FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2015 AD 10 Rev. 1/2015 Report Required by the Ethics in Government Act (if/978 (5 U.S.C. opp. 1. Person Reporting (last name, ?rst, middle initial) 2. Court or Organization Pryor, Jr., William H. United States Court of Appeals 3. Date of Report l2/l2/20l6 4. Title (Article judges indicate active or senior status; magistrate judges indicate full- or part-time) 511. Report Type (check appropriate type) Nomination Date Cl Initial Annual El Circuit Judge - Active 6. Reporting Period Final 1" 12/31/2015 5b. Amended Report 7. Chambers or Of?ce Address 1729 Fifth Avenue North Suite 900 Birmingham, AL 35203 QR TANT 0 The instructions accompanying this form must befollowe; checking the NONE box for each part when: you have no reportable i. Complete all parts, mation. I. S. (Reporting individual only; see pp. 9-13 of ?ling instructions NONE (N0 reportable positions.) POSITION NAME 01 1. Visiting Professor University of Alabama Schooi of Law 7 2. Adjunct Professor Cumberland School ofLaw, Sa?mford University II. TS. (Reporting individual only; soc pp. I446 of?ling instructions) NONE (N0 reportable agreements.) DAT [Ti PARTIES AND TERMS FINANCIAL DISCLOSURE REPORT Page 2 of 10 Name of Person Reporting Date of Report I Pryor, Jr., William H. 12/12/2016 I -IN (Reporting individual and spouse; sec pp. 17-24 of ?ling instruL-tt?t ns A. Filer's Non-Investment Income NONE (N0 reportable non-investment income.) 1 DATE SOURCE AND TYPE INCOME (yours. not spouse's) 1. 2015 University ofAlabama School of Law $12,000.00 2. 2015 Cumberland School of Law, Samford University $7,500.00 3. 2015 I West Publishing Company $5,000.00 4. B. Spouse's Non-Investment Income - If you were married during anyportian of the repartingyenr, complete this section. {Dollar amount not required except for honoraria.) NONE (No reportable non-investment income.) DATE SOURCE AND TYPE 1. 2015 SELF-EMPLOYED ACCOUNTANT lodging, food, entertainment. (lncludcx those to spouse and dependent children; see pp. 25-27 of ?ling instructions.) NONE (No reportable reimibursements.) l. American Bar Association 2. Federalist Society 3. Federalist Society 4. University ofAlabama ME 2015 2015 DATES September 10-1 1, October 28-29, 2015 November 12-15, August 17- November 23,2015 Brasselton, GA New Haven, CT Washington, DC Tuscaloosa, AL PURPOSE Panel Moderator, Sentencing Considera In White Collar Crimt Cases Deliver Presentations Yale Law School Panel Moderator, Nat Lawyers Convention Teaching, Federal Jurisdiction ITEMS PAID OR PROVIDED Lodging and Meals ions a Transportation, Lodging, and Meals onal Transportation, Lodging, and Meals Transportation FINANCIAL DISCLOSURL REPORT Name nf Report Page 3 of 10 Pryor,Jr., William H. 2l 2l20 6 I V. . (Includes those to spouse and (llependenr children; see pp. 28-31 af?ling instructions) NONE (N0 reportable gifts.) SOURCE DESCRIPTION VALUE VI. (Includes thole of spouse and dependent children,- sae pp. 32-33 of?liug instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIETION VALUE CODE FINANCIAL DISCLOSURE REPORT Nam? ?mm? Page 4 of Pryor, Jr., William H. 12/12/2016 VII. and - income, value, transactions (Includes those ()fSpottse am! dependent children; see pp. 34-60 of?ling instructions.) [3 NONE (N0 reportable inco e, assets, or transactions.) A 1) Description of Assets Income during Gross value at end during reporting period (including trust assets) I reporting period ofreporting period (I) (2) (2) (2) (3) (4) (51 Place a?cr each asset i Amount Type (e Value Value Type (a . Date Vulue Gain Identity of exempt from prior disclosure C?d? I div rcnt, Code 2 Method buy, sell. mn ldd/yy Code 2 Code I buyer/seller (A-H) or int) Code 3 redemption) (J-P) (A-H) (ifprivatc (Q-W) transactionFIDELITY MID CAP VALUE A Dividend Sold 12 02/15 i . 3. - FIDELITY SELECT RETAILING A Dividend Buy 12 02/FIDELITY SELECT MEDICAL A Dividcnd DELIVERY I 6. - FIDELITY SMALL CAP None Sold 04/15/15 FUND 7. - FIDELITY SELECT BIOTECHNOLOGY Dividend 8. - FIDELITY BLUE CHIP Dividend 9. -FIDELITY CHINA REGION None Buy 01/15/15 10. I Sold 07/09/15 I 11. - FIDELITY IT SERVICES A Dividend Buy 0 7114/] I 12. 13. - FIDELITY REAL ESTATE i A Dividend Sold 05/29/15 INVESTMENT I 14. -FIDELITY SELECT HEALTHCAEE Dividend Buy 06/29/FIDELITY NASDAQ COMPOSITE A Dividend INDEX 17. - FIDELITY SELECT HEALTHCARE Dividend 1 Income Gain Codes; A =Sl,l)00 or loss ?$1,001 - 522,500 - $5,000 - $15,000 =515.001 - $50000 (Soc Columns I31 D4) =550.001 - $100,000 0 =$100.00 - $1,000,000 HI - 551100.000 H2 =Morc than $5,000,000 2 Value Codes I orilcss =515.001 - $50,000 =$50,001 - $100,000 - $250,000 [Sec Columns C1 and D3) =5250.00 $500,000 0 =5500,001 - $1,000,000 41,000,001 - $5,000,000 P2 =55.000,00 - 525.000.0110 P3 - $50,000,000 P4 =Mnrc lltan $50,000.000 3 Value Method Codes =Appraisall =Cosl (Real Estate Only) 5 =Cush Market (Sec Column C2) =Book vniuc =Othcr =Estimalcd FINANCIAL DISCLOSURE REPORT ?mt-"Wm Rep/""0: Damon-port 1 Page 5 0f 10 Pryor, William 1-1. 12/12/2010 . and income, value, transactions (Includes those and children; see pp. 34-60 af?ling instructions.) NONE (No reportable income, assets, or transactions.) A Description ol?AssetS Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (2) (1) (2) (2) (3) (4) (5) Place after each asset Type (e Value Value Type (e Date Value Gain Identity of exempt from prior disclosure div . rent. Code 2 Method buy, sell, tmr/dd/yy Code 2 Code I buyer/seller or int) Code 3 redemption) (A-H) (if private (Q-W) transaction) l8. - FIDELITY SELECT BIOTECHNOLOGY Dividend l9. - FIDELITY SELECT 1 Dividend PHARMACEUTICAL - - - 20. A - FIDELITY REAL ESTATE Dividend - FIDELITY SELECT Dividend 23. OTC PORTFOLIO Dividend 24. BROKERAGE ACCT #l (H) I 25. - FIDELITY CASH Interest Open 06 02/15 I 26. Buy 06/22/15 (adtl'l) 27. - FIDELITY SELECT BIOTECHNOLOGY Dividend Sold 5 28? Buy 07/2 Ill 5 29. Sold 12/30/15 30. - FIDELITY SELECT Dividend Sold 06/22/15 PHARMACEUTICAL 1 3 l. - FIDELITY SELECT TRANSPORT Dividend Sold 0! .l 32. - FIDELITY OHIO MUNI INCOME Dividend Buy 1 120/15 I 33. WARREN AVERETT, LLC SHARING PLAN (H) i 34. -AQR MANAGED FUTURES STMTEGY Dividend Buy 1 2/30/15 FUND (X) I (ttdd'l) 1 Income Gain Codes: A or =Sl.00l - $2.500 - $5.000 ?5.000 F. :51 - $50,000 (See Columns BI and D4) =550.00 - $000,000 =5]00,00l - $1,000,000 HI =Sl.000.00] - $5,000.000 H2 =Morc than $5,000,000 2 Value Codes or less - 350.000 =$50.00l - ?00.000 =$lOD,00l $250,000 (See Columns Cl and D3) =$250.00 -i5500,000 =$500.00] - $ .000.000 Pl =$I.000.00l - $5,000,000 P2 =55.000.001 - $25,000,000 P3 =525.000.0i)l - 550.000.000 P4 =More than 550000.000 3 Value Method Codes (See Column C2) 0 =Approisai =Book Value =Cost (Real Estate Only) =Othcr =Cnsh Market FINANCIAL DISCLOSURE REPORT Page 6 of 10 Name of Person Reporting Pryor, Jr., William II. Dale of Report . 12/12/2016 VII. and income, value, transactions (Includes those of spouse and depend NONE (N0 reportable inconie, assets, or transactions.) Description of Assets (including thI assets) I A Income during reporting period Gross value at end of rcponing period A an! children; see pp. 34-60 of?ling instructions.) 'ransactions during reporting period (I) (2) (2) (2) (3) (4) (5) Place after each asset Amount Type (e Value Value Type (6 Date Value Gain Identity of exempt from prior disclosure 1 div rent, Code 2 Method buy, sell, Code 2 Code I buyer/seller or int) (J-P) Code 3 redemption) (J-P) (A-H) (if private transaction) 35. -BOSTON PARTNERS ROBECO A Dividend Sold IO 30/15 SHORT RESEARCH (X) (part) 36. I-CALAMOS MARKET NEUTRAL I A Dividend Sold 10/30/15 INCOME A (X) I I (part) 37. Sold 12/30/15 I 38. -LEGG MASON CLEARBRIDGE SMALL A Dividend Buy CAP GROWTH I (X) (add'l) 39. Sold 12/30/15 (part) 40. -DFA EMERGING MARKETS CORE A Dividend .l EQUITY I (X) 41. INTERNATIONAL SMALL A Dividend COMPANY I (X) 42. -DFA INTERNATIONAL VALUE) None Buy 1 2/30/l 5 43. DH US MICRO CAP I (X) I A Dividend Buy 12/30/15 i (add'l) 44. -DODGE COX INTERNATIONAL Dividend Sold 12/30/15 STOCK (X) (part) 45. -DOUBLELINE TOTAL RETURNJBOND A Dividend Sold 12/30/15 I (X) 46. -JPMORGAN STRATEGIC INCOME A Dividend Sold 12/30/15 OPPORTUNITIES FUND (X) (part) 47. -LOOMIS SAYLES BOND A Dividend Sold 12/30/15 48. -MELLON STABLE VALUE FUND (X) A Dividend Buy 12/23/15 (adtl'l) 49. -MERGER INVESTOR (X) i A Dividend 50. -OPPENHEIMER STEELPATH A Dividend Buy 12/30/15 ALPHA (X) (add'l) 51. -P1MCO A Dividend .l Buy 5 STRATEGY INSTL (X) (add'l) 1 Income Gain Codes: A =Sl.000 =5 .001 - $2,500 =52.50 - $5.000 =55.00l - $15,000 13 - 550.000 (Sec Columns BI and DJ) =550,001 - 5100.000 0 =Sl00.00 - Hl - $5,000,000 H2 =More than $5,000,000 2 Value Codes ot?less - $50,000 =$50.00 - $000,000 =$l00.001 - $250,000 (See Columns Cl and DJ) 3 Value Method Codes (See Column C2) =52 50,001 $500,000 P3 - 550.000.000 =Appraisal =Book Value 0 =$500.00 - 51.000.000 =Cost (Real Estate Only) =0ther =Estimnled PI =Sl.000,001 - $5,000,000 P4 =Morc than 550300.000 P2 =35,000.001 - 521000.000 =Cnsh Market Name otPerson Reporting FINANCIAL DISCLOSURE REPORT Page 7 of 10 Pryor, Jr., William H. Dale of Report 12/12/2016 VII. and income, value. transactions (Includes (hose of spouse and dept-nigh! children: see pp. 34-60 of ?ling illitruclilms.) 1:1 NONE (No reportable income, assets, or transactions.) A Description of Assets Income during Gross value at end (including trust assets) 1 rcponing period of reporting period Transactions during reporting period (I) (3) (I) (2) (2) (3) (4) (5) Place after each asset Amounl Type (e . Value Value Type (e . Date Value Gain Identity of exempt from prior disclosure 1 div rent. Code 2 Method buy. sell, min/dd/yy Code 2 Code I buyer/seller ?+11 or int) (J-P) Code 3 redemption) (J-P) (A-H) (ifprivaic (Q-W) transaction) i 52. I Sold 11/30/15 (part) 53. -PIMCO TOTAL RETURN INSTL A Dividend Sold 11/30/15 54. -PIONEER STRATEGIC INCOMEA (X) A Dividend . Sold 12/30/15 55. -T.ROWE PRICE REAL ESTATE (DO A Dividend Sold 12/30/15 '(part) 56. -VAN ECK UNCONSTRAINED EMERG A Dividend Sold 1 2/30/15 MKTS BOND (X) 57. -VANGUARD EMERGING None Buy I 2/30/15 STOCK IDX. 58. EQUITY-INCOME ADM Dividend Sold 1 2/30/15 00 (part) 59. -VANGUARD GROWTH INDEX ADM A Dividend Sold 05/08/15 (part) 60. INTERM-TERM None Buy 12/30/15 CORPORATE BOND 61. -VANGUARD MID-CAP GROW A Dividend Sold 05/08/15 INDEX ADM (X) (part) 62. -VANGUARD MID-CAP VALUE INDEX A Dividend Sold 05/0811 5 ADM (X) (part) 63. SMALL CAP GROWTH None Buy 12/30/15 INDEX ADM 64. -VANGUARI) SMALL CAP VALUE None .1 Buy 12/30/15 INDEX ADM i 65. -VANGUARD TOTAL BOND MARKET None Buy 12/30/15 INDEX ADM 66. -VANGUARD VALUE INDEX ADM Nonc Buy 12/30/15 67. -VULCAN VALUE PARTNERS SMALL [3 Dividend Buy 0/30/15 CAP (X) (add'I) 68. Sold 2/30/15 (part) 1 Income Gain Codes; (See Columns 131 and DA) 2 Value Codes (See Columns Cl and DE) A =$l.000 or less =Sl.001 - $2.500 =$50.001 - l00.000 =5100.001 - 51.000000 .1 =515.000 ofless =$15.001 $50,000 =$250.0011$500.000 =5500.001 - 31.000.000 P3 - $50,000,000 =Appraisal? =Bonk Value 3 Value Meltiod Codes (Sec Column C2) =Cost (Real Estate Only) =Olhcr - 55,000 Hi =$l.000.001 - 55.000.000 =550.001 - 5100.000 P1 =$l.000.001 - $5,000,000 P4 =More than 550.000.000 =Assessment =Eslimaled =Cash Market I) =55.001<515.000 112 =More lhan 35.000000 =$100.001 5250.000 P2 =$5.000.001 - 525.000.0011 Ii ?Sl 5.001 - 350.000 FINANCIAL DISCLOSURE REPORT Page 8 of 10 Name of Person Reporting Pryor, Jr., ?'illinm H. Date of Report 12/]2l2016 and income, value, Immac?om (Inelmfer those of spouse and deer NONE (No reportable income, assets, or transactions.) i fem children; see pp. 34?60 of ?ling instructions.) Description of Assets I Income during Gross value at end 1 ransactions during reporting period (including trust assets) I reponing period of reporting period . (1) (3) (1) (I) (2) (3) (4) (5) Place "00" met each asset Amount Type (e 3. Value Value Type (e Date Value Gain Identity of o? exempt from prior disclosure I Cm 1 div rent, Code 2 Method buy. sell. nun?dd?yy Code 2 ode buyer/seller (A-H) or int (J-P) Code 3 redemption) (1-13) (IX-H) (if private I transaction) 69. BBVA COMPASS BANK - NC #1 I Interest 72. Income Gum Codes. (See Columns El and D4) 2 Value Codes (See Columns Cl and D3) 3 Value Method Codes (See Column A 41,000 or :less -550.001- $100,000 $2,500 4100.001 - $1,000,000 1-5110000613: 5500.000 0 4500.001 . ?900.000 P3 425,000,901 - $50,000,000 cAppum]! =Cost (Real Estate Only) -Book wile ?Other - $5.000 Hl 35.000000 1. Pl - 55,000,000 P4 =Mare than 550000.000 =Assessment =Estimaled =Cash Martel ?55,001 - $15,000 H2 -More than 55000000 ?$100,001 $250,000 P2 r451100.001 . 521000.000 =315.00l $50,000 Name 01' Person Reporting FINANCIAL DISCLOSURE REPORT Page 9 of 10 Pryor, William 11. Date of Report 12/12/2016 For all ofthc listed under the Warren Averett, LLC Pro?t Sharing Plan, the infonnation in column is The statements that we receive from the pro?t sharing plan do not disclose this information. And the plan does pr) r1.) omitted because that information is unavailable. 01 record this information. Date of Report FINANCIAL DISCLOSURE REPORT Reporting Page of Pryor, William H. 3 IX. CERTIFICATION. I I certify that all information given above (including information pertaining to my spouse and minor or dep ndent children, ifany) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported wasI withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions ofS U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations. Signature: 8/ William H. Jr. I NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR FAILS TO FILE THIIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) I Committee on Financial Disclosure Administrative Of?ce of the United States Courts Suite 2-301 One Columbus Circle, NE. Washington, DC. 20544