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Financial Disclosure Statement - 2014
Filer Name: William Mulrow
Primary Agency: Executive Chamber Executive Department (01000)

1. Name

Responses
First:
M.I.:
Last:

WILLIAM
J
MULROW

Email:

2a. Position - Title

Responses
Title:

Secretary to the Governor

2b. Position - Department

Responses
Department/Agency/Gov.
Entity:

EXECUTIVE CHAMBER EXECUTIVE DEPARTMENT

2c. Position - Address of Present Office

Responses
Office Address:

Executive ChamberState CapitolAlbany, NY 12224

2d. Position - Office Telephone

Responses
Office Telephone:

518-474-4246

3a. Family - Marital Status

Responses
Marital Status:
Spouse's Name:

Married
Edwyna S. Mulrow

3b. Family - Un-emancipated Children

Responses
1)
Name:

2)

3)

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4a. Outside Activities

 

List any of?ce, trusteeship, directorship, partnership, or position of any nature, whether compensated or not, held by the reporting individual with
any ?rm, corporation, association, partnership, or other organization other than the State of New York. Include compensated honorary positions;
do NOT list membership or uncompensated honorary positions. If the listed entity was licensed by any state or local agency, was regulated by
any state regulatory agency or local agency, or, as a regular and signi?cant part of the business or activity of said entity, did business with, or had
matters other than ministerial matters before, any state or local agency, list the name of any such agency.

 

 

 

 

Responses
1) 2)
Posi?on: Senior Managing Director Chairman
Blackstone Sterling Suffolk Racecourse
State or Loral
w, 

Outside Activities - Spouse or Un-emancipated Child

 

List any of?ce, trusteeship, directorship, partnership, or position of any nature, whether compensated or not, held by the reporting spouse or
unemancipated child of the reporting individual with any ?rm, corporation, association, partnership, or other organization other than the State of
New York. Include compensated honorary positions; do NOT list membership or uncompensated honorary positions. It the listed entity was
licensed by any state or local agency, was regulated by any state regulatory agency or local agency, or, as a regular and signi?cant part of the
business or activity of said entity, did business with, or had matters other than ministerial matters before, any state or local agency, list the name
of any such agency.

 

Responses
None

 

SW.
Chid:

 

PO srh' .

man? '0 II .
or Local
loamy:

 

5a. Outside Employment

 

List the name, address and description of any occupation, employment (other than the employment listed under Item 2 above), trade, business,
or profession engaged in by the reporting individual. If such activity was licensed by any state or local agency, was regulated by any state
regulatory agency or local agency, or, as a regular and signi?cant part of the business or activity of said entity, did business with, or had matters
other than ministerial matters before, any state or local agency, list the name of any such agency.

 

Responses

Pm Senior Managing Director

Mae and Address of
a . . Blackstone, NYC
Deset'p?on: Investment Management

star or Low .
homey: NYS Common Retirement Fund

 

 

 

Outside Employment - Spouse or Unemancipated Child

 

If the spouse or un-emancipated child of the reporting individual was engaged in any occupa ion, employment, trade, business, or profession
which activity was licensed by any state or local agency, was regulated by any state regulatory agency or local agency, or, as a regular and
signi?cant part of the business or activity of said entity, did business with, or had matters other than ministerial matters before, any state or local
agency, list the name, address and description of such occupation, employment, trade, business or profession and the name of any such agency.

 

Responses

Spouse, . .
Chid: Executive 

 

Position: Metropolitan Museum of Art
Mae and Address of
Organ'udion:
Deser'p?on: 
Sta! or Low

homey: 

 

- daughter

 

 

 

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6. Contracts
List any interest, in EXCESS of $1,000, held by the reporting individual, such individual's spouse or un-emancipated child, or partnership of which
any such person is a member, or corporation, 10% or more of the stock of which is owned or controlled by any such person, whether vested or
contingent, in any contract made or executed by a state or local agency and include the name of the entity which holds such interest and the
relationship of the reporting individual or such individual's spouse or such child to such entity and the interest in such contract.
Do NOT ... [click for more]

Responses
None
Self, Spouse,
Child:
Entity which held interest in
Contract:
Relationship to Entity and
Interest in Contract:
Contracting State or Local
Agency:
Category of Value of
Contract (In Table II):

7. Political Activities
List any position the reporting individual held as an officer of any political or political organization, as a member of any political party committee,
or as a political party district leader. The term "party" shall have the same meaning as "party" in the election law. The term "political organization"
means any party or independent body as defined in the election law or any organization that is affiliated with or a subsidiary of a party or
independent body.

Responses
None
Position:

8a. Profession & Business
If the reporting individual practices law, is licensed by the department of state as a real estate broker or agent or practices a profession licensed
by the department of education, or works as a member or employee of a firm required to register pursuant to section one-e of the legislative law
as a lobbyist, DESCRIBE THE SERVICES RENDERED FOR WHICH COMPENSATION WAS PAID INCLUDING A GENERAL description of the
principal subject areas of matters undertaken by such individual AND PRINCIPAL DUTIES PERFORMED, SPECIFICALLY STATE WHETHER
THE REPORTING INDIVIDUAL PROVIDES SERVICES DIRECTLY TO CLIENTS. Additionally, if such an individual practices with a firm or
corporation and is a partner or shareholder of the firm or corporation, give a general description of principal subject areas of matters undertaken
by such firm or corporation.

Responses
None
Subject
Areas:
Description of
Services:

8b. Profession & Business
APPLICABLE ONLY TO NEW CLIENTS OR CUSTOMERS FOR WHOM SERVICES ARE PROVIDED ON OR AFTER JULY FIRST, TWO
THOUSAND TWELVE AND BEFORE DECEMBER THIRTY_FIRST, TWO THOUSAND FIFTEEN, OR FOR NEW MATTERS FOR EXISTING
CLIENTS OR CUSTOMERS WITH RESPECT TO THOSE SERVICES THAT ARE PROVIDED ON OR AFTER JULY FIRST, TWO THOUSAND
TWELVE AND BEFORE DECEMBER THIRTY_FIRST TWO THOUSAND FIFTEEN: If the reporting individual personally provides services to
any person or entity, or works as a member or employee of a partnership or corporation that provides such services (referred to hereinafter as a
"firm"), then identify each client or customer to whom the reporting individual, or who was referred to the firm by the reporting individual or his or
her firm earned fees in excess of $10,000 during the reporting period for such services ... [click for more]

Responses
None
Client:
Nature of
Services:

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8c. Profession & Business
List the name, principal address and general description or the nature of the business activity of any entity in which the reporting individual or
such individual's spouse had an investment in excess of $1,000 excluding investments in securi ies and interests in real property.

Responses
None
Business
Activity:

9. Gifts
List each source of gifts, EXCLUDING campaign contributions, in EXCESS of $1,000, received during the reporting period for which this
statement is filed by the reporting individual or such individual's spouse or un-emancipated child from the same donor, EXCLUDING gifts from a
relative. INCLUDE the name and address of the donor. The term "gifts" does not include reimbursements, which term is defined in item 10.
Indicate the value and nature of each such gift.

Responses
None
Self, Spouse,
Child:
Name of
Donor:
Address:
Nature of
Gift:
Category of Value of
Contract (In Table II):

10. Reimbursements
Identify and briefly describe the source of any reimbursements for expenditures, EXCLUDING campaign expenditures and expenditures in
connection with official duties reimbursed by the state, in EXCESS of $1,000 from each such source. For purposes of his item, the term
"reimbursements" shall mean any travel-related expenses provided by non-governmental sources and for activities related to the reporting
individual's official duties such as, speaking engagements, conferences, or fact-finding events. The term "reimbursements" does NOT include
gifts reported under item 9.

Responses
None
Source:
Description:

11. Retirement, Trust, Estates
List the identity and value, if reasonably ascertainable, of each interest in a trust, estate or other beneficial interest, including retirement plans
(other than retirement plans of the state of New York or the city of New York), and deferred compensation plans (e.g., 401, 403(b), 457, etc.)
established in accordance with the internal revenue code, in which the REPORTING INDIVIDUAL held a beneficial interest in EXCESS of $1,000
at any time during the preceding year. Do NOT report interests in a trust, estate or other beneficial interest established by or for, or he estate of,
a relative.

Responses
Identity:
Category of Value (In Table
II):

1)
401k

2)
IRA

$1,250,000 to under $1,500,000

$100,000 to under $150,000

12a. Employment Agreements
Describe the terms of, and the parties to, any contract, promise, or other agreement between the reporting individual and any person, firm, or
corporation with respect to the employment of such individual after leaving office or position (other than a leave of absence).

Responses
None
Parties:
Terms:

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12b. Employment Agreements - Prior Employer
Describe the parties to and the terms of any agreement providing for continuation of payments or benefits to the REPORTING INDIVIDUAL in
EXCESS of $1,000 from a prior employer OTHER THAN the State. (This includes interests in or contributions to a pension fund, profit-sharing
plan, or life or health insurance; buy-out agreements; severance payments; etc.)

Responses
None
Parties:
Terms:

13. Income
List below the nature and amount of any income in EXCESS of $1,000 from EACH SOURCE for the reporting individual and such individual's
spouse for the taxable year last occurring prior to the date of filing. EACH SOURCE MUST BE DESCRIBED WITH PARTICULARITY. Nature of
income includes, but is not limited to, all income (other than that received from the employment listed under Item 2 above) from compensated
employment whether public or private, directorships and other fiduciary positions, contractual arrangements, teaching income, partnerships,
honorariums, lecture fees, consultant fees, bank and bond interest, dividends, ... [click for more]

Responses
Self,
Spouse:
Source:
Nature:
Category of Value of
Contract (In Table I):

1)

2)

Self

Self

Self, Spouse

Blackstone
employment

Citigroup
deferred stock

equity
dividends

$1,150,000 to under $1,250,000

$75,000 to under $100,000

$50,000 to under $75,000

3)

14. Income Due
List the sources of any deferred income (not retirement income) in EXCESS of $1,000 from each source to be paid to he reporting individual
following the close of the calendar year for which this disclosure statement is filed, other than deferred compensation reported in item 11
hereinabove. Deferred income derived from the practice of a profession shall be listed in the aggregate and shall identify as the source, the name
of the firm, corporation, partnership or association through which the income was derived, but shall not identify individual clients.

Responses
None
Source:
Category of Value of
Contract (In Table I):

15. Income Assignment/Asset Transfer
List each assignment of income in EXCESS of $1,000, and each transfer other than to a relative during the reporting period for which this
statement is filed for less than fair consideration of an interest in a trust, estate or other beneficial interest, securities or real property, by the
reporting individual, in excess of $1,000, which would otherwise be required to be reported herein and is not or has not been so reported.

Responses
None
Item Assigned or
Transferred:
Assigned or Transferred
To:
Category of Value (In Table
I):

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16. Investments
List below the type and market value of securities held by the reporting individual or such individual's spouse from each issuing entity in EXCESS
of $1,000 at the close of the taxable year last occurring prior to the date of filing, including the name of the issuing entity exclusive of
securities held by the reporting individual issued by a professional corporation. Whenever an interest in securities exists through a beneficial
interest in a trust, the securities held in such trust shall be listed ONLY ... [click for more]

Responses
Self,
Spouse:

Issuing
Entity:

Type of
Security:
Percentage of Corporate
Stock Owned or Controlled
(If more than 5% of publicly
traded stock, or more than
10% if stock not publicly
traded is held):
Category of market value as
of the close of the taxable
year last occurring prior to
the filing of this statement (In
Table II):

1)

2)

3)

4)

5)
Self,
Spouse
Hudson
Valley
Bank

Spouse

Self

Self

Self

Vanguard

Morgan
Stanley

Merrill
Lynch

Fidelity

mutual
fund

cash

equity

mutual
fund

cash

N/A

N/A

N/A

N/A

N/A

6)

7)

8)

9)

10)

11)

Self

Self

Spouse

Self

Self

Self

Paladin
Capital

Citigroup

Ingalls &
Synder

Fidelity

UBS

Blackstone

alterna ive alterna ive
equity
investment investment

mutual
fund

fixed
income

Alternative
Investment

N/A

N/A

N/A

N/A

$750,000 $75,000 $500,000 $75,000 $250,000 $150,000
to under
to under to under to under to under to under
$1,000,000 $100,000 $750,000 $100,000 $500,000 $250,000

N/A

N/A

$250,000
to under
$500,000

$1,000,000 $1,250,000 $150,000 $1,750,000
to under
to under
to under to under
$1,250,000 $1,500,000 $250,000 $2,000,000

17. Real Estate
List below the location, size, general nature, acquisition date, market value and percentage of ownership of any real property in which any vested
or contingent interest in EXCESS of $1,000 is held by the reporting individual or the reporting individual's spouse. Also list real property owned
for investment purposes by a corporation more than fifty percent (50%) of the stock of which is owned or controlled by the reporting individual or
such individual's spouse. Do NOT list any real property which is the primary or secondary personal residence of the reporting individual or the
reporting individual's spouse, except where there is a co-owner who is other than a relative.

Responses
Self, Spouse,
Corporation:
Location:
Size:
General
Nature:

1)

2)

Spouse

Spouse

Dutchess County, NY
300 acres

Nantucket, MA
1 acre

real estate

real estate

Acquisition
Date:

1975

1990

% of
ownership:

17

17

$250,000 to under $500,000

$1,000,000 to under $1,250,000

Category of market value as
of the close of the taxable
year last occurring prior to
the filing of this statement (In
Table II):

18. Money Due
List below all notes and accounts receivable, other than from goods or services sold, held by the reporting individual at the close of the taxable
year last occurring prior to the date of filing and other debts owed to such individual at the close of the taxable year last occurring prior to the date
of filing, in EXCESS of $1,000, including the name of the debtor, type of obligation, date due and the nature of the collateral securing payment of
each, if any, excluding securities reported in item 16 hereinabove. Debts, notes and accounts receivable owed to the individual by a relative shall
not be reported.

Responses
None
Name of
Debtor:
Type of Obligation, Due Date,
and Nature of Collateral, if
any:
Category of amount (In Table
II):

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19. Debts
List below all liabilities of the reporting individual and such individual's spouse, in EXCESS of $10,000 as of the date of filing of this statement,
other than liabilities to a relative. Do NOT list liabilities incurred by, or guarantees made by, the reporting individual or such individual's spouse or
by any proprietorship, partnership or corporation in which the reporting individual or such individual's spouse has an interest, when incurred or
made in the ordinary course of the trade, business or professional practice of the repor ing individual or such individual's spouse. Include the
name of the creditor and any collateral pledged by such individual to secure payment of ... [click for more]

Responses
None
Name of creditor or
guarantor:
Type of Liability and
Collateral, if any:
Category of amount (In Table
II):

20. Agreement

Responses
I
agree:

true