w~A~~~;:O~:~~T~ DONNA L. RUSSELL, C & M IN THE CHANCERY COURT OF SHELBY COUNTY, T EE BY: MEMPHIS PUBLISHING COMPANY, ) doing business as The Commercial Appeal, ) and LOUIS GRAHAM, ) ) ) Petitioners, ) ) v. ) CITY OF MEMPHIS and ) INTERNATIONAL ASSOCIATION OF ) CHIEFS OF POLICE, INC., ) ) )" Respondents. PETIDON FOR ACCESS TO PUBLIC RECORDS AND TO OBTAIN JUDICIAL REVIEW OF DENIAL OF ACCESS TO THE HONORABLE CHANCELLORS OF THE CHANCERY COURT FOR THE THIRTIETH JUDICIAL DISTRICT: Pursuantto the Tennessee Public Records Act, Tenn. Code Ann.§§ 10-7-503 and 10-7505 (''the Act"), Petitioners Memphis Publishing Company, doing business as The Commercial Appeal, and Louis Graham (collectively, "MPC") petition this Court for access to certain public records and to obtain judicial review of the actions of officials of Respondents City of Memphis (''the City") and International Association of Chiefs of Police, Inc. ("IACP") in denying Petitioners access to those records and state as follows: INTRODUCTION 1. Law enforcement and public safety are the highest priorities of any local government. Local government officials are, and should be, fully accountable to citizens for their performance on law enforcement and public safety. Tennessee law provides its citizens tools to ensure the accountability of local government officials, and primary among these tools is a citizen’s right to see public records. 2. Here, the City of Memphis and the recruiter it hired to find and evaluate candidates for the City’s new Chief of Police have willfully refused to allow Memphis citizens access to clearly public records – the applications of those under consideration for the highest law enforcement position in the City. These refusals were made in blatant disregard of decades of settled Tennessee law and in disregard for the most basic notions of accountability of public servants. 3. These applications are public records and should be made immediately available to the public, and the City and its recruiter should bear the costs of this lawsuit and efforts to gain access under the Tennessee Public Records Act. FACTS 4. Petitioner Memphis Publishing Company is a corporation organized and existing under the laws of Delaware and authorized to do business and doing business in Tennessee. Its principal place of business is at 495 Union Avenue, Memphis, Shelby County, Tennessee. MPC publishes The Commercial Appeal, a daily newspaper of general circulation throughout Memphis and the surrounding area. Petitioner Louis Graham is the Editor of The Commercial Appeal. 5. Petitioners are Tennessee citizens whose requests to exercise their rights under the Act of access to public records, personal inspection of public records, and copies of public records have been denied by Petitioners. 6. Respondent City of Memphis (“City”) is a municipal corporation and a governmental entity organized under the laws of the State of Tennessee. The City may be served 2 with process by serving the Mayor of the City of Memphis, Jim Strickland, in care of the Office of City Attorney, 125 North Main Street, Room 336, Memphis, Tennessee 38103. 7. Respondent International Association of Chiefs of Police, Inc. (“IACP”) is a corporation organized under the laws of the State of Virginia. Its principal office address is at 44 Canal Center Plaza, Suite 200, Alexandria, Virginia 22314. IACP may be served with process by serving its Registered Agent: CT Corporation System, 4701 Cox Road, Suite 285, Glen Allen, Virginia 23060. 8. This Court has subject matter jurisdiction of this petition and venue is proper in this Court under Tenn. Code Ann. § 10-7-505(b). 9. The City of Memphis is currently in the process of searching for and hiring a new Chief of Police. 10. Among its activities, IACP offers its services as a uniquely effective national recruiter for executives and administrative personnel in police, law enforcement, security, and related organizations. IACP offers to perform these services for pay and advertises its capability to perform these services on its public website. 11. IACP offered these services to the City of Memphis to perform a national search for a new Chief of Police of the City of Memphis, to recruit candidates for this position, and to evaluate candidates for this position. As a result, the City of Memphis contracted with IACP to perform a national search as part of its efforts to recruit and hire a new Chief of Police for the City of Memphis. A true and correct copy of this contract, entitled “Professional Services Agreement,” is attached as Exhibit 1. 12. The proposal made by IACP to the City to enter into this Professional Services Agreement was attached by the parties as an exhibit to the Professional Services Agreement. 3 (This proposal is included as a part of Exhibit 1.) This proposal describes a “Resume Receipt and Review” process, which includes the collection of application materials, including resumes, from applicants for the position of Chief of Police. According to the proposal, the best ten to twenty candidates would then be chosen by IACP for “Semifinalist Screening,” and then approximately six finalists would be selected and presented by IACP to the City as “finalists” for the position of Chief of Police. 13. Thus, as an essential and integral part of the services IACP contracted to provide the City of Memphis, the City requested, and IACP agreed, to solicit, invite, request, accept, and evaluate the applications and resumes of individuals from all over the country who would be interested in being considered for employment by the City of Memphis as its next Chief of Police. 14. On information and belief, if the City of Memphis had not hired IACP or another similar outside contractor to assist it in its search for a new Chief of Police, the City would have itself performed the functions of soliciting, inviting, requesting, accepting, and evaluating the applications and resumes of individuals interested in being considered for employment by the City of Memphis as its next Chief of Police. 15. On information and belief, the City of Memphis has routinely performed these functions in connection with the recruitment and hiring of other City employees. 16. On information and belief, the City of Memphis has performed these functions for other employee positions through or under the supervision of the City’s Division of Human Resources. Indeed, the City’s contract with IACP was signed, on behalf of the City by, among others, Alexandria Smith, Director of the City’s Division of Human Resources. 4 17. Upon information and belief, IACP has solicited, invited, requested, and accepted applications for the position of Chief of Police of the City of Memphis. 18. Upon information and belief, IACP currently has these applications in its possession. 19. In the course of his reporting on the City of Memphis’s search for a new Chief of Police, Ryan Poe, a reporter for The Commercial Appeal employed by MPC, requested from both the City and IACP copies of all applications for the position of Chief of Police of the City of Memphis (“Applications”). True and correct copies of these requests are attached as collective Exhibit 2. 20. On June 13, 2016, Mr. Poe sent an email to Ursula Madden, Chief Communications Officer of the City of Memphis, stating in part: “Do you have an ETA on when I could get those police director applications I requested late last week?” 21. Ms. Madden replied: “IACP is handling the application process for the City, so we do not have them in our possession and will not be giving them out for media to review.” 22. On June 20, 2016, Mr. Poe sent another email to Ms. Madden, stating, in part: Ursula, I wanted to follow up on a question I asked Friday: Could you give me an estimated time when my request for the director applicants will be fulfilled? It didn’t sound like it would be, but I got a notice saying more time was needed, but that didn’t provide the usual estimated completion date. The city is actually required by open records law – see 10-7-503(b)(iii) – to provide an estimated time. 23. In response, Ms. Madden wrote: “Sorry, we don’t have any documents responsive to your request.” 24. On June 13, 2016, Mr. Poe attempted to contact IACP to make a public records request for the Applications. Mr. Poe left a voice mail message for Sarah Guy at IACP and sent her an email stating in part: 5 Hey, Sarah. As I mentioned in my voicemail message just now, I’m trying to get the police director applications received by the IACP on behalf of the city of Memphis. That information is public (see below for legal details), and I was told by city spokeswoman Ursula Madden (901-302-0316, ursula.madden@memphistn.gov) that IACP – and not the city – has the applications. Even so, IACP is still responsible for providing those, either to me directly or via the city. 25. Mr. Poe received no response to his voice mail and email to IACP. 26. Under the Tennessee Public Records Act, including Tenn. Code Ann. § 10-7- 505(f) and case law interpreting the Act, the City has the authority to request from IACP, and to receive from IACP, the Applications. 27. The Professional Services Agreement also provides that “the City is expressly empowered to demand and disclose any and all records and documents….” 28. From June 13 through 17, 2016, counsel for MPC engaged in correspondence and telephone communication with the City Attorney of the City of Memphis, reconfirming MPC’s public records request for the Applications, requesting that the City request or obtain the Applications from IACP so as to make them available under the Act, and requesting any factual or legal justification the City may have had for its refusal to do so. 29. Throughout these communications, the City of Memphis, through its City Attorney, refused to take any action to honor its obligations under the Tennessee Public Records Act, and specifically refused to request or obtain the Applications from IACP so as to make them available under the Act. 30. On June 23, 2016, counsel for MPC wrote the City Attorney of the City of Memphis and IACP Deputy Executive Director Gwen Boniface. (Ms. Boniface signed the Professional Services Agreement between the City of Memphis and IACP on behalf of IACP, indicating her position as Deputy Executive Director of IACP.) In this correspondence, MPC 6 again reconfirmed its public records request for the Applications and demanded that the City and IACP each comply with the Act and produce copies of Applications. In that letter, MPC again identified the public records requested, advised that the City and IACP had identified no legitimate basis under Tennessee law for refusing to provide access to the Applications, and reminded the City and IACP of the Act’s provision providing for certain penalties for willful and knowing refusal to provide access to a public record, including an award of attorney fees and expenses. A true and correct copy of this correspondence is attached as Exhibit 3. 31. On June 24, 2016, Gerard P. Panaro, General Counsel of IACP, responded to counsel for MPC’s June 23, 2016, written demand, refusing to comply with MPC’s request for the access to the Applications. CLAIM FOR RELIEF 32. As of the filing of this petition, MPC has not been provided access to or copies of the Applications. 33. Upon information and belief, the Applications are in the actual physical possession of IACP. 34. The Applications are in the possession, custody, or control of the City of Memphis. 35. The Applications are public records under the Act, and none of the exceptions to the Act are applicable. Thus, any failure to allow access to the Applications by the public, including MPC, is a violation of the Act. 36. Under Tenn. Code Ann. § 10-7-503(a)(1)(A) and under case law interpreting the Act, the Applications are “documents, papers, letters, maps, books, photographs, microfilms, electronic data processing files and output, films, sound recordings or other material, regardless 7 of physical form or characteristics, made or received pursuant to law or ordinance or in connection with the transaction of official business by any governmental agency” and are, therefore, public records under the Act. 37. To the extent that the Applications are in the possession of IACP, under case law interpreting the Act, IACP is the functional equivalent of a government agency for purposes of its work under the Professional Services Agreement and, therefore, the Applications are public records subject to the access requirements of the Act. 38. Notwithstanding the fact that the City of Memphis may not have the Applications in its actual physical possession at present, under the Act, including Tenn. Code Ann. § 10-7503(a)(6) and case law construing the Act, and pursuant to the Professional Services Agreement, the City has the authority to obtain possession of the Applications and to direct the production of the Applications by IACP. 39. Alternatively, under Tenn. Code Ann. § 10-7-503(f), the Applications are “records, employment applications, credentials and similar documents obtained by any person in conjunction with an employment search for … any chief public administrative officer” and are thus public records subject to the access requirements of the Act, pursuant to that section. 40. MPC’s repeated requests for access to the Applications have not been honored. The City and IACP, therefore, have each failed and refused to grant MPC access to the Applications in violation of the Act. 41. The City and IACP knew, and continue to know, that the Applications are public records and have willfully refused and failed to disclose them. 42. Petitioners have incurred substantial costs in connection with obtaining the Applications, including attorney fees and expenses. 8 PRAYER FOR RELIEF WHEREFORE, Petitioners Memphis Publishing Company and Louis Graham pray that this Court: 1. Immediately issue an order requiring Respondents the City of Memphis and International Association of Chiefs of Police, Inc. (“IACP”) to appear before this Court within ten days and show cause, if any they have, why this petition should not be granted, as provided by Tenn. Code Ann. § 10-7-505(b); 2. Grant Petitioners a declaratory judgment that all applications for the position of Chief of Police of the City of Memphis (“Applications”) are public records under Tennessee law, whether in the hands of the City of Memphis or IACP, and that Respondents’ failure to grant access by the public to these public records constitutes a violation of the Tennessee Public Records Act, Tenn. Code Ann. §§ 10-7-503 et seq.; 2. Grant Petitioners a declaratory judgment that Respondents City of Memphis and IACP willfully refused to grant access to the Applications as public records; 3. Order Respondents to immediately make available to MPC copies of the Applications made for the position of Chief of Police of the City of Memphis; 4. Grant Petitioners their reasonable costs and attorney fees pursuant to Tenn. Code Ann. § 10-7-505(g); 5. Grant Petitioners discretionary costs under Tenn. R. Civ. P. 54; 6. Grant Petitioners such equitable relief as may be necessary to secure the purposes and intentions of the Act and specifically Tenn. Code Ann. § 10-7-505, including, if necessary, the exercise of the full injunctive remedies and relief available to the Court; and 7. Grant Petitioners such further relief to which they may be entitled. 9 T. PERA (Tenn. BPRNo. 11641) FOX, JR (Tenn. BPRNo. 26828) Crescent Center 6075 Poplar Avenue, Suite 700 Memphis, TN 38119 Phone: (901) 524-5275 Facsimile: (901) 524-5375 Attorneys for Petitioners Memphis Publishing Company and Louis Graham 10 STATE OP TENNESSEE ) COUNTY OF SHELBY ) ) LOUIS GRAHAM, being duly sworn, states: 1. I am employed by Memphis Publishing Company as the Editor for The Commercial Appeal. knowledge, information, and beliet: LOU Subscribed and sworn to before me this t&.y of June, 20 I6. ~fuL&. ) 1t1Liv My Commission Expires: ,rl/Yl. a<-0 dOl-1 FIAT AND SHOW CAUSE ORDER TO THE CLERK AND MASTER: Issue the following Show Cause Order: Against respondents the City of Memphis and International Association of Chiefs of Police, setting a hearing for Fr, d &• 1 , July~ 2016, at /o.~Q, ·and requiring Respondents to appear at that time and show cause, if any they have, why this Petition should not be granted. JIM KYLE CHANCELLOR JUN 2 8 2016 Time: 12 2> '. 3t> ' · M . Exhibit 1 DIVISION OF FINANCE 111111 To: Honorable Mayor Jim Strickland From: Eric S. Mayse, Purchasing Agent Date: February 29, 2016 ~ Subject: Contract# 33116 - INTERNATIONAL ASSOCIATION OF CHIEFS OF POLICE Please find attached the above referenced contract for the Mayor's signature. This document does not require City Council approval. Purpose: Negotiated agreement for professional services (Nationwide Police Executive Search) between the city of Memphis and International Association of Chiefs of Police, Inc. Financial Commitment: This is a negotiated agreement. There is no financial obligation . Contracting Authority: By Home Rule Amendment 1852, Section 14, BE IT FURTHER ORDAINED, That the power to contract (other than by franchise agreements) shall remain with the Mayor. After approval, please return all documents to the Purchasing Department for further processing. Should you have any questions, please advise. Attachment Cityof : Memnhis . _,.' ·~··--~--~~~--'"'"""'""-·-"'- JIM STRICKLAND MAYOR DIVISION OF FINANCE TENNESSEE 310112016 City Contract# 33116 International Association of Chiefs of Police, Inc. 44 Canal Center Plaza Suite 200 Alexandria, VA 22314 Dear Sir or Madam: We are enclosing, herewith, an executed copy of a negotiated contract between the City of Memphis and the International Association of Chiefs of Police, Inc. for the division of Human Resources for assistance in conducting an executive search for a Chief of Police. This copy is for your files. Sincerely, Eric Mayse Purchasing Agent cc: City Comptroller PURCHASING CONTRACT CHECK-OFF SHEET (To be attached to each file) Division Requisition No. l /~4 fTl L / q (4 ( "rj Request for Quote No • .,.Pu....,.rc.ha"'!!!s!!'"e_o_rd_e_r_N_o._ _ _ _ _ _ _ _ _ _ _ _ _ J~.;:-illlli),._1...1....,..(o , I ,, al 1 I z(p If 1...-f/ t'u - Initials/Date NEGOTIATED CONTRACTS RFP Required Scoring criteria attached Does Purchasing have original proposals [Check award recommendation information Check scope of services Check term of contract/extension clauses Check and enter Not To Exceed Amount Check contract amount Check souce of funds/POETA Check insurance requirements [Have you rece1v00Tax exemPfn.ilfngletferrromlRs orl\ll"emPfils Shelby County Business Tax Receipt/License 1L;opy OfUcense~alffishUafe - Sh01Dy-C-ou~222-3059 Check signatures Copy of insurance/endorsement to clerk YES (J?J-r- '. f( 1 / j(p / l/1/1/ N/A~_ \7 l/' 17 7 /7 ,7 ,7 }Z_ ,7 ~ ,7 !&rn: f/{~cJd..__ ~ f;rdi~') /}nu-~"---1"""'---'-'-'~+-==----=""-'--Gwen Boniface, Deputy Attest: 8,,U~r 3b/16 ComptrOTiefl{ Exhibit A The International Association of Chiefs of Police (IACP) offers the most comprehensive and thorough police executive search process available. We take pride in working closely with the client agency and its stakeholders during all stages of the transition process. A nationwide IACP executive search process typically follows the work plan outlined below. However, the IACP is always able to tailor its services to meet the needs and requirements of the client agency. At the very outset, specific criteria will be established in cooperation with hiring officials to define qualifications of the ideal candidate. Criteria typically include management style; policing philosophy; minimum education; minimum level of law enforcement command experience; demonstrated ability to work with stakeholders in pursuit of common goals; unquestionable record of integrity; and demonstrated leadership, management, team building, and program implementation skills. Job Analysis. An on-site job analysis will be conducted. The analysis will produce a comprehensive list of tasks, duties, and responsibilities for the next chief. The analysis will specify additional critical knowledge, skills, and abilities required to perform effectively as a police leader and manager. The contemporary police chief is properly expected to lead. He or she is expected to • • • • • • • • • • promote professional ethics and values. foster support for the agency. ensure that stakeholders are satisfied with police services. establish objectives. achieve those objectives successfully. create and maintain an effective and motivated police force. manage resources productively. observe professional police principles. function productively with external agencies. remain accountable to the governing body. The leadership role must be fulfilled in a way that satisfies not only the many constituencies both inside and outside of the police agency. Failure to do so usually results in conflict, acrimony, and :frustration. The IACP job analysis will concentrate on all of the foregoing dimensions and requirements in the police, government, and service community settings. The result of the job IACP Executive Search Services analysis is a comprehensive position profile that will guide recruitment and initial screening efforts. Profiling Methodology. Our profiling methodology includes interviews with a cross section of individuals from various constituencies. These normally include elected and appointed leaders, heads of other departments, police labor officials, members of the police agency, and members of the community served. Our methodology also entails an examination of factors and trends that condition the client's policing environment. Factors and trends of significance are policing style, serious and less serious crime, service community attitudes and complaints, police resources, staff characteristics, urgent problems, and significant accomplishments and department assets. Prime candidates will insist on such information when seriously considering applying for the job. The information also enables us to appraise candidate qualifications. The IACP concentrates heavily on discovering and, if necessary, formulating, specific goals and objectives the new chief will be expected to achieve, problems to be solved, and innovations sought. Our view is that the thoroughness of job profiling dictates the effectiveness of the entire search process. Accordingly, the IACP focuses substantial attention at this initial phase of the process. The IACP offers unparalleled reach into the law enforcement community and will leverage our considerable avenues of information transfer to support the client's recruitment effort. Specific examples include: Promotional Recruitment Brochure. The IACP will develop and distribute a full-color recruitment brochure describing the position, the hiring agency, and the jurisdiction designed to elicit responses from the best possible applicants. This brochure will be converted into a full page advertisement for publication in the IACP's monthly magazine, Police Chief, contingent upon the magazine's production schedule. The IACP Network. Using our nationwide network of governmental and police executives, the IACP will proactively search for (cold source) ideal candidates. The IACP will discuss this position with individuals across the country whose professional judgment is respected and solicit their recommendations. The IACP is uniquely qualified through its position in the law enforcement community to identify and recruit the most dynamic and highly qualified law enforcement executives. Internet and Email. An ad will be prominently posted on www.DiscoverPolicing.org, the official career center of the IACP and an award-winning police recruitment website. In addition, awareness of the job will be promoted through a series of email notices sent directly to IACP members, including prominent placement in the IACP News biweekly e-newsletter with a 2 IACP Executive Search Services distribution of 33,500. Finally, the announcement will be shared through the IACP's social media outlets, including Facebook and Twitter with a combined following of 20,000+. Diversity Recruitment. We will provide notices to and solicit candidate recommendations from diversity-oriented groups like the National Organization of Black Law Enforcement Executives, the Hispanic American Command Officers Association, the National Center for Women and Policing, and the National Association of Women Law Enforcement Executives. The IACP understands the importance of diversity and works hard to ensure an inclusive recruitment process. Resume Receipt and Review. The IACP will acknowledge receipt of application materials from candidates and conduct an initial review of all resumes and cover letters. Applicants are be categorized based on their basic qualifications relative to the needs of the department as identified through the job analysis. Evaluation factors will include: • • • • • • Experience as a chief or at a command level, including consideration of breadth and depth of experience. Patterns of employment, including frequency of job changes and gaps in employment. Experience in an agency or environment similar to the client agency. Demonstrated record of accomplishments in areas of specific relevance to the client. Evidence of formal education and specialized leadership training such as the FBI National Academy. Written communication skill and the extent to which the candidate expresses an understanding of the department and is able to present and correlate his or her qualification to the needs of the agency. This initial review process will involve independent ratings by multiple evaluators and will identify the best candidates (approximately 10-20 semifinalists) for initial screening. Semifinalist Screening. Initial screening will involve internet checks and structured telephone interviews tailored to the agency's job. We have found that at this stage, thorough questioning of the candidate and an internet search provide adequate information to form an accurate picture of the candidate's history. Based on the results of the initial screening, the IACP will recommend a group (approximately six) of the most highly qualified candidates for further on-site evaluation. Brief dossiers on each recommended fmalist will be provided summarizing the candidate's resume and the results of the telephone interviews. The IACP will confer with agency officials to review the results of the semifmalist screening and discuss the recommended fmalists. Finalist Evaluation. The IACP will assist with evaluation of the fmalists, including development of an interview process, scheduling, coordination of fmalist travel arrangements, and on-site administration. The IACP recommends an independent structured interview process 3 IACP Executive Search Services with IACP-trained law enforcement interviewers, augmented by one or more client interview panels. For the IACP interview, we will develop interview questions designed to reveal comparative strengths and weaknesses of the finalists and the best match among candidates and the job. Questions are based on the job analysis as well as knowledge of the department and its policing environment. The IACP panel runs parallel to any interviews planned by the hiring authority. The IACP will schedule, coordinate, and facilitate the interview process, including arrangement of candidate travel, and will assist in question development for the agency panel as needed. Assessment Center Option. At your option, an assessment center will be conducted to evaluate the managerial and administrative capabilities of the final group of six candidates. In an assessment center, candidates participate in a series of individual and group exercises that simulate critical aspects of the target job. Trained assessors observe each candidate's performance and evaluate their behavior on predefined dimensions that relate to success in the specific job in question Selection. Immediately following the evaluation process, the IACP search team will facilitate a meeting between IACP subject matter experts and agency selection officials. Candidate strengths and weaknesses, as revealed by all efforts undertaken, will be documented and discussed at length with participants in all panels sharing their observations and feedback. Following this intense dialogue, clients are generally prepared to make a well informed hiring decision at the conclusion of this meeting. IACP will notify non-selected candidates at appropriate stages in the process. On-site Background Investigation. Our experienced investigators will conduct a thorough on-site background investigation of the selected candidate. A candidate's current supervisor and subordinates, leaders in the community, labor representatives, and others who know the candidate will be contacted and interviewed at length. Records concerning civil suits, fmancial status, driving history, etc., will be obtained. The entire career of the candidate is considered and controversies in previous jobs are investigated as necessary. The typical executive search can be completed within four to six months. While this time frame was designed to produce work that meets IACP quality standards, we are happy to work to accommodate individual agency needs. The following table outlines the major activities of an IACP search and the estimated time:frame to complete each. 4 IACP Executive Search Services Activity Estimated Timeframe - Contract Execution Onsite Visit - Job/Candidate Profile 2 weeks of contract execution Open Job; Begin Recruitment Marketing and Advertising Immediately following on-site; continue for 30 - 60 days Review resumes, make first cut 2 weeks after job closes Conduct initial screening I phone interviews; select finalists; Deliver finalist dossiers Develop interview questions or assessment exercises; Schedule and conduct on-site evaluation for finalists. Conduct background on candidate; Negotiate offer 2 weeks after making first cut 2.5 weeks after phone interviews 2 weeks after on-site interviews The IACP is a non-profit 50lc(3) corporation, chartered in the District of Columbia and headquartered in Alexandria, Virginia. The IACP is the world's leading association of law enforcement executives with over 25,000 members in over 100 countries. Headquarters staff comprises approximately 100 professionals engaged in a variety of activities, from grant management and research to training and technical assistance. The association's mission is simple: to serve the police leaders of today and develop the leaders of tomorrow. Assisting agencies with the identification and placement of that leadership helps us attain that goal. The IACP differs from private firms who are in the business of offering executive search services. We are motivated by our commitment to improving law enforcement leadership and professionalism across the country. Further, we concentrate our efforts exclusively on police and law enforcement matters. We do not diffuse our interests and capacities. Since the association began its program of field consulting in 1935, it has conducted hundreds of management surveys, technical assistance projects, staff studies, planning projects, and has provided contract training and testing services for jurisdictions of all sizes and types. The IACP's Executive Search Service was established in 1986 in response to urgings of local government officials, chiefs, and potential chiefs. Since that time, the same veteran team of resident professional staff and associate consultants has assisted scores of police organizations with the important task of identifying future leadership. Project team resumes are available upon request. 5 IACP Executive Search Services PROJECT TEAM The IACP executive search project team is composed of resident professional staff and associate consultants - outside experts who routinely assist our professional staff. Each member of the team has special expertise in the executive search and assessment center processes. They work together successfully, making this a well-integrated, smoothly functioning veteran team. • Kim Kohlhepp (M.A.) will serve as project manager for the search project. As Deputy Director of IACP's Training and Professional Services Directorate, Mr. Kohlhepp is responsible for the design and administration of promotional tests, assessment centers, and the selection of police chiefs. In this capacity, he has served hundreds of federal, state, and local law enforcement agencies. He annually manages and lectures at the IACP's Assessment Center Workshop and is coordinator of the IACP Psychological Services and Police Physicians Sections. He is an editorial advisor for Police Chief Magazine and manages IACP's award-winning www.DiscoverPolicing.org career center. Mr. Kohlhepp has earned a Master of Arts degree in industrial/organizational psychology at the University of Nebraska at Omaha, where he previously served as an instructor. Project Role: Project management; process development and administration. • Mitchell Weinzetl (Ed. D.) joined the IACP in 2015, as a Senior Program Manager in the Training and Professional Services Division. In this role, Dr. Weinzetl manages and oversees the association's professional services portfolio to include management studies, staffing studies, and other technical assistance engagements. Dr. Weinzetl previously served as an Assistant Professor and Director of the Public Safety Executive Leadership Master's program in the school of Criminal Justice Studies at St. Cloud State University in Minnesota. Dr. Weinzetl retired from public service in 2014 with over twenty-six years of policing experience, including twenty years of formal leadership experience, seventeen of which were as a chief of police. He holds a Doctorate Degree in Higher Education and Adult Leaming, a Master's Degree in Organizational Management, a Bachelor's Degree in Organizational Management and Communication, and Associate of Applied Science Degree in law enforcement. Dr. Weinzetl is a lifelong learner and educator and he has instructed hundreds of police officers and police executives in the areas of supervision, leadership development, and a variety of policing skills. Dr. Weinzetl has served on several boards of directors on a local, state, and federal level. He is a past president of the Minnesota Chiefs of Police Association, and he is the author of Acting Out - Outlining Specific Behaviors and Actions for Effective Leadership, as well as several journal articles. Dr. Weinzetl has been a presenter at the IACP annual conference and he served as an adjunct faculty member for the International Association of Chiefs of Police Leading by Legacy program 6 IACP Executive Search Services for five years. administration. Project Role: Project management; process development and • Jessie Lee (Ph.D.), is a lead assessor and field consultant with the IACP supporting the association's professional services, including selection processes for agency chief executives and senior management officers. Dr. Lee recently transitioned from three years of full time service with the IACP in this capacity. Previously, for I 0 years he served as Executive Director of NOBLE, the National Organization of Black Law Enforcement Executives, a 3,800 member professional association which, among many other activities, conducts law enforcement management and policy evaluations. Pertinent experience includes 20 years with the Delaware River Port Authority, rising to Operations Commander. Dr. Lee is a graduate of the FBI l ·-·--··---------·-'---National Academy and the Northwestern University Staff and Command College. Project Role: candidate screening; process development and administration • Joseph C. Blackburn (M.B.A.), has over 35 years of comprehensive experience in law enforcement management at the state and local level. Chief Blackburn has been an assessor and senior field associate for the IACP Professional Services in management studies and selection processes for agency chief executives. Chief Blackburn retired from the Pennsylvania State Police after serving in every rank from Trooper to Lieutenant Colonel. He also served as Chief of Police in a suburban community and Pennsylvania's third largest city. Blackbum has been an adjunct instructor for the Northwestern University Center for Public Safety and the Penn State Justice and Safety Institute. He has conducted assessments of the administrative and management practices of the national police of El Salvador and Honduras for the Department of Justice, and conducted studies and managed projects related to the Police Transformation Project in the Republic of Trinidad & Tobago. Project Role: candidate screening; process development and administration. 7 IACP Executive Search Services The IACP has assisted scores of agencies in their search and assessment of new chief executives. Below is a sampling of our recent clients. AGENCY CONTACT PERSON Rutland, VT Larry Jensen Chair, Police Commission City of Rutland 7 Tuttle Meadow Drive Rutland, VT 05701 (802) 755-6526 lgjensen@aol.com Population: 16,500 Frederick, MD Population: 67 ,000 Greenville, NC Population: 90,000 Henderson, KY Population: 28,000 Sykesville, MD Population: 4,500 Shawn Ross Director of Human Resources City of Frederick 101 North Court Street Frederick:, MD 21701 (301) 600-1879 sross@cityoffrederick.com Barbara Lipscomb City Manager City of Greenville 200 W. Fifth St Greenville, NC 27834 (252) 329-4642 blipscomb@greenvillenc.gov Connie Galloway HR Director City of Henderson 222 First St Henderson, KY 42420 (270) 831-1200 ext. 2204 cfgalloway@cityofhendersonky.org Dawn Ashbacher Town Manager Town of Sykesville 754 7 Main Street Sykesville, MD 21784 (410) 795-6390 dashbacher@sykesville.net 8 NATURE OF SERVICE COMPLETION DATE Comprehensive executive search for police chief September 2015 July 2012 Comprehensive executive search for police chief July 2015 Comprehensive executive search for police chief July 2015 November 2012 April 2006 Police chief assessment center April 2014 March2007 Comprehensive executive search for police chief December 2013 IACP Executive Search Services AGENCY CONTACT PERSON New Smyrna Beach Carol Hargy Human Resources Director City of New Smyrna Beach 210 Sams Avenue New Smyrna Beach, FL 32168 (386) 424-2111 chargy@cityofnsb.com FL Population: 25,000 Washington Metropolitan Transit Authority National Railroad Passenger Corporation (Amtrak) Delaware River & Bay Authority Transit system West Palm Beach, FL Population: 101,000 NATURE OF SERVICE COMPLETION DATE Comprehensive executive search for police chief April 2013 Rod Dones Talent Acquisitions Manager WMATA 600 Fifth St, NW, 7th floor Washington, D.C. 20001 (202) 962-9819 ext 29819 rdones@wmata.com Comprehensive executive search for police chief Barry Melnkovic Chief Human Capital Officer Human Resources, Diversity Initiatives Labor Administration National Railroad Passenger Corporation 60 Massachusetts Avenue, NE Washington, DC 20002 (202) 906-2216 barry.melnkovic@amtrak.com Comprehensive executive search for police chief March 2013 October 2012 Comprehensive executive search for police chief Charlotte L. Crowell Chief HR Officer Delaware River & Bay Authority New Castle, DE 19720 (302) 571-6397 August 2012 - Deputy Police Administrator July 2010 - Police Chief Patrick J. Cooney Director of Human Resources City of West Palm Beach 401 Clematis Street West Palm Beach, FL 33407 (561) 494-1006 pcooney@wpb.org 9 Comprehensive executive search for police chief May2012 IACP Executive Search Services The IACP prices its professional services on a fixed fee for service basis. Below are the proposed fees associated with providing the services described herein to your organization. The IACP is always ready to tailor its services to your agency's needs and financial abilities. The proposed price can be adjusted, therefore, to accommodate variations in scope of services, either greater or lesser. COST $40,000 plus travel expenses PROFESSIONAL SERVICES Comprehensive Executive Search Flat Fee (includes Structured Interview and on-site background investigation offinalist) ADDITIONAL COSTS Interviewer/Assessor Honoraria $3,600 maximum ($400/day x 3 assessors x 3 days). May be less if regional assessors will serve as a fJ!O~ssional courtesy. Candidate and Interviewer Travel Variable IACP will coordinate travel arrangements with expenses reimbursed by your agency if incurred bytheIACP. Assessment Center (optional) $5,000 The flat fee outlined above is inclusive of all developmental and administrative costs except travel expenses and assessor honoraria. Travel for IACP staff and consultants, assessors, and candidates are not included and will be paid directly by your agency or reimbursed if incurred by the IACP. Interviewer/assessor honoraria (if any) are also not included in the proposed costs and will be the responsibility of your agency. Generally, one half of the fixed fee is billed upon contract initiation. The remainder of the fixed fee and reimbursable expenses are billed upon project completion. This customary arrangement is subject to negotiation. 10 IACP Executive Search Services Kim Kohlhepp Deputy Director, Training and Professional Services International Association of Chiefs of Police 44 Canal Center Plaze, Suite 200 Alexandria, VA 22314 kohlheppk@theiacp.org Direct: 703-647-7237 Main line: 800-THE-IACP 11 ACORD® l CERTIFICATE OF LIABILITY INSURANCE ~ DATE (MM/DDIYYYY) 2/24/2016 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: If the certificate holder is an ADDITIONAL INSURED, the pollcy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). ~~CT Lorraine Tallman PRODUCER Hodge, 8401 Hart & Schleifer, 1 Inc. Connecticut Avenue Suite r~g~:o.Erl1: c240)644-6ooo Jr~. Nol: ~~~ 85 ,ltallman@hhsinsurance.com 600 INSUREIY§l_AFFORDING COVERAGE MD Chevy Chase 20815 NAIC# INSURERA:Charter Oak Fire Ins Co INSURED INSURER B :Travelers Indemni t_y_ Co of Amer International Association of Chiefs of Police INSURER c :Travelers Indemni t_y_ Co 44 INSURERD:Travelers Casualt_y_ Co of CT Canal Center Plaza Ste. c24o> 644-6011 200 25615 25666 ~5658 ~6170 INSURER E :AXIS SURPLUS INSURANCE CO VA Alexandria 22314 INSURERF: CERTIFICATE NUMBER:20l6. 2. 24 COI20l6 &: E&:O REVISION NUMBER: COVERAGES THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. I~~: TYPE OF INSURANCE GENERAL LIABILITY \~~ii: POLICY NUMBER l1_~3M~~~'fi~ t--1 x A CCOlMMERCIAL GENERAL LIABILITY t-'"CLAIMS-MADE OCCUR Ci] I---' LIMITS $ MED EXP (Any one person) $ 5,000 PERSONAL & ADV INJURY $ l,000,000 GENERAL AGGREGATE $ 2,000,000 PRODUCTS - COMP/OP AGG $ 2,000,000 300,000 x 6803860P088 ~/l/2016 ~/l/2017 t--1 - - - - - - - - - - - till !------' - - - - - - - - - - AGGRE~E LIMIT AP~S PER: POLICY~ .L_!LOC B ~OMOBILE C i8A-431R8254 HIRED AUTOS r!- UMBRELLA UAB ,--, SCHEDULED AUTOS NON-OWNED I---' AUTOS rx- I I E lf/l/2017 x l D 000 000 $ BODILY INJURY (Per accident) $ $ ill OCCUR EXCESS UAB D ]l/l/2016 BODILY INJURY (Per person) ALL OWNED f-::::-1 AUTOS A $ LIABILITY ~ ANYAUTO l,000,000 EACH OCCURRENCE ~SF-CUP-431R8254 ll/l/2016 lf/l/2017 CLAIMS-MADE OED RETENTION_i_ WORKERS COMPENSATION AND EMPLOYERS" LIABILITY y /N ANY PROPRIETOR/PARTNER/EXECUTIVE fN' OFFICER/MEMBER EXCLUDED? ~ N/A (Mandatory In NH) If yes. describe under DESCRIPTION OF OPERATIONS below Professional Liability EACH OCCURRENCE $ 5,000,000 AGGREGATE $ 5,000,000 $ !ITUB-596Y632-4 lf/l/2016 ~/l/2017 E.L EACH ACCIDENT jECN00003394l50l 6/25/2015 '6/25/2016 $ l,000,000 E.L DISEASE - EA EMPLOYE!j $ l,000,000 E.L DISEASE - POLICY LIMIT $ l,000,000 $2,000,000 limit Aggregate DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES (Attach ACORD 101, Additional Remarks Schedule, If more space Is required) Those usual to the Insured's Operation. See supplemental page CANCELLATION CERTIFICATE HOLDER City of Memphis Human Resources Division Attn: Alexandria Smith 125 N. Main St, Rm 406 38103 Memphis, TN ACORD 25 (2010/05) INS025 l?n1nos1 n1 SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. AUTHORIZED REPRESENTATIVE Lorraine Tallman/LT ~7-~ -- © 1988-2010 ACORD CORPORATION. All rights reserved. Th<> .a.r.ni;rn nS1mA <1nrl lnnn <1rA rAnictArArl m<1rl Subject: Re: Police director applicaUons Ryan, IACP is handling the applicaUon process for the City, so we do not have them in our possession and will not be giving them out for media to review. Ursula Sent from my iPhone On Jun 13, 2016, at 10:50 AM, Poe, Ryan wrote: Hey, Ursula. Thanks for inviUng me to the MWBE team meeUng today. Sounds like there are lots of interesUng ideas being considered. I was wondering: Do you have an ETA on when I could get those police director applicaUons I requested late last week? Seems like there’s growing momentum to end the search and hire Rallings a_er recent events. Also, do you have Ume to grab lunch/coffee someUme soon – maybe next week? No topic in mind, although I may run a few ideas for stories by you. Thanks for ledng me know, Ryan Poe Reporter Memphis government & politics InforMemphis politics & policy team 901-268-5074 (cell) poe@commercialappeal.com Follow me on Twitter: @ryanpoe Page 1 of 1 From: Madden, Ursula [mailto:ursula.madden@memphistn.gov] Sent: Monday, June 20, 2016 12:26 PM To: Poe, Ryan Subject: RE: EsTmated FOIA due date Hi Ryan, Sorry, we don’t have any documents responsive to your request. Thanks, Ursula From: Poe, Ryan [mailto:poe@commercialappeal.com] Sent: Monday, June 20, 2016 11:30 AM To: Madden, Ursula Cc: Communications Subject: Estimated FOIA due date Ursula, I wanted to follow up on a quesTon I asked Friday: Could you give me an esTmated Tme when my request for the director applicants will be fulfilled? It didn’t sound like it would be, but I got a noTce saying more Tme was needed, but that didn’t provide the usual esTmated compleTon date. The city is actually required by open records law -- see 10-7-503(b)(iii) -- to provide an esTmated Tme. Thanks, Ryan Poe Reporter Memphis government & politics InforMemphis politics & policy team 901-268-5074 (cell) poe@commercialappeal.com Follow me on Twitter: @ryanpoe Page 1 of 1 From: Poe, Ryan Sent: Monday, June 13, 2016 1:19 PM To: 'guy@theiacp.org' Subject: Memphis director search Hey, Sarah. As I menSoned in my voicemail message just now, I’m trying to get the police director applicaSons received by the IACP on behalf of the city of Memphis. That informaSon is public (see below for legal details), and I was told by city spokeswoman Ursula Madden (901-302-0316, ursula.madden@memphistn.gov) that IACP – and not the city – has the applicaSons. Even so, IACP is sSll responsible for providing those, either to me directly or via the city. Could you help me out? I’m primarily interested in the finalists, if any have been selected yet, but would like to receive all applicaSons if not. Thanks, Ryan Poe Reporter Memphis government & politics InforMemphis politics & policy team 901-268-5074 (cell) poe@commercialappeal.com Follow me on Twitter: @ryanpoe ___ From The Commercial Appeal’s aaorney, Lucian Pera: Just about the oldest case under the Tennessee Public Records Act (Board of EducaSon v. Memphis Publishing Co., 585 S.W.2d 629 (1979) (aaached)), held that job applicaSons for the schools superintendent posiSon in the hands of the school board were public record. There’s just no doubt that job applicaSons for the police director posiSon (or any other documents such as email and the like about that search) are pubic records in Page 1 of 2 the hands of the City. The current Aaorney General reaffirmed that posiSon in May 4, 2016, opinion (Tenn. Op. Aay. Gen. No. 16-16 (May 4, 2016) (aaached)). For many years, documents that would be public records in the City’s hands have been held to be public records when they were in the hands of the City’s agents. For example, in the case about Beale Street tenant subleases – that is, the leases by which the bars and other merchants on Beale Street once leased their premises (all of which is City property) from Beale Street Development Corp. (BSDC leased the property directly from the City) were public records. And, the courts ruled, any ciSzen could have access to them as public records even when they were in the hands of private agents of the city – there, John Elkington’s private , for-profit company that was the City’s leasing agent and Brad Foster, an assistant City Aaorney who worked on the subleases for the City and had copies. That’s CreaSve Restaurants, Inc. v. City of Memphis, 795 S.W.2d 672 (Tenn. Ct. App. 1990). The Tennessee Supreme Court extended that logic in the Cherokee decision (Memphis Publ'g Co. v. Cherokee Children & Family Servs., Inc., 87 S.W.3d 67 (Tenn. 2002)) which said that the records of private enSSes were the “funcSonal equivalent” of government were public records. It’s hard to imagine a more clearly government funcSon than hiring a police director, so any search firm or other ouoit hired to do that funcSon for the City would clearly fall under Cherokee. The May 2016 AG opinion also makes that clear in the context of a school board’s use of a private search firm to find a new superintendent. There, the opinion specifically menSons the use of the Tennessee School Boards AssociaSon or the Tennessee OrganizaSon of School Board Superintendents to perform this funcSon. I cannot imagine that the City’s use of the IACP would not be treated the same way by any court. Best, Lucian Lucian T. Pera Partner 6075 Poplar Avenue, Suite 700 Memphis, TN 38119 main 901.525.3234 direct 901.524.5278 mobile 901.606.4948 efax 901.524.5378 fax 901.524.5419 lucian.pera@arlaw.com website bio vCard map Page 2 of 2 Exhibit 3 Attorneys at Law June 23, 2016 BY EMAIL and U.S. MAIL Bruce A. McMullen, Esq. City Attorney City of Memphis 125 N. Main St. Room 336 Memphis, TN 38103 Alabama Florida Louisiana Mississippi South Carolina Tennessee Texas Washington, DC Lucian T. Pera Direct: 901.524.5278 E-Fax: 901.524.5378 lucian.pera@arlaw.com Ms. Gwen Boniface Deputy Executive Director International Association of Chiefs of Police, Inc. 44 Canal Center Plaza, Suite 200 Alexandria, VA 22314 Re: Outstanding Request for Records under Tennessee Public Records Act – Applications for Director of Memphis Police Department Dear Mr. McMullen and Ms. Boniface: Our firm represents Memphis Publishing Company, the publisher of The Commercial Appeal, Memphis’ daily newspaper. Our reporter, Ryan Poe, has requested from each of your organizations, the City of Memphis and the International Association of Chiefs of Police (“IACP”), copies of all applications made for the position of Director of the Memphis Police Department. Copies of these two public records requests are attached. Our reporter is entitled to access to these documents, which are clearly public records under the Tennessee Public Records Act, Tenn. Code Ann. § 10-7-503(a) and (f). I write today to re-confirm those outstanding requests, to request once more that you honor them, and to inform you that my client intends to bring suit under the Act if copies of these applications are not made available to my client by Friday, June 24, 2016, at 5:00 p.m. We understand that the City of Memphis has contracted with the International Association of Chiefs of Police for certain recruiting services in connection with the City search for a new police director. The Professional Services Agreement includes a Public Records provision stating IACP’s understanding that the City is “a governmental entity subject to the State of Tennessee Public Records Act,” and that the City is entitled to “demand and disclose any and all records and documents” under the Agreement. The proposal to the City attached to the Professional Services Agreement describes a “Resume Receipt and Review” process, which Crescent Center 6075 Poplar Avenue, Suite 700 Memphis, Tennessee 38119 901.525.3234 Fax 901.524.5419 Bruce A. McMullen, Esq. Ms. Gwen Boniface June 23, 2016 Page 2 includes the collection of application materials including resumes from applicants for the position. According to the proposal, the best 10-20 candidates will then be chosen for “Semifinalist Screening,” and then approximately six finalists are selected and presented to the City. Under well-settled Tennessee law, all of these applications (not just the finalists selected by IACP), are public records subject to the access requirements of the Act, whether in the City’s hands or in the hands of an agent of the City. First, under the Tennessee Supreme Court’s 2002 decision in Memphis Publ'g Co. v. Cherokee Children & Family Servs., Inc., 87 S.W.3d 67 (Tenn. 2002), the IACP is, for purposes of its contracted work in recruiting a new Memphis police director, the “functional equivalent” of a government agency. Thus, all of its records concerning this work are public records subject to the access requirement of the Act. To be clear, however, the public record request at issue here seeks only any applications, including resumes, submitted for the position of Memphis police director. The Cherokee decision held that records in the hands of a private, non-governmental, notfor-profit corporation were public records because that company was the “functional equivalent” of government. That company had contracted with the Tennessee Department of Human Services to perform certain functions related to government-subsidized child care services in Shelby County. Before that contract, the services at issue in Cherokee had been performed by TDHS; after the contract was terminated, those services were again performed by TDHS. If the governmental functions outsourced by TDHS led to the private company in Cherokee being found to be the “functional equivalent” of a government agency, then the recruitment and selection of applicants, semifinalists and finalists for the position of director of the Memphis Police Department are certainly governmental functions now being performed by a private organization, and that organization should be considered the “functional equivalent” of government. There can simply be no doubt that applications for the critical public position of police director of a city police department are public records. The very first reported decision under the Act held that applications and personnel files of applicants for the position of superintendent of the Memphis City Schools were public records. See Board of Education v. Memphis Publishing Co., 585 S.W.2d 629 (Tenn. 1979). Further, they are public records whether in the hands of the City or its agent, even if that agent is a private organization whose records are not otherwise subject to the Act. The Cherokee decision was only the culmination of a long line of Tennessee decisions squarely holding that public records in the hands of agents of a Tennessee governmental entity are public records, whether in the hands of government employees or private agents. For example, in Creative Restaurants, Inc. v. City of Memphis, 795 S.W.2d 672 (Tenn. Ct. App. 1990), subleases of public property in the Beale Street Historic District were held to be public records subject to the access Bruce A. McMullen, Esq. Ms. Gwen Boniface June 23, 2016 Page 3 requirement of the Act, even though they were not in the City’s direct possession, but in the possession of two different agents of the city – the City’s leasing agent contracted to lease that public property to bars, restaurants, nightclubs, and other businesses, and an assistant City attorney engaged to do legal work for the City concerning the subleases. These records were public records in the hands of these agents, even though the leasing agent was a privately-owned for-profit company and the assistant City attorney was a lawyer in private practice with a private law firm contracted to do City legal work. Regardless of the application of Cherokee, the applications at issue here are public records in the hands of the IACP under Creative Restaurants and other similar precedent. A brief review of other states’ treatment of the “functional equivalent” test demonstrates further support for this position. For example, in State ex. rel. Gannett Satellite Info. Network v. Shirey, 678 N.E.2d 557 (Ohio 1997), the City of Cincinnati contracted with a private consultant to assist the city in hiring a safety director. While the consultant agreed to provide the city with a list of final applicants, all other applications and resumes collected would remain the sole property of the private consultant and would not be subject to public review. The Ohio Supreme Court determined that all of the application documents, not just those of the finalists, were subject to disclosure under Ohio’s public records act, noting that had the city undertaken the task without hiring the private consultant, the records would have been subject to disclosure. The court concluded that the city could not circumvent the public records laws by contracting with a private company, further stating “to hold otherwise, governmental entities could conceal information concerning the hiring of important public officials from the public by merely delegating this uniquely public duty to a private entity.” Second, and independently, the very language of the Act itself make clear that these applications are public records, no matter whose hands they are in. The Act provides: All records, employment applications, credentials and similar documents obtained by any person in conjunction with an employment search for a director of schools or any chief public administrative officer shall at all times, during business hours, be open for personal inspection by any citizen of Tennessee, and those in charge of such records shall not refuse such right of inspection to any citizen, unless otherwise provided by state law. For the purposes of this subsection (f), the term “person” includes a natural person, corporation, firm, company, association or any other business entity. Tenn. Code Ann. § 10-7-503(f) (emphasis added). With respect to school superintendents, the Tennessee Attorney General has very recently made clear that this statute requires that records of independent, private groups hired by Tennessee school boards to recruit new superintendents are public records. Tenn. Op. Att’y Gen. No. 16-16, 2016 WL 2764126 (May 4, 2016). The Attorney General specifically opined that such records in the hands of the Tennessee School Boards Association and the Tennessee Association of School Superintendents, when hired for this purpose, were public records. But the coverage of the statute is far broader than school superintendents, expressly covering “any chief public administrative officer.” The director of the Bruce A. McMullen, Esq. Ms. Gwen Boniface June 23, 2016 Page 4 Memphis Police Department – in effect, the chief executive officer commanding the entire City police department – is just such a “chief public administrative officer.” These applications are public records, and both of your organizations bear legal responsibility for making them available under the Tennessee Public Records Act. The Tennessee Public Records Act requires that the custodian of public records promptly make public records available “at all times during business hours.” Tenn. Code Ann. § 10-73(A)(2)(A) and (f). Further, should your organization fail or refuse to produce these requested records, we will pursue all of our client’s legal remedies, including seeking our client’s attorney fees and expenses, on the grounds that these records are public and that your organizations knew that they were public and willfully refused to disclose them. See Tenn. Code Ann. § 10-7-505(g). Do note that the fees provision of the Act expressly authorizes an award of fees and expenses against an agent of the City. We do hope to hear from you each before Friday, June 24, 2016, at 5:00 p.m., so as to avoid the necessity for legal action. Thank you for your consideration. Very truly yours, Lucian T. Pera From: Madden, Ursula [mailto:ursula.madden@memphistn.gov] Sent: Monday, June 13, 2016 11:33 AM To: Poe, Ryan Subject: Re: Police director applicaUons Ryan, IACP is handling the applicaUon process for the City, so we do not have them in our possession and will not be giving them out for media to review. Ursula Sent from my iPhone On Jun 13, 2016, at 10:50 AM, Poe, Ryan wrote: Hey, Ursula. Thanks for inviUng me to the MWBE team meeUng today. Sounds like there are lots of interesUng ideas being considered. I was wondering: Do you have an ETA on when I could get those police director applicaUons I requested late last week? Seems like there’s growing momentum to end the search and hire Rallings a_er recent events. Also, do you have Ume to grab lunch/coffee someUme soon – maybe next week? No topic in mind, although I may run a few ideas for stories by you. Thanks for ledng me know, Ryan Poe Reporter Memphis government & politics InforMemphis politics & policy team 901-268-5074 (cell) poe@commercialappeal.com Follow me on Twitter: @ryanpoe Page 1 of 1 From: Madden, Ursula [mailto:ursula.madden@memphistn.gov] Sent: Monday, June 20, 2016 12:26 PM To: Poe, Ryan Subject: RE: EsTmated FOIA due date Hi Ryan, Sorry, we don’t have any documents responsive to your request. Thanks, Ursula From: Poe, Ryan [mailto:poe@commercialappeal.com] Sent: Monday, June 20, 2016 11:30 AM To: Madden, Ursula Cc: Communications Subject: Estimated FOIA due date Ursula, I wanted to follow up on a quesTon I asked Friday: Could you give me an esTmated Tme when my request for the director applicants will be fulfilled? It didn’t sound like it would be, but I got a noTce saying more Tme was needed, but that didn’t provide the usual esTmated compleTon date. The city is actually required by open records law -- see 10-7-503(b)(iii) -- to provide an esTmated Tme. Thanks, Ryan Poe Reporter Memphis government & politics InforMemphis politics & policy team 901-268-5074 (cell) poe@commercialappeal.com Follow me on Twitter: @ryanpoe Page 1 of 1 From: Poe, Ryan Sent: Monday, June 13, 2016 1:19 PM To: 'guy@theiacp.org' Subject: Memphis director search Hey, Sarah. As I menSoned in my voicemail message just now, I’m trying to get the police director applicaSons received by the IACP on behalf of the city of Memphis. That informaSon is public (see below for legal details), and I was told by city spokeswoman Ursula Madden (901-302-0316, ursula.madden@memphistn.gov) that IACP – and not the city – has the applicaSons. Even so, IACP is sSll responsible for providing those, either to me directly or via the city. Could you help me out? I’m primarily interested in the finalists, if any have been selected yet, but would like to receive all applicaSons if not. Thanks, Ryan Poe Reporter Memphis government & politics InforMemphis politics & policy team 901-268-5074 (cell) poe@commercialappeal.com Follow me on Twitter: @ryanpoe ___ From The Commercial Appeal’s aaorney, Lucian Pera: Just about the oldest case under the Tennessee Public Records Act (Board of EducaSon v. Memphis Publishing Co., 585 S.W.2d 629 (1979) (aaached)), held that job applicaSons for the schools superintendent posiSon in the hands of the school board were public record. There’s just no doubt that job applicaSons for the police director posiSon (or any other documents such as email and the like about that search) are pubic records in Page 1 of 2 the hands of the City. The current Aaorney General reaffirmed that posiSon in May 4, 2016, opinion (Tenn. Op. Aay. Gen. No. 16-16 (May 4, 2016) (aaached)). For many years, documents that would be public records in the City’s hands have been held to be public records when they were in the hands of the City’s agents. For example, in the case about Beale Street tenant subleases – that is, the leases by which the bars and other merchants on Beale Street once leased their premises (all of which is City property) from Beale Street Development Corp. (BSDC leased the property directly from the City) were public records. And, the courts ruled, any ciSzen could have access to them as public records even when they were in the hands of private agents of the city – there, John Elkington’s private , for-profit company that was the City’s leasing agent and Brad Foster, an assistant City Aaorney who worked on the subleases for the City and had copies. That’s CreaSve Restaurants, Inc. v. City of Memphis, 795 S.W.2d 672 (Tenn. Ct. App. 1990). The Tennessee Supreme Court extended that logic in the Cherokee decision (Memphis Publ'g Co. v. Cherokee Children & Family Servs., Inc., 87 S.W.3d 67 (Tenn. 2002)) which said that the records of private enSSes were the “funcSonal equivalent” of government were public records. It’s hard to imagine a more clearly government funcSon than hiring a police director, so any search firm or other ouoit hired to do that funcSon for the City would clearly fall under Cherokee. The May 2016 AG opinion also makes that clear in the context of a school board’s use of a private search firm to find a new superintendent. There, the opinion specifically menSons the use of the Tennessee School Boards AssociaSon or the Tennessee OrganizaSon of School Board Superintendents to perform this funcSon. I cannot imagine that the City’s use of the IACP would not be treated the same way by any court. Best, Lucian Lucian T. Pera Partner 6075 Poplar Avenue, Suite 700 Memphis, TN 38119 main 901.525.3234 direct 901.524.5278 mobile 901.606.4948 efax 901.524.5378 fax 901.524.5419 lucian.pera@arlaw.com website bio vCard map Page 2 of 2