STATE OF NEW YORK DEPARTMENT OF HEALTH 433 River Street, Suite 303 Troy, New York 12180-2299 IQ Antonia C. Novello, MD, MPH. Dennis P, Whalen Commissioner ?w Executive Deputy Commissioner a, '1 J. if 2* March 28, 2005 . CERTIFIED MAIL - RETURN RECEIPT REQUESTED Cindy Fascia, Esq. Catherine Gale, Esq. Bureau of Professional Medical Gale Dancks, LLC Conduct 25th Floor 7136 East Genesee Street Division of Legal Affairs Fayetteville, New York 13066-0097 NYS Department of Health Corning Tower, ESP Albany, New York 12237 RE: In the Matter of George Michael Innes, M.D. Dear Parties: Enclosed please ?nd the Determination and Order (No. 05-53) of the Hearing Committee in the above referenced matter. This Determination and Order shall be deemed effective upon the receipt or seven (7) days a?er mailing by certi?ed mail as per the provisions of ?230, subdivision 10, paragraph of the New York State Public Health Law. Five days after receipt of this Order, you will be required to deliver to the Board of Professional Medical Conduct your license to practice medicine together with the registration certi?cate. Delivery shall be by either certi?ed mail or in person to: Of?ce of Professional Medical Conduct New York State Department of Health Hedley Park Place 433 River Street - Fourth Floor Troy, New York 12180 If your license or registration certi?cate is lost, misplaced or its whereabouts is otherwise unknown, you shall submit an af?davit to that effect. If subsequently you locate the requested items, they must then be delivered to the Of?ce of Professional Medical Conduct in the manner noted above. As prescribed by the New York State Public Health Law ?230, subdivision 10, paragraph and ?230-c subdivisions 1 through 5, (McKinney Supp. 1992), "the determination of a committee on professional medical conduct may be reviewed by the Administrative Review Board for professional medical conduct.? Either the licensee or the Department may seek a review of a committee determination. Request for review of the Committee's determination by the Administrative Review Board stays penalties other than suspension or revocation until ?nal determination by that Board. Summary orders are not stayed by Administrative Review Board reviews. All notices of review must be served, by certi?ed mail, upon the Administrative Review Board and the adverse party within fourteen (14) days of service and receipt of the enclosed Determination and Order. The notice of review served on the Administrative Review Board should be forwarded to: James F. Horan, Esq., Administrative Law Judge New York State Department of Health Bureau of Adjudication Hedley Park Place 433 River Street, Fifth Floor Troy, New York 12180 The parties shall have 30 days from the notice of appeal in which to file their briefs to the Administrative Review Board. Six copies of all papers must also be sent to the attention of Mr. Horan at the above address and one copy to the other party. The stipulated record in this matter shall consist of the of?cial hearing transcript(s) and all documents in evidence. Parties will be noti?ed by mail of the Administrative Review Board's Determination and Order. Sincerely, gaw. {731%. Sean D. O?Brien, Director Bureau of Adjudication SDO:djh Enclosure STATE OF NEW YORK DEPARTMENT OF HEALTH STATE BOARD FOR PROFESSIONAL MEDICAL CONDUCT IN THE MATTER BPMC NO. 05-53 OF DETERMINATION GEORGE MICHAEL INNES, MD. AND ORDER A Notice of hearing, dated January 23, 2004, and a Statement of Charges. dated January 23. 2004. were served upon the Respondent, GEORGE MICHAEL INNES, .MD. JOEL H. PAULL, M.D., D.D.S., Chairperson, RICHARD LEE, MD. and STEPHEN WEAR, duly designated members of the State Board for Professional Medical Conduct, served as the Hearing Committee (the 'Committee') in this matter pursuant to Section 230(10)(e) of the Public Health Law. FREDERICK ZIMMER, ADMINISTRATIVE LAW JUDGE, served as the Administrative Of?cer. The Department of Health (?the Department") appeared by DONALD P. BERENS, JR., ESQ. General Counsel, by CINDY MARIE FASCIA, of Counsel. The Respondent appeared by GALE 8. DANCKS, LLC, CATHERINE GALE, ESQ. of Counsel. Evidence was received and witnesses sworn and heard, and transcripts of these proceedings were made. After consideration of the entire record. the Committee issues this Determination and Order. George lnnee. MD. 1 PROCEDURAL HISTORY Answer Filed February 10. 2004 Amended Answer Filed October 25, 2004 Pre-Hearing Conference February 10, 2004 Witnesses for Petitioner Patient A, Patient A's mother, A5. Richard Braen. M.D.. David C. Brittain, MD, Patient B. Patient B's mother, Susan Crump, Carol Currier, Ciabotte, Patient C. Patient C's mother. Patient 0, Tracey Eckstein, Patient F, Patient F?s mother, Patricia Grant, Valerie Grossman Aarne. Patient G, Patient G's husband, Steven Hanks, M.D.. Employee H, Employee I, Employee J. Employee K, Marlinda LaValley. Martha Loveland, Anita Miller. Nurse M. Nurse N. Nurse 0. Christine Porter, Employee P. Employee P?s sister, Em lo ee 0. Employee R, Employee 8. Neil Stroman, Robert Swidler, Esq., Mabel Walker Witnesses for Respondent George lnnes. M.D.. A.4, Cheryl DiShaw. Christine Hopkins. Lewis Jones, Linda Land, Pamela McLenon, Nichol, Jenna Ponnw'rlz. Jo Ann Reid. Tamara Robinson. Nicole Simmons, Melissa Waldeck Hearing Dates February 18 and 19. May 3, 24 and 25, June and 8, August 5, 9, 10. 23 and 24, September 20and October 25, 2004 Deliberation Dates January 6. 7, 20 and 21 2005 George tunes. MD. 2 STATEMENT QF CASE The State Board for Professional Misconduct is a duly authorized professional disciplinary agency of the State of New York (?230 of the Public Health Law of the State of New York [hereinafter This case was brought by the New York State Department of Health, Office of Professional Medical Conduct (hereinafter ?Petitioner? or ?Department") pursuant to ?230 of the P.H.L. Via a Statement of Charges, dated January 23, 2004, GEORGE MICHAEL INNES, M.D. (?Respondent?) was charged with fifty speci?cations of professional misconduct, as de?ned in ?6530 of the Education Law of the State of New York (?Education Law'). Various amendments to the Statement of Charges were accepted by the Administrative Law Judge, on June 8, 2004 (T .1493-1495) and on August 23, 2004 (T. 2246-2250). An Amended Statement of Charges was offered and accepted into evidence on September 20, 2004, which added Factual Allegations through and five additional specifications. Respondent was ultimately charged with twenty three specifications of committing conduct in the practice of medicine which evidence moral unfitness to practice medicine, ten specifications of willfully harassing, abusing or intimidating a patient either physically or verbally, two specifications of revealing patient related information without patient consent, seven specifications of practicing medicine fraudulentfy. five specifications of practicing medicine with negligence on more than one occasion, four specifications of willfully making or filing a false report, two speci?cations of failing to maintain a record which accurately re?ects the evaluation and treatment of the patient and two speci?cations of violating Section 2803-d or 2805-k of the Public Health Law. Geome inns. MD. 3 Both parties stipulated on the first hearing date, February 18, 2004, that they would waive the statutory requirement that the hearing be completed in 120 days (T. 87-88). On the August 5, 2004 hearing date, Respondent?s attomey informed the Administrative Law Judge that Respondent would be absent from the hearing due to 'an illness which required his hospitalization. There was no notice given to the Administrative Law Judge that Respondent would be absent prior to the hearing. Respondent?s attorney attended the hearing and requested an adjournment which was denied (Transcript of 8/5 intra-hearing conference at 10:00 am. T. 2-6). The Department had brought in a witness, Nurse 0, from Alaska to testify at the August 5 hearing. Respondent's attorney was available to cross examine Nurse 0, Employee and the other witnesses presented by the Department on that day. The Administrative Law Judge speci?cally acknowledged the possibility on the record that if there was a need, witnesses could be recalled for further cross examination (T. 1644 and Transcript of 8/5 intra-hearing conference at 10:00 am. T.5). Although, Respondent subsequently testi?ed that he was unable to remember Nurse 0 3945) or to remember giving a backrub to Employee (T. 4035), no request was made during the course of the hearing to bring back these individuals, or any of the other witnesses who testified on August 5, 2004, for further cross examination. Department?s Exhibit 23, a Verified Complaint ?led with the New York State Division of Human was entered into evidence on August 5, 2004 and provided to the Committee with the identity of the complainant redacted. The Committee was instructed that the complainant had ?led the Verified Complaint which alleged sexual harassment by Respondent subsequent to 1991 and sometime during a period between 1991 and 1996, a period prior to the issuance of Dr. Krueger's report on September 1. 1999 (Dept?s Ex. 8). The Committee was further instructed that the complainant was not the person whose George Imus. MD. 4 complaint gave rise to the Memorandum of Agreement which Respondent entered into while at Albany Memorial Hospital (Dept's Ex. 11A). The Committee was, also, instructed that the complaint went solely to the issue of Respondent?s notice and awareness of allegations, instances or accusations of sexual misconduct against him prior to the alleged incidents in the Watertown area (T. 1761-1765). At the conclusion of the Department?s case in chief, on September 22, 2004, the Administrative Law Judge instructed the Committee to disregard Factual Allegations and through and the corresponding specifications (T. 3287). This instruction was given as a result of the Department's failure to present competent proof concerning those allegations and related specifications during; the presentation of its case. The Committee was instructed that they could only consider Factual Allegation in the context of the allegations contained in Factual Allegation M, that it was alleged that Nurse had reported to her supervisor allegations made by Nurse with the result that Respondent engaged in certain conduct toward Nurse in Albany Memorial Hospital's utility room and/or medication room. The Administrative Law Judge also instructed the Committee with regard to a number of lawsuits against Respondent concerning which the Committee heard testimony or received documentary evidence. The Committee was instructed that although it could consider the outcome of these lawsuits, it was in no way bound by the results of these I lawsuits and needed to consider all of the evidence and testimony with respect to the allegations in the Statement of Charges. The charges to be considered by the Committee, included among other matters, numerous allegations of sexual misconduct by Respondent towards both patients and others beginning in the late 1980s and continuing through the course of the hearing, up George lnnes, MD. 5 until the summer of 2004. A copy of the Amended Statement of Charges is attached to this Determination and Order as Appendix I. Voluminous testimony was presented by both parties during the course of the hearing. At the conclusion of the hearing on October 25, 2004, the Administrative Law Judge inquired of Respondent if there was anything further that needed to be presented, and. also, stated that Respondent could even inform the Administrative Law Judge the next day if there were anything compelling that needed to addressed. Respondent's attorney replied. ?We have no further proof.? (lntra-Hearing Transcript of 10/25/04, pgs. 12-13). I FINDINGS OF FACT The following Findings of Fact were made after a review of the entire record in this matter. Unless otherwise noted, all ?ndings and conclusions set forth below are the unanimous determinations of the Hearing Committee. Con?icting evidence. if any, was considered and rejected in favor of the cited evidence. Numbers below in parentheses refer to exhibits (denoted by the pre?x or transcript page numbers These citations refer to evidence found persuasive by the Committee in arriving at a particular ?nding. Having heard testimony and considered documentary evidence presented by the Petitioner and Respondent. respectively. the Committee hereby makes the following ?ndings of fact: 1. GEORGE MICHAEL INNES, M.D.. the Respondent, was authorized to practice medicine in New York State on February 16. 1988. by the issuance of license number 173637 by the New York State Education Department (uncontested). George lnnes. MD. 6 CONDUCT TOWARD PATIENTSIEMPLOYEESISTAFF 2. A physician-patient relationship exists when a physician is using or is purporting to use his professional knowledge in dealing with a person. If the other person is relying on the physician to act in the role of a physician, and places trust in the physician based on the assumption that the physician will act according to that role. a physician-patient relationship exists. If a physician is asked or offers to help a person with a medical or problem. a physician-patient relationship exists (Braen, T. 2270-2271). 3. No ?nancial renumeration is required for a physician-patient relationship to exist. Furthermore, even if the physician does not document the encounter. a physician- patient relationship still exists. The fact that the physician did not make a medical record of an encounter where he offered or was asked to use his professional knowledge or skill, or purported to be acting in such a role, does not change the fact that a physician-patient relationship exists (Braen,T. 2270-2271). 4. If an Emergency Department physician is asked to or offers to provide treatment to a co?worker, that staff person is a patient for the purposes of the treatment encounter. During that encounter, a physician-patient relationship exists (Braen. T. 2271-2272). 5. During the encounter. a staff person places trust in the physician to treat them in a medical capacity. The same standards apply to that interaction which apply to any physician-patient relationship. The patient?s comfort, care and trust have the same priority. The basis of the relationship and theistandards to be observed are the same (Braen, T. 2272). 6. The Director and Assistant Director of an Emergency Department play important roles in setting the tone for the conduct of staff. They are role models for how people, George Inna. MD. '7 patients and staff, are to be treated in the Department. and their behavior may have a de?nite effect on how the Emergency Department functions (Braen, T. 2273-2278). 7. The more authority or perceived authority the person engaging in the inappropriate behavior has, the more intimidated and reluctant to complain the staff may be. If the person engaging in the inappropriate behavior is known to have not only a professional but a close personal friendship with people in powerful or authoritative positions, that may also intimidate staff from making complaints (Braen. T. 2500-2501). 8. Unwelcome sexual comments are inappropriate in the workplace. When the person making the comments is in a position of authority, has or may be perceived to have the ability to in?uence jobs and livelihoods. the comments and conduct can be more egregious. Such comments and conduct by a person in position of authority may make a subordinate feel threatened and fearful. When a physician engages in such behavior, helshe violates the ethical standards of the profession (Braen. (T. 2919-2920). 9. Patient comfort and trust require that patients' privacy and modesty be respected. Failing to do so is a deviation from the standard of care (Braen. T. 2472-2473: 2914- 2915). 10. An Emergency Department physician's encounter with a patient is often the ?rst and perhaps only time the physician sees that patient. An Emergency Department physician must be able to generate trust and comfort from the beginning or as soon as possible in the encounter with the patient. The way a physician speaks to a patient and the way a physician deals with a patient?s family are important parts of the Emergency Department physician's function (Braen. T. 2268-2269). 11. Emergency Department physicians evaluate patients in a focused fashion, based on a chief complaint. The focused Emergency Department examination is different from the George inn?. MD. 3 annual physical examination a patient receives in his primary care physician's of?ce. For most patients seen in the Emergency Department, the focus is on the particular problem that brought the patient to the Emergency Department (Braen, T. 2266-2268). EAIJENJLA 12. On June 29, 2001, Patient A, a ?fteen year old female, was admitted to the emergency room at Via Health/Newark Hospital in Newark. New York and was assessed as having overdosed on Celebrex 100 mg. after ingesting approximately half a bottle of her grandfather?s pills (Dept's Ex. 3). 13.Respondent told Melissa Waldeck, one of the nurses caring for Patient A, that he wanted to speak to Patient A alone (Valerie Grossman. T. 1040-1041). 14.There was no policy in effect at VIA Health requiring a chaperone to be present when a physician examined a patient (Waldeck. T. 3394). 15. Patient A was brought into a room. gowned and a nurse administered charcoal to Patient A. and then Patient A was left alone in a room with Respondent (Patient A. 16.When Respondent was alone with Patient A. Respondent said to her, ?It's time to go under the cover.? Respondent then lifted Patient A's examination gown, in a manner which exposed her breasts, and than touched Patient A's breasts (Patient A, T.1797- 1801). 17. The examination of a female patient?s breasts by a male physician in the absence of a chaperone fails to meet accepted standards of medical care (Braen. T. 2970-2973). 18. Respondent asked Patient A if she was sexually active or had received anal sex or if she had given or received oral sex (Patient A. George Inna. MD. 9 19.When presented with a minor female patient with suicidal ideation in an emergency room situation, it is within accepted standards of medical care for the emergency room physician to question the patient concerning her sexual history (Braen, T. 2973-2973). 20.Respondent did not document in Patient A?s medical record that he had examined her breasts or that he had asked Patient A questions pertaining to sex (Dept's Ex. 3). 21. On December 17, 2002. Patient B, a fifteen year old female, presented to the Emergency Department of Canton-Potsdam Hospital for an evaluation, after her school noti?ed Child Protective Services that Patient had bruises on her arm (Dept's Ex. 4). 22. Respondent examined Patient in her street clothing and did not request that Patient be gowned (Patient B, innes; 23. Patient ?Ohms, T. 4733). 24. In the course of examining Patient B, Respondent attempted to unhook Patient B?s bra. and had dif?culty in doing so. Respondent stated, used to be good at this.? (Patient B, T. 2376-2378; Innes, T. 4733). 25. Respondent, after Patient B?s bra was removed. examined each of Patient B?s breasts from undemeath to look for bruises (Patient B, T. 2379). 26. Respondent then asked Patient to drop her skirt and she proceeded to do so (Patient B. T. 2380-2381). 27. Respondent then pushed Patient thighs apart to look for bruises (Patient B?s Mother, T. 2418). 28. Respondent then stated that it was obvious that Patient was sexually active. promiscuous and that she dressed promiscuoust (Patient B, T. 2382-2383). MD. 10 29. Respondent left the room. When he returned, he stated that Patient should not dress so provocatively (Patient B's mother, T. 2420). 30. On January 12, 2003, Patient C. a twelve year old female, was admitted to the Emergency Department at Canton-Potsdam Hospital with a diagnosis of suicidal ideation. Patient had recently broke up with her boyfriend (Dept?s Ex. 5; Patient C's mother, T. 1310-1311). 31. At the time of Patient C?s admission, her mother was employed (Patient C?s mother, T. 1299). 32. Respondent and a nurse, Sue Crump. attended to Patient while Patient C's mother waited in the break room. Nurse came to the break room and informed Patient C?s mother that Respondent wished to talk to Patient alone. Patient C?s mother did not object and Respondent was subsequently left alone with Patient (Patient C?s mother. T. 1313; Respondent, T. 4777-4778). 33.Respondent, while alone with Patient C, among other things. questioned her as to whether she was sexually active, whether anyone had ever touched her vagina or whether she had touched her boyfriend's genitalia or put his penis in her mouth. Patient answered no to all of these questions except that she acknowledged that she did allow her boyfriend to put his hand down her pants (Respondent, T. 4780; Patient C. 1385). 34. Respondent did not document in Patient C?s medical record either his questions or her responses (Dept's Ex. 5). George tunes. MD. 1 1 35. On November 11, 2002, Patient D, a twenty year old male, was admitted to the Emergency Department at Canton-Potsdam Hospital with a complaint of severe pain when urinating, and frequency (Dept?s Ex. 6, pg. 16; Patient D, T. 885-886). 36.Patient was accompanied to the Emergency Department by his friend. "Patient 0, T. 880-881). 37. Patient was not having discharge from his penis and when questioned by Respondent and others. Patient gave no history of having discharge from his penis or of having had venereal disease (Patient D, T. 883. 896, 920; ?Currier, T. 941; Grant, T. 959-960; Dept's Ex. 6, pg. 16). 38. On questioning by Respondent. Patient told Respondent that he had yellow stains on his underwear. Such questioning is appropriate when a physician suspects venereal disease (lnnes, T. 3831, 3870; Braen, T. 2889-2890). 39.The yellow staining plus Patient D's dysuria provided a reasonable basis for Respondent to suspect gonorrhea (lnnes, T. 3831 . 8870). 40.Respondent?s examination of Patient was conducted with in the examining room. After Patient stated that he had burning pain on urination including pain in his rectum and testicles, Respondent directed Patient to drop his pants and examined Patient D's testicles. Respondent told Patient in_ presence that he had gonorrhea (Patient o, T. 883, 885-889; 41.Respondent did' not request that leave the room before making his diagnosis, or inquire whether Patient minded if?emained in the room Patient 0, T. 883. 889). George Innes. MD. 12 42.When Patient stated to Respondent that he had not slept with anyone besides his girlfriend, and that his girlfriend had not slept with anyone since they had been together, Respondent is said to have replied that maybe Patient D's girlfriend was not such ?a good girl' _Patient D, T. 885-886). 43. Gonorrhea would be the most likely diagnosis for a twenty year old patient with dysuria. The presence of penile discharge, or microbial proof through an adequate microscopic examination, culture or other antibody testing, can form a basis for a de?nitive diagnosis of gonorrhea (Braen. T. 2852-2853, 2896). 44.A culture had been obtained from Patient after he urinated. Respondent believed that the urination presumably diminished the ef?cacy. of the culture (lnnes, T. 3826-3828, 3894-3895; see also, Grant 961-962; Braen, T. 45. Respondent recorded in Patient D?s medical record that Patient had of "clap" in past. Patient with yellow penile discharge." (Dept-'s Ex. 29, pg. 3 and Ex. 10, pg. 5). 46. Respondent treated Patient with eight Zithromax tablets. 2 grams po (by mouth) and with one tablet in the emergency room, and prescribed 100 mg. of to be taken twice daily (Patient D, T. 887; Dept's Ex. 20). 47.After leaving the emergency room. Patient became ill and vomited during the trip back to hi? house. He vomited and had diarrhea when he arrived at the house (Patient D, T. 890-891). 48.While Zithromax by mouth can result in side effects such as vomiting and diarrhea, Respondent's treatment of Patient with the antibiotics he prescribed was within the standard of care for treatment of a presumptive diagnosis of gonorrhea (Braen, T. 2876-2879). George lnnes, MD. 13 49.Patient called his girlfriend and asked her to come over. When she arrived, Patient was still ill and she telephoned Respondent to tell him Patient was vomiting and had diarrhea (A.5 [Patient D's girlfriend], T. 860-863; Patient D, T. 891-893). 50.Respondent did not advise that Patient should be reevaluated in the Emergency Department or that his medication regimen should be altered. Instead, Respondent advised that Patient have some crackers or bread and Maalox (Patient D, T. 893; A5 [Patient D?s girlfriend], T. 863). 51.Respondent did not record this conversation in Patient D's medical record (Dept?s Ex. 6 and 29). 52.0n September 10, 2002, Patient E, a seventeen year old female, presented to the Emergency Department at Canton-Potsdam Hospital, with a complaint of back pain after another player collided with her during a soccer match and fell on top of her (Dept?s Ex. 7. pg. 3; T. 1135-1136). 53. Respondent ordered x-rays of Patient E's lumbosacral spine and her pelvis (Innes, T. 3769). 54. Respondent told Patient E's parents that the x-rays were negative and that she had contusions and muscle spasms (Patient E's mother, T. 1139; Dept's Ex. 7, pg. 2). 55. Patient E's discharge instructions state that she had a diagnosis of back/pelvic contusion and conjunctivitis other right eye. She was instructed to take Motrin 600 mg. one tablet by mouth every six hours as needed, and to apply Opthalmic Ointment to both eyes every six hours. Her school discharge information sheet states ?no for 3 days?. (Dept's Ex. 7, pgs. 8, 11). George lnnes. MD. 14 56.Respondent reviewed the lumbrosacral x-ray but misread it as negative. Respondent learned of the misread when he was contacted by the hospital?s radiologist (lnnes, T. 3769-3774). 57.Upon returning home, Patient E?s mother found that Respondent had left a telephone message to call him. Patient was still in great pain. When Patient E?s mother returned his call, Respondent told her that the radiologist had read the x-ray as showing a compression fracture of lumbar vertebra number one and that Patient E?s treatment would remain the same, no for three days and a warm bathtub or warm compresses (Patient E?s mother, T. 1143-1144). 58.There was no pressing need for Respondent to have had Patient seen by an orthopedic surgeon (Braen, T. 2310). There was nothing more Respondent could have done for Patient beyond arranging for an orthopedist or Patient E's primary care physician to see Patient (Braen, 59.Patient had an appointment to see her primary care physician the following day for conjunctivitis (Patient E?s mother, T. 1146). 60. Respondent documented the misread of the x-ray and his post discharge conversation with Patient E?s mother on a continuation sheet to the medical record which was subsequently lost (lnnes. T. 3774-3779). 61. In the summer of 1998, Patient F, was a part time employee? was employed by a? (Patient F, T. 331). George lnnes. MD. 1 5 62. On July 24, 1998, the last day of the picnic was held for students. parents and other family members and the staff of the-s at Respondent?s house (lnnes. T. 4317-4318; Patient F. T. 336-337). 63. Patient F?s family had a prior connection with Respondent in his capacity as a physician. - Patient F?s aunt had been brought to the Emergency Department of Samaritan Medical Center. Respondent was the physician there who interacted with Patient F?s family. Patient F's family had expressed a very high opinion of Respondent based on their experience with him (Patient F, T. 334-335). 64.Patient rode with Respondent and his children from the to Respondent?s house (Patient C, T. 338-340). 65. Respondent asked Patient about her personal life including whether she had a boyfriend. Respondent asked Patient how long she had been dating her boyfriend, and Patient responded that they had been dating for ?ve years. since she was sixteen (T. 343-344). 66. Respondent replied that if she had been dating her boyfriend for so long, she was going to need a 'Sugar Daddy? in her life to get the affairs out of her system (T. 344). 67.Respondent raised the issue of a skin rash that Patient had previously had and suggested that he could check it out with his ?bacterial light?. Patient 'F?s rash had been on her arm and was no longer causing Patient problems beyond her putting a little calamine lotion on it (Patient F. T. 341-343). 68. When they arrived at Respondent's home. Patient was shown around the house. Shortly aftenivards, while the children were swimming, Respondent threw Patient who was wearing a T- shirt and shorts over her bathing suit into his pool. Respondent knew where Patient F's bag was and he brought it to her. Patient took out her contact George Innes. MD. 1 6 lenses, removed her wet clothing and remained in the pool in her bathing suit. When she emerged from the pool. she put a dry pair of shorts over her bathing suit bottom and participated in the _(Patient F, T. 349-353). 69.Following the awards ceremony, in front of some of the participants at the picnic, Respondent began speaking about the ?bacterial light? and asked Patient F, ?Are you ready to see the light now??. Because Patient trusted Respondent, she agreed in front of these people to see the ?bacterial light? (Patient F, T. 354-356; Innes. T. 4324). 70. Respondent testi?ed that he told Patient ?This is a good time for me to take a look at the rash.? (T. 4324). 71. Respondent took Patient to a staircase on the outside of the house that led to the second ?oor. Patient went up the staircase. onto the second ?oor of the house and was then led her around to a back staircase that led to the downstairs of the house and to a tiny room that was off a big recreation room. The room was small, had tools in it and a door. Respondent closed the door of the room behind them and turned on the ?bacterial light" which had a handle on it. The light itself looked like a ?uorescent tube and glowed a purplish hue. Respondent had turned the room light off. and the ?bacterial light" was the only light on in the room (T. 356-358) 72. Respondent asked Patient to stand with her hands out to her sides and to turn her back to him and when she had, he directed the light down her back and pulled Patient F?s shorts and bathing suit bottom away from her body, exposing her buttocks and. then. directed the light on that area (Patient F. T. 358-359). 73. When Patient tumed backed around, Respondent grabbed the top of Patient F's bathing suit and exposed one breast (Patient F, T. 360-361). George lnnes, MD. 1 7 74.Respondent. then, grabbed the front of Patient F?s shorts and bathing suit and pulled them away from her body, exposing her pubic area, and moved the ?bacterial light" so a that it shone on Patient F?s groin area, and Respondent said ?Not even any bacteria down there? (Patient F. T. 361-362). 75. Respondent?s conduct during his examination deviated from acceptable medical standards and had no legitimate medical purpose because the rash had been on Patient F?s arm and had healed (Braen. T. 2983-2984, 2988). 76. Patient left the room and was confused and distressed. She remained at the picnic after the parents and children left because her supervisor encouraged her to do so as staff would be discussing the program (Patient'F, 77.After the parents and children left, alcoholic beverages were served and consumed by Patient and others (Innes. T. 4340-4343). 78.During the course of the latter part of the day, Patient needed to use the bathroom and Respondent followed her into his house to assist her due to ooncems that she was inebriated (lnnes, T. 4347-4349). 79. Respondent stated to Patient F, know you?re too drunk to go to work. You need to call in to work.? (Patient F, T. 376). 80.8ubsequently. Patient F. Respondent and a number of other people were sitting around a camp?re, and Patient was eating the salt off a pretzel rod. Respondent remarked that ?he would like to see what she could do with a banana" (lnnes, T. 4350). 81.Patient F, eventually, told her colleagues, about Respondent's conduct toward her that day. She left the picnic shortly thereafter and spent the night at (Paitent F. T. 382-386; George lnnes. MD. 18 82. Patient ultimately reported the matter to the state police. Testimony was taken before a grand jury and a trial date was scheduled (Patient F, T. 388-393). 83.Flespondent entered into a plea agreement and received an adjournment in contemplation of dismissal including conditions that he obtain counselling, that there be an order of protection for Patient and that he not make any public statements in contradiction to the following statement which Respondent read in open court; On July 24, 1998, my wife and entertained at our home students who participated in the l?at-w as well as the parents of those students and the moderators of that Program. In the course of that day, engaged in conduct, resulting in the charges, that was inappropriate . and that was offensive to Patient My conduct was uninvited,?was my sole responsibility, and was in no way the result of anything that Patient did. I apologize to Patient and to her family. (Patient F, T. 395-396; Stipulation of parties, T. 396-399; Dept?s Ex. 15). EAJJENZLG I 84. On July 5, 1999 shortly before 11:00 pm., Patient G. a 31 year old female ?presented to the Emergency Department at Samaritan Medical Center in Watertown with a severe right sided headache and nausea. Patient who had a Patient F's name is coded. Her real name was used when Respondent read the statement. George Innes, MD. 19 history of migraine headaches was treated by Respondent. The Emergency Department staff typically treated Patient G's headaches with injections of Demerol and Phenergan (Dept?s Ex. 25, pg. 4; Patient G. T. 1971-1972). 85. Patient vomited in the waiting room and was bypassed directly into a room in the back because of the severity other (Patient G, T. 1973-1974). 86. Patient was well known by hospital staff because of her frequent visits for headaches and because of the substantial medication necessary for her migraines (T. 4549-4550). 87. Respondent ordered Demerol 100 mg. and Phenergan 25 mg. to make Patient comfortable before embarking on a more complete history and physical (lnnes, T. 4551: Dept?s Ex. 25). 88. Respondent returned about a half-hour later and performed a head to toe evaluation including a basic neurological examination and an examination of the four quadrants of Patient G's abdomen. He used a hand over hand motion to palpate her abdomen and listened to her abdomen with a stethoscope due to concerns about Patient G's vomiting (lnnes, T. 4554-4557, 4572-4573). 89. Using a stethoscope, Respondent listened to Patient G?s heart. It was unnecessary for Respondent to remove Patient G?s bra to do so because she had no pulmonary or chest complaints and he did not have a concern about her lungs. Rather. he was just listening to her lungs and heart as part of a screening evaluation (T . 4555, 4574, 4591 90. Patient G?s husband claimed that when he walked into the examination room, he found Respondent with his hand down Patient G?s pants. and that he complained to a nurse who did not respond to his complaint (Patient G?s husband, T. 2156-2158). George lnnee. MD. 20 91. Patient G's husband did not call an administrator. did not go to the nurse's station and complain and permitted a nurse to give his wife a second Demerol injection. Approximately 75 minutes transpired between the time of the 2"d Demerol 100 mg.- administration and the time of Patient G's discharge (Patient G's Husband, T. 2153- 2161; Dept?s Ex. 25). 92. Patient ?led a complaint with Samaritan Medical Center at approximately 9:00 AM the next morning (Patient G, T. 1993-1994). 93.Patient commenced a civil lawsuit for money damages against Respondent and Samaritan Medical Center and settled the lawsuit against Samaritan Medical Center for a sum of money (Patient G, T. 2057-2060). 94.Patient G's husband testi?ed that he drove up to Respondent?s house less than a week after the hospital visit "to beat the shit out of him" but admitted that he gave-contrary testimony during his deposition testimony in the civil action because he ?didn't think it I really mattered.? (Patient 6? Husband, T. 2151-2152, 2168-2169). 95. The lawsuit against Respondent was tried before a jury which returned a unanimous verdict in favor of Respondent in less than an hour of deliberations. Patient G's subsequent appeal was dismissed because'Patient failed to timely perfect the appeal (L 2065-2066; Resp Ex. 0 and 0-1). 96. Prior to Patient G's presentation on July 5. 1999 to the hospital. she read in the newspaper about the Patient allegations. FUrthermore, the sexual harassment lawsuit commenced by employee had received prominent billing in the local newspaper (T. 2097. 4560-4563). George lnnes. MD. 2 1 97. On two occasions, Tamara Robinson, an emergency room clerk, observed Patient and W, Employee H, to be deep in conversation. One occasion occurred in the spring of 1999 (T. 2785-2786, 2816, 2817). 98. Mabel Walker is involved with numerous civic organizations in the Watertown area including numerous committees which operate in conjunction with Samaritan Medical Center. She is not an employee of the hospital and has no official capacity or business in which she deals with patient complaints (Walker, T. 2177-2185). 99. Respondent disclosed to Ms. Walker that Patient had complained about his care, and asked Ms. Walker to arrange a meeting between Patient and himself to discuss her concerns and resolve the complaint. Ms. Walker knew that Respondent would have cared for Patient in the Emergency Department (Innes, T. 4563-4565, 4578-4581). 100. Patient ultimately received a. telephone message from ?who had been contacted by Ms. Walker, and who had worked with Patient in ?k Patient decided to tape record the conversation when she returned the telephone call to Ms. Jones (T. 2004-2010). 101. Patient and her husband bought a ?tap? at Radio Shack and attached it to their phone and returned Ms. Jones? telephone call (Patient G, 102. ?iold Patient that she knew Patient had ?a problem with a doctor in the Emergency Room?, and that a friend of hers, whom she later identi?ed as Mrs. Walker, knew the doctor and had asked if she could call Patient and talk to her. ?said Mrs. Walker ?had related this story about your [Patient G's] problem?, and intimated that she knew what had happened to Patient by hearing it from others. -told Patient that Mrs. Walker said that Respondent was very George Inna. MD. 22 worried that Patient would pursue her complaint and that he would lose his medical license (Patient G, T. 2079-2080; Dept?s Ex. 16). EMELDJLEEII 103. Employee was originally hired by Samaritan Medical Center W. ?and was employed in that capacity from -until .4 (Employee H, T. 539). 104. Employee worked for- On one occasion. J. returned to her of?ce to ?nd a three page note from Employee saying that- was using her and was not paying her fairly. As a result, Employee walked off her job temporarily. There was a problem with absenteeism due to Employee H's migraine headaches (Reid. T. 2727, 2730-2733). 105. When Respondent became applied Wm was ultimately hired ?(Employee H. T. 539-541). 106. Employee was an employee of Samaritan Medical Center which paid her salary out of the nurse manager?s budget (Employee H, T. 544; Nichol, T. 2525-2526). 107. Respondent and Employee engaged in jovial teasing. Respondent could be a little salty at times and made remarks such as "Blow me." (T. 3345- 3346). . 108. In the fall of 1998. Employee asked Respondent if there was anything that she could do for him, and he responded, ?if you want to help my day, give me a blow job.? Employee left the of?ce and walked to the nearby minor treatment or Fast Track area where Martha Loveland worked (Employee H, T. 563-564; Loveland. T. 769, 772). George Innes. MD. 2 3 109. Employee told Ms. Loveland that Respondent had asked her for a blow job (Loveland, T. 771, 779-780; Employee H, T. 564). 110. Nichol was a staff nurse at Samaritan Medical Center beginning in 1981 and assumed the position of nurse manager in March 1998. She had daily contact with Employee (Nichol, T. 2520-2521, 2525-2526). 111. Employee frequently complained to Ms. Nichol about Dr. Naradzay who was. ?t and about her personal problems including financial difficulties, child support issues and her ill mother (Nichol, T. 2527-2537). 112. Employee suffered from serious migraine headaches and cared for her ill mother. As a result, she missed substantial work time and at one point was hospitalized for four days. Employee requested that physician notes be placed in her personnel file to substantiate that her absences were due to ill health (Employee H, T. 579-588, 867- 672; 113. Employee testified that she needed more income to pay her bills (Employee H, T. 581). 114. Employee was unhappy with Respondent because (Employee H, 646-650). 115. Employee felt intimidated and threatened by Dr. Naradzay and complained to Respondent about Dr. Naradzay being demeaning at times (T. 657-659). 116. Employee frequently con?ded in ?and sought her help and advice even after she began working for Respondent. While Employee complained about Respondent occasionally, the complaints concerned l-and were never of a sexual nature. Employee had positive things to say about Respondent whom she viewed as a very generous person with staff George Inns. MD. 24 117. Employee found an e-mail from Respondent to Tim Ryan, Director of the Human Resources Department, dated March 18, 1999, which had been left on her desk by a third party. The e-mail requested information on helping Employee obtain disability due to her severe migraines. Respondent stated that (Resp's Ex. Employe H, T. 583-585, 685). 118. Via a May 6, 1999 letter, Employee resigned from her position at Samaritan Medical Center. Employee stated that she found it necessary to resign due to her "moral, ethical and personal convictions?, and noted she had (Resp's Ex. E). 119. Employee H's last day of work was on May 21. 1999. Although Employee had not discussed a lawsuit with management before her exit interview, she ?led a civil lawsuit seeking millions of dollars in damages for 10 different causes of action, including sexual harassment, against the hospital and Respondent, within 3 days of her departure (Employee H, T. 590-591. 612-615, 720-725). 120. Ms. Nichol was surprised by Employee H's resignation and assumed it was related to her poor working relationship with Dr. Naradzay. Furthermore, Employee was having signi?cant problems with absenteeism as the result of health problems. Ms. Nichol was surprised when she learned of Employee H's lawsuit as she had no knowledge of the alleged sexual misconduct by Respondent (Nichol. T. 2526-2531). 121. was not surprised that Employee quit her job but was surprised that she claimed the resignation was related to sexual harassment, and that she had ?led a sexual harassment lawsuit George Innes. MD. 2 5 122. last contact with Employee was a phone message in 2003 in which Employee asked for her help in her lawsuit against Respondent (Reid. T. 2745-2749). 123. Employee never put anything in writing about the ongoing sexual harassment by Respondent (Employee H, T. 610). 124. Employee gave Respondent numerous presents during the period in which the alleged harassment occurred, HM (Employee H, T. 697). 125. Employee was not afraid of speaking her mind to Respondent, and on one occasion, slapped him because she was outraged at his comments (Employee H, T. 28- . 629) 126. Employee was observed. on at least two occasions, in conversation with Patient prior to the commencement of lawsuits by Patients and against Respondent (Robinson, T. 2786-2790). 127. Employee requested that a oo-worker, Christine Hopkins. pretend she was a . newspaper reporter. and asked her to interview and photograph a woman whom she suspected was having an affair with her husband. so that Employee could pass out brochures warning others that the woman could be stalking him. She also complained that people were going through her drawers and things were missing from her of?ce. and that she was concerned that a co-worker was trying to take her job (Hopkins. T. 3298. 3301). 128. Shortly after Employee resigned, she approached Ms. Hopkins and asked that she join her in a lawsuit against the hospital and Respondent. Employee suggested that because previous lawsuits had settled out of court. it was as if Respondent had pled George lnnes. MD. 26 guilty and people would be more apt to believe them than ReSpondent (Hopkins, T. 3303-3309; 2745-2749). 129. Employee settled her lawsuit with the hospital. Her lawsuit against Respondent was ultimately dismissed (Employee H, T. 591-596, 716-717). 130. Respondent shared e?mail jokes and cartoons with Employee which had sexual overtones but none were graphic or pornographic (lnnes, T. 4451-4452, 4478). 131. Ms. Hopkins was a recipient of an e-mail Christmas card which Employee claimed to have found upsetting. The e-mail was not sexually explicit, was not pornographic, was 'cute', and Ms. Hopkins even fonrvarded it on to her mother (Hopkins, T. 3296- 2397). 132. Employee I, a? at Albany Memorial Hospital in 1991, was evaluated by Respondent as part of an employee exam which took place in an examination room at the hospital (Employee I, T. 1699. 1706; lnnes, T. 4094). 133. Employee l's examination would normally have been conducted by Mike Briggs, a physicians? assistant who was out of work that day (Employee I, T. 1704). 134. As Associate Director of the Albany Memorial Employee Health Department. - Respondent perlormed physical examinations from time to time (lnnes. T. 4094). 135. Respondent insisted that Employee I put on a gown for her examination but Patient I refused (Employee I, T. 1721; lnnes, T. 4095-4096). 136. Respondent unhooked Employee l's bra (Innes, T. 4096). 137. Respondent pushed up Employee l?s bra in a manner which exposed her breasts (Employee I, T. 1709). . . George lnnes. MD. 27 138. Employee I then terminated the examination and left the examination room (Employee l, T. 1709-1710). 139. Respondent commented that ?Today?s my lucky Michael would be upset he wasn't here today? (Employee l, T. 1713). 140. After Employee I left the room, Respondent shouted down the hallway ?You're fucking crazy? (Employee l, T. 1710-1711). 141. Employee I eventually entered a formal written complaint against Respondent (Employee LT. 1713-1714). 142. Respondent was employed at Albany Memorial Hospital through Capital Region Emergency Medicine, P.C. (lnnes, T. 4136-4138). 143. Following Employee l's complaint, Respondent signed a Memorandum of Agreement on July 25. 1991 between CREM and himself. Among other things, Respondent agreed to and continually examine his practice of medicine to ensure that his behavior and procedures could not be misperceived by any patient as having a sexual implication beyond what is professionally and clinically appropriate. In particular, all female patients will be prepared for physical examination by undressing in privacy or with assistance of the nursing A breach of this agreement could result in his termination from CREM (Dept?s Ex. 11A). EMELQIEEJ. 144. Employee began working as a registered nurse in the ?at Albany Memorial Hospital ?and continued working there .i (Employee J, T. 1734-1735. 1745). 145. Respondent was Assistant Director of the Emergency Department (Employee J, T. 1735-1736). George lnnes. MD. 2 8 146. Employee had suffered whiplash as a result of an automobile accident and frequently rubbed her neck to relieve headaches and muscle spasms. Respondent offered to give Employee a neck message after he observed her rubbing her neck and she complained of headaches (Employee J, T. 1736-1737). 147. Respondent brought Employee to a room in the Urgent Care Department which was linked to the Emergency Department, and asked Patient to put on a gown which she did (Employee J, T. 1737). 148. Employee was wearing only her underpants beneath the gown (Employee J, T. 1738). 149. Respondent closed the door and began to massage Employee J?s neck with heated lotion while she was lying on her stomach (Employee J, T. 1739-1740). 150. Respondent asked Employee to turn over on her back and proceeded to pull her gown down just above her breasts and started massaging all over her body and brushed against her breasts? and crotch area (Employee J, T. 1740-1741). 151. During the summer of 1993, Respondent held a pool party at his house for the staff which Employee attended (Employee J, T. 1745-1746). 152. While Employee and Respondent were in his pool, Respondent put his hand inside Employee J's bathing suit on her crotch. Employee pulled away (Employee J, T. 1747-1748). 153. Employee had to use the bathroom. Respondent offered to bring her upstairs to the bathroom at which time he attempted to kiss Employee and put his hand on her buttocks (Employee J, T.1748). 154. Employee pulled away and said, ?Your wife is here. What are you doing?? (Employee J, T. 1749). PGeorge lnnee, MD. 29 155. Sexual advances by a physician in a position of authority toward a subordinate may constitute conduct in the practice of medicine evidencing moral unfitness to practice medicine even outside the hospital setting (Braen, T. 3004-3009). 156. Employee was employed at Albany Memorial Hospital" of the Emergency Department, from approximately (Employee K, T. 102). 157. Employee reported directly to Respondent, who was the Assistant Director of the Emergency Department, and to Dr. Sosnow, who was the Director of the Emergency Department (Employee K, T. 104). 158. On one occasion, Respondent, in Employee K's presence, and in the presence of other staff, made a comment about ?running a bordello' and that ?Employee can be the main whore.? (Employee K, T. 108, 133). 159. Employee perceived the remark as an attempt at humor rather than as a proposition, but she did not find the remark funny. The remark was made in a group context where everyone was laughing and joking (Employee K, T. 108, 135). 160. Respondent, on another occasion, was walking by Employee and said to her ?Oh, Employee K, let?s just get it over and have our affair.? (Employee K, T. 107). 161. On another occasion, Respondent and Employee were working a shift in the Emergency Department and Respondent commented that ?Employee wouldn?t know what a big penis is because she's married to an Oriental.? Employee was infuriated but understood that Respondent was ?joking around? (Employee K, T. 109-110). George lnnec, MD. 3 0 162. On another occasion, Respondent and Employee were sitting on chairs in the Emergency Department when Respondent leaned back and put his feet on Employee K's lap (Employee 111-112). 163. The instances cited above were not part of an ongoing pattern of conduct by Respondent toward Employee (Employee K, T. 113,156). 164. Nurse has worked in the Emergency Department at Albany Memorial Hospital In the Nurse was a -in the Emergency Department (Employee 194-196). 165. Respondent testi?ed that he had a consensual sexual relationship with Nurse during his tenure at Albany Memorial (lnnes. T. 4297). 166. The end of Respondent?s relationship with Nurse resulted in a lawsuit against Respondent and Memorial Hospital. The Emergency Department was divided into two camps, those for Nurse and those for Respondent (Nurse 235-236; lnnes. T. 4297-4298). 167. Nurses and worked together and maintained a close personal. social relationship both inside and outside of the hospital4(Eckstein, T. 191; Nurse M. T. 196- 198.219). 168. In 1995, Nurse complained to Nurse that Respondent had sexually harassed and sexually abused her. Nurse put this nurse into triage so that she could avoid Respondent (Nurse M, T. 196-198). 169. Nurse disclosed Nurse L?s complaint to the Clinical Coordinator, Ms. Eckstein. who then reported the allegations against Respondent to the Nurse Director (Nurse M, T. 198-199; Eckstein, T. 181 -1 85). George lnnes. MD. 3 1 170. A few weeks after Nurse reported the allegations to hospital administration, Respondent approached Nurse while she was alone in the dirty utility room and stood between Nurse and the room?s door which was closed. However, Respondent did not block her from leaving the room (Nurse M. T. 201-203; lnnes, T. 4302-4303). 171. Respondent and Nurse discussed that both he and Nurse were married. Respondent said that he was aware Nurse knew his family, and that Nurse was hurting Respondent's wife and children by speaking of the allegations against him. Nurse replied that she was not hurting Respondent's family but that his actions could harm his family, and that the complaining nurse had a family. too (Nurse M. T. 203-204). 172. When Respondent stated that he could not count on Nurse M, Nurse said that Respondent could count on her for one thing, and that was to tell the truth (Nurse M, T. 204). 173. Respondent, then. told. Nurse that he knew many .things about her including her whereabouts and routines, when she came to work and when she left, and the days that Nurse was working. Respondent, also, told Nurse that he knew that her daughter was home alone when Nurse was not at home (Nurse M, T. 205. 222-223). 174. Nurse reported her encounter with Respondent in the dirty utility room to the Nurse Director and to the Clinical Coordinator. She speci?cally reported to the Clinical Coordinator that Respondent had threatened the safety of her daughter if Nurse were to continue to talk about the allegations (Nurse M. T. 207-208; Eckstein. T. 187). 175. Prior to this incident, Respondent had done a number of kindnesses for Nurse M's daughter. (Nurse M. T. 206). 176. Nurse believed Respondent was a ?pretty good? doctor (Nurse M, T. 215). George Innes. MD. 3 2 177. Although Nurse claims that she felt threatened for her daughter based on the incident in the dirty utility room, she never reported the incident to the police or to the hospital. Respondent never came by her house, and she never initiated any type of legal proceedings to obtain a restraining order against him (Nurse M, T. 232). 5935.3! 178. Nurse has been employed as a registered nurse at St. Peter?s Hospital in Albany, New York when she began working in the Emergency Department at St. Peter?s, Nurse was approximately 25 years old (Nurse N, T. 290-291). 179. On one occasion, Respondent told Nurse that he needed to discuss a patient with her and brought her into an of?ce. Nurse was fearful that she had made a patient care error. Respondent closed the door, grabbed her, kissed her full on the mouth without her consent and stuck his tongue in her mouth. Nurse was taken completely by surprise and left the room (T. 292?295). 180. Nurse was greatly upset by this incidentand felt that Respondent brought her alone into an of?ce under false pretenses. She reported this incident to Dr. Wales, the Director of the Emergency Department who laughed and said ?Oh, that's just George." After receiving this reaction from Dr. Wales. Nurse did not pursue reporting the incident (T. 294). 181. Nurse 0. an RN. worked in wt at St. Peter?s Hospital, and then was employed full time in the Emergency Department? Respondent was a staff physician and Nurse 0 took orders from him (Nurse 0, T. 1647-1650). George lanes. MD. 3 3 182. After hearing Nurse 0 complain of back pain. Respondent told Nurse 0 that he had a special treatment for back pain and that Nurse 0 should go into a treatment room. He said that he would heat Keri lotion in the microwave and then come into the treatment room. Nurse 0 went into the treatment room, removed her bra, put on a gown and lay down on her stomach (Nurse 0, T. 1650-1653). 183. Nurse 0 was unconcerned about going into the examination room with Respondent because it was a sub acute?area with glass doors. and there were patients and a nurse outside (Nurse 0, T. 1656). 184. Respondent entered the room, closed the door and curtain, and was alone with Nurse 0. He applied some warm Keri Lotion to Nurse 0?s upper back and worked on the muscles there. He, then, told Nurse 0 to turn over on her back, so that he could work on the muscles on the top part of her back, in the front (Nurse 0, T. 1653-1655). 185. After Nurse 0 turned over, Respondent began massaging Nurse 0?s breasts very hard, in a wild groping manner. Nurse 0 was shocked and told Respondent to ?Stop that right now. I am not going to do this.? (Nurse 0, T. 1654, 1657-1658, 1690). 186. Shortly after these events, Nurse 0 informed a physician named Sherry Praska about the incident with Respondent (Nurse 0, T. 1659, 1679). 187. When Respondent left St. Peter?s Hospital to take a position at Albany Memorial Hospital in 1990, Nurse 0 received a telephone call from one of the administrative nurses at St. Petefs Hospital who asked Nurse 0 if Respondent had molested her. Nurse 0 told the administrative nurse that Respondent had molested her and described what Respondent had done to her (Nurse 1661-1662, 1681-1682). 188. Nurse 0 occasionally worked at When Respondent began his employment there, monumes asked Nurse 0 what Respondent was George Inna. MD. 3 4 like, and she replied ?Just don't let him examine you.? Nurse 0 was subsequently informed by her agency that she could no longer work at .Nurse 0, T. 1666) 189. Prior to the incident with Respondent, Nurse 0 noticed Employee limping and recommended to her that she obtain a Keri lotion treatment from Respondent for her sciatica pain as Respondent had ?helped a lot of people with sciatica? (Nurse 0. T. 1671; Employee P, T. 33-35). 190. Employee received her registered nurse?s 'degree in She began working at St. Peter's Hana?- at the age of twenty-two (Employee P, T. 31-32). 191. Respondent was working at St. Peter's Hospital as an ER physician in 1988 when Employee was an ?(Employee 32). 192. Employee had a problem with sciatica which caused her to have pain down the right side of her body. including pain in her posterior hip, down the back of her leg and into the knee (Employee P, T. 33). 193. After her conversation with Nurse 0, Employee spoke to Respondent about her sciatica. He told her? that he would help her and directed her to an examination room. The room had three solid walls and a curtain, and was off to the side of the Emergency Department. Employee went into the room, put on a patient gown and left on her bra, her underpants and her socks. and lay down on her stomach (Employee P, T. 34-36). George lnnes, MD. 3 5 194. Respondent entered the room with lotion that he had warmed in the microwave and began rubbing the lotion on the back of Employee P?s leg and on her hip, in areas where she had pain (Employee P, T. 37). 195. Respondent then told Employee to turn over onto her back and when she did so, he removed her underpants (Employee P, T. 37). 196. Respondent put Employee P?s foot on his shoulder, moved his hands from the outside of Employee P?s leg where her pain was located and began to move his hands up the inner side of her thigh all the way up to her groin and very close to her pubic area (Employee P, T. 38). 197. When Employee said ?The pain is on the outside of my leg?, Respondent just said Employee said again ?The pain is on the outside? and jerked her leg away from Respondent and concluded the examination (T. 38-39). 198. Respondent then went to the sink and began washing his hands and stated, ?You know what your problem need to get fucked more?, and walked out (Employee P, T. 39). 199. After this incident, Employee continued to work as from 4 PM. to midnight. During the last hour of her shift, from 11 PM. to midnight, she was the only a on duty until the midnight shift arrived. During the hour that Employee was alone, Respondent would bring his own patients over ?from the Emergency Department to be c? _which was not the usual practice of the Emergency Department physicians (Employee 41). 200. On a number of occasions when Employee PM Respondent would come into the and stand between - Employee and the door. He would not let her past him and would ask her for a kiss. George MD. 3 6 Employee would say Respondent would block her path and would get up very close to her face, and tell her that he would let her pass if she would kiss him. Employee would continue to refuse. and eventually would get past Respondent and out of the? (Employee P, T. 41-42). 201. Employee eventually changed her hours avoid these situations with Respondent (Employee P, T. 43-44). 202. Employee eventually told her sister,? about what Respondent had done to her in the treatment room (P.P., T. 90-93). 203. In approximately after Employee had become a registered nurse and was working at St. Peter's. she saw Nurse 0 for the ?rst time in many years and said sarca'stically, ?Oh by the way, thanks a lot for your referral? in reference to seeking Respondent?s help for her sciatica. Employee told Nurse 0 what Respondent had done to her and Nurse 0 became very upset and apologized for sending Employee to Respondent (Employee P. T. 48-50). EAQIHALALLEQAIJQNQ 204. In August 1999, Respondent?s attorney employed Richard B. Krueger, M.D., to evaluate Respondent for the purpose of doing a evaluation and preparing a report which would be furnished to Respondent's attorney. Dr. Krueger advised Respondent that the report could be fonNarded to 0PMC and Respondent agreed to this (lnnes, T. 4473-4474. 4510-4511; Pet. Ex. 8). 205. Dr. Krueger sent his report, dated September 1. 1999, to Respondent's attorney, who sent it to 0PMC on October 11, 1999 (Pet. Ex. 8; Stipulation by Respondent). 206. Respondent represented to Dr. Krueger that he had had no sexual complaints against him prior to the complaint by Patient F. Dr. Krueger wrote in his report. ?Of George lnnes. MD. 3 7 great note is that the patient has had no prior sexual complaints other than before (sic) the complaint of a young woman in the summer of 1998', and that ?Dr. lnnes consistently denied any sexual motivation or abuse of staff or patients.? (Dept's Ex. 8. pg. 12-13). 207. Dr. Krueger recommendations placed importance on and were based in part upon Respondent's representation that other than the incidents in Watertown, he had no complaints against him of sexual harassment (Dept's Ex. 8, pg. 13-14). 208. The ?Memorandum of Agreement" concerning Employee which Respondent entered into in 1991 included the following language: ?In the event further allegations of sexual harassment or sexual impropriety arise, these allegations will be reviewed by the President of Capital Region Emergency Medicine, the President of Albany Memorial Hospital. and the Vice President of Human Resources of Albany Memorial Hospital. If in the opinion of these?persons the allegations are found to be of merit, Dr. lnnes will agree to submit his resignation to Capital Region Emergency Medicine." (Dept?s Ex. 11A). 209. At a July 23, 1991 meeting with administration at Albany Memorial Hospital concerning the Employee allegations. Respondent proposed that if administration believed his intent toward Patient I was not sexual, he would remain at the hospital. Othenivise, he would leave (Dept's Ex. 24). 210. A July 25, 1991 Albany Memorial Hospital Memorandum of Record described the Patient 1 incident as involving the removal of clothing by Respondent which caused ?embarrassment and great concern". The memorandum stated that the incident did not involve improper contact or touching of her breasts (Dept?s Ex. 11). George lnnes. MD. 3 8 217. Respondent?s employment contract with Finger Lakes could be terminated without cause by either party (Dept?s Ex. 12, hand numbered pgs. 15, 29). 218. Respondent?s resignation was at his own option pursuant to his employment contract, was not for cause and was unrelated to patient care issues (Hanks, T. 1458- 1462) 219. There was no formal complaint ?led with the Chief Medical Of?cer or the Credentials Committee of Finger Lakes Health regarding inappropriate behavior by Respondent in the clinical setting (Hanks, T. 1439). 220. In the year 2000, Respondent was employed by the Division of Rural Emergency Medicine and through that group, worked at the Via Health hospitals at Newark Wayne and Myers (Stroman, T. 1489-1491). 221. Via Health lacked the capacity to terminate Respondent?s employment because he was employed by DCREM and not Via Health (Stroman, T. 1490-1491). 222. In August of 2001, following the Patient A incident, Via Health, pursuant to its contract with DCREM, requested that DCREM cease scheduling Respondent for work at Via Health's hospitals which request was carried out (Stroman, T. 1498-1499). 223. Respondent ?led a statement as part of his Sidney application detailing that he was investigated by 0PMC in connection with various allegations (Dept?s Ex. 13, 16, 30). 224. Respondent submitted an Application for Appointment to the Medical Staff, dated April 22, 2002, to Canton-Potsdam Hospital (?Canton?) in which he was asked a question with regard to his prior hospital medical staff membership which read your membership, association, employment or practice ever been limited, suspended, revoked, not renewed, granted with stated limitations or voluntarily suspended?" George innes, MD. 4 0 Respondent checked ?No? in response to the question (Dept's Ex. 14, hand numbered pgs. 7, 8). 225. As part of the Canton application, Respondent submitted a statement concerning the OPMC investigations which stated, . .my record is currently spotless. There are no restrictions or censures recorded." (Dept's Ex. 14, hand numbered pg. 9, ?rst paragraph). 226. On the Canton application, Respondent, also, checked ?No? in response to the question, ?Have you ever been refused membership on a hospital, medical or dental staff. association, employment, or practice at another facility, or has your membership, association, employment or practice ever been limited, suspended, revoked, not renewed. granted with stated limitations or voluntarily surrendered?? (Dept?s Ex. 14. hand numbered pg. 7, third question from top). 227. Respondent checked ?No? in response to another question on the Canton application. ?Have your privileges at any hospital ever been suspended, denied, diminished, revoked, not renewed, or voluntan'ly surrendered7'. (Dept's Ex. 14, hand numbered pg. 7, fourth paragraph). 228. No actions were taken against Respondent?s hospital privileges at Via Health (Stroman, T. 1511; lnnes, T. 4211-4214). 229. Respondent began working at the Hospital at Sidney in June 2003, initially as the Chief Medical Of?cer and eventually as the CEO (Innes,T. 4745-4746). 230. Respondent was a guest speaker at a banquet for the Unadilla EMS squad, on May 1, 2004 (Employee Q. T. 3198-3199). George lnnes, MD. 4 1 231. Following the banquet, Employees and and Jenna Ponnwitz and Pamela McClenon, EMTs with the Sidney Fire Department. went to the Community Lounge. a local bar. Respondent arrived about an hour later (Employee Q, T. 3200; McLenon. T. 3665-3666; Ponwitz, T3688). 232. Upon arriving at the bar, Respondent joined Ms. McClenon, her husband and Ms Ponnwitz (McLenon, T. 3665-3666). 233. Everyone was buying drinks that evening including Respondent (McLenon, T. 3677; Employee 0, T. 3201 234. Employee 0, Ms. McClenon and Ms. Ponnwitz heard Employee complain to Respondent about her job (Employee Q, T. 3241; Ponwitz. T. 3688-3689; McLenon, T. 3667; lnnes, T. 4752). 235. At one point, Ms. McLenon observed Employee make a remark to Respondent which caused considerable consternation at the bar (McLenon, T. 3668-3670). 236. Recognizing that Employee had been drinking. Respondent promised that he would let her know if he heard about any jobs. He stepped outside with Ms. McLenon and Ms. Ponnwitz to get away from Employee (lnnes, T. 4750-4753). 237. Several days later, Respondent called Employee into his office and stated that it might be possible for her to work with her friends, Employee 0 and Shannon. in the next few months. During this conversation, the door to Respondent?s of?ce was open (Employee R. T. 3036-3038). - 238. Respondent discussed employment opportunities with both Employees and R. The Department was being reorganized. the hospital was using an expensive consultant temporarily and was looking for a permanent person. and Respondent felt that Employee had the right abilities and qualities to take over. She was familiar with George lnnes. MD. 4 2 troubleshooting, software and hardware and understood how the network functioned (Employee 0, T. 3236; lnnes, T. 4754-4755). 239. Regarding Employee R, Respondent felt she had good computer skills and was hopeful the position could be filled before the current employee left for purposes of training. He sent Employee an E-mail on June 24 with the subject ?stop by my office? and which stated want to talk to you about a job." The Email discussed only the employment opportunity and did not suggest any quid pro quo (lnnes, T. 4755-4756; Dept?s Ex. 31). 240. On July 29, 2004, Employees and filed Sexual Harrassment and Anti- Discrimination Complaint Forms with the hospital. after speaking to'each other. They listed each other as witnesses to the offensive conduct (Dept's Ex. 33 and 34; Employee R, T. 3054; Employee 0, T. 3223). 241. The complaints occurred after Employee 0 learned that people were saying that she and Respondent had been out together (Ex. 34; T. 3271 -3273). 242. Employee 0 did not leave her position at the hospital until after Respondent was terminated (Employee 0, T. 3195-3196. 3228). 243. Employee began her employment at The Hospital at Sidney .4 - and eventually accepted a management position in the - In her management position, she had daily interaction with administration, including Respondent who was theCEO (Employee S, T. 3090-93092). 244. On one occasion, Employee was in a hospital meeting talking about a CT machine, and Respondent said to those present "We'll get you vibrating heated chairs and then you?ll never want to leave.? Employee 8 was the only female present in the George lnnes. MD. 4 3 meeting. Senior team members, members of the staff, and outside salespeople were present (Employee 8, T. 3098-3100; lnnes, T. 4822). 245. On another occasion, in either December 2003 or January 2004, when Employee 8 was sitting at the conference table in Respondent's office, Respondent said to Employee S, ?If you were the type of woman that dated married men, you would be the first on my list.? Employee replied ?Well, we both know I?m not that type of person.? (Employee S, T. 3101-3102). 246. On the same occasion, when Employee mentioned that she was planning a trip to Florida, Respondent said, ?Make sure you bring me back pictures of you in your bikini.? (Employee S, T. 3102-3102). 247. In the winter of 2004, after Employee became sick with a respiratory infection, Respondent gave her samples of an antibiotic, Levaquin, because she had a significant infection. Respondent, at that time, examined Employee in the Emergency Department, in the usual patient treatment area and listened to her chest. He did not unhook or remove her'bra, and he did not expose her breasts in any way (Employee 3, T. 3105-3107). 248. On a later occasion when Employee 8 was still coughing and feeling ill, Respondent said to Employee 8, ?Maybe I should listen to your chest; maybe you're getting sicker.? (Employee S, T. 3107-3108). 249. Respondent examined Employee 3 in his office. After Respondent had listened to Employee 3' chest from the back, he suddenly and without warning unhooked Employee 8? bra and pulled up her bra and shirt, exposing her breasts, and listened to her chest. Employee 8' breasts were completely exposed (Employee 3, T. 3108- 3111). George lnnes, MD. 44 7 250. Employee 8 ultimately told Christine Porter, her Senior Administrative Representative and the Director of Patient Care Services, about Respondent?s exposure of her breasts. Employee 3, then, ?led a formal complaint with the hospital administration (Employee 8, T. 3121-3123). 251. in May 2004, Respondent apologized to Employee 8 in Respondent?s office in the presence of Ms. Porter (Employee 3124). 252. During the apology, Respondent acknowledged that he unhooked Employee S's bra, and he apologized for making Employee 8 feel uncomfortable (Employee 8, T. 3125-3126). 253. Respondent. pursuant to a contract he entered into with the Committee for Physicians? Health (CPH), has been in treatment with Linda Land. a CSW, since October 2001 (Land, T. 3518-3519; Resp. Ex. Z). 254. If CPH is made aware that a physician is out of compliance with his CPH contract, CPH is required to report the noncompliance to OPMC (Land. T. 3519-3521). 255. Respondent, on or about April 23. 2002, signed an Addendum to Conditions for Participation in the Committee for Physicians' Health which set forth the behavioral expectations that Respondent must meet to remain in compliance with his CPH contract (Land, T. 3547-3549; Resp. Ex. 2). 256. Among other things. Respondent agreed that he would treat all patients and staff with dignity regardless of the circumstances. refrain from sexual innuendos and sexual harassment, and avoid actions of intimidation or seduction including sexual advances. for any reason (Resp. Ex. Land, T. 3548-3550). George lnnes. MD. 4 5 257. Respondent did not report the allegations at the Hospital at Sidney to Ms. Land (Land, T. 3636). 258. On August 7, 2004, Respondent sent an e-mail to Terry Watkins. Chairman of the Board of the Hospital at Sidney. with a copy to Kevin Haughney, CFO and Acting CEO. in which he requested that none of the recent events be reported to the Committee on Physician's Health or OPMC ?or my license is gone." (Dept's Ex. 32; Innes, T. 4839- 4842). 259. Respondent had already been terminated from the hospital at the time he sent the August 7, 2004 e-mail (Innes, T. 4762). Respondent is charged with ?fty ?ve speci?cations alleging professional misconduct within the meaning of Education Law ?6530. This statute sets forth numerous forms of conduct that constitute professional misconduct, but does not provide de?nitions of the various types of misconduct. During the course of its deliberations on these charges. the Committee consulted a memorandum prepared by the former General Counsel for the Department of Health. The memorandum. which is entitled ?De?nitions of Professional Misconduct Under the New York State Education Law sets forth suggested de?nitions for negligence and fraudulent practice. The following de?nitions, taken from this memorandum, were utilized by the Committee: Negligence is the failure to exercise the care that a reasonably prudent physician would exercise under the circumstances. Professional Medical Conduct, 195 86, 88, 606 N.Y.S. 2d 381 (3d Dept. 1993). It George Innes. MD. 4 6 involves a deviation from acceptable medical standards in the treatment of patients. Injury. damages and proximate cause are not essential elements in a medical disciplinary proceeding. Prac icin th Prof i Fr ul involves the intentional misrepresentation or concealment of a known fact, in some connection with the practice of medicine and made with the intent to deceive. An individual's knowledge that he or she is making a misrepresentation or concealing a known fact with the intention to mislead may property be inferred from certain facts. Fraud is also a statement or representation made with reckless disregard as to the truth of the statement or representation. The attorneys and the Committee were instructed by the the Administrative Law Judge that in order for the Committee to sustain an allegation of moral the Department must show that Respondent committed acts which ?evidence moral There is a distinction between a ?nding that an act ?evidences moral un?tness" and a ?nding that a particular person is, in fact, morally un?t. In a proceeding before the State Board for Professional Medical Conduct, the Committee is asked to decide if certain conduct is suggestive of. or would tend to prove. moral un?tness. The Committee is not called on to make an overall judgment regarding Respondent?s character. It is noteworthy that an othenrvise moral individual can commit an act ?evidencing moral un?tness? due to a lapse in judgment or a temporary aberration. - The standard for moral un?tness in the practice of medicine is twofold. First, there may be a ?nding that the accused has violated the public trust which is bestowed by virtue of the Respondent?s licensure as a physician. Physicians have privileges which are are available solely due to the fact that they are physicians. The public places great trust in physicians solely based on the fact they are physicians. For instance. physicians have George lnnes. MD. 4 '7 access to controlled substances and have billing privileges that are available to them solely because they are physicians. Patients are asked to put themselves in potentially compromising positions with physicians, such as when they disrobe for examination or treatment. Hence, it is expected that a physician will not violate the trust the public has bestowed upon the physician by virtue of the physician?s professional status. Second, moral unfitness can be seen as a violation of the moral standards of the medical community which the hearing committee as delegated members of that community, represent (see paragraphs #18 and 19 at pages 11-12 of the Hearing Committee?s Decision and Order in Matter 91 Steven 51, ngig, MD, affirmed by the Appellate Division at 284 AD. 2d 591, 726 N.Y.S. 2d 488 (3d Dept, 2001). The Administrative Law Judge provided an instruction to the Committee with regard to its considerations of whether or not a witness was credible. Specifically, the Committee was instructed that if it found that a witness had lied about one area of testimony, then an inference might be drawn that the witness? overall testimony was not credible. I With regard to Respondent?s testimony, one Committee member did not find him to be a credible witness. However, the Committee as a whole declined to draw any overall? inference regarding Respondent's testimony, finding that in certain instances, his testimony was credible and in others not. a I I Respondent?s testimony was viewed by the Committee as clever in the sense that Respondent put the ?best spin? on events and was not forthcoming. Respondent?s failure to provide complete information to CPH and to Dr. Land were viewed as examples of Respondent?s lack of credibility. it was noted, for example, that Respondent failed to disclose the events at the Hospital at Sidney to CPH. When Respondent was evaluated by George Inna, MD. 4 3 Dr. Krueger. he failed to disclose the sexual harassment suit against him (Dept's Ex. 23) and his Memorandum of Agreement concerning Patient (Dept?s Ex. 11A). The Committee viewed Respondent as a generally reliable purveyor of medical information but as someone who did not understand the limits and boundaries of acceptable behavior. Overall, the Committee, believed that Respondent viewed his own testimony as truthful but that his view of reality was skewed by his inability to appropriately assess boundaries. Respondent served as his own expert witness. The Department presented G. Richard Braen, M.D., as its expert. Dr. Braen was viewed as credible and knowledgable. However, the Committee did not always agree with his his opinions as to the appropriate standard of practice in certain situations. Both the Department and Respondent presented numerous fact witnesses whose credibility will be discussed when necessary below. GENERAL CONCLUSIONS PATIENT A Factual Allegation A.1 charged that Respondent told the nurse that he wanted to speak to Patient A alone. and asked the nurse to leave. The Committee heard voluminous testimony with regard to this allegation. Ultimately, the testimony of Valerie Grossman that Nurse Waldeck told her that Respondent intended to interview Patient A alone was viewed as being more credible than that of Nurse Waldeck whom the Committee believed changed her statement. Ms. Grossman's testimony was also consistent with that of Patient A and Patient A?s mother who testi?ed that Respondent asked to speak to Patient A alone. The Committee did not believe Nurse Waldeck?s testimony that she was present when George innes. MD. 4 9 Respondent examined Patient A (T. 3396-3397). The Committee, also, viewed Patient A?s testimony as more credible than that of Respondent. Although the Committee sustains as being factually true, the allegation is not sustained as evidencing moral unfitness in the practice of medicine. There was no hospital policy requiring a chaperone to be present when Respondent attended to a patient. Standing alone, this allegation does not constitute an act evidencing moral unfitness and is not sustained as the willful harassment, abuse or intimidation of a patient or as negligence. Factual Allegation A.2 alleged that Respondent said to Patient A, ?It's time to go under the covers?, or words to that effect, and that he lifted her gown over her head in such a manner that the gown was covering her face and exposing her breasts. Because Patient A was more credible than Respondent, the Committee concludes Respondent did make the comment ?It?s time to go under the covers? and that he, then, lifted Patient A's gown, and exposed her breasts. It was viewed as unlikely that Patient A would fabricate that Respondent stated ?it?s time to go under the covers? when he lifted Patient A's gown. The Committee, however, does not accept that the gown was lifted in such a manner that it was covering Patient A?s face. Factual Allegation A2 is, therefore, sustained only to the extent that Respondent said ?It?s time to go under the covers? and lifted Patient A's examination gown, exposing her breasts. In the context of lifting Patient A?s gown and exposing her breasts, the comment ?It's time to go under the covers? was viewed as being inappropriate for a physician to make. The Committee concludes that the comment attributed to Respondent combined with the lifting of Patient A's gown and the exposure of her breasts constitutes an act evidencing moral unfitness in the practice of medicine. With regard to Factual Allegation A.3, the Committee as a whole accepts that Respondent then touched Patient A?s breasts as charged in the allegation. However. with George lnnes. MD. 5 respect to that part of the allegation which charged that Respondent cupped each of Patient A's breasts, the Committee noted discrepancies in the testimony of Patient A and her mother. Patient A's mother testi?ed that Patient A told her that Respondent cupped each breast with two hands, one at a time (T. 1857), while Patient A testi?ed that Respondent cupped one hand on each breast at the same time (T. 1799-1800). Consequently, the Committee declines to ?nd that Respondent cupped Patient A's breasts. The Committee, therefore, sustains A3 to the extent that Respondent's touched Patient A's breasts. The Committee, also. sustains that part of which alleges that the touching was not part of the medical workup, was not medically indicated and had no legitimate medical purpose. When the Committee considered the touching in conjunction with the exposure of Patient A?s breasts. the fact that she was being seen alone and that her medical record documented that she was being seen for an overdose of Celebrex. the Committee concluded that the touching was unwarranted and inappropriate. Furthermore, the Committee does not accept that the touching was done pursuant to an examination with a stethoscope. The Committee concludes that the touching was inappropriate and violated the trust which the public bestows upon a physician. Factual Alleg'ation A.3, therefore, is sustained as constituting an act evidencing moral un?tness in the practice of medicine but did not ?nd a preponderance of evidence that Respondent had engaged in the willful harassment, abuse or intimidation of a patient. The Committee does not sustain Factual Allegations A2 and A3 as negligence. While the Committee concluded that and constituted moral un?tness in the practice of medicine, and that the touching of Patient A?s breasts had no medical purpose and was inappropriate, the Committee believes that contrary to any testimony from Dr. George lnnes. MD. 5 1 Braen, negligence is not an appropriate speci?cation to categorize Respondent's conduct in this instance. Factual Allegations A.4 and A.5 allege that Respondent inappropriately questioned Patient A regarding her sexual history. The Committee sustains and as being, factually true based upon Patient A's testimony that Respondent questioned her concerning oral and anal sex. The Committee, also, concludes, on the basis of Dr. Braen's testimony. that such questions are not outside the standard of care. Factual Allegations A.4 and A.5 are, therefore, not sustained as conduct evidencing moral un?tness, as the willful harassment. abuse or intimidation of a patient or as negligence. Dr. Braen testi?ed that Emergency Department physicians would probably ask questions concerning oral and anal sex when confronted by a minor patient with suicidal ideation. Factual Allegation A.7 alleged that Respondent?s questioning was outside the standard of care, that the questions were medically inappropriate or that they had no legitimate medical purpose. Based on Dr. Braen?s testimony. is, also, not sustained. Factual Allegations A.6. A.6.a and A.6.b charged that Respondent did not document the breast examination or his questioning 'of Patient A. and are sustained as true based on the lack of documentation in Patient A's medical record concerning these matters. The Committee was instructed that in order for an omission in record keeping to constitute negligence, there must be at least some potential impact on the care of the patient which could result from the lack of documentation. The Committee, by a 2 to 1 vote. sustains Factual Allegation A.6.a and A.6.b as negligence based on the potential importance of conveying the information gleaned from the breast examination and questioning, to others who might need to rely upon the medical record (see Braen,T.2940- 2941 re importance of documenting questioning). George Innes. MD. 5 2 The Committee sustains as factually true Factual Allegation 8.1 which charges that Respondent examined Patient while she was wearing her street clothes. Nonetheless. the Committee does not find Respondent to be negligent in this regard. The Committee does not accept Dr. Braen?s testimony that Patient needed to be gowned for the examination (T. 2903-2909) and instead, accepts Respondent?s explanation that Patient did not need to be gowned (T. 4722-4723). Factual Allegation B.2 alleges that Respondent tried to unfasten Patient b?s bra and said that used to be good at this?. The Committee sustains Factual Allegation 3.2 as factually true based on the testimony of Patient and her mother. Respondent acknowledged unhooking Patient B?s bra and asserted that this was done to assist Patient 3 in disrobing due to the fact that Patient The Committee accepts that Respondent was attempting to assist Patient by unhooking her bra. Respondent denied saying used to be good at this.? (T. 4703). The Committee found Patient B?s testimony and her mother?s testimony more credible on this point than Respondent's denial. Nevertheless, the Committee did not view the statement as rising to the level of conduct evidencing moral unfitness in the practice of medicine or as rising to harassment, abuse or intimidation. The Committee finds no basis in the record for viewing this conduct as negligent. Factual Allegation B.3 charges that Respondent cupped or lifted Patient B?s breasts and then dropped or released them. The Committee accepts that Respondent lifted Patient B's breasts in the course of looking for bmises. Notwithstanding any testimony to the contrary by the Department?s expert, the Committee does not find Respondent?s George lnnee. MD. 5 3 actions inappropriate, that they evidenced moral un?tness to practice medicine, that he willfully harassed, abused or intimidated Patient or that he was negligent. With regard to Factual Allegation 8.4, the Committee concludes that Respondent did ask Patient to drop her skirt and that after she did so, he pushed her thighs apart. However, given the circumstances of this Factual Allegation, the Committee does not ?nd Respondent?s conduct unreasonable in that he was looking for bruises. The Committee does not ?nd that Factual Allegation B.4 constitutes moral un?tness in the practice of medicine, the willful harassment, abuse or intimidation of a patient or negligence. The Committee sustains allegations 3.5, 8.6 and 3.7 which alleged that Respondent made remarks about Patient B's mode of dress and sexual activity, as being factually true. Respondent, himself, acknowledged that he discussed Patient B?s mode of dress (lnnes, T. 4705-4707). Whatever exact words were used, the Committee does not ?nd that Respondent?s actions in this regard rose to the level of conduct evidencing moral un?tness or the willful harassment, abuse or intimidation of a patient or negligence. The Department's expert, Dr. Braen, testi?ed that it was inappropriate for Respondent to comment negatively on Patient B?s sexual activity or mode of dress. Nevertheless, the Committee concludes that, however salient Dr. Braen's comments might be in different circumstances, his testimony is inapplicable to a situation as here, where a sexually active 15 year old female who was sent for assessment by Child Protective Services, presented to the emergency room in the company of her mother to be assessed for bruising. Given Patient B?s clothing, the Committee believed Respondent's comments were not inappropriate under the circumstances. George lnnes. MD. 54 Factual Allegation 8.8 which alleged that Respondent's questions/statements were inappropriate or failed to meet the standard of care, is notsustained on a similar basis. LATHE Factual Allegation C.1 charges that Respondent told the nurse that he wished to speak to Patient C, a twelve year old female, alone. The Committee sustains Factual Allegation 0.1 as factually true in that Respondent did tell Susan Crump that he was going to speak to Patient alone. The Committee. however. ?nds no basis in the record for sustaining the specifications charged with regard to Factual Allegation C.1, moral un?tness to practice medicine, the willful harassment, abuse or intimidation of a patient or negligence. Factual Allegation C.2 alleges that Respondent asked Patient questions concerning her sexual activity. Factual Allegation C.3 charges that the questions were not within accepted standards of care, were medically inappropriate or without legitimate medical purpose. The Committee sustains Factual Allegation 0.2 as being factually true in that Respondent did question Patient with regard to sexual relations, oral sex and the touching of private parts. The Committee notes its discussion above with respect to Patient A, and Dr. Braen?s testimony that emergency physicians would probably ask questions concerning sexual activity, including questions concerning oral and anal sex when confronted by a minor patient with suicidal ideation. Based on the same reasoning under which the Committee declined to sustain the speci?cations relating to Factual Allegations A.4 and A5, the Committee declines to sustain Factual Allegation C.2 as evidencing moral un?tness to practice medicine, or as the willful harassment. abuse or intimidation of a patient. Similady, with regard to the negligence speci?cation, the Committee did not ?nd it inappropriate or outside the standard of care for Respondent to question Patient who George lnnes. MD. 5 5 was potentially suicidal and who had recently split up with her boyfriend, concerning her possible sexual practices. in this regard, the Committee concludes that even if Respondent used a ?street term" such as ?blow job? in questioning Patient C, his questioning would not necessarily have been inappropriate. While such language may not comport with social niceties, the Committee believes it was up to Respondent to use whatever language he felt would be most understandable and which would best elicit the disclosure of medically necessary information from Patient C. Because the Committee does not conclude that Respondent's questions were outside the standard of care, it does not sustain Factual Allegation 0.3. The Committee sustains Factual Allegation 0.4 as factually true in that Respondent did not record his questioning of Patient or her answers in Patient C's medical record. By a 2 to 1 vote, the Committee views this omission in record keeping as negligence because the answers would have been potentially important to subsequent readers of the medical record (see Braen, T. 2940?2941). The Committee sustains that part of Factual Allegation D1 which alleged that Respondent diagnosed that Patient had gonorrhea, based on the testimony of Patient and "both of whom testi?ed that Respondent told Patient that he had gonorrhea. Additionally. the Committee concludes that the diagnosis was not medically justi?ed. The Committee found the testimony of Patient and the nurses, Grant and Currier, credible when they testified that Patient had no discharge from his penis. The Committee also accepted Respondent?s testimony that although Patient denied having discharge. he nevertheless told Respondent that he had yellow stains on his underwear. The Committee George lnnas. MD. 5 6 accepts that Respondent could have concluded that Patient had discharge based upon this information. When combined with Patient D's other Respondent could legitimately have made a presumptive diagnosis of gonorrhea. However, the Committee believed that Respondent diagnosed gonorrhea when at most he should have made a presumptive diagnosis. Without microbial proof or the presence of discharge, Respondent should not have de?nitively diagnosed gonorrhea. The Committee. nevertheless, does not ?nd Respondent negligent with regard to this allegation. Because the treatment prescribed by Respondent would have been appropriate as a prophylactic treatment even in the context of a presumptive diagnosis of gonorrhea,lthe Committee cannot fault Respondent for his diagnosis or treatment of Patient D. Ultimately, Respondent was hasty in making a de?nitive diagnosis of gonorrhea The diagnosis. with the bene?t of hindsight, was incorrect but not unreasonable at the time and does not rise to the level of negligence (see Dr. Braen?s testimony at T. 2876-2879). The Committee ?nds the testimony of Patient and ?credible with respect to Factual Allegations 0.2. 0.3 and 0.4. The Committee concludes that Respondent told Patient that he had gonorrhea in the presence of his friend- A. as alleged in that Respondent did not inquire of Patient whether he wanted 1-: to be present when he diagnosed gonorrhea, as alleged in and that when Patient questioned the diagnosis. Respondent told Patient that perhaps his girlfriend ?isn't such a good girl", as alleged in With regard to i'D.2" and the Committee concludes that Respondent revealed personally identi?able facts or information concerning Patient D, that Respondent obtained this information in his professional capacity as a physician and that he released the information without Patient D's consent. The Committee concludes that Factual Allegations George lnnes. MD. 5 '7 0.2 and 0.4 do not rise to the level of an act evidencing moral un?tness to practice medicine. While Respondent?s comment about Patient D?s girlfriend not being a good girl may have lacked tact and have been hurtful, the Committee does not accept that this comment rose to the level of moral un?tness. The Committee does not sustain Factual Allegation D5 which alleged that the antibiotic therapy prescribed by Respondent was inappropriate or not within the standard of care. The Committee notes that the Department?s own expert, Dr. Braen. testi?ed that Respondent?s choice of antibiotics might not have been ?rst line drug selection but was within the ?spectrum of treatment?- (T. 2876-2877). With the exception of Fattual Allegation D.7.b which is discussed below, the Factual Allegations contained in through all charge Respondent with failing to document information in Patient D's medical record, or with recording inaccurate information in the reCord. alleges that the history taken by Respondent from Patient was inadequate or not accurate. alleges that Respondent failed to record his telephone conversation with Patient D?s girlfriend in Patient D?s medical record. and respectively charge that Respondent failed to record an accurate history when he noted that Patient had a history of the ?clap?, and when he noted that Patient had discharge from his penis. The Committee sustains Factual Allegations. D.6. D.7.a, 0.8 and 0.9, as true. In the case of the Committee ?nds credible the testimony of Patient and his girlfriend regarding her telephone call to Respondent when Patient became ill. Respondent never recorded this telephone conversation with Patient D?s girlfriend in Patient D's medical record, and the Committee sustains D.7.a on that basis. George Innes. MD. 5 8 The Committee does not sustain Factual Allegations 0.6 and D.7.a as negligence. In and of itself. de?cient documentation does not constitute negligence. There must be a showing that the inaccurate documentation creates a risk that the patient?s care will be impacted in the future. In the instant case, the Committee did not conclude that Respondent's failure to document his telephone conversation with Patient D's girlfriend, concerning Patient D?s vomiting and diarrhea, would or did impact Patient D?s care. Patient had My taken the tablets which had apparently upset his stomach, and documenting the incident would have been unlikely to impact future treatment. Similarly, the inaccurate recording of whether Patient had a history of venereal disease or whether he had discharge was unlikely to affect his future treatment. Factual Allegation D.7.a is sustained as a failure by Respondent to maintain a record which accurately re?ected Respondent?s evaluation and treatment of Patient D. As previously noted, the Committee accepts that Patient D?s girtfriend called Respondent concerning his vomiting and nausea. As is evident from Patient D's medical reCord. this conversation was not recorded. The Committee sustains as true in that it found credible Patient D?s testimony that he never told Respondent or anyone else that he had a history of sexually transmitted disease and ?nds that Respondent recorded in Patient D?s medical record that he had a history of the ?clap?. With regard to the Committee accepts Respondent?s testimony that although Patient did not recount that he had discharge, Respondent, nevertheless, believed there was discharge because Patient stated he had yellow stains on his underwear. Instead of recording that Patient had yellow stains on his underwear, Respondent recorded that George lnnes. MD. 5 9 Patient had ?yellow penile discharge?. This was not an accurate record of the history given by Patient D. The Committee, therefore, sustains Factual Allegation D.9 as true. The Committee does not sustain Factual Allegation 0.8 and D.9 as evidencing moral un?tness to practice medicine, as the fraudulent practice of medicine or as the willful ?ling of a false report. In the case of Factual Allegation D.8, Respondent's notation that Patient had a history of ?clap? did not re?ect the actual history which Patient gave to Respondent. Nevertheless, the committee believes that Respondent had no motive to fabricate false information on Patient D's medical record and had nothing to gain by doing so. Respondent was already treating Patient for gonorrhea and the Committee accepts that he had a presumptive basis for doing so. While the Committee cannot determine on what basis Respondent recorded that Patient had a history of ?clap?. it does not ?nd that this notation evidences an intent to deceive or moral un?tness to practice medicine. With regard to the Committee accepts that Respondent assumed Patient had penile discharge when Patient told him that he had yellow stains on his undenNear. Respondent?s note that Patient had yellow penile discharge evidences inaccurate reporting. The Committee believes this history was recorded in good faith. Factual Allegations 0.8 and D.9 are not sustained as a failure by Respondent to accurately re?ect his evaluation and treatment of Patient because Respondent did, in good faith, evaluate Patient as having gonorrhea and, then, treated him accordingly. While his underlying assumptions. that Patient had penile discharge and a history of clap? were ultimately wrong- Patient D's evaluation and treatment by Respondent were accurately recorded. Factual Allegation D.7.b alleges that after the telephone call from patient D?s girlfriend, Respondent failed to advise that Patient should either alter his medication George innes. MD. 5 regimen or be reevaluated in the Emergency Department. This allegation is sustained as true. However. the Committee does not sustain any speci?cations with regard to this allegation. The Committee viewed that Respondent could legitimately have chosen to continue Patient D's treatment regimen based upon the presumptive diagnosis of gonorrhea. BELIENIE Factual Allegation E.1 alleges that Respondent failed to adequately review Patient E's x-rays and/or failed to diagnose her lumbar fracture. The Committee sustains only that part of which states that Respondent failed to diagnose the fracture. Respondent acknowledged in his testimony that he missed the fracture. However, the Committee draws a distinction between adequately reviewing the x-rays and missing the fracture. The Committee believed that Respondent did adequately review the x-rays but, nevertheless, missed the fracture. The Committee ?nds no negligence with regard to The ?rst part of Factual Allegation E.2 alleges that Respondent failed to adequately and appropriately treat the fracture. The remainder of E2 essentially alleges that Respondent did not put into place an appropriate follow up mechanism with Patient E?s orthopedist or primary care physician. The Committee does not sustain Factual Allegation E.2. Respondent did not lea-m of the lumbar fracture until he was contacted by the hospital radiologist following Patient E's discharge. The Department?s expert, Dr. Braen, testi?ed that there was no need for Patient to be admitted to the hospital. there was no immediate need for her to be seen by an orthopedic surgeon, and that, in any case, no further treatment could have been rendered in the emergency room. The Committee noted that Patient was to be seen by her George lnnes, MD. 6 1 primary care physician the following day and that Dr. Braen opined that the primary care physician could then follow up with Patient E?s treatment (T. 2321-2322). The Committee sustains as true Factual Allegation E.3 which essentially charges that Respondent did not change his treatment of Patient after telling Patient E's mother about the misdiagnosis. The Committee found Patient E's mother credible with regard to her testimony concerning this conversation. However, the Committee again does not ?nd that Dr. Braen?s testimony'supports a ?nding of negligence, for the same reasons discussed with regard to above. - The Committee does not sustain Factual Allegations EA and E5. Factual Allegation E.4 essentially alleges that Respondent failed to document in Patient E's medical record his misreading of the x-ray and his conversation with Patient E?s mother. Factual Allegation E.5 charges that Respondent?s documentation was not accurate or was intentionally misleading when he omitted this information. The Committee accepts Respondent?s testimony that he, in fact, documented both the misread and his conversation with Patient E?s family on a continuation sheet which was subsequently lost (lnnes, T. 3774-3779). The Committee felt this testimony was believable. It was undisputed that Respondent telephoned Patient E's house and ultimately spoke with Patient E's mother to inform her of the misread. Therefore, Patient E's mother and the radiologist were all aware of the misread. It was against Respondent?s own interest to omit the misread and his conversation with Patient E's mother from the medical record. He could not have hoped to hide these events. The Committee found it more credible to believe that Respondent dbcumented these events, as he testi?ed. George lnnes. MD. 62 PATIENI I The Patient allegations concern the events leading up to and occurring at a party which Patient attended at Respondent's house. F.1 alleges that while driving Patient to the party, Respondent stated that Patient would need a ?Sugar Daddy? in her life. F2 and its subparts essentially charge that Respondent exposed Patient F's breast and private parts under the guise of examining her or showing her his ?bacterial light?. In reaching its conclusions regarding the Patient allegations, the Committee notes there is no dispute that at some point during the party, Respondent and Patient went into Respondent's house in connection with a ?bacterial light?. The Committee weighed the credibility of Respondent and Patient and determined that with regard to the allegations which focused on events prior to Patient F?s consumption of alcohol, Patient was more credible than Respondent. Patient F?s testimony was particularly impressive due to the degree of speci?city contained in her recounting of the events. Because Patient F's testimony was more credible With regard to these eartier events of the day, Respondent's ?sugar daddy? remark and the incident with the ?bacterial light?, the Committee sustains as true Factual Allegations F.1, F.2, F.2.a, F.2.b, F.2.c and F.2.b. In sustaining this series of allegations, reliance was. also, placed on Respondent?s apology to Patient in open court (Dept?s Ex. 15). The Committee did not ?nd credible Respondent?s testimony (T. 4409-4411) that his apology, and his acknowledgement in court that he engaged in ?uninvited. inappropriate and offensive conduct? toward Patient . only related to his mistake in conducting an examination at his home and to his joke about Patient sucking on a pretzel. In determining whether or not to sustain the Speci?cations concerning the ?Patient allegations. the Committee considered whether or not Patient and Respondent had a George Innes. MD. 6 3 physician-patient relationship. Patient remarked during her testimony that she did not believe Respondent was examining her as a physician or treating her as a patient, and that she thought she was only going to look at the light (T. 455). Nevertheless, the Committee did not ?nd this testimony dispositive as to the existence of a physician-patient relationship. Respondent, himself, testi?ed that he ?told Patient this is a good time for me to take a look at the rash." (T. 4324). The Committee concluded that by virtue of Respondent?s own testimony. a physician-patient relationship had been established. Additionally, were it not for Respondent?s status as a doctor. Patient would not have gone along with Respondent's suggestion to view the ?bacterial light?. As Patient testi?ed, the fact that Respondent was a physician for whom her family had high regard, had a huge impact on her actions and contributed to her both going to view the light and remaining at theparty after the incident (T .406-407). Furthermore, when Respondent exposed Patient he used the ?bacterial light? in a manner which provided a medical veneer to his actions. Consequently, Factual Allegations F2 and its subparts are viewed as having occurred within the context of a physician-patient relationship. The Committee sustains Factual Allegations F2 and its subparts as evidencing moral un?tness in the practice of medicine. As previously noted. the Committee accepts Patient F's account of this incident and ?nds that he exposed Patient in the manner described in the allegations. The Committee accepts Patient F's testimony that Respondent was the one who brought up the rash, that the rash had basically healed and that she made no medical complaint to Respondent. It also notes Dr. Braen's testimony. that under such circumstances, there was no legitimate medical purpose for Respondent?s examination (Braen, T. 2983-2984, 2988). Even assuming that Respondent engaged in the behavior described in the allegations for the purpose of examining Patient F?s rash. his George lnnes. MD. 6 4 behavior was highly inappropriate. The Committee notes Dr. Braen's testimony with regard to the propriety of exposing a patient and the need to protect a patient?s modesty (Braen, T. 2914-2915, 2472-2473). The Committee, also, sustains these allegations under the specification which charges that the allegations constitute the willful harassment, abuse or intimidation of a patient. The Committee believed Patient F?s testimony concerning the ?Sugar Daddy? remark notwithstanding Respondent?s denial that he said this. Nonetheless, the Committee did not believe a physician-patient relationship had been established at the time of the ?Sugar Daddy? remark and, therefore. does not sustain Factual Allegation F.1 as either an act evidencing moral un?tness in the practice of medicine or as the willful harassment, abuse or intimidation of a patient. The Committee accepts Patient F?s testimony that she was confused and distressed after the incident and remained at the party because her supervisor asked her to remain. Factual Allegations F.3.a, F.3.b and F.3.c essentially allege that subsequent to the ?bacterial light? incident, Respondent twice followed Patient into his house when she went to the bathroom and made advances toward her. The Committee declines to sustain these allegations. While the Committee was of the opinion that once established, the physician-patient relationship continued, it was also undisputed that Patient consumed alcohol after the parents and campers left the picnic. While the Department objected that Respondent did not present his wife to testify as to Patient F's demeanor following her consumption of alcohol, the Committee noted that the Department presented testimony from a number of Patient F?s colleagues who observed Patient following her consumption of alcohol. The testimony of the Department?s witnesses was viewed as being inconclusive on the question of whether Patient was George lanes. MD. 65 intoxicated. The Committee, therefore, had concerns regarding Patient F's state of mind in light of her acknowledged ingestion of alcohol, and gave Respondent's denials as to allegations F.3.a, F.3.b and F.3.c every bene?t of the doubt. While Respondent testi?ed that he did follow Patient into the house, the Committee accepts that he did this because of the possibility that Patient was intoxicated. Patient F, herself, testi?ed that when Respondent followed her to the bathroom, he stated that ?she was too drunk to go to work?. Therefore. the Committee does not believe that the Department established these allegations by a preponderance of the evidence. The Committee sustains as true Factual Allegation F.3.d which charged that Respondent made suggestive remarks which speculated on Patient F's skill in performing oral sex. Respondent, in his testimony. making an off color remark of this nature to Patient while she was eating a pretzel (T. 4350). The Committee declined to sustain F.3.d as an evidencing moral un?tness in the practice of medicine or as the willful harassment, abuse or intimidation of a patient. The Administrative Law Judge instructed the Committee that in order to meet the element of willfulness, the Committee needed to ?nd intent by Respondent. The Committee found that Respondent made a crude joke but did not intend to harass, abuse or intimidate Patient F. Factual Allegations 6.1, 6.2 and 6.3 allege that Respondent pulled up Patient G's bra and exposed her breast and touched Patient G?s vagina and clitoris without legitimate medical purpose. The Committee declines to sustain these allegations. After assessing Patient G's testimony against Respondent?s testimony, the Committee could not ?nd a clear cut preponderance of credibility in Patient G?s favor. Consequently, the Committee accepted Respondent?s testimony as to Factual Allegations 6.1, 6.2 and (3.3. George innes. MD. 6 6 The Committee noted discrepancies in Patient G?s testimony. For example, Patient testi?ed that Respondent tore her bra, brushed his ?ngertips across the nipple of a breast, and placed the ?ngers of his left hand on her clitoris (Patient 1981-1984). However, a typed statement prepared by Patient on the day following the alleged event contains no mention of Respondent touching Patient G's breasts or nipples and does not contain the word clitoris (Patient G, T. 2067-2069; Resp?s Ex. 8). Three days later, on July 9, 1999, Patient signed a second statement, and her signature was notarized by her attorney. This statement also fails to reference any touching of the nipple or the clitoris (Patient G, T. 2070; Resp's Ex. T). Patient met with New York State Department of Health Investigator, Beverly lanuzi, R.N., on July 27, 1999, just three weeks following the alleged incident (PatientG, T. 2074; Resp?s Ex. U). Patient was allowed to ?tell my story? and then was asked questions (Patient G, T. 2075). She testi?ed that the events were disturbing to her and that touching or fondling were the kind of things she would have reported to the Health Department (Patient G, T. 2077-2078). However, her statement to Investigator lanuzi does not contain any reference to the touching or fondling of her breasts or nipples by Respondent. Rather. the statement reports that Respondent ?ripped back her bra?. The statement also reports that Patient discussed with Investigator lanuzi the type of bra she was wearing including the fact that the bra had a clasp in the front (Patient G, T2083- 2084). The. Committee concluded based on testimony that she mischaracterized her bra as clasping in front rather than the back (Patient G, T. 2139-2143). Patient also testi?ed that her claim that Respondent touched her clitoris with his hand or ?ngers would have been the kind of information she would have reported to investigator lanuzi, but again, this information does not appear in Patient G?s statement George lnnes, MD. 6 7 (Patient G. T. 2084-2085; Resp?s Ex. U). Rather, lanuzi?s report only documents that Patient told her that Respondent "began feeling of her stomach and lifted up the waist of her slacks and put his hand low near her pubic area". Neither did the Committee ?nd the testimony of Patient G's husband credible. Patient G?s husband testi?ed that he drove up to Respondent's house less than a week after the hospital visit "to beat the shit out of him?. However, he admitted that he gave contrary testimony during his deposition testimony in the civil action. Although the husband claimed he was aware of inappropriate conduct by Respondent, he did not call an administrator, did not go to the nurse's station and complain, and permitted a nurse to give his wife a second injection. Approximately 75 minutes transpired between the time of the 2nd Demerol administration and the time of discharge. The Committee, therefore, could not support by a preponderance of the evidence, that the events alleged by Patient had occurred. The Committee accepts Respondent?s version of the events concerning Patient G, and that his actions were part of his medical examination of Patient G. Factual Allegations 6.1, 6.2 and 6.3 are not sustained. Factual Allegation G.4 alleges that Respondent disclosed to a mutual acquaintance that Patient had ?led a complaint and requested that the mutual acquaintance talk to Patient and ask her to withdraw her complaint. The Committee sustains Factual Allegation 6.4 as true based on Respondent?s testimony that he asked Mabel Walker to intercede on his behalf and set up a meeting with Patient to determine why she was upset. Respondent's own testimony convinced the Committee that regardless of the words actually used, it was understood by Respondent and Ms. Walker, that he wished to have the complaint resolved in his favor through withdrawal of the complaint. George lnnes. MD. 5 3 However, the Committee was not convinced that Respondent's actions constituted acts evidencing moral un?tness in the practice of medicine or the willful harassment, abuse or intimidation of a patient. The Committee also did not view that Respondent had revealed personally identi?able patient information without the prior consent of Patient G. The Committee believed that to the extent Respondent had disclosed any information concerning Patient to Ms. Walker that he had treated Patient in the emergency room, that she had headaches and that she had made a complaint), this information was already in the public realm. The Committee was not convinced that Respondent had disclosed to Ms. Walker that Patient had been treated with Demerol. As Ms. Walker testi?ed, happen to be a nurse myself, so if I talk about any medications, it's because of my own I didn't have any knowledge of what medications _she received. If I said anything about medications, it would be on general principles.? (T. 2211). EMELQJEEH With the exception of Factual Allegations H.1 and HS, the Committee sustains none of the allegations concerning Employee H. Employee claims she was sexually harassed during the period beginning with her employment as Respondent's? 1m Factual Allegation H.1 alleges that when Employee asked Respondent if he needed anything, Respondent said "What I really need is a blow job.? The Committee sustains this allegation based on the testimony of Martha Loveland, a nurse working Ms. Loveland testi?ed that Employee complained to her on one occasion that Respondent spoke to her in the manner described in the allegation. The Committee found Ms. Loveland to be an extremely believable witness, and notes Ms. Loveland?s testimony that she believed Employee H. The George Innes. MD. 6 9 Committee, however, did not ?nd that Respondent?s remark evidenced moral un?tness to practice medicine when the remark was considered in the overall context of his relationship with Employee H. The Committee sustains Factual Allegation H.8 which alleges that Respondent sent e-mails or computer messages to Employee that contained sexual images or sexual content. Respondent acknowledged that he sent e-mails to Employee which had sexual connotations. While the Committee understands that sexual harassment is in ?the of the beholder?, it, nevertheless, notes Ms. Hopkins testimony that the e-mail which seemed to offend Employee was not sexually explicit, was not pornographic, was "cute", and that she even fonNarded it on to her mother. The Committee does not conclude that the e-mail evidenced moral un?tness to practice medicine. The remaining allegations concerning Employee involved allegedly inappropriate comments by Respondent including one occasion where he asked Employee to perform oral sex on him (Factual Allegation H.7). The Committee did notaccept Employee H?s testimony regarding these allegations. When it considered the record, the Committee did not ?nd Employee H's account to be credible. Despite Employee H's claim that Respondent was inappropriate and used language she considered harassing throughout the entire period of her employment . 549-551), she never documented her discomfort. She never complained to Nichol or to Jo Ann Reid about sexual misconduct by Respondent. The Committee found Nurse Manager. Nichol to be a credible witness. Ms. Nichol testi?ed that Employee made frequent complaints to her about issues and people other than Respondent. In particular, Employee complained about Dr. Naradzay and the dif?culties that she was having working with him particularly after he took over as George Innes. MD. 7 0 Department Chair. Employee also con?ded about her personal problems including ?nancial dif?culties, problems with child support issues and issues regarding her ill mother. The Committee noted that Ms. Nichol was surprised by Employee H's resignation and that she assumed it was related to the other matters which Employee had complained of. Furthermore, Employee was having signi?cant problems with absenteeism as the result of health problems. Ms. Nichol was surprised when she learned of Employee H's lawsuit and commented that she had no knowledge of the alleged sexual misconduct by Dr. lnnes. The Committee found Jo Ann Reid to be a credible witness and noted her testimony that Employee had a problem with absenteeism during her work with Ms. Reid due to migraine headaches, and that periods of illness were a problem. Additionally, Ms. Reid was a con?dant of Employee who frequently con?ded in Ms. Reid about problems in her personal life even after she began working for Respondent. The Committee believed Ms. Reid's testimony that Employee never made complaints of a sexual nature about Respondent. Rather. the complaints dealt with management style issues. Ms. Reid was not surprised that Employee quit her job, but like Ms. Nichol, was surprised that she claimed the resignation was related to sexual harassment and was surprised by the sexual harassment lawsuit. When.queried why she would be surprised, the witness answered that just didn't seem to ?t with what I had observed for years.? (T. 2740?2741). The Committee also noted that Employee H?s last contact with Ms. Reid was a phone message in 2003 in which Employee asked for her help in her lawsuit against Respondent. Employee corroborated much of Ms. Nichol's and Ms. Reid's testimony. She admitted that she suffered from serious migraine headaches during her employment and that the headaches caused her to miss substantial work time. Employee H's George lnnes. MD. 7 1 testimony, even during the State's case in chief, re?ects that the employee was concerned about losing herjob. was upset with Respondent because he was not supporting her in her work situation, and that she had substantial ?nancial problems. Employee explained that she never put anything in writing about the ongoing sexual harassment by Respondent. She explained that she did not want to put anything in writing because she was concerned about "burning bridges" (T. 612). Nevertheless, legal papers seeking millions of dollars in damages for 10 different causes of action were prepared and served on'the hospital and on Respondent within 3 days of her departure. She claimed that a lawsuit was not even discussed until she met with management for her exit interview. and her letter of resignation mentions nothing about sexual harassment. Employee was familiar with Respondent's sense of humor before she started working for him (T. 624-627). There were people superior to Respondent to whom she could have complained if she had chosen to do so. Employee admitted she was not afraid to tell ReSpondent how she felt and. even testi?ed that she slapped him on one occasion because she was so outraged with his comments. Employee testi?ed that she gave Respondent numerous presents during the period in which the alleged harassment occurred. including a cactus garden which she gave him ?ve months before she resigned. The Committee found both Ms. Hopkins and Ms. Reid credible when they testi?ed that after Employee resigned, she invited Ms. Hopkins to join in her lawsuit against Respondent. The Committee found this event and the details of Employee H's invitation damaging to the credibility of Employee H?s allegations. The Committee also found the other events described by Ms. Hopkins, the request to follow a woman who she suspected of having an affair with her husband, and her suspicion that someone was searching through her of?ce, as detracting from her credibility. The Committee also found George lnnes. MD. 7 2 credible Ms. Hopkins? testimony that there was frequent sexual bantering in the ?It, including bantering between Respondent and Employee (T. 3344). Ms. Tamara Robinson testi?ed that she observed Employee H, on at least two occasions, in conversation with Patient prior to the commencement of the lawsuits by and against Respondent (T. 2785-2786). The Committee concludes that the apparent relationship between Patient and Employee further diminishes their credibility. When the Committee considered all of the above testimony, including that of Ms. Hopkins, Nichol and Reid, and Employee H?s ?nancial and health problems and the lawsuit she initiated, the Committee concluded that there was not a preponderance of evidence to support the remaining allegations concerning Employee H. The Committee sustains as true all of the Factual Allegations involving Employees I through and with the exception of Factual Allegation N.1 which is further discussed below, and with the exeption of the allegations2 which the Committee was instructed to disregard. With the exception of Nurse M, the bulk of these allegations charged Respondent with physical or verbal conduct of a sexual nature. The Committee sustained as true each of these allegations and found the witnesses presented by the Department to be credible. With regard to the Speci?cations alleging conduct in the practice of medicine which evidenced moral un?tness to practice medicine, the Committee took into account the de?nition of moral un?tness provided by the Administrative Law Judge, and Dr. Braen's testimony concerning the formation of a physician-patient relationship and the treatment of 2 The allegations involving Employee have been excluded from consideration by the Committee. as discussed in the section of this Determination and Order entitled Statement of Case. George lnnes, MD. 7 3 staff and co-workers by a physician. The Committee concludes that because the events alleged occurred largely within a hospital setting where Respondent held a position of authority by virtue of his Iicensure as a physician and his position on staff, and because he provided either physical examinations or treatments for back and neck pain within the hospital context, the facts alleged in the sustained Factual Allegations concerning Respondent?s treatment of Employees l, J, O. and were within the practice of medicine and constituted moral un?tness within the practice of medicine. They violated the public trust bestowed upon Respondent by virtue of his Iicensure, and the moral standards of the medical community which the Committee as delegated members of that community - represent. The Committee viewed it as self?evident that the incidents charged involved no legitimate medical purpose, demonstrated inappropriate touching or conduct, and. that expert testimony in each instance, was unnecessary for the Committee to draw its conclusions. With regard to those speci?cations which alleged that Respondent willfully harassed. abused or intimidated a patient either physically or verbally, the Committee extensively discussed the de?nition of harassment. The Committee was ultimately instructed by the Administrative Law Judge that in a context where merits were hospital employees and co- workers of Respondent. inappropriate touching would by de?nition constitute harassment given Respondent?s position as a doctor in the hospital and the authority his position implied. This would be particularly so if the acts occurred within the hospital premises and were already found by the Committee to be conduct evidencing moral un?tness to practice medicine. The Committee consequently concluded on the basis of the aforesaid instruction that the facts alleged concerning Respondent's actions during his treatment of Employees I, J, 0, and constituted the willful harassment, abuse or intimidation of a patient. George lnnes. MD. 74 EMELQLEEJ As discussed, all of the allegations are sustained as moral un?tness and as the willful harassment, abuse or intimidation of a patient. The allegations charge that during the course of an employee assessment/exam, Respondent unhooked Employee l?s bra and lifted her- bra exposing her breasts, and later said words to the effect that the person who usually performed the employee assessment had ?missed a good one". In fact, Employee testi?ed that Respondent had actually stated ?Today?s my lucky Michael would be upset he wasn't here today". The Committee ?nds that the words uttered by Respondent, as testi?ed by Employee I, are words to similar effect as are charged in the allegation. The Committee sustains the allegations as true. The Committee considered that in isolation, Respondent's unhooking .of Patient I's bra and his exposure of her breasts as part of a physical examination might not have risen to the level of conduct evidencing moral un?tness in the practice of medicine. However, in the context of a stream of all too similar events occurring 'over a period of time, as is demonstrated by the numerous sustained Factual Allegations concerning the employee/patients, the Committee concluded that the allegations concerning Patient I constitute moral un?tness. In reaching this conclusion, the Committee also took into account Respondent's acceptance of the Memorandum of Agreement (Dept?s Ex. 11A). EMELQIEEJ. The allegations charge that during the course of providing back rubs to Patient for her back and/or neck pain, Respondent touched or attempted to touch patient J's breasts and vagina, without medical purpose and that, at an a staff party at Respondent?s house, he made advances toward Patient including an attempt to put his hand on her crotch. George Innes, MD. 7 5 As previously discussed, Factual Allegations, J.1 through J.1.b are sustained as conduct within the practice medicine. Given that Respondent offered a neck massage to Employee for headaches or neck discomfort, there was no medical purpose to his making contact with Employee J?s vagina or breasts. The Committee concludes that the touching was inapprOpriate and constituted moral un?tness in the practice of medicine as well as the willful harassment, abuse or intimidation of a patient. The Committee ?nds that the events which occurred at Respondent?s party with respect to Employee also constituted conduct within the practice of medicine given Respondent's position as Assistant Directorm that the party had been given for? staff including Employee J. Also noted is Dr. Braen's testimony regarding the detrimental effects on staff which may result from inappropriate behavior by persons in positions of authority. The Committee concludes that Respondent?s actions at the party constituted moral untitness in the practice of medicine. EMELQIEEL The Committee found Employee to be an extremely credible witness and believed that the allegations were true. The allegations charged that Respondent made certain offensive verbal remarks to Employee and that, on one occasion, he put his feet on her lap. Although these allegations are unpleasant, the Committee did notconclude that they rose to the level of moral un?tness. Employee understood that Respondent?s comments, however offensive, were generally made in a joking manner. According to Employee K, the incidents cited happened "out of the blue? during the -.period they worked together and were not part of an on-going pattern (T. 112- 113). Employee agreed that Respondent did not make life dif?cult for her (T. 157), never George Innes, MD. 7 6 threatened her employment or promotional possibilities (T. 157) and that he treated her fairly and respected her work (T. 160). While the Committee did not ?nd that the allegations rose to the level of moral un?tness, it did believe that the allegations evidenced Respondent's capacity for inappropriate behavior. 523.515! The Committee sustains Factual Allegation M1 to the extent that Respondent Came into the dirty utility room and closed the door behind him. The Committee does not find that Respondent necessarily was blocking Nurse M?s exit in the sense that he was preventing her from leaving the room. The Committee was impressed with Nurse M's credibility and sustains Factual Allegations M2 and M3. These allegations essentially allege that Respondent told Nurse that she should think about what her actions were doing to Respondent's family, and that he knew her working hours, where her daughter went to school, and when her daughter was home alone. The Committee believed it was not unreasonable under the circumstances for Respondent to point out to Nurse how her actions were affecting his family. While the Committee did not ?nd that the allegations rose to the level of moral un?tness, it did believe that the allegations again evidence Respondent's capacity for inappropriate behavior. George Innes. MD. 7 7 Factual Allegation N.?l charges that Respondent offered to pay money if Nurse and another nurse went to a hotel with him. The Committee ?nds that this allegation was based entirely on Nurse N?s hearsay testimony which recounted what the other nurse had said to her. The Committee does not ?nd the hearsay testimony reliable and declines to sustain this allegation. The Committee found Nurse N's testimony credible with regard to Factual Allegations N2 and N.3 which alleged that Respondent kissed her and stuck his tongue in her mouth without her consent. The Committee concludes that this conduct occurred on the hospitalpremises. under the guise of discussing a patient, and, therefore. constituted an act evidencing moral un?tness in the practice of medicine. Factual Allegation alleges that Respondent during the course of Nurse O's treatment for a back/neck injury with Keri lotion, touched Nurse 0's breasts which touching had no legitimate medical purpose. The Committee believed that Nurse 0 was extraordinarily credible and sustains Factual Allegation as me. Because Nurse 0 was so extraordinarily credible, the Committee discounts any testimony, evidence or suggestion that Dr. Praska denied that Nurse 0 had complained to her of Respondent?s conduct. The Committee found very believable Nurse 0's testimony that she viewed herself as an unattractive nurse and that she never would have expected Respondent to make a pass at her (Nurse 0, T. 1655-1656). The Committee sustains Factual Allegation as both moral un?tness and as the willful harassment, abuse or intimidation of a patient. George lnnes. MD. 7 8 IENT (EMPLOYEE) The allegations charge that during the course of treatment for Employee P?s sciatica. Respondent removed her underpants, touched her upper inner thigh, groin and/or pubic area without medical purpose, and told her that she needed ?to get fucked more" or words to that effect. On one occasion, he followed her into the darkroom x-ray area, blocked her exit and insisted that she kiss him. The Committee found Employee to be an credible witness and believed her testimony. The Committee accepted Employee P?s testimony that Respondent touched her upper inner thigh close to her pubic area without legitimate medical purpose as well as her testimony concerning the other allegations. The allegations are all sustained as acts evidencing moral un?tness to practice medicine and, with the exception of PA, as the willful harassment, abuse or intimidation of a patient. Factual Allegation 0.1 alleges that Respondent told his that there were no other allegations or instances of misconduct against him other than the Watertown incidents in 1998-1999 when Respondent knew there had had been other such instances or allegations. alleges that Respondent caused the to prepare an evaluation and recommendations which relied in part on his misrepresentation that other than the Watertown incidents. he had no complaints against him of sexual harassment. The evaluation and recommendations by the were ultimately submitted to OPMC. The Committee sustains the allegations as true. Nevertheless. the allegations are not sustained under any of the Speci?cations. The Committee did not ?nd that Respondent had the requisite intent to mislead Dr. Krueger. The Committee concluded George lnnes. MD. ?7 9 that Respondent genuinely believed that he was prohibited by a con?dentiality agreement from disclosing the sexual harassment suit against him. With regard to Employee l, the Committee believed that notwithstanding any contrary language contained in the Memorandum of Agreement. there was ambiguity as to whether the agreement resulted from the hospital's perception that Respondent had engaged in inappropriate behavior that was not intended to be sexual (Dept?s Ex. 11 and 24), or perhaps was triggered by his angry outburst following the examination of Employee I. It was simply not clear to the Committee that Respondent had knowingly lied to Dr. Krueger. In any event, absent Dr. Krueger's live testimony, the Committee was unable to determine what discussions Dr. Krueger had with Respondent or to gain adequate insight into Dr. Krueger?s thought process in writing his report and recommendations,. Based on the above reasons, the Committee declines to sustain the Speci?cations of moral un?tness and fraud. Factual Allegation charges that Respondent gave false and/or intentionally misleading answers to questions on his appointment application to the Hospital in Sidney (the ?Sidney application). Factual Allegations and charge that Respondent gave false and/or intentionally misleading answers to questions on his appointment application to Canton-Potsdam Hospital (the ?Canton application?). Initially. the Committee observes that Respondent's signature on the Sidney application is dated April 1, 2003. On that application, Respondent did not check either ?Yes? or ?No' in response to the question ?Have you ever voluntarily or involuntarily terminated your medical staff membership at any other organization??. Instead, Respondent hand wrote "At the end of each contract" in answer to the question. George lnnes. MD. 80 Factual Allegation R1 is not sustained. alleges that Respondent's response ?At the end of each contract? was false and/or intentionally misleading because his employment contract with Finger Lakes Health and/or Geneva General Hospital (?Finger Lakes?) was effective through June 30, 2003 and Respondent, in fact, resigned on May-8, 2002. The allegation stated that Respondent resigned only after being invited to do so because of his disruptive behavior and inappropriate demeanor in the clinical setting. The Committee notes that Respondent's employment contract with Finger Lakes could be terminated without cause by either party and that Respondent signed a letter from Finger Lakes. which acknowledged that his resignation had been accepted, effective on May 8, 2002. The Department presented hearsay testimony from Steven Hanks, MD. Chief Medical Of?cer at Finger Lakes, concerning Respondent's allegedly disruptive behavior and inappropriate demeanor in the clinical setting. The Department failed to present any direct testimony concerning Respondent's alleged behavior. The Committee ultimately discounted Dr. Hanks' hearsay testimony, and gave greater weight to his testimony that Respondent resigned for reasons unrelated to clinical competency or allegations of sexual misconduct (T. 1458-1462). In weighing Dr. Hanks? overall testimony. the Committee did not believe it supported a conclusion that Respondent's behavior or demeanor in the clinical setting resulted in Respondent?s invitation to resign . The Department alleged in Factual Allegation R.2 that Respondent's response ?At the end of each contract? was false and/or intentionally misleading because Respondent?s temporary privileges and one year provisional status at Via Health of Wayne. New York had George lnnes. MD. - 8 1 been terminated in approximately August 2001 because of Via Health's investigation of Patient A's allegations against Respondent. William Stroman. administrator of Via Health, testi?ed that Respondent was employed by the Division of Rural Emergency Medicine and that Respondent, through that group, worked at the Via Health hospitals at Newark Wayne and Myers. The Committee concluded, on the basis of Mr. Stroman?s testimony. that Via Health lacked the capability to terminate Respondent?s employment because it did not directly employ Respondent (T. 1490-1491). While Via Health ultimately arranged through DCREM to remove Respondent from any scheduling at its facilities, Via Health could not terminate Respondent. The Committee initially concluded, based on Mr. Stroman's testimony and the wording of Factual Allegation R.2, that it could not sustain the language in the second and third sentences of the allegation concerning Respondent?s termination. However, on further re?ection. the Committee concluded that the essential thrust of Factual Allegation R2 was that Respondent had been terminated through Via Health's direction that DCREM not schedule Respondent to work at Via Health's facilities. Nevertheless, the Committee does not sustain either Factual Allegation R1 or R2 because it does not ?nd that Respondent's answers were intended to be either false or misleading. Respondent ?led a statement as part of his Sidney application detailing that he was investigated by OPMC in connection with various allegations (Dept's Ex. 13, hand numbered pgs. 16, 30). Logically, had Respondent intended to mislead by omitting his interactions with Finger Lakes and Via Health, he would not have detailed other past problems in his statement. in determining not to sustain these allegations, the Committee took into account that Respondent did not mention the incident with Patient A'in George lnnes. MD. 82 his statement. The Committee concluded that by referring to the other incidents described in his statement, Respondent effectively alerted Sidney that his past could be problematic. Respondent?s statement may have been incomplete but was not misleading. The Committee did not believe Respondent intentionally gave a false answer. In light of Respondent's disclosures, the Committee declines to sustain Factual Allegations R1 and R2, and in any event would not ?nd that his answers on the Sidney application rose to the level of moral un?tness. FACT LL l0 Factual Allegation 8.1 charges that Respondent gave a false and/or intentionally misleading answer when he answered ?No? to a question on the Canton application with regard to his prior hospital medical staff membership. The allegation charges that by answering ?No? to the question your membership, association, employment or practice ever been limited. suspended, revoked. not renewed. granted with stated limitations or voluntarily suspended7", Respondent intentionally misled by not disclosing his termination from Finger Lakes. The Committee declines to sustain Factual Allegation 3.1 because Respondent ?led the Canton application on April 22, 2002. The allegation, itself, states that Respondent did not resign until May 8, 2002. The Committee, therefore, concludes that Respondent could not have intendedto mislead on the Canton application with regard to the events at Finger Lakes by virtue of the fact that he had not yet resigned when the application was submitted. Factual Allegation 8.2 charges that Respondent's answer ?No? to the question on the Canton application your membership, association, employment or practice ever been limited, suspended, revoked, not renewed. granted with stated limitations or George lnnes, MD. 8 3 voluntarily suspended?? was false and/or intentionally misleading in that Respondent did not disclose his termination from Via Health. and that the termination occurred subsequent to Via Health?s investigation of the Patient A allegations. The Committee sustains Factual Allegation 8.2 as factually true and distinguishes its conclusions from those which resulted in it not sustaining Factual Allegations R1 and R..2. With regard to the-Canton application, Respondent's statement concerning the OPMC investigations stated, record is currently spotless. There are no restrictions or censures recorded.? (Dept?s Ex. 14, pg. 9, ?rst paragraph). Additionally. Respondent checked ?No? in response to the question, ?Have you ever been refused membership on a hospital, medical or dental staff, association, employment. or practice at another facility. or has your membership. association. employment or practice ever been limited, suspended, revoked, not renewed, granted with stated limitations or voluntarily surrendered?? (Dept?s Ex. 14, pg. 7, third question from top). The Committee did not believe Respondent was being truthful when he checked ?No? in response to this question, or when he stated that his record was currently spotless without recorded restrictions or censures. The Committee notes that Respondent had entered into the Memorandum of Agreement at Albany Memorial Hospital and views that document as a recorded restriction, and the incident with Employee as a mark on his record. Rather than believing that Respondent?s statement of OPMC's investigation to Canton was an attempt to be forthcoming, the Committee felt that in this instance, it evidenced an intent to conceal. I When the Committee weighed all of these considerations, it concluded that when Respondent answered ?No? to the question set forth in Factual Allegation S, his answer was indeed false and/or intentionally misleading in that he did not disclose his termination from Via Health. The Committee, concludes that Respondent's answer ?No? constituted an act evidencing moral un?tness to George lnnes. MD. 84 practice medicine and the fraudulent practice of medicine. The Committee, also. concludes, in concurrence with the above, that by de?nition Respondent's answer ?No? constituted the willful ?ling or making of a false report. Additionally, the Committee concludes that Respondent's answer ?No? constituted a violation of Public Health Law Section in that he did not disclose the discontinuance of his employment at Via Health or the reasons for the discontinuance. Factual Allegation T.1 charges that Respondent also gave a false and/or intentionally misleading answer when he answered ?No? in response to another question on the Canton application, ?Have your privileges at any hospital ever been suspended, denied, diminished, revoked, not renewed, or voluntarily surrendered?". Factual Allegation T.1 alleges that Respondent intentionally misled by not disclosing his termination from Finger Lakes. The Committee declines to sustain Factual Allegation T.1 based on the same reasoning upon which it declined to ?sustain Factual Allegation 3.1. The Canton application was ?led on April 22, 2002 while Respondent did not resign from Finger Lakes until May 8, 2002. Factual Allegation T.2 charges that Respondent gave a false and/or intentionally misleading answer when he answered ?No? in response to the question on the Canton application, ?Have your privileges at any hospital ever been suspended, denied, diminished, revoked, not renewed, or voluntarily surrendered7", when he did not disclose his termination from Via Health. George lnnes. MD. 8 5 In contrast to Factual Allegation 8.2. the Committee declines to sustain this allegation as being factually true. The question to which Reapondent answered in Factual Allegation T.2 dealt with hospital privileges. The Committee concluded that Respondent could justi?ably have answered ?No? because no action was ever taken against his hospital privileges at Via Health (T. 1511), and accepted Respondent?s testimony in which he distinguished between his employment through DCREM and his hospital privileges (T. 4205-4214). Notwithstanding the limitation on his employment at Via Health through DCREM, Respondent's attending privileges were unaffected and he could see his own patients in the emergency room. His privileges were undiminished. The Committee does not sustain the allegations other than the ?rst sentence in Factual Allegation U.3 which states that Respondent mentioned promotional opportunities or sent e-mails concerning promotional opportunities to Employees and R. The allegations essentially allege that Respondent made verbal sexual overtures to Employees and and offered employment opportunities as a quid pro quo for sexual favors. Witnesses were presented by both the Department and Respondent with regard to the allegations. Employees and testi?ed for the Department, and Respondent, Pam McLenon and Jenna Ponwitz testi?ed for the defense. Ultimately, the Committee was confronted with con?icting accounts by the various witnesses for the Department and Respondent. The Committee was presented with a ?He said. she said" type situation which did not provide a basis for ?nding a clear cut preponderance of evidence in either direction. Because the Department had the burden of proof, the Committee did not sustain the allegations. George lnnes, MD. 8 6 FA AL A The allegations allege that Respondent made certain sexually inappropriate remarks toward Employee 8 in the hospital setting, and that he unfastened her bra and exposed her breasts while listening to her chest. The Committee found Employee 8' testimony credible and sustains the allegations on that basis. Factual Allegation v.1, charges that Respondent said to Employee that never want to leave? thevibrating chair. The Committee sustains as true to the extent that Respondent made a remark to that effect at a meeting at which Employee was present. However, the Committee notes from Employee 8' testimony that Respondent's remark was addressed to everyone at the meeting and not speci?cally to Employee S. Factual Allegation v.2 alleges that Respondent said to Employee 3, ?If you were the type of girl who fooled around with married men, you?d be my ?rst choice." The allegations charge that after advising Employee who had a respiratory infection that he neded to listen to her lungs, Respondent unfastened Employee 8' bra and lifted up her shirt and bra, exposing her breasts. The Committee concludes that Factual Allegations and and ?V.4(ii) all constitute acts evidencing moral un?tness in the practice of medicine, and references Dr. Braen?s testimony in support of its conclusions (see Findings of Fact 2-12). The Committee also sustains the V.4 allegations regarding the exposure of Employee 8' breasts as the willful harassment, abuse or intimidation of a patient. Factual Allegations V.1 and v.3 which also alleged inappropriate remarks by Respondent were not viewed by the Committee as rising to the level of moral un?tness. The Committee sustains as true Factual Allegation which alleges that Respondent sent an e-mail to a Board member and to the acting CEO of the Hospital at Sidney in an George lnnes. MD. 8 7 attempt to persuade them not to report the events at the hospital to the Committee for Physician's Health (CPH) or to OPMC. The e-mail which was entered into evidence speaks for itself when it states that Respondent ?would also beg that none of the recent events be reported to CPH or OPMC or my license in gene.? The Committee does not believe that Respondent?s desire for due process at the hospital prompted him to request that the events not be reported. In fact, Respondent had already been terminated from the Hospital at Sidney when he sent the e-mail. After reading Public Health Law Section 230(11) regarding the reporting of information which may reasonably appear to show that a licensee is guilty of misconduct. the Committee concludes that Respondent's attempt to avoid having the events reported by the hospital administration constitutes both moral un?tness in the practice of medicine and the fraudulent practice of medicine. In addition to the Factual Allegations which the Committee sustains above, the Committee also sustains, on the basis of the Findings of Fact made above, the following introductory paragraphs contained in the Factual Allegations; A. A.6, B, C, D. DJ, E, with regard to F.1. F2 and their subparts and F3 only with respect to F.3.d. G. I, U, J, J.1, J.2. K, M, with regard to N2 and N3, P, Q, with regard to 8.2 and and v.4. The Committee ultimately sustained the following Speci?cations based on the sustained Factual Allegations listed below; George lnnes. MD. 8 8 Conduct in the Practice of Medicine Evidencing Mora! Un?tne?? to Practice Medicigg Speci?cation 1- A and A2 and A.3 Speci?cation 6- and F2, F.2.a, f.2.b, F.2.c, F.2.d, F.3 and F.3.d Speci?cation 9- and M, Ma l.1.b and Speci?cation 10- and J.1. J.1a, J.1.b. J.2, J.2.a, J.2.b and J.2.c Speci?cation 14- and N1 and N2 Speci?cation 15- 0 Speci?cation 16Speci?cation 19- and 8.2 Speci?cation 22- and V2, v.4, V.4(ii) Speci?cation 23- I A Speci?cation 27- and F2, F.2.a, F.2.b. F.2.c, F.2.d Speci?cation 29- i and L1, and Specification 30- and J.1, J.1.a and J.1.b Speci?cation 31- 0 Speci?cation 32- and R1, P2 and P.3 Speci?cation 33- V.4. V.4(i) and V.4(ii) WEI Speci?cation 34- and 0.2 and 0.3 Speci?cation 39- and 8.2 Speci?cation 42- George Innes. MD. 8 9 Speci?cation 43- A and A.6, A.6.a and A.6.b Speci?cation 45- and 0.4 WILLFULLY MAKING OR A FALSE REPQBI Speci?cation 50- and 8.2 FAILURE TO AQQURATE Speci?cation 52- D, and D.7.a VIOLATIN TH I ALT Speci?cation 54- and 8.2 DETERMINATION AS TO REALTY The Committee determines that Respondent?s?license to practice medicine should be revoked. This determination is reached after due and careful consideration of the full spectrum of penalties available pursuant to P.H.L ?230-a, including: (1) Censure and reprimand; (2) Suspension of the license. wholly or partially; (3) Limitations of the license to a speci?ed area or type of practice; (4) Revocation of the license; (5) Annulment of the license or registration; (6) Limitations on registration or the issuance of any further license; (7) The imposition of monetary penalties; (8) A course of education or training; (9) Performance of public service, and (10) Probation. The Committee considered whether therapy might enable Respondent to continue practicing and determined that Respondent's history demonstrates that therapy is not an effective option to prevent lapses in his behavior. The Committee observes, for example. that the incident with Employee/Patient occurred notwithstanding Respondent's treatment with Dr. Land. The Committee believed that unlike drug testing, Dr. Land?s proposal (T. 3508-3512) to monitor Respondent?s behavior through feedback forms from anyone who has meaningful contact with him staff, patients, family), was insuf?cient as a monitoring device unless routinely required, and was too unwieldy. Dr. Land?s proposed therapeutic intervention was considered in the context of the sustained allegations and George Innes, MD. 9 speci?cations which occurred over an approximately 15 year period, including a period when the hearing was already in progress. In that context. Respondent?s lack of awareness of his behavior and his inability to exercise discretion at an acceptable level do not bode well for the success of Dr. Land's proposed therapeutic intervention. nor does the proposed intervention allay the Committee?s concern for patients and employees who may come in contact with Respondent. The treatment proposed does not provide a suf?cient basis to allay the Committee's grave concerns that it would not adequately protect the public were Respondent permitted to continue practicing medicine. After carefully reviewing all the penalties and options available, the Committee concludes that revocation is the only feasible result in this case. The Committee has no suggestions as to what Respondent might do to improve his status so as to resume his medical license. The Committee has no doubt concerning Respondent's desire to practice medicine but the litany of Respondent?s behavioral issues are impossible to ignore, particularly in the face of multiple acknowledgements by Respondent himself of his behavior Memorandum of Agreement, Respondent?s apologies). The Committee acknowledges the possibility that in the past some of the accusations may have indeed tended to unfai?y victimize Respondent. but the length of time and consistency of the indiscretions give the Committee no other option except for revocation. In the end, the possibility that Respondent could be assisted to change his behavior is severely discounted by the Committee for a number of reasons, including his unwillingness to be forthcoming with those who might assist colleagues, Dr. Land, CPH), and the fact that the Committee does not ?nd Dr. Land's monitoring plan to have a credible chance of success. The duration of Respondent's indiscretions despite therapy George lnnes. MD. 9 1 and practice constraints leads the Committee to be pessimistic about the possibility of remediation and restoration of Respondent?s license to practice medicine. ORDER IT IS HEREBY ORDERED THAT: 1. Respondent's license to practice medicine be and hereby is and 2. This ORDER shall be effective upon service on the Respondent pursuant to Public Health Law Section 230(10)(h). DATED: Eggertsville New York Joel H. Pau M.D., D.D.S. Richard Lee, MD. Stephen E. Wear, PH.D. George lnnes. MD. 9 2 TO: Cindy Fascia, Esq. Bureau of Professional Medical Conduct 25th Floor Division of Legal Affairs New York State Department of Health Corning Tower Building Empire State Plaza Albany, New York 12237 Catherine Gale, Esq. Gale Dancks. LLC . 7136 East Genesee Street Fayetteville, New York 13066-0097 George lnnes. MD. 93 George Innes, MD. I STATE OF NEW YORK DEPARTMENT OF HEALTH STATE BOARD FOR PROFESSIONAL MEDICAL CONDUCT IN THE MATTER AMENDED OF STATEMENT GEORGE MICHAEL INNES, MD. CHARGES GEORGE MICHAEL INNES, M.D., Respondent, was authorized to practice medicine in New York State on February 16, 1988, by the issuance of license number 173637 by the New'York State Education Department. Respondent is currently registered with the New York State: Education DepartmentRespondent, on or about June 29, 2001, provided medical treatment to Patient A, a then ?fteen year old female, in the Emergency Department of Via Health/Newark Hospital in Newark, New York. I 1. ReSpondent told the nurse that he wanted to speak to Patient A alone, and asked the nurse to leave, or words to such effect. 2. Respondent said to Patient A, ?It?s time_to go under the covers?, or words to'such effect. Respondent then lifted the examination own over Patient A?s head, in such a manner that the gown was covenng her ace and exposmg her breasts. 3. Respondent touched and/or cup ed each of Patient A?s breasts, which touching was not an appropriate art of medical worku for Patient A and/or was not medically indicated an or had no legitimate me ical purpose. 4. Respondent asked Patient A if she ever gave oral sex, or words to such effect. 5. Respondent asked Patient A if she had ever had anal sex, or words to ?such effect. 6. Respondent did not document in Patient A?s medical record: a. A breast examination. b. Any guestionin conducted or information obtained from Patient A regar mg sexu or sexual behavior. 7. ReSpondent asked Patient A questions regardin sexual activity and/or sexual behavior that were not within acce ted standar of medical care and/or were medically inappropriate and/or ha no legitimate medical purpose. Respondent, on or about December 17, 2002, provided medical care to Patient B, a then ?fteen year old female, in the Emergency Department of Cantop-Potsdarn Hospital? Patient had been sent for evaluation after her school had noti?ed Child Protective Services that Patient had bruises on her arm. 1. Respondent erformed the examination while Patient was wearing her street clo ing an or Without requesting that the patient be gowned. 2. Respondent tried to unfasten Patient B?s bra, and had di?iculty in attem this to do so. Respondent said, used to be good at this?, or words to such ect. 3. Respondent, after Patient B?s bra was removed, cupped and/or lifted each of Patient B?s breasts from underneath and then dropped and/or released each one. 4. Res ndent asked Patient to drop and/or lower her skirt. Respondent then pus ed the patient?s thighs apart. 5. Respondent said that Patient ?obviously [was] sexually active and promiscuous?, or words to such effect. 6. Respondent said that Patient dressed ?dangerously? and ?should not dress so provocatively?, or words to such effect. 7. Respondent le? the examination room and returned shortly. Respondent then said to Patient B?s mother, who had been present for the exarntnation, that Patient dressed too dangerously and provocatively, or words to such effect. 8. Res ndent asked questions and/or made statements regardin Patient B?s mode of ress and/or sexual that were inappropriate and/or ailed to meet accepted standards of care. . C. Respondent provided medical care to Patient C, a then twelve year old female, on or about January 12, 2003, in the Emergency Department of Canton-Potsdam Hospital. 1. Respondent told the nurse that he wanted to speak to Patient alone, and asked the nurse to leave, or words to such effect. 2. Respondent asked_Patient if_she had engaged in sexual intercourse and/or oral sex With her boyfriend and/or if she had touched her boyfriend?s penis and/or if her boyfriend had ever put his ?ngers in her vagina, or words to such effect. 3. Respondent asked Patient questions regardin I sexual activity and/or sexual behavwr that were not Within acce ted standar of medical care and/or were medically inappropriate and/or ha no legitimate medical purpose. 4. Respondent did not document in Patient Q?s medical record any questioning conducted or information obtained regarding sexual or sexual behavror. Respondent provided medical care to Patient D, a then twenty year old male, on or about November 11, 2002, in the Emergency Department of Canton-Potsdam Hospital. 1. Respondent made a diagnosis of gonorrhea, which diagnosis was not mediZ?ale justi?ed. 2. Patient was accompanied to the hospital by a friend. Respondent walked into the room and, in the presence of Patient D's friend, told Patient D, ?You've got the clap?, or words to such e??ect. 3. Respondent did not ask Patient if he wanted his friend to remain present before discussing his alleged diagnosis. 4. When Patient uestioned the diagnosis, saying that he only had one girlfriend and that she was a good girl?, or words to. such effect, Respondent told Patient D, ?maybe your girlfriend isn?t such a good girl?, or words to such effect. 5. Respondent prescribed antibiotic therapy which was inappropriate and/or which did not meet the standard of care. 6. failed to take and/or record an adequate and/or accurate history from Patient D. 7. Patient D?s girl?'iend called and spoke to Respondent on or about the evening of November 11, 2002, and told Res ondent that Patient D, since taking the medication prescribed by Respon cut, was vomiting and having uncontrollable diarrhea, or words to such effect. a. Respondent failed to document in Patient D?s medical record this telephone conversation and/or Patient D?s vomiting and uncontrollable diarrhea. b. Res ondent failed to advise that Patient should either alter the me ication regimen prescribed by Respondent or be re-evaluated in the Emergency Department. 8. Respondent wrote in Patient D?s medical record that Patient had a history of ?clap? (gonorrhea), when in fact Patient had no such history. 9. Res ondent wrote in Patient D?s medical record that Patient was having disc argIe from his_penis, when in fact Patient made no such complaint and/or did not ave any discharge. Respondent provided medical care to Patient E, a then seventeen year old female, in the Emergency Department of Canton-Potsdam Hospital on or about September 10, 2002. Re5pondent diagnosed Patient as having a lumbar contusion. 1. Respondent failed to adequately review the x-rays of Patient and/or failed to diagnose Patient E?s lumbar fracture. 2. Res ondent failed to provide adequate and/or appro .riate treatment for Patient E?s lum ar fracture, and/or failed to consult an orthope ist and/or recommend that Patient obtain such consultation and/or failed to notify Patient E?s primary care physician. . 3. Respondent, on or about September 10, 2002, subsequent to Patient E?s discharge from the Emergency Department, had a telephone conversation with Patient E?s mother. Res ndent, in said telephone conversation, told Patient E?s mother that Patient in act had a lumbar fracture. Respondent told Patient E?s mother that the treatment for Patient E?s lumbar fracture would be the same as for Respondent?s previous diagnosis of lumbar contusion, or words to such effect. 4. Respondent failed to document in Patient E?s medical record his telephone conversation with Patient E?s mother and/or failed to document that the diagnosis of lumbar fracture was not made and/or not conve ed to Patient and/or her mother until subsequent to Patient E?s discharge cm the Emergency Department. 5. Res ndent?s documentation in Patient E?s medical record was not accurate an or intentionall misleading With regard to when Patient E?s lumbar fracture was diagnosed an or when the patient and/or her family were informed of the diagnOSis of lumbar fracture. Respondent, on or about July 24, 1998, engaged in the following conduct toward Patient F, a then twenty-one year old female which Respondent?s children participated. Respondent engaged in said conduct on the way to and during the course of a picnic at Respondent?s residence to which Patient and the other staff and participants in the I. ReSpondent asked Patient if she had a boyfriend and, upon learning that she had begun dating her boyfriend when she was sixteen, said Patient would ?need 3 Sugar Daddy in her life?, or words to such e??ect. 2. Respondent mentioned that he was aware that Patient had had a skin rash, and told Patient that he had alight at his home that he could use to examine her skin, or words to such effect. Respondent took Patient into the basement or around floor area of his house to examine her and/or demonstrate the use of the light on her, and engaged in the following conduct: a. ReSpondent asked Patient to turn her back to him. Respondent then pulled Patient F?s shorts and bathing suit bottom away from her body, exposin her buttocks, which conduct had no le itimate medical purpose. b. Respon cut, when Patient turned around, grab ed the front of her shorts and bathing suit bottom and pulled them away from her body, exposing her pubic area, for no legitimate medical purpose. c. Respondent moved the light so that it shone on Patient F?s roin area. Respondent said ?There isn?t even any bacteria down there or words to such effect. d. Respondent grabbed the top of Patient F?s bathing suit and exposed one breast, which conduct had no legitimate medical purpose. 3. Res ondent, on or about July 24, 1998, subsequent to his bringing Patient]: into his case to examine her, engaged 1n the following conduct toward Patient F: a. Respondent, after alcoholic beverages had been served, followed Patient into the house When she went to use the bathroom, and asked her if she was too drunk to give him a kiss, or words to such e?'ect. b. Respondent put his hand on Patient F?s clothed buttocks and rubbed them. c. Respondent, when Patient again went into the house to use the bathroom, followed Patient upstairs. d. Respondent, in the presence of others, made suggestive remarks speculating on Patient F?s skill tn performing oral sex. Respondent, on or about July 5, 1999, provided medical care to Patient G, a then thirty- one year old female, in the Emergency Department of Samaritan Medical Center, Watertown, New York. Patient. G?s complaint was severe headache with nausea and photophobia. 1. Respondent pulled up Patient G's bra, exposing her breasts, which conduct had no legitimate medical purpose. - 2. Res ndent touched Patient G?s vaginal area, which conduct had no legitimate me ical purpose. 3, Respondent touched Patient G?s clitoris, which conduct had no legitimate medical purpose. - 4. Respondent, upon learning that Patient had made a complaint about Respondent to Samaritan Medical Center, disclosed to a mutual acquaintance that Patient had been treated by Respondent and had ?led a complaint against him. Respondent asked the mutual ac uaintance to talk to Patient and ask her to withdraw her complaint against eSpondent. Respondent, on various occasions between approximately November 1997 and March 1999 engaged in inappropriate conduct toward Employee H, who was then employed by Samaritan Medical Center Respondent was the Director of the Department of Emergency Medicine. Respondent?s conduct included the following: 1. Respondent, when asked by Employee in the course of her employment if he nee ed anything, said ?what I really need is a blow job" or words to such e??ect. 2. Res ndent, when asked by Em loyee in the course of her employmentif he neeheci?f anything, said need a londe, 5 feet 4, with no morals? or words to sue ect. 3. Respondent told Employee H: am the Director of the Department, and if I wanted to, I could close the door and tell you to dro down to your knees and give me a blow and I would not need anyone in this ospital to give me permissron or words to such effect. 4. 7 Respondent asked Employee ?what is the kinkiest sex you ever had?? or words to such effect. 5. Respondent told Employee explicit details of his sexual encounters. 6. Res ndent, if Employee appeared to be in a good mood when she came in to wor said ?You must have gotten something last night. I?m glad somebody did? or words to such effect. 7. Respondent told Employee that his wife was makin him sleep on the couch, or words to such effect, tal ed about how his career and 's mama were ruined, and said that he was thinking about committing suicide, or war to such effect. When Employee offered sympath to Respondent, Respondent then asked Employee to perform oral sex on 'm or made other remarks of a sexual nature. 8. Respondent sent E-mails and/or computer messages to Employee that contained sexual images and/or sexual content. Respondent, on various occasions between 1990 and 1996, at Albany Memorial Hospital in Albany, New York, engaged in the following conduct toward Patient (Employee) 1: 1. Res ondent, during the course of an employee assessment/exam he was per ormmg on Patient (Employee) I, engaged in the following conduct: a. b. Ce ReSpondent unhooked Patient I?s bra. Respondent lifted up Patient I?s bra and exposed her breasts. Res ondent, referring to Patient I, said that the erson who usually per ormed the employee assessments/physicals ad ?missed a good one? or words to such effect. Respondent, on various occasions, between 1990 and 1996 at Albany Memorial Hospital, offered back?rubs to staff. Patient (Employee) accepted ReSpondent?s offer to help her back and/or neck pain. 1. Respondent, during the course of said treatment of Patient (Employee) J, engaged in the following conduct: . a. Respondent touched or attempted to touch Patient ?3 breasts, which conduct had no legitimate medical purpose. . b. Resgondent touched or attempted to touch Patient J?s vaginal area, which con not had no legitimate medical purpose. 2. Respondent, durin the course of a arty for WW at ndent?s resi ence in Cli?on ark, New or engage in the following Res con uct toward Employee J: a. C. Respondent, while Employee was in Respondent?s swimming pool, tried to and/or did put his hand on Employee ?5 crotch. Respondent followed Employee when she went upstairs to use the bathroom and tried to kiss her. Respondent put his hand on Employee J?s buttocks. Respondent, on various occasions between 1990 and 1996 at Albany Memorial Hospital, engaged in the following conduct toward Employee K: 1. Respondent, while Employee was seated, put his foot or feet in Employee K?s lap and/or onher hip. 2. Respondent asked Employee to run away with him and have an affair with him, or words to such effect. Respondent said to Employee ?Let?s open a bordello and you can be our main whore?, or words to such effect. ReSpondem told Employee ?you don?t know what a big penis is because you are married to an onemal?, or words to such effect. 5i: 2? Respondent, after Nurse had told Nurse about Respondent?s conduct, and after Nurse had reported said conduct to her supervisor, engaged in the following conduct toward Nurse at Albany Memorial Hospital: 1. Respondent, when Nurse was alone in the utility room and/or the medication room, came into the room and closed the door behind him and/or blocked Nurse M?s exrt. 2. Respondent said that Nurse should ?think about what this was doing to [Respondent?s] wife and children", or words to such effect. . 3. ReSpondent told Nurse that he ?knew a lot of things about her,? that he ?knew what hours she worked,? that he ?knew where her daughter went to school,? and that he ?knew when her daughter would be home alone?, or words to such effect. Respondent, on various occasions between 1988 and 1990 at St. Peter?s Hospital, in Albany, New York, engaged in the following conduct toward Nurse N: 1. Respondent offered to pay money if Nurse and another nurse went to a hotel room Respondent, or words to such effect. 2. Respondent told Nurse that he needed to Speak with her in his of?ce about a patient, or words to such effect. Respondent then brou Nurse into his of?ce and closed the door. Respondent then grabbed Nurse and kissed her on the mouth, without Nurse N?s consent. 3. Respondent put or attempted to put his tongue in Nurse N?s mouth without her consent. Respondenuon an occasion between 1988 and 1990 at St. Peter?s Hospital, offered to treat Patient (Nurse) 0?s neck and/or back injury with a hot Keri Lotion treatment and/or massage. Respondent, during the course of said treatment, touched Patient 0?s breasts, which touching had no legitimate medical purpose. Respondent, on an occasion between 1988 and 1990 at St. Peter?s Hospital, when asked by Patient (Employee) if he could help her sciatica, offered to treat Patient P?s sciatica with a hot Keri Lotion treatment and/or massage. Respondent, during the course of said treatment, engaged in the following conduct: 1. Res Iondent removed Patient P?s underpants, which conduct had no legitimate me real purpose. 2. Respondent touched Patient P?s upper inner thigh and/or groin and/0r pubic area, which conduct had no legitimate medical purpose. 3. Respondent told Patient ?your problem is that you need to get fucked more," or words to such effect. 4. Respondent, on one occasion subsequent to his treatment of Patient P, followed Patient into the darkroom of the x-ray area. Res ondent blocked Patient P?s exit, and asked Patient for a kiss and/or tried to iss Patient and/or told Patient that if she gave himjust one kiss he would let her leave, or words to such effect. Respondent, in July and August 1999, was evaluated by a employed by? Respondent and/or Respondent?s attorney to evaluate Respondent. The was i to prepare a report to send to Respondent?s attorney, which report could be forwarded to - the Office of Professional Medical Conduct. Respondent understood this, and agreed to the evaluation. The prepared a report, which he submitted to Re3pondent?s attorney, which report was in turn submitted by Respondent?s attorney to the Of?ce of Professional Medical Conduct. 9 1. . Respondent, in the evaluation, told the that other than the incidents in Watertown in 1998-1999, there had been no other instances or alle ations of misconduct against him. In fact, there had been other instances an or allegations against Respondent, and ReSpondent knew such fact. 2. Respondent caused the to prepare an evaluation and recommendations which, in part, relied on Respondent?s misrepresentation that other than the incidents in Watertown, he had no complaints against him of sexual harassment. Respondent, on or about March 25, 2003 submitted an Application for Appointment to the Medical Staff to The Hospital in Sidney, New York. Respondent, in response to the application question ?Have you ever voluntarily or involuntarily terminated your medical staff membership at any other organization??, answered ?At the end of each contract?. Respondent's answer was false and/or intentionally misleading in that: 1. Respondent, on or about January 31, 2002, entered into an_err(ijployment contract with Fingerlakes Health andlor Geneva General Hospital, in eneva, New York, as an Emergenc Department Said contract was to remain in full force and effect until une 30, 2003, unless earlier terminated as rovided in the contract. Following administrative assessment of Respon ent?_s allegedly disruptive ?behavior with Emergency Room nursing staff and 1118 allegedly 10 inappropriate demeanor in the clinical setting, Fingerlakes Health and/or Geneva General HOSpital decided to invite ReSpondent?s resignation. Respondent re51 gned on or about Ma 8, 2002, pursuant to terms and conditions set forth in a letter agreement dated ay 8, 2002. 2. Respondent, on or about October 2000, was ranted tempor privileges and a one year provisional status at Via Health of ayne, New Yor which has hospitals 1n Newark, New York [Newark Hospital] and Sodus, New York [Myers Hospital]. Respondent?s association with Via Health ended in approximately August 2001, when Respondent was terminated. Res ondent?s termination occurred subse uent to ta Health?s investigation of atient Q?s allegations against Respon ent. S. Respondent, on or about April 22, 2002 submitted an Application for Appointment to the Medical Staff to Canton-Potsdam HOSpital, Canton, New York. Respondent, in response to the application question: ?Has your membership [on a Hospital Medical Staff], Association, employment or practice ever been limited, suspended, revoked, not renewed, granted with stated limitations or voluntarily surrendered??, answered Respondent?s answer was false and/or intentionally misleading, in that: 1. Respondent, on or about January 31, 2002, entered into an em loyment contract with Fingerlakes Health and/or Geneva General Hospital, in eneva, New?York, as an Bmergenc Department Physician. Said contract was to remain in full force and effect until une 30, 2003, unless earlier terminated as provided in the contract. Following administrative assessment of ReSpondent?s allegedly disruptive behavior with Emergency Room nursing staff and his alleg/edly inappro riate demeanor in the clinical setting, Fingerlakes Health an or Geneva Gener Hospital decided to invite Respondent?s resignation. Respondent . resigned on or about Ma 8, 2002,2pursuant to terms and conditions set forth tn a letter agreement dated ay 8, 200 . 2. Respondent, on or about October 2000, was granted tempo privile es and a one year provisional status at Via Health of ayne, New 33, which hospitals in Newark, New York Newark Hospital and Sodus, New York [Myers Hospital . Respondent?s association with Via He th ended in approximately August 001, when Res ondent was terminated. Re ndent?s termination occurred subse uent to in Health?s investigation of atient A?s allegations against Respon ent. . T. Respondent, in the Canton application, answered ?No? to the question: ?Have your privileges at any hOSpital ever been suspended, denied, diminished, revoked, not renewed, or voluntarily surrendered?? Respondent?s answer was false and/or intentionally misleading, in that: 1. Respondent, on or about January 31, 2002, entered into anem loyrnent contract with ingerlakes Health and/or Geneva General Hospital, in eneva, New York, as an Emergency Department Physician. Said contract was to remain in full force ll and effect until June 30, 2003, unless earlier terminated as provided in the contract. Following administrative assessment of Respondent?s allegedly disruptive behavior withEmergency Room nursing staff and his allegedly inappropriate demeanor in the clinical setting, Fingerlakes Health and/or Geneva General Hospital decided to invite Respondent?s resignation. ReSpondent resigned on or about May 8, 2002, pursuant to terms and conditions set forth in a letter agreement dated May 8, 2002. 2. Re5pondent, on or about October 2000, was anted tempor privileges and a one year provisional status at Via Health of ayne, New Yor which has hospitals in Newark, New York [Newark Hospital] and Sodus, New York [Myers Hospital]. Respondent?s association with Via Health ended in approximately August 2001, when Respondent was terminated. Res ondent?s termination occurred subse uent to ia Health?s investigation of atient A?s allegations against Respon ent. U. Respondent, on or about May 1, 2004, outside of The Community Lounge in Sidney, New York, said to Employee and Employee Q, ?You have a tongue ring and you don?t. Why don?t we get in my truck and you can both do me and I Can compare?, or words to such effect. Employee and Employee re?tsed. ReSpondent, after the May 1, 2904 incident, engaged in the following conduct toward Employee and/or Employee at The Hospital in Sidney, New York: 1. Respondent said ?You are all talk and no action", or words to such effect. 2. Respondent said ?The offer is still open, my truck is parked outside?, or words to such effect. 3. Respondent mentioned and/or sent e-mails regarding promotional opportunities in The Hospital to Em loyee and/pr Employee and/or mentioned work re- assignments to wor With their friends. Respon ent, after mentiomn sand promotional opportunities to Employee and/or Employee Q, woul sometimes 528! at the end of such conversation and/or in close proximity to_ such conversation h, the way, the offer is still Open, my truck is parked outsrde." or words to such ect. Respondent engaged in the following conduct toward Patient (Employee) at The Hospital in Sidney: 1. Respondent, in a meeting with Employee and a sales representative and/or others re arding the purchase of equipment, said to Employee S, ?We?ll get you a heated, Vibrating chair and you?ll never want to leave?, or words to such effect. 2. Respondent said to Em loyee ?If you were the type of girl who fooled around with married men, you be my ?rst choice?, or words to such effect. 12 W. 3. Respondent, when Emplo ee was going on vacation, said to Employee ?at least bring me a picture 0 you in a or words to such effect. 4. Employee was ill with a respiratory infection and/or other illness, and was treated in the Emergency Department of The Hospital. Respondent gave Employee samples of an antibiotic. Therea?er, Respondent saw Employee at work, and told her that he ?needed to listen to her lungs to see if the antibiotics were working? or words to such effect. Respondent had Em loyee step into his of?ce, which is also a conference room, and engaged in the ollowing conduct: ReSpondent unfastened Employee S?s bra. (ii) Respondent lifted up Employee S?s shirt and bra and exposed her breasts. Respondent, on or about August 7, 2004, sent an e-mail to a Board member and the acting CEO of The Hospital wherein Respondent attempted to persuade them to not report the events at The Hospital in Sidney to either the Committee for Physicians? Health (CPI-I) or the Of?ce of Professional Medical Conduct (OPMC). ,13 SPECIFICATION OF FIRST THROUGH TWENTY-THIRD SPECIFICATIONS MORAL UNFITNESS Respondent is charged with professional misconduct by reason of his committing conduct in the practice of medicine that evidences moral un?tness to practice medicine in violation of New York Education Law ?6530(20), in that Petitioner charges: 1. The facts in Paragraphs A and A.l and/or-VAJ and/orA.3 and/or A.4 and/or A.5 and/or A.7. 2. . The facts in Paragra hs and 82 and/or 33 and/or B.4 and/or 83 3.6 and/or 3.7 and/gr 13.3. The facts in Paragraphs and and/or C.2 and/or C.3. The facts in Paragraphs and D2 and/or D. 4 and/or D.8 and/or D9. The facts in Paragraphs and 13.5. The facts in Paragraphs and .1 and/or F2 and F.2(a) and/or F26) and/or F.2 c) and/or F.2(d) and/or .3 and F.3(a) and/or F.3(b) and/or F.3(c) an 7. The facts in Paragraphs and 0.1 and/or 62 and/or 63 and or 0.4. 8. The facts in Paragraphs and H.l and/or H. 2 and/or H.3 and/or H.4 and/or H.5 and/or and/or H.7 and/or H.8. 99's?? 9. The facts in Paragraphs 1, and/or I.l(a) and/or I.l(b) and/or Me). 10. The facts in Para J, and/or 1.2 and J.2(a) and/or audit: i 11. The facts in Paragraphs and K.l and/or K2 and/or and/or K.4. 12. The facts in Para raphs L, and r..1 and/or L.l(c) and/or LI d) ancior L3 and L.3(a and/or L.3 L.4 and/or LG and L. and/or L.6(b) and/or L. 13. The facts in Paragraphs and NH and/or M.2 and/pr N13. 14. The facts in Paragraph and NJ and/or N.2 and/or N3. 15. The facts in Paragraph 0. 16. The facts in Paragraphs and P.1 and/or P.2 and/or P.3 and/or PA. 17. The facts in Paragraphs and and/or Q2. 18. The facts in Paragraphs and R.l and/or R.2. l4 19. 20. 21. 22. 23. The facts in Paragraphs and 8.1 and/or 82. The facts in Paragraphs and T.1 and/or T2. The facts in Paragraphs and/or U.l and/or U.2 and/or U.3. The facts in Paragraphs and/or V.1 and/or v.2 and/or v.3 and/or and/or The facts in Paragraph W. TWENTY-FOURTH THROUGH THIRTY-THIRD SPECIFICATIONS HARASSING 0R ABUSING A PATIENT PHYSICALLY AN DIOR VERBALLY Respondent is charged with professional misconduct by reason of his willfully harassing, abusing, or intimidating a patient either physically or verbally, in violation of New York Education Law ?6530(31), in that Petitioner charges: 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. The facts in Paragraphs A and A.l and/or A.2 and/or A.3 and/or A.4 and/or A.5 and/or A.7. The facts in Paragraphs and B2 and/or B.3 and/or B.4 and/or B.5 and/or 3.6 and/or B.7 and/or 8.8. The facts in Paragraphs and and/or 02 and/or C.3. The facts in Paragraphs and F.l and/or F.2 and F.2(a) and/or F.2(b) and/or and/or F.2(d) and/or P.3 and F.3(a) and/or F.3(b) and/or and/or The facts in Paragraphs and 0.1 and/or 6.2 and/or 0.2 and or 0.4. The facts in Paragraphs I, 1.1 and I.l(a) and/or I.l(b) and/or The facts in Paragraphs 1, .1 and/or and/or The facts in Paragraph 0. facts in Paragraphs and RI and/or P.2 and/or P.3 and/or PA. The facts in Paragraphs v.4 and V.4(i) and/or 15 THIRTY-FOURTH AND THIRTY-FIFTH SPECIFICATIONS REVEALING INFORMATION WITHOUT CONSENT Respondent is charged with professional misconduct by reason of his revealing personally identi?able facts or information obtained in a professional capacity without the prior consent of the patient, except as authorized or required by law, in violation of New York Education Law ?6530(23), in that Petitioner charges: 34. The facts in Paragraphs and D.2 and/or 0.3. 35. The facts in Paragraphs and 0.4. THIRTY-SIXTH THROUGH FORTY-SECOND SPECIFICATIONS FRAUDULENT PRACTICE .1 Respondent is charged with professional misconduct by reason of his practicing medicine fraudulently in violation of New York Education Law 6530(2), in that Petitioner charges: 36. The facts in Paragraphs and D8 and/or D9. 37. The facts in Paragraphs and 1-3.5. 38. The facts in Paragraphs and Q.l and/or Q2. 39. i The facts in Paragraphs and RI and/or R2. 40. The facts in Paragraphs and 8.1 and/or 8.2. 41. The facts in Paragraphs and TJ and/or T2. 42. The facts in Paragraph W. 16 ORTY-THIRD THROUGH FORTY-SEVENTH SPECIFICATIONS NEGLIGENCE 0N MORE THAN ONE OCCASION Respondent is charged with professional misconduct by reason of his practicing medicine with negligence on more than one occasion in violation of New York Education Law 6530(3), in that Petitioner charges: 43. 45. 46. 47. The facts in Paragraphs A and A.1 and/or A2 and/or A.3 and/or AA and/or A.5 and/or A.6 and/or A.6(a) and/or A.6(b) and/or A.7. The facts in Paragraph and and/or 32 and/or 83 and/or B.4 and/or B.5 and/or 3.6 and/or B.7 and/9r 8.8. The facts in Paragraphs and and/or C.2 and/or C.3 and/or CA. The facts in Paragraphs and DJ and/or D.5 and/or [3.6 and/or DJ and 7(a) and/or The facts in Paragraphs and El and/or E.2 and/or E.3 and/or E4. 7 FORTY-EIGHTH THROUGH IFTY-FIRST SPECIFICATIONS WILLFULLY MAKING OR FILING A FALSE REPORT Respondent is charged with professional misconduct by reason of his making or ?ling a false report, in violation of New York Education Law 6530(21), in that Petitioner charges: 48. 49. 50. 51. The facts in Paragraphs and D.8 and/or D9. The facts in Paragraphs and 13.5. The facts in Paragraphs and and/or 82. The facts in Paragraphs and T.l and/or T2. 17 FIFTY-SECOND AND FIFTY-THIRD SPECIFICATIONS FAILURE TO KEEP ACCURATE RECORDS Respondent is charged with professional misconduct by reason of his failure to maintain a record for each patient which accurately re?ects the evaluation and treatment of the patient, in violation of New York Education Law 6530(32), in that Petitioner charges: 52. The facts in Paragraphs D, DJ and D.7(a) and/or D.8 and/or D.9. 53. The facts in Paragraphs and E4 and/or 135. FIFTY -FOURTH AND FIFTY-FIFT SPECIFICATIONS VIOLATING PUBLIC HEALTH LAW Respondent is charged with professional misconduct by reason of his violating section twenty-eight hundred and three-d or ?verity-eight hundred and ?ve-k of the public health law, in violation of New York Education Law 6530(14), in that Petitioner charges: 54. The facts in Paragraphs and and/or 8.2. 55. The facts in Paragraphs and T.l and/or T.2. DATED: 2004 Albany, New York %u 9429 Deputy counsel Bureau of Professional Medical Conduct 18 STATE OF NEW YORK DEPARTMENT OF HEALTH 433 River Street, Suite 303 Troy, New York 12180-2299 . w? Antonia Novello. M.D., M.P.H. Dennis P. WhaIen Commissioner Executive Deputy Commissioner August 4, 2005 CERTIFIED MAIL - RETURN RECEIPT REQUESTED Cindy Fascia, Esq. George Michael Innes, MD. NYS Department of Health c/o Catherine Gale, Esq. ESP-Corning Tower-Room 2509 Gale Dancks, LLC Albany, New York 12237 7136 East Genesee Street Fayetteville, New York 13066?0097 RE: In the Matter of George Michael Innes, M.D. Dear Parties: Enclosed please ?nd the Determination and Order (No. 05~53) of the Professional Medical Conduct Administrative Review Board in the above referenced matter. This Determination and Order shall be deemed effective upon receipt or seven (7) days after mailing by certi?ed mail as per the provisions of ?230, subdivision 10, paragraph of the New York State Public Health Law. Five days after receipt of this Order, you will be required to deliver to the Board of Professional Medical Conduct your license to practice medicine if said license has been revoked, annulled, suspended or surrendered, together with the registration certi?cate. Delivery shall be by either certi?ed mail or in person to: Of?ce of Professional Medical Conduct New York State Department of Health Hedley Park Place 433 River Street-Fourth Floor Troy, New York 12180 If your license or registration certi?cate is lost, misplaced or its whereabouts is otherwise unknown, you shall submit an af?davit to that effect. If subsequently you locate the requested items, they must then be delivered to the Of?ce of Professional Medical Conduct in the manner noted above. This exhausts all administrative remedies in this matter Sincerely, Sean D. O?Brien, lDirector Bureau of Adjudication SDO:cah Enclosure STATE OF NEW YORK DEPARTMENT OF HEALTH ADMINISTRATIVE REVIEW BOARD FOR PROFESSIONAL MEDICAL CONDUCT In the Matter of George Michael Innes, M.D. (Respondent) Adminisn'a?ve ReVieW Board (ARB) A proceeding to review a Determination by 2 Determination and Order No' 0563 Committee (Committee) from the Board for Professional Medical Conduct (BPMC) Before ARB Members Pellman, Wagle and Briherl Administrative Law Judge James F. Horan drafted the Determination For the Department of Health (Petitioner): Cindy M. Fascia, Esq. For the Respondent: Pro Se After a hearing below, pursuant to N. Y. Pub Health Law (PHL) 230(10) (McKinney Supp. 2005), a three-member BPMC Committee determined that the Respondent engaged in extensive and repeated professional misconduct, that included inappropriate touching of and comments to patients, without medical justi?cation. The Committee voted to revoke the Respondent?s License to practice medicine in New York State (License). In this proceeding pursuant to PHL ?23 both parties ask the ARB to modify that Determination. The Petitioner asks the ARB to sustain additional charges and the Respondent asks the ARB to overturn the revocation. After reviewing the hearing record and the review submissions from the parties, the ARB votes 4-0 to af?rm the Committee?s Determination in full. Committee Determination on the Charges A three-member BPMC Committee conducted a twenty-day hearing into charges that the Respondent committed professional misconduct in practicing medicine and violated N. Y. Educ. ARB Member Stanley Grossman, MD. recused himself from participating in this case. The ARB reviewed the case with a four-member quorum, see Matter of Wolkoff v. Chassin, 89 250 (1996). Law 6530(14), 6530(20-21) 6530(23) 6430(31532) (McKinney Supp. 2005) under the following speci?cations: - practicing medicine fraudulently; - practicing medicine with negligence on more than one occasion; - violating PHL 2805-k by failing to provide true and accurate information in seeking professional privileges from a hospital; - engaging in conduct that evidences moral un?tness; - willfully ?ling a false report; - revealing personally identi?able patient information without patient consent; - willfully harassing, abusing or intimidating a patient; and, - failing to maintain accurate patient records. The charges related to the care that the Respondent, an emergency room physician, provided to several patients and to staff at several facilities at which the Respondent worked and to the Respondent?s interactions with facility staff. The charges also related to the Respondent?s application for staff appointment at a facility and the Respondent?s communication to a Board Member and administrator at a facility. The charges date from on or about 1988-1990 until August 2004. The Respondent received his License in 1988. As relevant on this review, the charges allege that the conduct at issue took place at several facilities in New York [Via Health/Newark Hospital, Canton?Potsdam Hospital, Albany Memorial Hospital, St. Peter?s Hospital Albany and The Hospital in Sidney, New York] and at a party [Patient The charges refer to Patients and staff by initials to protect privacy. After conducting the hearing, the Committee rendered a Determination that found that the Respondent evidenced moral unfitness in practice in by touching inappropriately and without medical reason and/or making inappropriate comments to Patients A and F, and Employees 1, J, O, and S. The Committee found that the conduct also amounted to willfully harassing or intimidating F, I, J, O, and S. The Committee also determined that the Respondent evidenced moral un?tness in kissing Nurse N, without her consent on hospital grounds. The Committee found that the Respondent released patient information without consent concerning Patient and .2- that the Respondent failed to maintain an accurate record for Patient .D. The Committee found that the Respondent practiced medicine with negligence on more than one occasion in treating Patients A and C, by failing to record medical information on patient charts that could affect future patient care. Further, the Committee determined that the Respondent made an intentionally misleading answer in failing to disclose his termination from Via Health on an application to Canton?Potsdam Hospital. The Committee concluded that the answer amounted to practicing fraudulently, engaging on conduct that evidences moral unfitness, ?ling a false report and violating PHL 2805-k by failing to provide true and accurate information in seeking professional privileges from a hospital. Finally, the Committee found that the Respondent sent an electronic mail or computer message to a Board Member of and the acting CEO of the Hospital I at Sidney asking that they make no report about recent events at the Hospital to the Committee for Physician?s Health (CPH) or the Of?ce for Professional Medical Conduct (OPMC). The Committee found that the Respondent made inappropriate remarks to Employee at the Hospital during an employee physical in 2002. The Committee found that the Respondent?s message to the of?cials at the Hospital amounted to practicing fraudulently and engaging in conduct that evidences moral un?tness. The Committee voted to revoke the Respondent? License. The Committee rejected the Respondent?s suggestiOn that therapy would assist the Respondent to correct his behavior. The Committee noted that the Respondent entered into a contract with CPH in 2001 in which the Respondent received treatment with Dr. Linda Land. In that contract, the Respondent agreed to treat all patients with dignity and refrain from sexual innuendo, harassment, intimidation or seduction. The Respondent?s conduct toward Employee occurred after the Respondent entered into the CPH Contract. The Committee found that the Respondent lacked awareness concerning his problem and that he showed an inability to exercise discretion. The Committee concluded that no penalty other than revocation would protect the public adequately. -3- Review History and Issues The Committee rendered their Determination on March 28, 2005. This proceeding commenced on April 14 April 15, 2005, when the ARB received the Review Notices from the Respondent and then the Petitioner. The record for review contained the Committee's . Determination, the hearing record, the Petitioner?s brief and reply brief and the Respondent's brief and reply brief. The record closed when the ARB received the Petitioner?s reply brief on May 25, 2005. The Respondent asks that the ARB overturn the Committee?s Determination to revoke the Respondent?s License. The Respondent argues that the Committee, the Petitioner and the Petitioner?s expert engaged in misconduct and that the Respondent failed to receive due process or the opportunity to offer a defense. The Respondent argued that the Committee erred in the charges they sustained and the Respondent challenged the Committee?s ?ndings on the charges the Committee sustained. The Respondent characterized himself as an extraordinary physician, with much to offer patients and he argued that he can change his approach to patients and comply with monitoring. The Petitioner asked that the Committee sustain the Committee?s factual ?ndings and the determination to revoke the Respondent?s License. The Petitioner requests further that the ARB sustain additional misconduct charges with the Committee?s ?ndings as the basis. Following the Respondent?s reply brief, the Petitioner sent a letter to the Administrative Of?cer for the ARB asking that the Administrative Of?cer instruct the ARB to disregard certain material in the reply brief. ARB Authori Under PHL 230(10)(i), 230-c(1) and the ARB may review Determinations by Hearing Committees to determine whether the Determination and Penalty are consistent with the Committee's ?ndings of fact and conclusions of law and whether the Penalty is appropriate and within the scope of penalties which PHL ?230-a permits. The ARB may substitute our judgment for that of the Committee, in deciding upon a penalty Matter of Bogdan v. Med. Conduct Bd. 195 86, 606 381 (3rd Dept. 1993); in determining guilt on the charges, Matter of Spartalis v. State Bd. for Prof. Med. Conduct 205 940, 613 NYS 2d 759 Dept. 1994); and in determining credibility, Matter of Miniellv v. Comm. of Health, 222 750, 634 856 (3rd Dept. 1995). The ARB may choose to substitute our judgment and impose a more severe sanction than the Committee on our own motion, even without one party requesting the sanction that the ARB ?nds appropriate, Matter of Kabnick v. 91318819, 89 828 (1996). In determining the appropriate penalty in a case, the ARB may consider both aggravating and mitigating circumstances, as well as considering the protection of society, rehabilitation and deterrence, Matter of Brigham v. DeBuono, 228 870, 644 413 (1996). The statute provides no rules as to the form for briefs, but the statute limits the review to only the record below and the briefs so the ARB will consider no evidence from outside the hearing record, Matter of Ramos v. DeBuongL 243 847, 663 361 (3rd Dept. 1997). -5- A party aggrieved by an administrative decision holds no inherent right to an administrative appeal from that decision, and that party may seek administrative review only pursuant to statute or agency rules, Rooney v. New York State Department of Civil Service, 124 Misc. 2d 866, 477 939 (Westchester Co. Sup. Ct. 1984). The provisions in PHL ?230-c provide the only rules on ARB reviews. Determination The ARB has considered the record and the parties' briefs. We af?rm the Committee?s Determination that the Re3pondent committed professional misconduct. We refuse to consider matters outside the record or beyond our authority, we ?nd no matters in the record to merit a remand for further proceedings and no grounds on which to sustain further charges. We af?rm the Committee?s Determination to revoke the Respondent?s License. Matters Outside Record and Authority: The Petitioner complained that the Respondent?s reply brief referenced matters outside the record and asked that our Administrative Of?cer issue instructions to or to provide additional material to the ARB. The Administrative Of?cer issued no instructions and provided no additional material in this case to the ARB and the Administrative Of?cer issues no instructions or provides no additional materials at any party?s requests to the ARB in any other cases either. The ARB knows our authority and knows the statute that we work under, without anyone providing us with instructions. We know that we may review no matters from outside the record and we disregard any attempts to place matters from outside the record before us. With the review in this matter pending, the Respondent sent electronic messages to the Administrative Of?cer for the ARB, on notice to the Petitioner?s counsel, asking that the ARB conduct investigations into allegations by the Respondent and asking that the Respondent receive the opportunity to appear before the ARB and argue his case orally. The Administrative Of?cer responded that the ARB conducts no investigations and that the ARB hears no oral arguments. Nothing in PHL 230?c authorizes or allows the ARB to conduct investigations and nothing requires the ARB to conduct de novo hearings or hear oral arguments. - Due Process and Remand Authority: The Respondent?s brief made many allegations that the Respondent failed to receive due process and the Respondent asked the ARB to vacate the revocation order due to those allegations. The ARB holds no authority to vacate a Committee?s Determination on procedural grounds, but the ARB may remand a matter to a Committee for further proceedings under PHL 230-c. We considered the Respondent?s due process complaints as a request for remand to correct any procedural problems. We conclude that no reason exists for a remand in this case. The Respondent made allegations with no support in the record about leaks, witness tampering and false testimony by the Petitioner?s expert. As the Respondent offered no support for the allegations, we ?nd no grounds on which to consider those allegations. The Respondent also complained about statements by the Petitioner?s attorney and about the number of charges the Petitioner brought against the Respondent. We note that the statements by the Petitioner?s attorney constituted statements by counsel only. We also note that the Committee dismissed a large number of charges here and that the Committee went into great depth in discussing their reasons for sustaining and dismissing charges. We ?nd no reason to credit the Respondent?s allegation that the number of charges prejudiced the Respondent?s defense. The Respondent also alleged that the Committee came to a decision on the charges before they heard all sides and that the hearing?s length prejudiced the Respondent?s defense. We ?nd -7- no validity in those arguments. The Committee?s Administrative Of?cer, Judge Zimmer, made clear to the Committee their obligation to hear all sides before rendering a verdict [May 4th hearing transcript]. Further, the Committee?s Determination demonstrates that the Committee considered all the evidence in great detail and the Committee gave extensive explanations for their determination on each charge sustained or denied. As to the hearing?s length, we note that the Committee conducted twenty days of hearing in this case and the Committee had scheduled additional days. The hearing ended after twenty days because the Respondent?s counsel stated that the Respondent had no further proof [Committee Determination page The Respondent also argued that he received no chance to present a summary of the charges in his own words. We see. no validity in that argument. The Respondent received an extensive opportunity to present a defense, the ReSpondent received the opportunity to address the Committee during his testimony and both parties received the opportunity to present summations in writing, with proposed ?ndings of fact, following the hearing. The Respondent also complained that the Committee heard from multiple witnesses on the August 5, 2004 hearing date, when the Respondent was absent due to an emergency illness. Judge Zimmer refused to adjourn that day, because Nurse 0 traveled from Alaska to testify on that date. We ?nd no prejudice to the Respondent because the hearing went forward. The Respondent?s attorney received the chance to cross-examine all witnesses and Judge Zimmer indicated that the possibility existed that the Respondent could recall witnesses at a later time. The Respondent?s brief alleged that the Respondent received no chance himself to confront the witnesses. The Respondent testi?ed, however, that he failed to recall anything about Nurse 0 and that he had no recollection about an incident with Employee J, who also testi?ed on that date [see Committee Determination page .8- The ARB notes that we all served on Hearing Committees prior to becoming ARB members and we found in reviewing this record that Judge Zimmer did a very good job in conducting a fair hearing. Determination on the Charges: In making their Determination that the Respondent committed professional misconduct, the Committee credited sOme expert testimony by the Petitioner?s expert, Richard Braen, MD. The Committee found Dr. Braen a credible and knowledgeable witness, but the Committee noted some disagreement with Dr. Braen?s opinions. The Committee also credited some expert testimony by the Respondent himself, but noted that the Respondent tended to put the ?best spin? on events and that the Respondent failed to understand limits and boundaries of acceptable behavior. The Respondent challenged the ?ndings that the Committee based on the testimony by Dr. Braen, but the Respondent failed to cite to any speci?c errors or point to any contradictions in the testimony. The ARB ?nds that the Committee reviewed the expert testimony carefully and they again gave detailed reasons why they credited some testimony and rejected other testimony. We defer to the Committee as the ?nder of fact in their judgment about credibility between the experts. For the same reason, we defer to the Committee in their judgment about which fact evidence to credit. For the sustained charges involving patients or Staff, Patients A, and F, Nurse and Employees 1, J, O, and all testi?ed and in some cases other witnesses corroborated that testimony. In crediting the testimony by these people and sustaining the charges, the Committee often rejected testimony by the Respondent and some of his witnesses. The Committee, as the fact-?nder, received the opportunity to view the testimony by all these witnesses and they were in the best position to judge credibility. As to the charges the Committee sustained on the Canton?Potsdam Application and the communication to the Board Member and CEO at The Hospital at Sidney, the Committee based their conclusions on the Application itself and on the Respondent?s communication. In each case, the Committee could reject the Respondent?s explanations for his intentions in ?ling the Application and in sending the communication. We find no merit to the Respondent?s challenges to the evidence, which the Committee credited as the basis for those charges the Committee sustained. For example, in challenging the Findings on Patient F, the Respondent?s brief stated incorrectly that the Committee accepted unsupported testimony by Patient and disregarded the Respondent?s testimony. In fact, the charges concerning Patient fell into three categories: F2 and F3. The Committee rejected all the charges in category F.3. In dismissing those charges, the Committee credited testimony by the Respondent and rejected testimony by Patient F. As to the charges in F.1 and F2 that the Committee sustained, the Committee?s Determination cites to corroborating testimbny and evidence, including some testimony by the Respondent. Following the incident with Patient F, the Respondent faced criminal charges. In settling those charges, the Respondent made a statement in court in which he apologized to the Patient and her family and in which the Respondent admitted to engaging in uninvited, offensive and inappropriate conduct [Committee Determination, Finding of Fact 83]. The Committee found that apology corroborated the testimony by Patient F. The Respondent?s brief argued that the Committee took the apology out of context and that the Respondent made the apology only on recommendatiOn from his lawyer in the criminal case. The ARB concludes that the Committee acted properly within their role as fact-?nder in determining the context for the apology and refusing to accept the Respondent?s attempt to repudiate that apology later on. .10- We hold that the evidence that the Committee found credible provided the basis for the Committee to determine that the Respondent practiced fraudulently, practiced with negligence on more than one occasion, engaged in conduct that evidenced moral un?tness, practiced medicine fraudulently, violated PHL 2805?k by failing to provide true and accurate information in seeking professional privileges from a hospital, willfully ?led a false report, revealed personally identi?able patient information without patient consent, willfully harassed, abused or intimidated patients and failed to maintain accurate patient records. We reject the Petitioner?s request that we sustain additional charges in this case. Again, we conclude that the Committee made an extensive and detailed analysis on the evidence in this case and we af?rm the Committee?s Determination on which charges to sustain and dismiss- Penalty: The Respondent argued that his misconduct re?ected acceptable behavior in the Emergency Room at the time the conduct occurred. He admits now to engaging in piggish behavior and he asserts that he can modify his behavior and comply with monitoring. The ARB ?nds the Respondent?s arguments unconvincing and we af?rm the Committee?s Determination to revoke the Respondent?s License. The record demonstrates that the ReSpondent has received warnings and chances to change his behavior but has failed to heed those warnings or take advantage of those chances. The Respondent?s brief indicated at page 25 that OPMC conducted a ?rst interview with the Respondent in 1999. Despite knowing that OPMC was looking into his conduct as of 1999, the I Respondent continued his pattern of misconduct. The incidents with Patients A and and Employee all took place after 1999. After the incident with employee I, the Respondent entered into a Memorandum of Agreement with his employer in 1991, in which the Respondent agreed to examine his practice to ensure his behavior and procedures could not be misperceived I -11- as having a sexual implication. The conduct involving Patients A and and Employee all occurred after the Memorandum of Agreement. In settling the criminal charges concerning the 1998 incident with Patient F, the Respondent agreed to obtain counseling and he made the apology. The brush with the criminal courts failed to deter the ReSpondent from future misconduct and at the hearing in this case, the Respondent sought to distance himself from his apology. The Respondent entered treatment with Dr. Land under the CPH contract in 2001 but still engaged in the conduct involving Employee in 2002. The Respondent has engaged in abusive and morally un?t conduct towards patients almost from the time he received his License and he has continued to engage in that conduct despite prior warnings, promises to change and a brush with a criminal court. In addition, the ReSpondent has engaged in additional conduct that shows indifference to his patients and to the truth. We agree with the Committee that no penalty other than revocation can protect patients. The ARB concludes that if we allowed the ReSpondent to retain his License, he would repeat his misconduct in the future. We vote 4?0 to af?rm the Committee?s Determination to revoke the Respondent?s License. -12- ORDER NOW, with this Determination as our basis, the ARB renders the following ORDER: 1. The ARB af?rms the Committee's Determination that the Respondent committed professional misconduct. 2. The ARB af?rms the Committee's Determination to revoke the Respondent's License. Robert M. Briber Thea Graves Pellman Datta G. Wagle, MD. Therese G. MD. -13- In the Matter of George Michael Inncs. Mg); curs in the Determination and Order in the Datta G. Wagle, M.D., an ARB Member con Matter of Dr. Innes. Dated: '21 ,2005 #Rom :Br i bar Dr. Dated: July 27, 2005 FRX NO. CT ael In Jul. MD 26 2885 @9144?? P1 Robert M. Briber, an ARB Member, concurs in the crmination and Order in the MattFr of Robenynriber Jul. 29 2395 182829" P2 FRX ND. 115184822866 Thea Graves Pal lman in the Matter of Gauge Michael Innes, M.D. Thea Graves Pellman, an ARB mucus in the Determination and Order in the Thea Graves Matter of Dr. lnnes. Dated: zoos -icl- 07/27/05 17:08 the Matter ofDr. Imes ?ibau?: ?gbg 1r 2:2 AX 7183879090 Therese G: THERE5L anun ARB?Member mum in .the Determination. and Order in MG. MJ).