AD 10 FINANCIAL DISCLOSURE REPORT RWired by ?76 Rev ?201.5 in Government Act ofl978 FOR CALENDAR YEAR 2015 (5 us. C. app 101?111) 1. Person Reporting (last name, ?rst, middle initial) 2. Court or Organization 3. Date of Report BREYER, STEPHEN G. U.S. SUPREME COURT 05/03/2016 4. Title (Article judges indicate active or senior status; Sa. Report Type (check appropriate type) 6. Reporting Period magistratejudges indicate full- or part-time) Nomination Date 0] I 5 ASSOC. JUSTICE SUPREME COURT lniU-al Annual Final to 12/31/2015 5b. AmendedReport 7. Chambers or Of?ce Address SUPREME COURT OF UNITED STATES 1 FIRST STREET, N.E. WASHINGTON, D.C. 20543 IMPOR TAN 0 ES The instructions accompanying this form must be followed. Complete all ports, checking the NONE box for each part where you have no reportable information. 1. PS. (Reporting individual only; see pp. 9-13 of filing instructions.) NONE (N0 reportable positions.) POSITION NAME OF 1. TRUSTEE (HONORARY) DANA-FARBER CANCER INSTITUTE 2. JUROR THE ARCHITECTURE PRIZE 3. 4. 5. II. TS. (Reporting only; see pp. 14-16 affiling instructions.) NONE (N0 reportable agreements.) DATE PARTIES AND FINANCIAL DISCLOSURE REPORT Name ol?Person Reporting Date of Report Page 2 Of 11 BREYER, STEPHEN G. 05/03/2016 111. (Reporting imiivititmi and spouse,- seepp. 17-24 of filing instructions.) A. Filer's Non-Investment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouse's) I. 2015 PENGUIN RANDOM HOUSE ROYALTY INCOME $1 16,774.61 2. 2015 THE AUTHORS REGISTRY, ROYALTY INCOME $384.93 3. 2015 PENGUIN RANDOM HOUSE NONEMPLOYEE $5,000.00 COM PEN ON B. Spouse's Non-Investm ent Income - lfyott were married during any portion ofthe reportingyear, complete this section. (Dollar amount not required except for itonoraria.) [j NONE (N0 reportable non-investment income.) SOURCE AND TYPE 1. 2015 PENGUIN RANDOM HOUSE ROYALTY INCOME 2. 3. 4. IV. -- transportation, lodging, food, entertaitmtent. (includes those to spouse and dependent children; see pp 25?27 of?iing instructions.) El NONE (No reportable reimbursements.) URCE LOCATION PRITZKER FOUNDATION JANUARY 16?17, NEW YORK. NY 2015 PURPOSE PRITZKER PRIZE JURY MEETINGS 2. BLOOMBERG VIEW MARCH 12, 2015 NEW YORK, NY 3. UNIVERSITY CLUB MARCH 12,2015 NEW YORK, NY 4. MARSHALL AID COMMEMORATION COMMISSION APRIL 3-8, 2015 LONDON, UNITED KINGDOM 5. CONSEIL APRIL 9-16, 2015 PARIS, FRANCE BLOOMBERG VIEW INTERVIEW LUNCHEON SPEAKER 60TH ANNIVERSARY MARSHALL ALUMNI LECTURE PARTICIPANT IN A CONFERENCE ITE PAID OR PROVIDED ROUND-TRIP TRAIN FARE, MEALS LODGING AIRFARE. RETURN TRAIN FARE LODGING ONE-WAY AIRFARE ONE-WAY (RETURN) AIRFARE FINANCIAL DISCLOSURE REPORT Name of Person Reporting Dale of Report Page 3 0f 1 1 BREYER, STEPHEN G. 05/03/2016 6. PRITZKER FOUNDATION MAY 14?16, 2015 MIAMI, FL PRITZKER CEREMONY ROUND-TRIP AIRFARE, 7. MASSACHUSETTS MAY 28, 20 I 5 BOSTON, MA LECTURE AIRFARE HISTORICAL SOCIETY 8. DANA-FARBER CANCER JUNE 4, 2015 BOSTON, MA ANNUAL DINNER AIRFARE INSTITUTE 9. MAGNA CARTA TRUST JULY 28?3 1, 2015 LONDON, UNITED MAGNA CARTA MOCK ROUND-TRIP AIRFARE, LODGING KINGDOM TRIAL 10. AMERICAN COLLEGE SEPTEMBER 7?10, LONDON, UNITED ACTL EVENT AIRFARE (SELF FOR TRIAL LAWYERS 2015 KINGDOM SPOUSE) LEGAL EXCHANGE 1 1. KNOPF SEPTEMBER 16, NEW YORK. NY BOOK EVENT ONE-WAY AIRFARE 2015 12. YALE LAW SCHOOL SEPTEMBER 18-19, NEW HAVEN, CT YALE GLOBAL LODGING, MEALS 2015 SYMPOSIUM 13. HUNTINGTON LIBRARY, SEPTEMBER 21-25, LOS ANGELES SAN SPEAKING AT WALLIS ROUND-TRIP LODGING LA 2015 MARINO, CA THEATER (LA) AND HUNTINGTON LIBRARY BOOK EVENT 14. SF ARTS LEISURE SEPTEMBER 25, SAN FRANCISCO, CA BOOK EVENT ROUND-TRIP AIRFARE FOR SPOUSE 2015 15. ODILE JACOB FRENCH OCTOBER 16-24, PARIS, FRANCE BOOK EVENT - ROUND-TRIP AIRFARE PUBLISHER 2015 VARIOUS SPEAKING EVENTS l6. KENNEDY FOUNDATION NOVEMBER 19, WASHINGTON, DC BOOK EVENT ONE-WAY AIRFARE 2015 I7. PILGRIMS CLUB, NYC NOVEMBER 20, NEW YORK, NY BOOK EVENT ONE-WAY TRAIN FARE 2015 18. FOREIGN POLICY DECEMBER 16= NEW YORK, NY BOOK EVENT ONE-WAY TRAIN FARE ASSOCIATION 2015 19. COUNCIL ON FOREIGN DECEMBER 17, NEW YORK, NY BOOK EVENT TRAIN FARE RELATIONS 2015 FINANCIAL DISCLOSURE REPORT ""l'mmg Page 4 of 1 G. 05:03:20?. .. (I mumm- spans: um! lrf?l'?llff?f minim?: pp. 219-5! qf?h'ng NON F. {Na repormbfe gf?x.) SOURCE DESCRIPTION VALUE Ira I. I ES. {hrrludes muse nfxponxu am! chiMrm; st: 31p. 3243 qf??ug NONI-Z (No repair-fr:be Habizmes.) CREDITOR DESCRIPTION VALUE CODE I-J FINANCIAL DISCLOSURE REPORT Page 5 ofll Name of Person Reporting BREYE R, STEPHEN G. Date of Report 05/03/2016 VII. and -- income, mine, transactions (Includes those ofspouse and dependent children; see pp. 34-60 of?ling instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (ineIuding trust assets) lncotne during reporting period B. C. Gross value at end ofreponing period D. Transactions during reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure COde I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (1-9) Code 3 redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) I . IRA ACCOUNT: 2. DEAWM (FKA DWS) CORE PLUS A Dividend INCOME FUND 3. DEAWM (FKA DWS) LARGE CAPITAL Dividend VALUE FUND 4. OTHER HOLDINGS: 5. DEAWM (FKA DWS) CORE PLUS A Dividend INCOME FUND - IRA 6. BANK OF AMERICA CHECKING A lmerest 7. 8. - TIAA TRADITIONAL hit/Div, 9. - TIAA REAL ESTATE A Int/Div. l0. - CREF BOND MARKET R3 A lid/Dim I I. CREF STOCK R3 A Int/Div. PI I2. CREF INF-LINKED BOND A R3 I3. CREF STOCK RI A Int/Div. I4. TRUST: 15. TAI SHAN FUND I6. VANGUARD WINDSOR FUND (FKA Dividend WINDSOR FUND) I7. AUTOMATIC DATA PROCESSING INC Dividend COMMON STOCK 2 3 A =$1_000 or loss - $100000 or less =$250,00] - $500000 Income Gain Codes: (See Columns BI and D4) Value Codes (See Columns Cl and D3) P3 =525?000.00l 550.000000 Value Method Codes (See Column C2) =Appraisu =Book Value - $2.500 =5100.00l Sl,000.000 7 $50,000 0 =5500.00l - Sl.000.000 =Cost (Real Estate Only) :Olher :$2,501 - $1000 HI - $5,000,000 :550.001 - I 00000 PI =Sl,000.,00 P4 =More than 550.000.000 =Assessment =Estimatcd =55,00 $5.000 H2 =More than $5,000.000 =$l00,00l $250,000 P2 =55,000.00 - $25,000,000 =Cash Market =$l5,00l - $50,000 FINANCIAL DISCLOSURE REPORT R?P?r?"g Darcof Report Page 6 of 1 I BREYER, STEPHEN G. 05/03/2016 VII. and -- income, transactions (Includes those of spouse and dependent chi/dren; see pp. 34-60 af?ling NONE (N0 reportable income, assets, or transactions.) A. B. C. D. Description ofAssets Income during GIOSS value at end Transactions during repotting period (including trust assets) reponing pet iod ofrepot?ting period (I) (2) (I) (2) (2) (3) (4) (5) Place each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure COde 1 div, rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (A-H) (ifprivate transaction) 18. SIGMA ALDRICH CORP. COMMON A Dividend 03/19/15 STOCK l9. CINTAS CORP. COMMON STOCK Dividend 03/06/15 (part) 20. SYSCO CORP. COMMON STOCK Dividend 21. VANGUARD 500 INDEX FUND Dividend 22. APPLIED ANALYSIS TNC - COMMON None .I STOCK 23. APPLIED ANALYSIS INC PREFERRED None STOCK 24. ISHARES MSCI EMERGING MARKETS A Dividend Sold 10/26/15 A IDX FD 25. ISHARES MSCI EAFE INDEX FD A Dividend Sold 10/26/15 A 26. VANGUARD DIVIDEND GROWTH Dividend FUND -IV 27. VANGUARD INDEX FUND -A Dividend 28. DODGE COX INTERNATIONAL Dividend STOCK FUND 29. ROYCE LOW-PRICED STOCK SERVICE Dividend FUND 30. OAKMARK INTERNATIONAL FUND -1 Dividend 31. FEDERATED US TREASURY CASH RSV A Dividend 32. INTERSENSE INC. CLASS None Distributed 03/11/15 .1 PREFERRED SERIES C-1 33. INTERSENSE INC. CLASS A None Distributed 03/11/15 .1 PREFERRED SERIES 34. INTERSENSE INC. CLASS None Distributed 03/11/15 .1 PREFERRED SERIES Income Gain Codes: A or less 251.001 - $2,500 =52,501 - $5.000 255,001 - $11000 F. :315001 $50000 (Sec Columns BI and D4) =550.001 8100.000 25100001 - $1,000.000 H1 55.000.000 H2 =More than $5,000.000 2. Value Codes or less - $50,000 =550,001 $100,000 :$100_001 $250,000 (See Columns C1 and D3) =5250.001 - 5500.000 0 :$500.001 - $1,000,000 PI =51 000.001 - $5,000,000 P2 235,000.001 - 1125.000001] P3 2525.000 001 - 850.000.0010 P4 :Morc than $50.000.000 3 Value Method Codes :Appmisul :Cost (Real Estate Only) 5 =A55c55mcm :Cash Market 159? comm? C2) =Book Value :Othcr :Estimatcd FINANCIAL DISCLOSURE REPORT Page 7 ofll Name or Person Reporting BREYER, STEPHEN G. Date of Report 05/03/2016 VII. and -- income, value, transactions (Inc/titles those ofspmise and dependent children; see pp. 34-60 of?iing instructions.) NONE (N0 reportable income, assets, or transactions.) A. Description ofAssets (including trust assets) B. Income during reporting period C. Gross value at end of reporting period D. Transactions during reporting period (I) (2) (2) (1) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain ldentity of exempt from ptior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) Code 3 redemption) (J-P) (A-H) (intivate (Q-W) transaction) 35. VANGUARD SMALL CAP A Dividend 36. FIDELITY MA MUNICIPAL INCOME Dividend Buy 03/09/15 (add'l) 37. Sold 10/23/15 A (pad) 38. Sold 10/26/15 A (part) 39. CDK GLOBAL HOLDINGS LLC A Dividend Sold 03/06/15 40. US TREASURY NOTES 1.875% 8/31/17 A Interest Buy 03/11/15 41. Buy 04/13/15 42. US TREASURY NOTES 1.750% 5/31/16 A Interest Buy 03/] ]/15 43. Buy 04/13/15 (add'l) 44. FASTENAL CO. A Dividend Buy 03/24/15 45. US TREASURY NOTES 1.375%) 6/30/18 A Interest Buy 10/29/15 46. OTHER ASSETS: 47. RETIREMENT ACCOUNTS: 48. - TIAA TRADJTIONAL Int,/Div, 49. - CREF STOCK R2 A Int/Div. 50. NATIONAL BANK SAVINGS A Interest .1 ACCT 51. PEARSON PLC ORD. STOCK Dividend Distributed 05/18/15 (part) Income Gain Codes: (Sec Columns Bi and D4) 2 Value Codes (Sec Columns and D3) 3 Value Method Codes (Scc Column C2) A or less =$50,00l - ?00,000 1:35.000 or less =$250.00] - $500,000 P3 =$25.000.001 $50,000.000 =Apptaisal =Book Value - $2.500 - $1,000,000 =5 15,001 $50,000 0 =$500.001 - $1,000.000 =Cost (Real Estate Only) =Olhcr 55,000 Hi 251000.001 - 35.000.000 2350.00l - 8100.000 Pl :Sl.000.001 - 554300000 :Mme than 550000.000 =Est malcd =$5.001 - $15,000 HZ :Mote than 55.000.000 :5100.00 - 5250.000 P2 =55,000.00 A 525000000 1 :Cash Market 7 550.000 FINANCIAL DISCLOSURE REPORT ?am? "mm" ?Porting Date of Report Page 8 of 11 BREYER, STEPHEN G. (ism/20% VII. and -- income, mine, transactions (includes those qfspuuse (mt! dependent children; see pp. 34-60 of?iing instructions.) NONE (N0 reportable income, assets, or transactions.) A. B. C. D. Description ofAssets Income during Gross value at end Tmnsuclions duiing repelling period (including tiust assets) reponing period ofreponing period (1) (2) (1) (2) (I) (2) (3) (4) (5) Place after each asset Amount Type (e Value Value Type (eg Dale Value Gain Identity of exempt from prior diSClosure Cede i Code 2 Method buy, sell, Code 2 Code 1 buyer/seller (A-H) or 1m.) Code 3 redemplion) (A-H) (if private (Q-W) transaction) 52. RENTAL PROPERTY - NEVIS WEST A Rent INDIES 53. TOTAL SA SPONSORED ADR Dividend 54. LAND TN CONCORD, MA None 55. LAND IN PLAINFIELD, NH None 56. IBM COMMON STOCK Dividend Sold 01/06/15 (part) 57. LOWES COMPANIES INC - COMMON Dividend STOCK 58. PACCAR INC - COMMON STOCK Dividend Sold 01/06i15 (part) 59. UNITED TECHNOLOGIES CORP Dividend COMMON STOCK 60. CISCO SYSTEMS INC - COMMON Dividend STOCK 6] . AIR PRODUCTS CHEMICAL INC - Dividend Sold 01/06/15 COMMON STOCK (part) 62. Sold 04/06/15 (part) 63. Sold 06/03/15 (part) 64. SSGA MONEY MARKET FUND A Dividend 65. SUNCOR ENERGY INC - COMMON A Dividend Sold 07/20/15 A STOCK (part) 66. Sold 11/17/15 67. BHP BILTON LTD Dividend Sold 09/01/15 68. LEXINGTON MA GO 4% 2/15/21 interest Income Guin Codes: A 251,000 or less =51.001 $2.500 :32.501 - 55.000 235.001 - 515.000 =$15,00 - $50,000 (See Columns Bl and D4) - 3100.000 51.000.000 H1 :Sl.000.00 - 55.000.000 H2 =Morc than $5,000,000 2 Value Codes 12515.000 or less 550.000 :350001 $100 000 =$100,00 - $250,000 (Sec Columns Cl and D3) :5250.00 - 3500.000 0 255500.001 - Pl =5 1 000.001 SS 000 000 P2 :85.000.001 - 525.000.000 P3 :$25.000.001 - 550.000.000 P4 =Morcll1un 550.000.0110 3 Value Method Codes :Appmism =CosL (Raul Eslulc Only) 3 :Cush (Sec Column C2) =Book Value =Ollicr :Esumnicd FINANCIAL DISCLOSURE REPORT Page 9 ofll Name of Person Reporting BREYER, STEPHEN G. Date of Report 051'03/20l6 VII. and -- income, value, transactions (Includes those of spouse am! dependent children; see pp. 34-60 of ?ling instructions.) I: NONE (N0 reportable income, assets, or transactions.) A. Description ofAssets (including trust assets) B. Income during reporting period C. Gross value at end ofreponing period D. Transactions during reporting period (I) (2) (1) (2) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type (6 Date Value Gain Identity of exempt from prior disclosure COde I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 1 Code 1 buyer/seller or int.) Code 3 redemption) (ifprivate transaction) 69. EMC CORP MASS - COMMON STOCK Dividend 70. JOHNSON CONTROLS - COMMON A Dividend Sold 10/15/15 STOCK 7 . STANCROFT TRUST LIMITED Dividend 72. FIRST CARIBBEAN INTERNATIONAL None BANK - CHECKING 73. EATON VANCE MULTI-CAP GROWTH None Merged 03/18/15 FUND -A (with line 74) 74. EATON VANCE LARGE CAP GROWTH Dividend FUND - 75. EATON VANCE LARGE CAP VALUE Dividend FUND - I 76. EATON VANCE TAX Dividend 77. PARAMETRIC EMERGING MKTS A Dividend Sold 11/17/15 A (FKA EATON VANCE STRUCTURED EMERGING MKTS-I) 78. EATON VANCE ATLANTA SM Dividend 79. SOUTH32-ADR None Spinoff 05/29/15 .I (from line 67) 80. Sold 07/20? 5 A 81. DFCI PLAN (FIDELITY A InUDiv, INVESTMENTS) NO CONTROL (X) J. Income Gain Codes: A =$l.000 or less (Sec Columns BI and D4) 2 Value Codes (Scc Columns Cl and D3) 3 Value Method Codes (Sec Column C2) $l00.000 or less 23250.00l - $500000 P3 =525.000,00 350000.000 :Appiaisal :Book Value 251.00] - $2.500 23100.00l - =3 5.00l - 550.000 0 - 000.000 eCosl (Real Estate Only) :Olhcr :$2,50l $5,000 Hl =$50.00l - 00,000 Pl =$l.000.001 - $5,000,000 P4 =Morc than 550000000 =Eslimalcd A $ 5,000 H2 =More than 55.000.000 =$100,00l 5250.000 P2 255,000.00] - 521000.000 =Sl5,00 - 350.000 =Cash Market FINANCIAL DISCLOSURE REPORT Page 10 of 11 lime 0f lit-pun Name l?ursnn Hrpurling lilli??fl-ZR, S?l'l?l? EN (3. If: Part VI I. Thu assets nn Imus 3-13. 48. and :19. were added In [Ens report to murc fully descrihu the holdings; In 'I'I-ili WAS PREPARED BY: COMPANY. LUI 52*} AVENUE NEW YORK. NIZW YORK Name nf Person Reporting nu?. ?f "Elm" Page 11 of 11 a. 05mm?, IX. CERTIFICATION. I certify that all information given above {including inlormation pertaining to my spouse and minor or tiependent children, if any) is aleenrate1 true, and eomplete to the best of my knowledge om] helief. that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment aml honoraria the acceptance ol?gl?s wliieh have been reported are in compliance with the provisions ol?? app. SUI et. seq.. 5 [1.517. and Judicial Conference regulations. Signature: 8/ STEPHEN BREYER MW INDIVIDUAL woo Knowmow AND wuuruux on tomato MAY cwu. AND common. sancnons (5 use. upp.? an) Committee on Financial Disclosure Administrative Of?ce of the United States Coons Suite One Columbus Circle, NE. Washington, DC. 20544