Attorney General of New Mexico Registry of Charitable Organizations 111 Lomas Blvd. NW, Suite 300 Albuquerque, NM 87102 Gary K. King Attorney General (505) 222-9000 Fax: (505) 222-9006 Albert J. Lama Chief Deputy Attorney General NM Charitable Organization Registration Statement Registration Tax Year Registration Status: 2012 Status Date: Fiscal Year Period Registration Number: 1/1/2012 - 12/31/2012 Charity Name: FEIN: Website Address: E-Mail Address: Fiscal Year End Month: Incorporated: Registration Submitted December 02, 2013 20122431333631946 Bill, Hillary & Chelsea Clinton Foundation 31-1580204 www.clintonfoundation.org mmcvey@clintonfoundation.org 12 Yes Day: 31 State: AR Date: 10/23/1997 Organization Type: Establish Date: Other Names for Charity: No other names for charity. Primary Address: 1200 President Clinton Ave. Little Rock, AR 72201 Mailing Address: 610 President Clinton Ave. Little Rock, AR 72201 Other Addresses: Phone Numbers: NTEE Classifications: Produced by NM-COROS No Other Addresses 501-371-9544 (Telephone) 501-371-9992 (Fax) R Civil Rights, Social Action & Advocacy NM Charitable Organization Registration Statement Page 1 of 12 NTEE Classifications: Charity Purpose: Solicitation Methods: Q International, Foreign Affairs & National Security P Human Services Bill, Hillary & Chelsea Clinton Foundation works to improve global health and wellness, increase opportunity for women and girls, reduce childhood obesity, create economic opportunity and growth, and help communities address the effects of climate change. Internet Mail Special Events Charity Individuals: Name: Braverman, Eric 501-371-9544 Position Title: CEO, Director Annual Compensation: $0.00 Address: 610 President Clinton Ave. Little Rock, AR 72201 Name: Cheng, Dennis 501-371-9544 Position Title: Chief Development Officer Annual Compensation: $206,014.00 Address: 610 President Clinton Ave. Little Rock, AR 72201 Name: Clinton, Chelsea 501-371-9544 Position Title: Vice Chair Annual Compensation: $0.00 Address: 610 President Clinton Ave. Little Rock, AR 72201 Name: Clinton, Hillary 501-371-9544 Position Title: Director Annual Compensation: $0.00 Address: 610 President Clinton Ave. Little Rock, AR 72201 Name: Clinton, William J. 501-371-9544 Position Title: Director Annual Compensation: $0.00 Address: 610 President Clinton Ave. Little Rock, AR 72201 Name: Kessel, Andrew Produced by NM-COROS NM Charitable Organization Registration Statement 501-371-9544 Page 2 of 12 Position Title: CFO akessel@clintonfoundation.org Annual Compensation: $168,310.00 Address: 610 President Clinton Ave. Little Rock, AR 72201 Charity Individuals: Name: Lindsey, Bruce 501-371-9544 Position Title: Chair Annual Compensation: $385,046.00 Address: 610 President Clinton Ave. Little Rock, AR 72201 Name: Streett, Stephanie 501-371-9544 Position Title: Executive Director Annual Compensation: $129,700.00 Address: 610 President Clinton Ave. Little Rock, AR 72201 Individuals who are authorized to sign checks: Braverman, Eric CEO, Director Kessel, Andrew CFO Streett, Stephanie Executive Director Individuals who are responsible for fund raising: Cheng, Dennis Chief Development Officer Individuals who are responsible for the distribution of funds: Braverman, Eric CEO, Director Kessel, Andrew CFO Streett, Stephanie Executive Director Individuals who have custody of financial records: Kessel, Andrew CFO Individuals who have custody of funds: Kessel, Andrew CFO Accountant/Auditor: Company: BKD, LLP Address: 400 West Capitol Avenue Suite 2500 Little Rock, AR 72203 Phone Number: 501-372-1040 E-Mail Address: info@bkd.com Produced by NM-COROS NM Charitable Organization Registration Statement Page 3 of 12 Person Authorized to Receive Service of Process: Person Name: McVey, Marsha Job Title: Finance & Control Company: William J. Clinton Foundation Address: 610 President Clinton Avenue Little Rock, AR 72201 Phone Number: 501-371-9544 E-Mail Address: mmcvey@clintonfoundation.org Professional Fundraisers: Fundraiser Name: American Marketing & Communications Corp. Fundraiser FEIN: Address: 14201 Pennsylvania Ave Hagerstown, MD 21742 Phone Number: 240-625-9237 E-Mail Address: Serives Provided: With regard to the direct mail program of the Clinton Foundation, American Marketing & Communications Corp. ("Fund Raising Counsel") advises on strategic planning, development of annual direct mail budget and projections, creative, copywriting, list selection, graphic design, and vendor selection and supervises production of mail pieces, mailing preparation, and list maintenance. Compensation The Foundation pays a monthly retainer to Fund Raising Agreement: Counsel of $6,250. Contract Period: 2/1/2013 - 1/31/2014 Has Custody or Control of Contributions: No Fundraiser Name: M+R Strategic Services, Inc. Fundraiser FEIN: Address: 2120 L Street NW Sixth Floor Washington, DC 20037 Phone Number: 202-223-9541 E-Mail Address: Serives Provided: The Foundation engaged M+R to provide strategic and tactical advice particularly related to the online program. The Foundation has further tasked M+R to meet with fund raising counsel in order to coordinate their strategies. Compensation The Foundation pays a monthly fee to M+R of $8,800 not Agreement: including reimbursement for out-of-pocket expenses. Contract Period: 1/31/2013 - 1/31/2014 Produced by NM-COROS NM Charitable Organization Registration Statement Page 4 of 12 Has Custody or Control of Contributions: No Question and Answer: Q: Has organization or any of its officers, directors, employees or fund raisers ever been enjoined or otherwise prohibited by a government agency/court from soliciting? A: No Q: Has organization or any of its officers, directors, employees or fund raisers had its registration been denied or revoked? A: No Q: Has organization or any of its officers, directors, employees or fund raisers ever been the subject of a proceeding regarding any solicitation or registration? A: No Q: Has organization or any of its officers, directors, employees or fund raisers ever entered into a voluntary agreement of compliance with any government agency or in a case before a court or administrative agency? A: No Q: Has organization or any of its officers, directors, employees or fund raisers registered with or obtained exemption from any state or agency? Produced by NM-COROS NM Charitable Organization Registration Statement Page 5 of 12 A: Yes Alabama Registering Agency:Office of the Attorney General Consumer Affairs Section Registration Number:99-120 Dates of Registration:3/31/13 to 3/31/14 Alaska Registering Agency:Alaska Department of Law Attorney General's Office Registration Number:N/A Dates of Registration:9/1/13 to 9/1/14 Arkansas Registering Agency:Office of the Attorney General Consumer Protection Division Registration Number:N/A Dates of Registration:5/3/13 to 5/3/14 California Registering Agency:Registry of Charitable Trusts Office of the Attorney General Registration Number:N/A Dates of Registration:5/15/12 to 5/15/13 extended to 11/15/13 Colorado Registering Agency: Colorado Secretary of State Registration Number: 20033005345 Dates of Registration: 5/15/13 to 5/15/14 Connecticut Registering Agency:Public Charities Unit Office of the Attorney General Registration Number:83121-05005 Dates of Registration:5/31/12 to 5/31/13 extended to 11/30/13 Florida Registering Agency:Department of Agriculture and Consumer Services Solicitation of Contributions Registration Number:CH8861 Dates of Registration:2/13/13 to 2/13/14 Georgia Registering Agency:Securities and Business Regulation Office of the Secretary of State Registration Number:CH 000954 Dates of Registration:6/7/13 to 6/7/15 States Where Registered (Con’t) Hawaii Produced by NM-COROS NM Charitable Organization Registration Statement Page 6 of 12 A: Yes Registering Agency:Department of the Attorney General Registration Number:N/A Dates of Registration:5/15/12 to 5/15/13 extended to 11/15/13 Illinois Registering Agency:Office of the Illinois Attorney General Charitable Trust and Solicitations Bureau Registration Number:N/A Dates of Registration:6/30/12 to 6/30/13 extended to 8/30/13 Kansas Registering Agency:Secretary of State Corporation Division Registration Number:274-693-1 Dates of Registration:6/30/12 to 6/30/13 Kentucky Registering Agency:Office of the Attorney General Consumer Protection Division Registration Number:N/A Dates of Registration:5/15/13 to 5/15/14 Maine Registering Agency:Department of Professional & Financial Regulation Charitable Solicitations Registrations Registration Number:CO 2606 Dates of Registration:11/30/13 to 11/30/14 Maryland Registering Agency:Office of the Secretary of State Charitable Organizations Division Registration Number:N/A Dates of Registration:6/30/12 to 6/30/13 extended to 11/15/13 Massachusetts Registering Agency:Department of the Attorney General Division of Public Charities Registration Number:37826 Dates of Registration:5/15/12 to 5/15/13 extended to 11/15/13 Michigan Registering Agency:Charitable Trust Section Department of the Attorney General Registration Number:N/A Dates of Registration:7/31/12 to 7/31/13 extended to 1/1/14 Minnesota Registering Agency:Office of the Attorney General Produced by NM-COROS NM Charitable Organization Registration Statement Page 7 of 12 A: Yes Charities Division Registration Number:N/A Dates of Registration:7/15/12 to 7/15/13 extended to 10/15/13 Mississippi Registering Agency:Mississippi Secretary of State's Office Charities Registration Registration Number:N/A Dates of Registration:11/15/12 to 11/15/13 New Hampshire Registering Agency: Bureau of Charitable Trust Registration Number: N/A Dates of Registration: 5/15/12 to 5/15/13 extended to 11/15/13 New Jersey Registering Agency:New Jersey Division of Consumer Affairs Charities Registration Registration Number:N/A Dates of Registration:6/30/12 to 6/30/13 extended 12/31/13 New Mexico Registering Agency:Office of the Attorney General Charitable Organization Registry Registration Number:N/A Dates of Registration:6/30/12 to 6/30/13 extended to 9/28/13 Nevada Registering Agency:Nevada Secretary of State Registration Number:N/A Dates of Registration:5/31/13 to 5/31/14 New York Registering Agency:Department of Law Charities Bureau Registration Number:N/A Dates of Registration:5/15/12 to 5/15/13 extended to 11/15/13 North Carolina Registering Agency:Secretary of State's Office Solicitation Licensing Branch Registration Number:N/A Dates of Registration:5/15/12 to 5/15/13 extended to 8/15/13 North Dakota Registering Agency:Secretary of State State of North Dakota Registration Number:N/A Dates of Registration:9/1/13 to 9/1/14 States Where Registered (Con’t) Produced by NM-COROS NM Charitable Organization Registration Statement Page 8 of 12 A: Yes Ohio Registering Agency:Office of the Attorney General Charitable Foundations Section Registration Number:N/A Dates of Registration:5/15/13 to 5/15/14 Oklahoma Registering Agency:Oklahoma Secretary of State Registration Number:N/A Dates of Registration:12/20/12 to 12/20/13 Oregon Registering Agency:Department of Justice Charitable Activities Section Registration Number:N/A Dates of Registration:5/15/12 to 5/15/13 extended to 11/15/13 Pennsylvania Registering Agency:Department of State Bureau of Charitable Organizations Registration Number:16190 Dates of Registration:11/11/12 to 11/11/13 Rhode Island Registering Agency:Department of Business Regulation Charitable Organization Section Registration Number:N/A Dates of Registration:7/24/13 to 7/24/14 South Carolina Registering Agency:Office of the Secretary of State Public Charities Section Registration Number:N/A Dates of Registration:5/15/13 to 5/15/14 Tennessee Registering Agency:Office of the Secretary of State Division of Charitable Solicitations Registration Number:N/A Dates of Registration:6/30/12 to 6/30/13 extended to 9/28/13 Vermont Registering Agency:Office of the Secretary of State Registration Number:N/A Dates of Registration:4/1/13 to 4/1/15 States Where Registered (Con’t) Produced by NM-COROS NM Charitable Organization Registration Statement Page 9 of 12 A: Yes Virginia Registering Agency:Department of Agriculture and Consumer Services Division of Consumer Affairs Registration Number:N/A Dates of Registration:5/15/12 to 5/15/13 extended to 11/15/13 Washington Registering Agency:State of Washington Secretary of State Charities Division Registration Number:N/A Dates of Registration:11/30/13 to 11/30/14 West Virginia Registering Agency:Secretary of State State of West Virginia Registration Number:N/A Dates of Registration:9/17/12 to 9/17/13 extended to 12/16/13 Wisconsin Registering Agency:Department of Regulation and Licensing Charitable Organizations Registration Number:N/A Dates of Registration:7/31/13 to 7/31/14 Q: Has organization or any of its officers, directors, employees or fund raisers solicited funds in New Mexico? A: Yes The William J. Clinton Foundation has been registered in NM for serveral years and sends mail to potential donors. This is an ongoing campaign. Q: Are any of the organization’s officers, directors, trustees or employees related by blood, marriage, or adoption to: (a) any other officer, director, trustee or employee OR (b) any officer, agent, or employee of any fundraising professional firm under contract to the organization OR (c) any officer, agent, or employee of a supplier or vendor firm providing goods or services to the organization? A: No William J. Clinton, Director, is married to Hillary Rodham Clinton, Director, and Chelsea V. Clinton, Vice Chair, is their daughter. Q: Does the organization or any of its officers, directors, employees, or anyone holding a financial interest in the organization have a financial interest in a business described in (b) or (c) in previous question OR serve as an officer, director, partner or employee of a business described in (b) or (c) in previous question? A: No Q: Have any of the organization’s officers, directors, or principal executives ever been convicted of a misdemeanor or felony? A: No Produced by NM-COROS NM Charitable Organization Registration Statement Page 10 of 12 Q: Does the organization receive financial support from other non-profit organizations (foundations, public charities, combined campaigns, etc.)? A: Yes In the reporting year, several nonprofit organizations and private foundations provided financial support to the Foundation. The Foundation participates in the Combined Federal Campaign through Global Giving. Q: Does the organization share revenue or governance with any other non- profit organization? A: No Q: Does any other person or organization own a 10% or greater interest in your organization OR does your organization own a 10% or greater interest in any other organization? A: No Applied For Tax Exempt: Yes 5/21/2002 Granted Tax Exempt: Yes 5/21/2002 IRS Section: 501(c)(3) Tax Exempt Ever Denied: No Tax Exempt Ever Revoked: No Tax Exempt Ever Modified: No Contributions Tax Deductible: Yes Banks: Bank of America 501-370-5100 200 Main N. Little Rock, AR 72114 Annual Financials Tax Year: 2012 IRS Document Filed: 990 Total Contributions: $51,456,352.00 Total Gross Revenue: $54,712,950.00 Total Expenses: $58,751,898.00 Program Services Expenses: $47,999,241.00 Management General Expenses: $5,501,389.00 Produced by NM-COROS NM Charitable Organization Registration Statement Page 11 of 12 Fundraising Expenses: $5,251,268.00 Beginning of Year Net Assets: $187,628,983.00 End of Year Net Assets: $183,590,035.00 Gross Professional Fundraising Collections: $2,539,138.00 Net Professional Fundraising Collections: $2,334,959.00 Registration Submitted By: Registration was submitted by a registrar using information provided by the charity organization. Produced by NM-COROS NM Charitable Organization Registration Statement Page 12 of 12