New Entrant Report U.S. Office of Government Ethics; 5 C.F.R. part 2634 Form Approved: OMB No. (3209-0001) (March 2014) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information Greenblatt, Jason Assistant to the President and Special Representative for International Negotiations, White House Date of Appointment: 01/20/2017 Other Federal Government Positions Held During the Preceding 12 Months: None Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ Greenblatt, Jason [electronically signed on 01/15/2017 by Greenblatt, Jason in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Schultz, James D, Certifying Official [electronically signed on 03/30/2017 by Schultz, James D in Integrity.gov] Other review conducted by /s/ Schultz, James D, Ethics Official [electronically signed on 02/17/2017 by Schultz, James D in Integrity.gov] U.S. Office of Government Ethics Certification Data Revised 03/22/2017 Data Revised 02/17/2017 Data Revised 02/09/2017 Data Revised 02/06/2017 1. Filer's Positions Held Outside United States Government # ORGANIZATION NAME CITY, STATE ORGANIZATION TYPE POSITION HELD FROM TO 1 The Trump Organization New York City, New York Corporation Executive Vice President & Chief Legal Officer 1/1997 1/2017 2 Yeshiva University New York City, New York University/Colle ge Adjunct Professor of Management 1/2015 5/2016 3 Inspire Conversation Inc New Milford, New Jersey Non-Profit Director 8/2016 1/2017 4 Inspire Conversation LLC New Milford, New Jersey Limited Liability Company Cofounder/Advisor 11/2012 1/2017 5 The Frisch School Paramus, New Jersey High School Member, Board of Trustees 6/2015 12/2016 6 Sy Syms School of Business New York City, New York University/Colle ge Board Member, Board of Overseers 6/2015 12/2016 VALUE INCOME TYPE INCOME AMOUNT Salary $5,000 Rent or Royalties $201 - $1,000 See Endnote 2. Filer's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF 1 Sy Syms School of Business N/A 2 Inspire Conversation LLC, Book copyrights (value not readily ascertainable) N/A None (or less than $1,001) 3 Fidelity Contrafund Yes $100,001 $250,000 $5,001 - $15,000 4 Fidelity Puritan Yes $100,001 $250,000 $5,001 - $15,000 5 Fidelity Growth Company Yes $50,001 $100,000 $2,501 - $5,000 # DESCRIPTION EIF VALUE INCOME TYPE 6 Fidelity Overseas Yes $100,001 $250,000 $1,001 - $2,500 7 Pimco Total Return Fund Administrative Class Yes $50,001 $100,000 $1,001 - $2,500 8 Managed Income Portfolio Class 1 Yes $1,001 - $15,000 None (or less than $201) 9 The Trump Organization N/A Compensation INCOME AMOUNT $1,025,000 3. Filer's Employment Agreements and Arrangements # EMPLOYER OR PARTY CITY, STATE STATUS AND TERMS DATE 1 Yeshiva University New York City, New York I am no longer teaching at the institution. I have not accepted the institution's offer for me to return for the Spring, 2017 semester. 1/2015 2 Inspire Conversation LLC New Milford, New Jersey The LLC holds the copyright to the following 3 books. 6/2015 1. New York City for Families: 5 Boroughs in 7 Days (published August 2015) 2. Israel for Families: An Innovative Guide to Exploring Israel and Enriching Your Experience (published June 2015) 3. Guide to Planning the Perfect Family Vacation (published October 2015) 3 The Trump Organization New York City, New York I will not participate in this defined contribution plan after my separation. 1/1997 4. Filer's Sources of Compensation Exceeding $5,000 in a Year # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 1 The Trump Organization New York City, New York Executive Vice President and Chief Legal Officer. Oversaw the legal department. 5. Spouse's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF 1 The Rocking Chair LLC (self-employed doctor) N/A VALUE INCOME TYPE INCOME AMOUNT INCOME TYPE INCOME AMOUNT 6. Other Assets and Income # DESCRIPTION EIF VALUE 1 Eagle Class JP Morgan Municipal Money Market Fund Yes $1,001 - $15,000 None (or less than $201) 2 Etsy Incorporated No $1,001 - $15,000 None (or less than $201) 3 Genie Energy Limited Class No $1,001 - $15,000 None (or less than $201) 4 First Trust Low Volatility Portfolio Series 4 Term Yes $50,001 $100,000 $1,001 - $2,500 5 Nuveen Symphony Low Volatility Equity Part 3Q Yes $50,001 $100,000 $1,001 - $2,500 6 Voya Global Equity Fund Class C Yes $50,001 $100,000 $2,501 - $5,000 7 Wells Fargo Diversified Income Builder Fund Yes $100,001 $250,000 $2,501 - $5,000 8 HSBC USA Inc 5Y S&P 500 Digital-Plus Barrier Note No $50,001 $100,000 None (or less than $201) 9 Credit Suisse AG 5.5Y DJ Eurostox 50 Accelerated Barrier Note No $15,001 $50,000 None (or less than $201) 10 JP Morgan Chase 4Y US Equity Allocable Step Up Note No $50,001 $100,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE 11 JP Morgan Chase 4Y US Equity & Biotechnology Autocallable Step Up Note No $15,001 $50,000 None (or less than $201) 12 Line Corp Sponsored ADR (Japan) No $1,001 - $15,000 None (or less than $201) 13 Microsoft No $15,001 $50,000 14 Calamos Global Growth & Income Fund Yes $15,001 $50,000 None (or less than $201) 15 John Hancock Bond Fund Class C Yes $1,001 - $15,000 $201 - $1,000 16 Hartford Balanced Income Fund Class C Yes $1,001 - $15,000 $201 - $1,000 17 Pioneer Strategic Income Fund Class C Yes $1,001 - $15,000 $201 - $1,000 18 Principal Global Diversified Income Fund Yes $1,001 - $15,000 $201 - $1,000 19 Wells Fargo Premier Large Co Growth Fund Yes $1,001 - $15,000 $1,001 - $2,500 20 Apple No $15,001 $50,000 21 Facebook No $1,001 - $15,000 None (or less than $201) 22 AB High Income Fund Class C Yes $50,001 $100,000 $2,501 - $5,000 23 Calamos International Growth FD Class C Yes $15,001 $50,000 None (or less than $201) 24 Deutsche Glbal Infrastructure Fund Class C Yes $50,001 $100,000 $201 - $1,000 25 Deutsche Global Income Builder Fund Class C Yes $50,001 $100,000 $1,001 - $2,500 26 Eaton Vance Richard Bernstein All Asset Strategy FD Co Yes $50,001 $100,000 None (or less than $201) 27 Eaton Vance Greater India Fund Class C Yes $1,001 - $15,000 None (or less than $201) 28 Gabellii SRI Fund Class C Yes $15,001 $50,000 $201 - $1,000 Dividends Dividends INCOME AMOUNT $1,001 - $2,500 $201 - $1,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 29 Hartford Growth Opportunities Class C Yes $1,001 - $15,000 $201 - $1,000 30 Ivy Asset Strategy Fund Class C Yes $15,001 $50,000 None (or less than $201) 31 Loomis Sayles Glbl Eq & Income FD CL C Yes $50,001 $100,000 $201 - $1,000 32 Nationwide Ziegler NYSE Arca Tech 100 Index Fund Class C Yes $15,001 $50,000 None (or less than $201) 33 Oppenheimer Rochester NJ Municipal Fund Class C Yes $15,001 $50,000 $1,001 - $2,500 34 Principal Global Diversified Income Fund Class C Yes $15,001 $50,000 $1,001 - $2,500 35 Templeton Emerging Markets Small Cap Funds Class C Yes $1,001 - $15,000 None (or less than $201) 36 Thornburg Investment Income Builder Fund Class C Yes $50,001 $100,000 $1,001 - $2,500 37 Transamerica International Equity Fund Class C Yes $15,001 $50,000 $201 - $1,000 38 Voya Global Target Payment Fund Class C Yes $50,001 $100,000 $2,501 - $5,000 39 NJ ST Transn Tr FD Auth, Transportation Sys BDS, Int AT Maty Ser 2009A No $15,001 $50,000 None (or less than $201) 40 Gabelli Gold Fund Class C Yes $1,001 - $15,000 None (or less than $201) 41 Victory RS Science & Technology Fund Class C Yes $1,001 - $15,000 $1,001 - $2,500 42 John Hancock Balanced Fund Class C Yes $1,001 - $15,000 None (or less than $201) 43 Pioneer Fundamental Growth Class Yes $1,001 - $15,000 None (or less than $201) 44 Gabelli Enterprise Merger & Acquisition Fund Class C Yes $1,001 - $15,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 45 JP Morgan NY 529 Core Bond Portfolio Class C Yes $1,001 - $15,000 $201 - $1,000 46 JP Morgan NY 529 International Equity Portfolio Class C Yes $1,001 - $15,000 None (or less than $201) 47 JP Morgan NY 529 Growth Advantage Port Classs C Yes $15,001 $50,000 None (or less than $201) 48 Jp Morgan NY 529 Moderate Portfolio Class C Yes $15,001 $50,000 None (or less than $201) 49 Gabelli Utilitites Fund Class C Yes $1,001 - $15,000 $201 - $1,000 50 Ivy Asset Strategy Fund Yes $1,001 - $15,000 None (or less than $201) 51 John Hancock Lifestyle Conservation Port Fd CLS Yes $1,001 - $15,000 $201 - $1,000 52 JP Morgan Income Builder Fund Yes $1,001 - $15,000 $201 - $1,000 53 Pioneer Fundamental Growth Fund Yes $1,001 - $15,000 54 Sun America Focused Dividend Strategy Portfoiio Yes $15,001 $50,000 55 U.S. Bank Account (personal) No $100,001 $250,000 56 U.S. Bank Account (minor children) No $15,001 $50,000 57 U.S. Bank Account (the Couch I LLC) No $1,001 - $15,000 None (or less than $201) 58 The Rocking Chair LLC (Lakeland account) No $15,001 $50,000 None (or less than $201) 59 US Bank Account (minor children -2) No $15,001 $50,000 None (or less than $201) 60 Whole Life Insurance Policy (Guardian Life Insurance Company) No $15,001 $50,000 61 MD Orlando LLC No $50,001 $100,000 $201 - $1,000 Interest Dividends $201 - $1,000 $201 - $1,000 None (or less than $201) # DESCRIPTION EIF VALUE 61.1 LP Indirect Interest in Sheraton Lake Beuna Vista Resort No $15,001 $50,000 None (or less than $201) 61.2 LP Indirect Interest in Double Tree Orlando No $15,001 $50,000 None (or less than $201) 62 955 26th Street NW, Washington, DC 20037 #106 No $250,001 $500,000 None (or less than $201) 63 The Couch I LLC No $250,001 $500,000 None (or less than $201) 63.1 LP Indirect Interest in Marriott Burbank No $15,001 $50,000 None (or less than $201) 63.2 LP Indirect Interest in Waterstone Resort No $15,001 $50,000 None (or less than $201) 63.3 LP Indirect Interest in High Peaks Resort No $100,001 $250,000 None (or less than $201) 63.4 LP Indirect Interest in Westin Dallas No $15,001 $50,000 None (or less than $201) 63.5 LP Indirect Interest in Embassy Suites Portfolio No $15,001 $50,000 None (or less than $201) 63.6 LP indirect interest in Crown Plaza Atlanta No $1,001 - $15,000 None (or less than $201) 63.7 LP indirect interest in Marriott SeaTac No $15,001 $50,000 None (or less than $201) 7. Transactions (N/A) - Not required for this type of report 8. Liabilities INCOME TYPE INCOME AMOUNT # CREDITOR NAME TYPE AMOUNT YEAR INCURRED RATE TERM 1 Raymond James Exercised Line of Credit $250,001 $500,000 2016 LIBOR + 3% No term 9. Gifts and Travel Reimbursements (N/A) - Not required for this type of report Endnotes PART # ENDNOTE 1. 4 While I remain a co-founder, I no longer play any formal role in this organization. The role that I played has been taken over by my children. That said, this organization is largely dormant at this point in that the website and its activities were transferred to Inspire Conversation Inc. a 501(c)(3) organization (an entity that I have resigned my position with). I still am a member of Inspire Conversation LLC which receives nominal revenue from book sales. Summary of Contents 1. Filer's Positions Held Outside United States Government Part 1 discloses positions that the filer held at any time during the reporting period (excluding positions with the United States Government). Positions are reportable even if the filer did not receive compensation. This section does not include the following: (1) positions with religious, social, fraternal, or political organizations; (2) positions solely of an honorary nature; (3) positions held as part of the filer's official duties with the United States Government; (4) mere membership in an organization; and (5) passive investment interests as a limited partner or non-managing member of a limited liability company. 2. Filer's Employment Assets & Income and Retirement Accounts Part 2 discloses the following: ● ● Sources of earned and other non-investment income of the filer totaling more than $200 during the reporting period (e.g., salary, fees, partnership share, honoraria, scholarships, and prizes) Assets related to the filer's business, employment, or other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 3. Filer's Employment Agreements and Arrangements Part 3 discloses agreements or arrangements that the filer had during the reporting period with an employer or former employer (except the United States Government), such as the following: ● ● ● ● ● Future employment Leave of absence Continuing payments from an employer, including severance and payments not yet received for previous work (excluding ordinary salary from a current employer) Continuing participation in an employee welfare, retirement, or other benefit plan, such as pensions or a deferred compensation plan Retention or disposition of employer-awarded equity, sharing in profits or carried interests (e.g., vested and unvested stock options, restricted stock, future share of a company's profits, etc.) 4. Filer's Sources of Compensation Exceeding $5,000 in a Year Part 4 discloses sources (except the United States Government) that paid more than $5,000 in a calendar year for the filer's services during any year of the reporting period. The filer discloses payments both from employers and from any clients to whom the filer personally provided services. The filer discloses a source even if the source made its payment to the filer's employer and not to the filer. The filer does not disclose a client's payment to the filer's employer if the filer did not provide the services for which the client is paying. 5. Spouse's Employment Assets & Income and Retirement Accounts Part 5 discloses the following: ● ● ● Sources of earned income (excluding honoraria) for the filer's spouse totaling more than $1,000 during the reporting period (e.g., salary, consulting fees, and partnership share) Sources of honoraria for the filer's spouse greater than $200 during the reporting period Assets related to the filer's spouse's employment, business activities, other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's spouse's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). Amounts of income are not required for a spouse's earned income (excluding honoraria). 6. Other Assets and Income Part 6 discloses each asset, not already reported, that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in investment income during the reporting period. For purposes of the value and income thresholds, the filer aggregates the filer's interests with those of the filer's spouse and dependent children. This section does not include the following types of assets: (1) a personal residence (unless it was rented out during the reporting period); (2) income or retirement benefits associated with United States Government employment (e.g., Thrift Savings Plan); and (3) cash accounts (e.g., checking, savings, money market accounts) at a single financial institution with a value of $5,000 or less (unless more than $200 of income was produced). Additional exceptions apply. Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 7. Transactions Part 7 discloses purchases, sales, or exchanges of real property or securities in excess of $1,000 made on behalf of the filer, the filer's spouse or dependent child during reporting period. This section does not include transactions that concern the following: (1) a personal residence, unless rented out; (2) cash accounts (e.g., checking, savings, CDs, money market accounts) and money market mutual funds; (3) Treasury bills, bonds, and notes; and (4) holdings within a federal Thrift Savings Plan account. Additional exceptions apply. 8. Liabilities Part 8 discloses liabilities over $10,000 that the filer, the filer's spouse or dependent child owed at any time during the reporting period. This section does not include the following types of liabilities: (1) mortgages on a personal residence, unless rented out (limitations apply for PAS filers); (2) loans secured by a personal motor vehicle, household furniture, or appliances, unless the loan exceeds the item's purchase price; and (3) revolving charge accounts, such as credit card balances, if the outstanding liability did not exceed $10,000 at the end of the reporting period. Additional exceptions apply. 9. Gifts and Travel Reimbursements This section discloses: ● ● Gifts totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. Travel reimbursements totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. For purposes of this section, the filer need not aggregate any gift or travel reimbursement with a value of $150 or less. Regardless of the value, this section does not include the following items: (1) anything received from relatives; (2) anything received from the United States Government or from the District of Columbia, state, or local governments; (3) bequests and other forms of inheritance; (4) gifts and travel reimbursements given to the filer's agency in connection with the filer's official travel; (5) gifts of hospitality (food, lodging, entertainment) at the donor's residence or personal premises; and (6) anything received by the filer's spouse or dependent children totally independent of their relationship to the filer. Additional exceptions apply. Privacy Act Statement Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of 2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primary use of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report may also be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspect applications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person, subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2) to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to another Federal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena; (4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and Records Administration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislative coordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosing agency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8) to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member of Congress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGE Government-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by an individual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records. Public Burden Information This collection of information is estimated to take an average of three hours per response, including time for reviewing the instructions, gathering the data needed, and completing the form. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Program Counsel, U.S. Office of Government Ethics (OGE), Suite 500, 1201 New York Avenue, NW., Washington, DC 20005-3917. Pursuant to the Paperwork Reduction Act, as amended, an agency may not conduct or sponsor, and no person is required to respond to, a collection of information unless it displays a currently valid OMB control number (that number, 3209-0001, is displayed here and at the top of the first page of this OGE Form 278e).