A010 FINANCIAL DISCLOSURE REPORT Rewind by E?hlcs Rev in Government FOR CALENDAR YEAR 2015 (5 as. C. app. 101?111) 1. Person Reporting (last nameI ?rst, middle initial) 2. Court or Organization 3. Date of Report Ginsburg, Ruth B. Supreme Court of the United States 04/25/2016 4. Title (Article judges indicate active or senior status; 53. Report Type (check appropriate type) 6. Reporting Period magistratejudges indicate full- or parl-time) Nomination Date 01/01/2015 AssociateJustice Initial Annual i'j Final 1? l2/3 5 5b. Amended Report 7. Chambers or Of?ce Address Supreme Court of the United States One First Street, NE Washington, DC 20543 IMPOR TAN NOTES The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. I. (Reporting individual only; see pp. 9-13 of ?ling instructions.) El NONE (N0 reportable positions.) POSITION NAME OF 1. Trustee Trust Article Fourth uxw Martin D. Ginsburg 4. 5. II. (Reporting individual only; see pp. 14?16 of?ling instructions.) NONE reportable agreements.) DATE PARTIES AND TERMS FINANCIAL DISCLOSURE REPORT Name ofPerson Reporting Date of Report Page 2 of 9 Ginsburg, Ruth B. 04/25/2016 ON -INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17?24 of?ing instructions.) A. Filer's Non-Investment Income NONE (No reportable non-investment income.) MILE SOURCE AND TYPE INCOME (yours, not Spouse's) 1. 02-06-15 University ofMichigan - Tanner Lecturer $10,000.00 2. 3. 4. B. Spouse's Non-Investment Income - Ifyon were married during any portion of?ie reportingyear, (DoIIar amount not required exceprfor honoraria) NONE (No reportable non-investment income.) DATE complete this section. IV. transportation, lodging, food, entertainment. (Inciudes those to spouse and dependent children; see pp. 25?27 of?iing instructions NONE W0 reportable reimbursements.) URCE DATES CATION I. New York City Bar Association February 2, 2015 PU SE Participant in Ruth Bader Ginsburg Lecture ITEMS PAID OR PROVIDED transportation, lodging, food 2. University of Michigan Law Ann Arbor, MI School February 6, 2015 Participant in Tanner Lecture transportation, lodging, food 3. Radcliffe Institute May 29, 2015 Cambridge, MA Radcliffe Medal recipiant transportation, lodging, food 4. Supreme Court of Korea August 3-7, 2015 Seoul, Korea 5. American College ofTrial Lawyers September 7-10, 2015 London, England Participant in Legal Exchange program Participant in Legal Exchange program transportation, lodging, food transportation, lodging, food FINANCIAL DISCLOSURE REPORT Page 3 of 9 Narm- Person Reporling Ginsburg. Ruth B. ha?! of Ila-purl IS. European Instimlc the September 11-? Zurich. Swiizcrland Participant in transportation. lodging. food University of Zurich 20 I 5 conversational program inatitmc September 29, 20 New York, NY Four Freedoms Aimrd transportation. lodging, Food rccipinnl New York I'iistorical Society December 11 EDI 5 New York, NY Participant in conversational program transportation. lodging. food FINANCIAL DISCLOSURE REPORT Name of Person churling Dam: uchporl Page 4 of '9 Ginsburg. Ruth B. 0432532016 V. GI FT . (3mm: mm spanse am: dependent d: w: m: 23-33 of??ng fn?mc?aus.) NONE (No reportable gi?s.) SOURCE DESCRIPTICLH ME: I. Supreme Court of Korea Roundtrip Airfare $8,220.ES. (Includes mm nfspause and depmdm: chum?.- pp. 32-33 af??ng mama]:an NONE (No reportabfe Habi??es.) DESCRIPTION VALUE CODE CREDITOR Name of Person Reporting Date of Report Page 5 Of 9 Ginsburg, Ruth B. 04/25/2015 VII. and -- income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 af?ling Instructions.) NONE W0 reportable income, assets, or transactions.) A. B. C. D. Description ofAssets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (1) (2) (2) (1) (2) (3) (4) (5) Place after each asset Amount Type (e Value Value Type Date Value Gain Identity of exempt from prior disclosure COde div, rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller or int.) (J-P) Code 3 redemption) (J-P) (ifprivate transaction) I. Checking account-Morgan Guaranty Trust None Co., NYC 2. Checking account PNC Bank, DC A Inthiv. 3. TIAA CREF Retirement Accounts Int./Div. Pl Distributed 12/01/15 (part) 4- TIAA CREF Mutual Funds Dividend Buy 12/03/15 (add'l) 5. -TIAA CREF Midcap Growth Fund 6. -TIAA CREF Short Term Bond Fund 7. Fried Frank Pension (commenced on death Distribution 0 of spouse) 8. JP Morgan Intermediate Tax Free Income A Interest 0 Buy 10/23/15 Fund (add'l) 9. JP Morgan Equity Income Dividend Sold 10/23/15 (part) 10. JP Morgan Market Expansion Dividend Sold 10/231?1 5 (part) 1 1. JP Morgan Investment Cash A Interest 12. JP Morgan Tax Aware Equity Dividend 13. JP Morgan Strategic Income Opportunity Dividend 14. JP Morgan Intrepid European Fund Dividend 15. JP Morgan Equity Focus Fund Dividend Buy 10/23/15 (add'l) 16. JP Morgan Unconstrained Debt Fund Dividend formerly Multi Sector Income Fund 17. JP Morgan Float Rate Income Fund Dividend SoId 10/27/15 A Income Gain Codes: A or less 251,001 - $2,500 =52,501 - $5,000 =55,001 - $15,000 $50,000 (See Columns BI and D4) =$50,001 - $100,000 =$lO0,001 - $1,000,000 Hl =$l,000,001 - $5,000,000 H2 =More than $5,000,000 2. Value Codes 5,000 or less 2315001 - $50,000 :35000] - $100,000 =5100,001 - $250,000 (See Columns Cl and D3) =$250,00l - $500,000 0 =$500,00 - $1,000,000 Pl =$l,000,001 $5,000,000 P2 =$5,000,001 - $25,000,000 P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000 3 Value Method Codes =Appraisa] #:osl (Real Estate Only) 5 :Assegsment =Cash Market (333 Comm" C2) =Book Value =Other =Estimatcd FINANCIAL DISCLOSURE REPORT Name of Relmm'm ?Rem? Page 6 of9 Ginsburg, Ruth B. 04/25/2016 VII. and -- income, value, transactions (Inc/tides those afspouse and dependent children; see pp. 34-60 (if/fling instructions.) [1 NONE (N0 reportable income, assets, or transactions.) A. B. C. D. Description ofAssets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (2) (1) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain ldenlity of exempt from prior disclosure Com: 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code buyer/seller {A?m or int.) Code 3 redemption) (ifprivate transaction) 18. JP Morgan SH-INT Muni Bond Fund A Int/Div. Sold 06/04/15 A (part) 19. Buy 10/23/15 (add'l) 20. SPDR 500 ETF Trust Dividend 21. ISHARES Core Mid Cap ETF Dividend Buy 06/08/15 (add'l) 22. ISHARES MSCI All Country Asia EX Dividend Buy 06/08/15 Japan Index Fund (add'l) 23. Sold 10/27/15 A 24. Vanguard FTSE Europe ETF A Dividend Sold 06/08/15 A 25. ISHARES MSCI EAFE Index Fund Dividend 26. JPM Global Res Enh Index Fund Dividend Buy 06/05/15 (add'l) 27. DEUTSCHE EAF Dividend Buy 06/09/15 28. DEUTSHE X-TRACKERS EUR Dividend Buy 06/08/15 29. ISHARES MSCI JAPAN INDEX FUND A Dividend Buy 06/08/15 30. Trust Article 4th qu/o Martin D. Ginsburg Int/Div. Distributed 01/06/15 (bene?ciary, trustee) (part) Distributed 04/17/15 (part) 32. Distributed 07/31/15 (part) 33. Distributed 09/18/15 (PM) 34. Distributed 12/28/15 (part) 1. Income Gain Codes: A =5 .000 or less =$l,001 - $2,500 =$2,501 - $5,000 =55,00 - $15,000 5,001 - $50,000 (See Columns BI and D4) =$50,001 - $100,000 =5100,001 - $1,000,000 H1 =51,000,001 - $5,000,000 HZ =More than $5,000,000 2. Value Codes 15,000 or less =$15,001 - $50,000 I. =$50,001 - $100,000 =3 l00,001 $250,000 (See Columns Cl and D3) :$250,00 - $500,000 0 :5500,00 - $1,000,000 Pl =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000 P3 :525,000,001 - 550,000,000 P4 =M0re than $50,000,000 3 Value Method Codes =Apprai5a 43051 (Real Estate Only) 5 ?ash Market (Sec Column C2) :Book Value =Olher =Esrimalcd FINANCIAL DISCLOSURE REPORT Page 7 of 9 Name of Person Reporting Ginsburg, Ruth B. Date of Report 04/25/2016 VII. and income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of?ting instructions.) NONE (N0 reportable income, assets, or transactions.) A. Description ofAssels Income B. dunng C. Gross value at end D. Transactions during reporting period (including trust assets) reporting period of reporting period (1) (2) (2) (I) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type (e DaLe Value Gain identity of exempt from prior disclosure COde' i div., rent, Code 2 Method buy. sell. mm/dd/yy Code 2 Code buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (irprivale transaction) 35. -TIAA CREF MidCap Growth 36. -TIAA CREF High Yield Fund 37. -JP Morgan Chase Checking 38. -JP Morgan Chase Savings 39. -Wegoma 1974 Associates A =5 I ,000 or less =5 50,00! - $100,000 ?3 I 5.000 or less "5150.001 - $500,000 - SSEWHM 'uwpanlsai =?ook Value 1 Income Gain Codes: (See Columns Bi and D4) 2 Value Codes (See Columns Cl and D3) 3 Value Method Codes (See Column C2) =$l.001 - 52.500 =$lO0,00 - $1,000,000 =3 5.00l $50,000 0 - ,000.000 =Cost (Real Estate Only) =Olher 42.51? - $5.000 Ill - - l'l - 55.000300 I?d "Mm: than =Aasessmenl =$5,001 - ?5.000 H2 =More than 55.000.000 - 5250.000 P2 =55.000.00 - $25,000,000 =5 5,00l - 5350.000 :Cash Market Name at Pcrsun Rrpurriug Dan: 01' lit-purl Page 8 of 9 Gimhurg,[luli1 I3. masnolo Pan VII item 32 Trust was created under nniclc fouth ufthc will nFManin I). Ginsburg (spouse. deceased ?fZ'Hl 0). Trust Was not funded until July 31,2011 FINANCIAL DISCLOSURE REPORT Page 9 of 9 Namc ni? Reporting Ginsburg. Ruth B. Dim: tIl' IX. CERTIFICATION. I certify that all information giwn iihm'c [including pertaining to my Spouse and minor or children. if any) is and compictc to the best or my knowledge and belief. and that any informntion not i'cpurtcil was witlihchl because it met Itppiicuhlc slutumry prurisimts permitting I further certify that earned income l'rtini outsirlc and and tin?: nl' gifts which have been rcportcd arc in with llic provisions app. 50: c1. seq? 5 7353, and Judicial Conferencc regulations. Signature: 5/ Ruth B. Ginsburg NOTE: ANY INDIVIDUAL WHU KNUWINGI..Y AND WILLFULLY FALSIFIES 0R FAILS TO FILE THIS REPORT Mi?kY BF. SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 u.s.c. app. 104) Committcc on Financial Disclosure Administrative Office of the United States Courts Stine 2-30l Columbus Circle, Washington, DC. 20544