New Entrant Report U.S. Office of Government Ethics; 5 C.F.R. part 2634 Form Approved: OMB No. (3209-0001) (March 2014) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information Flynn, Michael National Security Advisor, White House Date of Appointment: 01/22/2017 Other Federal Government Positions Held During the Preceding 12 Months: None Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ Flynn, Michael T [electronically signed on 02/11/2017 by Flynn, Michael T in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). Other review conducted by U.S. Office of Government Ethics Certification 1. Filer's Positions Held Outside United States Government # ORGANIZATION NAME CITY, STATE ORGANIZATION TYPE POSITION HELD FROM TO 1 Drone Aviation Holding Corp. Jacksonville, Florida Corporation Board Member 4/2016 12/2016 2 GreenZone Systems Inc. Arlington, Virginia Corporation Board Member 11/2014 12/2016 3 HALO Privacy LLC Seattle, Washington Corporation Board Member 10/2015 12/2016 4 Palo Alto Networks Inc. Santa Clara, California Corporation Advisory Council Member 9/2014 12/2016 5 Patriot Capital LLC Orlando, Florida Corporation Advisory Board Member 8/2015 12/2016 6 X-Co Dynamics Inc./Iron Bridge Group Washington, District of Columbia Corporation Board Member, Consultant 8/2015 12/2016 7 Quaestor Federal Consulting LLC Springfield, Virginia Corporation Advisor 10/2015 9/2016 8 Flynn Intel Group Inc. See Endnote Alexandria, Virginia Corporation Chairman 6/2015 Present 9 Flynn Intel Group LLC See Endnote Alexandria, Virginia Corporation Member 10/2014 Present 10 Adobe Systems Inc. Palo Alto, California Corporation Advisory Board Member 2/2015 12/2016 11 OSY Technologies SARL Luxembourg, Outside U.S. Corporation Advisory Board Member 5/2016 1/2017 VALUE INCOME TYPE INCOME AMOUNT Director Fees $24,000 2. Filer's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF 1 Drone Aviation Holding Corp. N/A # DESCRIPTION EIF VALUE 2 Drone Aviation Holding Corp. N/A None (or less than $1,001) None (or less than $201) 3 GreenZone Systems Inc., stock options N/A None (or less than $1,001) None (or less than $201) 4 HALO Privacy LLC, stock options N/A None (or less than $1,001) None (or less than $201) 5 HALO Privacy LLC (Privacy / Security) N/A None (or less than $1,001) None (or less than $201) 6 Palo Alto Networks Inc. N/A Consulting Fees $40,280 7 Flynn Intel Group LLC (Consulting) N/A Salary/Bonus $827,055 8 Quaestor Federal Consulting LLC (Federal services contractor) N/A Salary $90,000 9 Adobe Systems Inc. N/A Salary $125,250 10 OSY Technologies SARL N/A Salary $40,280 11 Flynn Intel Group Inc. No 12 Flynn Intel 401(k) - MTF Yes $50,001 $100,000 13 Flynn Intel Defined Benefit Plan Yes $250,001 $500,000 14 IRA - MTF Yes $15,001 $50,000 15 2016 S Corp/K-1 - MTF N/A 3. Filer's Employment Agreements and Arrangements None INCOME TYPE INCOME AMOUNT $50,001 $100,000 Capital Gains $50,001 $100,000 4. Filer's Sources of Compensation Exceeding $5,000 in a Year # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 1 Drone Aviation Holding Corp. Jacksonville, Florida Board Member 2 Palo Alto Networks Inc. Santa Clara, California Advisory Council Member 3 Flynn Intel Group LLC Alexandria, Virginia Member 4 Quaestor Federal Consulting LLC Springfield, Virginia Employee and consultant 5 Adobe Systems Inc. Palo Alto, California Advisory Board Member 6 OSY Technologies SARL Luxembourg, Outside U.S. Advisory Board Member 7 Flynn Intel Group Inc. Alexandria VA, Virginia Chairman 8 Babel Street Incorporated Reston, Virginia Advisor 9 Brainwave Sciences LLC Southborough, Massachusetts Advisor 10 Francisco Partners Management LP San Francisco, California Consultant 11 McChrystal Group LLC Alexandria, Virginia Consultant 12 NJK Holding Corporation Minneapolis, Minnesota Consultant 13 Novetta, Inc. McLean, Virginia Consultant 14 Pechter Polls LLC Princeton, New Jersey Consultant 15 The Ulysses Group LLC Charleston, South Carolina Advisor 16 I3 Integrative Creative Solutions, LLC Springfield, Virginia Consultant # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 17 Anadarko Petroleum Co. Woodlands, Texas Advisor 18 BlackDuck Software Inc. Burlingame, Massachusetts Consultant 19 Center for a New American Security Washington, District of Columbia Consultant 20 Halifax Investment Management Inc. Washington, District of Columbia Consultant 21 Norton Rose Fulbright LLC Houston, Texas Consultant 22 Federal Bureau of Investigation Washington, District of Columbia Consultant 23 Museum Armor Old Bethpage, New York Speaking engagement 24 Youth of Americas Foundation Reston, Virginia Speaking engagements 25 Ibrahim Kurtulus New York, New York Speaking engagement 26 Creative Artists Agency Los Angeles, California Speaking engagement 27 Writer's Representatives New York, New York Writer's fees 28 MacMillan Publishing Company New York, New York Royalties 29 Leading Authorities LLC Washington, District of Columbia Speaking fees 30 INOVO BV Utrecht, Outside U.S. Consultant 5. Spouse's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF VALUE INCOME TYPE 1 Flynn Intel Group LLC (Consulting) N/A salary 2 Flynn Intel Group LLC (Consulting) N/A partnership share 3 Roth IRA Yes $15,001 $50,000 4 401(k) Yes $50,001 $100,000 INCOME AMOUNT 6. Other Assets and Income # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 Flynn Intel Group LLC Business Checking Account No $50,001 $100,000 Interest $1,001 - $2,500 2 Personal Checking Account No $50,001 $100,000 Interest $1,001 - $2,500 3 Savings and Investment Account No $250,001 $500,000 Interest $5,001 - $15,000 4 Savings Account 1 No None (or less than $1,001) Interest None (or less than $201) 5 Savings Account 2 No $15,001 $50,000 Interest None (or less than $201) 6 Residential Rental House No $500,001 $1,000,000 Rent or Royalties $5,001 - $15,000 7 Savings Account 3 No None (or less than $1,001) Interest None (or less than $201) 7. Transactions (N/A) - Not required for this type of report 8. Liabilities # CREDITOR NAME TYPE AMOUNT YEAR INCURRED RATE TERM 1 Bank of America Mortgage (investment/ren tal property) $250,001 $500,000 2014 3.88 fixed 15 year 2 Amerihome (formerly Equity Loans) Mortgage on Personal Residence $500,001 $1,000,000 2016 3.25 fixed 30 year 3 Merrill Lynch Exercised Line of Credit $15,001 $50,000 2016 4.64 variable N/A 9. Gifts and Travel Reimbursements (N/A) - Not required for this type of report Endnotes PART # ENDNOTE 1. 8 Flynn Intel Group Inc. will be dissolved once all taxes are paid and books are closed for 2016. The entity has been inactive since December 2016. 1. 9 Flynn Intel Group LLC became inactive in December 2016. Summary of Contents 1. Filer's Positions Held Outside United States Government Part 1 discloses positions that the filer held at any time during the reporting period (excluding positions with the United States Government). Positions are reportable even if the filer did not receive compensation. This section does not include the following: (1) positions with religious, social, fraternal, or political organizations; (2) positions solely of an honorary nature; (3) positions held as part of the filer's official duties with the United States Government; (4) mere membership in an organization; and (5) passive investment interests as a limited partner or non-managing member of a limited liability company. 2. Filer's Employment Assets & Income and Retirement Accounts Part 2 discloses the following: ● ● Sources of earned and other non-investment income of the filer totaling more than $200 during the reporting period (e.g., salary, fees, partnership share, honoraria, scholarships, and prizes) Assets related to the filer's business, employment, or other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 3. Filer's Employment Agreements and Arrangements Part 3 discloses agreements or arrangements that the filer had during the reporting period with an employer or former employer (except the United States Government), such as the following: ● ● ● ● ● Future employment Leave of absence Continuing payments from an employer, including severance and payments not yet received for previous work (excluding ordinary salary from a current employer) Continuing participation in an employee welfare, retirement, or other benefit plan, such as pensions or a deferred compensation plan Retention or disposition of employer-awarded equity, sharing in profits or carried interests (e.g., vested and unvested stock options, restricted stock, future share of a company's profits, etc.) 4. Filer's Sources of Compensation Exceeding $5,000 in a Year Part 4 discloses sources (except the United States Government) that paid more than $5,000 in a calendar year for the filer's services during any year of the reporting period. The filer discloses payments both from employers and from any clients to whom the filer personally provided services. The filer discloses a source even if the source made its payment to the filer's employer and not to the filer. The filer does not disclose a client's payment to the filer's employer if the filer did not provide the services for which the client is paying. 5. Spouse's Employment Assets & Income and Retirement Accounts Part 5 discloses the following: ● ● ● Sources of earned income (excluding honoraria) for the filer's spouse totaling more than $1,000 during the reporting period (e.g., salary, consulting fees, and partnership share) Sources of honoraria for the filer's spouse greater than $200 during the reporting period Assets related to the filer's spouse's employment, business activities, other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's spouse's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). Amounts of income are not required for a spouse's earned income (excluding honoraria). 6. Other Assets and Income Part 6 discloses each asset, not already reported, that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in investment income during the reporting period. For purposes of the value and income thresholds, the filer aggregates the filer's interests with those of the filer's spouse and dependent children. This section does not include the following types of assets: (1) a personal residence (unless it was rented out during the reporting period); (2) income or retirement benefits associated with United States Government employment (e.g., Thrift Savings Plan); and (3) cash accounts (e.g., checking, savings, money market accounts) at a single financial institution with a value of $5,000 or less (unless more than $200 of income was produced). Additional exceptions apply. Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 7. Transactions Part 7 discloses purchases, sales, or exchanges of real property or securities in excess of $1,000 made on behalf of the filer, the filer's spouse or dependent child during reporting period. This section does not include transactions that concern the following: (1) a personal residence, unless rented out; (2) cash accounts (e.g., checking, savings, CDs, money market accounts) and money market mutual funds; (3) Treasury bills, bonds, and notes; and (4) holdings within a federal Thrift Savings Plan account. Additional exceptions apply. 8. Liabilities Part 8 discloses liabilities over $10,000 that the filer, the filer's spouse or dependent child owed at any time during the reporting period. This section does not include the following types of liabilities: (1) mortgages on a personal residence, unless rented out (limitations apply for PAS filers); (2) loans secured by a personal motor vehicle, household furniture, or appliances, unless the loan exceeds the item's purchase price; and (3) revolving charge accounts, such as credit card balances, if the outstanding liability did not exceed $10,000 at the end of the reporting period. Additional exceptions apply. 9. Gifts and Travel Reimbursements This section discloses: ● ● Gifts totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. Travel reimbursements totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. For purposes of this section, the filer need not aggregate any gift or travel reimbursement with a value of $150 or less. Regardless of the value, this section does not include the following items: (1) anything received from relatives; (2) anything received from the United States Government or from the District of Columbia, state, or local governments; (3) bequests and other forms of inheritance; (4) gifts and travel reimbursements given to the filer's agency in connection with the filer's official travel; (5) gifts of hospitality (food, lodging, entertainment) at the donor's residence or personal premises; and (6) anything received by the filer's spouse or dependent children totally independent of their relationship to the filer. Additional exceptions apply. Privacy Act Statement Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of 2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primary use of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report may also be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspect applications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person, subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2) to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to another Federal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena; (4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and Records Administration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislative coordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosing agency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8) to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member of Congress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGE Government-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by an individual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records. Public Burden Information This collection of information is estimated to take an average of three hours per response, including time for reviewing the instructions, gathering the data needed, and completing the form. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Program Counsel, U.S. Office of Government Ethics (OGE), Suite 500, 1201 New York Avenue, NW., Washington, DC 20005-3917. Pursuant to the Paperwork Reduction Act, as amended, an agency may not conduct or sponsor, and no person is required to respond to, a collection of information unless it displays a currently valid OMB control number (that number, 3209-0001, is displayed here and at the top of the first page of this OGE Form 278e).