comma or INTEREST quasnommne
- FISCAL YEAR mama 5/30/2917

Printed Name: John H. Schuatfer

 

Check all covered companies:
and note average hours spent
Organization par week


Uo?. Foundation 

UofL HousinngI-l) i


University Inc.
(U HI)



The. Nucleus Real.
Properties, Inc. (TNRP)


Uofl. Real Estate
Foundatlun, Inc. (ULREF)


Pediatric Medical Office
. 


Louisville M?dical
Cen ter Development
Carp-oration CDC)

Other Entit?s): 

 

Page 1 of 3

Average
hours per
week:

1

.

 



 

 

 

ULF-OO7324

 

 

commcr or: oussnonnmer.
FISCAL Venn nit/2016 .. 6/30/2017

. Printed Name; John H. Schooner

 

When used below, the term ?affiliated persons? include the following:
ii) your spouse, domestic partner, child, mother, father, brother or 
sister; (ii) any corporation ororganization of which you are a board
member, an officer, a partner, participate in management or are
employed by, or- are directly or indirectly, a debt holder or the
beneficial owner of any class of equity securities; and any trust or-
other estate in which you have a substantial beneficial interest or as to 
which you serve as a trustee or in a similar capacity.

When uSed below, the term "business transactions" include, but are. not
limited to, contracts of sale, lease, license and performance of services,
whether initiated during a Covered Company?s tax year or ongoing from
a prior velar. Business transactions also include joint ventures'in which
either the profits or capital interest of the organization and of the
interested person exceeds 10%.

Business Transactions with Organization

1) Do you or an af?liated person condoct business With an
organization? -

if "i?es, describe your business transactioni'si with the organization
and, specify which one if you checked multiple organizationis) above:

Pursuant to an agreement with the University of Louisviile dated May 16, 1996
(and as subsequently amended on and 3f4!16), Mr. Schnatter made

a contribution to the University of Louisville Foundation-of $671,979 on December '12, 

2016 and has one remaining installment due of $400,000 due in 2017.

2) Do you or an affiliated person own 35% of an entity {C-?corporation,
s?corporation, Partnership, LLC or other entity type), directly or
indirectly, that cohduCts business with an organization?

if "'Yesg? describe your business trans-ac'tionls) with the organization
and, specify which one if you rcheoiced multiple lorganizationis) above:-

Page 2 of 5.

 

LES.

its

 

 

 

 

ULF-OO7325

 

mm

 

 

 

CONFLICT OF INTEREST QUESTIONNAIRE
FISCAL YEAR ?1/2016 - Gian/2017

Printed Name; John H. S_Chnatter

 

3) Do you or an affiliated person, in combination with other affiliated
personls)? own 3596 Otto: entity {it-corporation, S?corporation,
Partnership, LLC or other entity type), directly or indirectly, that
condonts bosiness with an organization?

. if "Yes," describe your business transactionm'with the organization
and, specify which one if you checked. multiple organizationls) above:

4) Do you or an affiliated person, serve as an officer, director, truStee,
or key Employee of an entity that does booiness withan organizatiOn?

If "Yes," describe yoor business transaction(s) with the organization
and, specify which one if you checked multiple organizationls) above:

5) Do you 2or an af?liated person some as a partner, member, or
shareholder of an entity (with ownership interest in excess 0f 5% of a
partnership or professional Corporation) that h0nducts business with an
organization? 

if "Yes,? describe your business transactionls) with the organization

and, "specify which one if you checked multiple organizationls) above: 

6) Did you or an affiliated person receive a compensation payment in
excess of $10,000 frOm an organization?

if ?Yes,? explain and, specify which one if you checked multiple
organiza tioos above:

Page.?. ofS 

 





 

Ki

to.?

 

 

ULFI-OO7326

 

 

 

CONFLICT OF INTEREST QUESTIONNAIRE
FISCAL vane 7/1/2016 - 5/30/2017

 

?Printed Name; John H. Schnattet

 

.819.
7) Did you or an affiliated person receive grants or other assistance,

Including provision of goods, services, or use of facilities from an Ix
organization? Grants include scholarships, fellowmips, internships,
prizes, and awards.

if "Yes,? explain and, specify which one if you checked multiple
organizations aboveyou have 35% control in an entity that received grants or other 
assistance, including provision of goods, services, or use of i? 
from an organization?
if "Yes," explain and, specify which one if you checked multipie
organizations above:

re mo
9) Do you have any loans to or from an organization? . or
If "Yes," explain and, specify which one if you checked multiple
organizations above:

life? 
10) Are you aware oflanv excess benefit transactions to?report? An excess 
benefit transaction is where an organization is directly or indirectly

provided an economic benefit where the value of the benefit exceeds the
value of the consideration received by the organization.

if "Yes," explain and, specify which one if you checked multiple
organizations above:

 

 

 

 

Page 1i of 5.

 

ULF-OO7327

 

 

 



ant

CONFLICT OF INTEREST QUESTIONNAIRE
FISCAL YEAR 1/ 2016 - 6/30/2017

 

Printed Name: John H. Solmattor

 

o5.- ..

11) Are you or any affiliated persons a party to, or have an interest in, any r- [x
pending legal proceeding Involving an organization?

 

If. Yes," explain, and if an affiliated person ls involved, the identity of th at .
affiliated person and your relationship with that person: . I

12) Are you aware of any other events, transactions, arrangements or other
situations that have occurred or may occur in the future that you belleue
should be examined by-an organization?s governing body?



If "Yes,"1 explain and, specify. which one if you checked 
organizations above: 

Signature: [\Mtk? 1 . [w l?

 

 

 

 

 

 

 

 

Date: 

 

 

 

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ULF-OO7328