A0 10 FINANCIAL DISCLOSURE REPORT Rem? Reqm'm? by Rev. [/2015 in Government Act ofl978 FOR CALENDAR YEAR 2015 (5 use app. ??101-111) 1. Person Reporting (last name, ?rst, middle initial) 2. Court or Organization 3. Date ofReport Gorsuch, Neil M. Tenth Circuit Court of Appeals 08/1 1/2016 4. Title (Article judges indicate active or senior status; 5a. Report Type (check appropriate type) 6. Reporting Period magistrate judges indicate full- or part-time) Nomination Date Ill/20 5 CirCUit JUdge Initial I Annual Final to El 12/31/2015 Sb. El Amended Report 7. Chambers or Of?ce Address Byron White Courthouse 1823 Stout Street Denver, CO 80257 IMPORTANT 0 TES The instructions accompanying this form must be followed. Complete ollparts, checking the NONE box for each part where you have no reportable information. OSITI (Reporii?g?individii?t only; se?'p'p. 9?13 of?ling instructions.) ?3 NONE (N0 reportable positions.) NAME OF 1. Member Walden Group LLC (mountain preperty) 2. Executive Committee, Board of Directors Federal Judges Association 3. Adjunct Professor University of Colorado Law School 4. Member University of Chicago Law School's Visiting Committee II. (Reporting individual only; see pp. 14-16 of?ling instructions.) I: NONE (No reportable agreements.) M3 PARTIES AND TERMS B15 University of Colorado Law School teaching agreement - 2. 3. FINANCIAL DISCLOSURE REPORT Nam? 0" Dateof Report Page 2 of 9 Gorsuch, Neil M. 08/11/2016 (Reporting individual and spouse; see pp. 1 7-24 of?ling instructions.) A. Filer's Non?Investment Income El NONE (No reportable non-investment income.) 1M SOURCE AND-TYPE INCOME (yours, not spouse's) 2015 Princeton University Press - book royalties $304.94 2. 2015 University of Colorado Law School teaching $26,000.00 3. 2015 West Publishing Corporation book royalties $5,000.00 B. Non-Investment Income - Ifyou were married during any portion ofthe reporting year, complete this section. (Dollar amount not required except for honoraria.) NONE (N0 reportable non-investment income.) DATE SOURCE AND TYPE IV. - transportation, lodging, food, entertainment. (Includes those to spouse and dependent children, see pp. 25-27 of ?ling instructions) NONE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED 1. Renaissance Weekend 07/02/1 5?07/06/ 15 Jackson Hole, WY educational program Meals, program, hotel (self and family) 2. American College of Trial 09/03/15-09/11/2015 London, England educational program Transportation, meals, program, hotel Lawyers?Legal Exchange. (self and spouse) 3. 4. l.U1 FINANCIAL DISCLOSURE REPORT Hm Dru-error: Page 3 of 9 Gnrsuch. Neil M. van H2016 V. (Includes those to spouse and dependent children; see pp. 28-3] af?ling instructions.) NONE mo reportable SOURCE VA LU VI. . (Includes these of spouse and dependent children; see pp. 32-33 af?ling instructions.) NONE (No reportable liabilities.) CREDITOR DESCRIPTION VALUE CODE FINANCIAL DISCLOSURE REPORT Page 4 of9 Name ofPerson Reporting Gorsuch, Neil M. Date of Report 08/11/2016 VII. and -- income, value, transactions (Includes those ofspouse and dependent children; seepp. 34-60 af?lng instructions.) l:l NONE (No reportable income, assets, or transactions.) A. Description of Assets (including trust assets) reporting period B. Income during C. Gross value at end ofreporting period D. Transactions during reporting period (1) (2) (2) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure COde 1 Code 2 Method buy, sell, Code 2 Code buyer/seller M44) or 1m.) (J-P) Code 3 redemption) (A-H) (ifpn'vate 7 (Q-W) transaction) 1. USAA Brokerage Acct: 2. - Money Market, Tax Exempt A Int/Div. 3. Long Term Tax Ex Bond Fund Int/Div. Sold 08/17/15 a (part) 4. - High Yield Bond Fund 5. Int'l Fund Int./Div. 6. Fund Int./Div. 7. Value Fund Int/Div. 8, Interm Tax Ex Bond Fund Int/Div. 9. - Small Cap Fund Int/Div. 10. Short Term Tax Ex Bond Fund Int..?Div. 11. Walden Group LLC None 12. 529 Plans VA Educ Savings Trust (Age A Int/Div. Based) 13. 529 Plans - College Invest Savings Plan A InL/Div. (Age Based) 14. Spouse 403B Plan - TIAA CREF A Int/Div. 15. Senate Credit Union checking A Int/Div. 16. USAA IRA Acct: 17. -Target Retirement 2030 Fund Int/Div. 1. income Gain Codes: A =$l,000 or less (See Columns El and D4) 2. Value Codes (See Columns Cl and D3) 3 Value Method Codes (See Column C2) - $100,000 =$lS,000 or less =$250,00] - $500,000 P3 =$25,000,00 - $50,000,000 =Appraisal =Book Value =$l,001 - $2.500 Ci =$100,001 - $1,000,000 - $50,000 0 :$500,00 - $1,000,000 =Cost (Real Estate Only) =0thcr =$2.501 - $5,000 Hl - $5,000,000 =$50.00 $100,000 Pl - $5,000,000 P4 =M0re than $50,000,000 =Assesstnent =Estimated ?$15.000 -$50,000 H2 =More than $5,000,000 =$100,001 - $250,000 P2 =55.000.00 - 325.000.000 =Cash Market FINANCIAL DISCLOSURE REPORT Page 5 of 9 Name of Person Reporting Gorsuch, Neil M. Date of Report 08/11/2016 VII. and -- income, value, transactions (Includes those ofsponse and dependent children; seepp. 34-60 af?ling instructions.) I:l NONE (No reportable income, assets, or transactions.) A. B. Description ofAssets Income during (including trust assets) reporting period C. Gross value at end of reporting period D. Transactions during reporting period (1) (2) (1) (2) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure com? I div., rent, Code 2 Method buy, sell, mm/ch/yy Code 2 Code I buyer/seller M44) or int.) (J-P) Code 3 redemption) (A-H) (if private transaction) 18. Spouse USAA IRA Acct: 19. ?Target Retirement 2030 Fund Int/Div. 20. USAA SEP IRA Acct: 21. Money Market A Int/Div. 22. Precious Metals Minerals Fund A Int/Div. 23. - Short Term Bond Fund A Int/Div. 24. ?Income Fund A Int/Div. 25. Intermediate Bond Fund A Int/Div. 26. USAA Real Retum Fund A Int/Div. 27. - USAA Managed Allocation Fd A Int/Div. 28. - USAA High Income Fd A Int./Div_ 29. USAA Emerging Markets Fd A Int./Div. 30. USAA International Fund Inst A Int/Div. 31. USAA Small Cap Stock Fund Inst A Int/Div. 32. - USAA Income Stock Fund Inst A Int/Div. 33. USAA Growth Fund Instl A Int/Div. Sold 10/26/15 A (part) 34. USAA CD Acct: l_ lncome Gain Codes: A :5 ,000 or less =$1,001 - $2,500 =$2,501 - $5,000 (See Columns El and D4) 2. Value Codes (Sec Columns Cl and D3) 3. Value Method Codes (Scc Column C2) =$50,001 $100,000 =315,000 or less =$250,001 - $500,000 P3 =$25,000,001 - $50,000,000 =Appraisal =Book Value =$100,001 - $1,000,000 =$lS,00l - $50,000 0 =$500,00 - $1,000,000 =Cosl (Real Estate Only) =Olher H1 - $5,000,000 =$50,001 $100,000 Pl =$1,000,001 P4 =More than $50,000,000 =Estimalcd =55,001 - $15,000 H2 =Morc than $5,000,000 =5100,001 -$250,000 P2 =$5,000,001 - $25,000,000 $50,000 T=Cash Market FINANCIAL DISCLOSURE REPORT Page 6 of 9 Name of Person Reporting Gorsuch, Neil M. Date of Report 08/11/2016 VII. and -- income, value, transactions (Includes those ofspouse and dependent children,- sec pp. 34?60 of/i/ing instructions.) NONE (No reportable income, assets, or transactions.) (including trust assets) A. Description ofAssets Income during reporting period B. C. Gross value at end D. Transactions during reporting period of reporting period ((5) Place after each asset Amount Type (e.g . Value Value Type Date Value Gain Identity of exempt from prior disclosure COde div., rent, Code 2 Method buy, sell, mm/dd/y'y Code 2 Code I buyer/seller or int.) Code 3 redemption) (A-I-I) (ifprivate transaction) 35. Money Market A Int/Div. 36. USAA P.I. Acct: 37. Money Market, Tax Ex Fund n. Int/Div. 38. - Aurora Rev Muni Bond 8/1/22 Interest 39. Boulder County CO Open Space Cap Interest 7/15/22 40. - Boulder Dist 2 Muni Bond 12/1/15 Interest Redeemed 12/01/15 41. - Broom?eld Sales and Use Tax 12/1/27 [nterest 42. - Colo St Gov Unv Entr Muni Bond Interest 3/ 1/16 43, - Colo Springs Col Util M?uni Bond 1 1/15/20 A Interest 44. Colo Springs Col U11 Muni Bond 1 1/15/26 Interest 45. - Colo Res Muni Bond 8/1/24 Interest Redeemed 08/03/15 46. - Denver Exc Tax Rev Muui Bond 9/1/18 Interest 47. ~Denver Colo City Cnty Interest Buy 06/12/15 48. - Eagle Gar?eld Routt Muni Bond 12/1/23 Interest 49. - Longmont Co Enterprise Rev 8. Interest 11/1/26 50. Mesa College Muni Bond 5/15/23 Interest 51 - Pueblo Cnty Dist Muni Bond 12/15/21 Interest 1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (Sec Columns C1 and D3) 3 Value Method Codes (See Column C2) A =Sl.000 or less =$50.001 - $100,000 or less =$250,00 - $500,000 P3 :$25,000,001 - $50,000,000 =Appraisal =Book Value 52.500 0 =s100.001 $1,000,000 415.001 - 550.000 0 =$500.001 31.000.000 =Cosl (Real Estate Only) =Othcr :$2,501 - $5.000 HI :$1.000.001 - $5,000,000 1350.001 - $100,000 Pl 251,000,001 - $5,000,000 P4 :More than $50,000,000 :Estimalcd =$5,001 - $15,000 H2 =Morc than $5,000,000 :3100,00 - $250,000 P2 - $25,000,000 15,001 - $50,000 =Cash Market FINANCIAL DISCLOSURE REPORT Name ?rpm? Repor?imi Date ?Report Page 7 0f 9 Gorsuch, Neil M. 03/] 1/2016 VII. and -- income, value, transactions (Includes those ofsporise and dependent children; see pp. 34-60 instructions.) El NONE (No reportable income, assets, or transactions.) A. B. C. D. Description ofAssets Income during Gross value at end Transactions during reporting period (including trust assets) reporting period ofreporting period (1) (2) (I) (2) (1) (2) (3) (4) (5) Place after each asset Amount Type Value Value Type Date Value Gain Identity of exempt from prior disclosure C0135 I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code buyer/seller 0r int.) (J-P) Code 3 redemption) (J-P) (if private transaction) 52. - Summit Cnty School Dist 12/1/21 Interest 53. -Univ Colo Ent Muni Bond 6/1/25 A Interest Redeemed 06/01/15 54. ?Uni.v Colo Ent 6/1/29 interest Buy 12/22/15 55. -U1'liV C010 Ent 6/1/31 . Interest Buy 08/07/15 56. - Weld Dist Muni Bond 12/1/19 Interest 57. Westminster $15 and Use Muni Bond Interest Redeemed 12/01/15 12/1/15 58. University Northn Colo Greeley Inst Bond 13 Interest - 6/1/30 59. Greely Colo Rev Ref 8/01/22 Interest 60. Arapahoe Cnty Soto Dist 12/01/28 Interest 61. ?P1atte River 6/1/25 Interest Buy 01/28/15 62. - Short Term Tax Ex Bond Fund A Int_/Div_ Sold 01/26/15 (part) 63. Spouse USAA Rev Trust: 64. - Money Market, Tax Ex Fund A Interest 65. - USAA SaVingS CD 01/09/15 A Interest Redeemed 01/09/15 66. Savings CD 07/15/16 A Interest Buy 01/15/15 67. - USAA Savings CD 01/09/17 A Interest 68. Spouse Banco Santander SA (SAN) None Sold 05/02/15 1. Income Gain Codes: A :51.000 or less :51,001 - $2,500 =$2,501 $5,000 =55,001 $15,000 =515,00 - $50,000 (See Columns and D4) :550001 - $100,000 =$100,001 - $1,000,000 HI =$l,000,001 - $5,000,000 H2 =Morc than 55.000000 2. Value Codes I =3 1 5,000 or less 5,001 $50,000 =$50,00 - $100,000 =$100,00 - $250,000 (See Columns Cl and D3) =$250,001 - $500,000 0 =$500,001 $1,000,000 P1 =$1,000,001 - $5,000,000 P2 =55,000,001 - $25,000,000 P3 :$25,000,001 - $50,000,000 P4 =M0re than $50,000,000 3. Value Method Codes =Appm?5al :Cost (Real Estate Only) 3 =A55c55mcm =Cash Market (See Column C2) :Book Value =Olher =Estimalcd Numu ul' Person Page 8 of 9 Gorsuull, Ncil M. Repurl OHM ADDITIONAL INFORMATION OR EXPLANATIONS. FINANCIAL DISCLOSURE REPORT Page 9 of 9 til PCFSUII Reptirling G?l?SllCil, Neil M. little of Report (13? ?211% IX. CERTIFICATION. I certify that oil given nimve [including information pertaining to my spouse and minor nr dependent children, ifnny) is neeurate. true. and complete to the been of my knowledge and belief, and that any Information reported was withheld because it met npplieuhle statutory provisions permitting I further certify that earned income from outside employment and and the acceptance at gifts which have been reported ore in compliance with the provisions oi?S U.S.C. app. 501 ct. U.S.C. '1353, and Judicial Conference regulations. Signature: NOTE: ANY INDIVIDUAL WI-IO AND WILLFULLY FALSIFIES 0R FAILS TO FILE THIS REPORT MAY BE SUBJECT CIVIL AND CRIMINAL {5 u.s.c. app. 104) Suite 2?30] Committee on Financial Disclosure Administrative Office oi?thc United States Courts One Columbus Circle, NE. Washington, DC. 20544