New Entrant Report U.S. Office of Government Ethics; 5 C.F.R. part 2634 Form Approved: OMB No. (3209-0001) (March 2014) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information Knight, Shahira Special Assistant to the President, White House Date of Appointment: 01/20/2017 Other Federal Government Positions Held During the Preceding 12 Months: None Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ Knight, Shahira [electronically signed on 01/15/2017 by Knight, Shahira in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Schultz, James D, Certifying Official [electronically signed on 03/30/2017 by Schultz, James D in Integrity.gov] Other review conducted by /s/ Schultz, James D, Ethics Official [electronically signed on 03/30/2017 by Schultz, James D in Integrity.gov] U.S. Office of Government Ethics Certification Data Revised 03/08/2017 Data Revised 03/06/2017 Data Revised 02/22/2017 Data Revised 02/21/2017 Data Revised 02/18/2017 1. Filer's Positions Held Outside United States Government # ORGANIZATION NAME CITY, STATE ORGANIZATION TYPE POSITION HELD FROM TO 1 Fidelity Investments Washington, District of Columbia Corporation Vice President 9/2009 1/2017 2 Fidelity Charitable Cary, North Carolina Non-Profit None, but I perfomed some lobbying activity for them through my position at Fidelity Investments 9/2009 1/2017 VALUE INCOME TYPE INCOME AMOUNT Cash Payment $641,500 2. Filer's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF 1 Fidelity Investments, Phantom Shares 2 Fidelity Investments, Phantom Short-Term Shares N/A 3 Fidelity Investments (Mutual Fund company) N/A 4 FDIKX - Fidelity Diversified International Yes $50,001 $100,000 $201 - $1,000 5 FEIKX - Fidelity Equity Income Yes $15,001 $50,000 $1,001 - $2,500 6 FCNKX - Fidelity Contrafund Yes $15,001 $50,000 $1,001 - $2,500 7 SPHIX - Fidelity High Income Yes $15,001 $50,000 $1,001 - $2,500 8 FSMVX - Fidelity Mid Cap Value Yes $15,001 $50,000 $201 - $1,000 See Endnote N/A $50,001 $100,000 None (or less than $201) Salary/Bonus $310,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 9 FKMCX - Fidelity Mid Cap Stock Yes $15,001 $50,000 $1,001 - $2,500 10 FRESX - Fidelity Real Estate Investment Yes $15,001 $50,000 $1,001 - $2,500 11 FISMX - Fidelity International Small Cap Yes $15,001 $50,000 $201 - $1,000 12 FCPVX - Fidelity Small Cap Value Yes $15,001 $50,000 $1,001 - $2,500 13 FCPGX - Fidelity Small Cap Growth Yes $15,001 $50,000 None (or less than $201) 14 FSHBX - Fidelity Short Term Bond Fund Yes $15,001 $50,000 $201 - $1,000 15 FKEMX - Fidelity Emerging Markets Yes $15,001 $50,000 None (or less than $201) 16 FNARX - Fidelity Select Natural Resources Yes $15,001 $50,000 None (or less than $201) 17 FBKWX - FA Total Bond Z Yes $15,001 $50,000 $201 - $1,000 18 FSPHX - Fidelity Select Healthcare Yes $1,001 - $15,000 None (or less than $201) 19 FDIC Insured Deposit at Wells Fargo N/A $15,001 $50,000 None (or less than $201) 20 IDPR Insured Deposit Program N/A $1,001 - $15,000 None (or less than $201) 21 POGRX - Primecap Odyssey Growth Yes $15,001 $50,000 $1,001 - $2,500 22 Diamond Hill Large Cap Yes $15,001 $50,000 $1,001 - $2,500 23 Victory RS Mid Cap growth Fund Yes $15,001 $50,000 None (or less than $201) 24 Victory Sycamore Established Value Fund Yes $15,001 $50,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 25 T. Rowe Price US Small Cap Growth Yes $15,001 $50,000 None (or less than $201) 26 Fidelity Advisor Small Cap Value Yes $15,001 $50,000 $1,001 - $2,500 27 T. Rowe Price Institutional International Concentrated Yes $15,001 $50,000 $201 - $1,000 28 Harding Loevener International Equity Yes $15,001 $50,000 None (or less than $201) 29 Wasatch International Ops Yes $15,001 $50,000 None (or less than $201) 30 Grandeur Peak International Stalwarts Yes $1,001 - $15,000 None (or less than $201) 31 Oppenheimer Developing Markets Yes $1,001 - $15,000 None (or less than $201) 32 Hartford World Bond Yes $1,001 - $15,000 None (or less than $201) 33 Templeton Global Bond Yes $1,001 - $15,000 None (or less than $201) 34 FPA New Income Yes $15,001 $50,000 $201 - $1,000 35 Allianz RCM Short Duration High Income Yes $15,001 $50,000 $201 - $1,000 36 ARBNX Arbitrage I Fund Yes $1,001 - $15,000 None (or less than $201) 37 Touchstone Arbitrage Yes $1,001 - $15,000 $201 - $1,000 38 Energy Select SPDR Yes $15,001 $50,000 $201 - $1,000 39 Vanguard Market Neutral Fund Yes $1,001 - $15,000 None (or less than $201) 40 JPMorgan Market Expansion Enhanced Index Yes $1,001 - $15,000 $201 - $1,000 41 First Eagle Global Bond Yes $1,001 - $15,000 $201 - $1,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 42 Fidelity Investments, Phantom Long-Term Shares No $500,001 $1,000,000 None (or less than $201) 43 Fidelity Retiree Health Reimbursement Plan No $15,001 $50,000 None (or less than $201) 3. Filer's Employment Agreements and Arrangements # EMPLOYER OR PARTY CITY, STATE STATUS AND TERMS DATE 1 Fidelity Investments Washington, District of Columbia I have 2 types of phantom stock. I forfeited all unvested shares. I have two tranches of vested shares that will be paid in 2017: (1) Short-term shares are awarded based on job performance and pay out annually. The shares which vested on 12/31/2016 (reflecting work performed for Fidelity prior to 12/31/2016) will be paid to me in March 2017. The value of these shares was finalized on 12/31/2016. (2) Long-term shares are awarded based on job performance and are paid out over time according to a vesting schedule. I have outstanding shares which vested on 12/31/2016 (reflecting work performed for Fidelity prior to 12/31/2016). The value of these shares is based on Fidelity's earnings as of 12/31/2016. However, under the long-term share award plan, Fidelity normally reserves the right to apply a "look-forward event clause" to reduce the value of these shares if Fidelity's 2017 Q1 NAV experiences a dramatic downturn. The final value of this payment would typically not be calculated until after the end of Q1 on 3/31/2017. To decrease the possibility of a conflict of interest, Fidelity has agreed to accelerate the timing of these payments at a discounted amount that reflects a reduction based on the waiver of the look-forward clause. 12/2009 2 Fidelity Investments Boston, Massachusetts I will continue to participate in this defined contribution plan. Neither I nor my former employer will continue to contribute to the plan after my separation. 9/2009 # EMPLOYER OR PARTY CITY, STATE STATUS AND TERMS DATE 3 Fidelity Investments Washington, District of Columbia The Retiree Health Reimbursement plan is not an investment account and there are no assets in the account. The value represents notional credits that accumulate with service toward retiree health benefits. I did not meet the service requirement to receive any benefits. The plan will be closed and all notional credits in the account will be forfeited. 12/2009 4. Filer's Sources of Compensation Exceeding $5,000 in a Year # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 1 Fidelity Investments Washington, District of Columbia Vice President 5. Spouse's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 Retail Concepts, Inc. (Retail) N/A salary $118,800 2 JPMorgan US Equity A Yes $15,001 $50,000 None (or less than $201) 3 Nuveen Mid Cap Growth Opp Yes $15,001 $50,000 $201 - $1,000 4 Virtus Mid-Cap Value Yes $15,001 $50,000 None (or less than $201) 5 Allianz NFJ Small Cap Value Yes $15,001 $50,000 $1,001 - $2,500 6 Thornburg International Value Yes $15,001 $50,000 $201 - $1,000 7 Oppenheimer Global Yes $15,001 $50,000 $201 - $1,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 8 PIMCO Total Return Yes $15,001 $50,000 $201 - $1,000 9 Invesco Real Estate Fund Yes $15,001 $50,000 $2,501 - $5,000 10 Invesco Stable Asset Yes $1,001 - $15,000 None (or less than $201) 11 JM Morgan Market Expansion Enhanced Index Yes $1,001 - $15,000 $1,001 - $2,500 12 Wasatch International Opps Yes $1,001 - $15,000 None (or less than $201) 13 First Eagle Global Yes $15,001 $50,000 $201 - $1,000 14 Primecap Odyssey Growth Yes $1,001 - $15,000 $201 - $1,000 15 Diamond Hill Large Cap Yes $1,001 - $15,000 $201 - $1,000 16 Victory RS Mid Cap Growth Yes $1,001 - $15,000 None (or less than $201) 17 Victory Sycamore Estblished Value Yes $1,001 - $15,000 None (or less than $201) 18 T. Rowe Price US Small Cap Growth Yes $1,001 - $15,000 None (or less than $201) 19 Fidelity Advisor Small Cap Value Yes $1,001 - $15,000 $201 - $1,000 20 T. Rowe Price Institutional International Concentrated Yes $1,001 - $15,000 None (or less than $201) 21 Harding Loevner International Equity Yes $1,001 - $15,000 None (or less than $201) 22 Grandeur Peak International Stalwarts Yes $1,001 - $15,000 None (or less than $201) 23 Oppenheimer Developing Markets Yes $1,001 - $15,000 None (or less than $201) 24 Hartford World Bond Yes $1,001 - $15,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 25 Templeton Global Bond Yes $1,001 - $15,000 None (or less than $201) 26 FPA New Income Yes $1,001 - $15,000 None (or less than $201) 27 Allianz RCM Short Duration High Income Yes $1,001 - $15,000 $201 - $1,000 28 ARBFX Arbitrage I Yes $1,001 - $15,000 None (or less than $201) 29 Touchstone Arbitrage Y Yes $1,001 - $15,000 None (or less than $201) 30 Energy Select Sector SPDR Yes $1,001 - $15,000 None (or less than $201) 31 Vanguard Market Neutral Fund Yes $1,001 - $15,000 None (or less than $201) 32 Invesco Comstock A Yes $15,001 $50,000 $1,001 - $2,500 6. Other Assets and Income # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 AIG FDIC Insured Money Fund N/A $15,001 $50,000 None (or less than $201) 2 Diamond Hill Large Cap Yes $50,001 $100,000 $1,001 - $2,500 3 Primecap Odyssey Yes $50,001 $100,000 $1,001 - $2,500 4 Victory RS Mid Cap Growth Fund Yes $50,001 $100,000 None (or less than $201) 5 Victory Sycamore Established Value Yes $15,001 $50,000 $201 - $1,000 # DESCRIPTION EIF VALUE INCOME TYPE 6 T. Rowe Price US Small Cap Growth Yes $15,001 $50,000 None (or less than $201) 7 Homestead Small Company Yes $15,001 $50,000 $201 - $1,000 8 T. Rowe Price Institutional International Concentrated Yes $15,001 $50,000 $201 - $1,000 9 Harding Loevner Inter Yes $15,001 $50,000 $201 - $1,000 10 Wasatch International Opps Inst. Yes $15,001 $50,000 None (or less than $201) 11 Grandeur Peak International Stalwarts Yes $15,001 $50,000 None (or less than $201) 12 Oppenheimer Developing Markets Yes $15,001 $50,000 None (or less than $201) 13 Hartford World Bond Yes $15,001 $50,000 None (or less than $201) 14 Templeton Global Bond Yes $1,001 - $15,000 $201 - $1,000 15 FPA New Income Yes $15,001 $50,000 $201 - $1,000 16 Allianz RCM Short Duration High Income Yes $15,001 $50,000 $1,001 - $2,500 17 ARBNX Arbitrage I Fund Yes $15,001 $50,000 None (or less than $201) 18 Touchstone Arbitrage Yes $15,001 $50,000 $201 - $1,000 19 Energy Select Sector SPDR Yes $15,001 $50,000 $201 - $1,000 20 Vanguard Market Neutral Fund Yes $15,001 $50,000 None (or less than $201) 21 US Bank Account #1 N/A $250,001 $500,000 Interest INCOME AMOUNT $201 - $1,000 # DESCRIPTION EIF VALUE 22 US Bank Account #2 N/A $1,001 - $15,000 INCOME TYPE 7. Transactions (N/A) - Not required for this type of report 8. Liabilities None 9. Gifts and Travel Reimbursements (N/A) - Not required for this type of report Endnotes PART # ENDNOTE 2. 1 Includes: 1. Vested phantom short-term shares paid in 2016 2. Vested phantom long-term shares paid in 2016 INCOME AMOUNT None (or less than $201) Summary of Contents 1. Filer's Positions Held Outside United States Government Part 1 discloses positions that the filer held at any time during the reporting period (excluding positions with the United States Government). Positions are reportable even if the filer did not receive compensation. This section does not include the following: (1) positions with religious, social, fraternal, or political organizations; (2) positions solely of an honorary nature; (3) positions held as part of the filer's official duties with the United States Government; (4) mere membership in an organization; and (5) passive investment interests as a limited partner or non-managing member of a limited liability company. 2. Filer's Employment Assets & Income and Retirement Accounts Part 2 discloses the following: ● ● Sources of earned and other non-investment income of the filer totaling more than $200 during the reporting period (e.g., salary, fees, partnership share, honoraria, scholarships, and prizes) Assets related to the filer's business, employment, or other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 3. Filer's Employment Agreements and Arrangements Part 3 discloses agreements or arrangements that the filer had during the reporting period with an employer or former employer (except the United States Government), such as the following: ● ● ● ● ● Future employment Leave of absence Continuing payments from an employer, including severance and payments not yet received for previous work (excluding ordinary salary from a current employer) Continuing participation in an employee welfare, retirement, or other benefit plan, such as pensions or a deferred compensation plan Retention or disposition of employer-awarded equity, sharing in profits or carried interests (e.g., vested and unvested stock options, restricted stock, future share of a company's profits, etc.) 4. Filer's Sources of Compensation Exceeding $5,000 in a Year Part 4 discloses sources (except the United States Government) that paid more than $5,000 in a calendar year for the filer's services during any year of the reporting period. The filer discloses payments both from employers and from any clients to whom the filer personally provided services. The filer discloses a source even if the source made its payment to the filer's employer and not to the filer. The filer does not disclose a client's payment to the filer's employer if the filer did not provide the services for which the client is paying. 5. Spouse's Employment Assets & Income and Retirement Accounts Part 5 discloses the following: ● ● ● Sources of earned income (excluding honoraria) for the filer's spouse totaling more than $1,000 during the reporting period (e.g., salary, consulting fees, and partnership share) Sources of honoraria for the filer's spouse greater than $200 during the reporting period Assets related to the filer's spouse's employment, business activities, other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's spouse's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). Amounts of income are not required for a spouse's earned income (excluding honoraria). 6. Other Assets and Income Part 6 discloses each asset, not already reported, that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in investment income during the reporting period. For purposes of the value and income thresholds, the filer aggregates the filer's interests with those of the filer's spouse and dependent children. This section does not include the following types of assets: (1) a personal residence (unless it was rented out during the reporting period); (2) income or retirement benefits associated with United States Government employment (e.g., Thrift Savings Plan); and (3) cash accounts (e.g., checking, savings, money market accounts) at a single financial institution with a value of $5,000 or less (unless more than $200 of income was produced). Additional exceptions apply. Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 7. Transactions Part 7 discloses purchases, sales, or exchanges of real property or securities in excess of $1,000 made on behalf of the filer, the filer's spouse or dependent child during reporting period. This section does not include transactions that concern the following: (1) a personal residence, unless rented out; (2) cash accounts (e.g., checking, savings, CDs, money market accounts) and money market mutual funds; (3) Treasury bills, bonds, and notes; and (4) holdings within a federal Thrift Savings Plan account. Additional exceptions apply. 8. Liabilities Part 8 discloses liabilities over $10,000 that the filer, the filer's spouse or dependent child owed at any time during the reporting period. This section does not include the following types of liabilities: (1) mortgages on a personal residence, unless rented out (limitations apply for PAS filers); (2) loans secured by a personal motor vehicle, household furniture, or appliances, unless the loan exceeds the item's purchase price; and (3) revolving charge accounts, such as credit card balances, if the outstanding liability did not exceed $10,000 at the end of the reporting period. Additional exceptions apply. 9. Gifts and Travel Reimbursements This section discloses: ● ● Gifts totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. Travel reimbursements totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. For purposes of this section, the filer need not aggregate any gift or travel reimbursement with a value of $150 or less. Regardless of the value, this section does not include the following items: (1) anything received from relatives; (2) anything received from the United States Government or from the District of Columbia, state, or local governments; (3) bequests and other forms of inheritance; (4) gifts and travel reimbursements given to the filer's agency in connection with the filer's official travel; (5) gifts of hospitality (food, lodging, entertainment) at the donor's residence or personal premises; and (6) anything received by the filer's spouse or dependent children totally independent of their relationship to the filer. Additional exceptions apply. Privacy Act Statement Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of 2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primary use of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report may also be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspect applications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person, subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2) to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to another Federal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena; (4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and Records Administration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislative coordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosing agency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8) to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member of Congress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGE Government-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by an individual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records. Public Burden Information This collection of information is estimated to take an average of three hours per response, including time for reviewing the instructions, gathering the data needed, and completing the form. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Program Counsel, U.S. Office of Government Ethics (OGE), Suite 500, 1201 New York Avenue, NW., Washington, DC 20005-3917. Pursuant to the Paperwork Reduction Act, as amended, an agency may not conduct or sponsor, and no person is required to respond to, a collection of information unless it displays a currently valid OMB control number (that number, 3209-0001, is displayed here and at the top of the first page of this OGE Form 278e).