New Entrant Report U.S. Office of Government Ethics; 5 C.F.R. part 2634 Form Approved: OMB No. (3209-0001) (March 2014) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information Conway, Kellyanne Counselor to the President, White House Date of Appointment: 01/20/2017 Other Federal Government Positions Held During the Preceding 12 Months: None Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ Conway, Kellyanne E [electronically signed on 03/13/2017 by Conway, Kellyanne E in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Passantino, Stefan, Certifying Official [electronically signed on 03/31/2017 by Passantino, Stefan in Integrity.gov] Other review conducted by /s/ Schultz, James D, Ethics Official [electronically signed on 03/30/2017 by Schultz, James D in Integrity.gov] U.S. Office of Government Ethics Certification 1. Filer's Positions Held Outside United States Government # ORGANIZATION NAME CITY, STATE ORGANIZATION TYPE POSITION HELD FROM TO 1 the polling company/WomanTrend Washington, District of Columbia Corporation President and CEO 6/1995 1/2017 INCOME TYPE INCOME AMOUNT 2. Filer's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF VALUE 1 Fidelity Government Cash Reserves Yes $100,001 $250,000 $1,001 - $2,500 2 Wal-Mart Stores Inc., SEP-IRA Fidelity No $1,001 - $15,000 None (or less than $201) 3 the polling company/Woman Trend 401(k) Yes $250,001 $500,000 $2,501 - $5,000 3.1 BlackRock Large Cap Value Inv A (MDLVX) 4 the polling company/Woman Trend 401(k) Yes $100,001 $250,000 $1,001 - $2,500 4.1 Blackrock International A (MDILX) 5 the polling company/WomanTrend (2016) N/A $1,000,001 $5,000,000 Business Income $800,726 6 the polling company/WomanTrend (2017) N/A $1,000,001 $5,000,000 Business Income $9,230 7 C&C Television V, LLC N/A Wages $850 8 GEP Talent Services, LLC N/A Wages $470 3. Filer's Employment Agreements and Arrangements None 4. Filer's Sources of Compensation Exceeding $5,000 in a Year # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 1 the polling company/WomanTrend Washington, District of Columbia President and CEO 2 American Conservation Union Alexandria, Virginia Consulting Services 3 American Principles Project Washington, District of Columbia Consulting Services 4 Americans for Prosperity Foundation Arlington, Virginia Consulting Services 5 Arlington County Public Schools Arlington, Virginia Consulting Services 6 Bio Springer North America Milwaukee, Wisconsin Consulting Services 7 Catholic University of America Washington, District of Columbia Consulting Services 8 Center for Medical Progress Irvine, California Consulting Services 9 Consumer Healthcare Products Association Washington, District of Columbia Consulting Services 10 Citizens United Washington, District of Columbia Consulting Services 11 Citizens United Political Victory Fund Washington, District of Columbia Consulting Services # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 12 Donald J. Trump for President New York, New York Consulting Services 13 Eric Holcomb Indianapolis, Indiana Consulting Services 14 Fieldstead & Co Irvine, California Consulting Services 15 Fleming for Louisiana Minden, Louisiana Consulting Services 16 FreedomWorks for America Washington, District of Columbia Consulting Services 17 GOP Convention Committee on Arrangements Colombus, Ohio Consulting Services 18 Independent Women's Voice Washington, District of Columbia Consulting Services 19 Indiana Energy Association Indianapolis, Indiana Speaking Engagement 20 Jobvite, Inc. Burlingame, California Consulting Services 21 Judicial Crisis Network Washington, District of Columbia Consulting Services 22 Kansas for Huelskamp Fowler, Kansas Consulting Services 23 Keep the Promise, Inc. Austin, Texas Consulting Services 24 King for Congress Wall Lake, Iowa Consulting Services 25 KTP PAC Austin, Texas Consulting Services 26 Laffer Associates Nashville, Tennessee Speaking Engagement 27 Market Council Englewood, New Jersey Speaking Engagement 28 Mike Pence for Indiana Anderson, Indiana Consulting Services # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 29 NOIA Washington, District of Columbia Speaking Engagement 30 National Republican Congressional Committee Washington, District of Columbia Consulting Services 31 Rod Blum for Congress Dubuque, Iowa Consulting Services 32 Students for Life of America Spotsylvania, Virginia Consulting Services 33 Tea Party Patriots Woodstock, Georgia Consulting Services 34 Trusted Leadership PAC Austin, Texas Consulting Services 35 Women's Conference for Florida Tampa, Florida Consulting Services 36 Trump for America, Inc. Washington, District of Columbia Consulting Services 37 Point 72 Asset Managment Stamford, Connecticut Speaking Engagement 38 Susan B Anthony List Washington, District of Columbia Consulting Services 39 Concerned Women for America Washington, District of Columbia Consulting Services 40 American Road & Transportation Washington, District of Columbia Consulting Services 41 527 Committee, The Presidential Coalition Washington, District of Columbia Consulting Services 42 Alabama Policy Institute Birmingham, Alabama Speaking Engagement 43 American Asso the Advancement of Science Washington, District of Columbia Consulting Services # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 44 Americans for Prosperity - Michigan Lansing, Michigan Consulting Services 45 Americans for Prosperity - Ohio Colombus, Ohio Consulting Services 46 Cambridge Analytica, LLC New York, New York Consulting Services 47 Center for Medical Progress Irvine, California Consulting Services 48 Center for Security Policy Washington, District of Columbia Consulting Services 49 CRC Public Relations Alexandria, Virginia Consulting Services 50 Duane Morris Trenton, New Jersey Consulting Services 51 Ending Spending Alexandria, Virginia Consulting Services 52 Freedom Partners Arlington, Virginia Consulting Services 53 Gary Palmer for Congress Homewood, Alabama Consulting Services 54 Hellerman Baretz Communications, LLC New York, New York Consulting Services 55 Highfive Redwood City, California Consulting Services 56 Indeed Austin, Texas Consulting Services 57 Innovative Advertising Mandeville, Louisiana Consulting Services 58 John Locke Foundation Raleigh, North Carolina Speaking Engagement 59 Judicial Education Project Washington, District of Columbia Consulting Services 60 Michigan Prosperity Project Lansing, Michigan Consulting Services # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 61 National Multifamily Washington, District of Columbia Speaking Engagement 62 National Republican Senatorial Committee Washington, District of Columbia Consulting Services 63 National Rifle Association Fairfax, Virginia Consulting Services 64 National Right to Life Committee Washington, District of Columbia Consulting Services 65 National Women State Legislators Alexandria, Virginia Speaking Engagement 66 National Federation of Republican Women Alexandria, Virginia Consulting Services and Speaking Engagement 67 NUSA Arlington, Virginia Consulting Services 68 Open Primaries New York, New York Consulting Services 69 Reclaim NY New York, New York Consulting Services 70 Republican Governor's Association Washington, District of Columbia Consulting Services 71 The 2016 Committee Vienna, Virginia Consulting Services 72 The Catholic League New York, New York Consulting Services 73 The Olson Group Alexandria, Virginia Consulting Services 74 Young Americans Foundation Herndon, Virginia Consulting Services 75 Zeldin for Congress Shirley, New York Consulting Services 5. Spouse's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 Wachtell, Lipton, Rosen & Katz, 401(k) No Over $1,000,000 Investment Income $18,429 1.1 Fidelity Limited Term Government Fund 2 Wachtell, Lipton, Rosen & Katz, 2016 (law firm) 3 Wachtell, Lipton, Rosen & Katz, Capital Account 4 Wachtell, Lipton, Rosen & Katz, 2017 (law firm) Partnership Share Over $1,000,000 Partnership Share 6. Other Assets and Income # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 Fidelity Government Money Market Fund Yes $1,000,001 $5,000,000 $1,001 - $2,500 2 Fidelity NJ Municipal Money Market Fund Yes $5,000,001 $25,000,000 $5,001 - $15,000 3 Altria Group Inc No $15,001 $50,000 Dividends $1,001 - $2,500 4 Kraft Heinz Co No $1,001 - $15,000 Dividends None (or less than $201) 5 Pfizer Inc No $1,001 - $15,000 Dividends $201 - $1,000 6 Philip Morris Int'l Inc. No $15,001 $50,000 Dividends $1,001 - $2,500 7 Mondelez Int'l Inc No $15,001 $50,000 Dividends $201 - $1,000 # DESCRIPTION EIF VALUE 8 Citibank Checking Account No $500,001 $1,000,000 None (or less than $201) 9 Citibank UTMA Money Market Account No $15,001 $50,000 None (or less than $201) 10 Citibank UTMA Money Market Account No $1,001 - $15,000 None (or less than $201) 11 Citibank UTMA Money Market Account No $1,001 - $15,000 None (or less than $201) 7. Transactions (N/A) - Not required for this type of report 8. Liabilities None 9. Gifts and Travel Reimbursements (N/A) - Not required for this type of report Endnotes INCOME TYPE INCOME AMOUNT Summary of Contents 1. Filer's Positions Held Outside United States Government Part 1 discloses positions that the filer held at any time during the reporting period (excluding positions with the United States Government). Positions are reportable even if the filer did not receive compensation. This section does not include the following: (1) positions with religious, social, fraternal, or political organizations; (2) positions solely of an honorary nature; (3) positions held as part of the filer's official duties with the United States Government; (4) mere membership in an organization; and (5) passive investment interests as a limited partner or non-managing member of a limited liability company. 2. Filer's Employment Assets & Income and Retirement Accounts Part 2 discloses the following: ● ● Sources of earned and other non-investment income of the filer totaling more than $200 during the reporting period (e.g., salary, fees, partnership share, honoraria, scholarships, and prizes) Assets related to the filer's business, employment, or other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 3. Filer's Employment Agreements and Arrangements Part 3 discloses agreements or arrangements that the filer had during the reporting period with an employer or former employer (except the United States Government), such as the following: ● ● ● ● ● Future employment Leave of absence Continuing payments from an employer, including severance and payments not yet received for previous work (excluding ordinary salary from a current employer) Continuing participation in an employee welfare, retirement, or other benefit plan, such as pensions or a deferred compensation plan Retention or disposition of employer-awarded equity, sharing in profits or carried interests (e.g., vested and unvested stock options, restricted stock, future share of a company's profits, etc.) 4. Filer's Sources of Compensation Exceeding $5,000 in a Year Part 4 discloses sources (except the United States Government) that paid more than $5,000 in a calendar year for the filer's services during any year of the reporting period. The filer discloses payments both from employers and from any clients to whom the filer personally provided services. The filer discloses a source even if the source made its payment to the filer's employer and not to the filer. The filer does not disclose a client's payment to the filer's employer if the filer did not provide the services for which the client is paying. 5. Spouse's Employment Assets & Income and Retirement Accounts Part 5 discloses the following: ● ● ● Sources of earned income (excluding honoraria) for the filer's spouse totaling more than $1,000 during the reporting period (e.g., salary, consulting fees, and partnership share) Sources of honoraria for the filer's spouse greater than $200 during the reporting period Assets related to the filer's spouse's employment, business activities, other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's spouse's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). Amounts of income are not required for a spouse's earned income (excluding honoraria). 6. Other Assets and Income Part 6 discloses each asset, not already reported, that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in investment income during the reporting period. For purposes of the value and income thresholds, the filer aggregates the filer's interests with those of the filer's spouse and dependent children. This section does not include the following types of assets: (1) a personal residence (unless it was rented out during the reporting period); (2) income or retirement benefits associated with United States Government employment (e.g., Thrift Savings Plan); and (3) cash accounts (e.g., checking, savings, money market accounts) at a single financial institution with a value of $5,000 or less (unless more than $200 of income was produced). Additional exceptions apply. Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 7. Transactions Part 7 discloses purchases, sales, or exchanges of real property or securities in excess of $1,000 made on behalf of the filer, the filer's spouse or dependent child during reporting period. This section does not include transactions that concern the following: (1) a personal residence, unless rented out; (2) cash accounts (e.g., checking, savings, CDs, money market accounts) and money market mutual funds; (3) Treasury bills, bonds, and notes; and (4) holdings within a federal Thrift Savings Plan account. Additional exceptions apply. 8. Liabilities Part 8 discloses liabilities over $10,000 that the filer, the filer's spouse or dependent child owed at any time during the reporting period. This section does not include the following types of liabilities: (1) mortgages on a personal residence, unless rented out (limitations apply for PAS filers); (2) loans secured by a personal motor vehicle, household furniture, or appliances, unless the loan exceeds the item's purchase price; and (3) revolving charge accounts, such as credit card balances, if the outstanding liability did not exceed $10,000 at the end of the reporting period. Additional exceptions apply. 9. Gifts and Travel Reimbursements This section discloses: ● ● Gifts totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. Travel reimbursements totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. For purposes of this section, the filer need not aggregate any gift or travel reimbursement with a value of $150 or less. Regardless of the value, this section does not include the following items: (1) anything received from relatives; (2) anything received from the United States Government or from the District of Columbia, state, or local governments; (3) bequests and other forms of inheritance; (4) gifts and travel reimbursements given to the filer's agency in connection with the filer's official travel; (5) gifts of hospitality (food, lodging, entertainment) at the donor's residence or personal premises; and (6) anything received by the filer's spouse or dependent children totally independent of their relationship to the filer. Additional exceptions apply. Privacy Act Statement Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of 2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primary use of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report may also be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspect applications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person, subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2) to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to another Federal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena; (4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and Records Administration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislative coordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosing agency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8) to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member of Congress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGE Government-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by an individual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records. Public Burden Information This collection of information is estimated to take an average of three hours per response, including time for reviewing the instructions, gathering the data needed, and completing the form. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Program Counsel, U.S. Office of Government Ethics (OGE), Suite 500, 1201 New York Avenue, NW., Washington, DC 20005-3917. Pursuant to the Paperwork Reduction Act, as amended, an agency may not conduct or sponsor, and no person is required to respond to, a collection of information unless it displays a currently valid OMB control number (that number, 3209-0001, is displayed here and at the top of the first page of this OGE Form 278e).