To Governarjim Doyle and Secretary Rick Ra amisch June 2010 er {Go Greg Lewis, Co-Chair St. Gabriel?s Church Milwaukee Jim Moeser, Co-Chair Wisconsin Council on Children and Families Madison Bishop Charles McClelland Word of Hope Ministries Milwaukee Lori Vance Express Yourself Milwaukee Milwaukee John Burmaster Retired Educator Gleason John Solberg Rawhide Boy?s Ranch New London .i'r?araseas Mark Mertens Outagamie County Health and Human Services Department Appleton Judge Glenn Yamahiro Milwaukee Circuit Court Milwaukee Judge Mary Triggiano Milwaukee Circuit Court Milwaukee Judge Neal Nielsen Vilas County Circuit Court Eagle River Judge Wendell Askenette Menominee Tribal Court Keshena Note: Members were appointed as citizens, not as representatives of their specific organization affiliations) Due to a steady decline in the number of youth placed with the Division of Juvenile Corrections for placement in a secure Juvenile Correctional Institution (J CI) over the past decade, the department has been exploring options related to whether or not the currentconfiguration of CIs should be maintained, and if not what options may exist for consolidating programs. In April, the Governor appointed a committee of citizens with varied expertise and perspectives on juvenile justice and youth issues to provide an independent review of Cl operations, focusing primarily on the two male juvenile institutions (Ethan Allen School and Lincoln Hills School), and provide recommendations regarding the best correctional environment for delinquent youth which will enable them to learn, grow, and change their behavior for successful community reintegration. The committee met seven times between April 19 and June 21. This included five full-day meetings, touring both facilities, receiving and reviewing dozens of documents, and hearing testimony from a number of key juvenile justice system partners. Based on the observations of the committee, the following recommendations are made to the Governor and Department of Corrections Secretary: 1. The committee believes that it is not fiscally or programmatically feasible to continue to operate two male juvenile correctional institutions and that the department should proceed with consolidation of Ethan Allen and Lincoln Hills as a first step toward significant system change. The committee does not make a formal recommendation as to which CI should be closed (see Discussion under Options Considered and Voting Process). 2. The committee recommends that the department appoint an advisory group to assist with transition/consolidation efforts if/when they occur. This committee may be made up of parents, county staff, service providers, members of the faith community, youth advocates, or others who have a stake in the success of the transition. The immediate purpose of the advisory group is to assist the department in making a transition that maintains the high quality of existing programs and supports communications with critical stakeholders. 3. The committee recommends that following the transition/consolidation attention be turned to a collaborative process with counties to revisit opportunities for continued improvements in the juvenile justice system including improvements in the Youth Aids funding system and potentially suggesting alternative funding options. 4. The committee recommends that additional fiscal measures be taken to lower or slow the rate of growth in the daily rate(s), including: (1) utilizing funds from general school aids to pay an appropriate share of the school costs at the institutions, (2) funds generated through participation in the federally supported school breakfast/lunch program be applied as revenue to the division, and (3) appropriate fixed operational costs utilities and maintenance costs) be supported by general program revenue rather than being included in the daily rate(s). 5. The Committee commends DJ Administrator Margaret Carpenter for the changes that have been made over the last 18-20 months in the division and makes a recommendation that Margaret Carpenter be retained as DJ Administrator in the next administration. June 2010 NATURE OF THE CHARGE TO THE COMMITTEE On April 8, Governor Doyle appointed a statewide committee to determine how Wisconsin?s Department of Corrections Division of Juvenile Corrections should respond to an over decade-long drop in juvenile crime. Along with a decline of the male juvenile arrest rate of 22 percent since 2001, the average daily population of youth placed in the state juvenile correctional institutions had declined more than 35 percent. The 11-member committee is comprised of a diverse group of citizens and professionals involved in working with youthful offenders. The stated goal of the committee is to formulate a committee recommendation for the Governor regarding the best correctional environment for delinquent youth which will enable them to learn, grow, and change their behavior for successful community reintegration. The committee was tasked to look at the operations of both male juvenile correctional institutions (Ethan Allen School - EAS, Lincoln Hills School - LHS) and explore how best to serve juvenile offenders in the future while reducing costs, including possible consolidation of the institutions and/or programming. SUMMARY OF THE COMMITTEE PROCESS Following appointment of the committee, the first meeting was held on April 19, and an ambitious schedule of subsequent meetings was established to provide committee members with the information needed to thoughtfully complete the task assigned. At the meeting on April 19, the committee was provided with a range of basic information about the operations of the two institutions, established an initial schedule of additional meetings, and selected co-chairs for the group. The co-chairs were Greg Lewis from St. Gabriel?s Church in Milwaukee and Jim Moeser from the Wisconsin Council on Children and Families. Following that first meeting, five full?day (April 29, May 7, May 14, May 21, June 2) and one half? day (June 21) meetings were scheduled and held. Not all committee members were able to attend all meetings in person, but several members were able to participate by telephone at various meetings. Members received a structured tour of both EAS (April 29) and LHS (May 7), and members who were unable to participate on those group tours were offered/provided the opportunity for a private tour. At meetings on May 14 and 21, the committee received input from a number of system partners and professionals, including: a Marty Beil and Susan McMurray, AFSCME a Mary Belle and Mike Senn, WEAC Lance Horozewski, Office of Justice Assistance 6 Kathy Malone, Justice Solutions, LLC a Gerald Huber, La Crosse Countyl-luman Services 9 Sarah Diedrick-Kasdorf, Wisconsin Counties Association 6 Larry Winter, Chippewa County Human Services 6 Peggy West, Milwaukee County Board Health and Human Needs Committee 6 Eric Meaux, Milwaukee County Delinquency and Court Services - a DeWayne Street, Department of Corrections/Adult Institutions Education Director June 2010 3 Staff from the Division of Juvenile Corrections attended all meetings and prepared/provided written and verbal information to the committee on a wide range of statutory, program, operational, and fiscal issues. They responded to approximately 20 specific data requests made by committee members and provided dozens of documents to the committee for review. All data requested by the committee was provided, and division staff did not provide a recommendation to the committee related to which facility would best meet the needs of youth and ultimately communities. Pursuant to a specific request by the committee, the division did provide examples of options the committee could consider as well as some information on how any consolidation might be implemented. The committee received copies of resolutions passed by several local legislative bodies as well as approximately 20 other items of correspondence from interested policy-makers, organizations, individuals, and elected officials. At the meeting on June 2, the committee conducted a structured conversation that included observations and comments based on the facility tours, reviewing the written information provided, and asked further questions of division staff. Additionally, the committee reviewed key issues (reflected in the themes in the body of the report) and some of the critical components that should go into ultimate recommendations, including: 6 Educational Programming Reentry/Reintegration Issues Family Engagement/Involvement a Assessment 9 Treatment and Programming 6 Institutional Climate a Cultural Competency Physical Plant a Transportation 9 Costs Associated with Consolidation The discussions of June 2 and June 21 formed the basis of this report, including statements of the recommendations to be provided to the G0vernor and Department Secretary. Meetings were open to the public, and agendas and minutes from the committee?s meetings are available to the public upon request. Jr; ne 2:010 REGARDING THE CHARGE TO THE COMMITTEE The most direct charge to the committee is re?ected in the media release announcing the formation of the committee, namely ?The Juvenile Corrections Review Committee will comprehensively explore how best to serve juvenile offenders in the future while reducing costs, including possible consolidation of the institutions and/or programming?. Both in the initial statement issued by the Governor and the initial presentation and statement to the committee by Secretary Raemisch, it was apparent that this charge represents a serious and legitimate interest in seeking an ?outside? perspective on how best to move the juvenile corrections system forward. The committee did not begin its work with a focus solely on consolidation. In fact, the committee gathered information that helped inform options from closing neither facility to closing both Ethan Allen School (EAS) and Lincoln Hills School (LHS) (and creating smaller, regional secure facilities). It was clear that if consolidation was necessary, making a recommendation on which facility should be closed would be a difficult decision and that ?if this was an easy decision, it would have been made already.? Our work only served to reinforce and deepen our understanding of the complexity of the issues involved, the opportunities this change presents, the impact(s) our recommendations may have, and'the challenges faced in implementing substantive changes in the system. While the charge relates most specifically to determining what the best environment for serving youthful offenders is, we understand that our recommendations and the ultimate decisions made go beyond the immediate impact on the youth and families served in the juvenile corrections system. There are economic interests, employment issues, geographic and racial concerns, and political considerations that will inevitably impact final decisions made. As discussions go forward, there undoubtedly will be additional information provided and other opinions expressed. Those may be given whatever weight is appropriate by the ultimate decision-makers. We were asked to provide an ?outside perspective? on this issue and believe we have done so. Finally, we submit that Wisconsin is at a ?crossroads? in how best to structure the future of a comprehensive and cost-effective juvenile justice system that ensures safety for our communities, provides meaningful opportunities for youth to learn the skills they need to become productive members of our communities, and addresses the underlying needs of youth who commit offenses against others. With that in mind, we take this opportunity to provide our recommendations on the more immediate issue (related to consolidating the two male institutions) but also remark on the importance of viewing this decision within a larger vision for a state?wide juvenile justice system. ,June 2010 5 LIMITATIONS AND OF THE PROCESS This was, from the beginning, an incredibly challenging task and timeline. The committee is aware that our Work was necessarily limited both by the appropriate timeframe provided by the Governor and the time and energy committee members had to dedicate to this task. We understand that department staff and others more closely connected to the daily operations of the boys? institutions have been working on this issue for several years and that much of the information reviewed by the committee has been included in prior public documents and/or has been the focus of prior public discussions, communications, and even proposed legislation. Not all committee members were able to attend all meetings, and we are not suggesting that we asked every possible question, gathered every possible document, conducted every possible visit, or that our opinions somehow supersede the work of others. Therefore, the ultimate discussion by the committee reflects our impressions of what we saw, heard, and read during our time together, and our recommendations should be considered in that light. Nonetheless, this is a committee made up of insightful, engaged, concerned, diverse, and competent members. Members made an immediate and incredible commitment to an ambitious schedule of meetings that would allow us to accomplish the task in close to the allotted time. We invited and heard testimony and received communications from an array of critical system partners, asked for and were provided dozens of documents in response to questions raised by committee members, had the opportunity to tour both facilities and to speak directly to youth, and conducted meaningful and respectful discussions to arrive at our final recommendation(s). . June 2010 6 A CONTEXT FOR UNDERSTANDING OUR RECOMMENDATIONS AND VISION FOR JUVENILE JUSTICE During the course of our meetings and discussions, there were a number of themes and issues that emerged, re?ecting the sense of the committee that resolution of the immediate issue of potential consolidation is inevitably intertwined with a host of other juvenile justice system issues and opportunities. These following statements help inform and expand upon the recommendations presented by the committee and should be considered equally as important as the more immediate recommendation(s) related to consolidation of the boys? institutions. Core Value Underlying Recommendations While there are many factors or criteria upon which committee recommendations could be based, the committee always returned to the fundamental value that our task was to recommend what we believe is the best environment to give youth a chance to turn their lives around and return readv to contribute to our communities. We take note of the many other issues that surround this task, including but not limited to (1) the economic i1npact(s) on a region of closing a facility, (2) the i1npact(s) on the lives of staff (and their families) employed at the institutions, (3) the opportunities for utilizing one of the facilities if closed, (4) the relationship of this decision to future opportunities to improve the juvenile justice system, and (5) the practical challenges that will be faced in making a successful transition to a new model for juvenile corrections. We respect and understand the input we received around these issues, and these issues will undoubtedly play a role in subsequent decisions made. Nonetheless, our preeminent focus always returned to our fundamental charge, focusing on what will work best in the long run for youth, their families, and our communities. The Need for Investments in Core Social Institutions and Prevention While not immediately within the scope of the charge to our committee, we assert it is important to reinforce what everyone knows - that we should View corrections, as well as local juvenile justice efforts, within a comprehensive strategy that strengthens and supports families, invests in core social institutions schools, neighborhood centers, after school programs), promotes proven prevention efforts, supports early and appropriate intervention and services when problems occur, and when necessary provides the structure and control to ensure both short and long term community safety. The committee took particular note that the youth served in the juvenile correctional system have multiple and complex needs (cg. mental health needs, basic health needs, reconnect with cultural identity, special education and remedial educational needs, and social skill deficits) that do not diminish the harmful impact their behavior has had on their community and families but do reflect a fundamental understanding of what can be done to prevent their negative behaviors in the first place. We know more than ever what works to help at-risk youth navigate successfully through adolescence into early adulthood, and we believe it is important to affirm that we can and should do all we can to make that happen. For instance we know that a child who is substantially behind in reading ability by the end of third grade is at a dramatically higher risk of school failure and delinquency involvement, yet we struggle to fully invest in quality early care and learning to bring all children to the ?school starting line? ready to learn. Racial disparities that are identifiable at that early age remain and are reflected in June 20 10 ?7 that same disproportionality we see in the achievement gap in our schools and in our juvenile and adult corrections population. And, investments in prevention are often the first to be reduced when local and state budgets get tight. The committee recognizes the important role that parents, the faith community, schools, service organizations, mentors and volunteers, policymakers, and others play in their future and that decisions about juvenile corrections need to be made as part of a larger vision. Expanded involvement at this level is essential in restructuring of Juvenile Corrections Short-Term Decisions and a Long-Term Vision for Wisconsin?s Juvenile Justice System A substantial amount of input from others and subsequent committee discussion focused on the importance of viewing the immediate decision as the first step in a longer-term opportunity to review a host of juvenile justice system improvements. The fact that Wisconsin has seen a substantial reduction in the number of youth placed in juvenile correctional institutions is not unique to Wisconsin and is in large part due to a combination of decisions, some made many years ago and some that continue to evolve, and other social and demographic changes. Specifically, having two larger institutions reflected utilization trends and decisions of the 1960?s into the 1970?s in what role the state should play in the system. Similar to the adult model, the cost of placing a youth in a juvenile correctional facility was borne by the state, and both the perceptions and reality of increasingly serious juvenile crime and the lack of local alternatives drove decisions that resulted in increasing institution populations. Creation of the Youth Aids funding system (more about that later) contributed to changing that funding dynamic and the direction of juvenile justice and corrections in Wisconsin. Passage of the Children?s Code in 1976 and more recently the Juvenile Code in 1996 clearly had impacts on practice and populations in the institutions. Substantive investments at the local level in alternatives to corrections have meant that youth who would have been in a correctional institution 5-10?15 years ago are instead served in their communities. Wraparound and coordinated service team models that work with youth with multiple problems have developed in nearly half the counties in Wisconsin, and the growing use of evidence?based practices at both the state and local level seems to be working. Fundamentally, the average daily pepulation in CIs is a function of two factors: (1) how many youth are placed there, and (2) how long they stay. Not only have the numbers of youth placed declined, but it also should be noted that the average length of stay in a CI has declined substantially over the past decade due to several program changes and the focus on placing youth in less restrictive environments when appropriate. Although Serious Juvenile Offenders may spend up to 2 or more years in a CI this is the exception. As counties have become more engaged in treatment and reentry planning, the opportunities to reduce the length of stay for youth while still ensuring safety for the community have continued to grow. There is every reason to believe that collaboration between counties and DJ will continue to grow and as long as counties have the resources to create and sustain local programs, the length of stay should not increase in the near future. Just as past decisions have had implications that we are dealing with today, we believe decisions made now will have implications for years to come and that viewing consolidation as anything more than a first step toward larger system change is shortsighted. June 2010 8 RelationshiplPartnership with Counties toward a More Integrated System The committee heard from a number of presenters about the importance of viewing this change as an opportunity to reexamine the nature of the relationship between county juvenile justice services and investments and the Division of Juvenile Corrections (DJ C). In fact, over the years, on?going communication between DJ and counties has led to numerous practice changes, ideally directed toward ensuring that the programming provided by DJ is appropriate and that the likelihood of successful and sustained reintegration back into the community is increased. rl?he committee heard testimony regarding the challenges of collaboration between the DJ and counties related to cost of services as well as building a strong service ?bridge? between local and state agencies. rl?his directly affects issues of re-entry and re-integration of youth back into the community and also affects the length of stay in CI facilities due to rules violations (not new offenses)). This is a clear indicator of the need for a new initiative of state and county collaboration. As will be noted more in a later section, one of the major issues that bind counties and DJ together is the manner in which DJ is funded, the vast majority of funding as program revenue based on counties essentially ?purchasing? correctional services from the state. The balancing of intervention and safety goals shared by counties and DJ within this funding structure is sometimes perceived as a source of dissonance. Yet, just as counties have made great efforts to reduce costs by finding ways to safely serve youth at the local level, DJ has made efforts over time to keep the cost of correctional services as low as possible while still maintaining core programs and services. As the populations in the institutions have steadily declined over the last decade, the challenge for both local and state agencies has grown. At times, this challenge obscures what is perhaps the more significant aspect of the relationship, namely how counties and DJ can work together to successfully meet the goals of the Juvenile Code. Furthermore, the committee was provided information about the nature and range of some of the program efforts that counties have made to meet their needs. Throughout the state youth are being served locally in ways that less than a decade ago would not have occurred. Going forward, building on the of both the county and state systems, there are really two main areas of collaboration that the committee took note of: (1) helping to ensure that the right youth are placed in the correctional system at the right time, and (2) ensuring that transitions are accomplished in a coordinated manner so that youth get started on the right track when placed in an institution and that reentry planning includes resources and services at the local level that can support the positive behavior and learning changes youth make while in an institution. The responsibility for these transitions has to be a shared responsibility of both counties and DJC, with the counties as ?purchasers? of services but ultimately the recipients of returning youth. Clarifying expectations about what can be accomplished by sending a youth to a CI and understanding how to support the transition from the intensive structure and programming of the Cl back into the community is an important task that counties need to take responsibility for. Likewise, DJ has the responsibility to ensure that all aspects of programming are directed toward reentry and must be proactive in outreach and engaging aftercare staff and families/others who will be involved in helping to promote a youth?s successful return. ?Si June 2010 9 Fiscal Issues and Challenges for both the State and Counties As noted above, one of the issues which a number of presenters focused on related to the funding mechanism for juvenile corrections and local juvenile justice services. The Department and Legislative Fiscal Bureau has prepared a number of documents providing the history and issues related to Youth Aids, so it is not necessary to reiterate that within this report. What is important, however, is that for many committee members and for the general public, the complex nature of funding juvenile corrections is a little-understood aspect of Wisconsin?s system. Prior to the creation of Youth Aids, Wisconsin?s juvenile corrections system was funded essentially the same as the adult system - namely, local units of government (counties) were responsible for dealing with local services and programs and the state paid the cost of placements in juvenile corrections. Creation of the Youth Aids system tied the funding of juvenile corrections to the nature of decisions made at the local level by requiring that counties pay the daily rate of services provided by juvenile corrections if and when the court placed a youth in corrections. This system provided support and an incentive for counties to create local alternatives to corrections and avoid unnecessary out-of?home placements. This unique funding strategy has, in many ways, been a model for juvenile justice funding in other states and to a large extent has had the intended effect of ?driving? services to the local level. It is not, however, without some problems. - Since Youth Aids funds do not cover the full cost of delinquency-related services, and since the increases in the daily rates charged to counties has increased significantly faster than the Youth Ai'ds fund (particularly since 1996 when the increase in daily rates and the Youth Aids fund were ?disconnected?), in many jurisdictions Youth Aids funds are now used almost entirely to fund correctional and other out-of?home placements. While the state provides over $100 million for Youth Aids, representing in the neighborhood of 50% of all government expenditures (local and state) for juvenile justice, the committee heard from a number of presenters that the fund is not sufficient to fulfill its original purpose and/or that the reliance on Youth Aids daily rate payments (program revenue) for such a large share of juvenile corrections? support needs review. In reality, under the current system, the only way to reduce the daily rate (and thereby diverting more funds to the local level) is to increase the number of youth in juvenile corrections (see subsequent section) or substantially reduce juvenile correctional costs. The committee notes that Cl costs are comparable to costs associated with other intensive residential placements, so significant reductions in expenditures is likely to have a deleterious impact on the effectiveness of programming provided by the department. There are a number of funding options that have been included in prior documents created by the department and that information was presented to the committee. In particular, the committee - takes note of recommendations presented by the Wisconsin Counties Association and AFSCME that suggest there are a number of options that could be considered to help fund juvenile correctional placements which concurrently allows counties to retain a higher percentage of their Youth Aids allotment. These include: (1) transferring the costs associated with the education component of 013 to the state school aids fund, (2) transferring some fixed costs (utilities, capital expenditures, facility maintenance, etc.) related to institutions to be paid for out of general program revenue, (3) having the state review and assume costs for health care within the general Medicaid BadgerCare Plus program, (4) utilizing federal revenues from the school?based breakfast and lunch program to help June 2010 10 offset a portion of the daily rate, (5) removing costs for additional high?intensive service from the ?blended? daily rate mental health services for girls at Southern Oaks and boys at Mendota Juvenile Treatment Center; (6) increase the number of offenses for which the state would assume payment either wholly or a portion - as is currently the case for youth committed under the Serious Juvenile Offender 0] program), and (7) establishing a daily rate that represents, for example, the average of the daily rates of other comparable out-of?home placements and simply fund any ?gap? from general purpose revenue funds. The committee is aware that consolidation will not have an immediate impact on the daily rate for juvenile correctional placement(s). This is somewhat contrary to what one would expect, but it is a function of two major factors: (1) the number of youth placed has continued to decline well beyond what anyone would have anticipated, and (2) although some costs have been reduced as the result of not filling vacant positions, the department has not implemented savings plans to bring the costs down as fast as the population has declined. That brings us to the current situation in which reasonable projections to begin to address the significant deficit (estimated in the neighborhood of $25 million in this biennium) or to maintain the daily rate near its current level cannot be accomplished without consolidation. In reality, consolidation may at best, slow an increase in daily rates. Short of a substantial change in the funding structure of juvenile corrections, continuing to operate two complete male institutions is not fiscally responsible. The important point in this discussion is not that the committee was asked by the Governor to address Youth Aids funding issues but rather that it became abundantly clear that it is important to the future of the juvenile justice system that funds intended to support local programming not be further eroded by either the immediate decision related to consolidation or failure to consider other revenue streams or cost savings that can essentially ?re-balance? and reinforce the important Youth Aids concept and support necessary secure correctional programs. Demographic Changes and Population Projections The committee did request and did review a variety of information intended to answer a couple of questions: (1) Whether there are populations of youth not currently receiving services in juvenile corrections that would be better served if placed in juvenile corrections, and (2) Whether there is a way to predict the future populations of the male that should impact the committee?s recommendation and ultimate decision made. Related to the first question, there were a number of suggestions for increasing the population, including: (1) youth under the age of 18 who are currently housed in adult correctional institutions, (2) youth dealt with in the community that would better be served in a Cl, (3) merging the girls currently held at Southern Oaks into one of the male institutions, and (4) returning jurisdiction over 17-year-olds to the juvenile system. Each of these populations presents opportunities and challenges, but the committee did not spend a substantive amount of time on discussing these options. There is at most minimal anecdotal evidence that there are youth currently being served at the local level that would be more likely to benefit from a juvenile correctional placement. In fact, all research about the relative effectiveness of community vs. correctional placement care suggests otherwise. There is, however, more evidence that juvenile correctional placements are likely to be more effective at reducing reoffendint;r behavior for more serious youthful offenders than adult correctional placements. Current populations and capacity at the 013 suggests that additional June 2.010 11 i, youth 17 -year-olds) could be accommodated at a CI and/or that adding those youth could spur the development of other options for programs that ensure community safety and successfully redirect youth. There was limited discussion in considering moving the girls from Southern Oaks Girls School, largely due to the fact that it was not within the defined scope of the charge to the committee and there is concern about ensuring the unique needs of girls are met and not ?lost? within a larger male institution (recall that girls were once housed at Lincoln Hills). Related to factors that help inform the future needs, the committee received information about (1) demographic projections, recognizing that the peak ages for crime are 14~24 (so, under current statutes, 14- 16 year-olds would fall within juvenile jurisdiction) and therefore as that cohort of youth declines or grows there is likely to be a corresponding fall or rise in juvenile delinquency, and (2) general crime and arrest rates. There are some factors that suggest we may be at the ?bottom? of the trends related to delinquency, but consistent with prior department projections and the current state of research there is no way to predict a substantive rise or fall in youth crime in the near future 3-7 years). It is likely that the need for juvenile corrections will rise at some point, but if/when that occurs it will provide an opportunity to consider alternative options to meet the need. Examples of other ways to manage growth for youth who need restrictive custodial care that were discussed included: (1) finding ways to provide some ?exibility for the existing juvenile detention facilities (17 in the state) to serve as a short-term secure placement for youth beyond what is now done, (2) finding ways to support the development of regional secure facilities, (3) reviewing current revocation practices for youth on aftercare supervision, andlor (4) utilizing the capacity that exists in a statewide network of private residential care centers, group homes, and treatment foster homes. In short, what may be a growing need sometime in the future does not necessarily require that the only solution will be to expand or open a secure juvenile correctional institution. The committee concludes that from the standpoint of growth in the number of youth held (whether by taking on additional population(s) or growth in youth crime) some form of consolidating the two male juvenile institutions is feasible at this time and for the near future. The committee also urges implementation of a ?hard cap? on the number of youth that can ultimately be held in any institution so that if/as the population grows, the facility is not overcrowded. The detrimental effects of chronic overcrowding in juvenile institutions are well documented in the literature, so absent a commitment to the development of alternatives if/when needed, consolidation is at best a short-term solution. Impact of consolidating facilities The committee takes note of issues that will be created by some form of consolidation, including: (1) The potential impact on programming and the need to ensure that individualized youth needs are being met, (2) The impact on youth themselves, (3) The impact on the current workforce, and (4) The economic impact of a change on the communities in which the facilities are located. For purposes of the committee?s consideration, it is the first two issues that are given the greatest weight. First, the committee discussed concerns that some of the of the current alignment (two institutions open, relatively low youth-to-staff ratios) may very well be related to the fact that the relatively low number of youth at each institution makes it easier to provide quality attention, June 2010 12 education, and programming and that merging the populations into one facility could have a detrimental impact on the quality of programming. Based on information provided by the department, for example, if the institutions are consolidated then the student?teacher ratio would go up whereas we know that differentiated instruction requires lower student?teacher ratios. On the other hand, there may be some gains in consolidating programs. For example, youth would not have to be transferred from one institution to another to receive programming that currently is provided only at one institution. Related to youth there are potentially negative impacts resulting from consolidation, largely revolving around the distance they may be from their community and the sense of safety and support they may feel if staff-youth ratios are substantially altered. Both of these issues need to be addressed in some fashion for any consolidation to ultimately be successful for youth. Having noted these critical issues, the committee strongly notes that if/when consolidation occurs, there must be a concurrent commitment to maintaining, if not improving, the quality of programming offered at the remaining school. There is nothing to be gained, other than saving some initial costs, if consolidation occurs in such a way as to reduce the effectiveness of the programming provided to youth in placement or unnecessarily increases their length of stay due to ?down time? as they wait to enter a treatment program. An important recommendation of the committee endorses some form of continued oversight or input for a transition that can work with the department in ensuring that any transition is done with quality as a high priority. The committee was certainly made aware of the disruption to the lives of current staff and their families that will occur with some form of consolidation. in most respects, the quality of the programming at both schools is directly attributable to the quality of staff providing services. The committee takes note that as the youth population has fallen, the department has made workforce reductions, albeit not at the same rate as the decline in the population. Since the funding mechanism for juvenile corrections directly ties the workforce need to the need for services (as ?purchased? by the counties), some substantial reductions are inevitable. As part of any consolidation option, ultimately the department will be responsible for supporting staff and successfully managing the workforce reduction. We do take particular note of concerns expressed by AFSCME that if one of the facilities is converted for use as an adult program, there are a number of challenges in transitioning and re-training staff. If consolidation occurs, we urge the department and union to work together to minimize these problems. Finally, the committee received information confirming the importance of each of the schools to the economy of their respective and the negative impact(s) of closure. While there is a suggestion that closure of Lincoln Hills may have a proportionally more significant impact than closure of Ethan Allen, the committee recognizes that we cannot independently make any conclusions about this particular issue. We recognize and appreciate the input provided by local officials related to this concern but in the end, the committee did not view it within our purview to analyze those relative impacts, leaving that issue for others to consider as any decision moves forward. Although referenced early in some communications, the intent to have the committee consider alternate uses for either facility if closed for youth was not included in our deliberations. Clearly either facility may be considered by the department for an alternate use, and that may ameliorate June 2010 13 some of the harmful effects of closure at this time, albeit it will take time for any change to be made. At its most basic level, there is some sense among committee members that ?if we take something away from a community, we have to give something back?. Reintegration and Reentry As referenced earlier, successful reintegration and reentrv of youth was a critical theme in the committee?s discussion and considerations. Of particular note is the disproportionate number of youth placed in juvenile corrections that come from the southeast quadrant of the state, representing approximately 70% of all CI placements. The department has made notable progress, beginning early in the decade to focus considerable energy and resources on the Going Home Project, a model effort that strengthens the bridge between life for the youth in the institution and life upon return to their community. For Milwaukee youth, this effort has been further strengthened through the Targeted Reentry collaborative with the Boys and Girls Club and increased collaboration with Milwaukee Public Schools and community based programming such as Running Rebels. While making those local connections is made more difficult by distance at LHS, a strong effort was noted through programming to connect youth with post-secondary programs that could begin upon their return. Both Facilities (EAS and LHS) are making effort in this area; however the re-entry structure needs further attention and expanded structural changes. State and County collaboration is key in expanding the successful reintegration of youth to their families and communities. In any case, for reasons related to the importance of family engagement and supporting reentry, matter how consolidation occurs. it is imperative that the department meet this reentry need through enhanced and/or new program initiatives. Issues with Consolidation 82; Transition Although referenced in prior sections, the committee received information and takes note of the need for adequate transition planning that: (1) provides additional staff training and supports to ensure that new, transferred, or reallocated staff are able to adequately meet the needs of youth, (2) provides for the orderly reassignment of youth to programming that does not ?set them back? in terms of completion of specific programs, (3) ensures proactive engagement and information-sharing with parents/guardians, and (4) provides for constructive input, information-sharing, and dialogue- with counties utilizing juvenile correctional services. In short, consolidation provides an opportunity to build on current and create a single, excellent program. Making any substantive transition will not be easily accomplished, and absent a strong commitment by the department and staff to maintain focus on what is in the best interest of youth (and ultimately promotes their successful return to the community) it will undoubtedly be easy to get caught up in the institutional issues that need to be addressed. The closure of any facility needs to be part of a broader paradigm shift in our State?s outlook on juvenile justice. Instead of confining youth to expensive facilities outside of their communities, we should move aggressively toward community based alternatives to incarceration, including community based residential care centers, group homes, and treatment foster care homes, where these youth can maintain and strengthen connections with their families and other significant adults in their lives. Current staff and community constituents are a solid voice and resource for this innovative change to be implemented in a timely and effective manner. June 3010 14 Statutory Issues The committee was informed of existing statutes that require the department to operate a juvenile facility of a line from La Crosse to Manitowoc?. And, the committee understands that the property on which Lincoln Hills resides belongs to Lincoln County and its use was granted to the department under an arrangement in the late 1960?s providing an opportunity to meet this statutory requirement. If a decision is made to close Lincoln Hills and not operate any other program meeting the statutory requirement, a statutory change would have to be made as soon as possible. The committee also was informed that Lincoln Hills School serves the additional purpose of a juvenile detention facility for the northern portion of the state. Wisconsin has 17 juvenile detention centers, facilities licensed and authorized by statute to hold youth temporarily for two main reasons: (1) holding youth subsequent to being taken into custody and pending court disposition, and (2) as a sanction/consequence for violating court-ordered rules of supervision or their status as a Type II juvenile correctional placement. The average length of stay in a juvenile detention facility is typically relatively short, for example a few days to perhaps as long as ten days. Youth placed in juvenile detention at Lincoln Hills are housed in the reception cottage, and the placing county pays the blended daily rate for that care. In southeast Wisconsin there are a number of juvenile detention facilities that serve that purpose, thus there is no comparable program at Ethan Allen School. However, given the low rate of use, this is not given much weight in the committee?s ultimate recommendation. Reoffending Behaviors The committee received considerable information about the reoffending rates of youth placed in juvenile corrections and noted that reoffense rates are relatively equal for youth released from either facility. Analysis of this data is somewhat obscured by the fact that some youth spend time in both facilities, so it is difficult to arrive at conclusive evidence of differences. What was of more interest to the committee was the effort made by the department in recent months to redefine the reoffense rate of youthful offenders after their release from an institution. From state to state there are differences in how that reoffending rate is arrived at, so it is difficult to compare Wisconsin with other states. However, the committee took note that effort to provide a more complete picture of reoffending behavior provides a critical step in establishing a valid and reliable baseline on which to build future evaluation(s) as well as to being able to provide meaningful information to the community about how youth behave after their return to the community. In the end, the extent to which youth are able to learn and use pro-social skills when returning to their community and avoid falling back into delinquent/criminal behavior is the ultimate test of the success of our overall juvenile justice system. Judges want to know that they are making decisions that are effective, the community believes that youth can be redirected but also wants to know their investment in juvenile corrections is warranted, and those in the system need to be able to reliably evaluate whether what they are doing is working. Tracking reoffense rates is a criticalan to track whether we are meeting those needs. June .2010 15 Opportunities for Other Juvenile Correctional Models The committee recognizes that while there is an immediate decision needed it is also an opportunity to creatively map the future of the juvenile justice system in Wisconsin. Whether that means a change in the funding mechanism, in the fundamental relationship of counties and the state, or the configuration of services (by region or by service type) is something that is worth further discussion following any consolidation. The ?Missouri Model? demonstrates an effective regionally based alternative to large juvenile correctional facilities and a guide of how juvenile correctional services could be aligned, located, and funded. Based on information and testimony provided to the committee, there is substantial merit in thinking that ?down the road? we should find ways to provide for a continuum of services and programs, including secure care, within a reasonable proximity to where youth are from and where their families reside. Much of that does exist now through a statewide network of private programs, so in many ways Wisconsin?s current system has many of the features of that model. Some form of secure confinement will need to be part of that continuum, as well as specialized programs serving youthful sex offenders, youth with AODA issues, mental health services, and family systems-change programs. Those regional secure programs are not now in place, but consolidation may be a necessary first step in that process. Related to creative funding options, other states have focused on ways to provide incentives to move services to being more community-based and supported by good research. And, other states have taken the Youth Aids concept and enhanced it by incorporating community input into the nature and level of services provided. Each state has a unique structure, so transferring a model from another state and assuming it will ?fit? is more complicated than it sounds. A core value of the committee in looking at what best serves youth is the need for strengthening involvement and access for families in the care. education and treatment of the youth. Structural re- designing of both facilities needs to include expanded attention to this. All of these ideas should inform policy-makers about ways in which Wisconsin can continue to ensure its juvenile justice system can be cost-effective, and the committee encourages the department and others to utilize this as a chance to take the best ideas of others and integrate them into further system improvements. Implications of Race Despite much progress, Wisconsin continues to rank among the worst states in terms of the disproportionate number of minority youth in both our adult and juvenile correctional systems. To ignore this as a significant issue risks the credibility of any system change efforts. We cannot be satisfied with our efforts until the system is effective for all our youth. With this in mind, the committee noted that the staffing at both Lincoln Hills and Ethan Allen is nowhere nearly as diverse as the youth population. This is particularly true at Lincoln Hills but not significantly better at Ethan Allen. In going forward with any change, it is important that greater efforts be made to recruit, train. and retain a more diverse workforce. As a beginning and part of a long range plan, the systematic integration of community based resources need to be included in education, programming and treatment systems at all Cl facilities at all levels of care (from June 2010 16 beginning assessment to reintegration in the community). As resilient as youth are, being able to relate to the staff they are working with, and vice versa, is an important factor in the quality of the relationship that ultimately impacts the effectiveness of programming. Summarv of Themes As is evident by a review of the themes above, the committee has taken this difficult task seriously and considered a wide range of information and issues in arriving at a recommendation. The decision will hopefully set the stage for constructive dialogue that will have a profound impact on the future direction of juvenile justice in Wisconsin. June 20 10 1,7 PROGRAM COMPONENTS Committee members were overwhelmed by the range and amount of information received during the course of our meetings. However, in order to structure our discussion that ultimately led to a set of recommendations, the committee considered a number of core program components. Within each component is a brief description of what we believe that component should be. That description is followed by some examples of observations or comments about the facilities based on what the committee saw, read, and heard. Any successful program is more than just a sum of its parts, so neither the list of components nor the observations necessarily represent an exhaustive list, and time and resource constraints did not necessarily permit the depth of assessment that could be made going forward. Educational Programming What it should be At the heart of what most youth placed in corrections have struggled with is their education. The vast majority of youth placed in are well behind their age-group in terms of performance, and fundamental to their ability to successfully reenter the community will be the extent to which they are able to overcome these deficits while in the institution and sustain improvement when they return. Thus, there needs to be a focus not only on content and skill development but on a fundamental change in a youth?s attitude toward believing that they can continue to learn and in fact want to continue to learn. A quality educational program is characterized by a commitment to three fundamental goals: (1) Engagement - the degree to which youth are active participants in their learning, (2) Relationships - the level and quality of relationships that youth in the school have with their peers and with the educational staff, and (3) Learning - whether the curriculum and educational strategies implemented are successful in promoting both immediate learning as well as providing skills for continued learning beyond the classroom. What we observed and learned The committee had relatively little time to assess the school programs on-site but did receive some additional information by way of data generated and consultant?s reports. Some examples of observations/comments include: a A number of committee members were struck by the fact that including the word ?school? in the institution?s title is more than just a name. In fact the core of programming and a significant portion of resources are focused on education. This was viewed very positively and reflects to some degree how difficult it is to inform the community-at-large about what is actually going on ?inside the fence?. The committee saw and supports the department?s efforts to focus on good assessment, individualized instruction, and improvements in literacy as the key ingredients at both schools. a There is a desire at both schools to integrate improvements in technology into the curriculum and instruction methods, and in both schools there is a solid emphasis on degree completion. 9 Data suggests there is a higher level/number of HSED completions at LI-IS and that efforts to connect youth with a higher education program (including financial aid supports) are one June 2010 18 strength there, whereas EAS benefits from an active vocational program, a program that has been lacking at LHS for several years. 3 From data provided there does not appear to be a marked variance in numbers of credits earned or other measures of achievement. 6 Due to location, EAS has an advantage related to reintegrating youth back into Milwaukee Public Schools, but staff suggests distance to LHS is not a prohibitive factor in making reentry to school work. a Concerns expressed to the committee by the Department's 3 internal reviews suggested a level of dysfunction and conflict among and between a few EAS staff members that has had a negative effect on the educational processes there. These leadership and personnel issues are currently being addressed by the Department, but they are ultimately a joint responsibility of EAS leadership, staff, and unions regardless of any ultimate decision related to consolidation. 9 Concerns that consolidation of facilities will detrimentally impact either school programs in terms of increased class sizes or the challenge of ensuring adequate classroom space. a The committee does take note that the vast majority of educational costs are borne by the daily rate charged to counties and that no general school aids are provided to these two schools to support that program component. This should be changed or at least addressed. Reentry/Reintegration What it should be Earlier sections of this report reference the high value placed on reentry as a critical element of juvenile corrections programming. While this is most often re?ected in to what extent planning for reentry is timely and proactive, a program with a ?reentry state of mind? essentially weaves reentry into all aspects of its program, from assessment to behavior management to education to family engagement to release planning and to post?release supervision. What we observed and learned The division continues to lead the way within the department in thinking about reentry as a critical element of programming. Through initiation of the Going Home Project in the early part of the decade and through increased efforts to engage families and partner with community providers and resources, the division is to be commended for placing a high priority on this function. As it relates to the current issue, the committee members made a number of observations, including: a There are significant at Ethan Allen in that the vast majority (some data shows 70% or more) of youth placed come from the southeast quadrant of the state, and roughly one-half of all youth placed are from Milwaukee. Location near where youth and families live is a substantial factor in promoting successful reentry. Conversely, the distance from LHS to Where a sizable portion of youth comes from complicates reentry. *9 Ethan Allen also benefits as the result of a relationship with the Targeted Reentry program managed by the Boys and Girls Club, taking advantage of both proximity and some model practices that engage youth while at the institution in a way that can then be carried to the community during their reentry phase. While limited in capacity and to Milwaukee only youth, that program nonetheless is a strength at EAS as data provided suggests a substantial gain in successful reentry for those youth who actively engage in the program. a The committee received some differing data regarding visitation, some suggesting there is little difference in visitation rates between the facilities and other data suggesting higher levels of June 201-6 I 19 visitation at EAS. However, that there is not the expected gain in family visitation for youth placed at EAS vs. LHS as might be expected based on location likely underestimates the barriers that still exist in successfully engaging families, even within a relatively shorter distance. a Distance also can create problems related to successfully identifying persons other than the youth?s parent(s) or community-based providers who can play a positive role in supporting reentry, noting that in many cases it is not as simple as assuming that the parent alone has the capacity/ability to adequately support continuing the progress a youth has made while at the institution. Assessment What it should be - All research about what works with youthful offenders hinges on the quality of individualized assessment that occurs prior to engaging youth in programming. This is as applicable to the educational and treatment aspects of institutional life as it is in the community. Assessment of risk(s), needs, and special needs must occur and must help drive the program planning for each youth. The department has made a big commitment to ensuring that a quality individualized assessment occurs after admission to a CI, and under any consolidation scenario that commitment needs to be maintained. What we observed and learned - The division has continued to improve its capacity and strategies to quickly assess the individual needs and of youth placed in the institution(s). Efforts to decrease the length of time in reception and get the first planning review (OJ OR review) re?ect an understanding of the importance of moving a youth to quickly focus on working on what they need to rather than spend time waiting for a plan to develop. There did not appear to be an observable difference in the assessment process between the two facilities. Treatment 85 Programming What it should be The individual needs of youth placed in continues to grow more complex. Ultimately a successful program will have the capacity to engage youth in the right programming at the right time provided by the right staff. Following good assessment, youth should be engaged in the appropriate programming provided by well-trained and committed staff. While more traditional treatment for AODA and mental health needs may be a component of a good program, more and more research suggest that interventions should focus on cognitive?behavioral approaches; that is, changing the way a youth thinks and providing opportunities and reinforcement for learning new ways to behave. What we observed and learned This is clearly a strength of juvenile corrections, reflected perhaps best by the statement of one committee member that ..this is what corrections should be about.? Significant investments in creating and modifying the programming at the institutions to meet the needs of the youth and families and to justify the level of investment that counties make in sending youth need to continue. Of particular note are the division?s efforts in leading the way on developing and updating a research-based Juvenile Cognitive Intervention Program (J the type of program that essentially all literature points to as being the most effective in redirecting youthful offenders. The division also demonstrates a commitment to increasing effectiveness by searching out and implementing a variety of evidence-based practices (not only programs) that will have a positive June 2010 20 impact on youth and our communities. However, in comparing institutions, some differences were noted by the committee, including: a While both institutions operate most of the same programs, there are a couple programs at each institution that are unique to that facility. For example, 0 LHS has an AODA treatment program while EAS has an AODA education program 0 EAS has a short-term reentry program which is different than the Cadet Achievement Program (CAP) at LHS EAS has the Boys 85 Girls Club program that provides recreation supports in the institution as well as the Targeted Reentry program reference earlier LHS provides a Native American Tribal program LHS provides greater opportunities related to outdoor/environmental education EAS provides a vocational program, reference earlier I LHS provides a short-term detention function for northern counties, although its use is 0000 minimal only 6 counties have utilized that program in recent years, and the average daily population for detention youth is less than 1.0) EAS provides an opportunity for youth to participate in WIAA sports activities The committee sees significant value in all of the programs provided and strongly expressed a concern that in any process of consolidation there has to be an effort to ensure that the diversity of programming is maintained/recreated in the remaining institution. a LHS has made modifications in their behavior management program that has apparently resulted in significant improvements in behavior of youth. Ideally the behavior management program should be well integrated across all aspects of the daily life of youth so that youth counselors, teachers, treatment specialists, and others all work together to reinforce what youth are learning through CIP. This reduces not only behavior issues while in the institution but better prepares youth for a successful return to their community This appears to be more integrated into the program at LHS than currently in place at EAS. a The committee was impressed by the Cadet Achievement Program (CAP) at LHS, in part due to the disciplined nature of the graduation ceremony held while on?site, but perhaps more due to the understanding of how that aspect of the program is integrated into overall high expectations and support related to academic performance, development of social skills, and demonstration of leadership skills. a LHS appears to have a more well-developed Victim Impact Program (VIP), although EAS is beginning to more fully develop that program component to be a consistent part of the program. a LHS provided more opportunity for exercising in the security cottage than EAS, which can be a helpful part of working with youth who are experiencing problems. a A notable strength at EAS is the Intern program, the first and only doctoral level intern program accredited in the nation. This program provides significant additional resources to EAS as well as SOGS, and it provides a unique opportunity to diversify the staff working with youth and direct young professionalsinto working with youth that are often underserved. The accreditation applies to the program at EAS only, and a change in location (to LHS) would require the division to seek ire-accreditation and may not attract the same diversity or quality of intern applicants (is. working closer to a metropolitan area vs. in northern Wisconsin). June 2010 g1 Family Engagement and Involvement What it should be - A critical element of programming in a Cl is the extent to which significant family members are engaged and involved in their youth?s life during the time the youth is in placement and even more importantly as the youth prepares to return to their community. The extent to which families are engaged may be reflected in how often they are able to visit or phone their child, whether they are engaged in parent-teacher conferences, and whether they are involved in the planning opportunities afforded to them through the OJ 0R (Office of Juvenile Offender Review) process. What we observed and learned Within the last decade, the division has increased outreach efforts to engage families and/or significant adults in the lives of youth while in placement. There appears to be an understanding at both facilities of the important role families play in the lives of youth. Some observations and comments related to the facilities include: a As noted earlier, despite its relative proximity to where the youth come from, visitation data still re?ects the challenges inherent in successfully engaging families in the institutional life of their child. Nonetheless, the department?s efforts to do things like parent?teacher conferences, find ways to involve family members in the OJ OR planning reviews, and developing alternative ways to support communication with their child, such as videoconferencing or conference calling, were noted and commended. No-matter how consolidation occurs, continued progress in this regard is essential. a The recent opening of the Visitor Center at EAS represents a substantial commitment to this issue and is a dramatic improvement over prior capacity to support and encourage family contact(s). It is too early to determine if this, combined with proximity to most families, will significantly improve visitation rates, but it is a big step forward for EAS. a Distance from where most youth live clearly is an obstacle for family involvement at LHS. While some transportation assistance is provided and some efforts are underway to utilize technology for communications, this has to be a significant factor in considerations related to consolidation. Under even the best circumstances, it is difficult for a family from southeast Wisconsin to get to or a family from northern or western Wisconsin to get to EAS but given that the vast majority of youth are from the southeast quadrant, it is obviously a bigger issue if EAS is closed. 9 Some committee members voiced the idea that youth may actually benefit from an LHS commitment simply because it is a considerable distance away from their home environment, providing youth the opportunity to reflect on their personal behaviors and provide the incentive to return to their community by successfully completing their program. Additionally, with the advent of shorter stays in a Cl the potentially negative impact of being placed in a more distant Cl whether that be EAS for youth from the north or LHS for youth from the south is reduced. In a related aspect to direct family engagement, the committee views this as a good time to consider other opportunities for giving voice to the perspective of families/parents in a role of advocates or ombudsman in partnership with the division, and a recommendation related to creating some form of a parent advisory group will be included in this report. June 2010 E53 Institutional Climate What it should be The concept of institutional climate is intended to reflect a combination of factors that reflect to what extent the overall atmosphere of a facility is conducive to supporting the kind of learning and behavior change youth in placement need to accomplish. This includes things like to what degree youth and staff feel safe in the facility, the positive nature of staff-youth interactions, the nature of staff?to-staff communications and support, how youth interact with each other, and how staff work collaboratively across job categories to focus their efforts into a unified effort to redirect youth. While this is sometimes characterized as ?how the facility feels?, in reality it is a composite of observable behaviors that do in fact?either inhibit or contribute to successful behavior change and reintegration. Programs that are characterized as having high expectations, high support, and high levels of open communication are more likely to achieve good outcome(s). What we observed and learned - In touring the facilities, the committee felt that both institutions were safe and well-supervised and that staff-to-youth interactions seemed positive and appropriate. Additional comments and observations based on data and other information provided include: 6 A number of committee members felt that the atmosphere at LHS seemed more relaxed, perhaps re?ecting a generally more positive relationship within the facility. 9 Data provided reflected a disproportionately higher level of Youth Conduct Reports and an even higher disproportionate number of rules violations recorded by youth at EAS than LHS. Assuming reporting procedures are relatively consistent (as stated by DJ 0 staff), the data suggests more problem behaviors at EAS than LHS, some of which may be the result of recent changes in the behavioral management program at LHS. 9 Interestingly, although not directly within the scope of the committee?s charge, the institution that appears to record the most behavior problems is SOGS. a Youth complaints in 2009 at EAS were approximately double the number of complaints at LHS. a Data on the number of youth placed on observation'status and battery/injury to staff, by quarter in 2009 ranged from a low of seven times to as much as 15 time higher at EAS than LHS, whereas some data provided indicated a higher level of injury to staff at LHS due to altercations with youth. a The number of staff grievances formally filed in 2009 was dramatically different, with a total of 109 filed at EAS and no formal grievances filed at LHS (10 filed at SOGS). However, a number of staff at EAS have expressed a sense of optimism related to recent leadership changes at EAS that may have a positive influence on this at EAS. ?9 Some committee members expressed a concern that both institutions may rely too much on use of segregation to deal with disciplinary problems, although staff report that use is decreasing. Consolidation should not result in an increased rate of use of segregation, and efforts to find alternate ways to deal with problem behavior(s) should continue. Cultural Competency What it should be Research tells us that the concept of ?responsivity? is a critical factor in how successful various programs will be. This includes knowing that staff who are able to work with and communicate with youth in a way that conveys respect for and an understanding of their cultural and ethnic background are more likely to be effective. Therefore, it is important that not only the June 2010 23 programmatic content but also the ?delivery? of that content be done in a way that reflects that understanding. What we observed and learned - Given the high levels of minority youth placed in the institutions, staff diversity is minimal and of significant concern at both institutions. Committee observations and comments include: Efforts to diversify staff will ultimately be more difficult at LHS than EAS. EAS can draw from a larger and more diverse pool of potential candidates, is more likely able to contract for culturally appropriate services if not hired on staff, and would serve more as a ?feeder system? for a culturally diverse workforce who take advantage of their experience in the institution and perhaps move into employment in the community at large. a In terms of connecting with community-based providers who may come in from the ?outside? to work with youth, EAS is better able to draw from a diverse workforce. A strength of LHS is the provision of a program for Native American youth and is'open to non- native youth on a voluntary basis as well. If LHS is closed, that program would need to be recreated at EAS. Physical Plant What it should be FThere are two aspects to the physical plant that merit attention: (1) the physical plant (layout, nature of housing units, access to recreation space, etc.) needs to support the goals of the institution, and (2) the physical plant should be clean, in good condition, and merit continued fiscal investment(s). Developmental research suggest that to the extent possible the general environment of a facility be as ?normative? as possible; that is, while ensuring that the design provides the necessary safety and security to manage an institution it also needs to help teach youth I how to live in a ?normal? environment. This can be accomplished in a number of ways too numerous to include here, but it is important that the physical environment and programmatic components work hand-in?hand. Related to the structural aspects of a facility, it is important that facilities are clean, that the buildings and materials not be allowed to deteriorate, and that there is some long- term consideration of the costs associated with capital improvements. What we observed and learned - The committee observed that both facilities were clean and in generally good shape. While the buildings at LHS are newer, a review of the list of capital projects evidences that overall capital costs requested for the next biennium are higher at LHS than EAS. This is of more importance if a decision to close one facility or the other completely is made. If a decision to reassign the space for use as an adult institution, it is likely the capital projects outlined will need to be done no matter what the immediate choice is. Further, the committee noted that: a The school facility at LHS is on one floor and under ?one roof? compared to the buildings at EAS that are multiple stories. The fact that LHS was part of a Land Grant, namely it is property owned by Lincoln County and leased to the state for use as a juvenile facility. Closing LHS and converting it to another use will require renegotiating that lease. June 2010 24 a That the campus at LHS is 880 acres, compared to 216 acres at EAS. While this may be viewed by some as a positive for LHS in terms of the capacity for growth, the general sense of the committee?s discussion is that expansion of either juvenile correctional facility beyond its current capacity is not desirable. Rather, expansion should occur through creation of other alternatives. Staff What it should be Critical to the success of the program is the staff, both in terms of alignment and organization of staff as well as the knowledge, skills, and attitudes of individual staff working with youth. It is important to have well-trained staff who want to work with youth, staff that receive sufficient training and support to maintain and increase their skills over time, and staff that are integrated into the overall programming of the institution. What we observed and learned Although time to interact with staff was limited, the committee noted that: a All staff that the committee had contact with seemed committed and professional and I represented their institution well. 3 Based on information from division management, in recent years more targeted and focused training has been provided to staff in an effort to ensure that limited training funds are directed toward evidence-based practice improvements and developing other skills that are needed to increase effectiveness. This is a positive trend that needs to Continue no matter what happens with the existing facilities. Miscellaneous Components/Considerations Transportation The committee did not spend much time talking about issues related to transportation other than our focus on the importance of location and the ability of family members and other key persons in a youth?s life to get to the institution for visits. However, there are other considerations as well, including the transportation required (1) when youth are first committed to the institution (transportation typically provided by the county sheriff department), (2) when youth need to physically appear at a subsequent court hearing (sometimes this can be accomplished via video conferencing, but in many cases actual physical attendance is required or desirable, (3) when a youth is revoked/returned to the institution for non-compliance, (4) for community-based providers who may need to meet with the youth prior to their return to the community, and/or (5) when a youth is in the process of reentry and needs to be taken to their community for purposes of school enrollment, job search, or other reintegration supporting activities. It is clear that location and the availability of transportation for a host of reasons is critical, and this is inherently made easier at EAS than LHS, particularly given the overwhelming numbers of youth from southeast Wisconsin. For parents, professionals working with youth, county staff participation in OJ OR, costs and time associated with initial-placement of youth, and reintegration planning EAS has a distinct advantage. The department has made efforts, through a limited bus schedule, to provide support for parents to visit their child at LHS, but the committee notes that is a pretty limited schedule. If more youth are placed at LHS, additional resources to support parental involvement will be necessary. June 2010 25 The department is gradually increasing efforts to provide for video-conferencing for parents and youth, and no matter what consolidation option is chosen, further exploration of ways to utilize technology to make this happen is important. Costs Associated with Consolidation - As noted earlier, ideally the costs associated with consolidation would result in a lowering of the daily rate and promote some efficiencies that will ultimately benefit the system by keeping Youth Aids funds going to counties. But, absent additional cost-saving measures (likely beyond what can be done without seriously impacting the quality of programming), consolidation will not impact immediate daily rates, and in fact additional reductions beyond closing one of the two institutions will be required to meet current rate projections. In addition, the committee took note of other cost-related issues, including: 9 Closure of EAS generates approximately $1 million in additional operating cost savings compared to closing LHS. The cost of transition related to facility modifications for LHS if EAS is closed is approximately 95.5 million less than if LHS is closed. 6 There Will be increased costs associated with providing transportation support for families if EAS is closed, perhaps offset by somewhat lower operating costs of LHS. 6 Utilizing existing space at SOGS as a reception and reentry program for boys will require some modifications and costs but does already exist within a secure area. June 2.010 26 Judicial Participation In April 2010, Margaret Carpenter, Administrator of the Wisconsin Department of Corrections, Division of Juvenile Corrections, asked Judge Glenn Yamahiro, Judge Neal Nielsen and Judge Mary Triggiano to serve on the Governor?s Juvenile Corrections Review Committee. Judges Nielsen, Yamahiro and Triggiano each had extensive backgrounds in juvenile justice, having served in the juvenile delinquency courts and worked on various committees concerning juvenile justice. Before accepting the appointment to the Committee, the Judges consulted with the Judicial Commission about their ability to serve on the Committee, given the constraints of SCR 60.05 of the Code of Judicial Ethics. They agreed to serve on the Committee, believing it was extremely important to provide input to the Governor concerning an issue that would directly impact the juvenile population they served. It was the judges? firm belief that judicial input on the Committee was important given the mission of the Committee and the judges? obligations under Chapter 938 a the Juvenile Justice Code. The judges however also decided that their role on the Committee would have to be circumscribed .due to the Code of Judicial Conduct. Supreme Court Rule states, in part: judge may not accept appointment to a governmental committee or commission or other governmental position that is concerned with issues of fact or policy on matters other than the improvement of the law, the legal system or the administration of justice.? They relayed this to Ms. Carpenter, who relayed it to the Governor?s Office. The Governor appointed the Judges to the Committee. At the first meeting of the Committee Judge Triggiano informed the Committee that pursuant to the above code the judges may have a limited role and would abstain from a vote on institutional closure because of their ethical obligations. Throughout the various meetings the judges offered input on various issues, including but not limited to, juvenile delinquency, education, treatment needs, public protection, and juvenile accountability. However, the three judges, Judge Nielsen, Judge Yamahiro, and Judge Triggiano, abstained from voting on all formal motions, including whether to close Ethan Allen School or Lincoln Hills School. The Voting Process At the last meeting of the committee at which voting on formal motions and recommendations was to occur, nine members of the committee were present, eight in person and one by telephone. The two absent members were Judges Nielsen and Triggiano, both of whom had pre?existing conflicts with their court calendars. At the beginning of the meeting committee member Judge Yamahiro confirmed that Judge Triggiano and he would be abstaining from voting. In addition, Judge Nielsen communicated prior to the meeting that he would abstain from voting. Despite the absence of two members, a quorum of the Committee was present at the meeting. Co-Chair Moeser told the committee that he thought that a majority of the Committee membership was needed to formally pass on a vote. However, he had not conferred with the committee regarding this issue. No one objected to his suggestion. Following discussion of the issues and an opportunity for members to ask any more questions related to all the options below, the motion was made to adopt Option 2 (closure of Ethan Allen School) the committee voted as follows: five members in favor, three members opposed, and one member June 2010 2.7 abstained. Based on the Co-Ohair?s suggestion above, he determined that the vote was not sufficient to formally pass the motion and inquired if any member wished to make another motion. The committee then voted on Option 3 (closure of Lincoln Hills School) as follows: three in favor, five opposed, and one abstention. I Following the vote on Option 3, the Co-Chair asked if there were any other motions related to the Options below or other motions related to issues of funding, future collaboration, or community involvement in any transition. Recommendations 2 through 5 below reflect motions made that were endorsed by the committee as follows: eight in favor and one abstention. June 2010 28 OPTIONS CONSIDERED The committee ended up discussing four basic options and eventually voting on two of them. The comments noted in the discussion sections below do not necessarily reflect all comments made by committee members and to some extent are duplicative of observations noted earlier in this report. Option 1: Keeping both CIs open at a reduced capacity; This option has the advantage of maintaining two smaller programs and minimizing the problem that would result from having only one facility located relatively distant from most counties. Discussion - Comments of committee members related to this option included: 9 There are in terms of programming at both facilities. Many of the observations made are noted in earlier sections of this report. Additionally, there is some concern as to the ability of the facility that remains open to readily ?pick up? the quality of the programming at the closed facility creating a CAPnlike program at EAS or duplicating the vocational program at LHS). a If cost is the issue, efforts need to be made to offset the daily rate by using education funds, federal school lunch funds, and medical assistance funds. a There is no data that suggests the need for more CI space in the near future. Both admissions to and the average length of stay have combined to create a declining population. There is concern that moving all boys to a single institution is (1) contraindicated in research about what works best with youthful offenders, and(2) what members observed, namely that both programs seem to operate better with lower numbers of youth. a On the other hand, keeping both facilities open is contrary to national trends and continued efforts to promote community-based programming. a The increase in the daily rate necessitated by keeping both facilities open would be detrimental to the ability of counties to continue to support community-based programs. Keeping both facilities open adds to the challenge of maintaining a reasonable daily rate and/or operating within the fiscal limitations for DJ C. The sense of the committee is that for a variety of reasons this is not a feasible option and that at least one of the existing CIs needs to be closed. No motion was made to adopt the option to keep both facilities open. Option 2: Closing Ethan Allen School and Creating a Reentry/Reception Program in Southeast Wisconsin This option would move the majority of functions and youth placed at Ethan Allen School to Lincoln Hills and opening a smaller program serving reception and reentry needs in the southeast part of the state. The department?s recommendation is that an unused building at Southern Oaks School be converted to use for this receptionlreentry purpose. June 2010 29 Discussion - Comments of committee members related to this option included: 9 Many members were impressed by the focus and consistency of programming at LHS compared to EAS, and some concern was expressed related to the data and reports at EAS that, despite a good program overall reflected more problem behaviors by youth and dissonance among staff. Some members believe that LHS has more readily adopted change, for example through changes in the behavior management/incentive system, a strong Victim Impact Program, and the Cadet Achievement Program. EAS has a vocational program and an APA-approved internship program that would need to be duplicated at LHS. Note that the department indicates that some changes will occur in the intern program regardless of this decision. The existing Targeted Reentry programwith the Boys/Girls Club for Milwaukee youth is another strength of EAS. The location of EAS provides a considerable advantage in a number of ways (therefore suggesting it should not be closed) including: The ability of families and other significant adults to connect (visit, participate in meetings, etc.) with their child during confinement and/or for purposes of successful reentry planning. 0 The relative richness of community-based services that could connect directly with youth while they are still at EAS. 0 That although visitation data does not reflect the desired involvement of families or substantial differences between the facilities, that closing EAS places greater barriers to improved family engagement due to the vast majority of youth being from the southeast quadrant of the state. 0 Staff diversity is a significant concern, and any efforts to increase staff diversity would be hampered by closing EAS and relying on a less diverse pool of future employees in the area. It is important that the ?community? become more involved in overall CI program efforts, and moving youth to LHS reduces the likelihood that would be occur and, in fact, contribute to a perception among community members that youth are just being ?sent away?. 0 Closing EAS adds to eventual higher transportation costs that would be incurred by local jurisdictions, parents, and the department that are incurred when youth are placed, transported to court, returned near/to the community for reentry purposes. Some members note that the length of stay at a Cl is relatively short, making the ?distance? from home less of an issue, particularly if combined with a reception/reentry program in the southeast (as recommended by the department). As noted, current visitation data does not re?ect increased family involvement at EAS even though it is located substantially closer to their home. June 2010 30 a The department has increased use of videonconferencing and telephone-conferencing to engage family members in critical case planning as well as maintaining contact with their child. This capacity will continue to grow and can help ameliorate some of the problems resulting from the distance to LHS. 9 Closing EAS will promote greater system change than closing LHS in that it is more likely that alternate resources can be developed in the southeast portion of the state than near LHS. There is a strong network of privately operated programs in the southeast part of the state that could be further developed. a No matter which facility is'closed, a high priority has to be placed by the department on reentry planning. 9 LHS has a greater capacity forultimate expansion, if needed. The available acreage and configuration of LHS provides greater ?exibility. Additionally, the facility at LHS is simply newer, the cottages provide more space for programming, and the eventual operating costs would be lower. a The recidivism rates at LHS and EAS are comparable, suggesting that ?distance? or ?closeness? to home does not appear to have an in?uence on that outcome. A motion was made to close EAS and support the creation of a reception/reentry program in the Southeast portion of the state. Three members abstained from voting. Five of the remaining eight members supported this recommendation. Three members opposed this motion. Option 8: Closing Lincoln Hills School and Creating a Reentry/Reception Program in North Central Wisconsin. This option would move the majority of functions and youth placed at Lincoln Hills School to Ethan Allen and would open a smaller, specialty secure reception/reentry program within the region of the state required by statute (north of a line between La Crosse and Manitowoc). The department has put forth consideration of converting an existing building at Horseshoe Lake to meet that reentry/reception need. The need for juvenile detention space could perhaps be accommodated within that program or would need to be developed by counties in the region. Discussion Discussion of this option was intertwined with discussion of Option 2, so many of the comments noted in the discussion of Option 2 could be duplicated here. Additional comments made included: I a There would be some challenges in closing LHS as it relates to 0 Meeting the state statutory requirement to operate a training school in the northern part of the state. 0 Operating a reception/reentry program in particular the plan related to reentry would likely include creating a reentry phase program on the Horseshoe Lake property near LHS. Line 20 1 0 3 1 LHS currently does serve as a short-term detention option for youth in the northern part of the state, albeit on a relatively infrequent basis. The capacity for short-term detention would have to be developed through local jurisdictions or some form of regional collaboration. 6 The department is pursuing options to access additional funds to support vocational programming for youth AT LHS. 6 There is a sense that LHS is functioning at a very high level and reflects a more cohesive and unified program effort than is evident at EAS. As it relates to existing program operations, EAS would need to make some changes to improve staff cohesiveness and consistency. A motion was made to close EAS and support the creation of a program that meets the statutory requirement for a training school in the northern part of the state. Three members abstained from voting. Three of the remaining eight members supported this recommendation. Five opposed this motion. Option 4 - Close one or both facilities and restructure placement of youth from that facility by creating smaller community based facilities in various regions of the state. Staff from the closed facilities would be directly involved in the restructuring process. This option reflects a vision in which the knowledge and capacity of existing staff, working in partnership with community programs and resources, is used to develop local community-based options for placement of delinquent youth who might otherwise be placed in a CI. Rather than Option 2 (or Option 3) in which all youth from the closed facility are moved to the remaining JCI, this option would require the department to begin working with local resources in Milwaukee) to create secure programs that now currently do not exist. Discussion - Discussion of this option included: a A concern that pursuing this option provides a greater incentive for community groups to become actively engaged in the future of their youth (compared to continued operation of a larger 01 that is not viewed as part of the community). Ideally, resources from closing a CI can be redirected to support new types of programs that meet the needs of the community for safety as well as the youth?s needs. 9 It was noted that in many ways, that network of programs already exists, particularly in the southeast part of the state, through private group homes, foster homes, and residential care centers. 9 The most evident gap in the existing regional network of programs is the need for a fully secure facility. While there are many good, safe non-secure programs, many youth currently sent to have already been placed at and failed in other residential placements. a This option is probably a longer-term choice than Option 2 or 3, although it does reflect discussions by the committee that any initial consolidation is only the beginning of potential changes in the system. This option was viewed favorably by many committee members as something to pursue following initial consolidation. No formal motion was made to adopt this recommendation. ?1 June 2010 32 FINAL C31 June 20 1 0 3 3 The committee believes that it is not fiscally 0r programmatically feasible to continue to operate two male juvenile correctional institutions and that the department should proceed with consolidation of Ethan Allen and Lincoln Hills as a first step toward significant system change. Although the vote of the membership is re?ected in the information above, the committee does not make a formal recommendation as to which JCI should be closed. The committee recommends that the department appoint an advisory group to assist with transition/consolidation efforts if/when they occur. This committee may be made up of parents, county staff, service providers, members of the faith community, youth advocates, or others who have a stake in the success of the transition. The immediate purpose of the advisory group is to assist the department in making a transition that maintains the high quality of existing programs and supports communications with critical stakeholders. The committee recommends that following the transition/consolidation attention he turned to a collaborative process with counties to revisit opportunities for continued improvements in the juvenile justice system including improvements in the Youth Aids funding system and potentially suggesting alternative funding options. The committee recommends that additional fiscal measures be taken to lower or slow the rate of growth in the daily rate(s), including: (1) utilizing funds from general school aids to pay an appropriate share of the school costs at the institutions, (2) funds generated through participation in the federally supported school breakfast/lunch program be applied as revenue to the division, and (3) appropriate fixed operational costs utilities and maintenance costs) be supported by general program revenue rather than being included in the daily rate(s). The Committee commends DJ Administrator Margaret Carpenter for the changes that have been made over the last 18-20 months in the division and makes a recommendation that Margaret Carpenter be retained as DJ Administrator in the next administration.