No. 16-1408 IN THE SUPREME COURT OF THE UNITED STATES ─────────────♦───────────── THOMAS D. ARTHUR, Petitioner, v. JEFFERSON DUNN, COMMISSIONER, ALABAMA DEPARTMENT OF CORRECTIONS, ET AL., Respondents. ─────────────♦───────────── On Petition for a Writ of Certiorari to the Eleventh Circuit Court of Appeals ─────────────♦───────────── BRIEF IN OPPOSITION ─────────────♦───────────── Steven T. Marshall Alabama Attorney General Andrew L. Brasher Alabama Solicitor General Thomas R. Govan, Jr.* James R. Houts Deputy Attorneys General Lauren A. Simpson Assistant Attorney General *Counsel of Record May 25, 2017 Office of the Alabama Attorney General 501 Washington Ave. Montgomery, AL 36130 (334) 242-7300 tgovan@ago.state.al.us EXECUTION SCHEDULED FOR MAY 25, 2017 CAPITAL CASE QUESTION PRESENTED (Rephrased) 1. Should this Court deny Arthur’s petition for writ of certiorari where this Court only recently denied certiorari on his method-ofexecution challenge and his current methodof-execution challenge was dismissed because it was barred under the doctrines of laches and res judicata? ii TABLE OF CONTENTS QUESTION PRESENTED .................................................. I TABLE OF AUTHORITIES .............................................. IV INTRODUCTION ..............................................................1 STATEMENT OF THE CASE .............................................3 A. The facts of Arthur’s crime, trial, and appeals............................................................4 B. Arthur’s unreasonable delay in filing another § 1983 method-of-execution lawsuit raising the same facts and legal theories as his prior Eighth Amendment challenge. ..................................6 REASONS FOR DENYING THE PETITION.............9 I. ARTHUR’S PETITION FAILS TO PRESENT A CERTWORTHY ISSUE. II. CERTIORARI .............................................9 SHOULD BE DENIED BECAUSE THE DISTRICT COURT PROPERLY DISMISSED ARTHUR’S COMPLAINT BASED ON THE DOCTRINE OF LACHES AND HIS INEQUITABLE CONDUCT............................................................. 12 III. CERTIORARI SHOULD BE DENIED BECAUSE THE DISTRICT COURT CORRECTLY DISMISSED ARTHUR’S EIGHTH AMENDMENT CLAIM AS BARRED BY THE DOCTRINE OF RES JUDICATA. ...... 18 iii IV. ALTERNATIVELY, ARTHUR’S CLAIMS ARE MERITLESS. ......................................................... 25 A. Arthur’s Eighth Amendment claim is time-barred and fails to state a claim. ........ 25 B. Arthur’s equal protection claims is meritless. ...................................................... 28 CONCLUSION ............................................................... 30 iv TABLE OF AUTHORITIES Cases Arthur v. Allen, 1:07-cv-342-WS-C (S.D. Ala. Aug. 10, 2007)...................................................4 Arthur v. Allen, 1:07-cv-722-WS-M (S.D. Ala. Nov. 15, 2007)...................................................4 Arthur v. Allen, 248 F.App’x 128 (11th Cir. 2007) .........................................................................4 Arthur v. Comm’r., Ala. Dep’t. of Corrs., 840 F.3d 1268 (11th Cir. 2016).................. 3, 6, 7, 12 Arthur v. Dunn, 137 S. Ct. 725 (2017) ........ 1, 9, 10, 16 Arthur v. King, 500 F.3d 1335 (11th Cir. 2007) ....................................................................... 13 Arthur v. State, 575 So. 2d 1165 (Ala. Crim. App. 1990) .................................................. 4, 5 Arthur v. State, 711 So. 2d 1031 (Ala. Crim. App. 1996) ......................................................5 Arthur v. Thomas, 739 F.3d 611 (11th Cir. 2014) .........................................................................3 Baze v. Rees, 553 U.S. 35 (2008) ....................... passim DeYoung v. Owens, 646 F.3d 1319 (11th Cir. 2011)................................................................ 29 v Ex parte Arthur, 472 So. 2d 665 (Ala. Apr. 5, 1985) .....................................................................5 Ex parte Arthur, 711 So. 2d 1097 (Ala. 1997) .........................................................................5 Glossip v. Gross, 135 S. Ct. 2736 (2015) ........... passim Gomez v. U.S. Dist. Ct. for the N. Dist. of Cal., 503 U.S. 653 (1992) ....................................... 11 Gray v. McAuliffe, No. 3:16-cv-982–HEH, 2017 WL 102970 (E.D. Va. Jan. 10, 2017) ....................................................................... 28 Grayson v. Allen, 491 F.3d 1318 (11th Cir. 2007) ................................................................. 13, 14 Grayson v. Warden, No. 16-17167, 2016 WL 7118393 (11th Cir. Dec. 7, 2016) .................... 27 Hill v. McDonough, 547 U.S. 573 (2006) ........ 1, 11, 12 In re Piper Aircraft Corp., 244 F.3d 1289 (11th Cir. 2001) ...................................................... 18 Jones v. Allen, 485 F.3d 635 (11th Cir. 2007) ................................................................. 13, 16 Ledford v. Comm’r, Ga. Dep’t. of Corrs., No. 17-12167 2017 WL 2104682 (11th Cir. May 15, 2017) ................................................. 15 vi Ledford v. Dozier, No. 16-9179, 2017 WL 2123659 (May 16, 2017) ........................................ 15 Maldonado v. U.S. Atty. Gen., 664 F.3d 1369 (11th Cir. 2011) ............................................. 19 Mann v. Palmer, 713 F.3d 1306 (11th Cir. 2013) ................................................................. 18, 19 McNair v. Allen, 515 F.3d 1168 (11th Cir. 2008) ....................................................................... 25 Rutherford v. McDonough, 466 F.3d 970 (11th Cir. 2006) ...................................................... 13 United States v. Arthur, No. 86-5818, 1987 WL 37871 (6th Cir. June 30, 1987) .........................5 Whole Woman’s Health v. Hellerstedt, 136 S. Ct. 2292 (2016) ............................................ 22, 24 Statutes 42 U.S.C. § 1983 ..........................................................3 INTRODUCTION Thomas Arthur is once again before this Court on the eve of his execution seeking a stay of his eighth scheduled execution date. Despite the fact that this Court only months ago denied certiorari on Arthur’s third § 1983 method-of-execution challenge to Alabama’s lethal injection protocol, his fifth in total, Arthur v. Dunn, No. 16-602, 137 S. Ct. 725 (Feb. 21, 2017), Arthur yet again seeks certiorari from this Court on another § 1983 action challenging the same lethal-injection protocol. Nine days before his scheduled execution date, Arthur concocted another Eighth Amendment claim to Alabama’s lethal injection protocol, and filed his seventh § 1983 action in the Southern District of Alabama. Although the Middle District oversaw Arthur’s fifth § 1983 from 2011–2016 and was intimately familiar with his arguments concerning Alabama’s method of execution, he picked a different venue for this method-of-execution challenge—an act of gamesmanship that the district court below found “smacks of forum-shopping.” Doc. 13 at 2. This Court cannot reach the questions presented by Arthur because his claims are barred from review on procedural and equitable grounds. First, the district court dismissed Arthur’s complaint under the doctrine of laches, properly applying the “equitable power[] to dismiss suits . . . filed too late in the day,” which this Court described in Hill v. McDonough, 547 U.S. 573, 584 (2006). The lower court held that there was “no possible justification” for Arthur’s delay in filing his lawsuit nine days before his execution, particularly given that he could have raised his current iteration of his Eighth Amendment claim in his previous method-of- 2 execution lawsuit, and, therefore, that “Arthur bears sole responsibility for this unreasonable, unnecessary, and inexcusable delay in brining suit.” Doc.13 at 9. Second, Arthur’s claims are barred by res judicata. As the lower courts correctly held, Arthur’s complaint raised the same cause of action as his previous method-of-execution challenge which this Court denied certiorari in February, despite Arthur’s attempt to argue that his current complaint relied on a different legal standard articulated in a concurring opinion in Baze v. Rees, 553 U.S. 35, 96 (2008) (Thomas, J., concurring). Doc. 1 at 3. Because Arthur’s current Eighth Amendment claim could have been raised in his prior method-of-execution challenge, as he relied on a common nucleus of operative facts—allegations concerning prior executions—in both lawsuits, his current complaint is barred by the doctrine of res judicata. The lower courts’ reasoning not only establishes that Arthur’s complaint was properly dismissed but also highlights substantial procedural and vehicle problems requiring that certiorari be denied. Although these problems insulate this case from review, Arthur’s claim is meritless in any event. His claim is fundamentally flawed, as concurring and dissenting opinions are not the relevant constitutional standard in this case; rather, this case is governed by the controlling opinion in Baze and this Court’s opinion in Glossip v. Gross, 135 S. Ct. 2736 (2015). As Arthur readily admits, his complaint alleges no known and available alternative method of execution, a required element under Baze and 3 Glossip. In any event, Arthur alleges no facts that would show that Alabama’s lethal injection protocol was purposely designed to inflict pain and suffering. Thus, the petition should be denied. STATEMENT OF THE CASE This appeal arises from the United States District Court for the Southern District of Alabama’s dismissal of Thomas D. Arthur’s seventh 42 U.S.C. § 1983 action overall, and his fourth § 1983 method-ofexecution challenge aimed at stopping the State of Alabama from executing him using its lethal injection protocol. Doc. 1, Doc. 13 at 1. Arthur’s postconviction litigation history is notorious. Since 2001, Arthur has filed three successive state Rule 32 petitions, attempted a successive federal habeas petitions, two state civil actions, and, including the matter now before this Court, a whopping seven § 1983 complaints, which does not include the § 1983 complaint his daughter filed on his behalf. See Arthur v. Comm’r., Ala. Dep’t. of Corrs., 840 F.3d 1268, 1272–78 (11th Cir. 2016); Arthur v. Thomas, 739 F.3d 611, 612–27 (11th Cir. 2014). Given that Arthur today is facing the eighth setting of his execution for the brutal murder of Troy Wicker, he is well versed in the inequitable art of filing eleventh-hour lawsuits on the eve of his execution dates. As far back as August 2007, Arthur filed a last-minute method-of-execution challenge (his second § 1983), which the district court dismissed on the doctrine of laches “[b]ecause the plaintiff unreasonably delayed in bringing this action,” where Arthur waited until after the State moved to set his execution date. Arthur v. Allen, 4 1:07-cv-342-WS-C, at 7–9 (S.D. Ala. Aug. 10, 2007), Doc. 19, aff’d, Arthur v. Allen, 248 F.App’x 128 (11th Cir. 2007). Three months later, Arthur’s third § 1983 was also dismissed as meritless, previously litigated, and unreasonably late. Arthur v. Allen, 1:07-cv-722WS-M, at 4 (S.D. Ala. Nov. 15, 2007), Doc. 22 (citations and footnotes omitted). Undaunted, Arthur has continued to employ this same tactic of filing to stop his execution. Last November, on the day before his seventh execution date, Arthur filed his sixth § 1983 in the Middle District, then used that new (and frivolous) suit as grounds for an unsuccessful stay request. See Order, Arthur v. Dunn, 2:16-cv-866-WKW (M.D. Ala. Nov. 3, 2016), Doc. 10 (denying temporary restraining order). As shown below, Arthur’s current case is no exception. A. The facts of Arthur’s crime, trial, and appeals. On February 1, 1982, Arthur murdered Troy Wicker by shooting him through the right eye while Troy lay asleep in bed. Arthur v. State, 575 So. 2d 1165, 1168–69 (Ala. Crim. App. 1990). He did so at the request of Judy Wicker, the victim’s wife and Arthur’s paramour, who conspired with her sister and Arthur to kill Troy. Wicker received $90,000 in insurance proceeds, and she paid Arthur before and after the murder for his assistance. Id. at 1167–68. On the morning of the shooting, Arthur left work release—he was then serving time for the 1977 murder of his sister-in-law, Eloise Bray, whom he also shot through the eye—and met Wicker. Ex 5 parte Arthur, 711 So. 2d 1097, 1098 (Ala. 1997); Ex parte Arthur, 472 So. 2d 665, 669 (Ala. Apr. 5, 1985). Arthur disguised himself in blackface, including darkening his skin and donning an Afro wig, then drove with Wicker to her home. He ransacked the house and beat Wicker to stage the scene as a home invasion gone wrong, and he shot Troy, who had been drugged to sleep through the commotion. Arthur, 575 So. 2d at 1168. Arthur was convicted in Colbert County in 1983 and sentenced to death, but the Alabama Supreme Court ordered a new trial due to an evidentiary error. Arthur v. State, 472 So. 2d 650 (Ala. Crim. App. 1984); Ex parte Arthur, 472 So. 2d 665 (Ala. 1985). In 1986, while awaiting retrial, Arthur escaped from the Colbert County Jail by shooting a guard in the neck, then robbed a bank before he was recaptured. See United States v. Arthur, No. 865818, 1987 WL 37871 (6th Cir. June 30, 1987). Arthur was twice retried, both times in Jefferson County. In each case, the jury convicted him of capital murder and recommended that he be sentenced to death—a sentence Arthur requested. Arthur v. State, 575 So. 2d 1165 (Ala. Crim. App. 1990); Arthur v. State, 711 So. 2d 1031, 1087–90 (Ala. Crim. App. 1996); Ex parte Arthur, 711 So. 2d 1097 (Ala. 1997). His conviction was final in 1998, and by 2000, both the federal and state statutes of limitation had expired. 6 B. Arthur’s unreasonable delay in filing another § 1983 method-of-execution lawsuit raising the same facts and legal theories as his prior Eighth Amendment challenge. Arthur filed his current lawsuit on May 16. Doc. 1. But since it adopted lethal injection as its primary method of execution in 2002, Alabama has always employed a three-drug protocol. “From September 11, 2014, until the present, Alabama has used midazolam as the first drug in the series.” Arthur, 840 F.3d at 1274. In January and December 2016, Alabama carried out two executions using this protocol. Despite referencing these executions in pleadings in another case several months ago, Arthur did not file any new lawsuit based on these executions.1 On February 22, 2017, the State of Alabama moved to set Arthur’s execution date. See Notice of Filing, Arthur v. Dunn, No. 2:16-cv-866WKW (M.D. Ala.), Doc. 30. On April 4, the Alabama Supreme Court set Arthur’s execution date for May 25. See Notice of Filing, Arthur v. Dunn, No. 2:16-cv866-WKW (M.D. Ala.), Doc. 31. On the evening of May 16, barely nine days prior to his execution date, Arthur filed the instant complaint, raising an Eighth Amendment claim and an equal protection claim. Doc. 1. This lawsuit came nearly thirty-two months after the ADOC adopted its midazolam protocol, sixteen and five months respectively after Alabama carried out two See Complaint ¶ 14, Arthur v. Dunn, No. 2:16-cv-866-WKW (M.D. Ala. Nov. 2, 2016), Doc. 1; Reply at 3–4, Arthur v. Dunn, No. 2:16-cv-866-WKW (M.D. Ala. Nov. 2, 2016), Doc. 20. 1 7 executions pursuant to this protocol, three months after the State moved to set Arthur’s execution date, and over a month after the Alabama Supreme Court set his execution date. Notably, despite the recent protracted litigation in the Middle District concerning Arthur’s method-of-execution challenge and that court’s familiarity with the ADOC’s protocol, Arthur choose to file his seventh § 1983 in the Southern District, an act that the district court found “smacks of forum-shopping.” Doc. 13 at 2 n. 2. While acknowledging that he had recently been denied relief on an Eighth Amendment claim, Arthur alleged that “[b]ased on its experience with the execution of Ronald Smith, as well as other recent executions in Virginia and Arkansas,” the ADOC protocol was “purposely designed to inflict pain and suffering beyond that necessary to cause death.” Doc. 1 at 14 (citing Baze, 553 U.S. at 96 (Thomas J., concurring)). Although Arthur alleged that his Eighth Amendment claim was different than what he had alleged in his previous lawsuit, a review of his allegations reveals that his current claim stems from the same operative set of facts and legal theories that he presented in his Eighth Amendment claim in his prior method-of-execution challenge. Arthur filed his prior § 1983, which challenged the ADOC’s lethal-injection protocol, in June 2011. Arthur, 840 F.3d at 1275. This lawsuit spurred over five years of litigation, involved “lengthy discovery,” and culminated in “a two-day trial,” after which the district court “entered two comprehensive orders denying Arthur § 1983 relief.” Id. at 1272. While the lawsuit began as a challenge to the ADOC’s use 8 of pentobarbital as the first drug in its protocol, after pentobarbital became unavailable to the ADOC, he responded by amending his complaint to allege, among other things, that the ADOC’s use of midazolam as the first drug in its protocol was cruel and unusual. Id. at 1276. As in his prior challenge, Arthur now alleges that midazolam is a sedative that is “primarily used for treating anxiety,” is “not approved for use as a standalone general anesthetic,” and is subject to a “ceiling effect.” Compare Doc. 1 ¶¶ 25–26 with Third Amended Complaint ¶¶91, 94, 96, Arthur v. Dunn, No. 2:11-cv-438-WKW (M.D. Ala. Oct. 13, 2015), Doc. 267 (hereinafter “Doc. 267”) (alleging that midazolam was from “a family of drugs used to treat anxiety,” “is not used clinically as a stand-alone anesthetic,” and “will be subject to a ‘ceiling effect.’”). And as in his prior lawsuit, Arthur cites news reports of four executions in which he contends inmates had difficulty breathing, made movements, coughed, and gasped—here, the December 2016 execution of Ronald Smith, the January 2017 execution of Virginia inmate Ricky Gray, and the April 2017 executions of Arkansas inmates Jack Jones and Kenneth Williams. Compare Doc. 1 ¶¶ 37–42 with Doc. 267 ¶¶ 103–07 (citing to the October 2013 execution of Florida inmate William Happ, the January 2014 execution of Ohio inmate Dennis McGuire, the April 2014 execution of Clayton Lockett, and the July 2014 execution of Joseph Wood, alleging that they “made an unusual number of body movements,” “struggled,” “gasped for air and choked.”). Almost as an “afterthought,” Arthur also raised an equal protection claim, contending that the 9 ADOC deviated from its protocol by administering the second and third drugs in the protocol despite the fact that, according to Arthur Smith was not insensate. Doc. 13 at 11 n. 10. On May 18, the district court dismissed Arthur’s complaint sua sponte “on the separate and independent grounds of res judicata and the special equitable principles governing eleventh-hour method-of-execution challenges brought by deathrow inmates.” Doc. 13 at 11. The Eleventh Circuit affirmed on May 25 with no dissents. REASONS FOR DENYING THE PETITION I. ARTHUR’S PETITION FAILS TO PRESENT A CERTWORTHY ISSUE. Although Arthur is scheduled for execution, his case is not extraordinary. In fact, his case is fraught with issues that make it a particularly bad case to consider for certiorari review. First and foremost, this Court denied certiorari on Arthur’s § 1983 method-of-execution challenge to Alabama’s midazolam protocol barely three months ago. Arthur v. Dunn, No. 16-602, 137 S. Ct. 725 (Feb. 21, 2017). Arthur’s attempt to resurrect the same substantive claims in his most recent methodof-execution challenge is simply an improper attempt to yet again delay his sentence. Arthur contends his current complaint is different because he now includes allegations from the December 2016 execution of Ronald Smith.2 But this Court was The State vehemently disputes Arthur’s allegations that Smith’s execution was botched, that Smith was conscious after 2 10 aware of those factual allegations when it denied certiorari. See Arthur, 137 S. Ct. at 733 (Sotomayor, J., dissenting) (referencing Smith execution). Yet again, Arthur seeks review of the three-drug lethal injection protocol this Court upheld as constitutional in Glossip. Thus, thus there is no compelling reason for this Court to grant certiorari. Second, the disposition of Arthur’s case below on the grounds of laches and res judicata bars certiorari review, as the district court did not address the merits of Arthur’s complaint. See Doc. 13 at 9 n.9. Thus, this Court cannot reach the merits of the question presented, and this Court should not grant certiorari where it was unnecessary for the lower courts to address the merits in the first instance. Indeed, Arthur fails to identify any split of authority of the lower courts’ application of the doctrines of laches and res judicata that this Court could resolve. Moreover, the question presented is a fact-bound issue limited to the unique facts of Arthur’s case. The disposition of the case below centered on facts that apply only to Arthur, namely his delay in filing his current method-of-execution challenge, particularly in relation to his prior litigation history concerning method-of-execution challenges. Doc. 13 the consciousness assessments were conducted, and that Smith suffered any pain. Arthur’s allegations come from one witness– one of Smith’s attorneys who continues to represent Smith’s coplaintiffs in litigation–and the State has not yet had an opportunity to refute these exaggerated claims. But it is not necessary to resolve that dispute here because Arthur is not entitled to certiorari as his complaint was properly dismissed on the separate and independent grounds of laches and res judicata. Doc. 13. 11 at 1–3. Further, the disposition of Arthur’s case centered on an analysis of the factual allegations in his complaint which demonstrated that his current complaint was the “same cause of action” as his prior method-of-execution challenge and thus, was barred by res judicata. Id. at 5-6. Neither of these issues, limited to the facts of Arthur’s case, merits certiorari review. Finally, another reason that there is no basis for certiorari review is Arthur’s clear-cut litigation history which demonstrates that he is using § 1983 actions as a means to thwart and delay his sentence. This Court has noted “the State's strong interest in enforcing its criminal judgments without undue interference from the federal courts,” and has stated that “federal courts can and should protect States from dilatory or speculative suits.” Hill, 547 U.S. at 584-85. This Court has also noted the inequity of inmates facing execution using multiple federal actions to cause delay, and that such inequitable conduct precludes a review on the merits. See Gomez v. U.S. Dist. Ct. for the N. Dist. of Cal., 503 U.S. 653 (1992) (noting that inmate’s four prior federal habeas petitions were an “obvious attempt” to avoid application of a bar to his claims). In Gomez, this Court held that “[w]hether [the inmate’s] claim is framed as a habeas petition or as a § 1983 action,” the Court held that it “would not consider it on the merits” after taking “into consideration the State's strong interest in proceeding with its judgment and Harris’ obvious attempt at manipulation.”). Id. at 653-54 (“There is no good reason for this abusive delay, which has been compounded by last-minute attempts to manipulate the judicial process.”). 12 In similar fashion, Arthur has filed seven § 1983 lawsuits, four of which challenged Alabama’s method of execution. Through these actions, “[f]or years, Arthur challenged the prior drugs used in Alabama’s lethal-injection protocol, and when those drugs became unavailable, he challenged Alabama’s current midazolam protocol. Arthur, 840 F.3d at 1273. Arthur’s last method-of-execution challenge to Alabama’s protocol was denied on the merits, and certiorari was denied. His most recent complaint, filed barely nine days before his execution, is an “obvious attempt” to avoid the fact that his previous claim was denied on the merits, as well as to avoid the governing standard of Baze and Glossip. There is no good reason for this delay or tactics and these reasons alone are sufficient to deny certiorari. II. CERTIORARI SHOULD BE DENIED BECAUSE THE DISTRICT COURT PROPERLY DISMISSED ARTHUR’S COMPLAINT BASED ON THE DOCTRINE OF LACHES AND HIS INEQUITABLE CONDUCT. This Court has held that courts must “be sensitive to the State's strong interest in enforcing its criminal judgments without undue interference from the federal courts.” Hill, 547 U.S. at 584 (noting that “a number of federal courts have invoked their equitable powers to dismiss suits they saw as speculative or filed too late in the day.”). The Court recognized the “significant” problem created by raising last-minute method-of-execution challenges and has held that “federal courts can and should protect States from dilatory or speculative suits[.]” Id. at 585. 13 In compliance with Hill, the Eleventh Circuit properly affirmed the district court’s dismissal of the complaint “because of Arthur’s unnecessary and unreasonable delay in filing his Complaint.” Doc. 13 at 9. As the Eleventh Circuit correctly held, the district court carefully adhered to long-standing circuit precedent applying this Court’s guidance in Hill. Op. at 16-17 (citing Arthur v. King, 500 F.3d 1335, 1341 (11th Cir. 2007) (“In considering the dismissal of a § 1983 challenge, courts are to apply equitable principles which mandate dismissal when the plaintiff ‘delayed unnecessarily in bringing the claim, . . . knowing full well that the discovery, evidentiary hearing, and decision on the merits that he demands could not possibly be accomplished’ within the short period of time between filing and the scheduled execution date.”) (quoting Rutherford v. McDonough, 466 F.3d 970, 974 (11th Cir. 2006)); see also Grayson v. Allen, 491 F.3d 1318 (11th Cir. 2007); Jones v. Allen, 485 F.3d 635 (11th Cir. 2007). Incredibly, Arthur waited until May 16—nine days before his execution—to file his complaint. Noting that “Arthur’s last § 1983 method-ofexecution challenge took five years to resolve,” the district court held that Arthur “needlessly placed this Court, the appellate courts, and the State in a terrible bind,” and that “Arthur bears sole responsibility for this unreasonable, unnecessary and inexcusable delay in bringing this suit[.]” Doc. 13 at 7, 9. As the district court noted, “either the entire case (from the filing of the Complaint through final judgment and all associated appeals) will need to be completed in eight days on an emergency/expedited basis, or his execution date will 14 need to be stayed[.]” Doc. 13 at 7; see also Grayson, 491 F.3d at 1326 (“If Grayson truly had intended to challenge Alabama's lethal injection protocol, he would not have deliberately waited to file suit until a decision on the merits would be impossible without entry of a stay or an expedited litigation schedule.”). Further, as the district court correctly noted, nothing prevented Arthur from raising his current Eighth Amendment claim in his previous §1983 as the basis for his claim was “known and available to him long before now.” Doc. 13 at 7. Arthur is aware that Alabama has employed its current lethalinjection protocol since 2014. Id. at 7 n.6. As the district court noted, Arthur’s current claim is based on what he contends is “the State’s intent to execute Mr. Arthur using a method the State knows will cause pain.” Id. at 6 n.6 (citing Doc. 1 ¶1). In support, Arthur’s complaint relies on a concurring opinion from the 2008 decision in Baze. Doc. 1 ¶7 (citing Baze, 553 U.S. at 96 (Thomas, J., concurring)). But there is no reason that Arthur could not have also made this legal argument “as part and parcel of his previous § 1983 method-of-execution lawsuit in the Middle District of Alabama from 2011 through 2016.” Doc. 13 at 9. Indeed, the factual allegations for this claim were also available to Arthur long ago. His contention that the ADOC had “actual knowledge” that its protocol will cause pain, based on what alleges were “botched” executions in Alabama and Arkansas, Doc. 1 ¶7, could have just as easily been raised in his prior lawsuit, where he also alleged that the use of midazolam would cause pain based on alleged “botched” executions. See Doc. 267 ¶¶ 102–07. 15 Moreover, as the district court correctly noted, Arthur had grounds to argue that the State had “knowledge” about its protocol “at the absolute latest” from the Christopher Brooks execution in January 16. Doc. 13 at 7 n.6. Any argument from Arthur that he could not have raised such a claim by that point is simply disingenuous, as Arthur specifically referenced the Brooks execution in a lawsuit he filed on November 2, 2016, one day prior to his most recent execution date, where he asserted that “Mr. Brooks exhibited body movements indicating that he was not adequately anesthetized[,.]” See Complaint ¶ 14, Arthur v. Dunn, No. 2:16-CV-866-WKW (M.D. Ala. Nov. 2, 2016), Doc. 1. Further, even if Arthur were right in arguing that his claim arose after the December 2016 Smith execution (which he is not), he still unreasonably delayed. Arthur could have filed this § 1983 complaint before the end of that year. Instead, he waited until nine days before his execution date, a delay almost identical to the situation in Ledford, where the inmate waited until five days before his execution to file. Ledford v. Comm’r, Ga. Dep’t. of Corrs., No. 17-12167 2017 WL 2104682, at *6 (11th Cir. May 15, 2017), cert denied Ledford v. Dozier, No. 16-9179, 2017 WL 2123659 (May 16, 2017). To be sure, Arthur is in an even worse position than the inmate in Ledford, as his history of delay and eleventh-hour tactics magnifies his inequitable conduct here. Having failed to offer any real justification as to why he could not have brought this § 1983 action at an earlier time, Arthur’s dilatory filing “‘leaves little doubt that the real purpose behind his claim is to seek a delay of his execution, 16 not merely to effect an alteration of the manner in which it is carried out.’” Jones, 485 F.3d at 640 (citation omitted). Arthur’s attempt to suggest reasons for his delay was correctly rejected by the Eleventh Circuit and further highlights that he unreasonable delayed. Arthur suggests that at the time of Smith’s execution in December 2016, he was subject to a stay of execution from this Court while it considered his petition for writ of certiorari. This contention is both inconsistent and meritless. If Arthur’s Eighth Amendment claim truly was a “new theory,” as he suggests, then his cert petition concerning his prior § 1983 action should have been no impediment to filing his lawsuit. Moreover, the fact that Arthur now contends that he strategically choose to pursue a certain avenue for relief, instead of pursuing the claim he now presses, confirms that he unreasonably delayed. In any event, this Court denied certiorari in that case on February 21, Arthur v. Dunn, 137 S. Ct. 725 (2017), yet Arthur unreasonably waited nearly three months to file this lawsuit. Nor does the fact that Arthur choose to file a petition for rehearing in that case serve to excuse his delay, as the grounds on which he sought rehearing—the standard for proving an alternative method of execution under Glossip— is, in Arthur’s view not implicated here because he contends that he does not need to plead an alternative in his current complaint. Doc. 1 at 3. Indeed, Arthur’s attempt to invoke a circuit split as excuse for his delay it utterly meritless. The issues Arthur discusses from those cases, concerning alternative methods of execution, are not even implicated here because Arthur contends that he 17 does not need to plead and prove an alternative method. Moreover, the Sixth Circuit panel’s decision was vacated pending rehearing en banc, In Re: Ohio Execution Protocol, No. 17-3076, 2017 WL 1457946 (6th Cir. April 25, 2017), and the Eighth Circuit largely agreed with the Eleventh Circuit. See McGehee v. Hutchison, 854 F.3d 488, 493 (8th Cir. 2017) (“we concur with the Eleventh Circuit that the State must have access to the alternative and be able to carry out the alternative method relatively easily and reasonably quickly.”). These invented reasons do not justify Arthur’s delay. Further, Arthur’s contention that he was diligent because he unsuccessfully pursued a state law open records request for records pertaining to Smith’s execution is equally unavailing. Filing a state lawsuit pertaining to a state open records act has no bearing on whether Arthur diligently pursued a claimed violation of federal law in a § 1983 action, and Arthur has offered no conceivable reason why he could not have filed his current complaint concurrently with or even before his state open records request, or why his current lawsuit was dependent on the state request. Indeed, he ultimately filed his untimely complaint without being successful in his state lawsuit. His complaint raised factual allegations about the Smith execution based on an affidavit that was executed over five months ago on December 13, 2016—clearly, Arthur did not need the documents he sought in state court to file his federal lawsuit. See Doc. 1-1 at 3. There is simply no reason that Arthur could not have raised this challenge long ago. Because the Eleventh Circuit was correct in holding that Arthur’s complaint was 18 barred based on his unreasonable delay, certiorari should be denied. III. CERTIORARI DISTRICT SHOULD BE DENIED BECAUSE THE COURT CORRECTLY ARTHUR’S EIGHTH AMENDMENT DISMISSED CLAIM AS BARRED BY THE DOCTRINE OF RES JUDICATA. Arthur’s Eighth Amendment claim is barred by res judicata, based on his unsuccessful litigation in the Middle District of Alabama, which ended last year (the fifth § 1983). In that prior litigation, Arthur challenged Alabama’s lethal injection protocol on both Eighth Amendment and Equal Protection grounds. Thus, res judicata acts as a bar to the present complaint. “[A] party seeking to invoke the doctrine [of res judicata] must establish its propriety by satisfying four initial elements: (1) the prior decision must have been rendered by a court of competent jurisdiction; (2) there must have been a final judgment on the merits; (3) both cases must involve the same parties or their privies; and (4) both cases must involve the same causes of action.” Mann v. Palmer, 713 F.3d 1306, 1311 (11th Cir. 2013) (quoting In re Piper Aircraft Corp., 244 F.3d 1289, 1296 (11th Cir. 2001)). Once these factors are established, a court must determine whether the claim could have been raised in the prior action. If the claim could have been raised in the earlier action, res judicata applies. Id. Here, the district court correctly held that there was no reasonable dispute that the first three elements of res judicata were satisfied. Doc. 13 at 3. Not even Arthur, with his storied history of abusive 19 litigation tactics, disputes that finding. As such, the pivotal question is whether Arthur’s present complaint presents the same causes of action as his complaint in the fifth § 1983. “In determining whether the two causes of action are the same, a court must compare the substance of the actions, not their form.” Mann, 713 F.3d at 1311. As the district court noted, res judicata “extends beyond the precise claims litigated in the prior action, and ‘bars the parties to a prior action from re-litigating a cause of action that was or could have been raised in that action.” Doc. 13 at 4 (emphasis in original) (citing Maldonado v. U.S. Atty. Gen., 664 F.3d 1369, 1377 (11th Cir. 2011)). The district court held that Arthur presented the same cause of action in his current complaint as he did in his prior method-of-execution challenge, rejecting Arthur’s attempt to differentiate his current complaint by the fact that he referenced the December 2016 execution of Ronald Smith. Doc. 13 at 4–6. The court held that “[t]he fundamental defect in [Arthur’s] attempt to circumvent the preclusive effects of res judicata is that there is nothing new or different about these ‘new’ factual allegations.” Doc. 13 at 5. The court correctly noted that Arthur and other inmates had long been filing pleadings in method-of-execution challenges based on purported “botched executions” and that his current allegations were “simply more of the same.” Id. The district court’s findings were correct, and a comparison of Arthur’s present causes of action to those in his fifth § 1983 in the Middle District 20 establishes that the substance of Arthur’s previous action is the same as that now presented to this Court. In the prior litigation, as here, Arthur alleges that the ADOC intended to violate his right to be free from cruel and unusual punishment under the Eighth Amendment. Compare Doc. 267 at 4 with Doc. 1 at 1. At a minimum, the only difference between Arthur’s Eighth Amendment cause of action in the fifth § 1983 and the present case is that Arthur has slightly changed his accusation from being that the State was ignoring a “high likelihood that [Arthur] will experience pain and suffering,” Doc. 267 at 28, to being that the State is deliberately using a method it knows to cause pain and suffering. Doc. 1 at 2. For all intents and purposes, Arthur’s prior allegation that Alabama officials were ignoring “an objectively intolerable risk that Mr. Arthur will not be adequately anesthetized before the second and third lethal injection drugs have been administered,” Doc. 267 at 33, is equivalent to his present allegation that Alabama’s conduct is “intentional” because it ignores “botched” executions. Doc. 1 at 2. While it may be true that the Smith execution and other executions in Arkansas occurred after the conclusion of Arthur’s fifth § 1983, it does not alter the nature of his claim. As the district court correctly noted, Arthur’s previous method-ofexecution challenge was based on his allegation that “[f]our recent executions demonstrate that when used as the first drug in a lethal injection, midazolam will fail to anesthetize the inmate.” Doc. 13 at 5 (citing Doc. 267 at 34). In that prior litigation, Arthur sought to use the executions of Florida inmate William Happ, Ohio inmate Dennis McGuire, 21 Oklahoma inmate Clayton Locket, and Arizona inmate Joseph Wood as evidence that the use of midazolam is unconstitutional in a multi-drug lethalinjection protocol. Doc. 267 at 34. Arthur pleaded in the prior litigation that “as recent executions involving midazolam confirm, there is a high likelihood that midazolam will wear off before the second and third lethal injection drugs have been completely administered.” Doc. 267 at 30. The fifth § 1983 clearly challenged Alabama’s “proposed use of a three-drug protocol that has been shown to cause severe harm.” Doc. 267 at 38. There, as here, Arthur’s theory was that Alabama was ignoring evidence from other executions. As a result of this evidence, Arthur alleged that Alabama was intentionally acting under color of state law to execute him through the use of an insufficient, improperly designed and improperly administered procedure for inducing and maintaining loss of consciousness and loss of sensation, along with the use of chemicals that cause severe pain. Doc. 267 at 51. Arthur even alleged that the State would undertake these efforts while using chemicals “specifically and for no other purpose than to mask” his severe pain. Doc. 267 at 51. Thus, in both causes of action, Arthur alleged that Alabama intended to execute him using a protocol that it (in his opinion) knew would result in the infliction of pain and suffering. Further, the following comparison of allegations contained in Arthur’s complaints demonstrates that Arthur presents the same Eighth Amendment claim to this Court that he presented in the fifth § 1983: 22 • Midazolam is a sedative that is part of the family of drugs called benzodiazepines, which are primarily used for treating anxiety. It is not approved for use as a stand-alone anesthetic. Compare Doc. 267 at 26, 29 with Doc. 1 at 7. • Midazolam is subject to a “ceiling effect,” meaning there is a level after which no additional dose of midazolam will have any impact on the inmate. Compare Doc. 267 at 30, with Doc. 1 at 7. • Alabama’s protocol creates a risk that if the inmate is not sufficiently anesthetized, he will experience excruciating pain that he is unable to communicate due to paralysis. Compare Doc. 267 at 27, 29, with Doc. 1 at 8.. Accordingly, Arthur’s contention that he could not have raised his new lawsuit earlier because it is premised on the December 2016 Smith execution, is meritless. Arthur’s allegations concerning the Smith execution and the other executions “are of similar substance and tenor as those set forth in the pleadings in his prior method-of-execution lawsuit in the Middle District of Alabama.” Doc. 13 at 5. Indeed, under Arthur’s theory, the doctrine of res judicata would be rendered meaningless, as there would likely always be an execution that would occur after a method-of-execution challenge was resolved, regardless of how many allegations concerning “botched” executions were raised in the prior lawsuit. Arthur’s reliance on Whole Woman’s Health v. Hellerstedt, 136 S. Ct. 2292 (2016) is misplaced, as that case is wholly distinguishable. In Hellerstedt, the plaintiffs’ previous challenge involved a facial 23 challenge seeking to invalidate a state law admitting-privileges provision for abortion providers. Id. at 2300, 2305. But the plaintiffs’ current lawsuit involved an as-applied challenge relating to specific physicians at two specific clinics in two separate towns, and thus, this Court held that the two lawsuits did not involve “the very same claim.” Id. at 2301, 2305. In contrast, Arthur’s current method-ofexecution challenge involved “the very same claim” as his prior method-of-execution challenge. They allege the same cause of action and seek the same relief. Both lawsuits assert identical causes of action—namely, that the ADOC’s midazolam protocol violated the Eighth Amendment through: “(i) the use of an insufficient[,] improperly designed [and improperly administered] procedure for inducing and maintaining loss of consciousness and loss of sensation prior to execution, and (ii) the use of chemicals that cause severe pain in the process of causing death, in conjunction with chemicals used specifically and for no other purpose than to mask that severe pain[.]” Compare Doc. 1 ¶49 with Doc. 267 ¶155. Both lawsuits sought identical relief: to “[e]njoin Defendants from executing Mr. Arthur with inadequate anesthesia and execution procedures that violate Mr. Arthur’s right to be free from cruel and unusual punishment under the Eighth Amendment[.]” Compare Doc. 1 at 17 with Doc. 267 at 52. 24 Moreover, Arthur’s latest complaint does not present “new material facts” or “changed circumstances” as was the case in Hellerstedt, 136 S. Ct. at 2306. As the district court correctly found, “Arthur and other inmates have long been filing pleadings in § 1983 method-of-execution challenges citing factual allegations relating to ‘botched executions’ where midazolam has purportedly not had the anticipated or expected anesthetic effect of rendering an inmate unconscious.” Doc. 13 at 5. Indeed, the district court meticulously detailed Arthur’s complaint from his prior method-ofexecution challenge in which he alleged four executions using midazolam failed to adequately anesthetize the inmate because the inmate’s “made an unusual number of body movements,” and “began to writhe and gasp,”—similar to the allegations Arthur raises in his current complaint. Id. The fact that Arthur’s current complaint makes allegations concerning the Smith execution in December 2016 does not change this result, as such allegations “are simply more of the same, a continuation of substantially similar factual allegations set forth in his pleadings in his previous Eighth Amendment challenge to Alabama’s method of execution.” Id. Arthur has simply updated his factual allegations in reviving an old claim for which he was unsuccessful in obtaining relief. 25 IV. ALTERNATIVELY, MERITLESS. ARTHUR’S CLAIMS ARE A. Arthur’s Eighth Amendment claim is time-barred and fails to state a claim. Given the procedural grounds precluding certiorari review, this Court cannot reach the merits of Arthur’s case. But even if it could, certiorari should be denied because Arthur’s Eighth Amendment claim is meritless. First, Arthur’s claim is barred by the statute of limitations. It is well-settled that “a method of execution claim accrues on the later of the date on which state review is complete, or the date on which the capital litigant becomes subject to a new or substantially changed execution protocol.” McNair v. Allen, 515 F.3d 1168, 1174 (11th Cir. 2008). The statute of limitations in Alabama is two years. Id. at 1173. Because his state review became final in 1998, “absent a significant change in the state’s execution protocol,” Arthur was required to file his Eighth Amendment claim by July 31, 2004—two years after Alabama switched to lethal injection as its method of execution. Id. at 1777. He failed to meet this deadline. Arthur suggests that his complaint was timely because he did not learn about the operative facts until December 8, 2016, when Smith was executed. Doc. 6 at 15. Arthur may attempt to whitewash the true nature of his claims, but the fact remains that his latest Eighth Amendment claim is simply another challenge the ADOC’s method of execution 26 which he could have challenged since 2002. As the district court correctly noted, “there is nothing new or different about these ‘new’ factual allegations.” Doc. 13 at 5. As noted above, the allegations in Arthur’s complaint are similar to what he alleged in his fifth § 1983 action in the Middle District. Finally, it is clear that Arthur’s Eighth Amendment claim is focused on challenging the ADOC’s midazolam protocol. Doc. 1 at 2. As the district court correctly noted, the “‘method’ in question has been the State of Alabama’s announced protocol for conducting executions since 2014.” Doc. 13 at 7 n.6. At the very least, Arthur’s claim accrued in September 2014, “[y]et Arthur inexplicably waited until mid-May 2017 to unveil this legal theory to the courts for the first time.” Id. Without question, even assuming the most generous accrual date for Arthur of September 2014, his complaint was filed outside of the two-year statute of limitations period, and is thus, time barred on the face of the complaint. Second, Arthur’s claim is meritless. Arthur’s Eighth Amendment claim fails to state a legal claim for relief because be he ignores the controlling standard under Baze and Glossip. Instead, in a ruse to avoid the requirements under Baze and Glossip to plead and prove a known and available alternative, Arthur contends that the ADOC’s execution protocol violates the Eighth Amendment because it will result in an “intentional infliction of gratuitous pain,” citing Justice Thomas’s concurring opinion in Baze, 553 U.S. at 102. Doc. 1 ¶7. But the concurring opinion in Baze is not the relevant constitutional standard; the controlling opinion in Baze, and this Court’s 27 subsequent opinion in Glossip is. As the district court correctly noted, Arthur’s theory is “devoid of legal support,” and “appears to fly in the face of the Glossip/Baze line of authorities.” Doc. 13 at 9 n.9. Indeed, the concurring opinion noted in Baze that the plurality opinion set the “governing standard.” Baze, 553 U.S. at 94 (Thomas, J., concurring). Arthur’s attempt to circumvent Baze and Glossip renders his complaint meritless and forecloses injunctive relief. Even if Arthur were right on his purported legal standard, his claim is meritless because he failed to assert any factual allegations that plausibly show that the ADOC’s “planned use of its protocol evinces intent to inflict pain on Mr. Arthur.” Doc. 6 at 3. Alabama is using the same protocol considered and approved by this Court in Glossip. The reason the ADOC adopted this protocol in the first place was not because of some bad faith intent to inflict pain, but because sodium thiopental and pentobarbital, the drugs previously used in the protocol, are unavailable to the ADOC. See Grayson v. Warden, No. 16-17167, 2016 WL 7118393, at *6 (11th Cir. Dec. 7, 2016) (“As this Court has noted many times, and the Supreme Court reiterated in Glossip, both pentobarbital and sodium thiopental are unavailable for use in executions as a result of the advocacy of death penalty opponents. If that were not the case, this litigation would not be before us today.” (citations omitted)). Moreover, Arthur has raised no factual allegations even remotely suggesting that the purpose of the ADOC’s protocol is to “intensify[] a death sentence,” or that the protocol was purposely designed to inflict pain and suffering beyond that 28 necessary to cause death.” Baze, 553 U.S. at 95-96 (Thomas, J., concurring). In any event, Baze and Glossip control. Arthur does not dispute that his complaint is devoid of a “known and available alternative” method of execution that is “feasible, readily implemented, and in fact significantly reduce[s] a substantial risk of severe pain.” Glossip, 135 S. Ct. at 2737. Thus, having failed to plead an essential element of his method-of-execution claim, he has failed to state a plausible Eighth Amendment claim.3 B. Arthur’s equal protection claims is meritless. Arthur’s equal protection claim also fails to state a plausible claim. To state an equal protection claim, Arthur must show (1) “that the State will treat him disparately from other similarly situated persons,” and (2) that the disparate treatment burdens a fundamental right, targets a suspect class, or “is not rationally related to a legitimate government interest.” DeYoung v. Owens, 646 F.3d 1319, 1327– 3 Arthur also failed to allege facts that would show that the protocol is “sure or very likely to cause serious illness and needless suffering,” and gives rise to “sufficiently imminent dangers.” Glossip, 135 S. Ct. at 2737. Much of Arthur’s complaint centers on his allegations concerning the Smith execution. As noted above, the State disputes Arthur’s version of events. Regardless, even accepted as true, Arthur’s allegations that Smith “struggled for breath, heaved, coughed, and clenched his fist, without more, falls far short of showing that midazolam ‘is sure or very likely to cause serious illness and needless suffering.’” Gray v. McAuliffe, No. 3:16-cv-982– HEH, 2017 WL 102970, at *12 (E.D. Va. Jan. 10, 2017) (citing Glossip, 135 S. Ct. at 2737). 29 28 (11th Cir. 2011). But Arthur has not alleged plausible facts that he will be treated differently. First, his claim is utterly speculative. Even assuming his allegations as true, Arthur does not allege that the ADOC consistently deviates from Alabama’s lethal injection protocol, or even that they did so on more than one occasion. Rather, Arthur’s equal protection claim stems solely from his allegation concerning the Smith execution. Arthur has failed to present any evidence or authority that a single deviation from Alabama protocol in a single execution would burden his fundamental rights. Second, his own allegations refute the notion that he will be treated differently from other inmates. As the district court correctly noted, the premise of Arthur’s purported claim is that the ADOC deviated from its protocol by administering the second and third drugs despite the fact that Smith was allegedly still conscious after the consciousness assessment. Doc. 13 at 11 n.10. But “Arthur concedes in the same pleading that, following the Smith execution, defendant Dunn stated, “[W]e do know we followed our protocol. We are absolutely convinced of that.” Id. (citing Doc. 1 ¶ 39). Thus, “Arthur does not identify any facts raising a plausible inference that he will be treated any differently than any other Alabama death row inmate facing execution in the future.” Id. 30 CONCLUSION Wherefore, for the foregoing reasons, Respondents respectfully request that this Court deny Arthur’s petition for writ of certiorari. Respectfully submitted, Steven T. Marshall Alabama Attorney General Andrew L. Brasher Alabama Solicitor General Thomas R. Govan, Jr.* James R. Houts Alabama Deputy Attorneys General Lauren A. Simpson Alabama Assistant Attorney General Attorney of Record*