A010 FINANCIAL DISCLOSURE REPORT Rem? Req?m'edl?y Rev 1/7015 in Governmem Ac! ofl978 FOR CALENDAR YEAR 2015 (5 U.S.C. app. 1014!!) 1. Person Reporting (last name, ?rst, middle initial) 2. Court or Organization 3. Date of Report KAGAN. ELENA SUPREME COURT 05/11/20l6 4. Title (Article judges indicate active or senior status; 53. Report Type (check appropriate type) 6. Reporting Period Inagislratejudges indicate full- or pal l?time) I: Nomination Date 01/01/2015 ASSOCIATE JUSTICE initial Annual Final to 12/31/2015 5b. Amended Report 7. Chambers or Of?ce Address 1 FIRST STREET NE WASHINGTON, DC. 20543 IMPOR TAN NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. I. (Reporting individual only; see pp. 9-13 of ?ling instructions.) I: NONE (No reportable positions.) NAME OF I. VISITING PROFESSOR (SEPTEMBER 2015) HARVARD LAW SCHOOL 2. 3. 4. 5 ll. (Reporting individual only; see pp. 14-16 of?ling instructions.) NONE (N0 reportable agreements.) DATE PARTIES AND TERMS Name of Person Reporting Date of Report Page 2 of 8 KAGAN, ELENA 05H 1/2016 (Reporting individual and spouse; see pp. 1 7-24 of ?ling instructions.) A. Filer?s Non-Investment Income NONE (No reportable non?investment income.) DATE TYPE INCOME (yours, not spouse's) I. 2015 PRESIDENT AND FELLOWS OF HARVARD COLLEGE - $15,000.00 TEACHING 2. 3. 4. B. Sp 01188.8 Non-Investment Income - Ifyon were married during any portion of the reporting year, complete this section. {Dollar amount not required except?ir honor-aria.) NONE (No reportable non-investment income.) DATE AND TYPE IV. -- transportation, lodging,_footl, entertainment. (Inc-index those to spouse and dependent children; see pp. 2572 7 of?ling imlructiom?.) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED 1 THE UNIVERSITY OF FEBRUARY 1?2, CHICAGO, IL SPEECH TRANSPORTATION, MEALS CHICAGO LAW SCHOOL 2015 2 NORTHWESTERN FEBRUARY 3, 2015 CHICAGO, IL SPEECH HOTEL, MEALS UNIVERSITY SCHOOL OF LAW 3. STAN FORD LAW SCHOOL FEBRUARY 4?5, STANFORD, CA SPEECH, MOOT COURT TRANSPORTATION, HOTEL, MEALS 2015 4. HARVARD LAW SCHOOL JUNE 17, 2015 CAMBRIDGE, MA SPEECH TRANSPORTATION FINANCIAL DISCLOSURE REPORT Page 3 0f 8 KAGAN, ELENA Name of Dau- nl' lh?porl 05f! 5. HEBREW UNIVERSITY OF JERUSALEM FACULTY LAW 6. HARVARD LAW THE I0 UNIVERSITY MURITZ COLLEGE OF LAW 3. LAW SCHOOL 29- 5. ZUIS SEPTEMBER ELIE. l?l? SEPTEMBER 29-30. ZOIS NOVEMBER IS-IB. 2915 MT. SCUPUS, JERUSALEM CAMBRIDGE. MA UH CAMBRIDGE, MA SPEECH TFEACI IENG.I SPEECH SPEECH MOOT COURT, SPEECH ., EA LS TRANSPORTATION. HOTEL, MEALS TRANSPORTATION. HOTEL. MEALS TRANSPORTATION, EALS Name of Persnn Rrpur?ng Page 4 of 8 KAGAN, ELEM can uzom V. I rim-hum mm: warm! and Impatient children: :we pp. 23-3! tJ?fiug NONE (No repormba?e gi?s.) SOURCE DESCRIPTION VALUE 1. THE UNIVERSITY OF PUBLIC AND ITS GOVERNMENT BY FELIX FRANKFURTER $499.94 LAW SCHOOL SIGNED BY mm IOR{Includ'rs that: :Japame and dependent chiMmr; .mr pp. 3263 nf??ng Enamel:wa NON {No reports:be VALUF QQDE FINANCIAL DISCLOSURE REPORT Page 5 of8 Name of Person Reporting KAGAN, ELENA Date of Report 05/1 1/2016 . an income, value. transactions (Incitirles those ofsponse mu! dependent children; see pp. 34-60 of?ling instructions.) I NONE {No reportable income, assets, or transactions.) A. Descx iption ofAssets (including [rust assets) Income during reporting period B. 61055 value at end of repelling pei iod Transaclions dining ieporling period (2) (2) (2) (3) (4) (5) Place after each asset Type (e g, Value Value Type (e 51., Dane Value Gain Identity of exempt fiom prior disclosme div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code buyer/seller or int.) (J-P) Code 3 redemption) (A-H) (if private liansaclion) I. JUSTICE FEDERAL CREDIT UNION Interest ACCOUNT 2. FRANKLIN TEMPLETON MUTUAL Dividend BEACON FUND 3. VANGUARD PRIME MONEY MKT Dividend FUND 4. VANGUARD TOTAL STOCK MKT Dividend INDEX ADM 5. UNIV. OF CHICAGO RET - TIAA interest TRADITIONAL GUARANTEED FIXED ANNUITY 6. UNIV. OF CHICAGO RET - CREF None STOCK QCSTIX T. UNIV. OF CHICAGO RET - CREF None BOND MARICET VIABILITY ANNUITY QCBMIX 8. UNIV. OF CHICAGO RET - VANGUARD Dividend BOND 9. UNIV. OF CHICAGO RET VANGUARD Dividend WINDSOR FUND ADMIRAL 10. IRA #l - FIDELITY MAGELLAN FUND Dividend 11. IRA #1 - FIDELITY PURITAN FUND Dividend 12. IRA #l - FIDELITY INTERMED BOND Dividend FUND 13. IRA #2 VANGUARD TOTAL BOND Dividend MKT INDEX 14. IRA #2 - VANGUARD FED MONEY Dividend .l MKT FUND 15. IRA #2 - VANGUARD WELLESLEY INC Dividend FUND 16. #2 - VANGUARD 500 INDEX FUND Dividend 1. Income Gain Codes: (See Columns Bl and D4) 2 Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2) A =$l.000 or less - 3100.000 1:5 I 5.000 or less =3250.001 - 5500.000 P3 =525.000.00l - 550000.000 =Appraisn =Book Value =5 .00] - $2.500 =510000 - 51.000000 :$15.00l 550.000 0 =$500.00l - 5 000.000 =Cusl [Real Estalc Only) =Olher :$2_50l - 35.000 =Sl 000.001 - 85 000.000 - 3100.000 l?l =$l.000.00 - 55.000.000 P4 :Morc than 550.000 000 ZESlimnth - $ 5.000 12 :More than 55.000000 =Sl00.00l - 3250.000 P2 :55.000.001 - 521000.000 - 550.000 =Cash Market FINANCIAL DISCLOSURE REPORT Page 6 of 8 Name of Person Reporting KAGAN, ELENA Date of Report 05/11/2016 VII. and income, value, transactions (Inc/Jules those of spouse and dependent children; see pp. 34?60 of?/ing ins/frictions.) NONE (N0 reportable income, assets, or transactions.) Description of Assets (including mist assets) B. Income during reporting period Gross value at end ofieporling period D. Transactions during reporting period (I) (2) (1) (2) (1) (2) (3) (4) (5) Place after each asset Amount Type (eg Value Value Type Date Value Gain Identity of exempt from prior disclosure cm?? 1 div., rcnl. Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (I-P) (A-H) (if private transaction) 17. IRA #2 - VANGUARD INTL EXPLORER Dividend FUND 18. DREYFUS GNMA FUND - CLASS A Dividend .I 19. VANGUARD - GNMA FUND INVESTOR A Dividend SHARES 20. CHARLES SCHWAB MONEY MARKET A Dividend Distributed 06/25/15 ACCOUNT (pad) 21. SCHWAB 500 INDEX FUND Dividend 22. WASHINGTON, DC RENTAL Rent PROPERTY Income Gain Codes: (Sec Columns BI and D4) 2 Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Sec Column C2) A =$l.000 or less =$50.00 - 5100.000 12$ 1 5.000 or less =$250.001 - 3500.000 P3 2525000001 - $50 000.000 :Appraisal =Book Value - 52.500 0 =5100.001 - 51.000000 :5 5.001 - 550.000 0 =5500.001 Sl.000.000 :Cosl (Real Estate Only) =Olher =$2.501 55.000 111 251.000.001 - $5.000.000 =550.00 - 5100.000 Pl - 55.000.000 P4 :Morc than $50.000.000 :Estimalcd :55.001 - 515.000 112 :More than 55.000000 =5100.001 - 5250.000 P2 :35.000.001 - 525.000.000 =Cash Markel :5 5.001 - 550.000 FINANCIAL DISCLOSURE REPORT Page 7 off-I mam, ELENA par! PART VII. LINE (1: TRANSFER CLASS FUND, RESULTING IN NAME CHANGE FROM T0 LINE 7: TRANSFER OF CLASS FUND. RESULTING IN NAME {fl FROM T0 QCBMIX. FINANCIAL DISCLOSURE REPORT Page 8 of 8 nl? Reporting KAGAN, ELENA llatc of 051'] IX. CERTIFICATION. I ccrtit?y that till information given above {including information pertaining In my 11ml minor or if any] is trnc. mu! complete In lit-5t nl?my knuwlctigc hciiL-t', antl any int?m'nnitinn not rcpurlcd was withheld because it nit-t applicable pmvixiuns non-disclosure. I l?nt'thcr certify that earned income from nutsidc uml and ul'gil'ts which have reported are in compliance with Iltc provisions at 5 U.S.C. ?mi. Sill ct. stcri.E 5 7353, untl Judicial regulations. Signnturc: 51" NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES 0R FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.s.c. app. 104) Suilc 2-3?l (In Financial Disclosure Administrative Of?ce nt'lht: United States Courts One Columbus Circle, NE. Washington. DC. 2U544