NO. 16-4505 In the UNITED STATES COURT OF APPEALS FOR THE EIGHTH CIRCUIT ELIZABETH FRYBERGER, Plaintiff-Appellee, v. THE UNIVERSITY OF ARKANSAS and THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ARKANSAS, Defendants-Appellants. On Appeal from the United States District Court For the Western District of Arkansas No. 5:16-CV-5224-PKH AMICI CURIAE BRIEF OF EQUAL RIGHTS ADVOCATES ET AL., In Support of Appellee and Affirmance Rebecca Peterson-Fisher, Esq. Equal Rights Advocates 1170 Market Street, Suite 700 San Francisco, CA 94102 Telephone: (415) 575-2386 Facsimile: (415) 621-6744 Email: rpetersonfisher@equalrights.org Appellate Case: 16-4505 Page: 1 Date Filed: 03/09/2017 Entry ID: 4510544 TABLE OF CONTENTS STATEMENT REGARDING SEPARATE BRIEFING, AUTHORSHIP AND MONETARY CONTRIBUTIONS............................................................................1 CORPORATE DISCLOSURE STATEMENT .........................................................1 STATEMENT OF INTEREST OF AMICI ...............................................................2 STATEMENT OF THE ISSUE .................................................................................4 HISTORY OF THE CIVIL RIGHTS REMEDIES EQUALIZATION ACT ...........8 ARGUMENT ...........................................................................................................10 I. Legal Standard for Waiver of Sovereign Immunity From Monetary Liability…………………………………………………………………………10 II. Appellants’ Argument is Contrary to Every Circuit Court Decision Interpreting CRREA .............................................................................................12 III. The Plain Language of CRREA Unequivocally Requires a Waiver of State Sovereign Immunity From Damages..................................................................... 15 IV. Appellants’ Interpretation Is Not Plausible Because it Would Render 42 U.S.C. 2000d-7(a)(2) Superfluous ........................................................................17 V. Sossamon Did Not Change the Applicable Standard And Does Not Compel a Contrary Result .....................................................................................................19 i Appellate Case: 16-4505 Page: 2 Date Filed: 03/09/2017 Entry ID: 4510544 VI. Title IX Authorizes Damages Against Public and Private Entities Other than States; Therefore CRREA Makes Damages Available Against States ................20 VII. A Ruling for Appellants Would Undermine Title IX’s Purpose and Congress’s Intent in Passing CRREA...................................................................23 A. Damages are Necessary to Make Victims of Sex Discrimination in Educational Institutions Whole.........................................................................24 B. A Ruling for Appellants Will Disadvantage Students Who Attend State Schools at the College and K-12 Levels ...........................................................25 C. Without the Risk of Exposure, States Schools Will Deprioritize Addressing Sex Discrimination, Increasing Risk for Students ........................26 D. Administrative Enforcement is Insufficient .............................................28 CONCLUSION ........................................................................................................29 ii Appellate Case: 16-4505 Page: 3 Date Filed: 03/09/2017 Entry ID: 4510544 TABLE OF AUTHORITIES CASES Alden v. Maine, 527 U.S. 706 (1999)……………………………………………..11 A.W. v. Jersey City Pub. Schs., 341 F.3d 234, 242 (3d Cir. 2003) ......................8, 13 Alexander v. Sandoval, 532 U.S. 275, 280 (2001) ....................................... 7, 13, 20 Atascadero State Hospital v. Scanlon, 473 U.S. 234 (1985) .................... 8, 9, 11, 12 Barbour v. Wash. Metro Area Transit Auth., 374 F.3d 1161(D.C. Cir. 2004) ................................................................................................... …….13, 14, 21, 22 Bd. of Educ. of Prince George's Cty. v. Prince George's Cty. Educators' Ass'n, Inc., 522 A.2d 931 (1987) (Maryland). ................................................................26 Beasley v. Ala. State Univ., 3 F. Supp. 2d 130 (M.D. Ala. 1998) ...........................13 Bowen v. Massachusetts, 487 U.S. 879 (1988)........................................................16 Cannon v. Univ. of Chi., 441 U.S. 677, 704 (1979) ............................................2, 23 Cherry v. Univ. of Wis. Sys. Bd. of Regents, 265 F.3d 541 (7th Cir. 2001) ..... 13, 14 Clark v. Cal. Dep’t of Corrs., 123 F.3d 1267 (9th Cir. 1997) .................................13 Crawford v. Davis, 109 F.3d 1281, 1283 (8th Cir. 1997).........................................11 Davis v. Monroe Cty. Bd. of Educ., 526 U.S. 629, 632 (1999) ........................ 24, 27 Dinkins v. Corr. Med. Servs., 743 F.3d 633, 635 (8th Cir. 2014) ...........................13 Doe v. Forest Hills Sch. Dist., No. 1:13-CV-428, 2015 WL 9906260 (W.D. Mich. Mar. 31, 2015).......................................................................................................24 iii Appellate Case: 16-4505 Page: 4 Date Filed: 03/09/2017 Entry ID: 4510544 Doe v. Nebraska, 345 F.3d 593 (8th Cir. 2003).......................................................13 Doe v. Stanford Univ., No. 3:16-CV-06973 (N.D. Cal., filed Dec. 5, 2016) ..........24 Dugger v. Stephen F. Austin State Univ., No. 2:15-CV-1509-WCB, 2017 U.S. Dist. LEXIS 15956 (E.D. Tex. Feb. 6, 2017) ................................................................21 Edelman v. Jordan, 415 U.S. 651, 667-678 (1974). ..................................... 6, 17, 18 Franklin v. Gwinnett Cty. Pub. Sch., 503 U.S. 60 (1992) ............................... passim Gebser v. Lago Vista Indep. Sch. Dist., 524 U.S. 274 (1998) .......................... 11, 27 Gen. Motors Corp. v. Harry Brown’s, LLC, 563 F.3d 312 (8th Cir. 2009) ............16 Hadley v. N. Ark. Cmty. Tech. Coll., 76 F.3d 1437 (8th Cir. 1996) ........................25 Hardt v. Reliance Std. Life Ins. Co., 560 U.S. 242 (2010) ......................................15 Hill v. Cundiff, 797 F.3d 948 (11th Cir. 2015)……………………………………24 Jackson v. Birmingham Bd. of Educ., 544 U.S. 167 (2005) ................................7, 21 Jim C. v. United States, 235 F.3d 1079 (8th Cir. 2000).................................... 11, 13 Kimel v. Fla. Bd. of Regents, 528 U.S. 62 (2000)....................................................22 Lane v. Pena, 518 U.S. 187 (1996) ..........................................................................19 Litman v. George Mason Univ., 186 F.3d 544 (4th Cir. 1999) ........................ 13, 17 MCI Telecomm. Corp. v. Bell Atl.-Pa., 271 F.3d 491 (3d Cir. 2001)......................10 Mertens v. Hewitt Assocs., 508 U.S. 248 (1993) .....................................................16 Morissette v. United States, 342 U.S. 246 (1952) ...................................................15 Nieves-Marquez v. Puerto Rico, 353 F.3d 108 (1st Cir. 2003) ...............................13 iv Appellate Case: 16-4505 Page: 5 Date Filed: 03/09/2017 Entry ID: 4510544 Nihiser v. Ohio Envtl. Prot. Agency, 269 F.3d 626 (6th Cir. 2001) ........................13 Pace v. Bogalusa City Sch. Bd., 403 F.3d 272 (5th Cir. 2005) ...............................13 Pederson v. La. State Univ., 213 F.3d 858 (5th Cir. 2000) ........................ 13, 14, 16 Robinson v. Kansas, 295 F.3d 1183 (10th Cir. 2002)..............................................13 Sandoval v. Hagan, 197 F.3d 484 (11th Cir. 1999) .................................................13 Sossamon v. Texas, 563 U.S. 277 (2011)......................................................... passim Seminole Tribe v. Florida, 517 U.S. 44 (1996) .......................................................10 Simpson v. Univ. of Colo. Boulder, 500 F.3d 1170 (10th Cir. 2007) ......................24 United States v. Nordic Vill. Inc., 503 U.S. 30 (1992) ..................................... 10, 12 Ventura v. Kyle, 825 F.3d 876 (8th Cir. 2016) ........................................................16 Westerfeld v. Indep. Processing, LLC, 621 F.3d 819, 824 (8th Cir. 2010) .........6, 17 Woods v. Rondout Valley Cent. Sch. Dist. Bd. of Educ., 466 F.3d 232 (2d Cir. 2006) (New York) .................................................................................................25 STATUTES 20 U.S.C. § 1681 et seq............................................................................................20 20 U.S.C. § 1682 ......................................................................................................28 42 U.S.C § 2000cc-5 ................................................................................................19 42 U.S.C § 2000d-7…………………………………………………………..passim 42 U.S.C. § 2000cc-2 ...............................................................................................19 42 U.S.C. § 1988(b) .................................................................................................22 v Appellate Case: 16-4505 Page: 6 Date Filed: 03/09/2017 Entry ID: 4510544 42 U.S.C. § 2000d-7......................................................................................... passim OTHER AUTHORITIES 132 Cong. Rec. S. 15100 (Oct. 3, 1986) ....................................................................9 PRESCA AHN, ARRIVAL: WOMEN AT YALE (2010). ..................................................26 Dana Bolger, Gender Violence Costs: Schools' Financial Obligations Under Title IX, 125 YALE L.J. 2106 (2016). ..................................................................... 24, 25 Nancy Chi Cantalupo, Burying Our Heads in the Sand: Lack of Knowledge, Knowledge Avoidance, and the Persistent Problem of Campus Peer Sexual Violence, 43 LOY. U. CHI. L.J. 205, 241 (2011) ...................................................28 Bonnie S. Fisher et al., The Sexual Victimization of College Women at 10, U.S. Department of Justice (2000), available at https://www.ncjrs.gov/pdffiles1/nij/182369.pdf.....................................................3 CHRISTOPHER P. KREBS ET AL., THE CAMPUS SEXUAL ASSAULT STUDY: FINAL REPORT (2007), https://www.ncjrs.gov/pdffiles1/nij/grants/221153.pdf. ..............3 Lexie Kuznick & Megan Ryan, Changing Social Norms? Title IX and Legal Activism Comments from the Spring 2007 Harvard Journal of Law & Gender Conference Introduction, 31 HARV. J. L. & GENDER 367 (2008). ........................27 Catherine A. McKinnon, In Their Hands: Restoring Institutional Liability for Sexual Harassment in Education, 125 YALE L.J. 2038 (2016)…………………3, 25 vi Appellate Case: 16-4505 Page: 7 Date Filed: 03/09/2017 Entry ID: 4510544 Libby Nelson, There’s a nuclear option on campus sexual assault – and it will never be used, VOX (Nov. 26, 2014), http://www.vox.com/2014/9/19/6434763/sexual-assault-title-ix-campus-collegeseducation-department-fines ..................................................................................28 Alyssa Peterson & Olivia Ortiz, A Better Balance: Providing Survivors of Sexual Violence with "Effective Protection" Against Sex Discrimination Through Title IX Complaints, 125 YALE L.J. 2132 (2016)..........................................................28 BARBARA MILLER SOLOMON, IN THE COMPANY OF EDUCATED WOMEN 105 (1985); Building on the Success of 35 Years of Title IX: Hearing Before the Subcomm. on Higher Education, Lifelong Learning, and Competitiveness, 110th Cong. 2 (June 19, 2007) ...............................................................................................................27 PAULA HAWKINS, REHABILITATION ACT AMENDMENTS OF 1986, S. REP. No. 99388, at 28 (1986). ................................................................................... 5, 9, 23, 26 STAFF OF U.S. SENATE SUBCOMM. ON FIN. & CONTRACTING OVERSIGHT, SEXUAL VIOLENCE ON CAMPUS: HOW TOO MANY INSTITUTIONS OF HIGHER EDUCATION ARE FAILING TO PROTECT STUDENTS (2014), http://www.mccaskill.senate.gov/SurveyReportwithAppendix.pdf. .......27 T. Jesse Wilde, Gender Equity in Athletics: Coming of Age in the 90's, 4 MARQ. SPORTS L.J. 217 (1994). ........................................................................................26 vii Appellate Case: 16-4505 Page: 8 Date Filed: 03/09/2017 Entry ID: 4510544 TREATISES § 2944 Availability of Injunctive Relief—Adequacy of the Legal Remedy, 11A Fed. Prac. & Proc. Civ. § 2944 (3d ed.)................................................................16 Remedy, Black’s Law Dictionary (10th ed. 2014) ...............................................6, 15 viii Appellate Case: 16-4505 Page: 9 Date Filed: 03/09/2017 Entry ID: 4510544 STATEMENT REGARDING SEPARATE BRIEFING, AUTHORSHIP AND MONETARY CONTRIBUTIONS Amici Curiae certify that no party or party’s counsel authored this brief in whole or in part, and no party or person contributed money that was intended to fund the preparation or submission of this brief. This separate amici brief is necessary. No other brief of which we are aware makes the arguments that “remedies at law” must be interpreted as a term of art or that Appellants’ argument renders 42 U.S.C. § 2000d-7(a)(2) superfluous. No other brief of which we are aware informs the Court of the history of the Civil Rights Remedies Equalization Act or the potential impact of a ruling in Appellants’ favor. Amici Curiae support the arguments set forth in Appellee’s brief. This amici brief sets forth additional or alternative reasons why the District Court’s ruling denying Appellants’ Motion to Dismiss should be affirmed. CORPORATE DISCLOSURE STATEMENT Amici Curiae certify that they have no parent corporations, and no publicly held company owns 10% or more of their stock. 1 Appellate Case: 16-4505 Page: 10 Date Filed: 03/09/2017 Entry ID: 4510544 STATEMENT OF INTEREST OF AMICI Amici are organizations and individuals from throughout the United States dedicated to improving the lives of women and girls and to ending sex discrimination, including sexual harassment and sexual violence, in our nation’s schools. Amici are authorized by Federal Rule of Appellate Procedure 29(a)(2) to file this brief because all parties have consented to its filing. Amici have special expertise regarding the impact of sexual violence on student victims, the range of institutional responses to reports of discrimination in schools across the country, and the legal obligations of educational institutions under Title IX. Amici have an interest in ensuring that all students have effective protection from unlawful sex discrimination, including the ability to seek money damages. A ruling in Appellants’ favor would strip millions of students of state universities and K-12 schools of the ability to meaningfully enforce their Title IX rights, undermining Title IX’s twin purposes: “to avoid the use of federal resources to support discriminatory practices [and to] provide individual citizens effective protection against those practices.” Cannon v. Univ. of Chi., 441 U.S. 677, 704 (1979). Amici also have an interest in ensuring that the policies and practices of universities effectively address the nationwide epidemic of sexual harassment and sexual assault in higher education. At least one in five young women will be 2 Appellate Case: 16-4505 Page: 11 Date Filed: 03/09/2017 Entry ID: 4510544 subjected to an attempted or completed rape during her college education.1 On large state university campuses, this translates to hundreds of attempted or completed rapes every year. 2 Sexual harassment is similarly widespread.3 The risk of money damages has incentivized state institutions of higher education to reform their policies and practices to better serve victims of sexual harassment and violence. A ruling for Appellants would remove this critical incentive, leading state universities to deprioritize preventing and addressing sexual harassment and violence. Amici supply this brief to aid the Court in evaluating whether Title IX conditions the receipt of federal funding on States’ waiver of immunity from monetary liability. Individual statements of interest of amici curiae are in Exhibit 1 to this brief. 1 CHRISTOPHER P. KREBS ET AL., THE CAMPUS SEXUAL ASSAULT STUDY: FINAL REPORT (2007), https://www.ncjrs.gov/pdffiles1/nij/grants/221153.pdf. 2 BONNIE S. FISHER ET AL., THE SEXUAL VICTIMIZATION OF COLLEGE WOMEN 10 (2000), https://www.ncjrs.gov/pdffiles1/nij/182369.pdf. 3 MCKINNON, supra note 9 at 2052, citing studies, including meta-analysis of sixtytwo studies that found that thirty-three percent of medical students were sexually harassed. 3 Appellate Case: 16-4505 Page: 12 Date Filed: 03/09/2017 Entry ID: 4510544 STATEMENT OF THE ISSUE Does Title IX, as amended by the Civil Rights Remedies Equalization Act, unequivocally require States to waive sovereign immunity from monetary liability as a condition of receiving federal funding? INTRODUCTION AND SUMMARY OF ARGUMENT The University of Arkansas and its Board of Trustees (“Appellants”) seek to radically transform the enforcement of Title IX, our nation’s principal law prohibiting sex discrimination in federally-funded educational institutions, by asking this Court to become the first to hold that monetary damages are not available in Title IX lawsuits against state educational institutions. No precedent supports this proposition. It also contradicts the plain language and legislative history of the Civil Rights Remedies Equalization Act (“CRREA”), which amended Title IX and other federal antidiscrimination statutes to unequivocally condition federal funding of educational institutions on a complete waiver of States’ sovereign immunity. CRREA provides, “[a] State shall not be immune under the Eleventh Amendment of the Constitution of the United States from suit in Federal court” for violations of the Rehabilitation Act, Title IX, or other federal antidiscrimination statutes. 42 U.S.C. § 2000d-7(a)(1). It further states that in such suits, “remedies (including remedies both at law and in equity) are available for such a violation to 4 Appellate Case: 16-4505 Page: 13 Date Filed: 03/09/2017 Entry ID: 4510544 the same extent as such remedies are available for such a violation in the suit against any public or private entity other than a State.” 42 U.S.C. § 2000d-7(a)(2). Congress enacted CRREA to ensure that victims of discrimination by state entities would have the same remedies available to them as victims of discrimination by private entities. PAULA HAWKINS, REHABILITATION ACT AMENDMENTS OF 1986, S. REP. No. 99-388, at 28 (1986). The Supreme Court held in Franklin v. Gwinnett County Public Schools that money damages are available in Title IX actions, finding that equitable relief is insufficient to provide individual citizens with effective remedies against sex discrimination in educational settings. Franklin v. Gwinnett Cty. Pub. Sch., 503 U.S. 60, 76 (1992). The Court read CRREA as “a validation of Cannon’s holding” that Title IX implies a private right of action against federal funding recipients, and reasoned that CRREA’s reference to “remedies both at law and in equity” includes money damages. Id. at 72-73. Since Franklin makes clear that money damages are available in Title IX actions against non-State entities, money damages are also available against State entities pursuant to the plain language of CRREA’s “equalization” provision, 42 U.S.C. § 2000d-7(a)(2). Appellants concede that CRREA requires waiver of sovereign immunity from the jurisdiction of the federal courts, and that money damages are available in Title IX lawsuits against public or private defendants other than States. Appellants 5 Appellate Case: 16-4505 Page: 14 Date Filed: 03/09/2017 Entry ID: 4510544 nevertheless argue that CRREA may be interpreted to authorize only “a limited set of equitable remedies (i.e., injunctive relief) but not monetary damages” against States. Opening Brief of Appellants (“AOB”) at 20. This interpretation is implausible because it ignores the plain language of the statute and renders the “equalization” provision—subsection (a)(2)—superfluous. See Westerfeld v. Indep. Processing, LLC, 621 F.3d 819, 824 (8th Cir. 2010) (courts should “avoid interpreting a statute in a manner that renders any section of the statute superfluous or fails to give effect to all of the words used by Congress.”). The Court should reject Appellants’ attempt to inject ambiguity into a clearly drafted statute. The plain language of CRREA authorizes “remedies at law” in Title IX lawsuits where such remedies are available against private or public entities other than States. “Remedies at law” unequivocally include monetary damages. Remedy, Black’s Law Dictionary (10th ed. 2014). Appellants’ interpretation of CRREA would render the words “remedies at law” superfluous. Moreover, it would render all of subsection (a)(2) superfluous because subsection (a)(1)’s requirement that States waive Eleventh Amendment immunity is sufficient to authorize non-monetary equitable relief. See Edelman v. Jordan, 415 U.S. 651, 667-678 (1974). Appellants base their flawed argument on Sossamon v. Texas, 563 U.S. 277 (2011), which they misread to establish a new, “ultra-clear statement rule” 6 Appellate Case: 16-4505 Page: 15 Date Filed: 03/09/2017 Entry ID: 4510544 requiring waiver statutes to include the word “damages.” See AOB at 15. But Sossamon has no bearing on this case. The Supreme Court in Sossamon did not interpret CRREA’s remedies provision, nor did it establish an “ultra-clear statement rule” requiring Congress to use the word “damages” to express its intent that States waive their immunity from monetary liability. Appellants also argue that CRREA is ambiguous because Title IX, as originally enacted, does not explicitly address remedies. This argument is also meritless. CRREA necessarily incorporates the judicial construction of Title IX, because Title IX’s private right of action is implied. See Franklin, 503 U.S. at 7173. Therefore, as the Supreme Court reasoned in Franklin, CRREA “cannot be read except as a validation of Cannon’s holding” that Title IX includes an implied private right of action. Franklin, 503 U.S. at 72; Alexander v. Sandoval, 532 U.S. 275, 280 (2001). Appellants were on notice of the Supreme Court’s holding in Franklin that damages are available in Title IX actions when they elected to accept federal funds. See Jackson v. Birmingham Bd. of Educ., 544 U.S. 167, 183 (2005) (finding funding recipients are on notice of previous case law interpreting Title IX). Thus, under CRREA, Appellants waived their sovereign immunity from monetary liability by accepting those funds. Accordingly, the Court should affirm the District Court’s denial of Appellants’ Motion to Dismiss. 7 Appellate Case: 16-4505 Page: 16 Date Filed: 03/09/2017 Entry ID: 4510544 HISTORY OF THE CIVIL RIGHTS REMEDIES EQUALIZATION ACT Congress enacted CRREA in response to the Supreme Court’s holding in Atascadero State Hospital v. Scanlon, 473 U.S. 234 (1985). A.W. v. Jersey City Pub. Schs., 341 F.3d 234, 242 (3d Cir. 2003). In Atascadero, the Court held that although the Rehabilitation Act expressly provided a private right of action to any person aggrieved by the act or failure to act of “any recipient of Federal assistance,” it did not abrogate States’ sovereign immunity. Atascadero, 473 U.S. at 245-46. The Court’s holding was based upon the principle that Congressional abrogation of state sovereign immunity pursuant to its powers under section 5 of the 14th Amendment must be “unequivocal.” Id. at 244-46. Alternatively, the Court found that if the Rehabilitation Act were construed as Spending Clause legislation, it lacked a clear declaration of intent to condition participation in federal programs on States’ consent to waive constitutional immunity. Id. at 24647. The plaintiff, who alleged that a state hospital discriminated against him by denying him employment because of his diabetes mellitus and partial blindness, was left without a remedy. Had he been discriminated against by a private hospital, he would have been able to proceed with his action and seek money damages. Congress disagreed with the Court’s holding in Atascadero. In response, Senator Alan Cranston, the principal author of the Rehabilitation Act, introduced 8 Appellate Case: 16-4505 Page: 17 Date Filed: 03/09/2017 Entry ID: 4510544 the Civil Rights Remedies Equalization Act, which was incorporated into the 1986 Amendments to the Rehabilitation Act. The statute provides: (1) A State shall not be immune under the Eleventh Amendment of the Constitution of the United States from suit in Federal Court for a violation of section 504 of the Rehabilitation Act of 1973 [29 USCS § 794], title IX of the Education Amendments of 1972 [20 USCS §§ 1681 et seq.], the Age Discrimination Act of 1975 [42 USCS §§ 6101 et seq.]. title VI of the Civil Rights Act of 1964 [42 USCS §§ 2000d et seq.], or the provisions of any other Federal statute prohibiting discrimination by recipients of Federal financial assistance. (2) In a suit against a State for a violation of a statute referred to in paragraph (1), remedies (including remedies both at law and in equity) are available for such a violation to the same extent as such remedies are available for such a violation in the suit against any public or private entity other than a State. 42 U.S.C. § 2000d-7(a) (emphasis added). As Senator Cranston explained: [A]s a result of this legislation, if a Federal suit for damages were generally available to enforce a civil rights law against a recipient of Federal funds… a Federal suit for damages would be available against a State or a State agency. In this way, this legislation would eliminate the court-made barrier to effectuating congressional intent that the holding in the Atascadero case so unwisely has raised. 132 Cong. Rec. S. 15100 (Oct. 3, 1986) (statement of Sen. Cranston). Congress’ stated intent in passing CRREA was “to provide litigants in cases against States and State agencies the same protection they have in other situations.” PAULA HAWKINS, REHABILITATION ACT AMENDMENTS OF 1986, S. REP. No. 99388, at 28 (1986). In Congress’ view, CRREA met the requirements set forth in Atascadero because it “explicitly provide[d] that in a suit against a State for a 9 Appellate Case: 16-4505 Page: 18 Date Filed: 03/09/2017 Entry ID: 4510544 violation of any of these statutes, remedies, including monetary damages, are available to the same extent as they would be available for such a violation in a suit against any public or private entity other than a State.” Id. at 27-28. ARGUMENT Congress’ intent to abrogate or require waiver of immunity from monetary liability must be “unequivocally expressed” in the relevant federal statute. Sossamon, 563 U.S. at 284. No “magic words” are required —a statute meets this requirement if it is not susceptible of a plausible interpretation that permits States to retain their sovereign immunity. E.g., MCI Telecomm. Corp. v. Bell Atl.-Pa., 271 F.3d 491, 513 (3d Cir. 2001); United States v. Nordic Vill. Inc., 503 U.S. 30, 34 (1992). There is no plausible reading of the plain language of CRREA that permits States to retain sovereign immunity as a defense to a remedy otherwise available. Because Title IX authorizes money damages against non-State entities, Franklin, 503 U.S. at 71-73, CRREA makes money damages available in this lawsuit against the University of Arkansas. 42 U.S.C. § 2000d-7(a)(2). I. Legal Standard for Waiver of Sovereign Immunity From Monetary Liability States’ sovereign immunity is not absolute. Seminole Tribe v. Florida, 517 U.S. 44, 54-55 (1996). Although the Eleventh Amendment recognizes that the federal 10 Appellate Case: 16-4505 Page: 19 Date Filed: 03/09/2017 Entry ID: 4510544 judiciary’s Article III powers do not abrogate State sovereignty,4 Congress is empowered to abrogate sovereign immunity in legislation to enforce the Fourteenth Amendment. Atascadero, 473 U.S. at 238. Pursuant to its Spending Clause power, Congress may also condition federal funding on States’ consent to waive sovereign immunity. Jim C. v. United States, 235 F.3d 1079, 1082 (8th Cir. 2000). Under either constitutional source of authority, Congress’ intent to abrogate or require waiver of sovereign immunity must be “unequivocally expressed” in the text of the relevant statute.” Sossamon, 563 U.S. at 284. Amici agree with Appellee that Title IX, as amended by CRREA, is a valid exercise of Congress’ power under either section 5 of the Fourteenth Amendment or the Spending Clause. U.S. Const. art I, § 8, cl. 1. See Gebser v. Lago Vista Indep. Sch. Dist., 524 U.S. 274, 287 (1998) (analyzing Title IX as Spending Clause legislation); Crawford v. Davis, 109 F.3d 1281, 1283 (8th Cir. 1997) (holding that Title IX as amended by CRREA validly abrogated state sovereign immunity pursuant to Congress’ section 5 power under the Fourteenth Amendment). This brief analyzes Title IX as Spending Clause legislation, and CRREA as a clear declaration that a waiver of sovereign immunity is required as a condition of federal funding. However, the same reasoning would apply if the Court were to 4 There is only one sovereign immunity, not, as the Amici States argue, “Eleventh Amendment Immunity” and “the States’ separate immunity.” Brief of the States of Arkansas, Arizona, Kansas, Louisiana, Nebraska, South Carolina, and Texas as Amici Curiae at 14; Alden v. Maine, 527 U.S. 706, 712 (1999). 11 Appellate Case: 16-4505 Page: 20 Date Filed: 03/09/2017 Entry ID: 4510544 analyze Title IX as Fourteenth Amendment enforcement legislation, and CRREA as an unequivocal expression of Congressional intent to abrogate sovereign immunity from monetary liability. See Atascadero, 473 U.S. at 239. An express requirement that States waive their Eleventh Amendment immunity as a condition of receipt of federal funding does not in itself authorize money damages, because immunity from monetary liability is a component of sovereign immunity not addressed by the Eleventh Amendment. See Nordic Vill., Inc., 503 U.S. at 34. Congress’ intent to require waiver of immunity from monetary liability must likewise be “unequivocally expressed” in the relevant statute. Id. A statute meets this requirement when it is not susceptible of a plausible interpretation that would leave sovereign immunity from monetary liability intact. Id. Whether Congress has required waiver of immunity from monetary liability is therefore a question of statutory interpretation. Id. II. Appellants’ Argument is Contrary to Every Circuit Court Decision Interpreting CRREA The statute this Court must interpret to resolve whether Appellants waived sovereign immunity from monetary liability when they accepted federal funding is CRREA, 42 U.S.C. § 2000d-7(a). Every Circuit that has analyzed CRREA has concluded that it unambiguously conditions the receipt of federal funding on States’ waiver of immunity from suit in federal court for violations of the statutes 12 Appellate Case: 16-4505 Page: 21 Date Filed: 03/09/2017 Entry ID: 4510544 specified therein, including Title IX. Barbour v. Wash. Metro Area Transit Auth., 374 F.3d 1161, 1166 (D.C. Cir. 2004) (Rehabilitation Act); Nieves-Marquez v. Puerto Rico, 353 F.3d 108, 129-30 (1st Cir. 2003) (Rehabilitation Act); A.W. v. Jersey City Pub. Schs., 341 F.3d 234, 243-244 (3d Cir. 2003) (Rehabilitation Act); Robinson v. Kansas, 295 F.3d 1183, 1190 (10th Cir. 2002) (Rehabilitation Act); Nihiser v. Ohio Envtl. Prot. Agency, 269 F.3d 626, 628 (6th Cir. 2001) (Rehabilitation Act); Cherry v. Univ. of Wis. Sys. Bd. of Regents, 265 F.3d 541, 555 (7th Cir. 2001) (Title IX); Jim C., 235 F.3d at 1082 (en banc) (Rehabilitation Act); Pederson v. La. State Univ., 213 F.3d 858, 875-76 (5th Cir. 2000) (Title IX); Sandoval v. Hagan, 197 F.3d 484, 493-94 (11th Cir. 1999), rev’d on other grounds sub nom. Alexander, 532 U.S. 275 (Title VI); Litman v. George Mason Univ., 186 F.3d 544, 553-54 (4th Cir. 1999) (Title IX); Clark v. Cal. Dep’t of Corrs., 123 F.3d 1267, 1271 (9th Cir. 1997) (Rehabilitation Act); Beasley v. Ala. State Univ., 3 F. Supp. 2d 1304, 1315-16 (M.D. Ala. 1998) (Title IX); see also Pace v. Bogalusa City Sch. Bd., 403 F.3d 272 (5th Cir. 2005) (Rehabilitation Act). This precedent includes an en banc decision of this Circuit that remains good law: Jim C., 235 F.3d at1082, subsequently followed in Dinkins v. Corr. Med. Servs., 743 F.3d 633, 635 (8th Cir. 2014) (Rehabilitation Act) and Doe v. Nebraska, 345 F.3d 593, 599600 (8th Cir. 2003) (Rehabilitation Act). 13 Appellate Case: 16-4505 Page: 22 Date Filed: 03/09/2017 Entry ID: 4510544 Without exception, courts have assumed that money damages may be awarded in such suits. For example, in Barbour v. Washington Metro Area Transit Auth., 374 F.3d 1161 (D.C. Cir. 2004), the court observed that “[i]n the CRREA, the legislature made clear that it did not want any federal funds to be used to facilitate disability discrimination, and that exposing recipient entities to the threat of federal damage actions was an effective deterrent.” Barbour, 374 F.3d at 1168. Other courts have permitted damages lawsuits to proceed over sovereign immunity objections, implicitly finding that CRREA requires waiver of sovereign immunity from monetary liability as well as federal jurisdiction. In Pederson v. Louisiana State University, a Title IX lawsuit, the Fifth Circuit relied on CRREA to reject Louisiana State University’s sovereign immunity defense, noting that the plaintiffs would be entitled to compensatory damages if they proved intentional discrimination. Pederson, 213 F.3d at 875-76. Similarly, in Cherry v. University of Wisconsin System Board of Regents, the Seventh Circuit rejected the defendant university’s sovereign immunity defense where the plaintiff sought compensatory damages for alleged salary discrimination. Cherry, 265 F.3d at 545. In light of the plain language of CRREA and the Supreme Court’s holding in Franklin, it is unsurprising that courts have not deemed it necessary to analyze States’ waiver of immunity from monetary liability in depth. 14 Appellate Case: 16-4505 Page: 23 Date Filed: 03/09/2017 Entry ID: 4510544 III. The Plain Language of CRREA Unequivocally Requires a Waiver of State Sovereign Immunity From Damages Statutory interpretation begins with the text of the statute. E.g., Hardt v. Reliance Std. Life Ins. Co., 560 U.S. 242, 251 (2010). The text of CRREA unambiguously requires States to waive immunity from both federal court jurisdiction and monetary liability in Title IX lawsuits. CRREA states that both remedies “at law” and “in equity” are available against States “to the same extent as [they] are available against any public or private entity other than a State.” 42 U.S.C § 2000d-7(a)(2). “Remedies at law” is a term of art and must be interpreted according to its widely accepted definition in our legal tradition. E.g., Morissette v. United States, 342 U.S. 246, 263 (1952) (“[W]here Congress borrows terms of art in which are accumulated the legal tradition and meaning of centuries of practice, it presumably knows and adopts the cluster of ideas that were attached to each borrowed word[.]”). Over centuries of Anglo-American jurisprudence, “remedies at law” has unquestionably meant money damages. Black’s Law Dictionary defines the phrase “adequate remedy at law” as “[a] legal remedy (such as an award of damages) that provides sufficient relief to the petitioning party, thus preventing the party from obtaining equitable relief,” and notes that this definition dates back to the Eighteenth Century. Remedy, Black’s Law Dictionary (10th ed. 2014) (emphasis added). By contrast, it defines an “equitable remedy” as 15 Appellate Case: 16-4505 Page: 24 Date Filed: 03/09/2017 Entry ID: 4510544 “a remedy, usu[ally] a nonmonetary one such as an injunction or specific performance, obtained when available legal remedies, usu[ally] monetary damages, cannot adequately redress the injury.” Id. (emphasis added).5 Countless courts, including the United States Supreme Court and the Eighth Circuit, have affirmed that money damages are the standard remedy at law. E.g., Mertens v. Hewitt Assocs., 508 U.S. 248, 255 (1993) (contrasting legal relief with equitable relief) (citing cases); Bowen v. Massachusetts, 487 U.S. 879, 893-94 (1988); Ventura v. Kyle, 825 F.3d 876, 887 (8th Cir. 2016) (citing cases); Gen. Motors Corp. v. Harry Brown’s, LLC, 563 F.3d 312, 319 (8th Cir. 2009). Appellants offer no plausible alternative reading of the phrase “remedies…at law.” Instead, they ignore the statute’s text and point out that Congress did not use the word “damages” in CRREA. AOB at 19-21. This argument is meritless. The fact that Congress used the term of art “remedies at law” rather than the word “damages” does not render the meaning of CRREA ambiguous. See Pederson, 213 F.3d at 876 (“although [the statute] does not use the words ‘waiver’ or ‘condition,’ [it] unambiguously provides that a State by agreeing to receive federal 5 Wright and Miller’s Federal Practice likewise indicates that a plaintiff has an adequate remedy at law available when the plaintiff can “bring a legal action and seek damages that will provide full compensation, or if plaintiff can assert the claim as a defense in some other proceeding.” § 2944 Availability of Injunctive Relief—Adequacy of the Legal Remedy, 11A Fed. Prac. & Proc. Civ. § 2944 (3d ed.) (emphasis added); see also id. at § 2944 n.13 (collecting cases in which damages were held to be an adequate remedy at law). 16 Appellate Case: 16-4505 Page: 25 Date Filed: 03/09/2017 Entry ID: 4510544 educational funds under Title IX has waived sovereign immunity.”); Litman, 186 F.3d at 554 (rejecting defendant university’s assertion that statutes “must say something like ‘as a condition of receiving federal funds under this Act, the States agree to waive their Eleventh Amendment immunity,’” and holding CRREA unambiguously requires waiver of immunity). IV. Appellants’ Interpretation Is Not Plausible Because it Would Render 42 U.S.C. 2000d-7(a)(2) Superfluous A court must “avoid interpreting a statute in a manner that renders any section of the statute superfluous or fails to give effect to all of the words used by Congress.” Westerfeld, 621 F.3d at 824. Appellants’ proposed interpretation would fail to give effect to the words “remedies at law,” and the Court may reject it for that reason alone. See id. Furthermore, if Congress intended to authorize only non-monetary equitable relief against States, it need not have enacted subsection (a)(2) at all. A waiver of Eleventh Amendment immunity suffices to make nonmonetary equitable relief available against States. See Edelman, 415 U.S. at 667678. Yet Congress included a separate subsection referring to remedies both “at law” and “in equity.” 42 U.S.C. § 2000d-7(a)(2). The only plausible construction of subsection (a)(2) is as a requirement that States waive sovereign immunity from monetary liability. 17 Appellate Case: 16-4505 Page: 26 Date Filed: 03/09/2017 Entry ID: 4510544 No case has held that Congress must require something more than a waiver of “Eleventh Amendment” immunity to subject States to suit for non-monetary equitable relief. Explicit statutory authorization is required only for money damages and equitable remedies that would affect the State treasuries in a manner analogous to money damages awards. Edelman, 415 U.S. at 667-678. Therefore, subsection (a)(1)’s requirement that States waive “Eleventh Amendment” immunity as a condition of federal funding already authorizes non-monetary equitable relief against Appellants. Appellants’ reading of subsection (a)(2) as merely an authorization of the same non-monetary equitable relief would render that subsection superfluous. The only plausible interpretation of subsection (a)(2) of CRREA is as a requirement that States waive immunity from monetary liability, whether achieved through legal or equitable relief. As explained in section III, remedies “at law” are money damages. The remedies “in equity” referenced in subsection (a)(2) can only be monetary remedies because non-monetary remedies are separately authorized by subsection (a)(1), and the only equitable remedies that require an explicit waiver of immunity are those which affect States’ treasury in the same manner as damages awards. E.g., Edelman, 415 U.S. at 667-78. 18 Appellate Case: 16-4505 Page: 27 Date Filed: 03/09/2017 Entry ID: 4510544 V. Sossamon Did Not Change the Applicable Standard And Does Not Compel a Contrary Result The Sossamon Court did not, as Appellants contend, announce a new “ultra- clear statement rule.” Sossamon merely applied the principle that “a State’s consent to suit must be ‘unequivocally expressed’ in the relevant statute’s text” to the Religious Land Use and Institutionalized Persons Act (“RLUIPA”). 563 U.S. at 278. Sossamon does not control this case because it did not construe CRREA, other than to reject the plaintiff’s argument that RLUIPA falls into CRREA’s residual clause. Id. at 291-92. Furthermore, RLUIPA is distinguishable from CRREA. The text of RLUIPA interpreted in Sossamon provides that “[a] person may assert a violation of this Act as a claim or defense in a judicial proceeding and obtain appropriate relief against a government.” 42 U.S.C. § 2000cc-2(a). This provision does not distinguish between legal and equitable remedies. Moreover, unlike CRREA, RLUIPA does not explicitly equalize the remedies available against States and other defendants. 42 U.S.C § 2000cc-5(4) (defining “government” in 42 U.S.C. § 2000cc-2(a)). In short, Sossamon is inapposite. 6 6 Lane v. Pena is similarly inapposite. Lane analyzed whether the Rehabilitation Act waived the federal government’s sovereign immunity from damages awards against executive agencies. Lane v. Pena¸518 U.S. 187, 189 (1996). Because the Rehabilitation Act included executive agencies in its prohibition on discrimination but not in its remedies provision, the Court held that it lacked a clear declaration of Congressional intent to abrogate the Federal Government’s sovereign immunity to money damages in suits against executive agencies. Id. at 192-93. The court did 19 Appellate Case: 16-4505 Page: 28 Date Filed: 03/09/2017 Entry ID: 4510544 VI. Title IX Authorizes Damages Against Public and Private Entities Other than States; Therefore CRREA Makes Damages Available Against States Appellants further argue that it remains ambiguous whether CRREA requires States to waive immunity from monetary liability because Title IX’s text in 20 U.S.C. § 1681 et seq. does not explicitly address remedies. AOB at 26-30. But if CRREA referred only to the statutory text of Title IX, devoid of judicial construction, it would not include Title IX at all. Title IX’s original text does not expressly provide for a private right of action. CRREA’s explicit requirement that States waive Eleventh Amendment immunity would be meaningless in the absence of an implied private right of action under Title IX. Therefore, as the Supreme Court reasoned in Franklin, CRREA “cannot be read except as a validation of Cannon’s holding” that Title IX contains an implied private right of action. Franklin, 503 U.S. at 72; accord Alexander, 532 U.S. at 280. CRREA’s equalization provision would be equally meaningless if it did not refer to judicial construction of the remedies available under Title IX. Indeed, the text of that provision requires courts to consider the remedies available to non- not interpret CRREA as applied to States, it merely rejected the plaintiff’s argument that CRREA’s reference to remedies available against public entities in its equalization provision constituted the clear declaration of intent required to waive sovereign immunity to money damages across all categories of Federal defendants in light of the Rehabilitation Act’s limited remedies provision. Id. at 198-200. 20 Appellate Case: 16-4505 Page: 29 Date Filed: 03/09/2017 Entry ID: 4510544 State entities under Title IX, which, like Title IX’s implied private right of action, have been established through judicial construction. See 42 U.S.C. § 2000d7(a)(2); Franklin, 503 U.S. at 65-66. The Supreme Court’s interpretation of CRREA in Franklin is supports this conclusion. The Court reasoned that Congress enacted CRREA with awareness of its decision in Cannon, and of the traditional presumption that all appropriate relief, including monetary relief, is available where a private cause of action exists to enforce a federal right. Franklin, 503 U.S. at 72-73. Therefore, the Court concluded that CRREA’s reference to “remedies…at law and in equity” necessarily includes money damages, even though Title IX as originally enacted does not explicitly address remedies. Id. Furthermore, States are on notice of case law interpreting statutory conditions attached to federal funds. Jackson v. Birmingham Bd. of Educ., 544 U.S. 167, 183 (2005) (holding previous Supreme Court decisions regarding the scope of Title IX put defendant on notice that retaliation was prohibited, despite the absence of a case explicitly analyzing that issue); Dugger v. Stephen F. Austin State Univ., No. 2:15-CV-1509-WCB, 2017 U.S. Dist. LEXIS 15956 at *24 (E.D. Tex. Feb. 6, 2017) (relying on Rehabilitation Act case law to interpret CRREA as requiring waiver of sovereign immunity from monetary liability); see Barbour, 374 F.3d at 1167 (State defendant was on notice the Americans with Disabilities Act’s (ADA) abrogation was invalid when it accepted funding in 1998 because the 21 Appellate Case: 16-4505 Page: 30 Date Filed: 03/09/2017 Entry ID: 4510544 predicate decisions that led to the Supreme Court’s 2001 holding that the ADA exceeded Congress’ abrogation authority had already been issued). Finally, Appellants attach unwarranted significance to the fact that Franklin had not yet been decided when CRREA was passed. AOB at 25. CRREA’s text is not time-bound. See Kimel v. Fla. Bd. of Regents, 528 U.S. 62, 76 (2000) (“The clear statement inquiry focuses on what Congress did enact, not when it did so.”). Furthermore, the Supreme Court in Franklin found that Congress assumed damages were available under Title IX when it enacted CRREA. Franklin, 503 U.S. at 72-73. 7 The dispositive question in this lawsuit is whether Appellants were on notice that damages were available against non-State defendants when it chose to accept federal funding in 2014, the year Elizabeth Fryberger’s cause of action arose. See Barbour, 374 F.3d at 1167-68 (finding defendant’s notice when CRREA was passed in 1986 irrelevant to its knowledge when it decided to accept federal funds in 1998). More than twenty years after Franklin, Appellants’ claim that they lacked such notice is untenable. 7 Furthermore, Congress had already made attorneys’ fees available to prevailing parties in Title IX lawsuits in the Civil Rights Attorneys’ Fees Award Act of 1976. 42 U.S.C. § 1988(b). 22 Appellate Case: 16-4505 Page: 31 Date Filed: 03/09/2017 Entry ID: 4510544 VII. A Ruling for Appellants Would Undermine Title IX’s Purpose and Congress’s Intent in Passing CRREA Amici are participating in this case because a ruling in Appellants’ favor would strip millions of students of public universities and K-12 schools of the ability to meaningfully enforce their Title IX rights. In Amici’s extensive experience, equitable relief is an inadequate remedy for several reasons. As the Supreme Court acknowledged in Franklin, student victims of sexual harassment and sexual violence may drop out of school, transfer, or graduate before a court rules on their claims. Franklin, 503 U.S. at 75-76. Moreover, equitable relief does not compensate victims for the significant cost of mental health treatment or other expenses incurred as a result of discrimination, nor does it compensate them for emotional distress. A holding that educational institutions that are “arms of the state” are immune from damages in Title IX actions will undermine Title IX’s purpose “to provide individual citizens effective protection against those practices.” Cannon, 441 U.S. at 704. Under Appellants’ interpretation of CRREA, Title IX provides only some students effective protection from discrimination, leaving others with no remedy. A ruling for Appellant would create precisely the result Congress sought to prevent by passing CRREA: an enforcement regime in which victims of discrimination by private institutions have greater protection than victims of 23 Appellate Case: 16-4505 Page: 32 Date Filed: 03/09/2017 Entry ID: 4510544 discrimination by State institutions. S. REP. No. 99-388, at 28. Students who cannot afford to attend private colleges will be primarily impacted, and in states in which K-12 schools are “arms of the state,” children too will lose the ability to enforce their Title IX rights in court. Finally, by making state universities immune from monetary liability, a decision in Appellants’ favor would remove a critical incentive to comply with Title IX. Administrative enforcement cannot substitute for the force of litigation, and will not have the same deterrent effect on schools. Without the risk of being liable for damages, state universities will deprioritize addressing sexual harassment and violence on campus, and reforms that have opened the doors of opportunity for women will be jeopardized. A. Damages are Necessary to Make Victims of Sex Discrimination in Educational Institutions Whole Equitable relief alone is inadequate to remedy the effects of sexual harassment and assault in educational settings. As firms and legal non-profits that represent young women facing discrimination, including sexual violence, 8 Amici know the importance of monetary damages for students working to rebuild their 8 Amici have represented student plaintiffs in numerous Title IX suits, including Davis v. Monroe Cty. Bd. of Educ., 526 U.S. 629, 632 (1999); Hill v. Cundiff, 797 F.3d 948 (11th Cir. 2015); Simpson v. Univ. of Colo. Boulder, 500 F.3d 1170, 1172 (10th Cir. 2007); Doe v. Forest Hills Sch. Dist., No. 1:13-CV-428, 2015 WL 9906260 (W.D. Mich. Mar. 31, 2015); Doe v. Stanford Univ., No. 3:16-CV-06973 (N.D. Cal., filed Dec. 5, 2016). 24 Appellate Case: 16-4505 Page: 33 Date Filed: 03/09/2017 Entry ID: 4510544 lives. Sex discrimination can exact a heavy financial cost on victims. Damages in Title IX cases may include expensive medical and psychological care. 9 Students who suffer from post-traumatic stress disorder or depression may be unable to handle a full courseload, and incur additional tuition and housing expenses to complete their degrees over a longer time period.10 Others are forced to drop out of school, decreasing their long-term earning potential. 11 In Amici’s extensive experience, damages are often crucial for students to pursue an education in the wake of sexual violence and other forms of discrimination. Without this essential remedy, Title IX will fail to achieve its purpose: ensuring gender never stands as an obstacle to a student’s opportunity to learn. B. A Ruling for Appellants Will Disadvantage Students Who Attend State Schools at the College and K-12 Levels The negative effects of a ruling in Appellants’ favor will be widespread and will disproportionately impact students who cannot afford private school. State universities and colleges are almost always considered arms of the state, see, e.g., Hadley v. N. Ark. Cmty. Tech. Coll., 76 F.3d 1437, 1438 (8th Cir. 1996). Some states also consider community colleges to be arms of the state, id., and still others 9 Dana Bolger, Gender Violence Costs: Schools' Financial Obligations Under Title IX, 125 YALE L.J. 2106, 2115-17 (2016). 10 Id.; see also Catherine A. McKinnon, In Their Hands: Restoring Institutional Liability for Sexual Harassment in Education, 125 YALE L.J. 2038, 2057-58 (2016). 11 Bolger, supra note 9, at 2115-19. 25 Appellate Case: 16-4505 Page: 34 Date Filed: 03/09/2017 Entry ID: 4510544 consider local boards of education to be arms of the state. See, e.g., Woods v. Rondout Valley Cent. Sch. Dist. Bd. of Educ., 466 F.3d 232, 240 (2d Cir. 2006) (New York); Bd. of Educ. of Prince George's Cty. v. Prince George's Cty. Educators' Ass'n, Inc., 522 A.2d 931, 936 n. 3 (1987) (Maryland). A ruling in Appellants’ favor will negatively affect millions of students of public state schools across the country. Students who are victims of sex discrimination in public state schools will be unable to effectively vindicate their rights in court, while their counterparts in private school will retain the ability to sue for damages. C. Without the Risk of Exposure, States Schools Will Deprioritize Addressing Sex Discrimination, Increasing Risk for Students Without the risk of monetary damages, state-run schools will have little incentive to comply with Title IX, and the important reforms accomplished through Title IX enforcement will be jeopardized. Before federal law prohibited sex discrimination in education, women students were treated as “second-class citizens[.]” 12 Title IX ushered in a new era in women and girls’ educations. For example, the percentage of women in sports has more than doubled,13 and the 12 BARBARA MILLER SOLOMON, IN THE COMPANY OF EDUCATED WOMEN 105 (1985); PRESCA AHN, ARRIVAL: WOMEN AT YALE (2010). 13 T. Jesse Wilde, Gender Equity in Athletics: Coming of Age in the 90's, 4 MARQ. SPORTS L.J. 217, 229 (1994). 26 Appellate Case: 16-4505 Page: 35 Date Filed: 03/09/2017 Entry ID: 4510544 percentage of women earning undergraduate engineering degrees has increased more than twentyfold. 14 Of particular import for this case, Title IX transformed the way schools address sexual harassment by requiring them to remedy the hostile environment harassment creates. See Davis v. Monroe Cty. Bd. of Ed., 526 U.S. 629 (1999); Gebser v. Lago Vista Indep. Sch. Dist., 524 U.S. 274, 291 (1998).15 Although sexual harassment and violence remain widespread, universities across the country have established new sexual harassment grievance procedures to comply with Title IX’s regulations.16 Without the threat of financial exposure, students may lose these hard-won gains. Amici fear state institutions will shift their resources elsewhere, causing a return to an era when sexual violence on campus was routinely swept under the rug. 14 Lexie Kuznick & Megan Ryan, Changing Social Norms? Title IX and Legal Activism Comments from the Spring 2007 Harvard Journal of Law & Gender Conference Introduction, 31 HARV. J. L. & GENDER 367, 371 (2008). 15 See also Building on the Success of 35 Years of Title IX: Hearing Before the Subcomm. on Higher Education, Lifelong Learning, and Competitiveness, 110th Cong. 2 (June 19, 2007) (statement of Lisa M. Maatz, Director of Public Policy and Government Relations, American Association of University Women) (noting the importance of Title IX to efforts to address sexual harassment in schools, as well as remaining challenges). 16 STAFF OF U.S. SENATE SUBCOMM. ON FIN. & CONTRACTING OVERSIGHT, SEXUAL VIOLENCE ON CAMPUS: HOW TOO MANY INSTITUTIONS OF HIGHER EDUCATION ARE FAILING TO PROTECT STUDENTS 6-8 (2014), http://www.mccaskill.senate.gov/SurveyReportwithAppendix.pdf. 27 Appellate Case: 16-4505 Page: 36 Date Filed: 03/09/2017 Entry ID: 4510544 D. Administrative Enforcement is Insufficient Administrative enforcement of Title IX cannot substitute for the force of damages litigation. The Department of Education Office for Civil Rights (“OCR”) is the primary federal agency charged with enforcing Title IX. 20 U.S.C. § 1682. OCR, however, has never subjected a school to monetary sanctions for Title IX violations, likely because of the limited tools at its disposal: the agency can only withhold all of a schools’ federal funding or impose no penalty, with no middle ground available.17 Even during periods when OCR aggressively enforces Title IX, it prioritizes structural change over individual remedies.18 Thus, without the possibility of money damages, student victims of sex discrimination will lack any effective means to redress violations of their civil right to an education free from sex discrimination. 17 Libby Nelson, There’s a nuclear option on campus sexual assault – and it will never be used, VOX (Nov. 26, 2014), http://www.vox.com/2014/9/19/6434763/sexual-assault-title-ix-campus-collegeseducation-department-fines; Nancy Chi Cantalupo, Burying Our Heads in the Sand: Lack of Knowledge, Knowledge Avoidance, and the Persistent Problem of Campus Peer Sexual Violence, 43 LOY. U. CHI. L.J. 205, 241 (2011). 18 Alyssa Peterson & Olivia Ortiz, A Better Balance: Providing Survivors of Sexual Violence with "Effective Protection" Against Sex Discrimination Through Title IX Complaints, 125 YALE L.J. 2132, 2136 (2016). 28 Appellate Case: 16-4505 Page: 37 Date Filed: 03/09/2017 Entry ID: 4510544 CONCLUSION For the reasons stated above, the Court should affirm the District Court’s ruling denying Appellants’ Motion to Dismiss. Dated: March 8, 2017 Respectfully submitted, By: /s/ Rebecca Peterson-Fisher Rebecca Peterson-Fisher, Esq. Equal Rights Advocates 1170 Market Street, Suite 700 San Francisco, CA 94102 Telephone: (415) 575-2386 Facsimile: (415) 621-6744 Email: rpetersonfisher@equalrights.org. 29 Appellate Case: 16-4505 Page: 38 Date Filed: 03/09/2017 Entry ID: 4510544 EXHIBIT 1 Appellate Case: 16?4505 Page: 39 Date Filed: 03/09/2017 Entry ID: 4510544 STATEMENTS OF INTEREST OF AMICI Equal Rights Advocates Equal Rights Advocates (ERA) is a national women’s rights organization whose mission is to protect and secure equal rights and economic opportunities for women and girls through litigation and advocacy. In service of its mission, ERA litigates class actions and other high-impact cases on issues of gender discrimination in employment and education. In particular, ERA has a long history of pursuing equality and justice for women and girls under Title IX, including work in Doe v. Petaluma City School District, the nation’s first federal court case to recognize that peer (student-to-student) sexual harassment is actionable under Title IX, and, more recently, Mansourian v. UC Regents and Brust v. UC Regents. ERA currently represents the plaintiff in Doe v. Stanford Univ., No. 3:16-CV06973 (N.D. Cal., filed Dec. 5, 2016). In ERA’s experience, sexual harassment and sexual violence in educational institutions exact a high financial toll on victims. Moreover, without fear of exposure to damages, educational institutions will not be incentivized to ensure they comply with Title IX. American Civil Liberties Union The American Civil Liberties Union (ACLU) is a nationwide, nonprofit, nonpartisan organization with approximately one million members dedicated to defending the principles embodied in the Constitution and our nation’s civil rights 1 Appellate Case: 16-4505 Page: 40 Date Filed: 03/09/2017 Entry ID: 4510544 laws. The ACLU has appeared in this court and courts around the nation in numerous cases involving the application and scope of the Constitution and civil rights laws, both as direct counsel and as amicus curiae. The ACLU frequently litigates cases concerning Title IX and gender equity in education. The National Women’s Law Center The National Women’s Law Center is a nonprofit legal organization that has worked for more than 40 years to protect and promote equality and opportunity for women and families. Since 1972, the Center has fought to secure equal opportunity in education for girls and women through full enforcement of Title IX, the U.S. Constitution, and other laws prohibiting sex discrimination. Of particular relevance to this case, the Center has represented student plaintiffs in numerous cases involving sexual harassment in schools before the Supreme Court and lower courts. The National Women's Law Center advocates for robust school accountability under the civil rights laws to ensure all students can learn free from sex discrimination. Public Justice, P.C. Public Justice is a national public interest law firm that pursues high impact lawsuits to combat social and economic injustice, protect the Earth’s sustainability, and challenge predatory corporate conduct and government abuses. Public Justice 2 Appellate Case: 16-4505 Page: 41 Date Filed: 03/09/2017 Entry ID: 4510544 has long worked to secure educational equity for students through lawsuits designed to enforce their rights under the Constitution and anti-discrimination laws, including Title IX. For example, Public Justice has represented students seeking gender equity in interscholastic and intercollegiate sports, as well as students who were denied equal educational opportunities because of gender-based harassment or sexual violence suffered at school. In Public Justice’s experience, damages actions under Title IX are critically important to protecting students against discriminatory practices that deprive them of equal access to education. Public Justice joins this brief out of concern that denying students the ability to file damages actions against state educational institutions for Title IX violations would deprive them of what is often the only meaningful remedy for the sex discrimination they have suffered. Legal Momentum Legal Momentum advances the rights of women and girls by using the power of the law and creating innovative public policy. It is the nation’s oldest legal advocacy organization devoted to advancing women’s rights. Legal Momentum was instrumental in drafting the 1994 Violence Against Women Act (VAWA) and each of its subsequent reauthorizations, which expanded the law to protect sexual assault victims, as well as LGBTQ, tribal, and immigrant communities. Legal Momentum is a leader in responding to campus sexual assault. Legal Momentum 3 Appellate Case: 16-4505 Page: 42 Date Filed: 03/09/2017 Entry ID: 4510544 represents and advocates on behalf of student victims of sexual assault and provides extensive technical assistance to victims, student organizations, attorneys, and schools on their rights and obligations under Title IX. Legal Momentum, then known as NOW Legal Defense, pioneered the implementation of Title IX with PEER, its nationwide Project on Equal Education Rights, from 1974-1992, and has appeared as amicus in numerous cases concerning the right to be free from sexual harassment and sex discrimination in education, including Davis v. Monroe County Board of Education, 526 U.S. 648 (1999) and Franklin v. Gwinnett County Public Schools, 503 U.S. 60 (1992). Equity Legal Equity Legal and Kristen Galles have litigated Title IX cases nationwide on behalf of students, faculty, and coaches for more than 20 years. Many of these cases have led to the awarding of money damages against state universities and K-12 public school districts that are arms of the state. In addition to litigation, Galles has researched, written, advocates, and worked for policy changes and enforcement of Title IX and other civil rights laws to ensure that women and girls receive equal opportunity in education in an environment that is free from sex discrimination and sexual harassment. 4 Appellate Case: 16-4505 Page: 43 Date Filed: 03/09/2017 Entry ID: 4510544 Women’s Sports Foundation The Women’s Sports Foundation (WSF) is a nonprofit educational organization dedicated to expanding opportunities for girls and women to participate in sports and fitness and to creating an educated public that supports gender equity in sports. The WSF distributes grants and scholarships to female athletes and girls’ sports programs, answers hundreds of inquiries per year concerning Title IX and other women’s sports related questions, and administers award programs to increase public awareness about the achievements of girls and women in sports. Girls Inc. Girls Inc. inspires all girls to be strong, smart, and bold. Girls Inc. is a nonprofit, nonpartisan organization with over 80 local affiliates that provide primarily afterschool and summer programming to approximately 150,000 girls ages 5-18 in 30 U.S. states and in Canada. Our comprehensive approach to whole girl development equips girls to navigate gender, economic, and social barriers and grow up healthy, educated, and independent. These positive outcomes are achieved through three core elements: people - trained staff and volunteers who build lasting, mentoring relationships; environment - girls-only, physically and emotionally safe, where there is a sisterhood of support, high expectations, and mutual respect; and programming - research-based, hands-on and minds-on, age-appropriate, 5 Appellate Case: 16-4505 Page: 44 Date Filed: 03/09/2017 Entry ID: 4510544 meeting the needs of today’s girls. Informed by girls and their families, we also advocate for legislation, policies, and practices to increase opportunities for all girls. Girls Inc. is a longtime supporter of Title IX and believes that the availability of damages for civil rights violations is critical to ensuring compliance and changing harmful discriminatory practices. Women’s Law Project The Women’s Law Project (WLP) is a non-profit public interest law firm with offices in Philadelphia and Pittsburgh, Pennsylvania. Founded in 1974, WLP works across a spectrum of inter-related issues that affect women’s legal status, health, and economic security, forging progress through strategic high-impact litigation, policy advocacy and community education. Throughout its history, WLP has worked to eliminate sex discrimination by bringing and supporting litigation challenging discriminatory practices prohibited by federal civil rights laws. WLP’s Title IX litigation includes (1) Foltz et al. v. Delaware State University, No. 10149 (Dist. Ct. Del. 2010), in which WLP was co-counsel for a class of plaintiffs challenging the university’s failure to provide female students with equal participation opportunities in athletics; (2) Choike v. Slippery Rock University, 2006 U.S. Dist. LEXIS 49886 (W.D. Pa.), in which WLP was co-counsel for a class of female students challenging inequitable participation opportunities and treatment of female athletes at their university; and (3) Brady v. Sacred Heart 6 Appellate Case: 16-4505 Page: 45 Date Filed: 03/09/2017 Entry ID: 4510544 University, No. 303-CV-514 (D. Conn. 2003), in which WLP was co-counsel for a plaintiff challenging her university’s decision to remove her from her sports team, deny her scholarship, and instruct her to leave school due to her pregnancy. WLP also files amicus briefs in a range of civil rights cases, including cases involving Title IX, such as Hill v. Madison County School Board, et al., No 14-12481 (11th Cir. 2014), which supported a student’s claim that her school acted with deliberate indifference to her sexual assault. National Organization for Women The National Organization for Women (NOW) Foundation is a 501 (c)(3) entity affiliated with the National Organization for Women, the largest grassroots feminist activist organization in the United States with chapters in every state and the District of Columbia. NOW Foundation is committed to advancing equal education opportunity, among other objectives, and works to assure that women are treated fairly and equally under the law. NOW Foundation believes that sexual assault has a disproportionate impact on women and serves to deter and often deny them equal access to education, as Title IX seeks to protect. A remedy at law permitting monetary awards for damages against states for Title IX violations is essential to protecting women's equal rights to education. 7 Appellate Case: 16-4505 Page: 46 Date Filed: 03/09/2017 Entry ID: 4510544 California Women’s Law Center The California Women’s Law Center (CWLC) is a non-profit organization that strives to break down barriers and advance the potential of women and girls through transformative litigation, policy advocacy and education. CWLC undertakes a variety of projects in areas impacting women's rights, including gender discrimination, reproductive justice, women's health, and violence against women. CWLC closely monitors legislation and federal guidelines regarding colleges' responses to sexual assault on campus. We provide resources and training to attorneys and the public regarding state and federal law related to sexual assault and advocate on behalf of survivors. The Clearinghouse on Women’s Issues The Clearinghouse on Women's Issues (CWI) is a501(c)(3) non-profit organization whose mission is to address economic, health, educational, social, political and legal issues facing women and girls. CWI addresses concerns of diverse women at the local, national and international levels by providing public forums and opportunities for networking that raise awareness and act as a catalyst to move women and girls towards greater equity. Providing information on Title IX issues and policies affecting educational institutions has been a major interest of CWI. Established in 1974 shortly after the passage of Title IX in 1972, CWI 8 Appellate Case: 16-4505 Page: 47 Date Filed: 03/09/2017 Entry ID: 4510544 has provided a channel for dissemination of information on gender equity in education. State educational institutions who receive federal funds are responsible for implementation of Title IX and if found in violation by allowing sex discrimination in education programs and activities, should be held accountable through appropriate equitable remedies including monetary damages. Feminist Majority Foundation The Feminist Majority Foundation (FMF) is a non-profit organization dedicated to eliminating sex discrimination and to the promotion of gender equality and women’s empowerment. FMF programs focus on advancing the legal, social, economic, education, and political equality of women with men; countering the backlash to women’s advancement; and recruiting and training young feminists. To carry out these aims, FMF engages in research and public policy development, public education programs, grassroots organizing efforts, and leadership training programs. The FMF Education Equity Program belongs to and works with the National Coalition for Women and Girls in Education, and has paid special attention to enhancing the proactive roles of the required Title IX Coordinators at the state, local and school and college levels. FMF operates the world’s largest student network which holds annual National Young Feminist Leadership conferences which address many topics such as ending campus sexual violence. 9 Appellate Case: 16-4505 Page: 48 Date Filed: 03/09/2017 Entry ID: 4510544 This amicus brief is congruent with FMF’s goals to assure full implementation of Title IX using both preventive and punitive strategies including financial remediation by public and private entities. All institutions which receive federal financial assistance for education programs and activities are responsible for rigorous implementation of Title IX and should have to pay for allowing sex discrimination as well as making sure they use appropriate equitable remedies to stop it. Atlanta Women for Equality Atlanta Women for Equality is a 501(c)3 nonprofit organization that provides free legal representation to women and girls facing sex discrimination in the educational environment. We focus primarily on individual student cases, public policy initiatives and educational programs concerning campus sexual misconduct and Title IX. The majority of our clients are students at post-secondary educational institutions that are state entities governed by the Board of Regents of the University System of Georgia. 10 Appellate Case: 16-4505 Page: 49 Date Filed: 03/09/2017 Entry ID: 4510544 CERTIFICATE OF COMPLIANCE WITH RULE 32(a) Certificate of Compliance with Type-Volume Limitation, Typeface Requirements, and Type Style Requirements 1. This brief complies with the type-volume limitations of Fed. R. App. P. 32(f) and Fed. R. App. P. 29(a)(4) because: [X] this brief contains 6,456 words, excluding the parts of the brief exempted by Fed. R. App. P. 32(f). 2. This brief complies with the typeface requirements of Fed. R. App. P. 32(a)(5) and the type style requirements of Fed. R. App. P. 32(a)(6) because: [X] this brief has been prepared in a proportionally spaced typeface using 2010 Microsoft Word in Times New Roman, Size 14 font. Respectfully submitted, By: Appellate Case: 16-4505 Page: 50 s/ Rebecca Peterson-Fisher_____ Rebecca Peterson-Fisher Equal Rights Advocates 1170 Market Street, Suite 700 San Francisco, CA 94102 Telephone: 415-575-2386 Email: rpetersonfisher@equalrights.org Attorney for Amici Curiae Date Filed: 03/09/2017 Entry ID: 4510544 CERTIFICATION OF SERVICE AND VIRUS SCAN I, Rebecca Peterson-Fisher, do hereby certify that on March 8, 2017, I electronically filed the foregoing with the Clerk of the Court of the United States Court of Appeals for the Eighth Circuit using the CM/ECF system, which will distribute the electronic copies to all counsel of record. I further certify that the foregoing brief has been scanned for viruses and is virus-free. By: s/ Rebecca Peterson-Fisher_____ Rebecca Peterson-Fisher Equal Rights Advocates 1170 Market Street, Suite 700 San Francisco, CA 94102 Telephone: 415-575-2386 Email: rpetersonfisher@equalrights.org Attorney for Amici Curiae Appellate Case: 16-4505 Page: 51 Date Filed: 03/09/2017 Entry ID: 4510544 United States Court of Appeals For The Eighth Circuit Thomas F. Eagleton U.S. Courthouse 111 South 10th Street, Room 24.329 St. Louis, Missouri 63102 VOICE (314) 244-2400 FAX (314) 244-2780 www.ca8.uscourts.gov Michael E. Gans Clerk of Court March 09, 2017 Ms. Rebecca Peterson-Fisher EQUAL RIGHTS ADVOCATES 1170 Market Street San Francisco, CA 94102 RE: 16-4505 Elizabeth Fryberger v. University of Arkansas, et al Dear Counsel: The amicus curiae brief of the Equal Rights Advocates was received and filed on March 9, 2017. Please complete and file an Appearance form. You can access the Appearance Form at www.ca8.uscourts.gov/all-forms. Please note that Federal Rule of Appellate Procedure 29(g) provides that an amicus may only present oral argument by leave of court. If you wish to present oral argument, you need to submit a motion. Please note that if permission to present oral argument is granted, the court's usual practice is that the time granted to the amicus will be deducted from the time allotted to the party the amicus supports. You may wish to discuss this with the other attorneys before you submit your motion. Michael E. Gans Clerk of Court YML Enclosure(s) cc: Mr. Mason Boling Mr. Carmine Joseph Cordi Jr. Mr. David A. Curran Mr. Patrick E. Hollingsworth Mr. Matthew Blayne McCoy Mr. George McAllaster Rozzell Mr. Lee P. Rudofsky District Court/Agency Case Number(s): 5:16-cv-05224-PKH Appellate Case: 16-4505 Page: 1 Date Filed: 03/09/2017 Entry ID: 4510544