New Entrant Report U.S. Office of Government Ethics; 5 C.F.R. part 2634 Form Approved: OMB No. (3209-0001) (March 2014) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information Epshteyn, Boris Assistant Director of Communications, White House Date of Appointment: 01/20/2017 Other Federal Government Positions Held During the Preceding 12 Months: None Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ Berke, Elliot [electronically signed on 01/18/2017 by Berke, Elliot in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). Other review conducted by U.S. Office of Government Ethics Certification Data Revised 03/06/2017 Data Revised 03/03/2017 Data Revised 03/02/2017 Data Revised 02/17/2017 1. Filer's Positions Held Outside United States Government # ORGANIZATION NAME CITY, STATE ORGANIZATION TYPE POSITION HELD FROM TO 1 Presidential Inaugural Committee Washington, District of Columbia 501(c)(4) Communication s Director 11/2016 1/2017 2 Donald J. Trump for America, Inc. New York, New York Political Campaign Committee Senior Advisor 8/2016 11/2016 3 TGP Securities, Inc. New York, New York Broker-Dealer Managing Director of Business and Legal Affairs 7/2013 1/2017 4 Strategy International LLC Princeton, New Jersey Consulting Consultant 5/2009 1/2017 5 Prime Health Services Brentwood, TN, Tennessee Corporation Board Member/Adviso r 2/2014 1/2017 6 ISA Internationale, Inc St. Paul, Minnesota Corporation Advisor 7/2010 1/2017 VALUE INCOME TYPE INCOME AMOUNT 2. Filer's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF 1 Presidential Inaugural Committee N/A Salary $49,500 2 Donald J. Trump for America, Inc. N/A Salary $30,000 3 TGP Securities, Inc. No Business Income $226,800 4 Prime Health Services (Healthcare/Cost Containment) N/A Consulting Fees $240,000 $1,000,001 $5,000,000 3. Filer's Employment Agreements and Arrangements # EMPLOYER OR PARTY CITY, STATE STATUS AND TERMS DATE 1 TGP Securities, Inc. New York, New York Filer will hold passive interest in asset or divest at fair market value pendng OGE guidance. 2/2017 4. Filer's Sources of Compensation Exceeding $5,000 in a Year # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 1 Presidential Inaugural Committee Washington, District of Columbia Director of Communications 2 Donald J. Trump for America, Inc. New York, New York Communications 3 TGP Securities, Inc. New York, New York Managing Director of Business and Legal Affairs 4 Prime Health Services Brentwood, Tennessee Board Member/Advisor 5 TGP Capital, LLC New York, New York Consultant 6 Corsair Capital Management New York, New York Broker Dealer Compensation to TGP Securities, Inc. 7 Douglas Elliman Southampton, New York Broker Dealer Compensation to TGP Securities, Inc. 8 Gabrielle A. Haddad Point Pleasant Beach, New Jersey Broker Dealer Compensation to TGP Securities, Inc. 9 GCA Capital Group LLC New York, New York Broker Dealer Compensation to TGP Securities, Inc. 10 Headlands Capital Advisors New York, New York Broker Dealer Compensation to TGP Securities, Inc. See Endnote # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 11 Implicit Value LLC New York, New York Broker Dealer Compensation to TGP Securities, Inc. 12 Inspirit Group LLC Bedminster, New Jersey Broker Dealer Compensation to TGP Securities, Inc. 13 Iornmonger Lane London London, Outside U.S. Broker Dealer Compensation to TGP Securities, Inc. 14 Jeffrey Human Voorheesville, New York Broker Dealer Compensation to TGP Securities, Inc. 15 Kellen Projects Washington, District of Columbia Broker Dealer Compensation to TGP Securities, Inc. 16 Laboratory Testing Services Fort Lauderdale, Florida Broker Dealer Compensation to TGP Securities, Inc. 17 Marisol E. Page Weehaken, New Jersey Broker Dealer Compensation to TGP Securities, Inc. 18 National Financial Services Jersey City, New Jersey Broker Dealer Compensation to TGP Securities, Inc. 19 New Generation Advisors LLC Manchester, Massachusetts Broker Dealer Compensation to TGP Securities, Inc. 20 Prism Solar Technologies Highland, New York Broker Dealer Compensation to TGP Securities, Inc. 21 Royce Joseph Capital LLC Morristown, New Jersey Broker Dealer Compensation to TGP Securities, Inc. 22 Solaris Group LLC New York, New York Broker Dealer Compensation to TGP Securities, Inc. 23 Stroud Family LLC Shreveport, Louisiana Broker Dealer Compensation to TGP Securities, Inc. 24 The Royal Bank of Scotland Stamford, Connecticut Broker Dealer Compensation to TGP Securities, Inc. 25 Vinhee Mehta Redondo Beach, California Broker Dealer Compensation to TGP Securities, Inc. 26 White Square Capital London, Outside U.S. Broker Dealer Compensation to TGP Securities, Inc. # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 27 William T. McKinzie Edwards, Colorado Broker Dealer Compensation to TGP Securities, Inc. 5. Spouse's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF VALUE INCOME TYPE 1 Google N/A None (or less than $1,001) Salary, Bonus 2 Google Stock N/A $50,001 $100,000 INCOME AMOUNT None (or less than $201) 6. Other Assets and Income # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 iShares Russell 1000 Value Index (IWD) Yes $1,001 - $15,000 None (or less than $201) 2 Vanguard High Dividend Yield Index (VYM) Yes $1,001 - $15,000 None (or less than $201) 3 RiverNorth Core Opp (RNCOX) Yes $1,001 - $15,000 None (or less than $201) 4 iShares Russell 1000 Growth (IWF) Yes $1,001 - $15,000 None (or less than $201) 5 iShares Russell Midcap Index (IWR) Yes $1,001 - $15,000 None (or less than $201) 6 iShares Russell 2000 Value (IWN) Yes $1,001 - $15,000 None (or less than $201) 7 Meridian Sm Cap Growth Fund (MSGGX) Yes $1,001 - $15,000 None (or less than $201) 8 Oppenheimer Dev Markets Y (ODVYX) Yes $1,001 - $15,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 9 IVA International (IVIQX) Yes $1,001 - $15,000 None (or less than $201) 10 Vanguard ST Inv Grad Bd (VFSUX) Yes $1,001 - $15,000 None (or less than $201) 11 BlackRock Strategic Opp Inst (BSIIX) Yes $1,001 - $15,000 None (or less than $201) 12 Bramshill Incm Perf Fed (BRMSX) Yes $1,001 - $15,000 None (or less than $201) 13 Boston Partners L/S Equity (BPLSX) Yes $1,001 - $15,000 None (or less than $201) 14 AQR Style Premia Altern I (QSPIX) Yes $1,001 - $15,000 None (or less than $201) 15 iShares Russell 1000 Growth (IWF) Yes $1,001 - $15,000 None (or less than $201) 16 Oppenheimer Main Street Fund Class C (MIGCX) Yes $15,001 $50,000 $201 - $1,000 17 Oppenheimer Equity Income Fund Class C (OCEIX) Yes $15,001 $50,000 $201 - $1,000 18 Oppenheimer Government Money Market Fund Class A (OMBXX) Yes $50,001 $100,000 None (or less than $201) 19 Oppenheimer Equity Fund Class C (OEQCX) Yes $1,001 - $15,000 None (or less than $201) 20 Oppenheimer Corporate Bond Fund Class C (OFICX) Yes $1,001 - $15,000 None (or less than $201) 21 Federated Intercontinental FD CL C (ICFFX) Yes $1,001 - $15,000 None (or less than $201) 22 Invesco European Growth Fund CL C (AEDCX Yes $1,001 - $15,000 None (or less than $201) 23 Bank of America Checking N/A $15,001 $50,000 None (or less than $201) 24 Bank of America Checking N/A $15,001 $50,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 25 Bank of America Adv Tiered Interest Chkg N/A $15,001 $50,000 None (or less than $201) 26 Bank of America Money Market Savings N/A $15,001 $50,000 None (or less than $201) 27 Bank of America Regular Savings N/A $15,001 $50,000 None (or less than $201) 28 FT NASDAQ 100 Technology Index Fund (QTEC) See Endnote Yes $1,001 - $15,000 None (or less than $201) 29 General Moly Inc. (GMO) See Endnote N/A None (or less than $1,001) None (or less than $201) 30 Princeton Capital Corp (PIAC) See Endnote Yes $1,001 - $15,000 None (or less than $201) 31 Texas Instruments Inc (TXN) See Endnote N/A $1,001 - $15,000 None (or less than $201) 32 JPMorgan Classic Business Checking N/A $15,001 $50,000 None (or less than $201) 33 JPMorgan Business Savings N/A $100,001 $250,000 None (or less than $201) 34 JPMorgan Private Client Checking Plus N/A $15,001 $50,000 None (or less than $201) 35 Mid America Capital Corporation N/A $15,001 $50,000 None (or less than $201) 36 SPDR S&P 500 ETF Trust (SPY) Yes $15,001 $50,000 $201 - $1,000 37 iShares MSCI EAFE Index (EFA) Yes $15,001 $50,000 $201 - $1,000 38 JPMorgan (SEP IRA - Cash) N/A $50,001 $100,000 None (or less than $201) 39 JPM Tax Aware EQ FD - Instl Fund 1236 (JDPE) Yes $15,001 $50,000 $201 - $1,000 40 Neuberger Ber MU/C Opp-Ins (NMUL) Yes $15,001 $50,000 $201 - $1,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 41 Primecap Odyssey Stock Fd (POSK) Yes $15,001 $50,000 $201 - $1,000 42 Spdr S&P 500 ETF (SPY) Yes $100,001 $250,000 $1,001 - $2,500 43 Ishares Core S&P Midcap ETF (IJH) Yes $15,001 $50,000 $201 - $1,000 44 Capital Gr Non US Equity (CNUS) Yes $15,001 $50,000 $201 - $1,000 45 Causeway Internatl Val-Inst (CIVI) Yes $15,001 $50,000 $201 - $1,000 46 IShares MSCI EAFE Index Fund (EFA) Yes $15,001 $50,000 $201 - $1,000 47 T Rowe Price Overseas (TROS) Yes $15,001 $50,000 None (or less than $201) 48 Vanguard FTSE Europe ETF (VGK) Yes $1,001 - $15,000 None (or less than $201) 49 Brown Adv Japan Alpha Opp-IS (BAFJ) Yes $1,001 - $15,000 $201 - $1,000 50 IShares Inc MSCI Japan New (EWJ) Yes $1,001 - $15,000 None (or less than $201) 51 JPM GLBL RES ENH INDEX FD - SEL (JEIT) Yes $15,001 $50,000 $1,001 - $2,500 52 PIMCO FD PAC INV MGMT SERIES HIGH YELD FD- INSTL Yes $15,001 $50,000 $201 - $1,000 53 JPMorgan Brokerage (Cash) Yes $15,001 $50,000 None (or less than $201) 54 Vanguard INTM TRM INV G-ADM Yes $1,001 - $15,000 $201 - $1,000 55 JPM CORE BD FD - SEL Yes $15,001 $50,000 $201 - $1,000 56 JPM UNCONSTRAINED DEBT FD - SELECT FUND Yes $1,001 - $15,000 $201 - $1,000 57 METROPOLITAN WEST FDS TOTAL RET CL I Yes $1,001 - $15,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 58 IShares JP Morgan EM BOND FUND Yes $1,001 - $15,000 59 418 Sayre Dr., LLC See Endnote No $250,001 $500,000 Rent or Royalties $15,001 $50,000 60 Smetanka LLC See Endnote No $15,001 $50,000 Dividends $2,501 - $5,000 61 SBE2 Inc. See Endnote No $15,001 $50,000 Dividends $2,501 - $5,000 62 Strategy International LLC No None (or less than $1,001) None (or less than $201) 63 Vanguard Wellesley Income Fund Adm Yes $1,001 - $15,000 None (or less than $201) 64 Vanguard Target Ret 2050 Tr Sel Yes $100,001 $250,000 None (or less than $201) 65 American Funds Fundamental Investors Fund Yes $250,001 $500,000 None (or less than $201) 66 Alphabet Inc. SHS CL C (GOOG) N/A $1,001 - $15,000 None (or less than $201) 67 Alphabet Inc SHS CL A (Googl) N/A $1,001 - $15,000 None (or less than $201) 68 Blackrock Global (MCLOX) Yes $15,001 $50,000 None (or less than $201) 69 Davis NY Venture FD CL A (NY Yes $1,001 - $15,000 None (or less than $201) 70 John Hancock Fdtml Large (JHLVX) Yes $15,001 $50,000 None (or less than $201) 71 JPMorgan Core Bond FD C (OBOCX) Yes $1,001 - $15,000 None (or less than $201) 72 Loomis Sayles Strategic (NECZX Yes $1,001 - $15,000 None (or less than $201) 73 Lord Abbot Value (LFOCX) Yes $15,001 $50,000 None (or less than $201) $201 - $1,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 74 MFS Value FD CLC (MEICX) Yes $100,001 $250,000 TYPE AMOUNT YEAR INCURRED RATE TERM Student Loan $50,001 $100,000 2004 Avg. 3.5% Graduated Student Loan $15,001 $50,000 2005 2.875% Level None (or less than $201) 7. Transactions (N/A) - Not required for this type of report 8. Liabilities # CREDITOR NAME 1 Great Lakes T.H.E. Program USB Trustee 2 Great Lakes T.H.E. Consul USB as Trustee See Endnote 9. Gifts and Travel Reimbursements (N/A) - Not required for this type of report Endnotes PART # ENDNOTE 4. 5 Filer owned a 25.5% interest in the asset, which was a consulting firm that worked with TGP Securities, Inc. Filer severed ties with this asset prior to government employment with no financial compensation. 6. 28 Joint Account with Aleksandr Epshteyn (Father of Filer) 6. 29 Joint Account with Aleksandr Epshteyn (Father of Filer) PART # ENDNOTE 6. 30 Joint Account with Aleksandr Epshteyn (Father of Filer) 6. 31 Joint Account with Aleksandr Epshteyn (Father of Filer) 6. 59 The filer jointly owns 50% of the asset, which owns a property at 418 Sayre Dr., Princeton, NJ 08540 6. 60 The filer owns jointly owns 50% of the asset, a Princeton, NJ based LLC, which owns 2.5 class A unit shares in Baked Ziti LLC, which owns Quality Italian restaurant in New York City. 6. 61 SBE2 Inc. (formerly Boris Epshteyn, Inc. prior to 2/17), a Princeton, NJ Corporation wholly owned by filer, owns 2.5 class A unit shares in Cuban Sandwhich, LLC, which owns Quality Meats restaurant in Miami, FL. 8. 1 $17,262.76@3.420% $32,950.37@3.67% Summary of Contents 1. Filer's Positions Held Outside United States Government Part 1 discloses positions that the filer held at any time during the reporting period (excluding positions with the United States Government). Positions are reportable even if the filer did not receive compensation. This section does not include the following: (1) positions with religious, social, fraternal, or political organizations; (2) positions solely of an honorary nature; (3) positions held as part of the filer's official duties with the United States Government; (4) mere membership in an organization; and (5) passive investment interests as a limited partner or non-managing member of a limited liability company. 2. Filer's Employment Assets & Income and Retirement Accounts Part 2 discloses the following: ● ● Sources of earned and other non-investment income of the filer totaling more than $200 during the reporting period (e.g., salary, fees, partnership share, honoraria, scholarships, and prizes) Assets related to the filer's business, employment, or other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 3. Filer's Employment Agreements and Arrangements Part 3 discloses agreements or arrangements that the filer had during the reporting period with an employer or former employer (except the United States Government), such as the following: ● ● ● ● ● Future employment Leave of absence Continuing payments from an employer, including severance and payments not yet received for previous work (excluding ordinary salary from a current employer) Continuing participation in an employee welfare, retirement, or other benefit plan, such as pensions or a deferred compensation plan Retention or disposition of employer-awarded equity, sharing in profits or carried interests (e.g., vested and unvested stock options, restricted stock, future share of a company's profits, etc.) 4. Filer's Sources of Compensation Exceeding $5,000 in a Year Part 4 discloses sources (except the United States Government) that paid more than $5,000 in a calendar year for the filer's services during any year of the reporting period. The filer discloses payments both from employers and from any clients to whom the filer personally provided services. The filer discloses a source even if the source made its payment to the filer's employer and not to the filer. The filer does not disclose a client's payment to the filer's employer if the filer did not provide the services for which the client is paying. 5. Spouse's Employment Assets & Income and Retirement Accounts Part 5 discloses the following: ● ● ● Sources of earned income (excluding honoraria) for the filer's spouse totaling more than $1,000 during the reporting period (e.g., salary, consulting fees, and partnership share) Sources of honoraria for the filer's spouse greater than $200 during the reporting period Assets related to the filer's spouse's employment, business activities, other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's spouse's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). Amounts of income are not required for a spouse's earned income (excluding honoraria). 6. Other Assets and Income Part 6 discloses each asset, not already reported, that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in investment income during the reporting period. For purposes of the value and income thresholds, the filer aggregates the filer's interests with those of the filer's spouse and dependent children. This section does not include the following types of assets: (1) a personal residence (unless it was rented out during the reporting period); (2) income or retirement benefits associated with United States Government employment (e.g., Thrift Savings Plan); and (3) cash accounts (e.g., checking, savings, money market accounts) at a single financial institution with a value of $5,000 or less (unless more than $200 of income was produced). Additional exceptions apply. Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 7. Transactions Part 7 discloses purchases, sales, or exchanges of real property or securities in excess of $1,000 made on behalf of the filer, the filer's spouse or dependent child during reporting period. This section does not include transactions that concern the following: (1) a personal residence, unless rented out; (2) cash accounts (e.g., checking, savings, CDs, money market accounts) and money market mutual funds; (3) Treasury bills, bonds, and notes; and (4) holdings within a federal Thrift Savings Plan account. Additional exceptions apply. 8. Liabilities Part 8 discloses liabilities over $10,000 that the filer, the filer's spouse or dependent child owed at any time during the reporting period. This section does not include the following types of liabilities: (1) mortgages on a personal residence, unless rented out (limitations apply for PAS filers); (2) loans secured by a personal motor vehicle, household furniture, or appliances, unless the loan exceeds the item's purchase price; and (3) revolving charge accounts, such as credit card balances, if the outstanding liability did not exceed $10,000 at the end of the reporting period. Additional exceptions apply. 9. Gifts and Travel Reimbursements This section discloses: ● ● Gifts totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. Travel reimbursements totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. For purposes of this section, the filer need not aggregate any gift or travel reimbursement with a value of $150 or less. Regardless of the value, this section does not include the following items: (1) anything received from relatives; (2) anything received from the United States Government or from the District of Columbia, state, or local governments; (3) bequests and other forms of inheritance; (4) gifts and travel reimbursements given to the filer's agency in connection with the filer's official travel; (5) gifts of hospitality (food, lodging, entertainment) at the donor's residence or personal premises; and (6) anything received by the filer's spouse or dependent children totally independent of their relationship to the filer. Additional exceptions apply. Privacy Act Statement Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of 2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primary use of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report may also be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspect applications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person, subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2) to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to another Federal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena; (4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and Records Administration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislative coordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosing agency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8) to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member of Congress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGE Government-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by an individual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records. Public Burden Information This collection of information is estimated to take an average of three hours per response, including time for reviewing the instructions, gathering the data needed, and completing the form. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Program Counsel, U.S. Office of Government Ethics (OGE), Suite 500, 1201 New York Avenue, NW., Washington, DC 20005-3917. Pursuant to the Paperwork Reduction Act, as amended, an agency may not conduct or sponsor, and no person is required to respond to, a collection of information unless it displays a currently valid OMB control number (that number, 3209-0001, is displayed here and at the top of the first page of this OGE Form 278e).