make progress on some of the original objectives. Details Number: #51515 Full Application Title: Reducing foregone harvest by changing in-season management Short Title: I foregone harvest Start/End Dates Requested: 8i15i2009 - 10! 1512009 Sponsor Deadline: 817(2009 Date Needed From OSP: 8/612009 Sponsor Signed Copies Required: 1 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATICSFISHERY SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: New After the Fact Application: YES Project Details Project Type: Contract Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Bristol Bay Regional Seafood Development Association Sponsor type: Association Non-Pro?ts Address: (not indicated) City, State, ZIP: (not indicated), (not indicated), (not indicated) Country: (not indicated) Contact name: (not indicated) Contact phone: (not indicated) Contact email: (not indicated) A51515 Page 2 of 7 - - -- - - - - . -- .- . .. . . .. - .. . - . .. . - s- 2:9 iE-s?sii?i-?- #115" - - - 5' '6 :12E:'I-Flr'll Ilrl-?I' Ilrl 'l'lIIll I Ill-I'- I. I IIJ l-r_I I'll I'l' I I I I''ih 13?: air-.1: =4 - - - . Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): (not indicated) (not indicated) (not indicated) PI and Contacts I Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagan Email: Pre-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Personnel Name A51515 Ray Hilborn (EIN: 666007575) SCH AQUATIC6FISHERY 80 (2620001000) Professor SCH SC (2620001000) 355020 rayh +1 206 543-3567 (not indicated) (not indicated) (not indicated) rayh@u.washington.edu Jessica Roshan (EIN: 677006544) SCH AQUATICSFISHERY SC (2620001000) Manager Of Program Operations SCH SC (2620001000) jroshan +1 206 616-0521 (not indicated) (not indicated) (not indicated) jroshan@u.washington.edu Christopher Boatright (EIN: 679006671) SCH SC (2620001000) Research Scientist/engineer 4 SCH SC (2620001000) cboat +1 206 543-7628 (not indicated) (not indicated) (not indicated) cboat@u.washington.edu Role Type Selected UW Org Code Signi?cant Financial Interest Page 3 of 7 Ray Hilborn 886007575 Principal Investigator SCH AQUATIC8FISHERY 80 No (2020001000) Abstract 3. UW Abstract This project would explore the potential to modify in-season management of Bristol Bay sockeye to reduce the amount of foregone harvest. and increase the economic value of the harvest. We would explore a range of alternatives (described later) that could increase the volume and economic value of the harvest, and determine how such changes could be implemented Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 17,185 02 Service Contracts 03 Other Contractual Services 1,531 04 Travel 05 Supplies and Materials 08 Equipment 0? Retirement and Bene?ts 4,142 08 Student Aid 38 Unallocated Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 22,858 F8A Costs First Period Total (all periods) Amount Subject to F8A Costs (base) 22,858 F804 Cost Rate F8A Cost Rate 5% First Period Total (all periods) Total F8A Costs 1,143 First Period Total (all periods) Total Costs 0 24,001 A51515 Page 4 of 7 I-.IICost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Field Stations in Bristol Bay Alaska FG-3. Are FSIA costs reimbursed at less than the federally negotiated rate for the YES Explain Sponsors policy is to pay only 5% costs. Policy statement attached to application. FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? Does this application require any deliverables (other than the usual written progress reports)? NO FG-7. Does this application request administrative support or of?ce supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? A51515 Page 5 of 7 In?ll-bl r: 'lrl'l'l II. I I I I Ilr: I I. I Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? SEC-3. Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NG-S. Does this application involve ?ow-through funds? Enviromental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha?emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? HS-2. Will this research involve the use andlor creation of human embryonic stem cells? Animal Use AC-1. Does this application involve the use of vertebrate animals? Attached Documents Documents to be Submitted to Sponsor Description Version File Name (not indicated) 1 FRI - Hilborn Agreement .doc Internal documents for OSP Description Version File Name Sponsers policy F8A 1 Indirect Cost Original proposal 2 Hilborn proposaldoc Internal documents for DeptISchoolICollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated A51515 Attached On 7I10f2009 8:29:37 AM Attached 0n 8:38:38 AM 7:?212?2009 8:12:49 AM Page 6 of - - - - - - - - - - - - - . . . . . . . . . . . . . -J-- I-Il-.4313? "Fr555- Irma" 3' - 193:9? - - i- - - --.-- - - - . - :u -.-. - -. -. -..-. -. . I'll I I _Er_rf. I-Certify 8n Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Will sponsor documents be submitted electronically to the Sponsor? No Significant Financial Interest (SFI) Escalation of PI Certi?cation Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. - The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information The original proposal was for more money and over 2 years. has offered $24,000 initially over a period of a few months to make progress on some of the original objectives. Assurance Statement Principal lnvestigatorlProgram Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept reSponsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the Pl Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA A51515 Page 7 of? ..- --. An- easy. I areas - .5: I Il:lf'l:f:l'l I-'l'l'l'l'l'lI'Ip'l I'.-.. -. . .-.-. .-.- . . .-. .-. 5. -.-.- -.-.-.- -- . . .-. -.-. -- -.- III'll-F J.: . II I Lei-Ian-I1:115. 1+4} I33..- I-II-I- I I I I I-IIJI . InflIu?hII 'i - - I I -.IIiiII.I. I I II I I l-51:3: . f. 5.49. :Ir'Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details eGCi Number: A36415 Long Title: Finding common ground in marine conservation and management Short Title: Finding common ground Last Completed Timestamp: 3152006 6:24 PM StarUEnd Dates Requested: 4/1/2006 - 3131/2009 Sponsor Deadline: 3/1512006 Application Type: New Sponsor: University of California, Santa Barbara Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 12.5% First Period Total (all periods) Total Direct Costs: 0 32,124 Total Costs: 4,016 Total Costs: 0 36,140 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic?itfishery Sc $0 Compliance Questions-w Financial and General FG-3. YES: FSA costs are reimbursed at less than the federally negotiated rate for the UW. Security and Export Control (not indicated) Non-Governmental Applications A36415 Page 1 of 7 II-llIl 53+. . I {ct-I-I I-II-II-IIII-SII-E -IHEII I?ll I I-II II I I II I'3:5554-.- ?r255 .- .-: . - . . - -. . 5:35:35l-flrl-l-l-l-ll'l-YES: Application involves ?ow-through funds. Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) Comments No comments currently entered. Details Number: A36415 Full Application Title: Finding common ground in marine conservation and management Short Title: Finding common ground StartIEnd Dates Requested: 4/112006 - 3f31f2009 Sponsor Deadline: 3/15/2006 Date Needed From OSP: 311232006 Sponsor Signed Copies Required: 1 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATIC6FISHERY SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: New After the Fact Application: NO Project Details Project Type: Grant Funding Type: Training: Research International Projects: YES Sponsor Sponsor name: University of California, Santa Barbara Sponsor type: Public School, College, University Address: Marine Sciences institute University of California Santa Barbara City, State, ZIP: Santa Barbara, CA, 93106-6150 Country: US. Contact name: Bonnie Williamson Contact phone: 6051693-2344 Contact email: williamson@msi.ucsb.edu A36415 Page 2 of 7 Eli-'I'I"ll I I?l? I?filling?51.54: . . . .. n'rJ-r Fi?-4? 3.53:? too -.-- Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): UW Abstract (not indicated) (not indicated) (not indicated) PI and Contacts Principal Investigator Name: Ray Hilborn (EIN: 866007575) Selected Unit: SCH SC (2620001000) Title: Professor Academic Home Unit: SCH AQUATICEIFISHERY SC (2620001000) UW box number: 355020 NetlD: rayh Phone: 206-543-3587 Fax: 206-685-7471 Cell Phone: (not indicated) Pager: (not indicated) Email: rayh@u.washington.edu Administrative Contact Name: Jessica L. Roshan (EIN: 877006544) Selected Unit: SCH SC (2620001000) Title: Manager Of Program Operations Academic Home Unit: SCH SC (2620001000) NetlD: jroshan Phone: 206-616-9521 Fax: 206-616-8689 Cell Phone: (not indicated) Pager: (not indicated) Email: jroshan@u.washington.edu Pre-Award Budget Contact Name: (not indicated) Personnel Name EID Role Type Selected UW Org Code Ray Hilborn 866007575 Principal Investigator SCH AQUATICSFISHERY SC (2620001000) Abstract 8. Signi?cant Financial Interest No The purpose of the grant is to support a distributed graduate seminar across 6 universities to evaluate the status of marine ecosystems and ?sh stocks and ?nd common ground between ecologists and ?sheries scientists. The funding will support a staff person to coordinate the communication between the seminars. A38415 Page 3 of 7 l1H'r'r l::l - - inferth?iirri er assesses:ll-a?aar.'-.- "?31 shes-'- martHe" Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 24,960 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 7,164 08 Student Aid 38 Unallocated Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 32,124 Costs First Period Total (all periods) Amount Subject to Costs (base) 32,124 Cost Rate Cost Rate 12.5% First Period Total (all periods) Total Costs 4,016 First Period Total (all periods) Total Costs 0 36,140 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing A38415 Page 4 of .-: e- . -: .-: -. I 33132- ?Cirizixjejr hfigl??ie -. m: - - ci- i?ifltexw r- i re I Name Cost Sharing Org Code Cost Sharing Org Code Name Ray Hilborn 2620001000 Aquaticat?shery Sc UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquaticsi?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and ExPlanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? NO FG-3. Are FBA costs reimbursed at less than the federally negotiated rate for the YES Explain This will be a subcontract from UCSB on funds from the Gordon and Betty Moore Foundation. The GBMF oniy pays 12.5% indirect costs on contracts and none on sub-contracts. Letter from sponsor regarding indirect costs is attached to this GC1. FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, Special premium, or other supplement to regular NO salary? FG-G. Does this application require any deliverables (other than the usual written progress reports)? NO FG-T. Does this application request administrative support or of?ce supplies? NO FG-8. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications NG-1. Did. a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve flow-through funds? YES Originating Sponsor Name: Gordon and Betty Moore Foundation A33415 Page 5 of 7 Originating Sponsor Type: Enviromental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or Founda?on cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this appiication involve the use of human subjects? HS-2. Will this research involve the use andior creation of human embryonic stem cells? Animal Use AC-1. Does this application involve the use of vertebrate animals? Attached Documents Documents to be Submitted to Sponsor Description Version subrecipient form 1 Internal documents for OSP Description Version proposal 1 sponsor indirect cost letter 1 Internal documents for No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP Description Version Signed Subrecipient Form 1 Signed cover letter 1 Application Cover Letter to Sponsor 1 Certify 8: Route Application Documents Information File Name Subrecipient commitment forrn.doc File Name Hilborn proposal.doc Moore indirect cost letter.doc File Name UCSB - Subrecipient Form.pdf UCSantaBarbara_Hilborn_A3841 5.pdf Application Cover Letter to Sponsorpdf Will paper documents be submitted to OSP in support of this application? A3841 Attached On 352008 9:53:51 AM Attached On 335/2008 12:36:49 PM 3f5f2008 9:57:45 AM Attached On 41812008 1:49:06 PM 3/1112003 4:06:09 PM 3/11/2008 2:12:20 PM NO Page 6 of Will sponsor documents be submitted electronically to the sponsor? Yes, by the PI/research group sponsor website) Significant Financial Interest (SFI) Escalation of PI Certi?cation Disbarment Statement By submitting this application, the PI certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information (not indicated) Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the Pl Assurance Statement. I understand that approving this eGCi YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by A33415 Page 7 of 7 :?d'rr Ir 4 l-rll+Fl?ll1lr1 In. fl. 'l'$115.114.42-3-2-t15-1Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A39305 Long Title: Biocomplexity and management of Paci?c salmon Short Title: Salmon Biocomplexity Last Completed Timestamp: 4/25/2008 3:44 PM StarUEnd Dates Requested: 811/2008 - 5f31l'2011 Sponsor Deadline: 41130142008 Application Type: NomCompeting Renewal Sponsor: Gordon and Betty Moore Foundation Organization Code Receiving Funding: SCH SC (2820001000) Principal Investigator Name: Ray Hilborn Budget F8A Cost Rate: 12.5% First Period Total (all periods) Total Direct Costs: 940,987 3,218,111 Total F8A Costs: 113,871 381 ,889 Total Costs: 1,054,838 3,800,000 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2820001000 Aquatic8fishery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. FG-3. YES: F8A costs are reimbursed at less than the federally negotiated rate for the UW. Security and Export Control (not indicated) Non-Governmental Applications A39305 Page 1 of 7 .I-IJ I. I. - . . T??f I I: :34; 1515;171:532 .I .I. 5555'; I. I - -. 'rl- ?Ll. I "nuI'Zack-5. - - -- i? r" 'c-IllIl'dll II I rfr: I-III-IlrI:l.r:Il:nI'll l'lrll II I I I I ugllh-J: heat 31': #I'llhb'l -IlI-'r .r - I sisa- so {g . 'w(not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use AC-1. YES: Application involves the use of vertebrate animals. Comments No comments currently entered. Details Number: A39305 Full Application Title: Blocomplexity and management of Paci?c salmon Short Title: Salmon Biocomplexity Start/End Dates Requested: 61112008 51?31/2011 Sponsor Deadline: 4/30l2008 Date Needed From OSP: 4130l2008 Sponsor Signed Copies Required: 1 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Renewal After the Fact Application: NO Project Details Project Type: Grant Funding Type: Research: Basic international Projects: YES Sponsor Sponsor name: Gordon and Betty Moore Foundation Sponsor type: Foundation Address: Presidio of San Francisco PO. Box 29910 City, State, ZIP: San Francisco, CA, 94129-0910 Country: USA Contact name: Michael Webster Contact phone: 415 551 7557 Contact email: Michael.Webster@moore.org A39305 Page 2 of 7 I?ll513-233 - :5:rII.-II. II. - - -. . Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): (mt indicated) (not indicated) (not indicatedI'Ftp-:'I'l?seem chi-es. 1:2. - 5- statesand Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Personnel Name EID Ray Hilborn 866007575 Role Type Principal Investigator SCH SC Ray Hilbom (EIN: 866007575) SCH SC (2620001000) Professor SCH AQUATIC8FISHERY SC (2620001000) 355020 rayh 206-543-3587 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan 877006544) SCH AQUATIC8FISHERY SC (2620001000) Manager Of Program Operations SCH AQUATIC8FISHERY SC (2620001000) jroshan 206-61 6-9521 206-61 6-8689 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) Selected UW Org Code (2620001000) Abstract 3; UW Abstract I 4' ?f?ifi??l' - H: .-.-.- - -I-.- -.-.- - . . . . . . . . . . . . . II- I I I rIlIl II II Lil-I _r ATPu??z?u?h Ill-?'Ilrl 'rl I'Signi?cant Financial Interest No The conservation of Paci?c salmon depends on the scienti?c understanding of the biology of the species, and especially the role that biocomplexity of stock structure interacts with harvest management. This project has two major components. First we continue a 60 year program studying the biology of salmon in Alaska and their ecosystem in a range of habitats through a series of ?eld camps maintained by the A39305 Page 3 of 7 riv . .F-iri? ?Isar:l ?ail - 5-.- I. I .I .ILII II?551: I 3: sisI'l- ?f University of Washington. Secondly, we develop new methods of salmon harvest and habitat management, and transfer this technology to salmon managers in agencies around the Paci?c rim. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 466,814 1,643,704 02 Contract Personal Services 03 Other Contractual Services 145,600 436,800 04 Travel 57,600 182,800 05 Supplies and Materials 114,600 336,997 06 Equipment 07 Retirement and Bene?ts 95,702 355,305 08 Student Aid 30,651 99,505 38 Unallooated Other Object Codes (not indicated) Subcontracts FAS Object code Description First Period Total (all periods) 03-62 University of Alaska Fairbanks 15,000 45,000 03-62 World Wildlife Fund 0 73,000 03-62 University of British Columbia 15,000 45,000 Total Direct Costs Total Direct Costs F8A Costs Amount Subject to F8A Costs (base) Cost Rate F8A Cost Rate Total F8A Costs Total Costs Cost Sharing Cost Sharing Type(s) A39305 First Period 940,967 First Period 910,967 First Period 1 13,871 First Period 1,054,838 Total (all periods) 3,213,111 Total (all periods) 3,055,111 12.5% Total (all periods) 381 ,889 Total (all periods) 3,600,000 Page 4 of 7 .I.II5m?- - "if.I. .II.I.I.-I II.- I II I.II I.I. I.I-I I I I .I. I- II..-.II . II.I.I.-.I I I I I.I.I I I.I.I.I.I.?rstI.II I I.II I.I.I-ll. I. I II I 4:5'5 5'5 51'115'55154Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatico?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) The majority of the work will be conducted at ?eld stations in Alaska FG-3. Are FSIA costs reimbursed at less than the federally negotiated rate for the YES Explain The Gordon and Betty Moore Foundation only pays 12.5% indirect costs. Copies of this policy should be available at OSP for several recent grants from the same Foundation. FG-4. Does this application require any new, rental or renovation to existing space? NO Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-B. Does this application require any deliverables (other than the usual written progress reports)? NO FG-T. Does this application request administrative support or of?ce supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO A39305 Page 5 of 7 SEC-2. Will this project potentially be subject to export regulation? SEC-3. Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NG-3. Does this application involve ?ow-through funds? Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? Will the proposed project generate either hazardous waste without disposal options or mixed waste (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human subjects? Will this research involve the use andior creation of human embryonic stem cells? Animal Use AC-1. Does this application involve the use of vertebrate animals? AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non?UW personnel visiting the UW and working under a UW IACUC protocol? We have an existing IACUC protocol #314201 for these studies at these sites. The approval date is 4f11/08. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents" Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP Description Version File Name project budget 3 Hilborn budget?Moore.xls Full Project proposal 1 Outputs and activities for UW Moore Grant v2.doc Internal documents for DeptISchoolICollege No attachments have been associated Connected Budget Data No attachments have been associated A39305 YES Attached On 412512008 3:44:14 PM 3/25/2008 9:42:01 AM Page 6 of 7 Documents Uploaded by OSP Description Version File Name Attached On Fiscal Sponsor letter 1 Fiscal Sponsor - 3:35:09 PM Signed cover letter 1 3:09:23 PM Sponsor letter 1 A39305_GBMoore Letterpdf ?#282008 3:08:46 PM Application Cover Letter to Sponsor 1 Application Cover Letter to Sponsorpdf 4/28/2008 9:51:40 AM Certify 8; Route Application Documents Information Will paper documents be submitted to OSP in support of this application? N0 Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information (not indicated) Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this eGCl and the related sponsor application are true. complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the Pl Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by A39305 Page 7 of 7 - - - - I Illdl III'.I. .1. Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A35633 Long Title: Biocomplexity, Sustainability, and the Role of Small Populations Short Title: Pew Alaska Salmon Z- Last Completed Timestamp: 1011812007 11:41 AM Start/End Dates Requested: 101112007 - 913012003 Sponsor Deadline: 1012012007 Application Type: Non-Competing Renewal Sponsor: University of Miami Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 10% salary 13: fringe First Period Total (all periods) Total Direct Costs: 0 121,193 Total FSA Costs: 5,717 6,463 Total Costs: 5,717 127,556 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic?t?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in 13. FG-3. YES: costs are reimbursed at less than the federally negotiated rate for the UW. Security and Export Control (not indicated) Non-Governmental Applications A35033 Page 1 sf 7 "3-1-5 rat-Si?: If"? - .- .: NG-3. YES: Application involves ?ow-through funds. Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use YES: Application involves the use of vertebrate animals. Comments Subcontract agreement between the University of Miami and the University of Washington is attached. Sponsor requires 4 original signed copies. Prime award is from the Pew Charitable Trust. Subcontract to be incrementally funded. This award provides for year 2 funding and must be put in new budget. as each year's funds cannot comingle. Details Number: A35633 Full Application Title: Biocomplexity. Sustainability, and the Role of Small Populations Short Title: Pew Alaska Salmon StarUEnd Dates Requested: 1011/2007 - 9130/2008 Sponsor Deadline: 10/261200? Date Needed From OSP: 10/24/2007 Sponsor Signed Copies Required: 4 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATICSFISHERY SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Non-Competing Renewal After the Fact Application: YES Project Details Project Type: Contract Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: University of Miami Sponsor type: Private School. College, University Address: RSMAS, 4500 Rickenbacker Cswy City. State, ZIP: Miami, FL, 33149 Country: USA Contact name: Bonnie Townsend Contact phone: 305-421-4084 Contact email: btownsend@smas.miami.edu A35533 Page 2 of 7 Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Personnel Name Ray Hilborn Thomas Quinn Daniel E. Schindler Lorenz Hauser A35633 EID 866007575 881 003486 878002265 8640071 66 Role Type Principal Investigator Co-tnvestigator Can-Investigator Co-lnvestigator Prime Award number 2005-00746 (not indicated) A17723 Ray Hilborn (EIN: 866007575) SCH SC (2620001000) Professor SCH AQUATIC8FISHERY SC (2620001000) 355020 rayh 206-543-3567 206-665-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 877006544) SCH AQUATIC6FISHERY SC (2620001000) Manager Of Program Operations SCH AQUATICSLFISHERY SC (2620001000) jroshan 206-6169521 206-61 6-8669 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) Selected UW Org Code SCH AQUATIC8FISHERY SC (2620001000) SCH 80 (2620001000) SCH so (2520001000) SCH so (2620001000) Signi?cant Financial Interest No No No No Page 3 of 7 - . - .I.r:l.illil.llrl =16: ?1 - UW Abstract I II I II: tiff-it15:inanesea- - 4 sagas easestasis . - . I. . .dl- - .ra? I ?Ii: I I .I: 'll-ff Small populations are harbingers of range expansion and also precursors to extinction. We have a unique opportunity to study a large number of small populations of chinook, chum, pink, coho, and sockeye salmon in Bristol Bay Alaska, where the University of Washington has maintained ?eld stations and data series since the late 1940s. These streams are unique in the combination of long period of data records and the absence of anthropogenic habitat modi?cation, introduced exotic species, or arti?cial propagation. We propose to explore the dynamics of these small populations to provide insight on 1) how climate change may affect the distribution of salmon, 2) how networks of populations interact, in particular as metapopulations to in?uence stability and sustainability, 3) how multispecies assemblages differentially use habitat and interact, in particular how rare species interact with dominant species (sockeye salmon in Bristol Bay), 4) the frequency of colinization and extinction, and 5) the dynamics of very small populations as it relates to the dynamics of extinction. We will augment the existing long term abundance trends for 20 streams with more intense monitoring of abundance for 2 seasons, and use molecular genetic tools to determine the connectedness of individual populations and the importance of sources and sinks in population maintenance. Request for Applicatioanroposal or Program Announcement Number: Title: URL: Budget FAS Object code Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs Total Direct Costs Costs Description Salaries and Wages Contract Personal Services Other Contractual Services Travel Supplies and Materials Equipment Retirement and Bene?ts Student Aid Unallocated Amount Subject to Fans Costs (base) Cost Rate Cost Rate Total FBA Costs A35633 (not indicated) (not indicated) (not indicated) First Period First Period 0 First Period 57,166 First Period 5,717 First Period Total (all periods) 55,692 43,000 3,400 2,000 8,941 8,150 Total (all periods) 121,193 Total (all periods) 121,799 10% salary fringe Total (all periods) 6,463 Total (all periods) Page 4 of 7 Total Costs 5,717 127,656 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquaticc?it?shery Sc $0 Thomas Quinn 2620001000 Aquatico?shery Sc $0 Daniel E. Schindler 2620001000 AquaticS?shery Sc $0 Lorenz Hauser 2620001000 AquaticS?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&fishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and-Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Project involves ?eld work in the Bristol Bay Region of Alaska FG-3. Are costs reimbursed at less than the federally negotiated rate for the YES Explain Per the prime award, indirect cost are calculated at 10% salary and fringe FG-4. Does this application require any new, rental or renovation to existing space? NO FOE-5. ?Does this application provide compensation for overtime, special premium, or other supplement to regular NO sa ary. FG-6. Does this application require any deliverables (other than the usual written progress reports)? NO FG-7. Does this application request administrative support or office supplies? NO A35633 Page 5 of nastiness, - Raf-Fi?? .- r-?r .. vi, - lie-i? a? a 5? .- xii-riff? gainerr533, gegasa?a, i if ,e -- wt,- FG-B. Does this application Involve a UW Interdisciplinary facility, service center or institute a rova l? FG-Q. Does this application reqwre the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide N0 assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve ?ow-through funds? YES Originating Sponsor Name: Pew Charitable Trusts Originating Sponsor Type: Foundation Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi?hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells Does this application involve the use of human NO subjects? HS-2. Will this research involve the use andior creation of human embryonic stem cells? NO Animal Use AC-1. Does this application involve the use of vertebrate animals? YES AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? The work involves ?eld sampling of salmon in the Bristol Bay Region of Alaska. The work is approved under protocol 3142-01 approval date 4f03/07. AC-1-B. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? AC-1-C. Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor Description Version File Name Attached On Contract 1 Hilborm - University of Miamipdf 10f17f2007 3:09:13 PM Internal documents for OSP A35633 Page 6 of 7 - No attachments have been associated Internal documents for Dept/SchoollCollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP Description Version File Name Attached On Application Review Notice 1 Application Review Notice.html 10f22/2007 11:23:13 AM Certify gnome? Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.8.1. Additional Information Subcontract agreement between the University of Miami and the University of Washington is attached. Sponsor requires 4 original signed copies. Prime award is from the Pew Charitable Trust. Subcontract to be incrementally funded. This award provides for year 2 funding and must be put in new budget, as each year's funds cannot comingle. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the Pl Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA A35633 Page 7 of 7 can 386 1111"" 7" 535' - "1:31.I-IIL Eire41Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A36294 Long Title: San Diego Sea Urchin Data Analysis Short Title: Sea Urchin Data Last Completed Timestamp: 11/5/2007 7:00 PM Start/End Dates Requested: 12/1/2007 - 11/30/2008 Sponsor Deadline: 12/10/2007 Application Type: New Sponsor: San Diego Watermen's Association Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 56% First Period Total (all periods) Total Direct Costs: 0 4,207 Total Costs: 2,356 Total Costs: 0 6,563 Cost Sharing Total (all periods) Total Cost Sharing: I $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aguatic?tfishery Sc $0 Compliance Questions Financial and General (not indicated) Security and Export Control (not indicated) Non-Governmental Applications A36294 Page 1 of 7 - .- .- FREE c-I'll: H?i?iallafuf I. ski-BL. I I I 'l'l'l?l l'l'l'l'l'l'l'llsense Il-l''l'l'l'l-leasement-t "in. ,r - (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) Comments No comments currently entered. Details Number: A36294 Full Application Title: San Diego Sea Urchin Data Analysis Short Title: Sea Urchin Data StarUEnd Dates Requested: 12/1/2007 - 1113012008 . Sponsor Deadline: 12/10/2007 Date Needed From OSP: 12/1/2007 Sponsor Signed Copies Required: 1 Sponsor Unsigned Copies Required: (not indicated) 1. Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2520001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: New After the Fact Application: YES Project Details Project Type: Contract Funding Type: Research: Applied international Projects: NO Sponsor Sponsor name: San Diego Watermen's Association Sponsor type: Association Non-Pro?ts Address: 11103 Highway 57 City, State, ZIP: Lakeside, CA, 92040 Country: USA Contact name: Peter Halmay Contact phone: (619) 957-7121 Contact email: phalmay@earthlink.net Additional Information for Existing Application or Award (if applicable) A36294 .- Page 2 of 7 Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts I Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Personnel Name EID Ray Hilborn 866007575 Abstract 8. RFAIRFP UW Abstract In this project, data collected by sea urchin ?shermen in San Diego will be organized and put into a data base, and summary reports generated for the sea urchin ?shermen. The data will be used at UW in a thesis to model the dynamics of the sea urchin ?shery. Role Type Principal investigator SCH II: -.I- I l-r I-331-5; :I'll??idill . I I Hr:- .. . . nut-'1 - 7:3. 3.3.- 553.53PII?ll I: . 1'11 . I. . lull:- -I- - -- .-.-.- -. -- . '1 '1 II. II II I II-IJ: . IJ-II: I I I ii? ll l :lI I. II I p?q?ppqI-..-. . .- . i 50.400530. 0.0.0. 5. (not indicated) (not indicated) (not indicated) Ray Hilborn (EIN: 866007575) SCH SC (2620001000) Professor SCH SC (2620001000) 355020 rayh 206?543-3567 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 377006544) SCH SC (2620001000) Manager Of Program Operations SCH SC (2620001000) jroshan 206-61 6-9521 206?61 6-8689 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) - Selected UW Org Code (2620001000) Request for Application/Proposal or Program Announcement Number: A36294 (not indicated) Signi?cant Financial Interest Page 3 of 7 I . 1g: - - Iqli?l-Iil II l'l II:I:l:l:l:l:l:l:l-l:l:l-l?shii?i?is??r ?re-swank ?:11. L. I I I'I:Ifl:l:l-- I. I I I. fr rlf-Il I. Il:l ?1 -I 11:11:31.Ill?it-1E.- q: II.- l:l-lf: I'll'13'rl'h. - II. I I. l'l'l'l'l'l'lI'lrl I II r:l Irl:l r- I PEI. Ii_lf?'lfl If I I. Il-l-:l?rif? I..- if Jill I- II 'l 'l-l'l'l'l'l'l'l'l'l-l fl'l'l'l'l' I l'fl' 'l l-l'l'l-l I I 'r(not indicated) (not indicated) Budget FAS Object code Description I First Period Total (all periods) 01 I Salaries and Wages 3,780 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 I Retirement and Bene?ts 42? 08 Student Aid 38 Unallocated Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 4,207 FEIA Costs First Period Total (all periods) Amount Subject to Costs (base) 4,207 PM Cost Rate Cost Rate 55% First Period Total (all periods) Total Costs 2,355 First Period Total (all periods) Total Costs 0 6,563 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatictt?shery Sc $0 A36294 Page 4 of 7 -. War figas: some .-..- ?Hit?g?oaxg?y?? shines. . .- - I: -. eases w, wings . - . -- . 'r r" - - rig-gags ?-?J??l?xliEndings" - --.-.--. -.-.-.-.-.-.-.-..-.-- .-.-.-- -.-. - - . -- .- I. - I ill-lg}. I. I "9:444." +3351; - _1 -- - :1 ?kg-h .- 1 (Ha?w? UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Cede 2620001000 Amount $0 Org Code Name AquaticS?shery Sc Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? FG-3. Are costs reimbursed at less than the federally negotiated rate for the FG-4. Does this application require any new, rental or renovation to existing space? FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular salary? Does this application require any deliverables (other than the usual written progress reports)? FG-7. Does this application request administrative support or of?ce supplies? FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional approval? Does this application require the review of organizations not otherwise identi?ed on this application by the personnel involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NG-3. Does this application involve flow?through funds? Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents Exempted Select Agents or Toxins? A36294 Page 5 of EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use andIor creation of human embryonic stem cells? NO Animal Use AC-1. Does this application involve the use of vertebrate animals? NO Attached Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP Description Version File Name Attached 0n draft contract from sponsor 1 contract_UW.doc 11/5f2007 6:44:03 PM Internal documents for No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8: Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Will sponsor documents be submitted electronically to the sponsor? No Signi?cant Financial Interest (SFI) Escalation of PI Certi?cation Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?n'ns that all Investigators on the project have read the UW Investigator Signi?cant Financial interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. A36294 Page 6 of 7 F: Eli-'13 ?Ii-?u . 291F'Il'l I I J'i'Wag?45--.- . . . --.-.- I I .- I.I.-.- .. . . - I.II.I.ILI.335witI'll I..35.: .: a. -.I ?gs-I'Illr'l I . I.Il--:-II-I I . - -.--.-- I Idl'I I I.I-LI I'll I: I :Irr.r'Tr-rfr' r- - .Iru - - I.II I.I. I.I. I.II I-Llr-_ .II-I.I.-I. n" . Additional Information (not indicated) Assurance Statement Principal InvestigatorIProgram Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the Pl Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by A36294 Page 7 of 7 I II. I I II: I I?Irl Irl Irl ..-. -: . 1:1: "if I- fl: - .1. Hall-p- II .- . . . I.-. -. . - - . - -. 'l-I I fury I. - I 5':th I I I.4:35:1:3. 3'3' 3-31Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A36294 Long Title: San Diego Sea Urchin Data Analysis Short Title: Sea Urchin Data Last Completed Timestamp: 11/5/2007 7:00 PM Start/End Dates Requested: 12l1/2007 - 11/30l2008 Sponsor Deadline: 12/10/2007 Application Type: New Sponsor: San Diego Watermen's Association Organization Code Receiving Funding: SCH AQUATICEIFISHERY SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 56% First Period Total (all periods) Total Direct Costs: 0 4,207 Total Costs: - 2,356 Total Costs: 5. 0 6,563 We Total (all periods) Total Cost Sharing: $0 Lemmas by Unit Org Code Org Code Name Amount 2620001000 Aquatic&fishery Sc $0 Compliance Questions Financial and General (not indicated) Security and Export Control (not indicated) Non-Governmental Applications A36294 Page 1 of 7 lair-:2" - 1F . . - ?We? r?ilir- iri'l. -. "f -- ?Rim-'7 sin"13:5 :55 3:173- Uta-'33 5' ?Iii-"e '57'li'aiIla: .I II I. 'l'l'l-l'l'l Il'l-l l'l'l'l'l'l-l'l'ERR1'insane-en. .. . M. . Ef?e-?r. 'F?wx-3:35..-. (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) 9601 Comments No comments currently entered. Details Number: A36294 Full Application Title: San Diego Sea Urchin Data Analysis Short Title: Sea Urchin Data Start/End Dates Requested: 12I1I2007 - Sponsor Deadline: 1211012007 Date Needed From OSP: 12/1/2007 Sponsor Signed Copies Required: 1 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiying Funding: SCH AQUATICSFISHERY 80 (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: New After the Fact Application: YES Project Details Project Type: Contract Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: San Diego Watermen's Association Sponsor type: Association Non-Pro?ts Address: 11103 Highway 67 City, State, ZIP: Lakeside, CA, 92040 Country: USA Contact name: Peter Halmay Contact phone: - (619) 957?7121 Contact email: phalmay@earthlink.net Additional Information for Existing Application or Award (if applicable) A35294 Page 2 of 7 I I I .I..I.I II..I ..I I.: - - -..I-.-.I I.I.I..I.I.I.I.I.I..I-.-. I.I..I I I I..I - I I..I I - -..- -- .IEH'IFE'Iit?th?tit?tt??t 'l?'l?ii?'li?vl.Izr-5'1: 3' $55" - If $111 :I.I. r. -.-I'Irf'-III.llI'I.-. .-I. - -.-. .-- I.IIIfir-I r-Isis-Snips: I: I.35Sponsor Number at UW: UW Budget Number: Previous Number(s): Wtacts I Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagan Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Personnel Name EID Role Type (not indicated) (not indicated) (not indicated) Ray Hilborn (EIN: 666007575) SCH SC (2620001000) Professor SCH SC (2620001000) 355020 rayh 206-543?3587 206?665-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 877006544) SCH SC (2620001000) Manager Of Program Operations SCH 30 (2620001000) jroshan 206-616-9521 206-61 6-8689 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) Selected UW Org Code Ray Hilborn 866007575 Principal Investigator SCH SC Abstract 3. RFAIRFP UW Abstract (2620001000) Significant Financial Interest No In this project, data collected by sea urchin ?shermen in San Diego will be organized and put into a data base, and summary reports generated for the sea urchin ?shermen. The data will be used at UW in a thesis to model the dynamics of the sea urchin ?shery. Request for Application/Proposal or Program Announcement Number: A362Q4 (not indicated) Page 3 of 7 - -- :rTwp-aswarii'la?atte355.I-I I: II. I II I asset rm? Title: URL: Budget FAS Object code Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs Total Direct Costs FSA Costs Description Salaries and Wages Contract Personal Services Other Contractual Services Travel Supplies and Materials Equipment Retirement and Bene?ts Student Aid Unallocated Amount Subject to Costs (base) Cost Rate F3.A Cost Rate Total Costs Total Costs Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Ray Hilborn A36294 Cost Sharing Org Code 2620001000 (not indicated) (not indicatedIii-m {fl?a1.11 First Period First Period 0 First Period First Period First Period 0 Cost Sharing Org Code Name Aquaticst?shery Sc I I I IIPII IFII .1. -.-.-.-..- -.- Inh?'I?ll-If I ?l ?I-Irl I Total (all periods) 3,780 427 Total (all periods) 4,207 Total (all periods) 4,207 56% Total (all periods) 2,356 Total (all periods) 8,553 Amount $0 Page 4 of "11:455. 5.5;qu chCost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code 2620001000 Org Code Name Amount Aquatic&?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? NO FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? - FG-G. Does this application require any deliverables (other than the usual written progress reports)? NO FG-7. Does this application request administrative support or of?ce supplies? NO FG-8. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc.)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve flow-through funds? NO Enviromental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? A35294 Page 5 of 7 ?a say-'1 as at stir-Enig- II- 5.I.r5133r'I gig-i} knitEriI'l-l - EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? NO Animal Use AC-1. Does this application involve the use of vertebrate animals? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP Description Version File Name Attached On draft contract from sponsor 1 contract_UW.doc 11/5/2007 6:44:03 PM Internal documents for Dep?School/College No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8: Route Application Documents Information Will paper documents be submitted to OSP in support of this application? NO Will sponsor documents be submitted electronically to the sponsor? No Signi?cant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the . research) have not been debarred, suspended, proposed for debannent, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI affirms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. A36294 Page 5 of 7 Additional Information (not indicated) Assurance Statement Principal lnvestigatorIProgram Director Assurance: certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminat, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. am the Pl and I have read and agree with the Pl Assurance Statement. I understand that approving this eGC?l YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA A36294 Page 7 of 7 I. II'l'l-l l'l I I . r5 ?r?ihw?fI'll.- I fr-' 1; -.- 5: . "Hu- E-?idll'l'In'- I I I I l.-Ill-p-l-l-l I-l II. -I.- Illa??I?l- .L . . -. - :f'v'r chili-3'5: :59: . ran-an 9'43. . . .i-F - .- I. I. I'll II: - r'rr I I I. I. II: II: Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A6367 Long Title: Chignik Sockeye Studies: In-Season Forecasting of Adult Sockeye Salmon Migrations Short Title: Chignik Lakes Last Completed Timestamp: 5/ 17I2004 10:02 AM Start/End Dates Requested: 5/1/1995 - 4/30/2005 Sponsor Deadline: 513032005 Application Type: Competing Supplement Sponsor: Chignik Regional Aquaculture Association Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 1,964 Total Costs: 516 Total Costs: 0 2,500 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 AquaticaFishery Sc $0 Compliance Questions Financial and General YES: Proposed project will be conducted off?campus (excluding outgoing subcontracts) as stated in GM 13. Security and Export Control (not indicated) Non-Governmental Applications A6367 Page 1 of 7 -.I.I-.- II I .I I .I..f'i?'H'i'H I hair-375I?ll J. J. - -. Elli-fail" I a . Hr r-IIE-t-l: - - - f? Ill'l'I I. I'I'f_l_Ir. .rl' Ifl:l. .l'l ?l -: .-.-.C .ll..I IP- I':''Il: r" hull: I I I I I ?Jill-Ea- ff?f'h'll'l?lln II. Il-I-I-l-rl-: II GIL-- I I I IMill.II:-Fll - - ill-I'll- . - (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) Comments Data analysis only. Animal work not involved. Anticipated supplemental funding is $2,500. Details 6601 Number: Full Application Title: Chignik Sockeye Studies: ln-Season Forecasting of Adult Sockeye Salmon Migrations Short Title: Chignik Lakes Start/End Dates Requested: Sit/1995 - 4i30l2005 Sponsor Deadline: 51302005 Date Needed From OSP: (not indicated) Sponsor Signed Copies Required: (not indicated) Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATICSFISHERY SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Competing Supplement After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: (not indicated) Sponsor Sponsor name: Chignik Regional Aquaculture Association Sponsor type: Association 8: Non?Pro?ts Address: 2731 Meridian St. #3 City, State, ZIP: Bellingham, WA, 98225 Country: (not indicated) Contact name: Charles McCallum Contact phone: (not indicated) Contact email: (not indicated) A8367 Page 2 of -- - E?s-megawin-steer: ?ap-Hm.4.- a: slit-Illi'IJ I'll II I I. .4 .-.. .Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous eGC?t Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Personnel Name EID Ray Hilborn 666007575 Role Type Principal Investigator SCH SC Abstract 3: RFAIRFP UW Abstract (not indicated) 63-3464 (not indicated) Ray Hilborn (EIN: 666007575) SCH SC (2620001000) Professor SCH SC (2620001000) 355020 rayh 206?543-3567 206-665-7471 (not indicated) (not indicated) rayh@u.washington.edu Joan Mason Bodey (EIN: 867003946) SCH AQUATICSFISHERY SC (2620001000) Manager Of Program Operations SCH SC (2620001000) jbodey 206-616-9521 206?616?6689 (not indicated) (not indicated) jbodey@u.washington.edu (not indicated) Selected UW Org Code (2020001000) Signi?cant Financial Interest No The primary objective of this project is to conduct an annual monitoring of Chignik Lakes sockeye salmon and their environment. The resulting database will be used to assess changes in adult salmon production that have a direct impact on the Chignki community and ?shery. Funding will provide time for R. Hilborn to respond to questions from CRAA relevant to current Chignik management and past data collection projects regarding changes in Black Lake. A8367 Page 3 of 7 Jr-1. ME.- .- -. - -- -.-. - .- . . - -. -- - -. .-.-- - - - .53" I - -. xii-.5- .1155hail5:1' moi-'Eff-5'13-IIii-lie. .- I l..lI I.ll I,lIn.-.-.-.-.-. -. - -. - -. of .. 'a 5133:3555?- 5:Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages subtotal 1,630 02 Service Contracts 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts subtotal 354 08 Student Aid 38 Unallocated Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 1,984 Costs First Period Total (all periods) Amount Subject to Him Costs (base) 1,984 Cost Rate Cost Rate 26% First Period Total (all periods) Total Costs 516 First Period Total (all periods) Total Costs 0 2,500 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing A8367 Page 4 of 7 r'r' 3: I: l-l - I Il-I-l-l-I-l-l-l333-3: $143? H. .- . aim-?.-.-. .-. . -: . .- -. a. -. -, ,g-ml: 4543IrI'lf'lrl II: :Ir'1-r-r-.-.-. . -. - -- r' r'-I I, '1 "are: 1. 31o: I fair hip? II: I IrlurIl-l-l-I-I-I??l I I l-lr?I-f IrrLIFE illI'll' I. It: - -- - 'r-r I I r'r'rr'Irr--' Jill-:5Ill{512Iii-:1- I. II ll-l:l:I?ll- I'i-Ill-"i"I IrWondering-2:5 r-L-r-L-roName Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 AquaticaFishery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&Fishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other US site (explain) Chignik Lakes region in Alaska. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? Does this application require any deliverables (other than the usual written progress reports)? NO FG-Y. Does this application request administrative support or of?ce supplies? NO FG-S. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO- approval? FGAQ. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Will this work be subject to export regulation, andlor will it require restriction on information or personnel, NO or security classi?cation?span Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? (not indicated) SEC-2. Will this project potentially be subject to export regulation? (not indicated) SEC-3. Will this project require restriction on information, personnel or security classi?cation? (not indicated) Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO A8367 Page 5 of 7 I II. IllMani-.4: - res"its -. I - I I I I -Igar, -: 1: 35253:: for: .r a, .: -1- - I..- I I {fair-'5! {Er-Jr a- I II . I'll]: Irriheave-a? sit.- {ll-:ll II lI I -- -- II-fin-rteriiff??-ih?h?l: at- NG-3. Does this application involve ?ow-through funds? NO Enviromental Health and Safety Does the sponsor require UW Environmental Health Stamp; Safety and/or Institutional Biosafety NO Committee (IBC) review prior to submission to the sponsor? EHS-2. Will Select Agents anthrax) be used, transferred, or purchased for the proposed project? NO EHSHS. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells Does this application involve the use of human N0 subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? (not indicated) Animal Use Does this application involve the use of vertebrate animals? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for Dept/SchoollCollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? (not indicated) Will sponsor documents be submitted electronically to the sponsor? (not indicated) Significant Financial Interest (SFI) Escalation of PI Certi?cation Disbarment Statement By submitting this application, the Pl certi?es that the Pt and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. A8367 Page 6 of i? fr 'l I l?l' I l'l'l'l-.-.- .n 155:; ll: Ila-I I I .I II I ILL-}Irfreer-n+9. -- ?miI?d-kl IzlI.-- II - 2:2: 2-5-1: Iii?3:3 we The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or sign this application. For information on approval of applications (not indicated) in the Pl's absence, contact your department administrator/chair and read GIM 1 Section 1.3.1. Additional Information Data analysis only. Animal work not involved. Anticipated supplemental funding is $2,500. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true. complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious. or fraudulent statements or claims may subject me to criminal. civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the PI Assurance Statement. I understand that approving this (not indicated) electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by A3357 Page 7 of 7 - 'r13seame-:35. I-hfl3:232:51}? .: 31+ . r15? "33cF?is?? a a - -. 4' Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details eGCl Number: A16395 Long Title: Chignik Sockeye Studies: ln-Season Forecasting of Adult Sockeye Salmon Migrations Short Title: Chignik Lakes Last Completed Timestamp: 8(1/2005 8:36 AM StartlEnd Dates Requested: 511/1 995 - 6(30/2006 Sponsor Deadline: 8(1/2005 Application Type: Supplement and Extension Sponsor: Chignik Regional Aquaculture Association Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: - Ray Hilborn Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: . 0 1,984 Total Costs: 516 Total Costs: 0 2,500 Cost Sharing Total (all periods) Total Cost Sharing: $0 uw Summary by Unit Org Code Org Code Name Amount 2620001000 AquaticSFishery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A18395 Page 1 of? Irl - . . . . . a . #525:Hill.?- ..II. I'll..II.. -I .I..I1:113-rlrl_lnIll-Ir II.I I IlI-I I'r I'r I'rfl'r"" --I- - Ir-r- 4 (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) ch1 comment's After-the-faot. Letter dated July 1, 2005 and check #3511 for $2,500 from CRAA are attached. Data analysis only. No animal work is involved. 53min; Number: A18395 Full Application Title: Chignik Sockeye Studies: ln-Season Forecasting of Adult Sockeye Salmon Migrations Short Title: Chignik Lakes Start/End Dates Requested: 5m1995 6/30f2006 Sponsor Deadline: 8102005 Date Needed From OSP: 8/122005 Sponsor Signed Copies Required: (not indicated) Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Supplement and Extension After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: (not indicated) Sponsor Sponsor name: Chignik Regional Aquaculture Association Sponsor type: Association 8. Non-Pro?ts Address: 2731 Meridian Street, #5 City, State, ZIP: Bellingham, WA, 98225 Country: (not indicated) Contact name: Matthew Siemion Contact phone: 360-647-2401 Contact email: westone42@hotmail.com A18395 Page 2 of 7 31.piLLEE 'I'll-Ill I. 'l'_:fl'II Ii r-Ill:IhlI'lltil-5' 1'Il-l'L'i-Il:l I I .- .- -.-: "@3114ail.-. eff.- . .r .- .r Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: (not indicated) UW Budget Number: 63-3464 Previous eGCt Number(s): (not indicated) Pl and Contacts Principal Investigator Name: Ray Hilborn (EIN: 866007575) Selected Unit: SCH AQUATICSFISHERY SC (2620001000) Title: Professor Academic Home Unit: SCH SC (2620001000) UW box number: 355020 NetlD: rayh Phone: 206?543-3567 Fax: 206-665-7471 Cell Phone: (not indicated) Pager: (not indicated) Email: rayh@u.washington.edu Administrative Contact Name: Joan Mason Bodey (EIN: 667003946) Selected Unit: I SCH SC (2620001000) Title: Manager Of Program Operations Academic Home Unit: SCH 80 (2620001000) NetlD: jbodey Phone: 206-616-9521 Fax: 206-616-8639 Cell Phone: (not indicated) Pager: (not indicated) Email: jbodey@u.washington.edu Pre-Award Budget Contact Name: (not indicated) Personnel Name EID Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 866007575 Principal Investigator SCH AQUATICSFISHERY 80 No (2620001000) Abstract RFAIRFP UW Abstract The primary objective of this project is to conduct an annual monitoring of Chignik Lakes sockeye salmon and their environment. The resulting database will be used to assess changes in adult salmon production that have a direct impact on the Chignik community and ?shery. Funding will provide for the Principal Investigator to respond to questions from the Chignik Regional Aquaculture Association relevant to current Chignik ?shery management and past data colleciton projects regarding changes in Black Lake. A16395 Page 3 of 7 Request for Applicatioanroposal or Program Announcement Number: Title: URL: Budget FAS Object code Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs Total Direct Costs FSA Costs (not indicated) (not indicated) (not indicated) Description Salaries and Wages subtotal Service Contracts Other Contractual Services Travel Supplies and Materials Equipment Retirement and Bene?ts subtotal Student Aid Unailocated Amount Subject to FSA Costs (base) Cost Rate FSA Cost Rate Total FSA Costs Total Costs Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing A1 8395 First Period First Period 0 First Period First Period First Period 0 Total (all periods) 1 ,610 374 Total (all periods) 1 .984 Total (all periods) 1 ,984 26% Total (all periods) 516 Total (all periods) 2.500 Page 4 of 7 :r -.- - -.-.-- .-.-. . -. ..- .-.-.-.-.- -.-.-.-.-. .- .--.-..-.- . -.-.-. . ."l"l_ll - Ir - Ir- I'l-I' 15": - I. II I I. Ill. I If} I I If Ilr' .l .I.I I I If .I.I. . .IlIlI sate?"spa - .:rr . 'i . - tun-av-wrvev a? :vIrtat' vie" r? =23! '4:saz?sya?sme??snmagmas-.II.-.?ff?ss gr gig-esIii.I.I N: r: - - I'L'u'slu'u' ?IaIu?ner41.-.-. - . . ..I. .I . .I.I..I. .I.I.Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&Fishery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Cede Name Amount 2620001000 AquaticaFishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Work will be done in the Chignik Lake region of Alaska. FG-3. Are FSA costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-S. Does this application require any deliverables (other than the usual written progress reports)? NO FG-Y. Does this application request administrative support or of?ce supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments. etc)? Security and Export Control Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? - NO Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve flow?through funds? NO A18395 Page 5 of 7 ts.- - . .- Ir. IFIFII I'l?ll .rlFl-III'llI'llI 'l I - II. II.- II 'l ll-l:l-1r?. .I 111 II r_I- F_f_f_frr _l 1- r. Ir.- J- I _I'Il'r _l J-r 1: 1: it"l I. {mg-.3 I I'll I I . ?aw-,5 r' --. I.I 1" I nest-41:1" "1:3:3'1 elf-3' -. - ?fii?? ace-ar-r-r-I' Jana-Er r1?! - I I I 53 r'u' Enviromental Health and Safety EHS-1. Does the sponsor require UW Environmental Health & Safety and/or Institutional Biosafety N0 Committee (IBC) review prior to submission to the sponsor? EHS-2. Will Select Agents anthrax) be used, transferred, or purchased for the proposed project? NO EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human N0 subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? (not indicated) Animal Use AC-1. Does this application involve the use of vertebrate animals? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for Dept/SchooIIColIe-ge No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8. Route Application Documents Information Will paper documents be submitted to OSP in support of this application? (not indicated) Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred. suspended, proposed for debarment, declared ineligible or voluntarin excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Significant Financial Interest YES Disclosure Policy for Sponsored Projects A18395 Page 6 of 7 I. .- . I .- 3.5.: - - 'rlrruu'u" u'u'n .l . .ll'rllfrillqu lI-l-Ital-Il.I-II: .- I II-Il-l-l-l-p-f I I. I 11Il-l---III-II I I I-II I I I-II I ll. Ill-l- l-?Hilr-trll I-l- LII lull Inhl LII "Inn . - .Ir Err. Ill-II Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or sign this application. For information on approval of applications YES in the PPS absence, contact your department administrator/chair and read GIM 1 Section 1.3.1. Additional Information After-the-fact. Letter dated July 1, 2005 and check #3611 for $2,500 from CRAA are attached. Data analysis only. No animal work is involved. Assurance Statement Principal investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. am aware that any false, ?ctitious. or fraudulent statements or claims may subject me to criminal. civil, or administrative penalties. i agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the PI Assurance Statement. I understand that approving this (not indicated) electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by A18395 Page 7 of Igig:- I I nag-iigag. 3' .3. ?32#551155. L-I-. IIll Irl'ff 'l'l'l'l'l'l I I I In.-.- -.-.-. . 1-3. .-.-.- - .-.- - - - .-.-.- .- .- .- .- .- .-.-. .rC- - - a a. sis-m - ,x as? Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A29962 Long Title: Chignik Lakes Short Title: Chignik Lakes Last Completed Timestamp: 2/1f2007 11:56 AM Start/End Dates Requested: 7/1f2006 - 6130112007 Sponsor Deadline: 2.1151200? Application Type: Supplement and Extension Sponsor: Chignik Regional Aquaculture Association Organization Code Receiving Funding: SCH SC (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 25% First Period Total (all periods) Total Direct Costs: 0 1,934 Total Costs: 516 Total Costs: 0 2,500 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic?t?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A29952 Page 1 of run - .-: .?51 4? :13:I-t-hq?r- . . .- w. - .-..-. - - lFl'l' Il-I1.: 33:51:?? 5-11- nun-I"? nut HE .. I..- cuf?n-?c? .r . . a "Per-1251*: it .-. . -- a e?tlh?t-n?t-lgtIlair-Ill-l I I .-.I?Erl? ILI {if} .I . .IIl'IdI (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) Comments A check and letter was received from the sponsor and that will be sent to OSP. Details Number: A29962 Full Application Title: Chignik Lakes Short Title: Chignik Lakes StarUEnd Dates Requested: 771/2006 - 61'3012007 Sponsor Deadline: 2!15/2007 Date Needed From OSP: 2114:2007 Sponsor Signed Copies Required: I 0 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH 80 (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Supplement and Extension After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Chignik Regional Aquaculture Association Sponsor type: Association Non-Pro?ts Address: 2731 Meridian Street, #8 City, State, ZIP: Beliingham, WA, 98225 Country: USA Contact name: Matthew Siemion Contact phone: 360-647?2401 Contact email: westone42@hotmail.com Additional Information for Existing Application or Award (if applicable) A29962 Page 2 of 7 .525Sponsor Number at UW: UW Budget Number: Previous Number(s): . - a H, - ?is: - 2,3"5: 21%" caresses. 1 .r5.25.5II'll. .II .Iululu .I. . . .II .I. Ill-I'll. . .Iur - .. . ?aw-Hat .- .l?l'lhaveI?ld". 'Id(not indicated) 63-3464 (not indicated) PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Personnel Name EID Ray Hilborn 866007575 Role Type Principal investigator Ray Hilborn 866007575) SCH SC (2620001000) Professor SCH SC (2620001000) 355020 rayh 206-543-3537 206-685?7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan 877006544) SCH SC (2620001000) Manager Of Program Operations SCH 80 (2620001000) jroshan 206-61 6?9521 206-61 6-8689 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) Selected UW Org Code SCH sc (2520001000) ma?a" UW Abstract .. .{519-35395 atJill I .I L1 .1. T'a?i??gff?azaagafeaetheta: .. eta .- -- ?it! .rr-rr-r . It" ?tit-Fe: I - 1" . in?: Signi?cant Financial Interest No The School of Aquatic and Fishery Sciences Rishery Research Institute will provide assistance and consultation to the Chignik Regional Aquaculture Association on the implication of habitat change in the black Lake (chignik, Alaska) on the projectivity of sockeye salmon in the Chignik and black Lake drainages. Request for Applicatioanroposal or Program Announcement A29962 Page 3 of 7 (?lm '14 use? 153r'l. I -- - ?gure-.11Irr?? - I. . _..-.. - grep-sneeze? a . . I RFAIRFPIPA Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 08 Student Aid 38 Unallocated 1,934 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 1,984 Costs First Period Total (all periods) Amount Subject to Costs (base) - 1,984 Cost Rate Cost Rate 26% First Period Total (all periods) Total FSA Costs 516 First Period Total (all periods) Total Costs 0 2.500 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount A29952 Page 4 of 7 Ef?gy: surfed-94,4 . trill? - - . i 34:53:194Ray Hilborn 2620001000 Aquatic&?shery Sc UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquaticti?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? Loca?on Other - US site (explain) Chignik, Alaska Are costs reimbursed at less than the federally negotiated rate for the Does this application require any new, rental or renovation to existing space? FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular salary? FG-B. Does this application require any deliverables (other than the usual written progress reports)? FG-7. Does this application request administrative support or of?ce supplies? FG-S. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? SEC-2. Will this project potentially be subject to export regulation? SEC-3. Will this project require restriction on information, personnel or security classi?cation? Non-Governmental Applications NG-1, Did a representative from the University Advancement (either College or Central Administration) provide assistance with this application? Does this application have funding from a foreign source or foreign subsidiary entity? NG-3. Does this application involve ?ow-through funds? Enviromental Health and Safety A29952 Page 5 of 7 v. ms . - 2: are- 5r .: . .. sets . .. . . .. .. -. orEH-?E-?utg - . I-l?-I-l-l I. I I Ira-lr'r'hT?F?J'a'.iIl'iLfI ling:? -- - - In?'I'-*{g'il r? rug: s; a .5532? 14:3 ?wt is ., {tr ,1 "was: - .. 1? Ir: :IEH84 Will this ro atho emc a ents otenttal leh?Z?l?dS recombinant DNA human tissues or I- I I I cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without diSposal options or mixed waste NO (both radioactive and hazardous components) or multt?hazard waste (biological and chemical and radioactive components)? Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells Does this application involve the use of human NO subjects? HS-2. Will this research involve the use andfor creation of human embryonic stem cells? (not indicated) Animal Use AC-1. Does this application involve the use of vertebrate animals? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for Dep?School/College No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 3. Route" Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of Pl Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects A29962 Page 6 of 7 - 'I-rl' - 'r If. I I may}; Fr 951,-. 35:55:31.:- I . 35' 3.51:5: .44 55.53,, s5. - 55" 25:#rrIll-l-l-ll-l-l-llI-II-II-II I I I I-II I-II I-II I I I I-r{Ply kl .I.-IU.I.-.Irl-l-I'Lqul. .I. I .- - .l_I .-I_Hi. .335Jrelk. -.I.-.-.. - . . . . . - - - .-. -.-.-I.-.-.I-.-. 11. - I: .1u'u'u'u'IIl-lJ II I. II .513 - #:?afiyrlrijf' 1.5.1. I. I I . .IIlrr??.I. .I.. I-II I I II II-.-.IllI _.ng saws't-ri??-Ehhu . - Emit-MI. 14:21:35; yet-1v. ~31. - Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.8.1. Additional Information A check and letter was received from the sponsor and that will be sent to OSP. Assurance Statement Principal InvestigatorIProgram Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. i agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. i am the PI and have read and agree with the Pl Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by Page 7 of 7 -II-II531:: FffI'r 'I'r J: 'r J. J: .Il-r-fair-.14{:1:35"'31 -. qr- r: Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A35635 Long Title: Chignik Lakes Short Title: 1 Chignik Lakes Last Completed Timestamp: 10(11/2007 5:07 PM Start/End Dates Requested: 7/1/2007 6(30/2006 Sponsor Deadline: 10f22f2007 Application Type: Supplement and Extension Sponsor: Chignik Regional Aquaculture Association Organization Code Receiving Funding: SCH AQUATIC6FISHERY 80 (2620001000) 1- Principal Investigator Name: Ray Hilborn Budget Cost Rate: (not indicated) First Period Total (all periods) Total Direct Costs: 0 1,964 Total Costs: 0 516 Total Costs: 0 2,500 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic6?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A35635 Page 1 of 7 (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) 9601 Comments Spenser letter and supplemental check will be delivered to OSP on 10/1207. These are the paper documents noted in the gc-?l. Details Number: Full Application Title: Short Title: Start/End Dates Requested: Sponsor Deadline: Date Needed From OSP: Sponsor Signed Copies Required: Sponsor Unsigned Copies Required: Organization Code Receiving Funding Organization Code Receiving Funding: Box Number For Of?cial Correspondence: Application Type Application Type: After the Fact Application: Project Details Project Type: Funding Type: International Projects: Sponsor Sponsor name: Sponsor type: Address: City, State, ZIP: Country: Contact name: Contact phone: Contact email: A35635 Chignik Lakes Chignik Lakes 7/1/200? - 6(30/2008 103212007 10I18I2007 1 0 SCH so (2020001000) 355020 SUpplement and Extension YES Grant Research: Applied NO Chignik Regional Aquaculture Association Association Non-Pro?ts 2731 Meridian Street, #3 Bellingham, WA, 98225 USA Matthew Siemion 360-647-2401 westone42@hotmail.com Additional Information for Existing Application or Award (if applicable) A35535 Page 2 of 7 - - - - - - . . - . . - - - - - . . . . . . . . . . Ill-ll'r11:; - I l:l- .. I I {Ill 33%; . . brain-5.51- Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Personnel Name EID Ray Hilborn 666007575 A35635 I . II ?y?eina?eea? . I .- ??gn??iheiia?an -. .II .F'r h' ??eniiviliwi . -.- . . . . . . . . . . . . . (not indicated) 63?3464 A29962 Role Type Principal Investigator SCH AQUATICSIFISHERY SC Ray Hilborn (EIN: 666007575) SCH SC (2620001000) Professor SCH AQUATICSIFISHERY SC (2620001000) 355020 rayh 206-543-3587 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 677006544) SCH AQUATIC6FISHERY SC (2620001000) Manager Of Program Operations SCH AQUATICSIFISHERY SC (2620001000) jroshan 206-61 6-9521 206-61 6-6689 (not indicated) (not indicated) jroshan@u.washington.edu Christopher Boatright (EIN: 679006671) SCH AQUATICEIFISHERY SC (2620001000) Research Scientistiengineer 3 SCH AQUATICSFISHERY SC (2620001000) cboat 206-543-7628 (not indicated) (not indicated) (not indicated) cboat@u.washington.edu I I I I I I _rl_rIIHIE-I: .I..I.I . -I..I -I. -.- .- - r: If?! erg-we.- ea: - ripSelected UW Org Code (2520001000) Signi?cant Financial Interest No Page 3 of 7 I-Irll .I-Abstract RFAIRFP UW Abstract The School of Aquatic and Fishery Sciences Rishery Research Institute will provide assistance and consultation to the Chignik Regional Aquaculture Association on the implication of habitat change in the black Lake (chignik, Alaska) on the projectivity of sockeye salmon in the Chignik and black Lake drainages. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 05 Equipment 07 Retirement and Bene?ts 08 Student Aid 38 Unaiiocated 1 ,934 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 1,984 Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate Cost Rate First Period Total (all periods) Total Costs 0 516 First Period Total (all periods) Total Costs 0 2,500 Cost Sharing A35635 - Page 4 of 7 .I. .I.I.I. ..-rl Jl-rl'lrl 1.--.--.. - -- -. - sac-f. . -- - I'l- I I'll I'Cost Sharing Type(s) Mandatory: NO i" Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquaticat?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic8u?ishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) All consultation for this project will take place in either Chignik or Anchorage, Alaska. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-B. Does this application require any deliverables (other than the usual written progress reports)? NO FGJ. Does this application request administrative support or of?ce supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO A35635 Page 5 of 7 - II-are: - a. - ares-areaamt-era -I--41-?rs-pa: - - {if f' if --I-I -I-IFIFIPII ff:r'I El?n-w?d?alilf.I-II II I II II 1:1: I. Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College -or_Central Administration-l) provide N0 assistance with this application? Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve flow-through funds? NO Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use andior creation of human embryonic stem cells? NO Animal Use AC-1. Does this application involve the use of vertebrate animals? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for DeptISchooIICollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Signi?cant Financial Interest (SFI) A35535 Page 6 of 7 I-I.lt-F' -. F: .-.-. . .- .- :i .- .-.. . I. - I, 1: - frurn-:II'il'l'r'l {IfIlltl I I I II l-l-l'I'.Id I'??hl IrlI'l rl-l-l-I-lr I I I ?1 I'I'll - I I.I - - Il1.4-. I-- - -..-.- - - - I. I I. 1. 'i In11vii-.55..-.-.- .. . .. .. . . . l?ziliiIi. ?Ifer-2vIr:' II Fr: _lPIPI- Ir - H. .-. Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred. suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information Sponsor letter and supplemental check will be delivered to OSP on 10i12/07. These are the paper documents noted in the gc-1. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I'am the PI and have read and agree with the PI Assurance Statement. I understand that approving this eGCl YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by (not indicated) AS5635 Page 7 of 7 I?r?d'rlhForm eGCl UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details eGCl Number: A43414 Long Title: Chignik Lakes Short Title: Chignik Lakes Last Completed Timestamp: 1071772008 12:05 PM StartIEnd Dates Requested: 7/172008 - 6130/2009 Sponsor Deadline: 972572008 Application Type: Supplement and Extension Sponsor: Chignik Regional Aquaculture Association Organization Code Receiving Funding: SCH AQUATICSFISHERY SC (2620001000) Principal Investigator Name: Ray Hilborn Budget FSA Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 2,777 Total FSA Costs: 722 Total Costs: 0 3,499 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic?lfishery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A43414 Page 1 of - -. .ccr'aha.u-ria? - .r -. nun?. . . - .rr ?no :r:r qlII {Elf.-.. -- . LEI . . . 'r . .. . .. . (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) Comments A check was recieved from the sponsor and that will be sent to OSP. Details eGCl Number: A43414 Full Application Title: Chignik Lakes Short Title: Chignik Lakes Start/End Dates Requested: 7/1/2008 - 6130(2009 Sponsor Deadline: 9f25f2008 Date Needed From OSP: 9/25/2008 Sponsor Signed Copies Required: (not indicated) Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Supplement and Extension After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Chignik Regional Aquaculture Association Sponsor type: Association Non-Pro?ts Address: 2731 Meridian Street, #3 City, State, ZIP: Bellingham, WA, 98225 Country: USA Contact name: Matthew Siemion Contact phone: 360-647-2401 Contact email: westone@hotmail.com Additional Information for Existing Application or Award (if applicable) A43414 Page 2 of 7 Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Personnel Name EID Role Type 666007575 Principal investigator SCH SC Ray Hilborn .- - -. -- - r' . LI: 3aI'llPia-:5- r' e- . . . teases-i: as; - 4.- aa?g- legg?fsaae?eae?ec?a I I'll - I I I I'll-It'll I. I (not indicated) 63-3464 (not indicated) Ray Hilborn 866007575) SCH SC (2620001000) Professor SCH AQUATIC6FISHERY SC (2620001000) 355020 rayh 206-543-3567 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan 877006544) SCH AQUATICSFISHERY SC (2620001000) Manager Of Program Operations SCH SC (2620001000) jroshan 206-616-9521 206-616-6669 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) Selected UW Org Code (2620001000) Kbstaa a. RFAIRFP UW Abstract Signi?cant Financial Interest No The School of Aquatic and Fishery Sciences Rishery Research Institute will provide assistance and consultation to the Chignik Regional Aquaculture Association on the implication of habitat change in the black Lake (chignik, Alaska) on the projectivity of sockeye salmon in the Chignik and black Lake drainages. Request for Application/Proposal or Program Announcement A43414 Page 3 of 7 .- . sag-2 asses: '2 1.14:. .: . mats I :I'rla.'.-. ?597 .- .L 3' 31:34:; 3.- r' 513:3:353 . - - -, .- I'll. - -1- - I'-Il'.I-l I. I- I - I'l- l-?Ill.I.I-'l'I l'lI 1 I-II I II I I I ll- l-"It''l'll l'I-lI.II.Irl-I - I I 1 ?tr- - . - -- - ?wasIll I'.l . I q. I J1 l-:r'Ll :Ill':l I I I [Ill-:dl.II.I.I 'l .I.I.I I. II .II'll Il Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 08 Student Aid 38 Unallocated 2,777 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 2,777 Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate F3.A Cost Rate 26% First Period Total (all periods) Total Costs 722 First Period Totai (all periods) Total Costs 0 3,499 Cost Sharing Cost Sharing Type-(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount A43414 Page 4 0f 7 if.15" .itilaw-:- ?uffI'll!- fl'l II II If Il-lf-r I I. 'bl'h?Essie-e 2520001000 Aquatic&?shery Sc $0 uw Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Chignik, Alaska Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-S. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-6. Does this application require any deliverables (other than the usual written progress reports)? NO FGJ. Does this application request administrative support or of?ce supplies? NO FG-8. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? Does this application require the review of organizations not otherwise identi?ed on this application by the personnel involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve ?ow?through funds? NO Enviromental Health and Safety A43414 Page 5 of 7 . . . . . .I..- - -- - Il_lrl 'rl -- J. I I I'll-IllI..I ?rug-3.5.} 3:3235- .- - .r EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha?emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use andfor creation of human embryonic stem cells? NO Animal Use AC-1. Does this application involve the use of vertebrate animals? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP Description Version File Name Attached 0n Scope of work 1 Scope of Work for Chignik.doc 12:05:06 PM copy of check 1 copy of 11:28:21 AM Internal documents for DeptiSchooliCollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certifies that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. A43414 Page 5 0f 7 - .111'75Err-21::- - ?iv-l:l:l:l-l- I - .. . . Essa 1ilull --.-- -.-: I I I . - - .'I'I'hbhl'nqrit'13.-.. -- -- - -.LII-.ton-rink. a is? - ia?E-a a -- as- The Pl af?rms that all Investigators on the project have read the UW investigator Signi?cant Financial Interest Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of i (not indicated) applications in the PPS absence, contact your department administrator or chair and read 1 Section 1.3.1. Additional Information A check was recieved from the sponsor and that will be sent to OSP. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this eGCt and the related sponsor application are true. complete and accurate to the best of my knowledge. I am aware that any false. fictitious, or fraudulent statements or claims may subject me to criminal. civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the PI Assurance Statement. I understand that approving this eGCt YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA A43414 Page 7 of 7 Form eGCl .Ir. I {Ir .II.-II- . .II-grihg?g?fq: II Iii: 1. m; I II I 1?5? . 5 .I ItqI.I'll-I- I: I, a: 3:25"aslu-l- II.I -lI-IlIl .-.I.II rr'J'I I.I. .I ha I I.II I. I.I I.II I I.I I.II?agging; .: - UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: Long Title: Short Title: Last Completed Timestamp: Start/End Dates Requested: Sponsor Deadline: Application Type: Sponsor: Organization Code Receiving Funding: Principal Investigator Name: Budget"- Cost Rate: Total Direct Costs: Total Costs: Total Costs: A60969 Chignik Lakes Chignik Lakes 8120201 0 10:05 AM 711/2010 - 6130i2011 8I30f2010 Supplement and Extension Chignik Regional Aquaculture Association SCIENC (2630003000) Ray Hilborn 26% First Period 0 Cost Sharing Total Cost Sharing: UW Summary by Unit Org Code Org Code Name 2630003000 AQUATIC3FISHERY SCIENC Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications ABOQBQ Amount $0 Total (all periods) 2,778 722 3,500 Total (all periods) $0 Page 1 of 7 -- - - - - -I-sea- .ee - fr .rr'r 1- 11::u' I_lI'rue: - -- -453 amI'l" I I - I'l'hb' 1-H. I .- - I?lb _l'r 1- 1-1.1 I. I. I I. :fll'I'f' I?ll I II . I1- - Hamil-LI,xei-z-i .613 .-.- gig-as: rz- hindered-wheeass} - - eas. ?esh-Le:- -. - 1" (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) Comments No comments currently entered. Details Number: A80989 Full Application Title: Chignik Lakes Short Title: Chignik Lakes Start/End Dates Requested: 7/1/2010 - 8/30/2011 Sponsor Deadline: 8/30/2010 Date Needed From OSP: 8/27/2010 Sponsor Signed Copies Required: 0 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: AQUATIC8FISHERY SCIENC (2830003000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: Supplement and Extension After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: NO Sponsor Sponsor name: Chignik Regional Aquaculture Association Sponsor type: Association 8: Non-Pro?ts Address: I 2731 Meridian St. #8 City, State, ZIP: Bellingham, WA, 98225 Country: (not indicated) Contact name: Matthew Siemion Contact phone: - (not indicated) Contact email: westone42@hotmaii.com Additional Information for Existing Application or Award (if applicable) A80888 Page 2 of 7 I I I - 1:11l-l:l:l"13:3: - J-Iltlt-L-?2515:: r- . I. In.- . I, .I.. in. Ifl'l 'l'l-l'l'l'l'l'l'l'l I. I I 'lib??ll? 'I'I'fql't''I'I'rh I 'In'q'p' 'In' p'?1.1-. . - I I Eli-:5112:35:33 - - - ?tektites-ea (not indicated) 63-3464 (not indicated) Sponsor Number at UW: UW Budget Number: Previous Number(s): -.. .. . . PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Horne Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pager: Email: Personnel Name EID Ray Hilborn 666007575 ABUQGQ Role Type Ray Hiiborn (EIN: 866007575) SCIENC (2630003000) Professor AQUATIC6FISHERY SCIENC (2630003000) 355020 rayh +1 206 543-3567 (not indicated) (not indicated) (not indicated) rayh@u.washington.edu Jessica Roshan (EIN: 677006544) SCIENC (2630003000) Manager Of Program Operations AQUATICBIFISHERY SCIENC (2630003000) jroshan +1 206 616-9521 (not indicated) (not indicated) (not indicated) jroshan@uw.edu Christopher Boatright (EIN: 679006671) SCIENC (2630003000) Research Scientist/engineer 4 AQUATICSIFISHERY SCIENC (2630003000) cboat +1 206 543?7626 (not indicated) (not indicated) (not indicated) cboat@u.washington.edu Selected UW Org Code Principal investigator SCIENC (2530003000) Signi?cant Financial interest No Page 3 a 7 so: - airs-4.- -. -. . -..- -. - . . - - - - . -. . . . . -. . ., .- . .: I ?rid-:3: 341-: - I'h h. I ':Ilrlr I.II Iln:l:'u'r'q I I. I I II. I'rl' +3 - I I :ll-l {Ii-duh :I'Iill i :r?rll'Han}. :2 - . -. .- .--.- - ,1 his; 555-? -.- Abstract RFAIRFP UW Abstract The School of Aquatic and Fishery Sciences Fishery Research Institute will provide assistance and consultation to the Chignik Regional Aquaculture Association on the implication of habitat change in the black Lake (chignik, Alaska) on the projectivity of sockeye salmon in the Chignik and black Lake drainages. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment Retirement and Bene?ts 08 Student Aid 38 Unallocated - 2,778 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 2,778 Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate FSA Cost Rate 26% First Period Total (all periods) Total Costs 722 First Period Total (all periods) Total Costs 0 3,500 Cost Sharing Page 4 of 7' - . . .. . - -- . - .I.. pupal-Ll: - -. - 511:; .11'1- J- I - .I rI'lF" r' - - $11.9 auras-'3' "in. - I, - .-., . .- . .- . . .. .II:l' '51: - :lil-li' :Ez__zl _rzldII'lr' I - - I I''43? t- . I I'll 1- - r-Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Cede Cost Sharing Org Code Name Amount Ray Hilborn 2530003000 AQUATICSFISHERY SCIENC $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2630003000 AQUATICSFISHERY SCIENC $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on I Other - US site (explain) Chignik, Alaska FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, Special premium, or other supplement to regular NO salary? Does this application require any deliverables (other than the usual written progress reports)? NO Does this application request administrative support or of?ce supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO ABUQBQ Page 5 of I-I II-II II II I II- --II- -- I-II I I I I I --II - . -. 33 Eaters-H: w- 5. . 'o'IIr - - I- - 23bit- . r-r-n . - . Italicfirst?" 1 - . 33m. . - ace-i tar-ninth}? -- - - I'--him-:lif-- - -I - IIlII'uIi'u 'I-rIrrIrI I I II - II-II II II (fir: 1. fir..IIfluff?I3J.-- - Illi--IILIIHIIHLLIILI .l-l-l-ll f? I I'll I If. 11"- I I I. I #55Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve flow-through funds? NO Enviromental Health and Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents N0 Exempted Select Agents or Toxins? Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use andlor creation of human embryonic stem cells? NO Animal Use AC-1. Does this application involve the use of vertebrate animals? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP Description Version File Name Attached On award letter 1 letter for check.pdf 8I10I201U 2:50:49 PM copy of check 1 check.pdf 8/10/2010 2:34:41 PM Internal documents for Dept/SchoollCollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? N0 Will sponsor documents be submitted electronically to the sponsor? No ABUQSQ Page 6 of Signi?cant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information (not indicated) Assurance Statement Principal InvestigatorfProgram Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the PI Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by (not indicated) ABUQGQ Page 7 of 7 . -. . . Ill?. .3. I: . ..-, . r, 3' I. I I'll II. If I: Ii{Ii23:55:535352352353i"Ht-mp. I - .. togfl?h I I Ira}. - r- .I I II IIwill-LII I I Ill I?I'I'?:h'rlli-I'Il'l'turf-L,? - a: - ?air-4" 35-3: :43" i: -: IE it ie'?.-.. -I'I-l lull I'SEER. . 2211-.? 3' .3 xii-?35m miracles-init-Ei?? . . .. . Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: Long Title: Research on the Basis of Productivity in Salmon Ecosystems for Use in Improving Fisheries Management Short Title: MOORE SALMON Last Completed Timestamp: 3(152'2005 9:00 AM StarUEnd Dates Requested: 3(1/2005 - 2129(2008 Sponsor Deadline: 3115(2005 Application Type: New Sponsor: Gordon and Betty Moore Foundation Organization Code Receiving Funding: SCH 80 (2620001000) Principal Investigator Name: Ray Hilborn Budget FSA Cost Rate: 12.5% First Period Total (all periods) Total Direct Costs: 515,392 2,116,660 Total Costs: 60,449 248,357 Total Costs: 575,841 2,365,017 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&Fishery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. FG-3. YES: FBIA costs are reimbursed at less than the federally negotiated rate for the UW. FG-T. YES: Application requests administrative support or of?ce supplies. Security and Export Control (not indicated) . Page 1 of 7 n? weakest-135$; r" Non-Governmental Applications NG-1. YES: Representative from the University Advancement (either College or Central Administration) provided assistance with this application. Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use YES: Application involves the use of vertebrate animals. comments Award document attached - electronic copy was sent to OSP on 3I0l05. We'll need to establish a sub-budget for separately budgeted Outcome 2 - Detail for sub-budget is included. Details 6601 Number: Full Application Title: Research on the Basis of Productivity in Salmon Ecosystems for Use in Improving Fisheries Management Short Title: MOORE SALMON Start/End Dates Requested: 311/2005 - 2/29/2008 Sponsor Deadline: 3f15l2005 Date Needed From OSP: 3/15/2005 Sponsor Signed Copies Required: 1 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: New After the Fact Application: YES Project Details Project Type: Grant Funding Type: Research: Applied International Projects: (not indicated) Sponsor Sponsor name: Gordon and Betty Moore Foundation Sponsor type: Foundation Address: The Presidio of San Francisco PO. Box 29910 City, State, ZIP: San Francisco, CA, 94129-0910 Country: (not indicated) Page 2 of 7 Tr- I- "1 31-12325-72311th .II--I-I.I . . . . I.I.I.-.- .- -- - - - Ir-Er?E-Ittrra?-Itaga -. .- .-- . . nit-a?: -- - -- new:- an. .. -- I, jag-?ee -. a a s?ste anu:u'l-l f-:l l:nanhi??arammI?-?am a. -- Contact name: Contact phone: Contact email: Cathy Manovi 415-561-7581 Cathy.Manovi@moore.org Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagan Email: Pre-Award Budget Contact Name: GALA #670 (not indicated) (not indicated) Ray Hilbom (EIN: 666007575) SCH AQUATIC6FISHERY SC (2620001000) Professor SCH SC (2620001000) 355020 rayh 206?543-3567 206?665-7471 (not indicated) (not indicated) rayh@u.washington.edu Joan Mason Bodey (EIN: 667003946) SCH 30 (2620001000) Manager Of Program Operations SCH AQUATIC6FISHERY SC (2620001000) jbodey 206-616-9521 206-61 6-8669 (not indicated) (not indicated) jbodey@u.washington.edu (not indicated) Personnel Name EID I Role Type Selected UW Org Code Signi?cant Financial Interest Ray Hilborn 666007575 Principal Investigator SCH SC No (2620001000) Abstract UW Abstract Page 3 of 7 This grant will address two outcomes 1) to improve the scienti?c understanding of the functioning of SW Alaska salmon ecosystems that builds on long-term datasets and links to complementary studies in pristine systems and 2)to develop and help implement techniques for improved salmon ?sheries management in Alaska and elsewhere. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: Budget FAS Object code Other Object Codes FAS Object code 03-89 Subcontracts FAS Object code 03-82 03-82 Total Direct Costs Total Direct Costs Costs Description Salaries and Wages subtotal Service Contracts Other Contractual Services subtotal Travel subtotal Supplies and Materials subtotal Equipment Retirement and Bene?ts subtotal Student Aid subtotal Unallocated Description Outside Services Other Description University of Alaska - Fairbanks University of British Columbia Amount Subject to F8A Costs (base) Cost Rate F8A Cost Rate Total F8A Costs Total Costs Cost Sharing First Period 272,978 79,303 45,818 27,100 58,395 0 First Period 1,800 First Period 15,000 15,000 First Period 515,392 First Period 483,592 First Period 80,449 First Period 575,841 Total (all periods) 1,145,298 298,109 181,348 99,100 233,585 49,440 Total (all periods) 19,800 Total (all periods) 55,000 55,000 Total (all periods) 2,118,880 Total (all periods) 1,988,880 12.5% Total (all periods) 248,357 Total (all periods) 2,385,017 Page 4 of 7 Waf?es:f?Eh-zt-fliqCost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 AquaticSFishery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatichishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off?campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Much of the project involves ?eld work in Alaska and other West Coast locations. FG-3. Are costs reimbursed at less than the federally negotiated rate for the YES Explain The Moore Foundation limits indirect costs to 12.5% - See award document. FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-B. Does this application require any deliverables (other than the usual written progress reports)? NO Does this application request administrative support or of?ce supplies? YES Explain Award provides funds for a Fiscal Specialist. FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Will this work be subject to export regulation, andfor will it require restriction on information or personnel, NO or security classi?cation?sspan Page 5 of 7 rI'll I'l?I.IIJ.I I. I. I I I I.IIq:l:l:lh:'IlI si-hows .. - . - - I'l' 3' i . I . I'Irl - .s -. - . - Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? (not indicated) SEC-2. Will this project potentially be subject to exportregulation? (not indicated) SEC-3. Will this project require restriction on information, personnel or security classi?cation? (not indicated) Non-Governmental Applications Did a representative from the University Advancement (either College or Central Administration) provide YES assistance with this application? Name of person assisting: Linda Maxon - COFS NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? N0 NG-3. Does this application involve ?ow-through funds? NO Enviromental Health and Safety Does the sponsor require UW Environmental Health & Safety andfor Institutional Biosafety N0 Committee (IBC) review prior to submission to the sponsor? EHS-2. Will Select Agents anthrax) be used, transferred, or purchased for the proposed project? NO EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells Does this application involve the use of human N0 subjects? HS-2. Will this research involve the use andlor creation of human embryonic stem cells? (not indicated) Animal Use Does this application involve the use of vertebrate animals? YES AC-1-A. Does the application involve the use of live vertebrate animals, at any location, by UW faculty, YES staff or students, or non-UW personnel visiting the UW and working under a UW IACUC protocol? Collection of ?sh samples from wild populations is approved under Animal Care protocol 3142-01. Does the application involve use of live vertebrate animals at any domestic (US) location other NO than the UW custom antibodies, contracts, subcontracts or any collaborative work in support of the speci?c aims of the grant)? Are you citing any foreign sites for performance of live vertebrate animal work? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for No attachments have been associated Connected Budget Data No attachments have been associated Page 6 of 7 r:'r I I II. If IIrll I If P.- Ill:rl I I II ILII I I ILII I.HEEL. arr=41goi-?Fs Mgr?ifrail-nuns-mu- - we? 'm Documents Uploaded by OSP No attachments have been associated Certify 3: Route Application Documents Information Will paper documents be submitted to OSP in support of this application? (not indicated) Will sponsor documents be submitted electronically to the sponsor? (not indicated) Signi?cant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or sign this application. For information on approval of applications YES in the Pl's absence, contact your department administrator/chair and read GIM 1 Section 1.8.1. Additional Information Award document attached - electronic copy was sent to OSP on 3/905. We?ll need to establish a sub-budget for separately budgeted Outcome 2 - Detail for sub-budget is included. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the PI Assurance Statement. I understand that approving this (not indicated) electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by Page 7 of 7 .Isoot-cruisers of?? a .. 1 "may o. one?ms-LL"- .. - i' fair or {refs-?she'In: - II -r I:f ?l-l'l I II Fllr-lrlr:I??Ase-rs.-.- .gl - - a soIkl?.? I'll- 'Il' I I I I I?ll'tI?ll- I I_l-I_l_ .- LI'llI..- I I?l I 1:111 - I-I'h'il'IIE..- -rlrrlI-E- I -IIl-l-l-I- I if. 1: lull :ai-In:- i: I I..- I'r'l'rI-II Irr-I wsisissii'r: .1. i -. - 1 .saL-sr-so. m: 5? - :5 3.: sessionsea-:1: J: ,5 -: - - moss-s - remiss-Sissi- r- - Form .- -- a 7- UNIVERSITY OF WASHINGTON Nab! Request for Approval of Application for Grant or Contract Application Details Number: A26660 Long Title: Orange Roughy ?shery management Short Title: NZ Contract 2006-2007 Last Completed Timestamp: 12/13/2006 11:35 AM Start/End Dates Requested: 11/6/2006 - 10/31/2007 Sponsor Deadline: 12/20/2006 Application Type: New Sponsor: New Zealand Seafood industry Council, Ltd. Organization Code Receiving Funding: SCH AQUATICSFISHERY SC (2620001000) Principal Investigator Name: Ray Hilborn Budget FSA Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 30,390 Total FSA Costs: 7,901 Total Costs: 0 38,291 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic6?shery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GM 13. Security and Export Control (not indicated) Non-Governmental Applications A26660 Page 1 of 7 I.II I - - I: I1r" "rag-1:325 .'I_l . 'lIn' f''l'lE-II. _Il I'll I'llh-II' - - - 'r'rf {ifI'llILIll:- .l I I I lila?. Il1l1llu_L'all'?Illql +11 t::ll:l:l::l:lI.I NG-2. YES: Application has funding from a foreign source or foreign subsidiary entity. Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) ch1 cements No comments currently entered. Details eG01 Number: A28880 Full Application Title: Orange Roughy ?shery management Short Title: NZ Contract 2006-2007 Dates Requested: 11/812006 - 10/31/2007 Sponsor Deadline: 12/209006 Date Needed From OSP: 12I1QI2006 Sponsor Signed Copies Required: 2 Sponsor Unsigned Cepies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: New After the Fact Application: YES Project Details Project Type: Contract Funding Type: Research: Applied International Projects: YES Sponsor Sponsor name: New Zealand Seafood industry Council, Ltd. Sponsor type: Foreign Private Industry Address: Private Bag 24-901 City, State, ZIP: Wellington, (not indicated), (not indicated) Country: New Zealand Contact name: Kevin Stokes Contact phone: (not indicated) Contact email: stokesk@seafood.co.nz Additional Information for Existing Application or Award (if applicable) A23880 1 Page 2 of 7 Sponsor Number at UW: UW Budget Number: Previous eGCl Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: Phone: Fax: Cell Phone: Pager: Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact iti?iti I Name: Personnel Name EID Ray Hilborn 866007575 Allan Hicks 863001192 Abstract 8 RFAIRF UW Abstract Role Type Principal Investigator Key Personnel I II I II. 'Il':lI I - -.: 25:! E: - r" Ill5049352053): fisIII-(not indicated) 66-0650 A1 8626 Ray Hilborn (EIN: 866007575) SCH AOUATIC8FISHERY SC (2620001000) Professor SCH AOUATIC8FISHERY SC (2620001000) 355020 rayh 206-543-3587 206-685-7471 (not indicated) (not indicated) rayh@u.washington.edu Jessica L. Roshan (EIN: 877006544) SCH SC (2620001000) Manager Of Program Operations SCH AQUATIC8FISHERY SC (2620001000) jroshan 206-616?9521 206-61 6-8689 (not indicated) (not indicated) jroshan@u.washington.edu (not indicated) Selected UW Org Code SCH sc (2020001000) SCH AQUATIC8FISHERY 30 (2520001000) Signi?cant Financial Interest No No This project evaluates options for the management of orange roughy, a deepwater species, in New Zealand. The program has three components. First we conduct stock assessments of the status of orange roughy populations to determine their current status and recommended harvests. Second we evaluate the reliability of the data sources, particularly surveys, catch per unit effort and age distribution A28880 Page 3 of 7 . - "uh-crusher." =1 "ar- - - i15513' aFab-L: I H5 . 'it:IF'niu'll I. I I I - 5-I'.ri?fiu. . aw,- Ha.I. data. Finally we are evaluating alternative management procedures for future methods of management. This is the continuation of a multi-year cooperative project with the New Zealand Fishing industry. Request for ApplicationIProposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages I 02 Contract Personal Services 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 07 Retirement and Bene?ts 08 Student Aid 38 Unallocated 30, 390 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 30,390 FSA Costs First Period Total (all periods) Amount Subject to FSA Costs (base) 30.390 FSA Cost Rate FSA Cost Rate 26% First Period Total (all periods) Total Costs 7,901 First Period Total (all periods) Total Costs 0 38,291 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO AZBSBO Page 4 of 7 Wrist{24rl''l:l::I'll II Irr- . ship-rages. 3 c, weaves? .1. a ?ne, . . - Personnel Cost Sharing Name Cost Sharing Org Code - Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&?shery Sc $0 Allan Hicks 2620001000 Aquaticai?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FEA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic?t?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - international site (explain) Work will be done in Wellington, New Zealand FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? Does this application require any deliverables (other than the usual written progress reports)? NO FG-7. Does this application request administrative support or of?ce supplies? NO Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? A28680 Page 5 of 7 - - - - I. i waves are, :55. 55.12:: .: a -: Wags, was: - :r - - at addIilIIth.II. . - 111,-? - ?Ef?e: .: I Explain The agreement is with the New Zealand Seafood Industry Council. NG-3. Does this application involve ?ow-through funds? NO Enviromental Health and'Safety EHS-1. Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste N0 (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? (not indicated) Animal Use AC-1. Does this application involve the use of vertebrate animals? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Signi?cant Financial Interest (SFI) Escalation of PI Certi?cation Page 6 of 1-H. 'r'iz'i-i '?iftht, L'xii-rI-warage-weeI.- IQI-IE-rbu?li-l-rfifll-JIl..l ?5mate?55 Disbarment Statement By submitting this application, the PI certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the Pl's absence, contact your department administrator or chair and read GIM 1 Section 1.3.1. Additional Information (not indicated) Assurance Statement Principal InvestigatorIProgram Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this applicationhave read and agree with the PI Assurance Statement. I understand that approving this YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by NIA AZBSBO Page 7 of 7 .. .. r. fitters? "11- partake-'th I I u'r: Hhm?ppwIIJamie?; nurimim.? .Ft-i?r- .-: 'Irt". - .I "54:rife-m Form eGCi assess-"arr are soUNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: Long Title: Short Title: Last Completed Timestamp: Dates Requested: Sponsor Deadline: Application Type: Sponsor: Organization Code Receiving Funding: Principal Intrestigator Name: Budget F6A Cost Rate: Total Direct Costs: Total F6A Costs: Total Costs: A24811 UW-AYK SSI SSI 5(25/2006 4:41 PM - 6(3012007 6(2/2006 New Bering Sea Fisherman's Association SCH 80 (2620001000) CostSha?ng Total Cost Sharing: UW Summary by Unit Org Code Org Code Name 2620001000 Aquatic&?shery Sc Total (all periods) 47,262 12,286 59,550 Total (all periods) $0 Compliance Questions Financial and General YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A2481 1 Ray Hilborn 26 First Period 0 0 Amount $0 Page 1 of has{ac-H .I.-. Hyena-urn. arr-"Fal?lIlI LII lull Inll - Ears? an. hora-a-r-grarra . .. -. -. -. Ill'l?lld . . . - - .IirI..- I I. I I II II I'll 'Iu' - - I nil-EliI..: .: n- .- - .- ..-.- - .- -.- - .- I. . .-.--. .- 1 ill..ll'rll' I II. II I I (not indicated) Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) Comments No comments currently entered. Details Number: A24811 Full Application Title: UW-AYK SSI Short Title: UW-AYK SSI StartlEnd Dates Requested: 5/1l2006 - 6130:2007 Sponsor Deadline: Date Needed From OSP: Sponsor Signed Copies Required: 2 Sponsor Unsigned Copies Required: 0 Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: New After the Fact Application: YES Project Details Project Type: Contract Funding Type: Research: Applied International Projects: N0 Sponsor Sponsor name: Bering Sea Fisherman's Association Sponsor type: Association 8. Non-Pro?ts Address: 705 Christensen Drive City, State, ZIP: Anchorage, AK, 99501 Country: USA Contact name: Karen Giliis Contact phone: (907) 279 5519 Contact email: Additional Information for Existing Application or Award (if applicable) A24811 Page 2 of 7 -. l- 1:i-rf :f -.-. - - f5," - ., . a, ?ghtsIii-1:55{:rrJn: :rlr ELI acme-sass: - . Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and ContaCts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagen Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pre-Award Budget Contact Name: Personnel Name EID Ray Hilborn 666007575 Abstract 3. UW Abstract Role Type Principal Investigator SCH AQUATICSFISHERY SC AC-2066 (not indicated) (not indicated) Ray Hilborn (EIN: 866007575) SCH AQUATICSFISHERY 80 (2620001000) Professor SCH AQUATIC6FISHERY SC (2620001000) 355020 rayh 206-543-3587 206-635-7471 (not indicated) (not indicated) rayh@u.washington.edu Verna Blackhurst (EIN: 676004336) SCH AQUATICSFISHERY 80 (2620001000) Manager Of Program Operations SCH AQUATICSFISHERY 80 (2620001000) vernab 206?2216424 206-616-9012 (not indicated) (not indicated). vernab@u.washington.edu (not indicated) Selected UW Org Code (2620001000) WI fer-Fer i" . - - - - titj?ni25145'tt-tu-r-li?la' . was} I II. l-l I I 41"] 'l I..- -. . 1?ab-#13; Significant Financial Interest No The escapement goals and management strategies for salmon stocks in the AYK region have been the subject of considerable controversy yet are critical in the management of these resources. It is widely recognized that there are limitations to the existing methods of creating brood tables and ?tting Ricker or other stock-recruitment curves to these data, given the limited information for many AYK systems. In recent years there have been a number of new initiatives for evaluation of escapement goals, including methods that formally incorporate uncertainty and risk, habitat conditions, explicit analysis of life histories, use of data other than brood tables, understanding of stock structure and biocomplexity within watersheds, and evaluation of objectives other than maximum sustained yield. This project will bring together a range of A2431 1 Page 3 of 7 Ll. i I I _Irl I I I'llllI-ll'll I IF I?ll Iif. -. -. I If. - If-l-l-l'l-lII. II. _lg''11: :1?qu II .I5.1533 Ema-J" 2-1-3155" - I?-.-. -. _a?sz-Erra?z?az?e?r-h" . '55serene. 2+ i - IT..- people who have been involved in developing escapement goal methodology for Alaska salmon to (1) evaluate the utility of these new methods for determining escapement goals for AYK stocks, (2) assemble existing data relevant to calculation of AYK escapement goals. (3) apply the new tools to several AYK systems. Given the results of these evaluations, the project will (4) design a statistical/software tool to evaluate alternative escapement goals or management strategies that could be used by all interested parties in the AYK region. This design will (5) lead to a proposal in the next funding cycle of the AYK and possible the Federal Of?ce of Subsistence. Request for Applicatioanroposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 27,300 02 Contract Personal Services 03 Other Contractual Services 2,500 04 Travel 10.836 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 6.626 08 Student Aid 38 Unallocated Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 47.262 Costs First Period Total (all periods) Amount Subject to Costs (base) Cost Rate Cost Rate 26 I First Period Total (all periods) Total Costs 12,288 First Period Total (all periods) Total Costs 0 59,550 Cost-Sharing Cost Sharing Type(s) Mandatory: N0 Page 4 of 7 I I :Ir'l'l'l'l'l'l'l'l' I I I l'l'l'l'l'l'lH11.I '12II:ll I I I rid-Fir Illi 51.rn. . 1.2315.9L.r'r - 1. -. '12rig-h. . . . Wadi-f- I .I. 3?1"553:35-53:33: 5.5. nitrate-tier . .- . w.wastie-natives a a .: . - Committed: NO Aggregate (NSF only): NO Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2020001000 Aquatic&?shery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2020001000 Aquatictit?shery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13? YES Loca?on Other - US site (explain) Work will be conducted while stationed at the Aleknagik, Alaska ?eld camp and workshops will be held in Anchorage AK. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-S. Does this application require any deliverables (other than the usual written progress reports)? NO FG-T. Does this application request administrative support or of?ce supplies? NO FG-8. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application _by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO SEC-2. Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications A24811 Page 5 of 7 - r? r- r-W-v- rur??r? w- -. . _r arc-Lexifr35:1 I'll?rt-Eff:- II l-lq'rl - a 1- "nip-writwas? - --. asst-tass- 3:53ism15;. - .g?qu?ffc??1:232. 4.5representative from'heHU iv (ei assistance with this application? ticn) provide NG-2. Does this application have funding from a foreign source or foreign subsidiary entity? NO NG-3. Does this application involve flow-through funds? N0 Enviromental Health and Safety Will this project involve pathogenic agents potential biohazards, recombinant DNA, human tissues or NO cells, hazardous materials in animal studies or highly toxic chemicals? EHS-2. Will this project involve the acquisition, possession, use, transfer or shipping of Select Agents NO Exempted Select Agents or Toxins? EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells Does this application involve the use of human NO subjects? HS-2. Will this research involve the use andIor creation of human embryonic stem cells? (not indicated) Animal Use AC-1. Does this application involve the use of vertebrate animals? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for Dept/SchoollCollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify 8; Route Application Documents Information Will paper documents be submitted to OSP in support of this application? YES Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certification Disbarment Statement 1524311 Page 5 of 7 .- I- .- r1.J.Irf' {.I.IlrlIlrlIrlrlIlsubmitting this application, the PI certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarrnent, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or approve this application online. For information on approval of (not indicated) applications in the PI's absence, contact your department administrator or chair and read GIM 1 Section 1.8.1. Additional Information (not indicated) Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports it a grant is awarded as a result of this application. I am the PI and have read and agree with the PI Assurance Statement. I understand that approving this eGCt YES electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by A24311 Page 7 of 7 49?: 3959 6:41:16 - {15-.I'llI'iu'uill-r:-lr:lrrf1min r' . .. -. 'l .-.-.-.--.- . . I . - - rJ?IIRats . - - - sari-risks "aim. . . at" I: .I- Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details Number: A10393 Long Title: Stock Assessment and Decision Analysis for New Zealand's Hoki and Orange Roughy Fishery Management Short Title: NZ Contract 2004?2005 Last Completed Timestamp: 6/17f2004 2:26 PM Start/End Dates Requested: 7/1/2004 - 6/30f2005 Sponsor Deadline: 6/20/2004 Application Type: New Sponsor: New Zealand Seafood Industry Council, Ltd. (SeaFlC) Organization Code Receiving Funding: SCH AQUATIC6FISHERY SC (2620001000) Principal Investigator Name: Ray Hilborn ma- Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 52,025 Total FSA Costs: 13,526 Total Costs: 0 65,551 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 AquaticaFishery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A10393 Page 1 of 7 -- Lw-"fhl-l- I-I-r--r - - .'Elp 4315--.-. . .. .. .- 1_ .- .lwrIII. II.II.II-II-II-.IJ.IJ-II--Iit? "IsIl'l I'q:I- I- I .::rll 351.'ilI-?'I_l - - rah.II..- Ii5:51.39." -- -- - -- - NG-2. YES: Application has funding from a foreign source or foreign subsidiary entity. Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) East ?Comments Typo on Term Clause 6.1 needs to be corrected. Need to work with Carolyn Adams in the UW Tax Of?ce to renew the NZ tax exemption certi?cate. Details Number: A10393 Full Application Title: Stock Assessment and Decision Analysis for New Zealand's Hoki and Orange Roughy Fishery Management Short Title: 1 NZ Contract 2004-2005 Dates Requested: 7f112004 - 6/30/2005 Sponsor Deadline: 8f20f2004 Date Needed From OSP: (not indicated) Sponsor Signed Copies Required: (not indicated) Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH AQUATICSFISHERY 80 (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: New After the Fact Application: YES Project Details Project Type: Contract Funding Type: Research: Applied International Projects: (not indicated) Sponsor Sponsor name: New Zealand Seafood Industry Council. Ltd. Sponsor type: Foreign Private Industry Address: Private Bag 24?901 City. State. ZIP: Wellington, (not indicated). (not indicated) Country: New Zealand Contact name: Kevin Stokes Contact phone: (not indicated) Contact email: stokesk@seafood.co.nz A10393 Page 2 of 7 _-Ill- - - I . .qu. a? . .4129panama -- rise-e- a - Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: (not indicated) UW Budget Number: 66-6866 Previous e601 Number(s): (not indicated) PI and Contacts Principal Investigator Name: Ray Hilborn (EIN: 366007575) Selected Unit: SCH SC (2620001000) Title: Professor Academic Home Unit: SCH AQUATICBFISHERY 80 (2620001000) UW box number: 355020 NetlD: rayh Phone: 206-543-3567 Fax: 206-665-7471 Cell Phone: (not indicated) Pager: (not indicated) Email: rayh@u.washington.edu Administrative Contact Name: Joan Mason Bodey (EIN: 667003946) Selected Unit: SCH SC (2620001000) Title: Manager 0f Program Operations Academic Home Unit: SCH SC (2620001000) NetlD: jbodey Phone: 206-616-9521 Fax: 206-616-8689 Cell Phone: (not indicated) Pager: (not indicated) Email: jbodey@u.washington.edu Pro-Award Budget Contact Name: (not indicated) Personnel Name EID Role Type Selected UW Org Code Signi?cant Financial interest Ray Hilborn 866007575 Principal Investigator SCH SC No (2620001000) Allan Hicks 863001192 Key Personnel SCH SC No (2620001000) Abstract 3. RFAIRFP UW Abstract This is the continuation of a multi-year cooperative project with the New Zealand Fishing Industry in which we develop and apply methods of Bayesian risk analysis to support the conservation of major New Zealand ?sheries for hoki and orange roughy stocks. We are continuing to A10393 Page 3 of 7 . . . rr-?c-i-Hr-r? II. IPII II II $5.73" attracting? 35LII- ?ttin?nuetnt-?a edi?- ?"areI.. ??i??E?FhFEERhf-?fe? develop age? and size- structured models to use research survey and commercial ?sheries catch data to evaluate the consequences of different quota levels and to train New Zealand ?sheries staff in the use of these models. Request for Applicatioanroposal or Program Announcement Number: Title: URL: -Budget FAS Object code Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs Total Direct Costs Costs (not indicated) (not indicated) (not indicated) Description Salaries and Wages Service Contracts Other Contractual Services Travel Supplies and Materials Equipment Retirement and Bene?ts Student Aid Unallocated subtotal Amount Subject to Costs (base) Cost Rate Cost Rate Total Costs Total Costs cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO A10393 First Period First Period 0 First Period First Period First Period 0 Total (all periods) 52,025 Total (all periods) 52,025 Total (all periods) 52,025 25% Total (all periods) 13,526 Total (all periods) 65,551 Page 4 of 7 - - '{ii-3Ilr'l:l I. II I I II I::rl I. I-: Ill-#I' '31] II: II IE :l-h I'l- II: I II If II: J:l:l-:Il?ll I - l. . I. 'ld- I I I'll; . :lh-I-l:l:l-l-il-l-lJi??l??r - 5:21I'llPersonnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 AquaticSFishery Sc $0 Allan Hicks 2620001000 Aquatic&Fishery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2520001000 Aquatic&Fishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General Does this application commit UW funds for cost sharing, matching or program continuation? NO FG-2. Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in 13? YES Loca?on Other - international site (explain) Work will be done in Wellington, New Zealand. FG-3. Are costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? Does this application require any deliverables (other than the usual written progress reports)? NO FG-7. Does this application request administrative support or of?ce supplies? NO FG-B. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not otherwise identi?ed on this application by the personnel NO involved, the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc)? Will this work be subject to export regulation, and/or will it require restriction on information or personnel, NO or security classi?cation?sspan Security and Export Control Will any items be transported outside the United States in connection with this project? (not indicated) Will this project potentially be subject to export regulation? (not indicated) SEC-3. Will this project require restriction on information, personnel or security classi?cation? (not indicated) Non-Governmental Applications A103Q3 Page 5 of 7 if - . - new-"1:555 awI-II I I I - f-J-ij'I:llillNG-1. Did a representative from the University Advancement (either Col ege or Ce assistance with this application? Does this application have funding from a foreign source or foreign subsidiary entity? YES Explain The agreement is with the New Zealand Seafood Industry Council. NG-3. Does this application involve flow?through funds? N0 Enviromental Health and Safety Does the sponsor require UW Environmental Health Stamp; Safety andfor Institutional Biosafety NO Committee (IBC) review prior to submission to the sponsor? EHS-2. Will Select Agents anthrax) be used, transferred. or purchased for the proposed project? NO EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multi-hazard waste (biological and chemical and radioactive components)? EHS-4. Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha-emitters, or intentional release of radionuclides to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-2. Will this research involve the use and/or creation of human embryonic stem cells? (not indicated) Animal Use Does this application involve the use of vertebrate animals? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for DeptISchooIICollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? (not indicated) Will sponsor documents be submitted electronically to the sponsor? (not indicated) Significant Financial Interest (SFI) Escalation of PI Certification A10393 Page 6 of J-.ll. . I I I I I'l'l'l'l'l'l'l' I II II II. I Disbarment Statement By submitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all Investigators on the project have read the UW Investigator Signi?cant Financial Interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial Interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or sign this application. For information on approval of applications (not indicated) in the Pl's absence, contact your department administratorlchair and read GIM 1 Section 1.3.1. Additional Information Typo on Term Clause 6.1 needs to be corrected. Need to work with Carolyn Adams in the UW Tax Of?ce to renew the NZ tax exemption certi?cate. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this 9:601 and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the PI Assurance Statement. I understand that approving this (not indicated) electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by A10393 Page 7 of (ace-0203? 1 439791 on A. Prepare the Form and forward 3 copies, one with original signatures, to Grant and Contract Services with the proposal via Department Chairperson and Dean of School/College for approval. A continuation page should be added if necessary. B. Please fumish four extra copies of the proposal for retention by Chairperson (1), Dean of School/College and Grant and Contract Services (2). Refer to Grants Information Memorandum Number 1 entitled Guide for the Preparation of Grant and Contract Proposals.? DATE: 12(3102 Form (sf-l (Revised 06l2002) UNIVERSITY OF WASHINGTON Rt. for Approval of Application for Grant or If ct (For Use within the University Only) I?ll TO: GRANT AND CONTRACT SERVICES From: Ray Hilhorn Professor A atic 8 Fishery Sciences 355020 Name of Principal Investigatods) Title Department Box Number Attached is a proposal for a: grant, contract, other (specify) Source: governmental non-governmental Title of Proposal: Poulation Assessment of Books Salmon in Bristol Ba Alaska To be forwarded to: Alaska Department of Fish Game, Division of Commerical Fisheries, 333 Raspberry Name and Street Address of Sponsor Hoard,Ir Anchorage AK 99518 - Attn: Darin Morfield City, State and Zip of Sponsor Amount Requested: $33000 Support Requested From: 9/ 15/ 02 through 9/ 1 6/ 03 Date Date Application is: new, renewal, supplemental, El revision of proposal dated: Current Sponsor grant of contract number if continuation of active project na Budget Number (Sub?Budget) Sponsor requires 3 siged, plus unsigned copies of proposal by Number" Number" sponsor deadline, if any *These numbers do not include UW copies; see above. If answer to any of the following questions is YES, use page 2 to explain. Where appropriate, INCLUDE INDICATIONS OF APPROVAL or CONCURRENCE for the concerned departments, schoolsicolleges, or interdisciplinary facilities and service centers Regional Primate Research Center, Center on Human Development and Disability, Library, Summer Quarter, Graduate School, Environmental Health and Safety). NO Will new space or renovation of existing Space be required? Will the proposed project be conducted off campus? . Does the proposal involve radionuclidcs CI, x?ray pathogenic organisms human or animal blood cells, tissues, body ?uids recombinant DNA El, chemical El, diving El? Does the proposal involve the use of animals human subjects approval date: Will restriction on information, or security classi?cation, be required? Is more than one department, school, or college involved in the proposal? Is an interdisciplinary facility or service center involved? Does the proposal specify any deliverables other than the usual written progress reports? . Are any special resources required, expanded library services materials? 10. Are indirect costs reimbursed at less than established University rates? 1 1. Does the proposal commit University funds for matching or program continuation? 12. Does the proposal provide compensation for overtime, Special premium, or other supplement to regular is i if} . 13. Is the source of the proposed funding from a foreign or foreign subsidiary entity? 14. If non-govemmental did a representative of the Office of Development (either College or Central Administration) provide assistance with the proposal? If so, who? lNi in application number: sesame The PI affirms that all Investigators on the oject hairr read the UW Investigator Signi?cant Financial Interest Disclosure Policy for Sponsored Projects and that the proposed project does or does at i'i'c Investigators to complete the UW Signi?cant Financial Interest Disclosure Form. (Attach the completed form if applicable). . SIGNATURES AND INSTITUTIONAL A a I), (i i Approved by: I- Principal vestigato'r Di cto ant an ntract Services Un er a urity de - ated by Vice Provost for Research Other Concurrence (if needed) Proposed by: rayh@u -ashington.edu Approved and I Recommended byline, - I i Ch nfDirctor Date Date Approved and Recommended by: Transmitted: By: Dean of SchooUCollcge Date Date Uow 1717 (Rev- canoes) Page 2 of 2 Form Revised 06/2002 1- Explanations relating to queStions on Page I. If aner to questions 3 and/or 9 is YES, the investigator must the appropriate of?ce (Environmental Health and Safety, Library) with a photocopy of the 60-1 form at the time Departmental approval is obtained. USE CONTINUATION SHEET IF NECESSARY. 2. The work will be done in Alaska. This is an observational and quantitative study involving data analysis. It does not involve the use of live vertebrate animals. After?the-fact Agreement attached. The agreement is for a two year period and will be incrementally funded. .Annual costs are $38,000. .A revised budget for this amount is attached. Complete this section for every proposal. The types of expenditures that fall within each category are identi?ed in the UW Operations Manual, Volume 1. Section D, 30. FAS BUDGET CATEGORIES CODE . Period _,__Total Salaries and Wages 01 $15 440 $16 440 Contract Personal Services 02 Other Contractual Services 03 04 5,400 5,400 Supplies and Materials 05 721 721 Equipment 06 Retirement and Bene?ts 07 1 923 1 923 Student Aid 08 7 150 '7 150 Unallocated 38 0 0 Other TOTAL DIRECT COSTS $31 634 $31, 534 Indirect Costs: of Allowable Direct Costs00% *Amount Subject of Indirect Cost (Base) 24 434 24 434 TOTAL INDIRECT COSTS 6 365 :3 6 365 TOTAL 3'7, 999 5 37. 999 ABSTRACT OF PROPOSED WORK. This abstract of approximately 200 words, should express the purpose and essence of the proposed activity in language understandable to nonspecialists. These abstracts are relied upon heavily by those charged with expiaining the Universin research programs to the pnbfic and the state government. Therefore, the importance ofpreporiog them oare?dly cannot be over-emphasized The objective of this study is to develop an accurate method for quantifying and predicting salmon run timing to the Bristol Bay,.Alaska salmon fishery. .A necessary first step in predicting Bristol Bay run timing is to establish an accurate.measure of return timing after the season is over. Bristol Bay run timing has traditionally been quantified in one of two ways, each of which has associated problems. Quantifying returns as 'catch plus escapement to date' is problematic because the timing of the fishery and the intensity of the fishery will affect the estimated timing of the run because the lag to escapement counts are not considered. Historical catch and escapement data will be examined and a preferred method of quantifying return timing will be established. This will involve a formal method of calculating the lag from fishing districts to escapement counts. Changes in the distribution of return timing will be addressed as well as changes in mean return timing. Population Assessment of Socks-ye Salmon in Bristol Bay, Alaska The Alaska Department of Fish 8. Game - University of Washington Cooperative Agreement - COOP 03-035 Salaries Months Rate Lucy 12 1,370 Graduate Research Assistant Bene?ts @11.7% 160 Graduate Student Operating Fee $2200 per quarter 3 quarters 2200 $550 summer quarter tuition SUpplies Software. ?eld supplies Travel to Alaska 8: per diem Total Direct Costs Indirect Costs 26% Total Costs Indirect Cost Base Total 16,440 1,923 6,600 550 7.150 721 5,400 31 1r634 6.366 38,000 24,484 Addendum to For, Submit two copies to A: General Informacf 11 Complete Section A 601 Form, plus B, if applicable. I. Name of Principal Investigator (PI): Ray Hilborn First, Middle Initial Last PI Employee Identi?cation (EID): 866 -007 -5'75 Project is: Basic Research or Applied Research or Training or Other 2 3 4. Abbreviated Title: Please limit to spaces. Assessment 5 Organization Code: 2620001000 6 Departmental Cost Share Contact: NA First Last Phone Email Section B: Cost Sharin; (Compete only if applicable; See GIM 21) ALL COST SG FOR FEDERAL GRANTS MUST BE FROM ON-FEDERAL SOURCES 1. Cost sharing is: Mandatory Committed NSF Aggregate Multiple cost share types and/or multiple faculty: If the award has more than one type of cost sharing or more than one faculty with cost sharing effort, prepare an attachment to the Addendum. See page 2 of the Addendum for template. Faculty and Professional effort not to be charged to the grant. List EACH quarter and year cost sharing will be performed: First, Middle Initial Last Title: Example: Winter: 12/1601): to 3/ lS/xx Spring: 3/16/xx to 6/15/10: Summer: 6/ 16/30: to 9/ 15/301 Autumn: 9/1600: to 12/ 15/3101 Employee Identi?cation (EID): - - Paid from Object/Subobj ect Code: of Time per Month: Number of Months Will Be Performed: Salary Amount: Total Salary Contribution (Add to #2 below): Bene?ts (Add to #3 below): (Indirect) Costs (Add to #6 below): 2. Subtotal of Salaries: 3. Subtotal of Related Employee Bene?ts (See GIM 13 for rate): 4. University Contributions (from budget (Use only if needed to meet agencies? cost share requirement) Supplies 05-99 3 Equipment 06-00 3 Other 3 Object Code Subtotal University Contributions: 5. Subtotal Third Party Contributions: .. 3 Name: Subtotal of Direct Costs 6. Subtotal Related Facilities and Administrative (Indirect) Costs: Indirect Cost Rate: Indirect Cost Base: $0 7. Total Proposed University Contribution: Rev. 06/02 mama . $33,235,) . UNIVERSITY OF 1 2 7 for Approval of Application for Grant or Carma 1 of 2 (For Use within the University Only) A. Prepare the Form and forward 3 copies, one with original signatures, to Grant and Contract Services with the proposal via Department Chairperson and Dean of SchooUCollege for approval. A continuation page should be added if necessary. B. Please furnish four extra cepies of the proposal for retention by Chairperson (1), Dean ofSchoolfCollege (I), and Grant and Contract Services (2). Refer to Grants Information Memorandum Number 1 entitled Guide for the Pre aration of Grant and Contract Pro osals.? TO: GRANT AND CONTRACT SERVICES DATE November 2 9 20 0 0 Emmr Ray Hilborn Professor Fisheries Dept. 355020 Name of Principal Investigatods) Title Department Box Number Attached is a proposal for a: CI grant, contract, CI other fixed price (spaci??) Source: [3 governmental non-governmental Icelandic Cod: Comparison between age?structured fish population models and Title of proposal: a close look at the effects of different data components Marine Research Institute, Skulagata 4, 1390, Reykjavik, Iceland. Name and address of .Attn: Dr. Gunnar Stefanson Amount requested 5 lim Support requested from 0 9/2 5 0 0 through 0 9 2 4/ 0 3 Date Date Application is: Enew, renewal, CI supplemental, I: revision of proposal dated Current sponsor grant or contract number if continuation of active project Budget Number Sponsor requires 2 signed, plus unsigned copies of proposal by Dec 3 200 0 Number? Number? sponsor deadline, if any *These numbers do not include UW coies; see B, above. Ifanswer to any of the following questions is YES, use page 2 to esplain. Where appropriate, INCLUDE INDICATIONS 0F APPROVAL or CONCURRENCE for the concerned departments, schools/colleges, or interdisciplinary facilities and service centers Regional Primate Research Center, Center on Human Development and Disability, Library, Summer Quarter, Graduate School, Environmental Health and Safety). YES NO 1, Will new space or renovation of existing space be required? 2. Will the proposed project be conducted off campus? 3. Does the proposal involve radionuclides U, x-ray pathogenic organisms Cl, human or animal blood cells, tissues, body ?uids Cl, recombinant DNA D, chemical CI, diving 4. Does the proposal involve the use of animals El? human subjects approval date App. No. i 5. Will restriction on information, or security classi?cation, be required? 6. Is more than one department, school, or college involved in the proposal? 7. Is an interdisciplinary facility or service center involved? i 3. Does the proposal specify any deliverables other than the usual written progress reports? 9. Are any special resources required, expanded library services materials? sift" a ., 10. Are indirect costs reimbursed at less than established University rates? 11. Does the proposal commit University funds for matching or pro gram continuation? i I 12. Does the proposal provide compensation for overtime, special premium, or other supplement 13. Is the source of the proposed funding from a foreign or foreign subsidiary entity? i i" ?i 14. If non-governmental did a representative of the Of?ce of Development (either College; or Central Administration) provide assistance H. d' with the proposal? If so, who? and that the proposed project does or does not re Investigators to complete the UW Signi?cant Financial Interest Disclosure Form. (Attach The PI affirms that all Investigators on the project have read th UW Investigator Signi?cant Financial Interest Disclosure Policy for Sponsored Projects the completed form if applicable). SIGNATURES AND INSTITUTIONAL APPROVAL .. .. . Proposed by: i Ra Hilborn Approved by ?it Princi In stigat s) i ector, Grant and Contract Services it Under authority delegated by Vice Provost for Research ra h@ fish . washin ton . edu . - J. Email cam Approved and Other Concurrence chcaga?y Recommended by: i I ,t ,3 (if needed) 90/ rsorv'Director Date I. (3 DE . Approved and 3 Recommended by: By: Dean of the SchooL?CclIege Date Date UoWr 1?17tRev. WQS) r112?38?/2886 66:16 265-615-1633: PAGE 62/63 . i Form 60-! I Page 3 0f 2 (Revised 9x95) Explanation: relating to quea?domlon Page I. If answer to quoetiom 3 and/or 9 is YES, the investigator must supply the appropriate of?ce (En?ironmomal Health and Safety. With I photocopy ofthe 60-] form at the time. approval is obtained. USE CONTINUATION SHEET IF NECESSARY. Complete this section for every proposal. The types of expendituros that fall within each category are identi?ed in the UW Opmtions Manual, Volmne 1, Section D, 30. - PAS BUDGET CATEGORJES OBJECT CODE Period Total Salan'es and Wages 01 3 7.758 3 24,217 Contract Personal Services 02 O?m Conn-6cm Services 03 Travel 04 Supplies and Materials 05 Equipment 06 RetiremtandBenc?ts 07 791 2,470 Student Aid 03 Unellocated 33 Other DIRECT COSTS I I I 124Ir 149 37,925/ Indirect Costs 52 ofAllowable Direct Costs91? TOTAL 3 51 303 3,549/ 26,633/ *Amount Subject to Indirect Costs (Base) ABSTRACT OF PROPOSED WORK. This abound of appro?matoly 200 worda, should express the purpoae and essence of the proposed activity in language understandable to nompocialim. 1713:: are relied upon hmfiy by than charged with explaining the University '3 research program: to the public and the state government. Therefore. the Impatience ofprepa?ng them eare?: Hy manor be owremphamed, . The population Mice and of Icelandic cod will be studied using age structured models. The performance of altemative management procedlnes for this stock will be subjected to sinmlation testing A number of other data sets will be used to explore how age structured models emulate relevant population pauameters such as cunent stock size, level of depletion md potential yield. 1414 9395) i Ir TO FORM I INSTRUCTIONS Ii. .I II- The University has requested your social security number bee-file it serves as a unique identi?er. Disclosure'of the number is voluntary and no statute or rule speci?cally directs the University to request the number. if you decline to provide the number, the University shall not for that reason deny enrollment or any ether right, berae?t.z or privilege by law- 4. Submit nan copies to Grant and Contract Services Complete Section A with each Form, plus and ifapplicable Section A. General Information 1. Name of Principal Investigator (PI) Dept. Box NoRay Hilborn an m" Mammal P1 Sdcial Security Number 3. Project is: or Training or Other or Applied Abbreviated Title--Please limit to TWENTY TWO spaces to conform to the Accounting system. This preferred short title generally when a new account is Basic Research Research established. Short Title: Icelandic Cod Organiaation Code?n'l?he ten digit organization code consists of three digits for the SchooUCollege, two for Major Area, two for Department, and three for the Division/Subdivision level, the organization code must be completed if the academic department wants to record and report accounting transaction at the Division or Subdivision level. If the organization code is not provided, transactions will be entered only down to the Department level. Please see your department administrator for the coding informationsmears; I 1. 2. Section C. l. 4. 5. i Cost Sharing (Complete only if applicable; see GIM 21) This is a contribution of effort or other costs offered by the PI but not required by the sponsor as a condition of the award. The following costs are to be incurred the Universit durin the indicated budet eriod of the ro osed 1 ant. . I ALL VOLUNTARY COST SHARING INST BE FROM NONFEDERAL SOURCES Voluntary Faculty and Professional e?on not to be charged to the grant. First Middle main fast Title Social Security a I I Other voluntarily contributed costs (from Budget No. Cl Sepplies El Equipment Other _Total of 32 Cost Sharing . Mandatory Cost Sharing Information (Complete only if applicable; see GIM 21) The following costs are to be incurred the Universit durin the indicated budet eriod of the re osed 9 ant. ALL WATORY COST SHARING MUST BE FROM NONFEDERAI: SOURCES Mandatory Faculty and Professional elfort not to be charged to the grant. Fan Middle Initial Last me Subtotal of Salaries 5 Social Security No I of Time Amount I Related Employee Bene?ts (see 61M 3 for rateOther University Contributions (from Budget No. 3 (Use only if needed to meet agency?s cost sharing requirement) Supplies Cl Equipment Other 3 Subtotal of All Direct Costs 8 RCW 42.56.250(3) Related Indirect Costs (See GIM 13 for rate) 5 TOTAL PROPOSED MANDATORY UNIVERSITY CONTRIBUTION Unit/1434 (Rev. 1.398) ADDENDUM - - -- II-I - .. ..4:5:':sites-attetge-xr: see. far.? 05:15.; Esra-?n 541.354: . - 1e fats-aegis .-, - Illr - wizxig-?i? nag-L - iv- - . urine-Ff - - . 'rf-Jri-J.433I':..Juli-ll_r-ll-rlLILI I'Form UNIVERSITY OF WASHINGTON Request for Approval of Application for Grant or Contract Application Details eGC?l Number: A16626 Long Title: Orange Roughy Fishery Management Short Title: NZ Contract 2005-2006 Last Completed Timestamp: 611212005 9:14 AM StartlEnd Dates Requested: 9(112005 - 6/31/3006 Sponsor Deadline: 911/2005 Application Type: New Sponsor: New Zealand Seafood Industry Council, Ltd. (SeaFlC) Organization Code Receiving Funding: SCH 80 (2620001000) Principal Investigator Name: Ray Hilborn Budget Cost Rate: 26% First Period Total (all periods) Total Direct Costs: 0 46,032 Total FSA Costs: 11,966 Total Costs: 0 58.000 Cost Sharing Total (all periods) Total Cost Sharing: $0 UW Summary by Unit Org Code Org Code Name Amount 2620001000 AquaticStFishery Sc $0 Compliance Questions Financial and General FG-2. YES: Proposed project will be conducted off-campus (excluding outgoing subcontracts) as stated in GIM 13. Security and Export Control (not indicated) Non-Governmental Applications A16626 Page 1 of 7 -. . - - -1. . - II. fun-fauna. sic-3rii'?feus N62 YES: Application has funding from a foreign source or foreign subsidiary entity. Enviromental Health and Safety (not indicated) Human Subjects and Stem Cells (not indicated) Animal Use (not indicated) Comments A draft agreement is attached. Will forward electronic copy for OSP use. Will work with Carolyn Adams in the Tax Of?ce to renew the NZ tax exmeption certi?cate when we receive a fully executed copy of the agreement. Details eGCi Number: A18526 Full Application Title: Orange Roughy Fishery Management Short Title: NZ Contract 2005-2006 Start/End Dates Requested: 9l1l2005 81303006 Sponsor Deadline: 9! 1/2005 Date Needed From OSP: 911/2005 Sponsor Signed Copies Required: 2 Sponsor Unsigned Copies Required: (not indicated) Organization Code Receiving Funding Organization Code Receiving Funding: SCH SC (2620001000) Box Number For Of?cial Correspondence: 355020 Application Type Application Type: New After the Fact Application: YES Project Details Project Type: Contract Funding Type: Research: Applied International Projects: (not indicated) Sponsor Sponsor name: New Zealand Seafood Industry Council, Ltd. (SeaFlC) Sponsor type: Foreign Private Industry Address: Private Bag 24-901 City, State, ZIP: Wellington, (not indicated), (not indicated) Country: New Zealand Contact name: Kevin Stokes Contact phone: (not indicated) Contact email: stokesk@seafood.co.nz A18626 - Page 2 of 7 roaming: 5:53.ai.I.I I-I-I-ailing} II: I?q I.: $.53 I .I .: . . .I.I . .I.I.I I . . .I. I.I.I Additional Information for Existing Application or Award (if applicable) Sponsor Number at UW: UW Budget Number: Previous Number(s): PI and Contacts Principal Investigator Name: Selected Unit: Title: Academic Home Unit: UW box number: NetlD: Phone: Fax: Cell Phone: Pagan Email: Administrative Contact Name: Selected Unit: Title: Academic Home Unit: NetlD: Phone: Fax: Cell Phone: Pagen Email: Pro-Award Budget Contact Role Type Principal Investigator Key Personnel Name: Personnel Name EID Ray Hilborn 666007575 Allan Hicks 863001192 Abstract RFAIRFP UW Abstract This is the continuation of a multi-year cooperative project with the Nev.I Zealand Fishing industry in which we develop and apply methods of A18626 (not indicated) 66-8759 (not indicated) Ray Hilborn (EIN: 666007575) SCH SC (2620001000) Professor SCH SC (2620001000) 355020 rayh 206-543-3587 206-685-7471 (not indicated) (not indicated) Joan Mason Bodey (EIN: 867003946) SCH AQUATICSFISHERY SC (2620001000) Manager Of Program Operations SCH SC (2620001000) jbodey 206-616-9521 206-616-8689 (not indicated) (not indicated) jbodey@u.washington.edu (not indicated) Selected UW Org Code SCH 30 (2620001000) SCH SCI (2620001000) Signi?cant Financial Interest No No Page 3 of 7 -: - - I'r: 'rfr' ?2-5-1 Iii-I? InhisEng. -- I: I?ll-fl" - 1.- I. qll' II I'll I I'l" r. I- I I. 1.'l'l'l 'l'l-I.-. ?35" ?bril. 13lid-n-n-I?I-I?dllr-Idl .II'llIfJail--.-..- Fibrin-'5'Ir 'I?r - . .- :52ant 3454545423: sixes-r 4 StatsBayesian risk analysis to support the conservation of major New Zealand ?sheries. This year the primary work will be to undertake stock assessments of orange roughy stocks principally NE and NW of Chatham Rise and Challenger Plateau. Request for ApplicationIProposal or Program Announcement Number: (not indicated) Title: (not indicated) URL: (not indicated) Budget FAS Object code Description First Period Total (all periods) 01 Salaries and Wages 02 Service Contracts 03 Other Contractual Services 04 Travel 05 Supplies and Materials 06 Equipment 0? Retirement and Bene?ts 06 Student Aid 38 Unallocated subtotal 46,032 Other Object Codes (not indicated) Subcontracts (not indicated) Total Direct Costs First Period Total (all periods) Total Direct Costs 0 46,032 FBIA Costs First Period Total (all periods) Amount Subject to Costs (base) 46,032 Cost Rate Cost Rate 26% First Period Total (all periods) Total Costs 11,966 First Period Total (all periods) Total Costs 0 56,000 Cost Sharing Cost Sharing Type(s) Mandatory: NO Committed: NO Aggregate (NSF only): NO A16626 Page 4 of 7 .. ?qlihlug :11I''l'l'l-l I-IILI H- . I. I. - I. IILII II-I I II I. I?ll I r'n? - ER town-Esgt?bfl-Fhi -- Jun-u i -. -- -L-- - -- ?Heir-L .: .- HI -- - 'l'i'iIrI?Aims: Vi 1.1-5. . . . Personnel Cost Sharing Name Cost Sharing Org Code Cost Sharing Org Code Name Amount Ray Hilborn 2620001000 Aquatic&Fishery Sc $0 Allan Hicks 2620001000 Aquatic&Fishery Sc $0 UW Cost Sharing (Other) (not indicated) Third Party Cost Sharing (not indicated) Unrecovered FSA Costs (if counted as Cost Sharing) (not indicated) UW Summary by Unit Org Code Org Code Name Amount 2620001000 Aquatic&Fishery Sc $0 Total Cost Sharing (not indicated) Compliance Questions and Explanations Financial and General FG-1. Does this application commit UW funds for cost sharing, matching or program continuation? NO Will the proposed project be conducted off-campus (excluding outgoing subcontracts) as stated in GM 13? YES Loca?on Other - international site (explain) Work will be done in Wellington, New Zealand FG-3. Are FSA costs reimbursed at less than the federally negotiated rate for the NO FG-4. Does this application require any new, rental or renovation to existing space? - NO FG-5. Does this application provide compensation for overtime, special premium, or other supplement to regular NO salary? FG-6. Does this application require any deliverables (other than the usual written progress reports)? NO FG-T. Does this application request administrative support or of?ce supplies? NO FG-8. Does this application involve a UW interdisciplinary facility, service center or institute requiring additional NO approval? FG-Q. Does this application require the review of organizations not othenvise identi?ed on this application by the personnel NO involved. the organization receiving funding or the other Compliance questions (for lab space, equipment, TBA personnel, joint appointments, etc.)? Security and Export Control SEC-1. Will any items be transported outside the United States in connection with this project? NO Will this project potentially be subject to export regulation? NO SEC-3. Will this project require restriction on information, personnel or security classi?cation? NO Non-Governmental Applications NG-1. Did a representative from the University Advancement (either College or Central Administration) provide NO assistance with this application? A16626 Page 5 of 7 - 1:1. -.-.-.-- - -- . - .Ifar 3,3 an? rfilil'?: oh.-: ??agrih?jg??af??Il?1?asp-viaTi?- .av ?es 3* sari-:44? - #Il?dr?f.chr.?I'll I r'?lrfl?1_I_Il'llr' Ll - II II .-.IIJ ?rig I?I'rlqalHlu' El I q:I II _Ilrl_- 17?its a. :14N-2. Does this application have funding from a fo di entity? Explain The agreement is with the New Zealand Seafood Industry Council. NG-3. Does this application involve ?ow?through funds? NO Enviromental Health and Safety Does the sponsor require UW Environmental Health Samp; Safety andfor Institutional Biosafety NO Committee (IBC) review prior to submission to the sponsor? EHS-2. Will Select Agents anthrax) be used, transferred, or purchased for the proposed project? NO EHS-3. Will the proposed project generate either hazardous waste without disposal options or mixed waste NO (both radioactive and hazardous components) or multishazard waste (biological and chemical and radioactive components)? Does the proposed project involve any of these specialized uses of radiation: transuranics, gaseous NO alpha?emitters, or intentional release of radionuclide-s to the atmosphere? Human Subjects and Stem Cells HS-1. Does this application involve the use of human NO subjects? HS-Z. Will this research involve the use and/or creation of human embryonic stem cells? (not indicated) Animal Use Does this application involve the use of vertebrate animals? NO Attached Documents Documents to be Submitted to Sponsor No attachments have been associated Internal documents for OSP No attachments have been associated Internal documents for DeptISchoollCollege No attachments have been associated Connected Budget Data No attachments have been associated Documents Uploaded by OSP No attachments have been associated Certify Route Application Documents Information Will paper documents be submitted to OSP in support of this application? - (not indicated) Will sponsor documents be submitted electronically to the sponsor? No Significant Financial Interest (SFI) Escalation of PI Certi?cation Disbarment Statement A18626 Page 6 of 7 1r-IfI.I u'r?tr'{If.II.-. I - - I. I. I Il-l-l-l- Il-I-II-I-I-I-IJ}-r-r .f-r Eli-:Air 'rErlsubmitting this application, the Pl certi?es that the PI and other Key Personnel (anyone involved in the design, conduct or reporting of the research) have not been debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from covered transactions by any federal department or agency. The PI af?rms that all investigators on the project have read the UW Investigator Signi?cant Financial interest YES Disclosure Policy for Sponsored Projects Does the proposed project require Investigators to complete the UW Signi?cant Financial interest Disclosure DOES NOT Form? The PI is absent and is not able to complete or sign this application. For information on approval of applications YES in the Pl's absence, contact your department administrator/chair and read GIM 1 Section 1.3.1. Additional Information A draft agreement is attached. Will forward electronic copy for OSP use. Will work with Carolyn Adams in the Tax Of?ce to renew the NZ tax exmeption certi?cate when we receive a fully executed copy of the agreement. Assurance Statement Principal Investigator/Program Director Assurance: I certify that the statements in this and the related sponsor application are true, complete and accurate to the best of my knowledge. I am aware that any false, ?ctitious, or fraudulent statements or claims may subject me to criminal, civil, or administrative penalties. I agree to accept responsibility for the scienti?c conduct of the project and to provide the required progress reports if a grant is awarded as a result of this application. I am the PI and have read and agree with the Pl Assurance Statement. I understand that approving this (not indicated) electronically is equivalent to my signature. Process Application Is this application ready to be submitted to the sponsor by A18626 Page 7 of Form oer UNIVERSITY (Revised hazzcuz) st for Approval of Application for Grant or C?irfract Pagel of 2 (For Use within the University Only) 0 I g! A. Prepare the Form and forward 3 copies, one with original signatures, to Grant and Contract Services with the proposal via Department Chairperson and Dean of School/College for approval. A continuation page should be added if necessary. B. Please furnish four extra copies of the proposal for retention by Chairperson (l Dean of SchooUCollege (I), and Grant and Contract Services (2). Refer to Grants Information Memorandum Number 1 entitled Guide for the Preparation of Grant and Contract Proposals." TO: GRANT AND CONTRACT SERVICES DATE: 5 15( 03 From: Ray Hilborn Professor Aquatic r. Fishery Sciences 355020 Name of Principal Investigator(s) Title Department Box Number Attached is a proposal for a: grant. contract, other (specify) Source: El governmental non-governmental Title of Ptoposal: Stock Assessment and Decision Anal ses for the New Zealand Commercial Fisheries To be forwarded to: The New Zealand Seafood Industry Council, Ltd. Private Bag 24?901,. Wellington Name and Street Address of Sponsor New Zealand - Attention: Owen Symmans City, State and Zip of Sponsor Amount Requested: 9102 6 Support Requested From: '7 1 03 through 6/ 30 04 Date Date Application is: Knew, renewal, supplemental, revision of proposal dated: Current sponsor grant of contract number if continuation of active project 66-530 '7 Budget umber Sponsor requires 1 siged, plus unsigned copies of proposal by A o5 :5 Number"I lfslumber"ll sponsor deadline, if any *These numbers do not include UW copies; see above. If answer to any of the following questions is YES, use page 2 to explain. Where appropriate, INCLUDE INDICATIONS OF APPROVAL or CONCURRENCE for the concerned departments, schoolst?colleges, or interdisciplinary facilities and service centers Regional Primate Research Center, Center on Human Development and Disability, Library, Summer Quarter, Graduate School, Environmental Health and Safety). (Sub-Budget) YES NO 1. Will new space or renovation of existing Space be required? 2. Will the proposed project be conducted off canipus? 3 Does the proposal involve radionuclides x-ray D, pathogenic organisms El, human or animal blood cells, tissues, body ?uids recombinant DNA El, chemical El, diving El? 4 Does the proposal involve the use of animals human subjects El? approval date: application number: 5. Will restriction on information, or security classi?cation, be required? 6. Is more than one department, school, or college involved in the proposal? i 7 Is an interdisciplinary facility or service center involved? if if; 3 Does the proposal specify any deliverables other than the usual written progress reports? 9. Are any special resources required, expanded library services materials? a a nit 10. Are indirect costs reimbursed at less than established University ratesDoes the proposal commit University for matching or program continuation? 12. Does the proposal provide compensation for overtime, Special premium, or other supplement to regular i litfi i 13. Is the source of the proposed funding ?'om a foreign or foreign subsidiary entity? 14. If non-governmental did a representative of the Of?ce of Development (either College or Central Administration) provide assistance with the proposal? If so, who? completed form if applicable). SIGNATURES AND INSTITUTIONAL APPROVAL l/Uu, I . Proposed by: Approved y: Principe In - itor(s) Director, Grant and Contract Services . Under authority delegated by Vice Provost for Research rayh@u.washington.edu Ema' -- dress(es) Approved and Other oncurrence Recommended by: 5 (if needed) airperson/Director Date Date Approved and Recommended by: . Transmitted: Dean of SchooUCollege Date Date an mt (Rev. canoes} Form (30-1 Page 2 of 2 (Revised 0622002 Explanations relating to questions on Page 1. If answer to questions 3- and/or 9 is YES, the investigator must supply the appropriate office (Environmental Health and Safety. Library) with a photocopy of the form at the time Departmental approval is obtained. USE CONTINUATION SHEET IF NECESSARY. 2. work will be done in New zealand. 13. The agreement is' with the New Zealand Seafood Industry Council. This is a quantitative study only and does not involve the use of animals. Draft Agreement is attached. Complete this section for every proposal. The types of expenditures that fall within each category are identi?ed in the UW Operations Manual, Volume 1. Section D, 30. FAS CATEQORIES . DE . Salaries and Wages 01 3 Contract Personal Services 02 Other Contractual Services 03 Travel 04 Supplies and Materials 05 Equipment 06 Retirement and Bene?ts 07 Student Aid 03 Unallocated 33 ?72 243 '72 243 Other TOTAL DIRECT COSTS $72 . 243 $72 243 Indirect Costs: of Allowable Direct Costs00% *Amount Subject of Indirect Cost (Base) '72 243 ?72 243 TOTAL INDIRECT COSTS 18 783 18 783 TOTAL 91,026 91,026 ABSTRACT OF PROPOSED WORK. This abstract of approximately 200 words, should express the purpose and essence of the proposed activity in language understandable to nonspecialists. These obstructs ore relied upon heavih) by those charged with explaining the Universin) ?3 research programs to the pubim and the state government. There?ore, the importance ofpreporing them oore?dbz cannot be overemphosized. This is the 15 year of a cooperative project with the New Zealand Fishing Industry in which we develop-and apply methods of Bayesian risk analysis to support the conservation of major New Zealand fisheries for hoki and orange roughy stocks. ?We are continuing to develop age? and size- structured models to use research survey and.commerical fisheries catch data to evaluated the consequences of different quota levels and to train New Zealand fiseries staff in the use of these models. Submit two copies to nd contract Services Addendum to 0135?; Section A: General Informatlon Complete Section A with each Form, plus B. if applicable. I. Name of Principal Investigator (PI): Ray Hilborn First, Middle Initial Last PI Employee Identi?cation (EID): 866 -007 -575 Project is: Basic Research or Applied Research or Training or Other 2 3 4.. Abbreviated TitlezPlease limit to TWENTY-TWO spaces. NZ Contract 15 5 Organization Code: 2620001000 6 Departmental Cost Share Contact: Na First Last Phone Email Section B: Cost Sharin; (Compete only if appliCable; see GIM 21) ALL COST SHARING FOR FEDERAL GRANTS MUST BE FROM NON-FEDERAL SOURCES 1. Cost sharing is: Mandatory El Committed [3 NSF Aggregate El Multiple cost share types and/or multiple faculty: If the award has more than one type of cost sharing or more than one faculty with cost sharing effort, prepare an attachment to the Addendum. See page 2 of the Addendum for template. Faculty and Professional effort not to be charged to the grant. - List EACH quarter and year cost sharing will be performed: irst. Middle Initial Last Title: Example: Winter: 12/ l?/xx to 3/15/90: Spring: 3/16/xx to 6/ l5/xx Summer: 6/16/20: to 9/15/xx Autumn: 9/16/xx to 12/ 15/32): Employee Identi?cation (EID): - Paid from Object/Subobj ect Code: of Time per Month: Number of Months Will Be Performed: Salary Amount: Total Salary Contribution (Add to #2 below): Bene?ts (Add to #3 below): 35A (Indirect) Costs (Add to #6 below): 2. Subtotal of Salaries: .. 3. Subtotal of Related Employee Bene?ts (See GIM 13 for rate): .. 4. University Contributions (from budget (Use only if needed to meet agencies? cost share requirement) Supplies 05-99 3 Equipment 06-00 3 Other Object Code Subtotal University Contributions: .. $0 5. Subtotal Third Party Contributions: .. Name: Subtotal of Direct Costs $0 6. Subtotal Related Facilities and Administrative (Indirect) Costs: Indirect Cost Rate: Indirect Cost Base: $0 7. Total Proposed University Contribution: .. $0 Rev. 06(02