or LOUISVILLE BOARD or TRUSTEES CONFLICT or INTEREST YEAR 7/1/2016 6/30/2017 Organization UNIVERSITY OF Name ofindiv' ual ?7 ld?sCleI 1. Other than an employment relationship, do you or a family member conduct business with the UofL? Business transactions include, but are not limited to contracts of sale, lease, license and performance of services, whether initiated during the Uofi. tax year or ongoing from a prior year. Business transactions also inciude joint ventures in which either the pro?ts or capital interest of the UofL and of the interested person exceeds 10%. if "Yes," describe your business transaction(s) with the UofL: 2. Do you or a family member own 35% of an entity (C?corporation, S-corporation, Partnership, LLC or other entity typels), directly or indirectly, that condUCts business with the UofL? describe your business transactionls) with the UofL: Page 1 of 4 ties/Lo [21? ?1 21? 3. Do you or a family member, in combination with other "interested person(s)? own 35% of an BK entity (C?corporation, chorporation, Partnership, LLC or other entity type), directly or indirectiy, that conducts business with the UofL? - if ?Yes,? describe your business transactionis) with the UofL: 4, Do you or a family member, serve as an of?cer, director, trustee, or key employee or an entity [3 if that does business with the UofL? if ?Yes,? describe your business transaction(s) with the UofL: 5. Do you or a famiiy member serve as a partner, member, or shareholder of an entity (with ownership interest in excess of 5% of a partnership or professionai corporation) that conducts business with the UofL? . If "Yes,? describe your business transaction(s) withthe UofL: . Page 2 of 4 6. Did a family member receive a compensation payment in excess of $10,000 from the UofL? if "Yes," explain: 7. Did you or a family member receive grants or other assistance, including provision of goods, services, or use of facilities from the UofL? Grants include scholarships, fellowships, internships, prizes, and awards. 0 if "Yes," explain: 8. Do you have 35% control in an entity that received grants or other assistance, including provision of goods, services, or use of facilities from the UofL? - If "Yes," explain: 9. Do you have any loans to or from the UofL? If "Yes," explain. Page 3 of 4 (D In like YE 10. Are you aware of any excess bene?t transactions to report? An excess bene?t transaction is where the UofL directly or indirectly provided an economic benefit where the value of the bene?t exceeds the value of the consideration received by the UofL; - if "Yes," explain. Business and Family Relationships with Interested Persons 11. Do you have a family or business relationship with any other officer, director, trustee, or key employee of the UofL? For each family and business relationship, identify the persons and indicate family or business relationship. Page 4 of 4