JCOPE FDS - Print FDS Page 1 of 13 Financial Disclosure Statement - 2015 Filer Name William Mulrow Primary Agency Executive Chamber Executive Department (01000) 1. Name Responses First M.I. 1) WILLIAM J Last Email MULROW 2a. Position - Title Responses Title 1) Secretary to the Governor 2b. Position - Department Responses Department/Agency/Gov. Entity 1) Executive Chamber Executive Department (01000) 2c. Position - Office Address Responses Street 1 1) State Capitol Street 2 City Executive Chamber Albany 2d. Position - Office Telephone Responses Office Telephone 1) 518-474-4246 3a. Family - Marital Status Responses Marital Status 1) Married Spouse's Name Edwyna S. Mulrow State NY Zip 12224 Country US JCOPE FDS - Print FDS Page 2 of 13 3b. Family - Un-emancipated Children Responses Name 1) 4a. Positions of Authority List any office, trusteeship, directorship, partnership, or position of any nature, whether compensated or not, held by the reporting individual with any firm, corporation, association, partnership, or other organization other than the State of New York. Include compensated honorary positions; do NOT list membership or uncompensated honorary positions. If the listed entity was licensed by any state or local agency, was regulated by any state regulatory agency or local agency, or, as a regular and significant part of the business or activity of said entity, did business with, or had matters other than ministerial matters before, any state or local agency, list the name of any such agency. Responses Position Organization State or Local Agency None 4b. Positions of Authority - Spouse or Un-emancipated Child List any office, trusteeship, directorship, partnership, or position of any nature, whether compensated or not, held by the reporting spouse or unemancipated child of the reporting individual with any firm, corporation, association, partnership, or other organization other than the State of New York. Include compensated honorary positions; do NOT list membership or uncompensated honorary positions. If the listed entity was licensed by any state or local agency, was regulated by any state regulatory agency or local agency, or, as a regular and significant part of the business or activity of said entity, did business with, or had matters other than ministerial matters before, any state or local agency, list the name of any such agency. Responses Spouse, Child Position Organization None State or Local Agency JCOPE FDS - Print FDS Page 3 of 13 5a. Outside Employment List the name, address and description of any occupation, employment (other than the employment listed under Item 2 above), trade, business, or profession engaged in by the reporting individual. If such activity was licensed by any state or local agency, was regulated by any state regulatory agency or local agency, or, as a regular and significant part of the business or activity of said entity, did business with, or had matters other than ministerial matters before, any state or local agency, list the name of any such agency. Responses Name of Organization Position Senior 1) Managing Director Street 1 345 Blackstone Park Avenue Street City 2 StateZip CountryDescription New NY 10154 US York State or Local Agency Investment Firm (left the Blackstone payroll at the end of January 2015 and started in State service 2/2/2015) 5b. Outside Employment - Spouse or Unemancipated Child If the spouse or un-emancipated child of the reporting individual was engaged in any occupation, employment, trade, business, or profession which activity was licensed by any state or local agency, was regulated by any state regulatory agency or local agency, or, as a regular and significant part of the business or activity of said entity, did business with, or had matters other than ministerial matters before, any state or local agency, list the name, address and description of such occupation, employment, trade, business or profession and the name of any such agency. Responses Spouse, Child Position Name of Organization Street Street State or Local CityStateZipCountryDescription 1 2 Agency None JCOPE FDS - Print FDS Page 4 of 13 6. Contracts List any interest, in EXCESS of $1,000, held by the reporting individual, such individual's spouse or un-emancipated child, or partnership of which any such person is a member, or corporation, 10% or more of the stock of which is owned or controlled by any such person, whether vested or contingent, in any contract made or executed by a state or local agency and include the name of the entity which holds such interest and the relationship of the reporting individual or such individual's spouse or such child to such entity and the interest in such contract. Do NOT ... [click for more] Responses Self, Spouse, Entity which held Child interest in Contract Relationship to Entity and Interest in Contract Contracting State or Local Agency Category of Value of Contract (In Table II) None 7. Political Activities List any position the reporting individual held as an officer of any political or political organization, as a member of any political party committee, or as a political party district leader. The term "party" shall have the same meaning as "party" in the election law. The term "political organization" means any party or independent body as defined in the election law or any organization that is affiliated with or a subsidiary of a party or independent body. Responses Position None 8a. Licensed Professions and Business Relationships - Licensed Professions If the reporting individual practices law, is licensed by the department of state as a real estate broker or agent or practices a profession licensed by the department of education, or works as a member or employee of a firm required to register pursuant to section one-e of the legislative law as a lobbyist, give a general description of the principal subject areas of matters undertaken by such individual. Additionally, if such an individual practices with a firm or corporation and is a partner or shareholder of the firm or corporation, give a general description of principal subject areas of matters undertaken by such firm or corporation. Responses Subject Areas Description of Services None JCOPE FDS - Print FDS Page 5 of 13 Licensed Professions and Business Relationships Responses Were services provided directly to clients? Were services provided directly to a firm? 1) 8b. Licensed Professions and Business Relationships APPLICABLE ONLY TO NEW CLIENTS OR CUSTOMERS FOR WHOM SERVICES ARE PROVIDED ON OR AFTER JULY FIRST, TWO THOUSAND TWELVE AND BEFORE DECEMBER THIRTY-FIRST, TWO THOUSAND FIFTEEN, OR FOR NEW MATTERS FOR EXISTING CLIENTS OR CUSTOMERS WITH RESPECT TO THOSE SERVICES THAT ARE PROVIDED ON OR AFTER JULY FIRST, TWO THOUSAND TWELVE AND BEFORE DECEMBER THIRTY-FIRST, TWO THOUSAND FIFTEEN: If the reporting individual personally provides services to any person or entity, or works as a member or employee of a partnership or corporation that provides such services (referred to hereinafter as a "firm"), then identify each client or customer to whom the reporting individual, or who was referred to the firm by the reporting individual or his or her firm earned fees in excess of $10,000 during the reporting period for such services ... [click for more] Responses Client Nature of Services None 8ba. Licensed Professions and Business Relationships APPLICABLE ONLY TO NEW CLIENTS OR CUSTOMERS FOR WHOM SERVICES ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOUSAND FIFTEEN, OR FOR NEW MATTERS FOR EXISTING CLIENTS OR CUSTOMERS WITH RESPECT TO THOSE SERVICES THAT ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOUSAND FIFTEEN (FOR PURPOSES OF THIS QUESTION, "SERVICES" SHALL MEAN CONSULTATION, REPRESENTATION, ADVICE OR OTHER SERVICES): If the reporting individual receives income from employment reportable in question 8(a) and personally provides services to any person or entity, or works as a member or employee of a partnership or corporation that provides such services (referred to hereinafter as a "firm"), the reporting individual shall identify each client or customer to whom the reporting individual personally provided services, or who was referred to the firm by the reporting individual, and from whom the reporting individual or his or her firm earned fees in excess of $10,000 during ... [click for more] Responses Client Name Matter Nature of Services Category of Value of Amount None JCOPE FDS - Print FDS Page 6 of 13 8bb. Licensed Professions and Business Relationships APPLICABLE ONLY TO NEW CLIENTS OR CUSTOMERS FOR WHOM SERVICES ARE PROVIDED ON OR AFTER DECEMBER THRITY-FIRST, TWO THOUSAND FIFTEEN, OR FOR NEW MATTERS FOR EXISTING CLIENTS OR CUSTOMERS WITH RESPECT TO THOSE SERVICES THAT ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOUSAND FIFTEEN (FOR PURPOSES OF THIS QUESTION "SERVICES" SHALL MEAN CONSULTATION, REPRESENTATION, ADVICE OR OTHER SERVICES): (i) With respect to reporting individuals who receive ten thousand dollars or more from employment or activity reportable under question 8(a), for each client or customer NOT otherwise disclosed or exempted in question 8 or 13, disclose the name of each client or customer known to the reporting individual to whom the reporting ... [click for more] Responses Client Services Actually Provided Category of Value of Amount None 8bc. Licensed Professions and Business Relationships FOLLOWING IS AN ILLUSTRATIVE, NON-EXCLUSIVE LIST OF EXAMPLES OF DESCRIPTIONS OF “SERVICES ACTUALLY PROVIDED”: * REVIEWED DOCUMENTS AND CORRESPONDENCE; * REPRESENTED CLIENT (IDENTIFY CLIENT BY NAME) IN LEGAL PROCEEDINGS; * PROVIDED LEGAL ADVICE ON CLIENT MATTER (IDENTIFY CLIENT BY NAME); * CONSULTED WITH CLIENT OR CONSULTED WITH LAW PARTNERS/ASSOCIATES MEMBERS OF FIRM ON CLIENT MATTER (IDENTIFY CLIENT BY NAME); * PREPARED CERTIFIED FINANCIAL STATEMENT FOR CLIENT (IDENTIFY CLIENT BY NAME; * REFERRED INDIVIDUAL OR ENTITY (IDENTIFY CLIENT BY NAME) FOR REPRESENTATION OR CONSULTATION; * COMMERCIAL BROKERING SERVICES (IDENTIFY CUSTOMER BY NAME); * PREPARED CERTIFIED ARCHITECTURAL OR ENGINEERING RENDERINGS FOR CLIENT (IDENTIFY CUSTOMER BY NAME); * COURT APPOINTED GUARDIAN OR EVALUATOR (IDENTIFY COURT NOT CLIENT) With respect to reporting individuals who disclosed in question 8(a) that the reporting individual did not provide services to a client but provided services to a firm or business, identify the category of amount received for providing such services and describe the services rendered. ... [click for more] Responses Description of Services Provided Category of Value of Amount None JCOPE FDS - Print FDS Page 7 of 13 8c. Licensed Professions and Business Relationships APPLICABLE ONLY TO NEW CLIENTS OR CUSTOMERS FOR WHOM SERVICES ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOUSAND FIFTEEN, OR FOR NEW MATTERS FOR EXISTING CLIENTS OR CUSTOMERS WITH RESPECT TO THOSE SERVICES THAT ARE PROVIDED ON OR AFTER DECEMBER THIRTY-FIRST, TWO THOUSAND FIFTEEN: If the reporting individual receives income of ten thousand dollars or greater from any employment or activity reportable under question 8(a), identify each registered lobbyist who has directly referred to such individual a client who was successfully referred to the reporting individual's business and from whom the reporting individual or firm received a fee for services in excess of five thousand dollars. Report only those referrals that were made to a reporting individual by direct communication from a person known to such reporting individual to be a ... [click for more] Responses Client Name of Lobbyist Category of Value of Amount None 8d. Licensed Professions and Business Relationships List the name, principal address and general description or the nature of the business activity of any entity in which the reporting individual or such individual's spouse had an investment in excess of $1,000 excluding investments in securities and interests in real property. Responses Business Activity None 9. Gifts List each source of gifts, EXCLUDING campaign contributions, in EXCESS of $1,000, received during the reporting period for which this statement is filed by the reporting individual or such individual's spouse or un-emancipated child from the same donor, EXCLUDING gifts from a relative. INCLUDE the name and address of the donor. The term "gifts" does not include reimbursements, which term is defined in item 10. Indicate the value and nature of each such gift. Responses Self, Spouse, Child Name of Donor Street Street Nature of CityStateZipCountry 1 2 Gift None Category of Value of Contract (In Table II) JCOPE FDS - Print FDS Page 8 of 13 10. Reimbursements Identify and briefly describe the source of any reimbursements for expenditures, EXCLUDING campaign expenditures and expenditures in connection with official duties reimbursed by the state, in EXCESS of $1,000 from each such source. For purposes of this item, the term "reimbursements" shall mean any travel-related expenses provided by non-governmental sources and for activities related to the reporting individual's official duties such as, speaking engagements, conferences, or fact-finding events. The term "reimbursements" does NOT include gifts reported under item 9. Responses Source Description None 11. Retirement, Trust, Estates List the identity and value, if reasonably ascertainable, of each interest in a trust, estate or other beneficial interest, including retirement plans (other than retirement plans of the state of New York or the city of New York), and deferred compensation plans (e.g., 401, 403(b), 457, etc.) established in accordance with the internal revenue code, in which the REPORTING INDIVIDUAL held a beneficial interest in EXCESS of $1,000 at any time during the preceding year. Do NOT report interests in a trust, estate or other beneficial interest established by or for, or the estate of, a relative. Responses Identity Category of Value (In Table II) 1) 401k $1,250,000 to under $1,500,000 2) IRA $100,000 to under $150,000 12a. Employment Agreements Describe the terms of, and the parties to, any contract, promise, or other agreement between the reporting individual and any person, firm, or corporation with respect to the employment of such individual after leaving office or position (other than a leave of absence). Responses Parties Terms None JCOPE FDS - Print FDS Page 9 of 13 12b. Employment Agreements - Prior Employer Describe the parties to and the terms of any agreement providing for continuation of payments or benefits to the REPORTING INDIVIDUAL in EXCESS of $1,000 from a prior employer OTHER THAN the State. (This includes interests in or contributions to a pension fund, profit-sharing plan, or life or health insurance; buy-out agreements; severance payments; etc.) Responses Parties Terms None 13. Income List below the nature and amount of any income in EXCESS of $1,000 from EACH SOURCE for the reporting individual and such individual's spouse for the taxable year last occurring prior to the date of filing. Nature of income includes, but is not limited to, all income (other than that received from the employment listed under Item 2 above) from compensated employment whether public or private, directorships and other fiduciary positions, contractual arrangements, teaching income, partnerships, honorariums, lecture fees, consultant fees, bank and bond interest, dividends, ... [click for more] Responses Self, Spouse Source Nature Category of Value of Contract (In Table I) $50,000 to under $75,000 1) Self Citigroup deferred stock 2) Self Alternative investments private equity/real $350,000 to under estate $450,000 Capital Gains real estate $450,000 to under $550,000 Blackstone Wages $20,000 to under $50,000 3) Self, Spouse 4) Self 5) Self, Spouse Blackstone, Vanguard, UBS, Sterling National Bank, Citi dividends and interest $100,000 to under $150,000 6) Self, Spouse Blackstone, Citi, Vanguard, Paladin Capital Group capital gains $150,000 to under $250,000 JCOPE FDS - Print FDS Page 10 of 13 14. Income Due List the sources of any deferred income (not retirement income) in EXCESS of $1,000 from each source to be paid to the reporting individual following the close of the calendar year for which this disclosure statement is filed, other than deferred compensation reported in item 11 hereinabove. Deferred income derived from the practice of a profession shall be listed in the aggregate and shall identify as the source, the name of the firm, corporation, partnership or association through which the income was derived, but shall not identify individual clients. Responses Source Category of Value of Contract (In Table I) None 15. Income Assignment/Asset Transfer List each assignment of income in EXCESS of $1,000, and each transfer other than to a relative during the reporting period for which this statement is filed for less than fair consideration of an interest in a trust, estate or other beneficial interest, securities or real property, by the reporting individual, in excess of $1,000, which would otherwise be required to be reported herein and is not or has not been so reported. Responses Item Assigned or Transferred Assigned or Transferred To None Category of Value (In Table I) JCOPE FDS - Print FDS Page 11 of 13 16. Investments List below the type and market value of securities held by the reporting individual or such individual's spouse from each issuing entity in EXCESS of $1,000 at the close of the taxable year last occurring prior to the date of filing, including the name of the issuing entity exclusive of securities held by the reporting individual issued by a professional corporation. Whenever an interest in securities exists through a beneficial interest in a trust, the securities held in such trust shall be listed ONLY ... [click for more] Responses Self, Spouse Issuing Entity Percentage of Corporate Stock Category of market value as of Owned or Controlled (If more the close of the taxable year Type of Security than 5% of publicly traded last occurring prior to the stock, or more than 10% if stock filing of this statement (In not publicly traded is held) Table II) $500,000 to under $750,000 1) Self Merrill Lynch equity 2) Self Citigroup alternative investment $250,000 to under $500,000 3) Self Fidelity mutual fund $1,250,000 to under $1,500,000 4) Self UBS fixed income $150,000 to under $250,000 5) Self Blackstone Alternative Investment $1,750,000 to under $2,000,000 6) Self Paladin Capital alternative investment $75,000 to under $100,000 7) Self Morgan Stanley Cash $100,000 to under $150,000 8) Self Sterling National Bank Cash $100,000 to under $150,000 9) Spouse Vanguard Equity $1,750,000 to under $2,000,000 Equity $100,000 to under $150,000 10) Self Fidelity JCOPE FDS - Print FDS Page 12 of 13 17. Real Estate List below the location, size, general nature, acquisition date, market value and percentage of ownership of any real property in which any vested or contingent interest in EXCESS of $1,000 is held by the reporting individual or the reporting individual's spouse. Also list real property owned for investment purposes by a corporation more than fifty percent (50%) of the stock of which is owned or controlled by the reporting individual or such individual's spouse. Do NOT list any real property which is the primary or secondary personal residence of the reporting individual or the reporting individual's spouse, except where there is a co-owner who is other than a relative. Responses Self, Spouse, Location Corporation General Nature Size Category of market value as of the Acquisition % of close of the taxable year last Date ownership occurring prior to the filing of this statement (In Table II) 1) Spouse Dutchess County, NY 300 acres real estate 1975 17 $250,000 to under $500,000 2) Spouse Nantucket, MA 1 acre real estate 1990 17 $1,000,000 to under $1,250,000 18. Money Due List below all notes and accounts receivable, other than from goods or services sold, held by the reporting individual at the close of the taxable year last occurring prior to the date of filing and other debts owed to such individual at the close of the taxable year last occurring prior to the date of filing, in EXCESS of $1,000, including the name of the debtor, type of obligation, date due and the nature of the collateral securing payment of each, if any, excluding securities reported in item 16 hereinabove. Debts, notes and accounts receivable owed to the individual by a relative shall not be reported. Responses Name of Debtor Type of Obligation Due Date Nature of Collateral None Category of amount (In Table II) JCOPE FDS - Print FDS Page 13 of 13 19. Debts List below all liabilities of the reporting individual and such individual's spouse, in EXCESS of $10,000 as of the date of filing of this statement, other than liabilities to a relative. Do NOT list liabilities incurred by, or guarantees made by, the reporting individual or such individual's spouse or by any proprietorship, partnership or corporation in which the reporting individual or such individual's spouse has an interest, when incurred or made in the ordinary course of the trade, business or professional practice of the reporting individual or such individual's spouse. Include the name of the creditor and any collateral pledged by such individual to secure payment of ... [click for more] Responses Name of creditor or guarantor Type of Liability and Collateral, if any None 20. Agreement Responses I agree 1) true Category of amount (In Table II)