OGE Form 278e (March 2014) US. Of?ce ofGovernment Ethics; 5 C.F.R. part 2634 Form Approved: OMB No. (3209-0001) Report Type: New Entrant Year (Annual Report only): UNITED $11115 OFFICE OF GOVERNMENT ET?ics Date of Appointment/Termination: 1/22/2017 Preventing (MIMI. 0? Interest in the Executive lunch Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer?s Information Last Name First Name MI Position Agency Michael National Security Advisor White House Other Federal Government Positions Held During the Preceding 12 Months: None Name of Congressional Committee Considering Nomination (Nominees only): iler's Certi?cation I certify that the statements I have made in this report are true, complete and correct to the best of my knowledge: Signature: Date: 6 maup 3! MARCH ZOO ency cs er pinion - let 1s in compliance applicable laws and regulations (subject to any comments below) Signature: Date: Other Review Conducted By: Signature: Date: US. Of?ce of Government Ethics Certi?cation (if required): Signature: Date: Comments of Reviewing O?icials: OGE Form 278e (March 2014) Instructions for Part 1 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Flynn, Michael Page Number 2 Part 1: Filer's Positions Held Outside United States Government Organization Name 1. Drone Aviation Holding Corp. City/State Organization Type Position Held From To Jacksonville, Florida Corporation Board Member 4/2016 12/2016 2. GreenZone Systems Inc. Arlington, Virginia Corporation Board Member 11/2014 12/2016 3. HALO Privacy LLC Seattle, Washington Corporation Board Member 10/2015 12/2016 4. Palo Alto Networks Inc. Santa Clara, California Orlando, Florida Corporation Advisory Council Member 9/2014 12/2016 Corporation Advisory Board Member 8/2015 12/2016 6. X-Co Dynamics Inc./Iron Bridge Group Washington, D.C. Corporation Advisor 8/2015 12/2016 7. Quaestor Federal Consulting LLC Springfield, Virginia Corporation Advisor 10/2015 9/2016 8. Flynn Intel Group Inc. (suspended Alexandria, Virginia Corporation Chairman 6/2015 Present # 5. Patriot Capital LLC activites in November 2016) 9. Flynn Intel Group LLC (suspended activites in November 2016) 10. Adobe Systems Inc. Alexandria, Virginia Corporation Member 10/2014 Present Palo Alto, California Corporation Advisory Board Member/Consultant 2/2015 12/2016 11. OSY Technologies SARL Luxembourg Corporation Advisory Board Member 5/2016 1/2017 12. 13. 14. 15. 16. 17. 18. 19. 20. OGE Form 278e (March 2014) Instructions for Part 2 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Flynn, Michael Page Number 3 Part 2: Filer's Employment Assets & Income and Retirement Accounts # Description EIF Value Income Type Income Amount 1. Drone Aviation Holding Corp. N/A 2. Drone Aviation Holding Corp., stock N/A $50,001 - $100,000 None (or less than $201) 3. GreenZone Systems Inc., stock options (value not readily N/A None (or less than $1,001) None (or less than $201) N/A None (or less than $1,001) None (or less than $201) N/A None (or less than $1,001) None (or less than $201) N/A $15,001 - $50,000 None (or less than $201) 4. 5. 6. ascertainable) HALO Privacy LLC, stock options (value not readily ascertainable) HALO Privacy LLC (Privacy / Security), stock (value not readily ascertainable) Palo Alto Networks Inc., stock Director Fees $24,000 7. Flynn Intel Group LLC (Consulting) N/A Salary/Bonus $827,055 8. Quaestor Federal Consulting LLC (Federal services N/A Salary $90,000 contractor) Adobe Systems Inc. N/A Salary/Consulting Fees $125,250 10. OSY Technologies SARL N/A Salary $40,280 11. Flynn Intel Group Inc. N/A Business Income $50,001 - $100,000 $50,001 - $100,000 9. 12. Flynn Intel 401(k) - MTF Y $50,001 - $100,000 13. Flynn Intel Defined Benefit Plan Y $250,001 - $500,000 14. IRA - MTF Y $15,001 - $50,000 15. 2016 S Corp/K-1 - MTF N/A Capital Gains 16. Counterterrorism Education Learning Lab (through Leading N/A Speaker Fees $20,000.00 N/A Speaker Fees $15,000.00 N/A Speaker Fees $10,000.00 N/A Speaker Fees $9,800.00 N/A Speaker Fees $15,000.00 17. 18. 19. 20. Authorities LLC), 2/17/2016 Lincoln Chamber of Commerce (through Leading Authorities LLC), 2/24/2016 National Center for Policy Analysis (through Leading Authorities LLC), 3/31/2016 Professional Services Council (through Leading Authorities LLC), 4/18/2016 CoBank, 10/25/2016 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Flynn, Michael Page Number 4 Part 2: Filer's Employment Assets & Income and Retirement Accounts # Description EIF 1. David Horowitz Freedom Center (through Premiere Speakers N/A Value Income Type Income Amount Speaker Fees $15,000.00 N/A Speaker Fees $22,500.00 N/A Speaker Fees $10,000.00 4. Youth of Americas Foundation, 11/12/2016 N/A Speaker Fees $20,000 5. Ibrahim Kurtulus, 10/2016 N/A Speaker Fees $10,000.00 6. BlackDuck Software Inc., 10/2016 N/A Speaker Fees $14,454.20 7. Halifax Investment Management Inc., 4/27/2016 N/A Speaker Fees $10,000 2. 3. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. Bureau), 11/11/2016 Randall-Reilly Publishing Company, LLC (through Leading Authorities LLC), 11/15/2016 Museum Armor, 11/16/2016 OGE Form 278e (March 2014) Instructions for Part 3 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Flynn, Michael Page Number 5 Part 3: Filer's Employment Agreements and Arrangements # Employer or Party 1. Flynn Intel Group LLC Status and Terms Date Alexandria, Virginia Continuing 401(k) as reported in Part 2 1/2015 2. Flynn Intel Group LLC Alexandria, Virginia Continuing Defined Benefit Plan as reported in Part 2 1/2015 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. City/State OGE Form 278e (March 2014) Instructions for Part 4 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Flynn, Michael Page Number 6 Part 4: Filer's Sources of Compensation Exceeding $5,000 in a Year # Source Name 1. Drone Aviation Holding Corp. 2. Palo Alto Networks Inc. 3. Flynn Intel Group LLC 4. Quaestor Federal Consulting LLC 5. Adobe Systems Inc. 6. OSY Technologies SARL 7. Flynn Intel Group Inc. 8. Babel Street Incorporated 9. Brainwave Sciences LLC 10. Francisco Partners Management LP 11. McChrystal Group LLC 12. NJK Holding Corporation 13. Novetta, Inc. 14. Pechter Polls LLC 15. The Ulysses Group LLC 16. I3 Integrative Creative Solutions, LLC 17 Anadarko Petroleum Co. 18. BlackDuck Software Inc. 19. CV Properties 20. Halifax Investment Management Inc. City/State Brief Description of Duties Jacksonville, Florida Santa Clara, California Alexandria, Virginia Springfield, Virginia Palo Alto, California Luxembourg Board Member Alexandria, Virginia Reston, Virginia Chairman Southborough, Massachusetts San Francisco, California Alexandria, Virginia Minneapolis, Minnesota McLean, Virginia Advisor Princeton, New Jersey Charleston, South Carolina Springfield, Virginia Woodlands, Texas Burlingame, Massachusetts Boston, Massachusetts Washington, D.C. Consultant Advisory Council Member Member Employee and consultant Advisory Board Member, speaking engagement Advisory Board Member Advisor Consultant Consultant Consultant Consultant Advisor Consultant Advisor Speaking engagement Consultant Speaking engagement Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Flynn, Michael Page Number 7 Part 4: Filer's Sources of Compensation Exceeding $5,000 in a Year Source Name 1. Norton Rose Fulbright LLC # 2. Museum Armor 3. Youth of Americas Foundation 4. Ibrahim Kurtulus 5. Creative Artists Agency 6. Writer's Representatives 7. MacMillan Publishing Company 8. Leading Authorities LLC 9. INOVO BV 10. Commercial Club of Chicago 11. Barron's (through Leading Authorities LLC ("LAI")) 12. National Association of Insurance Commissioners (through LAI) 13. Volga-Dnepr Airlines (through LAI) 14. Wells Fargo (through LAI) 15. Wells Fargo Bank, N.A - SFO (through 16. 17 18. 19. LAI) Morgan Stanley (through Washington Speakers Bureau) Kaspersky Government Security Solutions, Inc. (through LAI) International Stability Operations Association (through LAI) Adobe Inc. (through LAI) 20. RT TV (through LAI) City/State Brief Description of Duties Houston, Texas Consultant Old Bethpage, New York Reston, Virginia Speaking engagement New York, New York Los Angeles, California New York, New York New York, New York Washington, D.C. Utrecht, Netherlands Chicago, Illinois Speaking engagement New York, New York Kansas City, Missouri Ulyanovsk, Russia Speaking engagement San Francisco, California San Francisco, California New York, New York Moscow, Russia Speaking engagement Washington, D.C. Speaking engagement San Jose, California Moscow, Russia Speaking engagement Speaking engagement Speaking engagement Writer's fees Royalties Speaking fees Consultant Speaking engagement Speaking engagement Speaking engagement, event took place in United States Speaking engagement Speaking engagement Speaking engagement, event took place in United States Speaking engagement Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Flynn, Michael Page Number 8 Part 4: Filer's Sources of Compensation Exceeding $5,000 in a Year Source Name 1. Washington Speakers Bureau # 2. Premiere Speakers Bureau 3. Counterterrorism Education Learning 4. 5. 6. 7. Lab (trough LAI) Lincoln Chamber of Commerce (through LAI) National Center for Policy Analysis (through LAI) Professional Services Council (through LAI) CoBank 8. David Horowitz Freedom Center (through Premiere Speakers) 9. Randall-Reilly Publishing Company, LLC (through LAI) 10. Levyx, Inc. 11. 12. 13. 14. 15. 16. 17 18. 19. 20. City/State Brief Description of Duties Washington, D.C. Speaking Fees Nashville, Tennessee Denver, Colorado Speaking Fees Lincoln, Nebraska Speaking engagement Dallas, Texas Speaking engagement Arlington, Virginia Speaking engagement Denver, Colorado Speaking engagement Sherman Oaks, California Tuscaloosa, Alabama Irvine, California Speaking engagement Speaking engagement Speaking engagement Consultant OGE Form 278e (March 2014) Instructions for Part 5 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Flynn, Michael Page Number 9 Part 5: Spouse's Employment Assets & Income and Retirement Accounts # Description EIF Value Income Type 1. Flynn Intel Group LLC (Consulting) N/A Salary 2. Flynn Intel Group LLC (Consulting) N/A Partnership share 3. Roth IRA Y $15,001 - $50,000 4. 401(k) Y $50,001 - $100,000 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. Income Amount OGE Form 278e (March 2014) Instructions for Part 6 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Flynn, Michael Page Number 10 Part 6: Other Assets and Income # Description 1. Flynn Intel Group LLC Business Checking EIF Value Income Type Income Amount N $50,001 - $100,000 Interest $1,001 - $2,500 Account Personal Checking Account N $50,001 - $100,000 Interest $1,001 - $2,500 3. Savings and Investment Account N $250,001 - $500,000 Interest $5,001 - $15,000 4. Savings Account 1 N None (or less than $1,001) Interest None (or less than $201) 5. Savings Account 2 N $15,001 - $50,000 Interest None (or less than $201) 6. Savings Account 3 N None (or less than $1,001) Interest None (or less than $201) 2. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. OGE Form 278e (March 2014) Instructions for Part 7 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Flynn, Michael Page Number 11 Part 7: Transactions # Description 1. N/A 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. Type Date Amount OGE Form 278e (March 2014) Instructions for Part 8 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Flynn, Michael Page Number 12 Part 8: Liabilities # Type Amount Year Incurred Rate Term 1. Bank of America Mortgage (investment property) $250,001 - $500,000 2014 3.88 fixed 15 year 2. Amerihome (formerly Equity Loans) Mortgage (personal residence) $500,001 - $1,000,000 2016 3.25 fixed 30 year 3. Merrill Lynch Exercised Line of Credit $15,001 - $50,000 2016 4.64 variable N/A 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. Creditor Name OGE Form 278e (March 2014) Instructions for Part 9 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Flynn, Michael Page Number 13 Part 9: Gifts and Travel Reimbursements # Source Name 1. N/A 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. 18. 19. 20. City/State Brief Description Value OGE Form 278e (March 2014) Summary of Contents 1. Filer's Positions Held Outside United States Government Part 1 discloses positions that the filer held at any time during the reporting period (excluding positions with the United States Government). Positions are reportable even if the filer did not receive compensation. This section does not include the following: (1) positions with religious, social, fraternal, or political organizations; (2) positions solely of an honorary nature; (3) positions held as part of the filer's official duties with the United States Government; (4) mere membership in an organization; and (5) passive investment interests as a limited partner or non-managing member of a limited liability company. 2. Filer's Employment Assets & Income and Retirement Accounts Part 2 discloses the following: • Sources of earned and other non-investment income of the filer totaling more than $200 during the reporting period (e.g., salary, fees, partnership share, honoraria, scholarships, and prizes) • Assets related to the filer's business, employment, or other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 3. Filer's Employment Agreements and Arrangements Part 3 discloses agreements or arrangements that the filer had during the reporting period with an employer or former employer (except the United States Government), such as the following: • Future employment • Leave of absence • Continuing payments from an employer, including severance and payments not yet received for previous work (excluding ordinary salary from a current employer) • Continuing participation in an employee welfare, retirement, or other benefit plan, such as pensions or a deferred compensation plan • Retention or disposition of employer-awarded equity, sharing in profits or carried interests (e.g., vested and unvested stock options, restricted stock, future share of a company's profits, etc.) 4. Filer's Sources of Compensation Exceeding $5,000 in a Year Part 4 discloses sources (except the United States Government) that paid more than $5,000 in a calendar year for the filer's services during any year of the reporting period. The filer discloses payments both from employers and from any clients to whom the filer personally provided services. The filer discloses a source even if the source made its payment to the filer's employer and not to the filer. The filer does not disclose a client's payment to the filer's employer if the filer did not provide the services for which the client is paying. OGE Form 278e (March 2014) 5. Spouse's Employment Assets & Income and Retirement Accounts Part 5 discloses the following: • Sources of earned income (excluding honoraria) for the filer's spouse totaling more than $1,000 during the reporting period (e.g., salary, consulting fees, and partnership share) • Sources of honoraria for the filer's spouse greater than $200 during the reporting period • Assets related to the filer's spouse's employment, business activities, other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's spouse's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). Amounts of income are not required for a spouse's earned income (excluding honoraria). 6. Other Assets and Income Part 6 discloses each asset, not already reported, that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in investment income during the reporting period. For purposes of the value and income thresholds, the filer aggregates the filer's interests with those of the filer's spouse and dependent children. This section does not include the following types of assets: (1) a personal residence (unless it was rented out during the reporting period); (2) income or retirement benefits associated with United States Government employment (e.g., Thrift Savings Plan); and (3) cash accounts (e.g., checking, savings, money market accounts) at a single financial institution with a value of $5,000 or less (unless more than $200 of income was produced). Additional exceptions apply. Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 7. Transactions Part 7 discloses purchases, sales, or exchanges of real property or securities in excess of $1,000 made on behalf of the filer, the filer's spouse or dependent child during reporting period. This section does not include transactions that concern the following: (1) a personal residence, unless rented out; (2) cash accounts (e.g., checking, savings, CDs, money market accounts) and money market mutual funds; (3) Treasury bills, bonds, and notes; and (4) holdings within a federal Thrift Savings Plan account. Additional exceptions apply. 8. Liabilities Part 8 discloses liabilities over $10,000 that the filer, the filer's spouse or dependent child owed at any time during the reporting period. This section does not include the following types of liabilities: (1) mortgages on a personal residence, unless rented out (limitations apply for PAS filers); (2) loans secured by a personal motor vehicle, household furniture, or appliances, unless the loan exceeds the item's purchase price; and (3) revolving charge accounts, such as credit card balances, if the outstanding liability did not exceed $10,000 at the end of the reporting period. Additional exceptions apply. 9. Gifts and Travel Reimbursements This section discloses: • Gifts totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. • Travel reimbursements totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. For purposes of this section, the filer need not aggregate any gift or travel reimbursement with a value of $150 or less. Regardless of the value, this section does not include the following items: (1) anything received from relatives; (2) anything received from the United States Government or from the District of Columbia, state, or local governments; (3) bequests and other forms of inheritance; (4) gifts and travel reimbursements given to the filer's agency in connection with the filer's official travel; (5) gifts of hospitality (food, lodging, entertainment) at the donor's residence or personal premises; and (6) anything received by the filer's spouse or dependent children totally independent of their relationship to the filer. Additional exceptions apply. OGE Form 278e (March 2014) Privacy Act Statement Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of 2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primary use of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report may also be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspect applications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person, subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2) to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to another Federal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena; (4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and Records Administration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislative coordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosing agency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8) to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member of Congress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGE Government-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by an individual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records. Public Burden Information This collection of information is estimated to take an average of three hours per response, including time for reviewing the instructions, gathering the data needed, and completing the form. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Program Counsel, U.S. Office of Government Ethics (OGE), Suite 500, 1201 New York Avenue, NW., Washington, DC 20005-3917. Pursuant to the Paperwork Reduction Act, as amended, an agency may not conduct or sponsor, and no person is required to respond to, a collection of information unless it displays a currently valid OMB control number (that number, 3209-0001, is displayed here and at the top of the first page of this OGE Form 278e).