r10 l0 Rev. [/2015 FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2015 Report Required by the Ethics in GuvernnienI/tcto/1978 (5 US. C. app. IUl-l/l) 1. Person Reporting (last name, ?rst, middle initial) 2. Court or Organization Hardiman, Thomas M. U. S. Court of Appeals 3. Date of Report 05/5/2016 4. Title (Article 111 judges indicate active or senior status; 511. Report Type (check appropriate type) magistrate judges indicate ?Jll- or part?time) Nomination Date '3 Initial Annual US. Circuit Judge - Active Final 6. Reporting Period 01/01/2015 10 5b. '3 Amended Report 12/31/2015 7. Chambers or Of?ce Address 2270 United States Courthouse 700 Grant Street Pittsburgh, PA 15219 IMPOR TANT 0 TBS The instructions accompanying this form must befollo checking the NONE box for each part where you have no reportable in wed. Complete all parts, formation. I. 0 . (Reporting individual only; see pp. 9-13 of filing instructions.) NONE (No reportable positions.) POSITION NAME 1. Director Big Brothers Big Sisters 0? 2. Adjunct Law Professor (pro bono) Duquesne Law School DF ircatcr Pittsburgh, Inc. . A . (Reporting individual only; see pp. l4-l6 (if/fling NONE (No reportable agreements.) DATE PARTIES AND ERMS Name of Person Reporting FINANCIAL DISCLOSURE REPORT Duke of Report Page 2 of 28 Hurdiman, Thomas M. 05/5/2016 (Reporting individual see pp. 17-24 of?ling ins-true A. Filer's Non-Investment Income NONE (No reportable non-investment income.) DATE SOURCE AND TYPE INCOME (yours, not spouse's) B. Spouse's Non-Investment Income - were married during any portion ofrhe reportingyear, complete .rhi (Dollar amount not required except for honorarid.) I: NONE (No reportable non-investment income.) SOURCE AND TYPE 1. 2015 The First City Company 2. 3. 4. IV . I transportation, lodging, food, cmerra inmenr. (Includes those to spouse and dependent childreii.? see pp. 25-27 of?iing NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED FINANCIAL DISCLOSURE REPORT Rammng Date oI'chort Page 3 0f 28 Hardiman, Thomas M. 05/5/2016 V. (Includes those to spouse and dependent children; see pp. 28-3] af?ling instructions.) NONE (N0 reportable gi?s.) SOURCE DESCRIPTION VALUE 1. Academy ofTrial Lawyers of Honorary Membership $750.00 Allegheny County VI. (Includes those of spouse and dependent children; see pp. 32-33 of ?ling instructions.) NONE (N0 reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE FINANCIAL DISCLOSURE REPORT Page 4 on8 Name Reporting llardiman, Thomas M. Date of Report 05/5/2016 VII. and -- income, value, transactions (Includes those of'spousc and tie/m ?ch??l children,- see pp. 34-60 of filing instructions.) NONE (N0 reportable income, assets, or transactions.) A. Description of Assets (including trust assets) B. Income during reporting period Gross value at end of reporting period D. Transactions during reporting period (2) (2) (2) (3) (4) (5) Place a?er each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure COde div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller or int.) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 1. PNC Checking Account A Interest 2. PNC Money Market Acct. A Interest 3. Vanguard Mut. Fund (MF) (3 Dividcnd Buy (4/08/15 - ,(add'l) 4. Buy (5/14/15 (add'l) 5. Buy (7/01/15 (add'l) 6. Buy (7/22/15 (add'l) 7. Buy 8/21/15 (add'l) 3- Buy (9/15/15 (add'l) 9. Buy 0/19/15 (add'l) 10. Buy 2/18/15 (add'l) 11. Fulton Financial (CS) A Dividend .T 12. WELLS FARGO EQUITY ACCOUNT 13. Wells Fargo MM A Interest 14. Altisourcc Portfolio Solutions CS None 15. Alphabet Inc. Class A -- Formerly Google None 16. Alphabet Inc. Class -- Formerly Google None 17. A10 Group A Dividend I. Income Gain Codes: (See Columns 81 and D4) 2. Value Codes (See Columns C1 and DJ) A or less =$50,001 - $l00,000 =515,000 or less =$250,001 $500,000 =$l,001- $2,500 - $1,000,000 =515.001 - $50,000 0 =$500.00 - $1,000,000 P3 =$25,000,001 550,000,000 3. Value Method Codes (See Column C2) =Appruisal =Book Value =Cost (Real Estate Only) =Olher - $5,000 HI =$l.000.001 - $5,000,000 =$50.001 - $100,000 P1 =51,000,00 - $5,000,000 P4 me than $50,000,000 =Estimatcd =$5.001 - $15,000 112 =Morc than $5,000,000 =$100,001 - $250,000 P2 - 525.000.000 =Cash Market - $50,000 FINANCIAL DISCLOSURE REPORT Daleomevon Page 5 of Hardiman, Thomas M. 05/5/2016 VII. and - income, value, transactions (Includes those of spouse and depart/ant children: see pp. 134-60 ofjiling instructions.) NONE (No reportable income, assets, or transactions.) A. B. C. D. Description ofAssets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (1) (2) (1) (2) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure cm]: I div.. rent, Code 2 Method buy. sell. Code 2 Code 1 buyer/seller (A-H) or im.) Code 3 redemption) (A-H) (if private (Q-W) transaction) 18. Apple A Dividend I Sold 0.1/10/15 . (part) ?19. Sold 1 3/22/15 .1 (part) - 20. -- Formerly Direct TV None 1 . . Sold 07/27/15 A A . i . ,(part) 21. Sold 08/18/15 22. Bank New York Mellon CS A Dividend 23. Berkshire Hathaway None 24. Chemtura None Sold C2/06/l 5 (part) 25. Sold (part) 26. Sold 0/06/15 (part) 27. Buy 0107/1 5 (add'l) 28. Sold 0/07/15 29. Citigroup A Dividend 30. Continental Building Products None Buy )1/20/15 (add?l) Cooper Standard None Buy 33/25/15 32. Buy 04/27/15 (add'l) 33. Buy 09/02/15 (add'l) 34. Buy 09/28/15 (add'l) 1. Income Gain Codes: A =$1.000 or less 8 =Sl.001 - $2.500 =52.501 - $5.000 =55.00 - ?5.000 I 5.001 - $50,000 (See Columns Bl and D4) =550,00 - $100,000 =3100.001 - 51.000.000 Hl - 55.000.000 HZ =More than 55.000.000 2. Value Codes .l or less - $50,000 =550.001 - $100,000 =Sl00.00l - 5250.000 (Sec Columns Cl and D3) =5250.00 - $500,000 0 - 31.01.10.000 Pl =$I.000.00l - 35.000000 P2 - 525.000.000 P3 =$25.000.00l - P4 =More 350000.000 3. Value Method Codes 0 =Appmisa] =Cost (Real Estate Only) 5 =Cnsh Market (Sec Column C2) :Book Value ?00th =Eslimuled Name ofPerson Reporting Date of Report Page 6 of 28 Hardimutt, Thomas M. 05/5/20l6 VII. and income, value, transactions (Includes those of spouse and dope; dent children,- see pp. 34-60 of?tr?ng instructions.) :1 NONE (N0 reportable income, assets, or transactions.) A. B. C. D. Description of Assets income during Gross value at end Transactions during reporting period (including trust assets) reponing period ofreporting period (I) (2) (I) (2) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure C?de div., rent, Code 2 Method buy, sell, m/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (A-H) (il'privntc (Q-W) transaction) 35. Buy 11/04/15 .1 (add'l) 36. Cott. Corporation None Buy 06/19/15 37. Direct TV Now None . Sold 07/27/15 38. Dish Network CS None 39. Ebay CS None Sold 1/23/l 5 40. DSW Class A A Dividend Buy 10/14/15 41. Sold 1/25/15 .1 A (part) 42. Express Scripts None 1.. 43. General Motors Dividend Buy 1 5/01/15 (acld'l) 44. Buy )7/09/15 (add'l) 45. Goldman Sachs A Dividend 46. Googlc Now Alphabet None 47. Google Class Nonvoting -- Now Alphabet None 48. Google Class A Voting -- Now Alphabet None 49. JP Morgan Chase CS Dividend 50. Kinross Gold_lorp None 51. Koppers Holdings None Buy 03/05/15 I. Income Gain Codes: A or less 13 - $2.500 =52.50 - $5,000 =$5,001 - $15,000 15 - 550,000 (See Columns Bl and D4) =$50.00l - $100,000 0 - $1,000,000 - $5,000,000 HZ =More than $5,000,000 2. Value Codes or less =515,00 - $50,000 =$50.00 - $100,000 - $250,000 (See Columns CI and D3) =$250.001 - $500,000 0 =$500,001 - 51.000000 Pl - $5,000,000 P2 =$5,000,001 - $25,000,000 P3 - $50,000,000 P4 =More than $50,000,000 3 Value Method Codes =Appmisa =Cosl (Real Estate Only) 3 =A55cssmem Market (Sec Column C2) =Book Value =Othf =Estitnaled FINANCIAL DISCLOSURE REPORT Page 7 0f 28 Name of Person Reporting Hardimun, Thomas M. Dale of Report 05/5/2016 VII. and - income, value, transactions (Includes (have ofxpuuse am! (leper/lent children; .ree pp. 34-60 (if/Hing instructions.) NONE (No reportable income, assets, or transactions.) A. Description of Assets (including assets) Income during reponing period B. C. Gross value at end of reporting period D. '1 during reporting period (2) (I) (2) (I) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure COM 1 div.. rent, Code 2 Method buy. sell, mln/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) Code 3 redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) 52. Sold 11/17/15 A (part) 53. Sold 11/29/15 54. Market Vectors Gold A Dividend . 55. Newscorp CLA None Sold 0 5/22/15 56. Newscorp CLB None Sold 05/14/15 A 57. Netseout None Buy 0 3/06/15 58. Buy 03/28/15 (add?l) 59. Packaging Co. ofAmcrica Dividend Buy 05/06/15 60. Buy 07/10/15 (add'l) 61. Paci?c Drilling I None Sold 12/24/15 A 62. Range Resources A Dividend Buy 01/20/15 (add'l) 63. Buy (17/31/15 .1 (ndd'l) 64. Spirit Airlines None Buy 12/29/15 65. T. Mobile None Sold 5/28/15 (part) 66. Buy 5/29/15 (MM) 67. Sold 5/29/15 1 A (part) 68. Time Warner New A Dividend Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (See Column C2) A =$l.000 or less =$50.001 - 5100.000 =515.000 or less 4250.001 - 3500.000 P3 - $50,000,000 =Appraisnl =Book Value =51 .001 - $2.500 =6100.001 - 51.000.000 =$15.00 - $50,000 0 =5500.00 - $1,000,000 =Cost (Real Estate Only) =Other =52,501 - 55,000 Hi . $5,000,000 =$50.001 - $100,000 Pl P4 =Morc than 550,000,000 5 =Estimnled =55.00] - $15,000 112 =More than $5,000,000 =$100.001 - 5250.000 P2 =55,000.00 - $25,000,000 - 550.000 =Cnsh Market FINANCIAL DISCLOSURE REPORT Page 8 of 28 Name of Person Reporting Hartliman, Thomas M. Date of Report 05/5/2016 VII. an - value, transactions (Includes those ofspousc and dependent children; see pp. 34-60 instructions.) NONE (N0 reportable income, assets, or transactions.) A. Description (including assets) B. Income during reporting period Gross value at end ofreporting period D. Tiansactiens during reporting period (2) (1) (2) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure cm," I div.. rent. Code 2 Method buy, sell, mrr/dd/yy Code 2 Code buyer/seller or int.) Code 3 redemption) (J-P) (AS-H) (il?private transaction) 69. TRW Automotive Holdings None Sold 01 14/15 .(part) 70. Buy 01 15/15 (add'l) 71. ..Sold 0115/15 72. Tweny-First Century CLA A Dividend 73. US Bancorp CS A Dividend Sold 11/09/15 .1 (part) 74. US Steel New None Buy 02/12/15 75. Sold 12/30/15 A 76. WELLS FARGO BOND ACCOUNT 77. Wells Fargo MM A Interest 1 78. R83 Capital Funding flit/u ABN Amro Cap Dividend VII 79. Abingtou PA School Dist. Interest 80. AmerisourceBergcn Corp CS A Dividend 81. Barclays Bank PLC Pfd. (PF) 13 Dividend 82. Bank Interest Redeemed 04/20/15 A 83. Duke Energy PF A Dividend 84. Eaton Vance En. Equity MF A Dividend 85. Eaton Vance Gr. 1ndia MF A Dividend 1. Income Gain Codes: A =51,000 =51.001 - $2.500 =32.501 - $5,000 (See Columns 81 and D4) 2. Value Codes (Sec Columns Cl and DJ) 3. Value Method Codes (See Column C2) - 5100.000 1 =5250,00}- $500,000 P3 =525.000.00l - $50,000,000 =Appraisnl =Book Value - $1,000,000 =$15.00 - 550.000 0 - 51.000000 =Cosl (Real Estate Dilly) =0lher HI - $5,000,000 - $100,000 P1 =31,000.001 - 55.000.000 P4 =Morc than 550.000.000 =Estiniatcd - $15,000 H2 =Morc than 55.000.0(10 - 5250.000 P2 =35.000.00 - $25,000.000 =Cash Murket - $50,000 Name of Person Reporting Date of Report Page 9 of 28 Hardiman, Thomas M. 05/5/2016 VII. and income, mine, transactions (Includes those of spouse and dependent chihlren; see pp. 34-60 af?li?ng instructions.) El NONE (No reportable income, assets, or transactions.) A. B. C. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (2) (3) (4) (5) Place alter each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure COdc div., rent, Code 2 Method buy, sell, rim/dd/yy Code 2 Code i buyer/seller or int.) Code 3 redemption) (J-P) (A-H) (ifprivatc transaction) 86. Guggenheim Credit Allocation Fd Dividend 87. Investment Co. of America MF I Dividend 88. Monroeville PA Mun. - -Interest 89. Mount Lebanon PA Interest 90. Oetorara PA Area Interest 9 I. HSG A. Interest 92. Spectra Energy Corp PF A Dividend .l 93. University Area It. A Interest 94. Washington Mutual Invest. MF Dividend 95. Capital World Income MF A Dividend 96. Eumpaci?e Growth MP A Dividend 97. New Perspective FDA MP A Dividend 98. Lord Abbett Inv. Trust Class A Dividend Sold 06/29? 5 A (part) 99. Sold 07/28/15 A (part) 100. Sold 08/28/15 A (part) l0]. Sold 09/28/15 A (part) 102. Lord Abbett Inv. Trust Class A Dividend Sold 06/01/15 A (part) I. Income Gain Codes: A or less 8 =Sl,00l - $2.500 - $5000 I.) =35.00 - $15,000 5 =$l5.00 - $50,000 (See Columns and D4) -, ?00.000 =5100,00] - Sl.000,000 HI - 55.000000 H2 =M0rc than 55.000300 2, Value Codes or less - 350.000 =$50,001 - $100,000 =$l00,00l - $250,000 (Sec Columns Cl and D3) =3250.00l - $500,000 0 - Sl.000,000 Pl - $5,000,000 P2 - $25,000,000 P3 - $50,000,000 P4 =More than $50.000,000 3. Value Method Codes =Appmisa =Cost (Real Estate Only) 5 =A55c55mcm Market (See Column C2) :30? Value =Othcr =Esiimaicd Name ol'l?erson Reporting Date Page, 10 of 11nrdiman,?1?honms M. 05/5/2016 VII. and income, value, transactions (Inc/titles those and dependent children,- sec pp. 34-60 of?ling instructions.) I: NONE (No reportable income, assets, or transactions.) A. B. C. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (2) (1) (2) (3) (4) (5) Place n?er each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure C?d? div., rent. Code 2 Method buy. sell, it m/dd/yy Code 2 Code 1 buyer/seller or int.) (J-P) Code 3 redemption) (J-P) (A-H) (il?privnte (Q-W) transaction) 103. Sold 06/29/15 .1 A .(part) 104. Sold (17/28/15 A - - 7 (part) - - - i 105. A - - - . ,Sold 08/28/,(part) 106. Sold A (part) 107. Sold 10/28/15 A (part) 108. I I . Sold 1/30/15 A '(part) 109. Sold 2/28/15 A (part) 1 10. Lord Abbott Equity Calibrated Mid A Dividend Buy 6/01/15 Cap 111. Buy (6/29/15 (add'l) 112. Buy (7/28/15 .1 (add'l) 113. Buy 18/04/15 (add'l) 114. Buy 18/28/15 (add'l) 115. Buy 39/28/15 (add'l) 116. Buy 0/28/15 (add'l) 117. Buy 1/30/15 (add'l) 118. Buy 2/2811 5 (add'l) 19. Lord Abbett Secs Trust Growth Leaders None Buy Fund 1. Income Gain Codes: A =Sl,00 - $2.500 =52.50 - $5,000 1) =35.001 - $15,000 - $50,000 (See Columns BI and Dd) =550.001 - $100,000 (.1 - 51.000.000 Hl =l$1,000,001 - 55.000.000 HZ =Morc than 35.000000 2. Value Codes 1415.000 01? less - 550.000 - $100,000 =$100.001 - 5250.000 (Sec Columns Cl and DJ) =5250.001v- $500,000 0 m$500.001 - $1,000.000 Pl =$1.000.001 - 35.000.000 P2 =55.000.001 - $25,000.000 1?3 =$25.000.001 - $50,000,000 P4 =Mon: than $50,000,000 3. Value Method COdCli =Am-"nisal (1112311 Estate =Assc55u1cm =Cash Market (See Column C2) =Boak Value =Olh?r =Estimatcd FINANCIAL DISCLOSURE REPORT ?Person ?sporting ?mt-Mew? Page 1 1 of 28 l-lardiman, Thomas M. 05/5/2016 . and - income, value, transactions (Includes those of spouse and rlepct dent children; see pp. 34-60 of ?ling instructions.) NONE (No reportable income, assets, or transactions.) A. B. C. D. Description ofAsscIs Income during Gross value at and Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (2) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure com: 1 div., rcnt, Code 2 Method buy, sell, rr m/dd/yy Code 2 Code buyer/seller M41) or im.) (J-P) Code 3 redemption) (A-H) (ifprivmc transaction) 120. Buy 06/29/15 -(add'l) 121. Buy 7/28/15 .1 '(add'l) 122. . Buy 08/28/15 . .1 123. Buy 09/28/15 .1 (add?l) 124. Buy 10/28/15 .1 (add'l) 125. Buy 11/30/15 ?(add'l) 126. Buy 12/28/15 (add'l) 127. Crumrin Dividend 128. Corp Nonc Sold 1 Oil 5 129. Citigroup A Dividend Sold (4/10/15 1 130. Dish Network Class A None 131. Corp None Sold 1 4/10/15 A 132. JP Morgan Chase A Dividend Sold 4/10/15 .1 133. Kinross Gold Corp None Sold 14/10/15 A 134. Mobile None Sold 14/10/15 135. MFS SER Trust 111 Mon High Income Class A Dividend Sold )1/21/15 A A (part) 136. MFS Global Total Rm Fund Class A A Dividend Buy )l/Zl/l 5 (add'l) 1.1I1eomc Gain Codes: A =51.000 unless =$l,001 - $2.500 - 35.000 1) - $15,000 =515.001 - 550.000 (Sec Columns BI and D4) =$50.001 ~5100.000 Ci =5100,001 - $1,000.000 H1 - 35.000.000 HZ =More than $5,000,000 2. Value Codes 5.000 or less - $50,000 =350.001 - $100,000 =3100,001 - 5250.000 (Sec Columns Cl and DJ) =5250.00 - 5500.000 0 =$500.001 - $1,000,000 Pl - 35.000.000 P2 =55.000,00 - 521000.000 1?3 15.25.000.001 - 350.000.1100 P-?l =Morc $50,000.000 3. Value Method Codes =Appraisal 551310 only} 3 30'5" Mark? (Sec Column C2) $300k value =Olhcr =Eslimaled FINANCIAL DISCLOSURE REPORT Page 12 of 28 of Person Reporting l-Iurdiman, Thomas M. Date 01' Report 05/5/2016 VII. and income, value, transactions (Inc/mics those afspousc and duper (lent children; see pp. 34-60 (inling instructions.) :1 NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) B. Income during reporting period C. Gross value at end ofreponing period D. Fransaclions during reporting period (1) (2) (I) (2) 12) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell, mm/(ld/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (A-H) (ifprivatc transaction) 137. MFS Growth Class A None 1? Buy 01/21/15 I . I (add'l) 138. MFS Mid Cap Value A Dividend Buy 011/21/15 139. MFS Municipal Limited Maturity Fund. (3 . Dividend 'Sold 0 /2l,(part) 140. Buy 05/27/15 (add'l) 141. Sold 06/29/15 A (part) 142. Sold 07/27/15 A (part) 143. Sold 08/27/15 A (part) 144. Sold A (part) 145. Sold 10/27/15 A (part) 146. Sold 11/27/15 A (part) 147. Sold 2/28/15 A (part) 148. MFS Utilities Fund Dividend Buy (5/27/15 (udd'l) 149. Buy 6/29/15 (addW) 150. Buy 7/27/15 (add'l) 151. Buy 8/27/15 (add?l) 152. Buy 19/28/15 (ztdd'l) 153. Buy 0/27/15 (add'l) l, Income Gain Codes: (Scc Columns 8] and D4) A =Sl.000 or. less =550,001 l3 =31.001 - $2,500 0 =5100.001 - $1.000.000 =52.50 - $5,000 111 =Sl.000.001 - $5,000,000 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Scc Column C2) 1 =515.000 or less =3250.001 - $500,000 P3 =325.000.?001 - 550,000,000 0 =Appraisal =Book Value - $50,000 0 - $1,000,000 =Cost (Real Estate Only) =Othcr - $100,000 Pl =51.000.001 - 35.000300 P4 =Morc than $50,000.000 =Estimatcd =$5.001 - $15,000 HZ =M0rc than $5,000,000 - $250,000 P2 - 525.000.0013 550.000 Market FINANCIAL DISCLOSURE REPORT Page 13 of 28 Nnme of Person Reporting l-Iardimnn, Thomas M. Date 01? Report 05/5/2016 VII. and -- income, value, transactions (Inc/mics t/lOse ofs'pouse and depart en! children; see pp. 34-60 (If/Fling instructions.) I: NONE (No reportable income, assets, or transactions.) A. 13. Description of Assets (including trust assets) Income during reporting period C. Gross value at end 01' reporting period D. '1 ransactions during reporting period (1) (2) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure com? I div., rent, Code 2 Method buy. sell, min/dd/yy Code 2 Code I buyer/seller (NH) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 154. 7 Buy 11/27/15 .(add'l) 155. Buy 12/28/15 (add'l) 156.? MFS Global Equity Fund Class A Dividend Buy 0 /21/15 - - - (add'1) 157. MFS International Growth Fund Dividend Buy 0 1121/15 (add'l) 158. MFS Value Fund Dividend Buy 0 /21/15 (add'l) 159. Putnam Capital Spectrum I None Buy 01/30/15 160. Buy 0 5/29/15 (add'l) 161. Buy 05/29/15 (udd'l) 162. Buy 07/28/15 (add'l) 163. Buy 03/28/15 (add'l) 164. Buy 09/2811 5 (add'l) 165. Buy 10/28/15 (add'l) 166. Buy 1 1/30/15 (udd'l) 167. Buy 12/28/15 (add'l) 168. Putnam Equity Spectrum Buy 04/30/15 169. Buy (5/28/15 (atld'l) 170. Buy (6/29/15 (udd'l) A =$l.000 or less =$50.00 - 3100.000 =5250.001 - 3500.000 1?3 =525000.001 - 550.000.000 =Appraisnl- =Book Value 1. Income Gain Codes: (Sec Columns BI and DI) 2. Value Codes (See Columns C1 and D3) 3. Value Method Codes (See Column C2) =$1,001 - $2.500 =$100,001 - $1,000.000 =$15.001 - $50,000 0 =$500.001 - $1,000,000 =Cost (Real Estate Only) =Other =52.501 - 55.000 111 - $5,000,000 1. =550.001 - $100,000 1?1 =51,000.001 - $5,000,000 P11 =Morc than $50,000,000 =Estimnted =55.001 - 515.000 H2 =Morc than $5,000,000 =$100,001 - $250,000 P2 =$5,000,00 - $25,000,000 =515.001 - $50,000 =Cash Market FINANCIAL DISCLOSURE REPORT ?Report Page 0f I'Iardiman, Thomas M. 05/5/2016 VII. an income, value, transactions (Includes those of spouse and depenient children; see pp. 34-60 of ?ling instructions.) NONE (No reportable income, assets, or transactions.) A. B. C. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (2) (2) (3) (4) (5) Place alter each asset Amount Type Value Value Type (cg, Date Value Gain Identity of exempt from prior disclosure COde div., rent, Code 2 Method buy, sell. at n/dd/yy Code 2 Code I buyer/seller or int.) (J-P) Code 3 redemption) (J-P) (A-H) (il'private transaction) 171. '13in (add'l) 172. Buy 0! l28/I 5 173. - - i - I .Buy 0? /28/(add'l) 174. Buy 10/28/15 (add'l) 175. Buy I 130/15 (add'l) 176. Buy 1 1/28/15 (add'l) I77. 401(k) ACCOUNT 178. Lg. Value Equity MF (Dodge Cox) A Dividend I79. Lg. Value Growth (T. Rowe Price) A Dividend 180. Mid Cap Value (Perkins Mid Cap Value) A Dividend 181. International Value 11 (Dodge Cox) A Dividend I82. International Growth (Jamns Overseas)?- A Dividend Transfer to Inveseo Intl Growth 183. lnvesco International Growth A Dividend 184. 401(k) ACCOUNT #2 185. Merrill A Interest [86. Central Europe Russia MI: A Dividend 187. Century Link Dividend It Income Gain Codes: A =Sl.000 or less =31 .001 - $2.500 =32.501 . $5.000 =55.00l - 515.000 5.001 - $50,000 (See Columns BI and D4) =$50.00 5100.000 =$lO0,001 - 51.000000 HI - $5,000.000 H2 =More than $5.000.000 2. Value Codes =$15.000 or less =$l5.001 - $50,000 =$50.00l - $l00.000 =5100.00 - 8250.000 (See Columns Cl and DJ) =$250.001 - $500,000 0 =$500.00 - 51.000.000 Pl =$l.000.00] - 55.000.000 P2 =55,000.00l - $25.000.000 425000.001 - 550000.000 P4 =More than $50,000,000 3. Value Method Codes =Appraisa =Cost (Real Estate Only) 3 =A55c55m?m =Cash Market (SEC Column C2) 4300;. =Olhcr =Estimuled Name ofl?erson Reporting Date of Report Page 15 of l-Iardiman, Thomas M. 05/5/2016 VII. and - incame, value, transactions (Includes r/mse ofspouse (mil dope idem children: see pp. 34-60 instructions.) NONE (No reportable income, assets, or transactions.) A. B. C. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reponing period of reporting period (I) (2) (1) (2) (1) (2) (3) (4) (5) Place a?er each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure I div., rent, Code 2 Method buy, sell, m/dd/yy Code 2 Code 1 buyer/seller (A-H) or im.) Code 3 redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) 188. Ciligroup cs A Dividend 189. General Electric CS A Dividend 190. Nektar Therapeutics CS 1 . . . None 191. Sirius CS None 192. TRUST #1 193. Wells Fargo Aceount A Interest 194. AMCAP MF None 195. Capital World Gr. Income MF Dividend 196. Europaci?c Growth MF Dividend Buy (4/13/15 (add'l) 197. Buy 15/13/15 .1 (add'1) 198. Buy 6/15/15 .I (add'l) 199. Buy 7/13/15 1 (add'l) 200. Fundamcnlal inV. MF Dividend Buy 14/13/15 (add'l) 201. Buy 5/13/15 - (add'l) 202. Buy 6/15/15 1 (add'l) 203. Buy 17/13/15 (add'l) 204. Growth Fund ofAmeriea MP A Dividend 1. Income Gain Codes: A =Sl,000 or less =51,00 - $2,500 =$2,501 - $5,000 =55.001 - $15,000 0 - $50,000 (See Columns 131 and D4) - $100,000 0 =$100,001 - $1,000,000 111 =51,000,00 - $5,000,000 H2 =Morc than $5,000,000 2. Value Codes .1 =$15.000 or. less =$15,001 - $50,000 =$50.001 - $100,000 =$100,001 - $250,000 (See Columns Cl and 03) =$250,001 - $500,000 0 =5500,00 - $1,000,000 - $5,000,000 P2 =55,000.00 - $25,000,000 P3 - $50,000,000 P4 =Morc lhan $50,000,000 3, Value =Appraisg i =C05i (Real E51810 =Assc?? ncm =Cil?h Market (Sec Column C2) =Book Value =0lhcr =Esiimaled FINANCIAL DISCLOS URE REPORT "f We of Report Page 16 of 28 lrlartlimttn, Thomas M. 05/5/2016 VII. and -- incur/re, value. transactions (Includes r/mse ofspouse and depe;:dcnt children,- see pp. 34-60 oj??lt'ng instructions.) NONE (No reportable income, assets, or transactions.) A. 13. D. Description ofAssets 1ncome during Gross value at end I?ranSactions during reporting period (including trust assets) reporting period ol'reponing period (1) (2) (I) (2) (I) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure cm?: I div., rent, Code 2 Method buy, sell, tr m/dd/yy Code 2 Code 1 buyer/seller or int.) Code 3 redemption) (A-H) (Q-W) transaction) 205. Investment Co. of America MF Dividend 206. New Perspective MP A Dividend 207. Washington Mutual lnv. MF .. . . Dividend . 208. TRUST #2 209. Wells Fargo Account A Interest 210. AMCAP MF None Buy 04/13/15 .1 I (add'l) 211. Buy 05/13/15 .1 (add'l) 212. Buy 06/15/15 (add'l) 213. Buy 07/13/15 (add'l) 214. Capital World Gr. Income MP Dividend 215. Europaci?c Growth MF Dividend 216. Fundamental MF A Dividend Buy (4/13/15 1 (add'l) 217. Buy (add?l) 218. Buy (6/15/15 (add'l) 219. Buy (7/13/15 .1 (add?l) 220. Growth Fund of America MF A Dividend Buy (4/13/15 (ndd'l) 221. Buy (5/13/15 (add'l) I. Income Gain Codes: A =Sl.000 or less 13 =$l.001 - $2.501) =32.50 - $5,000 - 315.000 12? - $50,000 (See Columns 131 and D4) =$50,00 - $100,000 (3 =5100.00 51.000.000 Hl =$l,000,001 . $5,000,000 112 =Morc than 55.000000 2. Value Codes =515,000 or less =515,001 - $50,000 =$50.00 - $100,000 =$100,00 - $250,000 (Sec Columns Cl and DJ) =5250,001 - $500,000 0 =5500.001 - $1,000,000 Pl =$l,000,001 - $5,000,000 P2 - 525.000.0011 1?3 =$25,000,001 - 350.000.1100 P4 =More than $50,000,000 3. Value Method Codes =Appmisa =Cost (Real Estate Only) 5 =Cash Market (See Column C2) =Book value =01 Icr =Estimatctl Name of Person Reporting Date of Report Page 17 of 28 Hardiman, Thomas M. 05/5/2016 VII. and income, value, transactions (Inc/mics those of spouse and duper dent children,- see pp. 34-60 off/ling instructions.) 1: NONE (No reportable income, assets, or transactions.) A. B. C. D. Description ofAssols Income during Gross value at end '"ransactions during reporting period (including trust assets) reporting period ofreporting period (1) (2) (1) (2) (1) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure . com: 1 div., rem, Code 2 Method buy, sell, mn/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (A-H) (ifprivutc (Q-W) transaction) 222. Buy 011/1 5/1 (add'l) 223. Buy 01/13/15 ?(add'l) 224. Investment Co. of America MF A Dividend . 225. New Perspective MF A Dividend 226. Washington Mutual lnv. MP A Dividend 227. TRUST #3 228. Wells Fargo Account A Interest 229. AMCAP MF None Buy 01/13/15 (add'l) 230. Buy 0p/13/15 (add'l) 231. Buy 0015/15 1 (add?l) 232. Buy 07/13/15 .1 (ndd'l) 233. Capital World Gr. 8: Income MF Dividend 234. Europaci?c Growth Ml? A Dividend Buy 01/13/15 (add'l) 235. Buy 05/13/15 (add'l) 236. Buy .1 (add'l) 237. Buy 07/13/15 .1 (add?l) 23 8. Fundamental lnv. MF A Dividend Buy 0 /l3/15 .I (add'l) 1. Income Gain Codes: A =Sl.000 or less =$l,001 - $2.500 =52,501 - 55,000 435,001 - $15,000 - $50,000 (See Columns BI and D4) =$50.001 5.100.000 =5100,001 - $1,000,000 H1 - 55.000.000 1-12 =Morc than 55.000000 2. Value (?0ch or loss =$15,001 - $50,000 =$50,001 - $100,000 =$100,001 - $250,000 (Sec Columns C1 and D3) =$250,001 - $500,000 0 =$500,001 - $1,000,000 P1 =$1,000,001 - 55.000.000 1?2 =55.000,001 $25,000,000 P3 =525.000,001 - $50,000,000 P4 =More than $50,000,000 31. Value Method Codes =Appraisa] =Cost (Real Estate Only) 5 =Cash Market (Sec Column C2) =Book Value =Olhcr =Esumatcd Name of Person Reporting Date of Report Page 18 of Hardlman, Thomas M. 05/5/20l6 VII. and income, value, transactions (Includes those of spouse and children; see pp. 34-60 ujtliling instructions.) NONE (No reportable income, assets, or transactions.) A. B. C. D. Description of Assets Income during Gross value at end l'mnsactions during reporting period (including trust assets) reporting period of reponing period (I) (2) (2) (I) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure C?de div.. rent, Code 2 Method buy, sell, m/dd/yy Code 2 Code I buyer/seller (A-H) or im.) Code 3 redemption) (J-P) (A-H) (if private (Q-W) transaction) 239. Buy 05/13/15 .I - - - (add'l) 240. Buy 06/l 5? 5 (addq) I 241_ . . ., -. . . . . . .Buy 07/13/15 . . . . . .(add'l) 242. Growth Fund of America MP A Dividend Buy 04113115 (add'l) 243. Buy 05/13/15 (add'l) 244. I I Buy 06/15/l 5 (add'l) 245. Buy 07/!3/15 .l (add'l) 246. Investment Co. of America MF A Dividend 247. New Perspective MF A Dividend 248. Washington Mutual lnv. MF A Dividend 249. TRUST #4 250. Wells Fargo Account A Interest 251. AMCAP MF None 252. Fundamental lnv. MF Dividend 253. Growth Fund ofAmcrica MF A Dividend 254. Investment Co. of America MF Dividend 255. Lord Abbe! 11W. TFU51 A Dividend Sold 03/06/15 A l. lncomc Gain Codes: A =Sl.000 or less l3 =$l.001 - $2.500 =52.501 - $5.000 . =$l5.00 - $50,000 (See Columns and D4) =$50.00 - $100,000 =$100.001 - HI ='Sl.000.001 - $5,000,000 H2 =More than 35.000.000 2. Value Codes or less =5]5.00l - 550.000 =$50.00 - 3100.000 =5l00.00 - 5250.000 (Sce Columns Cl and DJ) -, $500,000 0 =5500.001 - $l.000.000 Pl =$l.000.00l - $5,000,000 =55.000.00l - 525.000.000 P3 - $50,000,000 P4 =Morc than 550000.000 3. Value Method Codes =Appmisa] =Cost (Real Estate Only) 5 =A55c55mcm =Cnsh Market (Sec Column C2) =BoOk Value =Estimoled FINANCIAL DISCLOSURE REPORT Page 19 of 28 Name of Person Reporting I'Iardimtm, Thomas M. Date of Report 05/5/20 I 6 VII. a "d -- income, value, transactions (Includes those of spouse mad dope. NONE (N0 reportable income, assets, or transactions.) A. Description of Assets (including trust assets) Income during reporting period B. Gross value at end ol'reporting period D. idem children,- see pp. 34-60 of ?ling instructions.) Transactions during reporting period (I) (2) (I) (2) (2) (3) (4) (5) Place after each assat Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure I div. rent, Code 2 Method buy, sell, it m/dd/yy Code 2 Code buyer/seller (NH) or im.) Code 3 redemption) (J-P) (A-H) (ifprivatc (Q-W) transaction) 256. New Perspective MP A Dividend 257. Washington Mutual Inv. MF Dividend Sold 03/06? 5 . . . I (part) 258. TRUST #5 259. Wells Fargo Bank Account A Interest 260. AMCAP MF None 26]. Capital Income Builder MP A Dividend 262. Capital World Gr. Income MP A Dividend 263. Eaton Vance Gr. India MF Dividend 264. INTL Growth Income MP A Dividend 265. Fundamental INVS Inc. MF A Dividend 266. Growth Fund of America MP A Dividend 267. Investment Co. oI'Amcrica MP A Dividend 268. New Perspectives FD Inc. MF A Dividend 269. Alphabet Inc. Class A Formerly Google None 270. Alphabet Inc. Class -- Fonnerly Google None Sold 5/04/15 I A (part) 271. MG Group A Dividend 272. Apple Inc. A Dividend Sold I 3/10/15 .I (part) 1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Columns Cl and D3) 3. Value Method Codes (See Column C2) A oriless - .l =$l5.000 or less - 5500.000 P3 =$25.000.001 - $50,000,000 =Appmisal =Book Value =Sl.00 - 52.500 0 =$l00.001 - 31.000000 =$l5,00 - 350.000 0 =$500.00l - 51.000.000 =Cost (Real Estate Only) =Othcr =52.50 - $5.000 HI - 35.000.000 I. =$50,00 - $l00.000 =$l.000.00l - $5,000,000 P4 =Mnrc than 350000.000 =Estimalcd =$5.00l - $15,000 H2 =Morc than $5.000.000 =5 l00.001 - 5250.000 =0:in Market P2 $1000.00] - 525000.000 =Sl5.00l - $50000 Name ofPersnn Reporting Date of Report Page of 28 Hardimnn. Thomas M. 05/5/20l6 VII. and - r'ncame, value, transactions (Includes those afspuusc mu! (leprndent children: see pp. 34-60 of filing instructions.) [1 NONE (No reportable income, assets, or transactions.) A. B. D. Description of Assets Income during Gross value at and Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (1) (2) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure com? I div., rent. Code 2 Method buy. sell, Inm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) Code 3 redemption) (J-P) (A-H) (ifprivate (Q-W) transaction) 273. Sold 0/22/15 (part) 274. inc. -- Formerly Direct TV None Sold l8/18/15 275. .Bank ofNY Mellon A4 Dividend - T- 276. Berkshire Hathaway None 277. None Sold 02/06/15 (part) 278. Sold 07/] on 5 (pan) 279. Sold 09/28/15 (part) 280. Buy 09/29? 5 (add'l) 28]. Sold 09/29? A (part) 282. Sold 09/30/15 (part) 283. Sold 5 .l 284. Citigroup A Dividend 285. Continental Building Products None Buy 02/] 1/15 (add'l) 286. Cooper-Standard None Buy 03/25/15 (add'l) 287. Buy 04/27/l5 (add'l) 288. Buy 5 (add'l) 289. Buy 9/28/l 5 .l (add'l) l. Income Gain Codes: A =Sl.000 or less =$l.00l - $2.500 =32.50l - $5.000 - Sl5.000 =Sl$.00l - 350.000 (Sce Columns BI and D4) =550.00 - ?00.000 0 =$l00.00 - Sl.000.000 HI =Sl.000.001 - $5,000,000 H2 =More than 55.000000 2. Value Codes =Sl5.000 =Sl5.00l - $50.000 =$50.00l - $l00.000 =$l00.00 - $250,000 (Sec Columns CI and D3) 1$250.00! - 5500.000 0 =3500.00l - Sl.000.000 Pl =Sl.000.001 - $5,000,000 l?2 - 325.000.000 P3 - 350.000.000 P4 =Morc than 550.000.000 3. Value Method Codes =Cost (Real Estate Only) 5 =Cash Market (Sec Column C2) =Book Vatuc =0lhcr =Estimnted Name of Person Reporting Date of Report Page 0f Hardiman, Thomas M. 05/5/2016 VII. and - income, value, (Inc/rules those of spouse and dependent children; see pp. 34-60 of ?ling instructions.) NONE (No reportable income. assets, or transactions.) A. B. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (2) (1) (2) (I) (2) (3) (4) (5) Place a?er each asset Type Value Value Type Date Value Gain Identity of exempt from prior disclosure div., rent. Code 2 Method buy. sell. mm/dd/yy Code 2 Code I buyer/seller or int.) Code 3 redemption) (A-H) (ifprivute (Q-W) transaction) 290. Colt Dividend Buy 06/19/15 291. Direct TV CS with 7/7/15 None Sold 07/27/15 292. Dish Networi< None . 293. DSW Dividend Buy 10/14/15 294. Sold 1 1/25/15 A (pm) 295. Ebay CS None Sold 31/23/15 296. Express Scripts I None 297. General Motors Dividend Buy 05/01/15 (add'l) 298. Buy (7/09/15 (add?l) 299. Goldman Sachs Dividend 300. Googlc (Became Alphabet -- sec lin'es 269 270) 30l. JPMorgan Chase CS Dividend 302. Kinross None .l 303. Market Vectors Gold Dividend 304. Newscorp CLA None Sold 05/22/15 305. Newscorp - CLB None Sold 05/14/15 A 306. Netscoul None Buy 03/06/15 l. Gain Codes: A =Sl.000 or less =$l.001 - $2.500 - $5.000 =55.00 - $15,000 =Sl5.00 - 550.000 (Sec Columns 131 and D4) =$50.001 - 5100.000 - Sl.000.000 Hl =S .000.00l - 55.000000 H2 =More lhan 55.000.000 2. Value Codes =$15.000 or less - 550.000 =$50.001 - $100,000 =$l00.00l - $250,000 (Sec Columns Cl and D3) =3250.001 - $500,000 0 =$500.001 - $1,000.000 Pl - 55.000.000 P2 =$5.000.00 - 525.000.000 P3 =S25.000.00i1 - 550.000.000 P4 =Mme than 550300.000 3. Value Method Codes :Appmsal =Cosl (Real Estate Only) 5 =Cush Market (See Column =Book =0lhcr FINANCIAL DISCLOSURE REPORT Page 22 of 28 Name 01' Person Reporting Hardiman, Thomas M. Date of Report 05/5/2016 VII. and -- income, value, transactions (Includes those of spouse and dope Want children; see pp. 34-60 affi/ing instructions.) NONE (N0 reportable income, assets, or transactions.) A. Description ofAssets (including trust assets) 13. Income during reporting period C. Gross value at end of reporting period D. Transactions during reporting period (1) (2) (11 (2) (1) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure Code 1 div.. rcnt, Code 2 Method buy. sell. m/dd/yy Code 2 Code I buyer/seller or int.) (J-P) Code 3 redemption) I (A-H) (it?private (Q-W) transaction) 307. Buy 08/28/15 (add?l) 308. Paci?c Drilling None Sold 12/24/15 A 309. Packaging Corp. A Dividend . . Buy 05/06/15 .J 310. Buy 07/10/15 (add'l) 311. Buy 09/30/15 (add'l) 312. Range Resources A Dividend .1 Buy 01/20/15 (add'i) 313. Buy 07/31/15 (add'l) 314. Kinross Gold Corp None 315. Koppch Holdings Inc None Buy 03/05/15 316. Sold 11/17/15 (Part) 317. Sold 12/29/15 A 318. Spirit Airlines None Buy 12/29/15 319. TMobilc None K. Sold 09/22/15 (Part) 320. Time Warner, lnc. New A Dividend 321. TRW Automotive Holdings None Sold 01/14/15 322. Twenty First Century Fox A Dividend 323. US Bancorp CS A Dividend Sold 1 1/09/15 (part) 1. Income Gain Codes: (Sec Columns BI and D4) 2. Value Codes (Sec Columns Cl and DB) 3. Value Method Codes (Sec Column C2) A =5 .000 or [:55 =550,001 - $100,000 .1 415,000 or less =$250.001 - $500,000 P3 =525.000,001 - 550000.001) =Appraisal =Book Value 13 =Sl.001 - $2.500 - $1,000,000 =$15.001 - $50,000 0 =$500,001 - $1,000,000 =Cost (Real Estate Only) ?$2,501 - $5,000 H1 =?111,000,001 - $5,000,000 - $100,000 Pl =51.000.001 - $5,000,000 =Morc than 550.000.000 =55.001 - $15,000 H2 ?More than $5,000,000 =5100.00 - $250,000 P2 =55,000,00 - 525.000.000 =Cnsh Market - 550.000 Name of Person Reporting Date of Report Page 0f Hardimnn, Thomas M. 05/5/2016 VII. and income, value, transactions (Includes those of spa use and dependent children; seepp. 34-60 of filing instruct/mm.) NONE (No reportable income, assets, or transactions.) A. u. c. D. Description of Assets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period of reporting period (I) (2) (I) (2) (I) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity 01? exempt from prior disclosure C?de div., rent, Code 2 Method buy, sell. 11 m/dd/yy Code 2 Code 1 buyer/seller (A-H) or im.) Code 3 redemption) (A-H) (it'privatc (Q-W) transaction) 324. United States Steel None I Buy 02/04/15 325. Sold 12/30/15 .1 A - -- (pm) 326. REAL ESTATE PARTNERSHIP 327. West Moon Twp. Assoc. Distribution 328. Bensalem Really Assoc. Distribution Sold 06/30/15 0 329. PC Donegal Assoc. Distribution P1 330. City GA Partners Distribution Sold 05/15/15 0 331. Square Assoc. Distribution 332. WELLS FARGO ACCOUNT: REVOCABLE TRUST 333. AMCAP MF None Buy 06/03/15 334- Buy 07/06/15 (add'l) 335. Buy 03/03/15 (add'l) 336. Buy 03/03/15 (udd'l) 337. Buy 10/05/15 (add'l) 338. Buy 11/03/15 .1 (atld'l) 339. Buy 1 2/03/15 (add'l) 340. Capital World Growth Income Fd Dividend Buy 05/03/15 1. Income Gain Codes: A '51.000 or less 13 =Sl.001 - $2.500 =32.501 - 55.000 1) =$5.001 - 515.000 415.001 $50000 (See Columns BI and D4) - 5100.000 =$100.001 - $1,000,000 HI - 55.000.000 H2 =Mnrc than $5,000,000 2. Value Codes 1 =$l5.000 or less . $50,000 =$50.001 5100.000 =5100.001 - 5250.001) (See Columns Cl and D3) - $500,000 0 =5500.001 - $1,000,000 Pl =Sl,000,00 - 55.000.000 P2 - 525.000.000 P3 =$25.000.001 - 550300.000 1?4 =Morc than 550000.000 3. Value Method Codes =Appmisa =Cosl (Real Estate Only) 5 =Cnsh Murkel (See Column C2) =Book Value =Eslimuted Name otPerson Reporting Date ofReport Page of Hurdiman, Thomas M. 05/5/2016 VII. and income, value. transactions (Inc/rules those and dependent children; see pp. 34-60 af?ling insrrucrians.) NONE (No reportable incorne, assets, or transactions.) A. B. C. D. Description Income during Gross value at end 'l?ransaetions during reporting period (including trust assets) reporting period ofreporting period (1) (2) 12) (1) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure com: 1 div., rent. Code 2 Method buy, sell. run/dd/yy Code 2 Code 1 buyer/seller M44) or 1m.) (J-P) Code 3 redemption) (J-P) (A-H) (if private transaction) 34]. Buy 1 7/06/15 . i (add'l) 342. Buy 8/03/343.Buy (9/03/(add'l) 344. Buy 0/05/1 5 (add'l) 345. Buy 11/03/15 (add'l) 346. Buy 2/03/15 I (add'l) 347. Fudamcntal Inv. MP A Dividend Buy I 16/03/15 348. Buy (7/06/15 (add'l) 349. Buy 8/03/15 .1 (add?l) 350. Buy (9/0311 5 (add'l) 351. Buy 0/05/15 . (add'l) 352. Buy' 11/03/15 (add'l) 353. Buy 2/03/15 (add'l) 354. Growth Fund America A Dividend Buy (6/03/15 355. Buy (7/06/15 (add'l) 356. Buy (8/03/15 (add'l) 357. Buy (9103/1 5 (add'l) 1.1ncumc Gain Codes: A =51.000 or less 13 - $2.500 =$2.501 - $5.000 =55.00 - 515.000 ?$15,001 - 350.000 (Sec Columns BI and D4) =550.00 - 5100.000 0 =$100.001 - 31.000.000 H1 =51.000001 - $5,000,000 H2 =Morc than $5,000,000 2. Value Codes =?lS.000 or?lcss ?515.001 - 350.000 =550.00 - 5100.000 =5100.00 - 5250.000 (See Columns C1 and D3) =3250.001 - 5500.000 0 - 31.000.000 Pl =$1.000.00 - 55.000.000 1?2 =55.000.001 - $25,000,000 P3 =$25.000.001 - 550.000.0110 P4 =M0re 550.000.1300 3. Value Method Codes =Appratsa =Cost (Real Estate Only) 5 =Cnsh Market (Sec Column C2) =Book Value =Other FINANCIAL DISCLOSURE REPORT Page 25 of 28 Name of Person Reporting l-Iardimtm, Thomas M. Date of Report 05/5/2016 VII. and -- income, value. transactions (Inc/rules (hose and (leper dent children; see pp. 34-60 oj'jiling instructions.) NONE (No reportable income, assets, or transactions.) A. Description ofAssets (including trust assets) B. Income during reporting period C. Gross value at end of reporting period D. Transactions during reporting period (2) (2) (1) (2) (3) (4) (5) Place alter each asset Amount Type Value Value Type (6.3., Date Value Gain Identity of exempt from prior disclosure cm?: I div., rent, Code 2 Method buy, sell, in mldd/yy Code 2 Code I buyer/seller or int.) (J-P) Code 3 redemption) (J-P) (A-H) (ifprivate transaction) 358. Buy 1 1/05/15 .1 - (add'l) 359. Buy 1 /03/15 I (add'l) 360. - Buy Ill/03/15 . (add'l) 36l. Lord Abbett Invt Tr Dividend Buy 07/31/15 0 362. New Perspective Fd A Dividend Buy 0 5/03/15 363. Buy 01/06/15 .1 (add?l) 364. Buy 0 003/15 .1 (add'l) 365. Buy 0 (add'l) 366. Buy 1 1/05/15 (add'l) 367. Buy 1 /03/l5 (add'l) 368. Buy 1 2/03/15 .1 (add'l) 369. Smallcap World None Buy 05/03/15 370. Buy 0 7/06/15 .1 (add'l) 371. Buy 0 3/03/15 .1 (add'l) 372. Buy 0 3/03/15 .1 (add'l) 373. Buy 1 )/05/15 .1 (add'l) 374. Buy /03/15 (add'l) 1. Income Gain Codes: (See Columns Bl and D4) 2. Value Codes (Sec Columns and D3) 3. Value Method Codes (Sec Column C2) A =$l.000 or less =550.00l - $100,000 or less =3250,001 - $500,000 P3 =525.000.00l - $50,000,000 =Apprnisal =Beok Value 13 - $2.500 =5100,001 - $1,000,000 - $50,000 0 =$500.001 - 31.000.000 =Cosl (Real Estate Only) =Otlter =32.50l - $5,000 Hl - $5,000,000 =550,001 - $100,000 Pl =51.000.001 - 55.000000 P4 =Morc thun $50,000,000 =Estimnled =55,00 - $15,000 H2 =M0rc than $5,000,000 - 3250.000 P2 =55,000,001 525.000.000 =Cnsh Market =Sl5.00 - $50,000 FINANCIAL DISCLOSURE REPORT Page 26 of 28 Name 01' Person Reporting Hardiman, Thomas M. Date 01' Report 05/5/2016 VII. and income, value, transactions (Includes those of spouse and deper dent children; see pp. 34-60 af?ling instructions.) El NONE (No reportable income, assets, or transactions.) A, Description of Assets (including assets) Income during reporting period B. C. Gross value at end of reporting period I). Transactions during reporting period (2) (2) (I) (2) (3) (4) (5) Place alier each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure C?dc I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller or int.) Code 3 redemption) (J-P) (A-H) (ifprivatc (Q-W) transaction) 375. Buy 1 [/03/15 .1 (add'l) 376. Short Term Bd Fd Amer Dividend Buy 0 5103/15 377. 1 Sold 0 7/06/15 A .. - 378. Buy 0 7/31/15 (add'l) 379. Sold 01/03/15 A (pan) 380. Sold 0 1103/15 A (part) 381. . Sold I )/05/1 5 A (part) 382. Sold 1 l03/15 A (part) 383. Sold A (part) 384. Wash Mut Pd Dividend Buy 041/03? 5 385. Buy 0 ?/06/15 I (add'l) 386. Buy 01/31/15 (add'l) 387. Buy 01/03/15 (add'l) 388. Buy 1 )/05/15 (add'l) 389. Buy 1 /03/15 I (add'l) 390. Buy 112/03/1 5 .I (add'l) 1. Income Gain Codes: (See Columns Bl arid D4) 2. Value Codes (Sec Columns and 03) 3. Value Method Codes (See Column A =$l,000 or less =550.001 - $100,000 .1 or less =$250,001 - $500,000 P3 - $50,000,000 =Appraisal =Book Value 13 - $2,500 =Sl00,001 - $1,000,000 =$15,001 - $50,000 0 =5500,00 - $1,000,000 =Cost (Real Estate Only) =Olhcr =32,501 - $5,000 H1 $5,000,000 =$50.001 $100,000 Pl 41.00000! - $5,000,000 P4 =More lhan $50,000,000 =Assessment =Estimnted =$5,001 - $15,000 H2 =M0re than $5,000,000 - 5250.000 P2 =35.000.00 - 525.000.000 Markcl =515.00 - 550.000 Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 27 of 28 Hardimnn, Thomas M. Dale of Repan 05/5/2016 ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicalcpartofr NOTE: The asset Allisourcc Portfolio Solutions CS listed in Linc 14 was sold on December 22, 2014, and was ir Disclosure Report, The Gain Code was A. Please accept this amendment to also amend my 2014 Financial Disc epo rt.) left off of my 2014 Financial osurc Report. Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 28 of 28 l?Iardiman, 'l?homas VI. Dale of Report 05/5/2016 IX. CERTIFICATION. I certify that all information given above (including information pertaining to my spouse and minor or deoendent children, ifany) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported w: withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts hich have been reported are in compliance with the provisions of U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regula ions. Signature: s/ Thomas M. Hardiman NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES 0R FAILS TO FILE TH REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104) Committee on Financial Disclosure Administrative Of?ce ofthe United States Courts Suite 2-301 One Columbus Circle, NE. Washington, DC 20544