Electoral Studies 36 (2014) 149e157 Contents lists available at ScienceDirect Electoral Studies journal homepage: www.elsevier.com/locate/electstud Do non-citizens vote in U.S. elections? Jesse T. Richman a, *, Gulshan A. Chattha b, c, 1, David C. Earnest b a b c Department of Political Science, Old Dominion University, BAL 7000, Norfolk, VA 23529, USA Old Dominion University, USA George Mason University, USA a r t i c l e i n f o a b s t r a c t Article history: Received 24 January 2014 Received in revised form 12 August 2014 Accepted 3 September 2014 Available online 21 September 2014 In spite of substantial public controversy, very little reliable data exists concerning the frequency with which non-citizen immigrants participate in United States elections. Although such participation is a violation of election laws in most parts of the United States, enforcement depends principally on disclosure of citizenship status at the time of voter registration. This study examines participation rates by non-citizens using a na­ tionally representative sample that includes non-citizen immigrants. We find that some non-citizens participate in U.S. elections, and that this participation has been large enough to change meaningful election outcomes including Electoral College votes, and Congres­ sional elections. Non-citizen votes likely gave Senate Democrats the pivotal 60th vote needed to overcome filibusters in order to pass health care reform and other Obama administration priorities in the 111th Congress. © 2014 Elsevier Ltd. All rights reserved. Keywords: Non-citizen Voting Immigrant Enfranchisement Vote fraud Registration 1. Introduction This analysis provides some of the first available nationwide estimates of the portion of non-citizen immi­ grants who vote in U.S. elections. These estimates speak to an ongoing debate concerning non-citizen voting rights within the United States (DeSipio 2011; Earnest, 2008; FAIR, 2004; Fund and von Spakovsky, 2012; Hayduk, 2006; Immigration Policy Center, 2012; Munro, 2008; Song, 2009; Von Spakovsky, 2012) and they also speak to broader global questions concerning the normative politi­ cal place of non-citizens in democratic politics. Most state and local governments in the United States bar non-citizens from participating in elections (the exception: a few localities in Maryland), but the question of whether non-citizen immigrants can, and should, partici­ pate receives varied answers globally (Earnest, 2008) with * Corresponding author. Tel.: þ1 757 683 3853. E-mail addresses: jesse.travis.richman@gmail.com, jrichman@odu.edu (J.T. Richman), gchat001@odu.edu (G.A. Chattha), dearnest@odu.edu (D.C. Earnest). 1 Tel.: þ1 757 331 0359. http://dx.doi.org/10.1016/j.electstud.2014.09.001 0261-3794/© 2014 Elsevier Ltd. All rights reserved. many countries offering at least some opportunity for some resident non-citizens to participate in local elections, and some countries offering full participation in national elections. The United States also has a long history of noncitizen voting at the local, state and national levels. Aylsworth (1931) notes that “during the nineteenth century, the laws and constitutions of at least twenty-two states and territories granted aliens the right to vote.” From the founding of the Republic to the early 20th century, various territories and states enfranchised noncitizen residents for several reasons. During westward expansion, several ter­ ritories offered the franchise to entice European migrants to settle so that territories would meet the population criterion for admission to the Union. Similarly, during Reconstruction several southern states offered the fran­ chise to migrants who would replace slave labor. Later, some states enfranchised so-called “declarant aliens” (resident aliens who declared their intent to naturalize) to educate them about the interests and issues of their communities. Yet the practice of enfranchising noncitizens served less salutary goals as well. By enfranchising only propertied white European men, the practice of noncitizen 150 J.T. Richman et al. / Electoral Studies 36 (2014) 149e157 voting reinforced extant prohibitions on voting by women, African Americans, Asian Americans, the poor and others. By the 1920s, however, following the large migrations of the early 20th century, all states had revoked the voting rights of noncitizens (Earnest, 2008, 25e26). Non-citizens voted legally in every presidential election through 1924. By 1928 the last state constitution that protected noncitizen voting (Arkansas') had been amended. The decision to (dis) enfranchise non-citizens falls within the states' authority to define qualifications for voting. The nineteenth-century practices in various states produced a case-law legacy that most legal scholars conclude permits states to enfranchise noncitizens if leg­ islators so choose. Similarly, on several occasions the Su­ preme Court has upheld the constitutionality of noncitizen voting because states have the authority to set voter qual­ ifications (Earnest, 2008, 25e26). The question of noncit­ izen voting is, in the end, a political rather than a legal one. Within the context of the current nearly universal ban on non-citizen voting in the United States, this study ex­ amines the voting behavior of non-citizens. To what extent do non-citizens ignore legal barriers and seize ballot access in U.S. elections? We find that non-citizen participation in U.S. elections is low, but non-zero, with an unusual set of covariates with participation, and the potential to change important election outcomes. 2. Data The data used for this paper is from the 2008 and 2010 Cooperative Congressional Election Studies, based on the files released by Stephen Ansolabehere (2010, 2011). The 2008 and 2010 Cooperative Congressional Election Studies (CCES) were conducted by YouGov/Polimetrix of Palo Alto, CA as an internet-based survey using a sample selected to mirror the demographic characteristics of the U.S. popula­ tion. In both years survey data was collected in two waves: pre-election in October, and then post-election in November. The questionnaire asked more than 100 ques­ tions regarding electoral participation, issue preferences, and candidate choices. Four design characteristics make this survey uniquely valuable for our purposes. 1. It has an enormous sample size, which makes feasible sub-population analyses (n ¼ 32,800 in 2008 and n ¼ 55,400 in 2010). 2. It included a question about citizenship status. 3. Many non-citizens were asked if they voted, unlike other large surveys which filter out non-citizens before asking about voting. 4. Participation and registration were verified for at least some residents in nearly every state for the 2008 survey (Virginia state law barred voting verification). Inclusion of a validated voting measure is particularly valuable in this context because of important and contra­ dictory social and legal incentives for reporting non-citizen electoral participation. Although variation in the social desirability of voting may skew estimates (Ansolabehere and Hersh, 2012) as for other populations, legal concerns may lead some non-citizens to deny that they are regis­ tered and/or have voted when in fact they have done both. Validation of registration and voting was performed by the CCES research team in collaboration with the firm Catalyst. Of 339 non-citizens identified in the 2008 survey, Catalyst matched 140 to a commercial (e.g. credit card) and/or voter database. The vote validation procedures are described in detail by Ansolabehere and Hersh (2012). The verification effort means that for a bit more than 40 percent of the 2008 sample, we are able to verify whether non-citizens voted when they said they did, or didn't vote when they said they didn't. For the remaining non-citizens, we have only the respondent's word to go on concerning electoral partici­ pation, although we do attempt to make inferences about their true participation rate based upon the verified portion of the sample. About one percent of the respondents in each survey identified themselves as non-citizen immigrants (339 in 2008, 489 in 2010)2.In both years the sample likely includes individuals drawn from more than one category of noncitizen (ranging from permanent resident aliens to those on short-term student visas). In the context of the 2010 CCES, it is possible to identify the exact citizenship status of some respondents because many provided an open-ended response about their citizenship status when asked why they did not vote. For instance, “I'm a permanent resident,” “I have a green card,” “waiting on US Citizenship to come through!” and most commonly simply, “not a citizen.” No individual specifically identified themselves as an illegal or undocumented resident, although one did indicate that he or she hadn't voted because the individual “didn't have green card [sic] yet.” It is possible that some respondents were without any documentation whatsoever (popularly called “illegal aliens”), though this cannot be confirmed or rejected with the information available as no respondent specifically self-identified themselves as illegal or undoc­ umented (but many did not specifically identify themselves as having permanent resident status). A critical question for this project is whether re­ spondents' self-identification as non-citizens was accurate. If most or all of the “non-citizens” who indicated that they voted were in fact citizens who accidentally misstated their citizenship status, then the data would have nothing to contribute concerning the frequency of non-citizen voting. Appendix 1 includes demographic, attitudinal, and geographical analyses designed to assess whether those who stated that they were non-citizens were in fact noncitizens. It builds a strong construct or concurrent validity case for the validity of the measure. We demonstrate that self-reported non-citizens who voted had similar racial, geographic, and attitudinal characteristics with noncitizens who did not vote, and that as a whole the noncitizens in our sample had racial, attitudinal, and geographic characteristics consistent with their reported non-citizen status. Given this evidence, we think that the vast majority of those who said they were non-citizens were in fact non-citizens. 2 Since the total legal permanent resident population in 2008 of 12.6 million (Rytina, 2012) was approximately four percent of the overall U.S. population, and the total non-citizen adult population in 2011 was 19.4 million (CPS, 2011), the non-citizen population was under-sampled. Nonetheless, the sample that was collected provides the first nation­ wide sample from which analysts can draw inferences concerning elec­ toral participation by non-citizens in United States elections. J.T. Richman et al. / Electoral Studies 36 (2014) 149e157 For 2008, the median length of residence at the current address for non-citizens was 1e2 years, with 16.9 percent residing at the current address for less than seven months, and 25.7 percent residing at the current address for 5 or more years. This is considerably more mobile than the overall sample, which has a median length of residence of over 5 years (57.1 percent). In 2010 the median time spent at the current address by non-citizens was 3 years, and respondents were also asked how many years they had lived in their current city with a median response of 5 years. A few respondents have been in the U.S. for a long time. One 2010 respondent explained “I am English although I've lived here for 26 years and am balking at becoming a citizen for multiple reasons although I know I really need to do this for my family's financial future. So I am active in politics and know more than most Americans.” It is impossible to tell for certain whether the noncitizens who responded to the survey were representative of the broader population of non-citizens, but some clues can be gained by examining education levels. Census bu­ reau estimates (Census, 2012) suggest that the sample contains slightly more college-educated respondents (30.6 percent) than the overall foreign born population (26.8 percent), and many fewer respondents with less than a high-school education (8.3 percent versus 33.3 percent). The paucity of uneducated non-citizens in the sample would in most circumstances be expected to bias sample voting participation upward. However, given our results concerning the association between participation and ed­ ucation (discussed below) it may well be that the paucity of uneducated non-citizens in the CCES sample biases the turnout estimates down rather than up. We confront this issue primarily by weighting the data. Throughout the analysis (with the exception of the ap­ pendix) we report results produced from weighted data. Weight construction began with CCES case weights, but then adjusted these by race to match the racial de­ mographic of the non-citizen population. Our concern with using regular CPS case-weights was that weights were constructed based upon overall demographic characteris­ tics without attention to the demographic character of the non-citizen population. For instance, the Census Bureau estimates (Census Bureau, 2013) that 6.7 percent of noncitizens are Black3. The unweighted 2008 CPS dataset slightly over-counts non-citizen respondents who identi­ fied their race as “Black” at 9.1 percent. The weighted 2008 CPS by contrast dramatically over-counts non-citizen re­ spondents who self-identified their race as “Black” at 14.1 percent. We constructed a new weight variable that adjusted the CCES case weight to (1) preserve the actual number of respondents in the sample in the face of a ten­ dency for non-citizens to be in demographic groups receiving higher weights, and (2) match Census Bureau (CPS, 2011) estimates of the racial characteristics of the non-citizen population. Results for weighted data were qualitatively similar to (but somewhat lower than) results 3 Here we combine the categories Black or African American, Black or African American and White, or Black or African American and Native American e 6.6 percent were Black or African American alone. 151 with un-weighted data for the key voting variables. Weighting produces a non-citizen sample that appears to be a better match with Census estimates of the population. For instance, 32.5 percent of the weighted sample had no high school degree. 3. Participatory stages Participation in U.S. elections requires that would-be voters complete a series of steps including: registering to vote, traveling to a polling place or requesting an absentee ballot and presenting any required identification, and casting a ballot. At each stage, legal barriers to non-citizen voting may lead to lower participation. Only if all stages are surmounted will the non-citizen cast a ballot in a U.S. election. At any stage, concern about the potentially high legal costs of non-citizen voting, or enforcement of official requirements for ballot access may prevent non-citizen voting. 3.1. Registration Non-citizen voter registration is a violation of election law in almost all U.S. jurisdictions, the lone exceptions are for residents of a few localities in Maryland. Most noncitizens did not cross the initial threshold of voter regis­ tration, but some did. In 2008, 67 non-citizens (19.8%) either claimed they were registered, had their registration status verified, or both. Among the 337 immigrant noncitizens who responded to the CCES, 50 (14.8%) indicated in the survey that they were registered. An additional 17 non-citizens had their voter registration status verified through record matches even though they claimed not to be registered. Perhaps the legal risks of non-citizen regis­ tration led some of these individuals to claim not to be registered. In 2010 76 (15.6%) of non-citizens indicated that they were registered to vote in either the pre-election or post-election survey waves. In 2008, the proportion of non-citizens who were in fact registered to vote was somewhere between 19.8% (all who reported or had verified registration, or both) and 3.3% (11 non-citizen respondents were almost certainly registered to vote because they both stated that they were registered and had their registration status verified). Even the lowend estimate suggests a fairly substantial population of registered-to-vote non-citizens nationwide. Out of roughly 19.4 million adult non-citizens in the United States, this would represent a population of roughly 620,000 regis­ tered non-citizens4. By way of comparison, there are roughly 725,000 individuals in the average Congressional district. The “adjusted estimate” row presents our best guess at the true percentage of non-citizens registered. It uses the 94 (weighted) non-citizens from 2008 for whom Catalyst obtained a match to commercial and/or voter databases to estimate the portion of non-citizens who either claim to be registered when they are not (35%) or claim not to be 4 The Census Bureau (CPS, 2011) estimates that there were 19.4 million non-citizens age 18 or over living in the United States in 2011. 152 J.T. Richman et al. / Electoral Studies 36 (2014) 149e157 Table 1 Estimated voter registration by non-citizens. Self reported and/or verified Self reported and verified Adjusted estimate 70% 2008 2010 60% 67 (19.8%) 11 (3.3%) 84 (25.1%) 76 (15.6%) N.A. 124 (25.3%) 50% 67% 40% 26% 30% registered when they are (18%). We then use these numbers to extrapolate for the entire sample of non-citizens in 2008 and 2010. Because most non-citizens who said they were registered were in fact registered, and quite a few who said they were not were actually registered, the adjusted estimate is the highest of the three estimates, indicating that roughly one quarter of non-citizens were likely registered to vote (Table 1). 3.2. Voter identification Post-registration, another barrier to voting by noncitizens might come in the form of the credential checking that occurs before individuals are permitted to vote on Election Day. In 2008 14 respondents indicated that they did not vote because “I did not have the correct form of identification,” and in 2010 29 indicated that they did not vote because of the absence of necessary identification. Nonetheless, identification requirements blocked ballot access for only a small portion of non-citizens. Of the 27 non-citizens who indicated that they were “asked to show picture identification, such as a driver's license, at the polling place or election office,” in the 2008 survey, 18 claimed to have subsequently voted, and one more indicated that they were “allowed to vote using a provisional ballot.” Only 7 (25.9%) indicated that they were not allowed to vote after showing identification. These results are summarized in Fig. 1. Although the proportion of non-citizens prevented from voting by ID requirements is statistically distinguishable from the portion of citizens5 (Chi-Square ¼ 161, p < .001), the overall message is that identification requirements do not prevent the majority of non-citizen voting. The fact that most non-citizen immigrants who showed identification were subsequently permitted to vote suggests that efforts to use photo-identification to prevent non-citizen voting are unlikely to be particularly effective. This most likely reflects the impact of state laws that permit noncitizens to obtain state identification cards (e.g. driver's licenses). 3.3. Voting There is evidence that some non-citizen immigrants voted in both 2008 and 2010. In 2008, thirty eight (11.3%) reported that they voted, had their vote verified, or both. As with registration, claims of voting and validated 5 0.6 percent of all survey respondents were prevented from voting after showing identification. 20% 10% 4% 0% Voted Provisional Ballot Could Not Vote Fig. 1. Outcome of polling-place photo-identification request among noncitizens. voting did not intersect very often, in part because the voting question was not asked for all non-citizens who had verified voting, and voter file matches were not available for all non-citizens who claimed that they voted. Twenty seven indicated that “I definitely voted in the November General Election” and 16 had validated general election votes. Only five (1.5%) both claimed that they definitely voted and had a validated vote. In 2010 thirteen non-citizens (3.5% of respondents to the postelection survey) indicated that they voted. All 2008 and 2010 reported votes by non-citizens were in violation of state election law as no votes were cast by non-citizen respondents from the Maryland localities which allow non-citizen voting (Table 2). How many non-citizen votes were likely cast in 2008? Taking the most conservative estimate e those who both said they voted and cast a verified vote e yields a confidence interval based on sampling error between 0.2% and 2.8% for the portion of non-citizens participating in elections. Taking the least conservative measure e at least one indicator showed that the respondent voted e yields an estimate that between 7.9% and 14.7% percent of non-citizens voted in 2008. Since the adult noncitizen population of the United States was roughly 19.4 million (CPS, 2011), the number of non-citizen voters (including both uncertainty based on normally distributed sampling error, and the various combinations of verified and reported voting) could range from just over 38,000 at the very minimum to nearly 2.8 million at the maximum. The “adjusted estimate” represents our best guess at the portion of non-citizens who voted. As with voter registration, we extrapolate from the behavior of validated voters in 2008 to estimate the portion of non-citizens who said Table 2 Estimated voter turnout by non-citizens. Self reported and/or verified Self reported and verified Adjusted estimate 2008 2010 38 (11.3%) 5 (1.5%) 21 (6.4%) 13 (3.5%) N.A. 8 (2.2%) 153 J.T. Richman et al. / Electoral Studies 36 (2014) 149e157 they voted but didn't, and the portion who said they didn't vote but did. 71 non-citizens answered a survey question indicating whether they voted, and also had their vote validated. Among these, 56 indicated that they did not vote (but two of these cast a validated vote), while 13 indicated they voted, of whom five cast a validated vote6. The adjusted estimate of 6.4 percent for 2008 is quite substantial, and would be associated with 1.2 million noncitizen votes cast in 2008 if the weighted CCES sample is fully representative of the non-citizen population. To produce an adjusted figure for 2010 we cut by three quarters the estimated number of non-citizens who voted but claimed they did not (somewhat larger than the drop in the number who self-reported voting). This produces an overall estimate that 2.2 percent voted in 2010. There has been significant debate in the literature concerning the ideological or political leanings of noncitizen voters. In Belgium for instance, Jacobs (2001) found indications that non-citizens often voted for right wing parties, while others (Bird et al., 2010; Howard, 2009; Janoski, 2010; Joppke, 2003; Rath, 1990) find evidence that left-leaning parties and noncitizens tend to align together. In the 2008 and 2010 U.S. elections, noncitizen voters favored Democratic candidates. Noncitizens who reported voting were asked their candidate preferences, and these preferences skewed toward Democrats. In 2008 66.7 percent reported voting for the Democratic House candidate, while only 20.8 percent reported voting for the Republican candidate. 81.8 percent reported voting for Barack Obama compared to 17.5 percent for John McCain. The difference of proportions is statistically significant using both Chi-Square and z tests (p < .005) and substantively large for both the House and Presidential vote cases. Similarly in 2010, 53.8 percent of non-citizens reported voting for the Democratic House candidate while 30.7 percent indicated that they voted for the Republican. These results are summarized in Fig. 2. These results allow us to estimate the impact of noncitizen voting on election outcomes. We find that there is reason to believe non-citizen voting changed one state's Electoral College votes in 2008, delivering North Carolina to Obama, and that non-citizen votes have also led to Democratic victories in congressional races including a critical 2008 Senate race that delivered for Democrats a 60-vote filibuster-proof majority in the Senate. It is possible to evaluate whether non-citizen votes have changed election outcomes by pairing data on the number of adult non-citizens per state with election margins and our estimates of the frequency with which non-citizens supported Republican and Democratic candidates. For instance each additional non-citizen vote adds an expected 0.643 votes to Obama's vote margin 6 This should produce a very conservative measure of the portion who actually voted, as most of the drop off is among individuals for whom registration status could not be verified (and this could be a result of errors in matching e a match to consumer data could occur even though a match to voter data has been missed). Among non-citizens with verified registration status, 75 percent of those who reported voting had a verified vote, while 30 percent who reported not voting cast a validated vote. 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% PresidenƟal Vote 2008 House Vote 2008 Democrat House Vote 2010 Republican Fig. 2. Partisan vote choice by non-citizens in 2008 and 2010 U.S. elections. based on the portion of non-citizens who supported Obama and McCain. By multiplying this decimal by the victory margin for Obama (Federal Election Commission, 2009) and then dividing by the number of adult noncitizens in the state (Census Bureau, 2013), we can determine the level of non-citizen voter turnout required for non-citizen votes to have given Obama a state-level victory, and assess whether such a turnout is plausible in light of our turnout estimates. There were five states in 2008 where less than 100 percent turnout among non-citizens could have accounted for Obama's victory margin. These states, and the required turnout among non-citizens, are shown in Table 3. Virginia (85 percent turnout required) and Nevada (68 percent) are clearly not cases in which non-citizen votes could have changed the outcome. Our estimates of noncitizen turnout are much lower. Similarly, the turnout required for non-citizens to have made the difference in Florida and Indiana (22 percent and 27 percent respectively) is larger than the upper bound of our turnout estimate. By contrast, North Carolina is a plausible case. If more than 5.1 percent of non-citizens residing in North Carolina turned out to vote in 2008, then the vote margin they gave Obama would have been sufficient to provide Obama with the entirety of his victory margin in the state. Since our best estimate is that 6.4 percent of non-citizens actually voted, it is likely though by no means certain that John McCain would have won North Carolina were it not for the votes for Obama cast by non-citizens. A similar analysis reveals that there was one House race and one Senate race during the 2008 and 2010 election cycles which were close enough for votes by non-citizens to potentially account for the entirety of the Democratic victor's margin. As before this analysis merges Census estimates of the number of adult non-citizens by House district and State with FEC tabulations of final election results. In 2008 there were 22 House races and two Senate races in which the Democratic candidate's winning margin was small enough that less than 100 percent turnout among non-citizens could account for Democratic victory, and in 2010 there were 24 such House districts and three Senate races.7 In the two instances shown in Table 4 the required 7 Each analysis assumes that non-citizens voted for D and R candidates at the relevant national percentages from that election year and for that office. E.g. 68 percent voted for House Democrats in 2010. 154 J.T. Richman et al. / Electoral Studies 36 (2014) 149e157 Table 3 Non-citizen turnout required to account for 2008 Obama win of state. State Obama victory margin (FEC, 2009) Number of adult non-citizens (Census Bureau, 2013) Non-citizen turnout required to account for Obama victory margin North Carolina Florida Indiana Nevada Virginia 14,177 236,450 28,391 120,909 234,527 432,700 1,684,705 165,210 275,565 427,535 5.1% 21.8% 26.7% 68.2% 85.3% turnout is small enough that it is quite likely non-citizen participation led to victory by the Democratic candidate e the necessary non-citizen turnout is within the range of our turnout estimates. As with the presidential-election results above, this analysis suggest that non-citizen turnout is large enough to have had a modest, but real, influence on election outcomes in the US. The most important race identified in Table 4 is un­ doubtedly the Minnesota 2008 Senate contest. This race, ultimately decided by 312 votes for Democrat Al Franken, was of critical national importance. It gave Democrats the filibuster-proof super-majority needed to pass major legislative initiatives during President Obama's first year in office. The Patient Protection and Affordable Care Act, for instance, would have had a much more difficult path to passage were it not for Franken's pivotal vote. The MN 2008 Senate race is also the race where the smallest portion of non-citizen votes would have tipped the bal­ ance e participation by more than 0.65% of non-citizens in MN is sufficient to account for the entirety of Franken's margin. Our best guess is that nearly ten times as many voted. 4. Is non-citizen voting intentional or accidental? The fact that non-citizen voting is illegal in most parts of the United States means that those who voted were potentially violating the law. The decision to participate in spite of de-jure barriers may at times be an intentional act of protest against the failure to enfranchise noncitizen residents. On the other hand, some may have violated election laws accidentally because they were unaware of legal barriers to electoral participation. Education rates may provide some clues concerning the balance between ignorance and activism. If activism Table 4 Non-citizen turnout required to account for democratic congressional victories. State, district, and year Democratic candidate victory margin (FEC) MN Senate (2008) 312 VA 5 (2008) 727 Number of adult non-citizens (Census Bureau, 2013, 2014) Non-citizen turnout required to account for victory margin 180,020 19,845 0.65% 6.94% drives non-citizen voting, then participation rates should be higher among better educated individuals who are more likely to be attentive to normative arguments in favor of enfranchising non-citizen residents. If ignorance of legal barriers drives voting, then participation rates should be higher among those who are more poorly educated. Unlike other populations, including naturalized citizens, (Bass and Casper, 2001; Mayer, 2011) education is not asso­ ciated with higher participation among non-citizens. In 2008, non-citizens with less than a college degree were significantly more likely to cast a validated vote (Somers'd -0.17, p < .001), and no non-citizens with a college degree or higher cast a validated vote. Non-citizens with more education were also not significantly more likely to self-report voting in 2008 or 2010. This hints at a possible link between non-citizen voting and lack of awareness about legal barriers. 5. Conclusions Our exploration of non-citizen voting in the 2008 presi­ dential election found that most non-citizens did not reg­ ister or vote in 2008, but some did. The proportion of noncitizens who voted was less than fifteen percent, but significantly greater than zero. Similarly in 2010 we found that more than three percent of non-citizens reported voting. These results speak to both sides of the debate con­ cerning non-citizen enfranchisement. They support the claims made by some anti-immigration organizations that non-citizens participate in U.S. elections. In addition, the analysis suggests that non-citizens' votes have changed significant election outcomes including the assignment of North Carolina's 2008 electoral votes, and the pivotal Minnesota Senate victory of Democrat Al Franken in 2008. However, our results also support the arguments made by voting and immigrant rights organizations that the portion of non-citizen immigrants who participate in U.S. elections is quite small. Indeed, given the extraordinary efforts made by the Obama and McCain campaigns to mobilize voters in 2008, the relatively small portion of noncitizens who voted in 2008 likely exceeded the portion of non-citizens voting in other recent U.S. elections. Our results also suggest that photo-identification re­ quirements are unlikely to be effective at preventing elec­ toral participation by non-citizen immigrants: In 2008, more than two thirds of non-citizen immigrants who indicated that they were asked to show photoidentification reported that they went on to cast a vote. A potential response to the inefficacy of photo-id at pre­ venting non-citizen voting is found in laws recently passed by Kansas and Arizona that require voter registrants to prove citizenship. By highlighting and emphasizing the citizenship requirement (and by requiring documentation non-citizens should be unable to provide) it seems likely that such laws would prevent more non-citizens from voting. That said, enforcement would be critical for efficacy (and much would depend here upon local election offi­ cials), particularly since federal voter registration forms do not require proof of citizenship. In addition, already J.T. Richman et al. / Electoral Studies 36 (2014) 149e157 155 Table A.1 Race and citizenship status. Citizenship status Race White Black Hispanic Asian Native American Mixed Other Middle Eastern Total Total Immigrant citizen Immigrant non-citizen First generation Second generation Third generation 647 47.0% 134 9.7% 353 25.6% 167 12.1% 5 0.4% 20 1.5% 40 2.9% 11 0.8% 1377 100.0% 150 44.2% 31 9.1% 91 26.8% 55 16.2% 0 0.0% 5 1.5% 5 1.5% 2 0.6% 339 100.0% 1622 62.3% 91 3.5% 581 22.3% 156 6.0% 8 0.3% 68 2.6% 66 2.5% 13 0.5% 2605 100.0% 6442 89.1% 68 0.9% 405 5.6% 36 0.5% 38 0.5% 94 1.3% 147 2.0% 2 0.0% 7232 100.0% 18,002 85.3% 1668 7.9% 550 2.6% 30 0.1% 260 1.2% 270 1.3% 320 1.5% 3 0.0% 21,103 100.0% registered non-citizens might well be able to continue voting. In any case such measures would come with sig­ nificant costs for some citizens for whom the necessary documentation could be challenging to provide. Ultimately, the results of our analysis provide a basis for informed reflection concerning the role of non-citizens in U.S. elections. They demonstrate that in spite of de-jure barriers to participation, a small portion of non-citizen immigrants do participate in U.S. elections, and that this participation is at times substantial enough to change important election outcomes including Electoral College votes and Senate races. For those who wish to further restrict participation by non-citizens, however, our results also provide important cautions. Simple resort to voter photo-identification rules is unlikely to be particularly effective. Appendix 1: Validating citizen status self reports One potential concern about the results presented in this paper is that they might reflect survey response errors. Specifically, if some citizens intentionally or inadvertently indicated that they were non-citizens, this could produce the pattern we find e a small number of apparent noncitizens engaging in the political process. While we find it implausible that citizens would intentionally claim to be non-citizen immigrants, it is possible that some citizens could have inadvertently selected this response. This ap­ pendix evaluates that possibility. Given confidentiality and legal issues, it is not ethi­ cally possible to directly verify whether individuals who voted were/are non-citizens. Instead, we examine the construct or concurrent validity by showing that selfreported non-citizens had demographic and attitudinal characteristics one would expect them to have if they were in fact non-citizen immigrants, and that the noncitizens who voted had similar attitudes and character­ istics to the non-citizens who didn't vote on questions 26,863 82.3% 1992 6.1% 1980 6.1% 444 1.4% 311 1.0% 457 1.4% 578 1.8% 31 0.1% 32,656 100.0% where one might expect those who were in fact noncitizen immigrants to be distinct from the broader population. A.1. Demographic characteristics Given immigration patterns in recent decades, noncitizens should be more likely to be non-white than the general population surveyed. Table A.1 summarizes the racial characteristics of individuals with various immigra­ tion statuses among 2008 survey respondents. Non-citizen immigrants had the lowest percentage of whites, and the highest percentages of Hispanics and Asians. None identi­ fied as Native Americans. All analyses in the appendix use unweighted data because the goal is to evaluate the char­ acteristics of the sample. If the self-declared non-citizens who voted were actually non-citizens, their racial distribution should be similar to that of non-citizens who did not vote.8 In Table A.2, we divide non­ citizens into two groups: those who voted (said they voted, had a verified vote, or both) and those who did not, and compare their racial characteristics. Non-citizen immigrants who voted are not statistically distinguishable from noncitizen immigrants who voted, and several of the nonsignificant differences in demographic characteristics skew in the direction of demographics less like those of citizens. For instance, there are fewer Whites among the voters than the nonvoters, and more Hispanics and Blacks. Results from 2010 are omitted in the interest of saving space, but they reveal the same patterns, with non-citizens who voted reporting slightly (but not significantly) more racial diversity, and fewer whites than even among non-citizens who did not vote. 8 One important caveat is in order. To the extent that non-citizen voting is dependent upon an ability to ‘pass for’ a citizen at the polling place, respondents who looked less like immigrants to election officials might have an easier time voting. 156 J.T. Richman et al. / Electoral Studies 36 (2014) 149e157 Table A.2 Racial characteristics of non-citizen voters and non-voters, 2008. Race White Black Hispanic Asian Mixed Other Middle Eastern Total Did not vote Voted Total 129 44.3% 24 8.2% 77 26.5% 50 17.2% 5 1.7% 4 1.4% 2 0.7% 291 100.0% 21 43.8% 7 14.6% 14 29.2% 5 10.4% 0 0.0% 1 2.1% 0 0.0% 48 100.0% 150 44.2% 31 9.1% 91 26.8% 55 16.2% 5 1.5% 5 1.5% 2 0.6% 339 100.0% Across all five issues, the difference between citizen and non-citizen responses is statistically significant and sub­ stantively large. Those who identified themselves as noncitizens have views that are distinctly different from those who identified themselves as citizens. To further investigate whether those self-declared noncitizens who voted might have mis-stated their citizenship status, Table A.4 compares the immigration attitudes of non-citizens who said they voted with the immigration attitudes of non-citizens who said they did not vote. Only three questions are included because none of the noncitizens in the subsamples asked the other two questions identified themselves as voters. Table A.4 Immigration attitudes of non-citizens by voting status (2010 CCES). Grant legal status A.2. Immigration attitudes Increase border patrol The 2010 CCES included a battery of questions on immigration attitudes. These questions provide a good opportunity to use attitudinal variables to check the val­ idity of the citizenship measure. Non-citizen immigrants might be expected to have distinctive positions on immi­ gration issues, given the potential for immigration policy choices to directly affect themselves or their families. The specific immigration questions asked respondents to select as many options as they wished from among a list of items: What do you think the U.S. government should do about immigration. Select all that apply. • Fine Businesses • Grant legal status to all illegal immigrants who have held jobs and paid taxes for at least 3 years and have not been convicted of felony crimes. • Increase the number of guest workers allowed to come legally to the US. • Increase the number of border patrols on the U.S.­ Mexican border. • Allow police to question anyone they think may be in the country illegally. • None of these. For all of these items, the choices selected by non-citizen immigrants were statistically different from those made by ot her respondents. The number of respondents and the percent supporting each policy is summarized in Table A.3 below. Table A.3 Immigration attitudes of citizens and non-citizens (2010 CCES). Fine businesses Grant legal status Increase border patrol Increase guest workers Allow police to question Citizens Non citizens Total responses 1786 73.7% 21,162 38.7% 34,057 62.2% 659 27.2% 26,531 48.5% 6 35.3% 310 63.4% 201 41.1% 8 47.1% 96 19.6% 2438** 55,234** 55,234** 2438* 55,234** Chi-Square test: ** difference significant at p < .001 level. * Difference significant at p < .10 level. Allow police to question Didn't vote Voted Total responses 285 62.6% 186 40.9% 87 19.1% 25 73.5% 15 44.1% 9 26.5% 489 489 489 Note: All voting status is based on self-reported vote as no votes were verified for 2010 CCES. * Chi-square difference significant at p < .10 level. As expected, there are no significant differences in atti­ tudes toward immigration among respondents who identi­ fied as non-citizens, irrespective of whether or not they voted. This is what we would expect if respondents' selfidentification is valid. On one of three questions (grant legal status) non-citizens who voted were slightly (not significantly) more likely to take the pro-immigrant position. A.3. State non-citizen population If respondents who indicate they are non-citizens are in fact non-citizens, then they should be more likely to reside in states with larger non-citizen populations. To test this idea, we computed the percentage of adult non-citizens per state using Census Bureau (2013) data (2007e2011 Amer­ ican Community Survey 5 year estimates). We then used this percentage to predict whether respondents would indicate they were non-citizens across states on the 2008 CCES. The percentage of non-citizens was a very statisti­ cally significant predictor of self-identified non-citizen status in a binary logit analysis (B ¼ 11.34, S.E. ¼ 1.05, p < .0005), and remained statistically significant with a very similar effect size when analysis was restricted to only individuals who had self-identified or verified votes (B ¼ 11.25, S.E. ¼ 2.77, p < .0005). Similar results were obtained for 2010, with the analysis of all respondents producing the following coefficient and significance levels (B ¼ 8.86, S.E. ¼ 0.88, p < .0005) and the analysis of voters producing the following results (B ¼ 6.4, S.E. ¼ 3.3, p < .053). In 2010 it is once more not possible to reject the null hypothesis that the coefficients are the same. A.4. Conclusion The results presented in this appendix support the conclusion that those who identified themselves as non­ J.T. 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