New Entrant Report U.S. Office of Government Ethics; 5 C.F.R. part 2634 Form Approved: OMB No. (3209-0001) (March 2014) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information Liddell, Chris , White House Date of Appointment: 02/03/2017 Other Federal Government Positions Held During the Preceding 12 Months: None Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ Liddell, Christopher P [electronically signed on 03/08/2017 by Liddell, Christopher P in Integrity.gov] - Filer received a 4 day filing extension. Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Passantino, Stefan, Certifying Official [electronically signed on 03/31/2017 by Passantino, Stefan in Integrity.gov] Other review conducted by /s/ Schultz, James D, Ethics Official [electronically signed on 03/30/2017 by Schultz, James D in Integrity.gov] U.S. Office of Government Ethics Certification 1. Filer's Positions Held Outside United States Government # ORGANIZATION NAME CITY, STATE ORGANIZATION TYPE POSITION HELD FROM TO 1 Xero Limited Wellington, NZ, Outside U.S. Corporation Board Chairman 2/2014 1/2017 2 Next Foundation Auckland, NZ, Outside U.S. Non-Profit Chairman 3/2014 1/2017 3 Rotoroa Island Trustee Co Ltd Auckland, NZ, Outside U.S. Non-Profit Director 2/2008 1/2017 4 Project Janszoon Trust Co Ltd Auckland, NZ, Outside U.S. Non-Profit Director 1/2012 1/2017 5 Captain Cook Nominees Limited Auckland, NZ, Outside U.S. Non-Profit Director 5/1998 1/2017 6 Hutton Wilson Nominees Limited Auckland, NZ, Outside U.S. Corporation Director 12/2005 1/2017 7 Predator Free 2050 Limited Auckland, NZ, Outside U.S. Non-Profit Director 11/2016 1/2017 8 Appy Entertainment GmbH (AGT JV related entity) Zurich, Outside U.S. Corporation Director 11/2015 1/2017 9 Heed LLC New York, New York Corporation Director 11/2015 1/2017 10 WME Venture Partners New York, New York Corporation Director 9/2015 1/2017 11 Collegiate School New York, New York School Trustee 8/2016 1/2017 12 IMG Worldwide, William Morris Endeavor Entertainment (WME) New York, New York Corporation Chief Financial Officer 7/2014 1/2017 13 Pure Advantage - New Zealand environmental group Auckland, New Zealand Non-Profit Trustee 11/2012 1/2017 14 New Zealand Olympic Committe America Inc. - 501c3 fundraising entity Wilmington, Delaware Non-Profit Director 11/2013 1/2017 2. Filer's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF VALUE INCOME TYPE 1 Xero Limited, stock options - 63,042 Vested units N/A None (or less than $1,001) $100,001 $1,000,000 1.1 Xero Limited, stock options - 84,514 Unvested units N/A None (or less than $1,001) None (or less than $201) 2 Xero Limited N/A 3 IMG Worldwide, William Morris Endeavor Entertainment (WME), restricted management units - 10,041,796 Vested Units N/A 4 IMG Worldwide, William Morris Endeavor Entertainment (WME) (Talent agency) N/A 4.1 401(k) - Prudential retirement Insurance Guaranteed Income Fund Yes $1,001 - $15,000 $201 - $1,000 4.2 401(k) - Prudental Total Return Bond Fund Yes $1,001 - $15,000 $201 - $1,000 4.3 401(k) - Columbia Div Opp Fund Yes $15,001 $50,000 $1,001 - $2,500 4.4 401(k) - Vanguard PRIMECAP Adm Yes $1,001 - $15,000 None (or less than $201) 4.5 401(k) - Alliance Bernstein Disc Growth Yes None (or less than $1,001) None (or less than $201) 4.6 401(k) - American Century Mid Cap Value Yes None (or less than $1,001) None (or less than $201) 4.7 401(k) - Franklin Small Cap Growth Yes None (or less than $1,001) None (or less than $201) 4.8 401(k) - Prudential Retirement Insurance Small Cap Value/Integrity Fund Yes None (or less than $1,001) None (or less than $201) 4.9 401(k) - MFS Institutional Value Yes None (or less than $1,001) None (or less than $201) Director Fees None (or less than $1,001) INCOME AMOUNT $220,000 Over $5,000,000 Salary/Bonus $2,909,671 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 4.10 401(k) - Oppenheimer Developing Markets Yes None (or less than $1,001) None (or less than $201) 4.11 401(k) - Oppenheimer International Growth Yes None (or less than $1,001) None (or less than $201) 5 GM 401(k) - Fidelity Low Price Stock Fund Yes $1,001 - $15,000 $201 - $1,000 6 GM 401(k) - Fidelity Diversified International Yes $1,001 - $15,000 $201 - $1,000 7 GM 401(k) - Fidelity Contrafund Yes $15,001 $50,000 $201 - $1,000 8 GM 401(k) - Ariel Fund Yes $1,001 - $15,000 $201 - $1,000 9 Microsoft 401(k) - Russell Int'l Value Yes $100,001 $250,000 $1,001 - $2,500 10 Microsoft 401(k) - Russell Int'l Growth Yes $100,001 $250,000 $1,001 - $2,500 3. Filer's Employment Agreements and Arrangements # EMPLOYER OR PARTY CITY, STATE STATUS AND TERMS DATE 1 Xero Limited Wellington, NZ, Outside U.S. Options begin to vest February 2017 and would have fully vested February 2020. AllI unvested options were lost at termination. 2/2014 2 IMG Worldwide, William Morris Endeavor Entertainment (WME) New York, New York Restricted Management Units -- Unvested units were forfeited at termination. 401(k) plan -- I will continue to participate in this plan. The employer will no longer make contributions to this plan after termination. 7/2014 3 GM 401(k) Detroit, Michigan Was participant in company sponsored 401(k) plan during period of employment. 12/2009 4 MICROSOFT 401(K) Redmond, Washington Was participant in company sponsored 401(k) plan during period of employment. 4/2005 4. Filer's Sources of Compensation Exceeding $5,000 in a Year # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 1 Xero Limited Wellington, NZ, Outside U.S. Independent Chairman 2 IMG Worldwide, William Morris Endeavor Entertainment (WME) New York, New York Chief Financial Officer (CFO) 5. Spouse's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 Fidelity Rollover IRA #1 No 1.1 FDIC insured deposit at US Bank N/A $1,001 - $15,000 Interest None (or less than $201) 1.2 Fidelity 500 Index Fund - Investor Class Yes $1,001 - $15,000 2 Fidelity Rollover IRA #2 No 2.1 FDIC insured deposit at US Bank N/A $100,001 $250,000 Interest None (or less than $201) 2.2 FDIC insured deposit Huntington Bank N/A $100,001 $250,000 Interest None (or less than $201) 2.3 FDIC insured deposit HSBC Bank N/A None (or less than $1,001) Interest None (or less than $201) 2.4 FDIC insured deposit Wells Fargo N/A $100,001 $250,000 Interest None (or less than $201) 2.5 FDIC insured deposit CitiBank N/A $100,001 $250,000 Interest None (or less than $201) 3 IRA (cash) @ TD Bank N/A $1,001 - $15,000 Interest None (or less than $201) 4 IRA (cash) @ Wrentham Co-Op Bank N/A $1,001 - $15,000 Interest None (or less than $201) None (or less than $201) # DESCRIPTION EIF VALUE 5 401(k) plan (Microsoft) No 5.1 Vanguard S-T Bond Idx IS Pl Yes $50,001 $100,000 5.2 Microsoft common stock N/A None (or less than $1,001) 5.3 Vanguard S&P 500 Index Yes $100,001 $250,000 INCOME TYPE INCOME AMOUNT $201 - $1,000 Dividends Capital Gains $100,001 $1,000,000 None (or less than $201) 6. Other Assets and Income # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 Wells Fargo Bank account #1 (cash) N/A $1,001 - $15,000 Interest None (or less than $201) 2 Wells Fargo Bank account #2 (cash) N/A $100,001 $250,000 Interest $1,001 - $2,500 3 Wells Fargo Bank account #3 (cash) N/A $500,001 $1,000,000 Interest $5,001 - $15,000 4 Wells Fargo Bank account #6 (cash) N/A Over $1,000,000 Interest $15,001 $50,000 5 RBC Bank account #2 (cash) N/A $1,001 - $15,000 6 RBC Bank account #3(cash) N/A $50,001 $100,000 Interest $201 - $1,000 7 RBC Bank account #4 (cash) N/A $15,001 $50,000 Interest $201 - $1,000 8 RBC Bank GIC Term Deposit (cash) N/A $1,001 - $15,000 Interest None (or less than $201) 9 NZD Bank account #1 (cash) N/A $1,001 - $15,000 Interest None (or less than $201) None (or less than $201) # DESCRIPTION EIF VALUE 10 NZD Bank account #2 (cash) N/A $15,001 $50,000 11 NZD Term Deposit(cash) N/A $500,001 $1,000,000 12 Chase #1(cash) N/A None (or less than $1,001) None (or less than $201) 13 Chase #2(cash) N/A $1,001 - $15,000 None (or less than $201) 14 Chase #3(cash) N/A None (or less than $1,001) None (or less than $201) 15 Chase #4 (cash) N/A $1,001 - $15,000 None (or less than $201) 16 American Bank (cash) N/A $1,001 - $15,000 None (or less than $201) 17 American Bank (cash) (joint with dependent child) N/A None (or less than $1,001) Interest None (or less than $201) 18 WF #1 (cash) (joint account with dependent child) N/A $100,001 $250,000 Interest $201 - $1,000 19 WF#2 (cash) (joint account with dependent child) N/A $100,001 $250,000 Interest $201 - $1,000 20 Chase #1 (cash) (joint account with dependent child) N/A $1,001 - $15,000 Interest None (or less than $201) 21 Chase #2 (cash) (joint account with dependent child) N/A None (or less than $1,001) Interest None (or less than $201) 22 Chase #3 (cash) (joint account with dependent child) N/A $1,001 - $15,000 Interest None (or less than $201) 23 Chase #4 (cash) (joint account with depdent child) N/A None (or less than $1,001) Interest None (or less than $201) 24 Brokerage account #1 No 24.1 Fidelity Government money market fund Yes Over $1,000,000 INCOME TYPE INCOME AMOUNT None (or less than $201) Interest $2,501 - $5,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 24.2 Fidelity Blue Chip Growth Yes $15,001 $50,000 None (or less than $201) 24.3 Ishares Trust Ishares Core High Dividend Yes $500,001 $1,000,000 $5,001 - $15,000 24.4 SPDR S&P 500 EFT Trust Unit SER 1 S&P Yes $100,001 $250,000 $1,001 - $2,500 24.5 SPDR DOW Jones Indl Average ETF TR Unit SER 1 Yes $100,001 $250,000 $1,001 - $2,500 24.6 Vanguard Whitehall FDS High Dividend Yield ETF SHS Yes $500,001 $1,000,000 $5,001 - $15,000 24.7 Vanguard Sector Index FDS Vanguard Utils Vipers - 1,000 shares Yes None (or less than $1,001) $100,001 $1,000,000 24.8 Ishares TR U.S. PFD STK EFT Yes $50,001 $100,000 $2,501 - $5,000 24.9 Apple Inc. - 700 shares / Purchased in open market N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 24.10 Proctor and Gamble Co - 600 shares / Purchased in open market N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 24.11 Wells Fargo - 250 shares / Purchased in open market N/A None (or less than $1,001) Capital Gains Dividends $5,001 - $15,000 24.12 Franklin Cnty Wash Pub Util Elec and Pub Power Rev 2007 5% - Purchased in open market N/A $1,001 - $15,000 Interest Capital Gains $201 - $1,000 24.13 Franklin Cnty Wash Pub Util Elec and Pub Power Rev 2007 5% - Purchased in open market N/A $15,001 $50,000 Interest Capital Gains $1,001 - $2,500 25 Brokerage account #2 - Purchased in open market No 25.1 Morgan Stanley Active Assets Government Trust Yes $50,001 $100,000 25.2 NEW YORK CITY MUNI WTR FIN AU WTR SWR SYS 2ND GENL REV-AA Mat:06/15/2022 - Purchased in open market N/A $250,001 $500,000 $201 - $1,000 Interest Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 25.3 NEW YORK ST URBAN DEV CORP EMPIRE ST DEV CORP SVC CONTRACT Mat:01/01/2023 Purchased in open market N/A $500,001 $1,000,000 Interest Capital Gains $15,001 $50,000 25.4 NEW YORK ST DORM AUTH ST PERS INCOME TAX REV EDUC-C Mat:03/15/2023 Purchased in open market N/A $250,001 $500,000 Interest Capital Gains $15,001 $50,000 25.5 NEW YORK ST URBAN DEV CORP INCOME TAX REV-A-A Mat:03/15/2023 - Purchased in open market N/A $250,001 $500,000 Interest Capital Gains $15,001 $50,000 25.6 ILLINOIS ST SALES TAX REV Mat:06/15/2025 Purchased in open market N/A $250,001 $500,000 Capital Gains Interest $15,001 $50,000 25.7 KENTUCKY COMMONWEALTH ST PROP BLDG COMM PJ 108 REV REF-B Mat:08/01/2025 - Purchased in open market N/A $100,001 $250,000 Interest Capital Gains $15,001 $50,000 25.8 REGIONAL TRANSN AUTH ILL REV Mat:07/01/2026 - Purchased in open market N/A $250,001 $500,000 Interest Capital Gains $15,001 $50,000 25.9 METROPOLITAN TRANS AUTH N Y DEDICATED TAX FUND REV REF-A Mat:11/15/2026 - Purchased in open market N/A $250,001 $500,000 Interest Capital Gains $15,001 $50,000 25.10 LOWER CO RIV AUTH TX REF REV-BID 12-0112 Mat:05/15/2027 - Purchased in open market N/A $500,001 $1,000,000 Capital Gains Interest $15,001 $50,000 25.11 LOWER COLO RIV AUTH TEX REV REF-B ID 12-01-12 Mat:05/15/2027 - Purchased in open market N/A $1,001 - $15,000 Capital Gains Interest $201 - $1,000 25.12 NEW YORK CITY GENL OBLIG SER-F Mat:08/01/2027 - Purchased in open market N/A $500,001 $1,000,000 Interest Capital Gains $15,001 $50,000 25.13 NEW YORK ST URBAN DEV CORP EMPIRE ST DEV CORP SVC CONTRACT-B Mat:01/01/2028 - Purchased in open market N/A $250,001 $500,000 Capital Gains Interest $15,001 $50,000 25.14 DALLAS FORT WORTH TX INTL AIRPORT JOINT REV REF-F Mat:11/01/2028 Purchased in open market N/A $500,001 $1,000,000 Interest Capital Gains $15,001 $50,000 25.15 PHILADELPHIA PA WTR & WASTEWTRREV REF Mat:11/01/2028 - Purchased in open market N/A $500,001 $1,000,000 Capital Gains Interest $50,001 $100,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 25.16 ATLANTA GA ARPT PASSENGER FAC CHARGE SUB LIEN GEN REV REF-A Mat:01/01/2030 Purchased in open market N/A $100,001 $250,000 Capital Gains Interest $5,001 - $15,000 25.17 PORT AUTH N Y & NJ CONSOLIDATED REV Mat:05/01/2030 - Purchased in open market N/A $100,001 $250,000 Capital Gains Interest $5,001 - $15,000 25.18 PHILA PENNA ARPT REV SER-A Mat:06/15/2030 - Purchased in open market N/A $500,001 $1,000,000 Capital Gains Interest $50,001 $100,000 25.19 ILLINOIS FIN AUTH REV SER-A Mat:08/15/2030 - Purchased in open market N/A $500,001 $1,000,000 Interest Capital Gains $15,001 $50,000 25.20 ILLINOIS ST SALES TAX JR OBLIGREV REF-D Mat:06/15/2031 - Purchased in open market N/A $100,001 $250,000 Interest Capital Gains $5,001 - $15,000 25.21 LOWER ALA GAS PROJ REV-A Mat:09/01/2031 - Purchased in open market N/A $250,001 $500,000 Interest Capital Gains $15,001 $50,000 25.22 CHICAGO ILL MET WTR RECLAMATION DIST GTR REF-A Mat:12/01/2031 - Purchased in open market N/A $250,001 $500,000 Capital Gains Interest $15,001 $50,000 25.23 METROPOLITAN TRANS AUTH N Y DEDICATED TAX FD REF REV SER-B3C Mat:11/01/2034 - Purchased in open market N/A $250,001 $500,000 Capital Gains Interest $5,001 - $15,000 25.24 NEW MEXICO MUN EGY ACQUISITIONAUTH GAS SUPPLY REV REF-A VAR Mat:11/01/2039 - Purchased in open market N/A $250,001 $500,000 Capital Gains Interest $15,001 $50,000 25.25 METROPOLITAN TRANSN AUTH N Y REV-A-2 ID 03-15-12 Mat:11/15/2041 - Purchased in open market N/A $250,001 $500,000 Capital Gains Interest $5,001 - $15,000 26 Brokerage account #3 No 26.1 TriState Capital Bank (cash) N/A None (or less than $1,001) Interest None (or less than $201) 27 Brokerage account #4 No 27.1 Citibank N.A. (cash) N/A None (or less than $1,001) Interest None (or less than $201) 27.2 City National Bank (cash) N/A None (or less than $1,001) Interest None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 27.3 Citizens Bank (cash) N/A None (or less than $1,001) Interest None (or less than $201) 27.4 Texas Capital Bank (cash) N/A None (or less than $1,001) Interest None (or less than $201) 27.5 TriState Capital Bank (cash) N/A None (or less than $1,001) Interest None (or less than $201) 27.6 General Motors Company - 200 shares / Purchased in open market N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 27.7 Microsoft - 91,660 shares / Purchased in open market N/A None (or less than $1,001) Dividends Capital Gains Over $1,000,000 27.8 Franklin Cnty Wash Pub Util Elec and Pub Power Rev 2007 5% - Purchased in open market N/A None (or less than $1,001) Interest Capital Gains $201 - $1,000 27.9 Franklin Cnty Wash Pub Util Elec and Pub Power Rev 2007 5% - Purchased in open market N/A None (or less than $1,001) Interest Capital Gains $1,001 - $2,500 28 Axon VR - Technology developer / .45% / Direct investment with private fund/company N/A $100,001 $250,000 None (or less than $201) 29 HelixNano-Convertible Note - Biotechnology / $100,000 convertible note / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 30 Golf Club membership N/A $50,001 $100,000 None (or less than $201) 31 Buffalo Jump Ranch and Management, LLC (1% Int) - Real Estate - Personal Residence/ Direct investment N/A $250,001 $500,000 None (or less than $201) 32 Undeveloped land, Barlett, NH N/A $50,001 $100,000 None (or less than $201) 33 WME VENTURE CAPITAL, LP No 33.1 Forge - Loan company No $1,001 - $15,000 None (or less than $201) 33.2 Glossier Inc. (Into the Gloss, Inc.) - Online beauty products No $15,001 $50,000 None (or less than $201) # DESCRIPTION EIF VALUE 33.3 JAND, Inc. - Online retail of eyeglasses and sunglasses No $1,001 - $15,000 None (or less than $201) 33.4 Ollie Pets, Inc. - Dog food industry No $1,001 - $15,000 None (or less than $201) 33.5 Project September - Mobile shopping app No $1,001 - $15,000 None (or less than $201) 33.6 Telepathic, Inc. - Story telling and reading application software No $1,001 - $15,000 None (or less than $201) 33.7 Ubeam Inc. - Wireless charging system No $15,001 $50,000 None (or less than $201) 33.8 Viyet, Inc. - Online high-end furniture consignment marketplace No $1,001 - $15,000 None (or less than $201) 33.9 Within (f.k.a. VRSE, Inc.) - Online platform for creating and distributing virtual reality films No $1,001 - $15,000 None (or less than $201) 33.10 Yanka Industries, Inc. - A privately-held company that operates in the online education services industry No $1,001 - $15,000 None (or less than $201) 33.11 ZenPayroll, Inc (DBA Gusto) - Payroll software No $15,001 $50,000 None (or less than $201) 34 U.S. Bank Account #1 (cash) - PRIME CHECKING ACCOUNT N/A None (or less than $1,001) Interest None (or less than $201) 35 U.S. Bank Account #2 (cash) - HIGH YIELD SAVINGS N/A None (or less than $1,001) Interest None (or less than $201) 36 U.S. Bank Account #3 (cash) - PRIVATE BANKING INTEREST CHECKING (JOINT ACCT WITH SPOUSE) N/A $1,001 - $15,000 Interest None (or less than $201) 37 U.S. Bank Account #4 (cash) - PRIVATE BANKING INTEREST CHECKING N/A $1,001 - $15,000 Interest None (or less than $201) 38 U.S. Bank Account #5 (cash) - PRIVATE BANKING INTEREST CHECKING (JOINT ACCT) N/A $1,001 - $15,000 Interest None (or less than $201) 39 Vanguard Account No 39.1 Vanguard Federal MMKT Fund (Settlement Fund) Yes None (or less than $1,001) INCOME TYPE INCOME AMOUNT None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 39.2 - Vanguard Prime Money Market Fund Yes $15,001 $50,000 None (or less than $201) 39.3 - Vanguard Dividend Appreciation ETF Purchased in open market Yes $50,001 $100,000 $2,501 - $5,000 39.4 - Vanguard Growth ETF - Purchased in open market Yes $100,001 $250,000 $1,001 - $2,500 39.5 - Vanguard High Dividend Yield ETF Purchased in open market Yes $100,001 $250,000 $2,501 - $5,000 39.6 - Vanguard Information Technology ETF 500 shares sold / purchased in open market Yes None (or less than $1,001) $50,001 $100,000 39.7 - Vanguard Mega Cap Value ETF - Purchased in open market Yes $50,001 $100,000 $1,001 - $2,500 39.8 - Vanguard S&P 500 Index ETF New Purchased in open market Yes $50,001 $100,000 $2,501 - $5,000 39.9 - Vanguard Total Intl Stock Index Fund ETF Purchased in open market Yes $15,001 $50,000 $2,501 - $5,000 39.10 - Netflix Inc - 875 shares sold / purchased in open market N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 39.11 - New Relic Inc - 1,700 shares sold / purchased in open market N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 39.12 - Tableau Software Inc - 700 shs sold / purchased in open market N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 39.13 - Workday Inc CL A - 1,000 shares sold / purchased in open market N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 40 LIVESTAR NOTES, LLC (Joint with spouse) Mobile app developer / 4.37% of LLC capital / Direct investment with private fund/company No None (or less than $1,001) 41 KATANA CAPITAL PARTNERS, LP - Private Equity Firm / 2.63% of LP capital / Direct investment with private fund/company No None (or less than $1,001) 42 FACT LABS (Convertible Promissory Note) Online database / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) Capital Gains $100,001 $1,000,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 43 HUMAN VENTURES LLC - Venture capital firm investing in technology start ups / 352.9877 shs / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) 44 WME VENTURE CAPITAL, LP - Venture capital firm / 1.1547% / Direct investment with private fund/company No 44.1 - Forge Inc. - Loan company No $1,001 - $15,000 None (or less than $201) 44.2 - Glossier Inc. (Into the Gloss, Inc.) - Online beauty products No $15,001 $50,000 None (or less than $201) 44.3 - JAND, Inc. - Online retail of eyeglasses and sunglasses No $1,001 - $15,000 None (or less than $201) 44.4 - Ollie Pets, Inc. - Dog food industry No $1,001 - $15,000 None (or less than $201) 44.5 - Project September - Mobile shopping app No $1,001 - $15,000 None (or less than $201) 44.6 - Telepathic, Inc. - Story telling and reading application software No $1,001 - $15,000 None (or less than $201) 44.7 - Ubeam Inc. - Wireless charging system No $15,001 $50,000 None (or less than $201) 44.8 - Viyet, Inc. - Online high-end furniture consignment marketplace No $1,001 - $15,000 None (or less than $201) 44.9 - Within (f.k.a. VRSE, Inc.) - Online platform for creating and distributing virtual reality films No $1,001 - $15,000 None (or less than $201) 44.10 - Yanka Industries, Inc. - A privately-held company that operates in the online education services industry No $1,001 - $15,000 None (or less than $201) 44.11 - ZenPayroll, Inc (DBA Gusto) - Payroll software No $15,001 $50,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 45 DOPPLER LABS, INC - (Joint with spouse) (Convertible Promissory Note) - Electronics manufacturer / 52,713 preferred shares / Direct investment with private fund/company No None (or less than $1,001) Capital Gains $50,001 $100,000 46 DWNLD, INC. (Convertible Promissory Note) - App developer / Direct investment with private fund/company No None (or less than $1,001) Capital Gains $15,001 $50,000 47 HELIX NANOTECHNOLOGIES, INC (Convertible Promissory Note) - Biomedicine / Direct investment with private fund/company No None (or less than $1,001) 48 LEAP TECHNOLOGIES (Convertible Promissory Note) / Developer electroactive polymers / Direct investment with private fund/company No None (or less than $1,001) 49 PEERSPACE, INC. (Convertible Promissory Note) - Operates an online marketplace for short-term work spaces / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) 50 THEYCALLMESWIFT LLC (Convertible Promissory Note) - Organizing, arranging, and conducting hack-a-thon events / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) 51 AERA VC SPC LIMITED - Venture fund / 50 shares / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) 52 BLOOMZ INC. - Teacher/Parent communication app / 113,619 shares / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) 53 BUILDCO: NOHO CAPITAL LLC - Venture capital firm focused on consumer businesses / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) 54 CLASSPASS, INC. (Perferred Shares)- Fitness industry / 58,824 shares / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) Capital Gains Capital Gains $50,001 $100,000 $100,001 $1,000,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 55 CLOUDNC LTD - Computer aided manufacturing / 90,904 shares / Direct investment with private fund/company No None (or less than $1,001) Capital Gains $50,001 $100,000 56 CONNECTED SIGNALS, INC. - Develops an application that provides real-time, predictive traffic signal data to drivers / 123,456 shares / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) 57 ELECTRIC OBJECTS INC - SERIES A PREFERRED STOCK - Makes digital art display via computer design / 17,126 shares / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) 58 GOODWORLD - Technology startup company related to charitabe donations / 250,000 shares / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) 59 GWYNNIE BEE INC. -- Preferred Stock Provides online women's clothing rental / 23,752 shares / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) 60 HOMESUITE INC (Convertible Promssory Note)- Online marketplace for furnished housing / note / Direct investment with private fund/company No None (or less than $1,001) 61 JOSEPHINE (Home cooking, Oakland, CA) Online marketplace for home cooked meals / 50,000 LLC units / Direct investment with private fund/company No None (or less than $1,001) 62 PAX LABS, INC. - Electronic cigarette company / 13,000 shares / Direct investment with private fund/company No None (or less than $1,001) 63 RESERVE - SERIES A PREFERRED STOCK Restaurant app technology company / 36,944 shares / Direct investment with private fund/company No None (or less than $1,001) Interest $2,501 - $5,000 None (or less than $201) Capital Gains $15,001 $50,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 64 SMARTDIGITAL HOLDINGS, INC. (dba Elevate Digital) - Technology in designs, develops and delivers interactive applications and connective advertising presented to consumers on interactive touch screen digital displays / convertible promissory notes and warrants / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) 65 TALENTSKY INC. - Operates an online career engagement network / 50,000 shares / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) 66 TRACTABLE LTD - Technology company / 73,614 shares / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) 67 YANKA INDUSTRIES INC. (DBA MasterClass) Online education / 85,015 shares / Direct investment with private fund/company No None (or less than $1,001) None (or less than $201) 68 ANZ (Foreign Acct - New Zealand) No $15,001 $50,000 Interest $201 - $1,000 69 FIRST NZ CAPITAL (Foreign Acct - New Zealand): No 69.1 - Auckland Intl Airport Limited - 24,270 shares sold / Purchased in open market No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 69.2 - Contact Energy Limited - 16,350 shares sold / Purchased in open market No None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 69.3 - Fletcher Building Limited - 12,485 shares sold / Purchased in open market No None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 69.4 - Port of Tauranga Limited (NS) - 30,550 shares sold / Purchased in open market No None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 69.5 - Sky Network Television Limited - 17,395 shares sold / Purchased in open market No None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 69.6 - Xero Limited - 15,000 shares sold / Purchased in open market No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 70 New Zealand Land (Joint with spouse) No $1,000,001 $5,000,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 71 Onetangi Trust 2 (Foreign Acct - New Zealand): No 71.1 - ANZ Access Account No None (or less than $1,001) None (or less than $201) 71.2 - Loan to CP Liddell No $500,001 $1,000,000 None (or less than $201) 72 NYCA Investment Fund No None (or less than $1,001) None (or less than $201) 72.1 PayRange Inc - Mobile payment system for machines / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.2 Payoneer Inc - Financial services business that provides online money transfer and ecommerce payment services / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.3 One True Holding Company - Technology industry / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.4 Blend Labs Inc - Mortgage lending industry / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.5 Orchard App Inc. - Online lending - Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.6 Artivest Holdings Inc - Platform to invest in private funds, private equity, hedge funds and venture capital / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.7 Align Commerce Corporation - Online worldwide payment service provider / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.8 Boomtown Networks Inc - Techinical support services for local businesses / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 72.9 Expedite Financial Inc - Provides a lending platform for home owner's financial data / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.10 Plutus Financial Inc - Develops digital cash, peer to peer money transfer network application / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.11 SigFig - Online portfolio manager / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.12 ChangeCoin Inc - Online tipping platform over social media / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.13 Centripetal Networks Inc - Threat intelligence-based network security platform / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.14 Revolution Credit Inc - An engagement platform that helps lenders and consumers with the credit decisioning process / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.15 Fundbox Ltd - Technology company offers business owners simple way to fix their cash flow by advancing payments for their outstanding invoices / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.16 OpenFin Inc - Provides runtime technology solutions for financial desktops / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.17 Artivest Holdings Inc Tranche 2 - Platform to invest in private funds, private equity, hedge funds and venture capital / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.18 Pay Range Inc Tranche 2 - Mobile payment system for machines / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 72.19 Digit - Technology in automated savings via app / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.20 EverCompliant Ltd - Provides merchant fraud detection and monitoring / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.21 Squawker Ltd - Facilitator of transactionbased asset allocation and collateral management / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.22 Roofstock Inc (fka DwellConnect Inc) - Online marketplace that invests in leased singlefamily rental homes in a transparent, lowfriction method / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.23 Boomtown Networks Inc Tranche 2 Technical support services for local businesses / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.24 Plutus Financial Inc. Tranche 2 - Develops digital cash, peer to peer money transfer network application / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.25 GoodWorld Inc - Technology startup company related to charitable donations / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.26 Blend Labs Inc Tranche 2 - Mortgage lending industry / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.27 AvidXchange Inc - Provides accounts payable and payment automation solutions for companies / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.28 Ladder Financial Inc - Life insurance / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 72.29 KontrolScan Inc - Helps businesses to manage their various inter-company relationships / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.30 Orchard App Inc Tranche 2 - Provides online lending market data and analytics / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.31 CommonBond Inc - Tech-enabled lender that helps lower cost of student loans / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.32 Clearmatics Technologies Ltd - Developing the next generation clearing and settlement technology for financial OTC markets / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.33 Mirador Financial Inc - Provider of small business lending platforms / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.34 ZenDrive Inc - Smartphone-powered road safety for cities, fleets and individuals / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.35 One True Holding Company Tranche 2 Operates in the technology industry / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.36 Mines.io, Inc - Operates a financial analytics platform for mobile data / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.37 AvidXchange Inc Tranche 2 - Provides accounts payable and payment automation solutions for companies / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.38 Noble Markets LLC - Operates a technology platform that provides real-time clearance and settlement to the FX spot markets / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) # DESCRIPTION EIF VALUE 72.39 Zero Financial Inc - Provides mobile banking services which combines debit-style functionality with credit card rewards / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.40 Hello Digit Inc - Tranche 2 - Develops a mobile application that helps its users to interact with others and save money / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.41 Squawker Ltd Bridge Note - Facilitator of transaction-based asset allocation and collateral management / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.42 Revolution Credit Inc Tranche- 2 Bridge Note - An engagement platform that helps lenders and consumers with the credit decisioning process / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.43 Nvest Inc Tranche 2 - Crowdsourced stock recommendation platform / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.44 EverCompliant Ltd Tranche 2 - Provides merchant fraud detection and monitoring / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 72.45 GoodWorld Inc Tranche 2 - Technology startup company related to charitable donations / Direct investment with private fund/company N/A None (or less than $1,001) None (or less than $201) 73 PROGRESS ENERGY INC 7.05% N/A None (or less than $1,001) Interest $2,501 - $5,000 74 DELAWARE CNTY PA REG 5.25% 5/01/20 N/A $500,001 $1,000,000 Interest $50,001 $100,000 75 TOMPKINS CNTY NY DEV 5.0% 7/01/20 N/A $500,001 $1,000,000 Interest $50,001 $100,000 76 ERIE CNTY NY INDL DEV 5.0% 5/01/19 N/A $500,001 $1,000,000 Interest $50,001 $100,000 See Endnote INCOME TYPE INCOME AMOUNT # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 77 NEW JERSEY ST ECON D 5.0% 3/01/20 N/A $500,001 $1,000,000 Interest $50,001 $100,000 78 MET TRANSPRTN AUTH NY 4.0% 11/15/34 N/A $500,001 $1,000,000 Interest $50,001 $100,000 79 ALLEGHENY CNTY PA 4.0% 12/01/17 N/A $500,001 $1,000,000 Interest $50,001 $100,000 80 CONNECTICUT ST SPL TAX 5.0% 10/01/21 N/A $500,001 $1,000,000 Interest Capital Gains $50,001 $100,000 81 NEW YORK ST DORM AUTH 5.0% 4/01/22 N/A $500,001 $1,000,000 Interest $50,001 $100,000 82 MICHIGAN ST 5.0% 3/15/22 N/A $500,001 $1,000,000 Interest $50,001 $100,000 83 ISHARES RUSSELL 3000 ETF Yes $1,000,001 $5,000,000 84 NEW YORK ST DORM AUT 5.0% 5/15/17 N/A $500,001 $1,000,000 Interest $50,001 $100,000 85 MIAMI-DADE CNTY FL SOL 5.0% 10/01/20 N/A $500,001 $1,000,000 Interest $50,001 $100,000 86 ISHARES MSCI EAFE ETF Yes $25,000,001 $50,000,000 87 TEXAS ST TRANSPRTN C 5.0% 8/15/42 N/A $500,001 $1,000,000 Interest $50,001 $100,000 88 CHICAGO IL O'HARE IN 5.0% 1/01/20 N/A $500,001 $1,000,000 Interest $50,001 $100,000 89 CENTRAL UNIFIED SCH DISTRICT, FRESNO COUNTY, CA 0.001% 3/01/18 N/A $250,001 $500,000 Interest None (or less than $201) 90 HARRIS CNTY-HOUSTON TX 5.0% 11/15/19 N/A $500,001 $1,000,000 Interest $50,001 $100,000 91 ANHEUSER BUSCH-INBEV 1.9% 2/01/19 N/A $100,001 $250,000 Interest $5,001 - $15,000 92 SAINT MARY HOSP AUTH 5.0% 11/15/19 N/A $500,001 $1,000,000 Interest $50,001 $100,000 $100,001 $1,000,000 $1,000,001 $5,000,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 93 CHAIT 2016-A6 A6 1.1% 1/15/20 N/A $250,001 $500,000 Interest $5,001 - $15,000 94 FLORIDA ST BRD OF AD 2.638% 7/01/21 N/A $100,001 $250,000 Interest $5,001 - $15,000 95 FIFTH THIRD BK CIN OHI 2.3% 3/15/19 N/A $100,001 $250,000 Interest $5,001 - $15,000 96 MIAMI UNIV OH 5.0% 9/01/18 N/A $500,001 $1,000,000 Interest $50,001 $100,000 97 MASSACHUSETTS ST 2.83405% 1/01/17 N/A $250,001 $500,000 Interest $5,001 - $15,000 98 A T & T INC 2.8% 2/17/21 N/A $250,001 $500,000 Interest $15,001 $50,000 99 APPLE INC 2.25% 2/23/21 N/A $250,001 $500,000 Interest $15,001 $50,000 100 SAINT LOUIS PARK MN 5.5% 7/01/23 N/A $500,001 $1,000,000 Interest $50,001 $100,000 101 PRUDENTIAL FINANCIAL 5.375% 6/21/20 N/A $100,001 $250,000 Interest $15,001 $50,000 102 NEW YORK ST CONVENTI 5.0% 11/15/19 N/A $500,001 $1,000,000 Interest $50,001 $100,000 103 MARATHON PETROLEUM COR 3.4% 12/15/20 N/A $250,001 $500,000 Interest $15,001 $50,000 104 BUILD NYC RESOURCE C 5.0% 6/01/20 N/A $500,001 $1,000,000 Interest $50,001 $100,000 105 VERIZON COMMUNICATION 3.65% 9/14/18 N/A $250,001 $500,000 Interest $15,001 $50,000 106 COOK CNTY IL 5.0% 11/15/18 N/A $500,001 $1,000,000 Interest $50,001 $100,000 107 BNY MELLON NATL INTM MUNI-M Yes $250,001 $500,000 108 GWINNETT CNTY GA DEV 5.25% 1/01/19 N/A $500,001 $1,000,000 $15,001 $50,000 Interest $50,001 $100,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 109 BSCMS 2007-PW17 A4 5.694% 6/11/50 N/A $100,001 $250,000 Interest $15,001 $50,000 110 BAY AREA CA TOLL AUT 1.5% 4/01/47 N/A $500,001 $1,000,000 Interest $15,001 $50,000 111 DELAWARE VALLEY PA REG 5.6% 7/01/17 N/A $500,001 $1,000,000 Interest $50,001 $100,000 112 SW AIRLINES 07-1 TR 6.15% 8/01/22 N/A $250,001 $500,000 Interest $15,001 $50,000 113 NEW YORK ST THRUWAY 5.0% 5/01/19 N/A $1,000,001 $5,000,000 Interest $100,001 $1,000,000 114 NEW YORK NY 2.62472% 8/01/17 N/A $500,001 $1,000,000 Interest $15,001 $50,000 115 U S BANCORP 5.125% 12/25/50 N/A $250,001 $500,000 Interest $15,001 $50,000 116 CRA (BNY MELLON, N.A., MEMBER FDIC) N/A $5,000,001 $25,000,000 Interest $100,001 $1,000,000 117 DELTA AIR LINES 2011 5.3% 4/15/19 N/A $250,001 $500,000 Interest $15,001 $50,000 118 NEW JERSEY ST TRANSPRT 5.0% 6/15/20 N/A $250,001 $500,000 Interest $15,001 $50,000 119 ILLINOIS ST 5.0% 3/01/22 N/A $250,001 $500,000 Interest $15,001 $50,000 120 GCCFC 2007-GG11 A4 5.736% 12/10/49 N/A $250,001 $500,000 Interest $15,001 $50,000 121 CSMC 2007-C4 A4 6.1338% 9/15/39 N/A $250,001 $500,000 Interest $15,001 $50,000 122 13 PARTNERS PE 4 LP No None (or less than $1,001) 122.1 Blade Therapeutics N/A None (or less than $201) 122.2 Editas Medicine N/A None (or less than $201) None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 122.3 FV Aircraft N/A None (or less than $201) 122.4 Graybug Vision N/A None (or less than $201) 122.5 Hallux N/A None (or less than $201) 122.6 Headspace N/A None (or less than $201) 122.7 Homology N/A None (or less than $201) 122.8 Mtrap N/A None (or less than $201) 122.9 Pre-Settlement Litigation N/A None (or less than $201) 122.10 Prime Auto Loan N/A None (or less than $201) 122.11 Ribon Therapeutics N/A None (or less than $201) 122.12 TIDI Products N/A None (or less than $201) 122.13 TriNetX N/A None (or less than $201) 123 MASSACHUSETTS ST WTR 6.5% 7/15/19 N/A $250,001 $500,000 Interest $15,001 $50,000 124 NEW JERSEY ST TRANSPRT 5.0% 6/15/18 N/A $250,001 $500,000 Interest $15,001 $50,000 125 AMERERICAN AIRLINES 4.95% 1/15/23 N/A $250,001 $500,000 Interest $15,001 $50,000 126 MORGAN STANLEY 6.625% 4/01/18 N/A $250,001 $500,000 Interest $15,001 $50,000 127 NEW YORK ST ENVRNMNT 4.339% 6/15/18 N/A $500,001 $1,000,000 Interest $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 128 CHICAGO IL TRANSIT AUT 5.0% 6/01/17 N/A $500,001 $1,000,000 Interest $50,001 $100,000 129 CLEAR CREEK TX INDEP 3.0% 2/15/32 N/A $500,001 $1,000,000 Interest $50,001 $100,000 130 NEW YORK CITY NY TRA 5.0% 5/01/21 N/A $500,001 $1,000,000 Interest $50,001 $100,000 131 MAIN STR NAT GAS INC 5.0% 3/15/18 N/A $500,001 $1,000,000 Interest $50,001 $100,000 132 NEW YORK ST LOC ASSIST 5.5% 4/01/17 N/A $250,001 $500,000 Interest $50,001 $100,000 133 CALIFORNIA ST HLTH F 5.0% 7/01/43 N/A $500,001 $1,000,000 Interest $50,001 $100,000 134 13 PARTNERS PE 3 LP No None (or less than $1,001) 134.1 AAC Holdings N/A None (or less than $201) 134.2 Acutus N/A None (or less than $201) 134.3 Advantia Health N/A None (or less than $201) 134.4 Aerie N/A None (or less than $201) 134.5 Akari Therapeutics N/A None (or less than $201) 134.6 Aladdin Group N/A None (or less than $201) 134.7 Alimera Sciences N/A None (or less than $201) 134.8 Aprecia N/A None (or less than $201) 134.9 Aralez Parmaceuticals N/A None (or less than $201) None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 134.10 Arizona Nutritional N/A None (or less than $201) 134.11 Atlantic Navigation N/A None (or less than $201) 134.12 aTyr Pharma N/A None (or less than $201) 134.13 Audentes Therapeutics N/A None (or less than $201) 134.14 Avalanche Biotech N/A None (or less than $201) 134.15 AveXis N/A None (or less than $201) 134.16 BioSpecifics N/A None (or less than $201) 134.17 Aziyo Biologics N/A None (or less than $201) 134.18 Blade Therapeutics N/A None (or less than $201) 134.19 BookMyShow N/A None (or less than $201) 134.20 Breathe Technologies N/A None (or less than $201) 134.21 Califia Farms N/A None (or less than $201) 134.22 Carrizo N/A None (or less than $201) 134.23 Chevron N/A None (or less than $201) 134.24 Claytonville N/A None (or less than $201) 134.25 Coates Offshore N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 134.26 Conventus Orthopedics N/A None (or less than $201) 134.27 Cureatr N/A None (or less than $201) 134.28 CytomX Therapeutics N/A None (or less than $201) 134.29 David Lloyd Leisure N/A None (or less than $201) 134.30 Dendreon N/A None (or less than $201) 134.31 Depomed N/A None (or less than $201) 134.32 DTC Logistics N/A None (or less than $201) 134.33 Editas Medicine N/A None (or less than $201) 134.34 EndoChoice N/A None (or less than $201) 134.35 Equality Health N/A None (or less than $201) 134.36 ESCO N/A None (or less than $201) 134.37 ESSA N/A None (or less than $201) 134.38 Euro Garages N/A None (or less than $201) 134.39 European Forecourt N/A None (or less than $201) 134.40 Exelixis N/A None (or less than $201) 134.41 Flatiron Health N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 134.42 Fractyl Labs N/A None (or less than $201) 134.43 Genesis Financial N/A None (or less than $201) 134.44 Global Blood N/A None (or less than $201) 134.45 Global Wide Media N/A None (or less than $201) 134.46 GoFundMe N/A None (or less than $201) 134.47 Graybug Vision N/A None (or less than $201) 134.48 Hallux N/A None (or less than $201) 134.49 Headspace N/A None (or less than $201) 134.50 Homology N/A None (or less than $201) 134.51 Hurtigruten N/A None (or less than $201) 134.52 IFS Holdings N/A None (or less than $201) 134.53 IMO Car Wash Group N/A None (or less than $201) 134.54 Itamar Medical N/A None (or less than $201) 134.55 J.S. Held N/A None (or less than $201) 134.56 Jack's Winches N/A None (or less than $201) 134.57 Johnny Was N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 134.58 Keepmoat N/A None (or less than $201) 134.59 Kempharm N/A None (or less than $201) 134.60 Ketra N/A None (or less than $201) 134.61 Kimbrel N/A None (or less than $201) 134.62 Lannett N/A None (or less than $201) 134.63 Latham Pool Products N/A None (or less than $201) 134.64 Leaseplan N/A None (or less than $201) 134.65 LSQ Funding N/A None (or less than $201) 134.66 Lumeris N/A None (or less than $201) 134.67 Lumos N/A None (or less than $201) 134.68 LYMI N/A None (or less than $201) 134.69 MedAvail N/A None (or less than $201) 134.70 Mtrap N/A None (or less than $201) 134.71 NeoChord N/A None (or less than $201) 134.72 Neos Therapeutics N/A None (or less than $201) 134.73 Oil Patch Group N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 134.74 Optimax N/A None (or less than $201) 134.75 Pacific Market N/A None (or less than $201) 134.76 Port Logistics Group N/A None (or less than $201) 134.77 ProKarma N/A None (or less than $201) 134.78 Proteon N/A None (or less than $201) 134.79 Pyramid Analytics N/A None (or less than $201) 134.80 RCA N/A None (or less than $201) 134.81 Redbrick Health N/A None (or less than $201) 134.82 REGENXBIO N/A None (or less than $201) 134.83 Remitly N/A None (or less than $201) 134.84 Rhythm Metabolic N/A None (or less than $201) 134.85 Ribon Therapeutics N/A None (or less than $201) 134.86 Seanic Ocean Systems N/A None (or less than $201) 134.87 Shelf Subsea N/A None (or less than $201) 134.88 SHINE Medical Tech N/A None (or less than $201) 134.89 Shockwave N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 134.90 Spark Therapeutics N/A None (or less than $201) 134.91 SteadyMed N/A None (or less than $201) 134.92 SundaySky N/A None (or less than $201) 134.93 Synergy Pharmaceuticals N/A None (or less than $201) 134.94 Synlogic N/A None (or less than $201) 134.95 Syros N/A None (or less than $201) 134.96 Temperatsure N/A None (or less than $201) 134.97 Texas Hydraulics N/A None (or less than $201) 134.98 The Black Tux N/A None (or less than $201) 134.99 Travelers N/A None (or less than $201) 134.10 0 TriNetX N/A None (or less than $201) 134.10 1 Trinity Biotech N/A None (or less than $201) 134.10 2 TriStar Water N/A None (or less than $201) 134.10 3 Udemy N/A None (or less than $201) 134.10 4 USNR N/A None (or less than $201) 134.10 5 Variperm N/A None (or less than $201) # DESCRIPTION EIF VALUE 134.10 6 VATBox N/A None (or less than $201) 134.10 7 Vigor Industrial N/A None (or less than $201) 134.10 8 Vital Access N/A None (or less than $201) 134.10 9 Voyager Therapeutics N/A None (or less than $201) 134.11 0 WC Strategic Opportunity N/A None (or less than $201) 134.11 1 Worldwide Facilities N/A None (or less than $201) 134.11 2 WTS Rentals N/A None (or less than $201) 134.11 3 Xeris Pharmaceuticals N/A None (or less than $201) 134.11 4 ZoomCare N/A None (or less than $201) 135 13 Partners Private Equity 2008 No 135.1 9x Media N/A None (or less than $201) 135.2 Acadia Healthcare N/A None (or less than $201) 135.3 Access Point N/A None (or less than $201) 135.4 Aderant N/A None (or less than $201) 135.5 Adreima N/A None (or less than $201) 135.6 Aeronautics N/A None (or less than $201) None (or less than $1,001) INCOME TYPE INCOME AMOUNT None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 135.7 Aesynt N/A None (or less than $201) 135.8 AloStar Bank N/A None (or less than $201) 135.9 Amiad N/A None (or less than $201) 135.10 Amonix N/A None (or less than $201) 135.11 Apex Parks Group N/A None (or less than $201) 135.12 Argon Medical Devices N/A None (or less than $201) 135.13 Ascend Telecom N/A None (or less than $201) 135.14 Aster N/A None (or less than $201) 135.15 Atrium Underwriting N/A None (or less than $201) 135.16 Augere N/A None (or less than $201) 135.17 Avalon and Landmark N/A None (or less than $201) 135.18 Avangate N/A None (or less than $201) 135.19 Barracuda Networks N/A None (or less than $201) 135.20 Bastion Security N/A None (or less than $201) 135.21 Beckman Production N/A None (or less than $201) 135.22 Betterment N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 135.23 Bolder Healthcare N/A None (or less than $201) 135.24 Broder Bros. N/A None (or less than $201) 135.25 Burtek N/A None (or less than $201) 135.26 BWAY N/A None (or less than $201) 135.27 C3 N/A None (or less than $201) 135.28 Care Services N/A None (or less than $201) 135.29 Carson Air N/A None (or less than $201) 135.30 Centennial Towers N/A None (or less than $201) 135.31 Center for Vein Restoration N/A None (or less than $201) 135.32 CFGI N/A None (or less than $201) 135.33 Citco Group N/A None (or less than $201) 135.34 Coffee Day N/A None (or less than $201) 135.35 Complete Innovations N/A None (or less than $201) 135.36 Confluent Health N/A None (or less than $201) 135.37 Conserve Oilfield Services N/A None (or less than $201) 135.38 Contech N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 135.39 Cordant Health N/A None (or less than $201) 135.40 Corsair N/A None (or less than $201) 135.41 CORVA N/A None (or less than $201) 135.42 CoverMyMeds N/A None (or less than $201) 135.43 Cross Match N/A None (or less than $201) 135.44 CyberGrants N/A None (or less than $201) 135.45 Degania N/A None (or less than $201) 135.46 Destimoney Enterprises N/A None (or less than $201) 135.47 Dimensional Dental N/A None (or less than $201) 135.48 Direct ChassisLink N/A None (or less than $201) 135.49 Duff & Phelps N/A None (or less than $201) 135.50 Eagle Point Credit N/A None (or less than $201) 135.51 Efront N/A None (or less than $201) 135.52 Enhanced Capital N/A None (or less than $201) 135.53 Enstar Group N/A None (or less than $201) 135.54 ESL/Beaconhouse N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 135.55 Esolutions N/A None (or less than $201) 135.56 EVO Payments N/A None (or less than $201) 135.57 Fabco N/A None (or less than $201) 135.58 Fieldglass N/A None (or less than $201) 135.59 Financial Pacific N/A None (or less than $201) 135.60 First Data Holdings N/A None (or less than $201) 135.61 Forum Energy Technologies N/A None (or less than $201) 135.62 Freepoint Commodities N/A None (or less than $201) 135.63 Gaon Holdings N/A None (or less than $201) 135.64 GeoVera Insurance N/A None (or less than $201) 135.65 GeoVera Insurance N/A None (or less than $201) 135.66 Great AJAX Holdings N/A None (or less than $201) 135.67 GSE Environmental N/A None (or less than $201) 135.68 Guerdon Modular N/A None (or less than $201) 135.69 Gulf Coast Shipyard Group N/A None (or less than $201) 135.70 Gypsum Technologies N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 135.71 Haystax Technology N/A None (or less than $201) 135.72 HCBF N/A None (or less than $201) 135.73 Heligear N/A None (or less than $201) 135.74 Henniges Automotive N/A None (or less than $201) 135.75 Hodges-Mace Benefits N/A None (or less than $201) 135.76 Hospice Partners N/A None (or less than $201) 135.76 .1 Hostway N/A None (or less than $201) 135.77 IBP N/A None (or less than $201) 135.78 Ichor N/A None (or less than $201) 135.79 Ikaria N/A None (or less than $201) 135.80 iMer N/A None (or less than $201) 135.81 Implement Holdings N/A None (or less than $201) 135.82 Interior Specialists N/A None (or less than $201) 135.83 Ironform Holdings N/A None (or less than $201) 135.84 ISS N/A None (or less than $201) 135.85 Ivy Rehab N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 135.86 Jefferson Capital N/A None (or less than $201) 135.87 JetPay N/A None (or less than $201) 135.88 JZ Capital Partners N/A None (or less than $201) 135.89 K2 Solutions N/A None (or less than $201) 135.90 Kastle Therapeutics N/A None (or less than $201) 135.91 Kaufman Hall N/A None (or less than $201) 135.92 Kewill N/A None (or less than $201) 135.93 KingStar N/A None (or less than $201) 135.94 Kiran Energy N/A None (or less than $201) 135.95 KS Oils N/A None (or less than $201) 135.96 Lancaster Pollard N/A None (or less than $201) 135.97 LDE Holding Corp N/A None (or less than $201) 135.98 LGS Innovations N/A None (or less than $201) 135.99 Limestone Holdings N/A None (or less than $201) 135.10 0 Liquid Web N/A None (or less than $201) 135.10 1 Long Term Care Group N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 135.10 2 Lumata N/A None (or less than $201) 135.10 3 MacroCure N/A None (or less than $201) 135.10 4 Matomy N/A None (or less than $201) 135.10 5 Medsurant N/A None (or less than $201) 135.10 6 MerchCap Solutions N/A None (or less than $201) 135.10 7 MidCap Financial SBIC N/A None (or less than $201) 135.10 8 MobileAccess N/A None (or less than $201) 135.10 9 Moreau Electrique N/A None (or less than $201) 135.11 0 Mortage-Asset Holdings N/A None (or less than $201) 135.11 1 Moshe's Fine Foods N/A None (or less than $201) 135.11 2 Multi Packaging Solutions N/A None (or less than $201) 135.11 3 myThings N/A None (or less than $201) 135.11 4 National Commerce Bank N/A None (or less than $201) 135.11 5 National Financial Partners N/A None (or less than $201) 135.11 6 SunSource N/A None (or less than $201) 135.11 7 National Security Partners N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 135.11 8 T&H Global N/A None (or less than $201) 135.11 9 Tech Industries N/A None (or less than $201) 135.12 0 Testing Services N/A None (or less than $201) 135.12 1 Nautronix N/A None (or less than $201) 135.12 2 The ARC Group N/A None (or less than $201) 135.12 3 NEBCO Insurance N/A None (or less than $201) 135.12 4 Therapeutic Research N/A None (or less than $201) 135.12 5 Nectar Lifesciences N/A None (or less than $201) 135.12 6 Things Remembered N/A None (or less than $201) 135.12 7 New Ocean Capital N/A None (or less than $201) 135.12 8 TIDI Products N/A None (or less than $201) 135.12 9 New Point IV N/A None (or less than $201) 135.13 0 New Point V N/A None (or less than $201) 135.13 1 Top Rx N/A None (or less than $201) 135.13 2 New Point VI N/A None (or less than $201) 135.13 3 TransUnion N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 135.13 4 Trident V Credit Holdings N/A None (or less than $201) 135.13 5 New Point VII N/A None (or less than $201) 135.13 6 Newgistics N/A None (or less than $201) 135.13 7 Triwater Holdings N/A None (or less than $201) 135.13 8 Newport Group N/A None (or less than $201) 135.13 9 Unitech Holdings N/A None (or less than $201) 135.14 0 Nextech N/A None (or less than $201) 135.14 1 NextG Networks N/A None (or less than $201) 135.14 2 US Logistics Solutions N/A None (or less than $201) 135.14 3 Nine Energy Services Inc. N/A None (or less than $201) 135.14 4 USM Holdings N/A None (or less than $201) 135.14 5 Non Control Pool N/A None (or less than $201) 135.14 6 USP Holdings N/A None (or less than $201) 135.14 7 Northwest Hardwoods N/A None (or less than $201) 135.14 8 Varsity Education N/A None (or less than $201) 135.14 9 NSC Minerals N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 135.15 0 Vasudev Adigas N/A None (or less than $201) 135.15 1 NXT Capital N/A None (or less than $201) 135.15 2 O&P Care Services N/A None (or less than $201) 135.15 3 Vautron N/A None (or less than $201) 135.15 4 Omega Morgan N/A None (or less than $201) 135.15 5 Vendavo N/A None (or less than $201) 135.15 6 Option Care N/A None (or less than $201) 135.15 7 Vertical Bridge N/A None (or less than $201) 135.15 8 Orad N/A None (or less than $201) 135.15 9 VRL Logistics N/A None (or less than $201) 135.16 0 Orchid Chemicals N/A None (or less than $201) 135.16 1 WC Foss Investment N/A None (or less than $201) 135.16 2 Ortel Communications N/A None (or less than $201) 135.16 3 OSY Technologies N/A None (or less than $201) 135.16 4 Wilton Re N/A None (or less than $201) 135.16 5 P&R Dental Strategies N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 135.16 6 Wind Telecom N/A None (or less than $201) 135.16 7 Pacific Capital Bancorp N/A None (or less than $201) 135.16 8 Wolverine Automotive N/A None (or less than $201) 135.16 9 Paylease N/A None (or less than $201) 135.17 0 World and Main N/A None (or less than $201) 135.17 1 Paymetric N/A None (or less than $201) 135.17 2 Zend N/A None (or less than $201) 135.17 3 Pelican Auto Finance N/A None (or less than $201) 135.17 4 Summit Behavioral N/A None (or less than $201) 135.17 5 Plex N/A None (or less than $201) 135.17 6 Prima Capital Advisors N/A None (or less than $201) 135.17 7 State National N/A None (or less than $201) 135.17 8 ProNerve N/A None (or less than $201) 135.17 9 Starstone Insurance N/A None (or less than $201) 135.18 0 Prosper Marketplace N/A None (or less than $201) 135.18 1 Standard Bancshares N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 135.18 2 PSI Enterprises N/A None (or less than $201) 135.18 3 QuickPlay Media N/A None (or less than $201) 135.18 4 SPL Holdings N/A None (or less than $201) 135.18 5 Soundview Maritime N/A None (or less than $201) 135.18 6 Reischling Press N/A None (or less than $201) 135.18 7 SKY Harbor Capital N/A None (or less than $201) 135.18 8 Reliance Infratel N/A None (or less than $201) 135.18 9 Renaissance Acquisition N/A None (or less than $201) 135.19 0 Site Energy Services N/A None (or less than $201) 135.19 1 REPAY Holdings N/A None (or less than $201) 135.19 2 Service Finance Holdings N/A None (or less than $201) 135.19 3 Retail Capital N/A None (or less than $201) 135.19 4 Rockwater Energy N/A None (or less than $201) 135.19 5 Sequence Health N/A None (or less than $201) 135.19 6 Rolex Rings N/A None (or less than $201) 135.19 7 Sensors Solutions N/A None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 135.19 8 RR Media N/A None (or less than $201) 135.19 9 Sage Products N/A None (or less than $201) 135.20 0 SemiTorr N/A None (or less than $201) 135.20 1 Salter Medical Holdings N/A None (or less than $201) 135.20 2 Sedgwick N/A None (or less than $201) 135.20 3 Salter Medical Holdings N/A None (or less than $201) 135.20 4 SCS Financial N/A None (or less than $201) 135.20 5 Santa Cruz Nationals N/A None (or less than $201) 135.20 6 Schrader International N/A None (or less than $201) 136 MAP 2015 LP Yes None (or less than $1,001) 137 SW Multifamily Portfolio Fund No $1,000,001 $5,000,000 137.1 Pillar at Bella Vista LLC No None (or less than $1,001) None (or less than $201) 137.2 Arrowhead Apartment Partners LLC No $500,001 $1,000,000 None (or less than $201) 137.3 Courtney Vista Apartments None (or less than $1,001) None (or less than $201) 137.4 Pillar of Westgate LLC No None (or less than $1,001) None (or less than $201) 137.5 Metro at Zanjero LLC No None (or less than $1,001) None (or less than $201) None (or less than $201) Rent or Royalties $15,001 $50,000 # DESCRIPTION EIF VALUE 137.6 San Paulo Apartment Partners LLC No $500,001 $1,000,000 None (or less than $201) 138 AETHER REAL ASSETS I LP No None (or less than $1,001) None (or less than $201) 138.1 Resource Land Fund IV, LLC No None (or less than $201) 138.2 Pacific Road Resources Fund II L.P. No None (or less than $201) 138.3 Resource Capital Fund V L.P. No None (or less than $201) 138.4 Blenheim Natural Resources Fund, LLC No None (or less than $201) 138.5 Scout Energy Partners I-B, LP No None (or less than $201) 138.6 SW Energy Capital Limited Partnership No None (or less than $201) 138.7 Annapolis Investment (US) LP V No None (or less than $201) 138.8 Annapolis Investment (US) LP VI No None (or less than $201) 138.9 Rockland Power Partners I, LP No None (or less than $201) 138.10 Clyde Blowers Capital Fund III LP No None (or less than $201) 139 AETHER REAL ASSETS III LP No 139.1 EMR Capital Resources Fund 1, LP No None (or less than $201) 139.2 African Minerals Exploration & Development Fund II SICAR No None (or less than $201) 139.3 ACM Permanent Crops, LLC No None (or less than $201) None (or less than $1,001) INCOME TYPE INCOME AMOUNT None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 139.4 Kerogen Energy Fund C (Co-Investment), L.P. No None (or less than $201) 139.5 32 Degrees Diversified Energy Fund III (US) L.P. No None (or less than $201) 139.6 Scout Energy Partners II-B, LP No None (or less than $201) 139.7 Kerogen Energy Fund II B, L.P. No None (or less than $201) 139.8 Lascaux Resource Capital Fund I L.P. No None (or less than $201) 139.9 CE Mining Fund II L.P. No None (or less than $201) 139.10 Resource Land Fund V, LP No None (or less than $201) 139.11 Greenstone Resources II L.P. No None (or less than $201) 140 Biscayne Bay Apartments LP (sold 11/21/16) No None (or less than $1,001) None (or less than $201) 141 Protege Partners LP (sold 12/31/16) No None (or less than $1,001) None (or less than $201) 142 Rebel Industries (sold 12/31/16) No None (or less than $1,001) None (or less than $201) 143 Adamas Partners LP (sold 12/31/16) No None (or less than $1,001) None (or less than $201) 144 QUELLOS PRIVATE CAPITAL II No None (or less than $1,001) None (or less than $201) 144.1 Accel IX Strategic Partners, L.P. No None (or less than $201) 144.2 Balderton Capital III, L.P. No None (or less than $201) 144.3 Benchmark Israel II, L.P. No None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 144.4 Canaan Partners VII, L.P. No None (or less than $201) 144.5 Columbia Capital Equity Partners IV (QP), L.P. No None (or less than $201) 144.6 De Novo Ventures III, L.P. No None (or less than $201) 144.7 Domain Partners VII, L.P. No None (or less than $201) 144.8 Frazier Healthcare V, L.P. No None (or less than $201) 144.9 Galen Partners V, L.P. No None (or less than $201) 144.10 General Catalyst Group IV, L.P. No None (or less than $201) 144.11 Greylock Israel, L.P. No None (or less than $201) 144.12 IDG-Accel China Growth Fund, L.P. No None (or less than $201) 144.13 Insight Venture Partners V, L.P. No None (or less than $201) 144.14 M/C Venture Partners VI, L.P. No None (or less than $201) 144.15 NEOS GeoSolutions, Inc. (fka Terralliance Technologies, Inc.) No None (or less than $201) 144.16 Polaris Venture Partners V, L.P. No None (or less than $201) 144.17 Rosewood Capital V, L.P. No None (or less than $201) 144.18 Segway, Inc. No None (or less than $201) 144.19 Skyline Venture Partners Qualified Purchaser Fund IV, L.P. No None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 144.20 Summit Partners Private Equity Fund VII-A, L.P. No None (or less than $201) 144.21 Trident Capital Fund-VI, L.P. No None (or less than $201) 144.22 US Venture Partners IX, L.P. No None (or less than $201) 144.23 Audax Mezzanine Fund II, L.P. No None (or less than $201) 144.24 Audax Private Equity Fund II, L.P. No None (or less than $201) 144.25 Bain Capital Fund IX, L.P. No None (or less than $201) 144.26 Calvert Street Capital Partners III, L.P. No None (or less than $201) 144.27 Catterton Partners VI, L.P. No None (or less than $201) 144.28 CS Capital Partners III, L.P. No None (or less than $201) 144.29 Drawbridge Special Opportunities Fund L.P. No None (or less than $201) 144.30 Fortress Investment Fund III, L.P. No None (or less than $201) 144.31 Fortress Investment Fund IV, L.P. No None (or less than $201) 144.32 H.I.G. Capital Partners IV, L.P. No None (or less than $201) 144.33 OCM Opportunities Fund VI, L.P. No None (or less than $201) 144.34 OCM/GFI Power Opportunities Fund II, L.P. No None (or less than $201) 144.35 Silver Lake Partners III, L.P. No None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 144.36 Sun Capital Partners IV, L.P. No None (or less than $201) 144.37 Sun Capital Securities Fund, L.P. Tranche 2Special No None (or less than $201) 144.38 TA X, L.P. No None (or less than $201) 144.39 TPG Partners V, L.P. No None (or less than $201) 144.40 Wayzata Opportunities Fund, LLC No None (or less than $201) 144.41 The Column Group, L.P. No None (or less than $201) 144.42 Court Square Ventures II, L.P. No None (or less than $201) 144.43 Diamond Castle Partners IV, L.P. No None (or less than $201) 144.44 Elevation Partners, L.P. No None (or less than $201) 144.45 Halifax Capital Partners II, L.P. No None (or less than $201) 144.46 Insight Equity I, L.P. No None (or less than $201) 144.47 Linden Capital Partners, L.P.V No None (or less than $201) 144.48 Madrona Venture Fund III, L.P. No None (or less than $201) 144.49 Northern Light Venture Fund, L.P. No None (or less than $201) 144.50 Rutland Fund II, L.P. No None (or less than $201) 144.51 TPG Biotechnology Partners II, L.P. No None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 144.52 Valhalla Partners II, L.P. No 145 AETHER REAL ASSETS II No 145.1 32 Degrees Diversified Energy Fund II (US) L.P. No None (or less than $201) 145.2 Pacific Agricultural Realty, LP No None (or less than $201) 145.3 Kerogen Energy Fund, L.P. No None (or less than $201) 145.4 Blenheim Elgin Natural Resources Fund II, LLC No None (or less than $201) 145.5 Leiden PE LP No None (or less than $201) 145.6 African Minerals Exploration & Development Fund SICAR No None (or less than $201) 145.7 Fall Line Farms Fund I, LP No None (or less than $201) 145.8 Lascaux Resource Capital Fund I L.P. No None (or less than $201) 145.9 Rockland Power Partners II, LP No None (or less than $201) 145.10 Annapolis Investment (US) Limited Partnership VII No None (or less than $201) 146 J7 Ranch LLC - Management of Personal Residence Ranch N/A $1,000,001 $5,000,000 $201 - $1,000 147 Buffalo Jump Ranch and Management, LLC (99% Int) - Real Estate - Personal Residence/Direct Investment N/A $5,000,001 $25,000,000 None (or less than $201) 148 BNY Mellon Domestic Equities No None (or less than $1,001) None (or less than $201) 148.1 HEWLETT PACKARD ENTERPRIS No None (or less than $1,001) None (or less than $201) None (or less than $1,001) None (or less than $201) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.2 GENTEX CORP N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.3 PROGRESSIVE CORP OHIO N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.4 BROWN FORMAN CORP CL B N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.5 TIFFANY & CO NEW N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.6 SUNTRUST BANKS INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.7 S & T BANCORP INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.8 INTERNATIONAL PAPER CO N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.9 HENRY (JACK) & ASSOCIATES INC N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.10 LOWE'S COMPANIES INC N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.11 BRUKER CORPORATION N/A None (or less than $1,001) 148.12 SIMON PROPERTY GROUP INC REIT N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.13 ESTEE LAUDER COMPANIES CLASS A N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.14 VALERO ENERGY CORP NEW N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.15 NORDSTROM INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.16 V F CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.17 HORMEL FOODS CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.18 MORNINGSTAR INC No None (or less than $1,001) 148.19 SOUTHWEST AIRLS CO N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.20 OCCIDENTAL PETROLEUM CORP N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.21 FIRSTENERGY CORP No None (or less than $1,001) 148.22 BROADCOM LTD. No None (or less than $1,001) Capital Gains $50,001 $100,000 148.23 TESORO CORPORATION N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.24 OLD REPUBLIC INTL CORP N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.25 ORACLE CORP N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.26 GRAINGER W W INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.27 PULTE GROUP INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.28 GRACO INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.29 PARKER HANNIFIN CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.30 ASPEN INSURANCE HOLDINGS LTD N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.31 GENERAL GROWTH PROPERTIES (Name changed to G G P, Inc.) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.32 P G & E CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.33 Level 3 COMMUNICATIONS HLDGS INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 None (or less than $201) None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.34 TELEFLEX INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.35 NORTHSTAR REALTY EUROPE CORP No None (or less than $1,001) Capital Gains $2,501 - $5,000 148.36 HOSPITALITY PROPERTIES TR N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.37 UNION PAC CORP N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.38 MARSH & MCLENNAN COS INC N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.39 HALLIBURTON CO N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.40 TYSON FOODS INC CLASS A N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.41 SCHLUMBERGER LTD N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.42 GILEAD SCIENCES INC N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.43 NORDSON CORP N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.44 CARNIVAL CORP N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.45 TEXAS INSTRUMENTS INC N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.46 QUALCOMM INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.47 HARLEY DAVIDSON INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.48 GENERAL DYNAMICS CORP N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 148.49 VERTEX PHARMACEUTICALS INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.50 WESTROCK CO No None (or less than $1,001) Capital Gains $15,001 $50,000 148.51 PUBLIC SVC ENTERPRISE GROUP INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.52 JOHNSON CTLS INTL PLC No None (or less than $1,001) Dividends None (or less than $201) 148.53 T J X COMPANIES INC N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.54 S & P GLOBAL INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.55 LAM RESH CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.56 EMPIRE DISTRICT ELECTRIC CO N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.57 COCA-COLA EUROPEAN PARTNERS N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.58 PRAXAIR INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.59 PNM RES INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.60 S L GREEN REALTY CORP REIT N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.61 PAYPAL HOLDINGS INC No None (or less than $1,001) Capital Gains $50,001 $100,000 148.62 CORECIVIC INC No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.63 NORTHROP GRUMMAN CORP N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 148.64 NATIONAL INSTRS CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.65 MICRON TECHNOLOGY INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.66 CVS HEALTH CORPORATION N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 148.67 INTUITIVE SURGICAL INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.68 KITE REALTY GROUP TRUST No None (or less than $1,001) 148.69 CHARTER COMMUNICATIONS INC-A No None (or less than $1,001) Capital Gains $15,001 $50,000 148.70 TYSON FOODS INC CLASS A N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.71 GENERAL MILLS INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.72 INTERNATIONAL BUSINESS MACHINES CORP N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.73 WASTE CONNECTIONS INC No None (or less than $1,001) Capital Gains $50,001 $100,000 148.74 LOCKHEED MARTIN CORP N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.75 PINNACLE WEST CAP CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.76 INTEL CORP N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.77 LILLY ELI & CO N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.78 U G I CORP NEW N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.79 PROCTER & GAMBLE CO N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.80 PUBLIC STORAGE INC REIT N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.81 ICU MED INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.82 PEPSICO INC N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.83 HOME DEPOT INC N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 148.84 MORGAN STANLEY N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.85 KIMCO REALTY CORP N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.86 POST PROPERTIES INC (Name change to Mid-America Apartment Communities, Inc.) N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.87 MC DONALD'S CORPORATION N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.88 SCHEIN HENRY INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.89 PFIZER INC N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 148.90 ROCKWELL AUTOMATION, INC. N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.91 QUALITY CARE PROPERTIES -W/I No None (or less than $1,001) Capital Gains None (or less than $201) 148.92 GENERAL ELECTRIC CO N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 148.93 HERC HOLDINGS INC No None (or less than $1,001) Capital Gains $1,001 - $2,500 148.94 QUINSTREET INC No None (or less than $1,001) None (or less than $201) 148.95 ENDO INTERNATIONAL PLC No None (or less than $1,001) None (or less than $201) 148.96 HERTZ GLOBAL HOLDINGS INC No None (or less than $1,001) None (or less than $201) 148.97 GENPACT LTD No None (or less than $1,001) None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.98 STERICYCLE INC No None (or less than $1,001) 148.99 MARKEL CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.10 0 SYNOPSYS INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.10 1 YUM CHINA HOLDINGS INC No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.10 2 ADIENT PLC No None (or less than $1,001) Capital Gains $1,001 - $2,500 148.10 3 INGEVITY CORP No None (or less than $1,001) Capital Gains $2,501 - $5,000 148.10 4 VERSUM MATERIALS INC No None (or less than $1,001) Capital Gains $2,501 - $5,000 148.10 5 RITE AID CORP No None (or less than $1,001) 148.10 6 MURPHY USA INC-W/1 N/A None (or less than $1,001) 148.10 7 PENNEY J C INC No None (or less than $1,001) 148.10 8 MYRIAD GENETICS INC N/A None (or less than $1,001) 148.10 9 WEATHERFORD INTERNATIONAL PL No None (or less than $1,001) 148.11 0 ALPHABET INC-CL C No None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.11 1 KEYCORP NEW N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.11 2 NEKTAR THERAPEUTICS No None (or less than $1,001) 148.11 3 ALCOA UPSTREAM CORP N/A None (or less than $1,001) None (or less than $201) None (or less than $201) Dividends Capital Gains $5,001 - $15,000 None (or less than $201) Dividends Capital Gains $201 - $1,000 None (or less than $201) None (or less than $201) Dividends Capital Gains $2,501 - $5,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.11 4 ALNYLAM PHARMACEUTICALS INC No None (or less than $1,001) 148.11 5 DELL TECHNOLOGIES-CL V No None (or less than $1,001) 148.11 6 BABCOCK & WILCOX ENTERPR-W/I No None (or less than $1,001) 148.11 7 P P G INDUSTRIES INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.11 8 IONIS PHARMACEUTICALS INC No None (or less than $1,001) Capital Gains $201 - $1,000 148.11 9 HOST HOTELS & RESORTS INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.12 0 UNITED STATES CELLULAR CORP N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 148.12 1 SUNTRUST BANKS INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.12 2 SPROUTS FARMERS MARKETS INC No None (or less than $1,001) 148.12 3 CHUBB LTD No None (or less than $1,001) 148.12 4 MALLINCKRODT PLC No None (or less than $1,001) 148.12 5 H P INC No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.12 6 ALPHABET INC/CA-CL A No None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.12 7 MICHAEL KORS HOLDINGS LTD No None (or less than $1,001) 148.12 8 TOPBUILD CORP No None (or less than $1,001) Capital Gains $1,001 - $2,500 148.12 9 X L GROUP LTD No None (or less than $1,001) Capital Gains $15,001 $50,000 None (or less than $201) Capital Gains Dividends $1,001 - $2,500 None (or less than $201) None (or less than $201) Capital Gains $15,001 $50,000 None (or less than $201) None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.13 0 MYLAN NV No None (or less than $1,001) 148.13 1 MANITOWOC FOODSERVICE INC No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.13 2 LINCOLN NATL CORP IND N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.13 3 SEMPRA ENERGY N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.13 4 NORFOLK SOUTHERN CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.13 5 MATTEL INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.13 6 VENTAS INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.13 7 MARRIOTT INTL INC NEW CL A N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.13 8 PIONEER NATURAL RESOURCES CO N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.13 9 P V H CORP No None (or less than $1,001) 148.14 0 RANGE RESOURCES CORP N/A None (or less than $1,001) 148.14 1 PERRIGO CO PLC No None (or less than $1,001) 148.14 2 TEXTRON INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.14 3 FORTIVE CORP. No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.14 4 NATIONAL OILWELL VARCO INC. N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.14 5 LENNAR CORP CLASS A N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 None (or less than $201) None (or less than $201) Dividends Capital Gains $1,001 - $2,500 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.14 6 SHIRE PLC No None (or less than $1,001) 148.14 7 TEREX CORP NEW N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.14 8 I L G INC No None (or less than $1,001) Capital Gains $1,001 - $2,500 148.14 9 SIGNET JEWELERS LTD No None (or less than $1,001) 148.15 0 LEUCADIA NATL CORP N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 148.15 1 VULCAN MATERIALS CO N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.15 2 SOUTHERN CO N/A None (or less than $1,001) 148.15 3 NEWMONT MINING CORP N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.15 4 LAMB WESTON HOLDINGS INC No None (or less than $1,001) Capital Gains $2,501 - $5,000 148.15 5 PNC FINANCIAL SERVICES GROUP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.15 6 FOREST CITY REAL TV TRUST- A No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.15 7 SCHWAB CHARLES CORP NEW N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.15 8 TOOTSIE ROLL INDS INC N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 148.15 9 THERMO FISHER SCIENTIFIC INC. N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.16 0 MARTIN MARIETTA MATLS INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.16 1 NIKE INC CLASS B N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 None (or less than $201) None (or less than $201) None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.16 2 HUMANA INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.16 3 PACCAR INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.16 4 TWITTER INC No None (or less than $1,001) 148.16 5 MADISON SQUARE GARDEN CO/ No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.16 6 UNITED NAT FOODS INC N/A None (or less than $1,001) Dividends Capital Gains $1,001 - $2,500 148.16 7 WYNN RESORTS LTD N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 148.16 8 VIAVI SOLUTIONS INC No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.16 9 EDGEWELL PERSONAL CARE CO No None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.17 0 SBA COMMUNICATIONS CORP N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.17 1 IHS MARKIT LTD No None (or less than $1,001) Capital Gains $2,501 - $5,000 148.17 2 OMNICOM GROUP INC N/A None (or less than $1,001) 148.17 3 C B L & ASSOCIATES PROPERTIES INC No None (or less than $1,001) Capital Gains None (or less than $201) 148.17 4 SOUTHWEST GAS CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.17 5 NEWFIELD EXPL CO N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.17 6 ARCONIC INC. No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.17 7 OSHKOSH CORPORATION N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 None (or less than $201) None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.17 8 ILLINOIS TOOL WKS INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.17 9 T -MOBILE US INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.18 0 INCYTE CORPORATION N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.18 1 F M C CORP N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.18 2 TERADYNE INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.18 3 KIRBY CORP N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.18 4 KRAFT HEINZ CO/THE No None (or less than $1,001) Capital Gains $15,001 $50,000 148.18 5 FMC TECHNOLOGIES INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.18 6 WASHINGTON PRIME GROUP INC No None (or less than $1,001) Capital Gains Dividends $201 - $1,000 148.18 7 LINKEDIN CORP - A N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.18 8 VERISIGN INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.18 9 QIAGEN NV No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.19 0 SUPERIOR ENERGY SVCS INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.19 1 S E I INVESTMENTS COMPANY N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.19 2 FREEPORT-MCMORAN INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.19 3 LEGG MASON INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.19 4 MASCO CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.19 5 REGENERON PHARMACEUTICALS INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 148.19 6 MACK CALI RLTY CORP N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 148.19 7 PROGRESS SOFTWARE CORP N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.19 8 TEGNA INC. No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.19 9 HASBRO INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.20 0 INTERPUBLIC GROUP COS INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.20 1 ROSS STORES INC N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 148.20 2 NUCOR CORP N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.20 3 FULTON FINL CORP PA N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 148.20 4 JOHNSON & JOHNSON N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 148.20 5 TARGET CORP No None (or less than $1,001) 148.20 6 MICROSOFT CORPORATION N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 148.20 7 ADVANSIX, INC No None (or less than $1,001) Dividends Capital Gains $201 - $1,000 148.20 8 St Jude Medical Inc No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.20 9 FMC Technologies Inc No None (or less than $1,001) Capital Gains $5,001 - $15,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.21 0 Abbott Laboratories No None (or less than $1,001) Capital Gains None (or less than $201) 148.21 1 JP Morgan Chase & Co No None (or less than $1,001) Capital Gains Dividends $100,001 $1,000,000 148.21 2 Fluor Corp No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.21 3 Aetna Inc No None (or less than $1,001) Capital Gains $50,001 $100,000 148.21 4 moodys corp No None (or less than $1,001) Capital Gains $15,001 $50,000 148.21 5 new york community bancorp No None (or less than $1,001) Capital Gains $1,001 - $2,500 148.21 6 Carmax Inc No None (or less than $1,001) Capital Gains $15,001 $50,000 148.21 7 ON Semiconductor Corporation - Common Stock No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.21 8 Exelon Corp No None (or less than $1,001) Capital Gains $2,501 - $5,000 148.21 9 Monsanto Co. No None (or less than $1,001) Capital Gains $15,001 $50,000 148.22 0 Coach Inc No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.22 1 Dun & Bradstreet Corp No None (or less than $1,001) Capital Gains $2,501 - $5,000 148.22 2 CenterState Banks, Inc. - Common Stock No None (or less than $1,001) Capital Gains $15,001 $50,000 148.22 3 AFLAC Inc No None (or less than $1,001) Capital Gains $15,001 $50,000 148.22 4 Abbott Laboratories No None (or less than $1,001) Capital Gains $15,001 $50,000 148.22 5 ConocoPhillips No None (or less than $1,001) Capital Gains $5,001 - $15,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.22 6 Adobe Systems Incorporated - Common Stock No None (or less than $1,001) Capital Gains $15,001 $50,000 148.22 7 affiliated managers group inc No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.22 8 air products & chemicals, inc No None (or less than $1,001) Capital Gains $15,001 $50,000 148.22 9 alaska air group No None (or less than $1,001) Capital Gains $2,501 - $5,000 148.23 0 Allstate Corp No None (or less than $1,001) Capital Gains $50,001 $100,000 148.23 1 Amazon.com, Inc. - Common Stock No None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.23 2 American Electric Power No None (or less than $1,001) Capital Gains $15,001 $50,000 148.23 3 American Express Co No None (or less than $1,001) Capital Gains $50,001 $100,000 148.23 4 Anadarko Petroleum Corp No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.23 5 Analog Devices, Inc. - Common Stock No None (or less than $1,001) Capital Gains $15,001 $50,000 148.23 6 annaly capital management, inc No None (or less than $1,001) Capital Gains $1,001 - $2,500 148.23 7 Apache Corp No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.23 8 Apple Inc. - Common Stock No None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.23 9 Applied Materials, Inc. - Common Stock No None (or less than $1,001) Capital Gains $15,001 $50,000 148.24 0 Associated Banc-Corp - Common Stock No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.24 1 avista corp No None (or less than $1,001) Capital Gains $5,001 - $15,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.24 2 astoria financial corp No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.24 3 Autodesk, Inc. - Common Stock No None (or less than $1,001) Capital Gains $15,001 $50,000 148.24 4 AutoZone Inc No None (or less than $1,001) Capital Gains $15,001 $50,000 148.24 5 AvalonBay Communities Inc No None (or less than $1,001) Capital Gains $15,001 $50,000 148.24 6 Avnet, Inc. No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.24 7 BB&T Corp No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.24 8 Baker Hughes Inc No None (or less than $1,001) Capital Gains $15,001 $50,000 148.24 9 Bard C.R. Inc No None (or less than $1,001) Capital Gains $50,001 $100,000 148.25 0 Becton Dickinson & Co No None (or less than $1,001) Capital Gains $15,001 $50,000 148.25 1 Bed Bath & Beyond Inc. - Common Stock No None (or less than $1,001) Capital Gains $2,501 - $5,000 148.25 2 benchmark electrs inc No None (or less than $1,001) Capital Gains $15,001 $50,000 148.25 3 Best Buy Co Inc No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.25 4 black hills corp No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.25 5 bio rad labs inc No None (or less than $1,001) Capital Gains $15,001 $50,000 148.25 6 Block H & R Inc No None (or less than $1,001) Capital Gains $15,001 $50,000 148.25 7 borg warner inc No None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.25 8 brinker intl inc No None (or less than $1,001) Capital Gains None (or less than $201) 148.25 9 Boston Properties Inc No None (or less than $1,001) Capital Gains $15,001 $50,000 148.26 0 Bristol-Myers Squibb No None (or less than $1,001) Capital Gains $15,001 $50,000 148.26 1 Brown-Forman Corp B No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.26 2 Aceto Corporation - Common Stock No None (or less than $1,001) Capital Gains $2,501 - $5,000 148.26 3 cdi corp No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.26 4 C M S Energy Corp No None (or less than $1,001) Capital Gains $15,001 $50,000 148.26 5 CSX Corp No None (or less than $1,001) Capital Gains $15,001 $50,000 148.26 6 Cabot Oil & Gas A No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.26 7 cabot corp No None (or less than $1,001) Capital Gains $2,501 - $5,000 148.26 8 Cadence Design Systems, Inc. - Common Stock No None (or less than $1,001) Capital Gains $15,001 $50,000 148.26 9 Centerpoint Energy Inc No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.27 0 Campbell Soup Co No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.27 1 Capital One Financial No None (or less than $1,001) Capital Gains $15,001 $50,000 148.27 2 Cardinal Health Inc No None (or less than $1,001) Capital Gains $50,001 $100,000 148.27 3 Caterpillar Inc No None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.27 4 Celgene Corporation - Common Stock No None (or less than $1,001) Capital Gains $50,001 $100,000 148.27 5 chesapeake utilities corp No None (or less than $1,001) Capital Gains $15,001 $50,000 148.27 6 Cisco Systems, Inc. - Common Stock No None (or less than $1,001) Capital Gains $50,001 $100,000 148.27 7 Cintas Corporation - Common Stock No None (or less than $1,001) Capital Gains $15,001 $50,000 148.27 8 Darden Restaurants Inc No None (or less than $1,001) Capital Gains $15,001 $50,000 148.27 9 Citrix Systems Inc No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.28 0 Coca-Cola Co No None (or less than $1,001) Capital Gains $15,001 $50,000 148.28 1 Colgate-Palmolive Co No None (or less than $1,001) Capital Gains $15,001 $50,000 148.28 2 Flowserve Corp No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.28 3 ConAgra Foods Inc No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.28 4 Comerica Inc (MI) No None (or less than $1,001) Capital Gains $15,001 $50,000 148.28 5 Consolidated Edison Inc No None (or less than $1,001) Capital Gains $15,001 $50,000 148.28 6 Cummins Inc No None (or less than $1,001) Capital Gains $15,001 $50,000 148.28 7 D S T SYS INC No None (or less than $1,001) Capital Gains $15,001 $50,000 148.28 8 Danaher Corp No None (or less than $1,001) Capital Gains $15,001 $50,000 148.28 9 Deere & Co No None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.29 0 Walt Disney Co No None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.29 1 Dover Corp No None (or less than $1,001) Capital Gains $15,001 $50,000 148.29 2 Dow Chemical No None (or less than $1,001) Capital Gains $50,001 $100,000 148.29 3 E. I. du Pont de Nemours and Company No None (or less than $1,001) Capital Gains $50,001 $100,000 148.29 4 eBay Inc. - Common Stock No None (or less than $1,001) Capital Gains $15,001 $50,000 148.29 5 Ecolab Inc No None (or less than $1,001) Capital Gains $50,001 $100,000 148.29 6 Edison Intl No None (or less than $1,001) Capital Gains $15,001 $50,000 148.29 7 Electronic Arts Inc. - Common Stock No None (or less than $1,001) Capital Gains $15,001 $50,000 148.29 8 Electronics for Imaging, Inc. - Common Stock No None (or less than $1,001) Capital Gains $15,001 $50,000 148.29 9 Emerson Electric Co No None (or less than $1,001) Capital Gains $15,001 $50,000 148.30 0 Entergy Corp No None (or less than $1,001) Capital Gains $2,501 - $5,000 148.30 1 Equity Residential No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.30 2 LTC PPTYS INC N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.30 3 Comcast Corporation - Class A Common Stock N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.30 4 Fifth Third Bancorp - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.30 5 Fiserv, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.30 6 Freeport McMoRan Copper & Gold N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.30 7 Fulton Financial Corporation - Common Stock No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.30 8 Boeing Co No None (or less than $1,001) Capital Gains $50,001 $100,000 148.30 9 Gallagher Arthur J & CO N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.31 0 General Dynamics N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.31 1 Bank of America Corp No None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.31 2 General Electric Co N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.31 3 General Mills Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.31 4 Goldman Sachs Group Inc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.31 5 Gentex CORP N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.31 6 Gilead Sciences, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.31 7 GRACO INC N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.31 8 Grainger W.W. Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.31 9 Alexandria Real Estate Equities Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.32 0 UGI CORP N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.32 1 Expeditors Intl of WA Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.32 2 Macerich Co N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.32 3 CenturyLink Inc N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.32 4 Mid-America Apartment Communitys Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.32 5 Halliburton Co N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.32 6 Harley-Davidson Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.32 7 Alliant Energy Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.32 8 CVS Caremark Corp. N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.32 9 Hasbro, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.33 0 Hawaiian Electric INDS INC N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.33 1 Hologic Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.33 2 Henry (Jack) & Associates INC N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.33 3 Wintrust Financial Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.33 4 Hormel Foods Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.33 5 Harman Intl Industries Inc N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.33 6 Hospitality Properties No None (or less than $1,001) Capital Gains $5,001 - $15,000 148.33 7 Host Hotels & Resorts Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.33 8 Humana Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.33 9 Huntington Bancshares Incorporated Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.34 0 ICU Medical, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.34 1 Illinois Tool Works Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.34 2 Incyte Corporation - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.34 3 Intel Corporation - Common Stock N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.34 4 Unum Group N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.34 5 International Business Machines No None (or less than $1,001) Capital Gains $50,001 $100,000 148.34 6 DTE Energy Co N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.34 7 Intl Paper Co N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.34 8 Amphenol Corp New N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.34 9 Interpublic Group Cos N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.35 0 Johnson & Johnson N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.35 1 Altria Group Inc N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.35 2 KeyCorp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.35 3 Devon Energy Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.35 4 Kimberly-Clark N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.35 5 Kimco Realty Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.35 6 NBT Bancorp Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.35 7 Kirby Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.35 8 Costco Wholesale Corp N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.35 9 Lam Research Corporation - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.36 0 Cognizant Tech Solutions Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.36 1 Estee Lauder Cos. N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.36 2 Leucadia National Corp (NY) N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.36 3 EOG Resources N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.36 4 Legg Mason Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.36 5 Alexion Pharmaceuticals Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.36 6 Lennar Corp N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.36 7 Cooper Cos Inc N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.36 8 Lilly Eli & Co N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.36 9 BlackRock Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.37 0 Lincoln Electric Holdings, Inc. - Common Shares N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.37 1 Lincoln National Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.37 2 Senior Housing Propertys N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.37 3 Lockheed Martin N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.37 4 Franklin Resources Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.37 5 lowe's corporation N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.37 6 Honeywell International N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.37 7 White Mountains Ins Group LTD N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.37 8 M & T BK Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.37 9 Akamai Technologies Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.38 0 United Parcel Service Inc B N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.38 1 Mack California Realty N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.38 2 Agilent Technologies Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.38 3 aspen insurance holdings LTD N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.38 4 Exxon Mobil Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.38 5 Red Hat Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.38 6 manpowergroup INC N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.38 7 Hartford Financial Services Group Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.38 8 markel corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.38 9 One Liberty Pptys Inc N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 148.39 0 Marsh & McLennan Companies N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.39 1 Marriott International - Class A Common Stock N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.39 2 Waters Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.39 3 martin marietta Materials N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.39 4 Camden Property Trust REIT N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.39 5 Masco Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.39 6 FedEx Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.39 7 Mattel, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.39 8 Maxim Integrated Products, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.39 9 Murphy Oil Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.40 0 McDonald's Corp N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.40 1 Dominion Resources Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.40 2 Micron Technology, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.40 3 Microsoft Corporation - Common Stock N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.40 4 Clean Harbors Inc N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.40 5 FMC Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.40 6 Linear Technology Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.40 7 Wynn Resorts, Limited - Common Stock N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.40 8 Morgan Stanley N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.40 9 Myriad Genetics, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $201 - $1,000 148.41 0 National Instruments Corporation Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.41 1 National Oilwell Varco Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.41 2 Everest RE Group LTD N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.41 3 Newfield Exploration Co N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.41 4 Edwards Lifesciences Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.41 5 Newmont Mining Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.41 6 NIKE Inc B N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.41 7 Vectren Corp N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.41 8 Nordson Corporation - Common Stock N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.41 9 Metlife Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.42 0 Nordstrom Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.42 1 Stryker Corp N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.42 2 Norfolk Southern Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.42 3 Unitedhealth Group Inc N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.42 4 Northern Trust Corporation - Common Stock N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.42 5 Northrop Grumman Corp N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.42 6 Cheniere Energy Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.42 7 Nucor Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.42 8 Verizon Communications Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.42 9 Occidental Petroleum N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.43 0 Illumina, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.43 1 old republic international corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.43 2 Omnicom Group N/A None (or less than $1,001) Capital Gains None (or less than $201) 148.43 3 Oracle Corp N/A None (or less than $1,001) Capital Gains $50,001 $100,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.43 4 oshkosh corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.43 5 PNC Finl Services Group N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.43 6 PPG Industries Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.43 7 PACCAR Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.43 8 Parker-Hannifin Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.43 9 PG&E Corporation N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.44 0 PepsiCo Inc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.44 1 Pfizer Inc N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.44 2 Pinnacle West Capital (AZ) N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.44 3 Carnival Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.44 4 Pioneer Natural Resources N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.44 5 Manhattan Associates, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.44 6 Intuitive Surgical, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.44 7 Vector Group LTD N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.44 8 Praxair Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.44 9 Ford Motor Co N/A None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.45 0 Procter & Gamble N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.45 1 Constellation Brands Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.45 2 Amdocs Ltd N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.45 3 T Rowe Price Group Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.45 4 Bank Hawaii Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.45 5 3M Co N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.45 6 Noble Energy Inc N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.45 7 Yum! Brands Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.45 8 Computer Programs and Systems, Inc. Common Stock N/A None (or less than $1,001) Capital Gains None (or less than $201) 148.45 9 Netflix, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.46 0 Skyworks Solutions, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.46 1 Nabors Industries Ltd N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.46 2 MGE Energy Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.46 3 Cimarex Energy Co N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.46 4 US Bancorp N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.46 5 Seattle Genetics, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.46 6 Raytheon Co N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.46 7 Alliance Data Systems Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.46 8 Proassurance Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.46 9 Rockwell Collins N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.47 0 BioMarin Pharmaceutical Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.47 1 Zimmer Biomet Holdings, Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.47 2 Bunge Limited N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.47 3 Joy Global Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.47 4 Agree Realty Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.47 5 AmerisourceBergen Corp N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.47 6 Arch Cap Group LTD N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.47 7 Chevron Corp N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.47 8 Principal Financial Group N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.47 9 Advanced Auto Parts Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.48 0 Acuity Brands Inc N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 148.48 1 Prudential Financial Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.48 2 Marathon Oil Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.48 3 Tyler Technologies Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.48 4 Salesforce.com Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.48 5 Regions Financial Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.48 6 Dominos Pizza Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.48 7 Belden Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.48 8 Blackbaud, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.48 9 Reynolds American Inc N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.49 0 Allete Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.49 1 Digital Realty Trust Inc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.49 2 Northwestern Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.49 3 Rush Enterprises, Inc. - Class A Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.49 4 Equity Lifestyle PPTYS Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.49 5 Las Vegas Sands Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.49 6 Herbalife LTD N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.49 7 FBL Financial Group Inc-Cl A N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.49 8 PHH Corp N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.49 9 Prosperity Bancshares Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.50 0 Celanese Corp-Ser A N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.50 1 Franklin Str PPTYS Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.50 2 Consolidated Communications N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.50 3 CF Industries Holdings N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.50 4 Ameriprise Financial Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.50 5 Covanta Holding Corp N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 148.50 6 DexCom, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.50 7 C H Robinson Worldwide Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.50 8 Nuance Communications, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.50 9 Southern Copper Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.51 0 AT&T Inc N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.51 1 Hanover Insurance N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.51 2 CBS Corp B N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.51 3 Viacom Inc. - Class B Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.51 4 Chipotle Mexican Grill Inc. - Cl A N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.51 5 CA Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.51 6 Fidelity National Information N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.51 7 Portland General Electric Co N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.51 8 Liberty Interactive Corp QVC Group A N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.51 9 Mastercard Inc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.52 0 Wyndham Worldwide Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.52 1 Evercore Partners Inc- Cl A N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.52 2 Owens Corning Inc N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.52 3 Spectra Energy Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.52 4 The Travelers Companies Inc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.52 5 UDR Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.52 6 Broadridge Financial Solutions Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.52 7 People's United Financial Inc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.52 8 Delta Air Lines N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.52 9 TFS Financial Corporation - Common Stock N/A None (or less than $1,001) Capital Gains $201 - $1,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.53 0 Insulet Corporation - Common Stock N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.53 1 B&G Foods Inc-Cl A N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.53 2 Macy's Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.53 3 Discover Financial Services N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.53 4 CME Group Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.53 5 Validus Holdings LTD N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.53 6 lululemon athletica inc. - Common Stock N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 148.53 7 Wabco Holdings Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.53 8 Concho Resources Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.53 9 HCP Inc N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.54 0 athenahealth, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $201 - $1,000 148.54 1 Teradata Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.54 2 Invesco Ltd N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.54 3 Triple-S Management Corp-B N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.54 4 Echostar Corp N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.54 5 DISH Network Corporation - Class A Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.54 6 Calpine Corp N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.54 7 Dollar Tree Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.54 8 Visa Inc N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.54 9 Philip Morris International N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.55 0 Hill-Rom Holdings Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.55 1 Dr Pepper Snapple Group N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.55 2 American Water Works Co Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.55 3 Activision Blizzard, Inc - Common Stock N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.55 4 Frontier Communications Corp N/A None (or less than $1,001) Capital Gains None (or less than $201) 148.55 5 Discovery Communications, Inc. - Series C Common Stock N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.55 6 Mednax Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.55 7 EQT Corporation N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.55 8 Mead Johnson Nutrition Co N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.55 9 Time Warner Inc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.56 0 LogMein, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.56 1 American International Group N/A None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.56 2 Accenture plc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.56 3 Merck & Co Inc N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.56 4 Berkshire Hathaway B N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.56 5 Piedmont Office Realty Trust A N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.56 6 US Ecology, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.56 7 Chatham Lodging Trust N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.56 8 Retail Opportunity Investments Corp. Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.56 9 E*TRADE Financial Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.57 0 NextEra Energy Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.57 1 Tesla Motors, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.57 2 QEP Resources N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.57 3 Whitestone REIT-B N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.57 4 United Continental Holdings Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.57 5 LyondellBasell Industries N.V. N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.57 6 General Motors Company N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.57 7 Allied World Assurance Co N/A None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.57 8 Motorola Solutions Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.57 9 O'Reilly Automotive Inc N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.58 0 Financial Institutions, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.58 1 Kinder Morgan Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.58 2 Insperity Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.58 3 H C A Holdings Inc N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.58 4 Cornerstone OnDemand, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.58 5 Huntington Ingalls Ingalls Industries N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.58 6 Citigroup Inc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.58 7 ProLogis Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.58 8 Marathon Petroleum Corp. N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.58 9 Hollyfrontier Corp N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 148.59 0 Fortune Brands Home & Security Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.59 1 Alkermes plc - Ordinary Shares N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.59 2 CBRE Group Inc. N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.59 3 Level 3 Communications Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.59 4 TripAdvisor Inc. N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.59 5 Expedia, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.59 6 American Tower Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.59 7 Jazz Pharmaceuticals plc - Ordinary Shares N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.59 8 Post Holdings Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.59 9 Select Income REIT N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.60 0 Aon plc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.60 1 Express Scripts Holding Co. N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.60 2 Phillips 66 N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.60 3 Splunk Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 148.60 4 Facebook, Inc. - Class A Common Stock N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.60 5 Popular, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.60 6 Ingredion Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.60 7 LPL Financial Holdings Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.60 8 Duke Energy Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.60 9 Palo Alto Networks Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.61 0 Mondelez International Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.61 1 Workday Inc-Cl A N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 148.61 2 Whitewave Foods Co-A N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.61 3 AbbVie Inc. N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.61 4 Norwegian Cruise Line Holdings Ltd. Ordinary Shares N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.61 5 PTC Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.61 6 Zoetis Inc N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.61 7 L Brands Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.61 8 T-Mobile US Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.61 9 Coty Inc-Cl A N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 148.62 0 News Corp - Class A N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.62 1 Twenty-First Century Fox, Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.62 2 Intercontinental Exchange Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.62 3 Aramark N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.62 4 EarthLink Holdings Corp. - Common Stock N/A None (or less than $1,001) Capital Gains $201 - $1,000 148.62 5 Popeyes Louisiana Kitchen, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.62 6 Navient Corporation - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.62 7 FNF Group N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.62 8 The GEO Group Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.62 9 Synchrony Financial N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.63 0 Keysight Technologies Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.63 1 Education Realty Trust Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.63 2 Anthem Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.63 3 Crown Castle Intl Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.63 4 Healthcare Trust of AME - Cl A N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.63 5 Walgreens Boots Alliance Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.63 6 Q O R V O Inc N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.63 7 Iron Mountain Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.63 8 Medtronic Inc N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.63 9 Equinix, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 148.64 0 Xenia Hotels & Resorts Inc N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.64 1 Chimera Investment Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.64 2 Apple Hospitality REIT Inc N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 148.64 3 Allergan plc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.64 4 Monster Beverage Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.64 5 Energizer Holdings Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.64 6 Progressive Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.64 7 Public Services Enterprise Group N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.64 8 Public Storage N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.64 9 Pulte Group Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.65 0 Wal-Mart Stores N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.65 1 QUALCOMM Incorporated - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.65 2 Whole Foods Market Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.65 3 Waste Management Inc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.65 4 Range Resources Corp N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 148.65 5 Regeneron Pharmaceuticals, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.65 6 Republic Services Inc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.65 7 Rockwell Automation Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.65 8 Ross Stores, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.65 9 S&T Bancorp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.66 0 SEI Investments Company - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.66 1 Weingarten Realty Investment N/A None (or less than $1,001) Capital Gains $201 - $1,000 148.66 2 S L Green Realty CORP N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.66 3 Wells Fargo & Co N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.66 4 Western Digital Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.66 5 PNM Resources INC N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.66 6 Weyerhaeuser Co N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.66 7 Henry Schein, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.66 8 Schlumberger Ltd N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.66 9 Whirlpool Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.67 0 Schwab Charles Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.67 1 The Williams Companies Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.67 2 Xerox Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.67 3 Sempra Energy N/A None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.67 4 Yahoo Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.67 5 Simon Property Group N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.67 6 Zions Bancorporation - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.67 7 Southern Co N/A None (or less than $1,001) Capital Gains None (or less than $201) 148.67 8 Hawkins, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.67 9 Southwest Airlines Co N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.68 0 Southwest Gas Holdings N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.68 1 Jones Lang Lasalle Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.68 2 Starbucks Corporation - Common Stock N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.68 3 The Priceline Group Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.68 4 State Street Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.68 5 First Potomac Realty Trust N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.68 6 SunTrust Banks Inc (GA) N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.68 7 Endurance Specialty Holdings N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.68 8 Kroger Co N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.68 9 Axis Capital Holdings LTD N/A None (or less than $1,001) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.69 0 Boston Scientific Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.69 1 Resmed Inc N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.69 2 McKesson Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.69 3 DR Horton Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.69 4 Archer-Daniels-Midland Co N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.69 5 Umpqua Holdings Corporation - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.69 6 Corporate Office Properties REIT N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.69 7 Nvidia Corp N/A None (or less than $1,001) Capital Gains $100,001 $1,000,000 148.69 8 Superior Energy Services N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.69 9 AES Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.70 0 Amgen Inc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.70 1 Synopsys, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.70 2 Goodyear Tire & Rubber Co N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.70 3 Sysco Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.70 4 Sealed Air Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.70 5 TCF Financial N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.70 6 TJX Cos Inc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.70 7 Teleflex Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.70 8 Teradyne Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.70 9 Terex Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.71 0 Tesoro Corp N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.71 1 United Technologies Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.71 2 Texas Instruments Incorporated - Common Stock N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.71 3 Vornado Realty Trust N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.71 4 CVB Financial Corporation - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.71 5 Textron Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.71 6 Corning Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.71 7 Thermo Fisher Scientific N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.71 8 Automatic Data Processing N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.71 9 Tiffany & Co N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.72 0 Idacorp Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.72 1 Tootsie Roll INDS Inc N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.72 2 Tyson Foods Inc A N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.72 3 Union Pacific Corp N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.72 4 First Horizon National Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.72 5 United Natural Foods Inc N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 148.72 6 South Jersey Industries Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.72 7 United States Cellular Corp N/A None (or less than $1,001) Capital Gains $201 - $1,000 148.72 8 VF Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.72 9 Renaissance RE Holdings LTD ADR N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.73 0 Valero Energy Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.73 1 Ventas Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.73 2 GATX Corp N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.73 3 VeriSign, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.73 4 Vertex Pharmaceuticals Inc N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.73 5 Washington Federal, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.73 6 Intuit Inc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.73 7 Vulcan Materials Co N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 148.73 8 Bottomline Technologies, Inc. - Common Stock N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.73 9 Safeway PDC, LLC CVR (Worthless) N/A None (or less than $1,001) 148.74 0 Newell Brands Inc N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 148.74 1 KLA-Tencor Corporation N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.74 2 NCR Corp N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.74 3 WD-40 Company - Common Stock N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.74 4 Biogen Idec Inc N/A None (or less than $1,001) Capital Gains $50,001 $100,000 148.74 5 Varian Medical Systems Inc N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.74 6 L3 TECHNOLOGIES INC N/A None (or less than $1,001) Capital Gains $15,001 $50,000 148.74 7 CONDUENT INC-WHEN ISSUED N/A None (or less than $1,001) Capital Gains $1,001 - $2,500 148.74 8 BIOVERATIV INC-W/I N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.74 9 G G P INC N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 148.75 0 VAREX IMAGING CORP N/A None (or less than $1,001) Capital Gains $2,501 - $5,000 149 Martingale Asset Management, L.P. No None (or less than $1,001) None (or less than $201) 149.1 T C F FINANCIAL CORP N/A None (or less than $1,001) None (or less than $201) 149.2 MAXIM INTEGRATED PRODS INC No None (or less than $1,001) None (or less than $201) Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 149.3 DARDEN RESTAURANTS INC No None (or less than $1,001) Capital Gains $50,001 $100,000 149.4 LOWE'S COMPANIES INC No None (or less than $1,001) Capital Gains $15,001 $50,000 149.5 ROSS STORES INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.6 BROADCOM LTD. No None (or less than $1,001) Capital Gains $50,001 $100,000 149.7 STATE STREET CORP No None (or less than $1,001) 149.8 DOLLAR GENERAL CORP No None (or less than $1,001) Capital Gains $50,001 $100,000 149.9 CABLE ONE INC-W/1 No None (or less than $1,001) Capital Gains $15,001 $50,000 149.10 CAMPBELL SOUP CO N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.11 SOUTHWEST AIRLS CO N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.12 PHILLIPS 66 N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.13 BARD C R INC No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.14 STARBUCKS CORP No None (or less than $1,001) Capital Gains $50,001 $100,000 149.15 NORDSTROM INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 149.16 MCCORMICK & CO INC COM NON VTG N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 149.17 SMUCKER J M CO No None (or less than $1,001) Capital Gains $2,501 - $5,000 149.18 BANK HAWAII CORP No None (or less than $1,001) Capital Gains $15,001 $50,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 149.19 D S T SYS INC DEL No None (or less than $1,001) Capital Gains $50,001 $100,000 149.20 SYSCO CORP No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.21 RAYTHEON CO No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.22 W P CAREY INC N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 149.23 ZIMMER BIOMET HOLDINGS, INC N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 149.24 REPUBLIC SVCS INC COM No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.25 BRISTOL-MYERS SQUIBB CO No None (or less than $1,001) Capital Gains $15,001 $50,000 149.26 CARDINAL HEALTH INC N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.27 C D K GLOBAL INC. N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 149.28 Waste Management Inc No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.29 RENAISSANCE RE HLDGS LTD ADR No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.30 TOTAL SYS SVCS INC No None (or less than $1,001) Capital Gains $15,001 $50,000 149.31 MFA FINANCIAL, INC. N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 149.32 PINNACLE FOODS INC No None (or less than $1,001) Capital Gains $15,001 $50,000 149.33 GRAINGER W W INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.34 FIDELITY NATL INFORMATION SVCS INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 149.35 ALLIANT ENERGY CORP No None (or less than $1,001) Capital Gains $15,001 $50,000 149.36 DR PEPPER SNAPPLE GROUP N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.37 ABBOTT LABORATORIES No None (or less than $1,001) Capital Gains $50,001 $100,000 149.38 CABOT CORP No None (or less than $1,001) Capital Gains $15,001 $50,000 149.39 AMERICAN FINL GROUP INC OHIO N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 149.40 CINEMARK HOLDINGS INC No None (or less than $1,001) Capital Gains $50,001 $100,000 149.41 AXIS CAPITAL HOLDINGS LTD No None (or less than $1,001) Capital Gains $50,001 $100,000 149.42 HERSHEY CO No None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 149.43 ARAMARK N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.44 COLGATE-PALMOLIVE CO N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 149.45 ASPEN INSURANCE HOLDINGS LTD N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.46 HENRY (JACK) & ASSOCIATES INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.47 BOEING CO N/A None (or less than $1,001) Capital Gains $5,001 - $15,000 149.48 KELLOGG CO No None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.49 ACCENTURE PLC-CL A N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.50 ALLIED WORLD ASSURANCE CO No None (or less than $1,001) Capital Gains $100,001 $1,000,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 149.51 AMDOCS LTD N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.52 COSTCO WHSL CORP NEW No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.53 UNITEDHEALTH GROUP INC No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.54 ALLSTATE CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.55 ATMOS ENERGY CORP No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.56 GILEAD SCIENCES INC N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.57 AMGEN INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.58 CORPORATE OFFICE PROPERTIES REIT No None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.59 TUPPERWARE BRANDS CORP N/A None (or less than $1,001) 149.60 STRYKER CORP No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.61 PINNACLE WEST CAP CORP No None (or less than $1,001) Capital Gains $50,001 $100,000 149.62 P G & E CORP No None (or less than $1,001) Capital Gains $2,501 - $5,000 149.63 INTUIT N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.64 ORACLE CORP No None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 149.65 AMERICAN WATER WORKS CO INC N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.66 KROGER CO N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 149.67 INGREDION INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.68 AMERISOURCEBERGEN CORP No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.69 EQUITY LIFESTYLE PPTYS INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.70 KIMBERLY CLARK CORP No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.71 NORTHROP GRUMMAN CORP No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.72 HORMEL FOODS CORP No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.73 ALEXION PHARMACEUTICALS INC No None (or less than $1,001) Capital Gains $15,001 $50,000 149.74 BROADRIDGE FINANCIAL SOLUTIONSINC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.75 EBAY INC No None (or less than $1,001) Capital Gains $15,001 $50,000 149.76 EVEREST RE GROUP LTD No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.77 ALLEGHANY CORP DEL No None (or less than $1,001) Capital Gains $15,001 $50,000 149.78 BECTON DICKINSON & CO No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.79 MOTOROLA SOLUTIONS INC. N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.80 PAYPAL HOLDINGS INC No None (or less than $1,001) Capital Gains $15,001 $50,000 149.81 AMEREN CORPORATION N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 149.82 FIRSTENERGY CORP No None (or less than $1,001) None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 149.83 YUM! BRANDS INC N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 149.84 GENERAL DYNAMICS CORP No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.85 ABBVIE INC. No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.86 ALEXANDRIA REAL ESTATE EQUITIES INC No None (or less than $1,001) Capital Gains $50,001 $100,000 149.87 THE TRAVELERS COMPANIES INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.88 MARSH & MCLENNAN COS INC N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.89 MADISON SQUARE GARDEN CO N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 149.90 BIOGEN INC No None (or less than $1,001) Capital Gains $50,001 $100,000 149.91 POST PROPERTIES INC (Name change to Mid-America Apartment Communities, Inc.) N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 149.92 THE PRICELINE GROUP INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.93 DOLLAR TREE INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.94 CELGENE CORP No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.95 BERKSHIRE HATHAWAY INC DEL CL B No None (or less than $1,001) Capital Gains $50,001 $100,000 149.96 DOMINOS PIZZA INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.97 ANSYS INC N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 149.98 BIO RAD LABS INC CL A No None (or less than $1,001) Capital Gains $100,001 $1,000,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 149.99 MARKEL CORP No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.10 0 HANOVER INSURANCE GROUP INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.10 1 COPART INC No None (or less than $1,001) Capital Gains $5,001 - $15,000 149.10 2 MASTERCARD INCORPORATED No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.10 3 BAXTER INTERNATIONAL INC N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.10 4 SCHEIN HENRY INC No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.10 5 PROASSURANCE CORP N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 149.10 6 AUTOZONE INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.10 7 MARATHON PETROLEUM CORP No None (or less than $1,001) Capital Gains $15,001 $50,000 149.10 8 YUM CHINA HOLDINGS INC No None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.10 9 AUTOMATIC DATA PROCESSING INC No $100,001 $250,000 Capital Gains $1,001 - $2,500 149.11 0 ARCH CAP GROUP LTD No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.11 1 SYNOPSYS INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.11 2 FISERV INC N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.11 3 O'REILLY AUTOMOTIVE INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.11 4 AMAZON.COM INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 149.11 5 ALPHABET INC-CL C No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.11 6 ALPHABET INC/CA-CL A No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.11 7 UNION PAC CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.11 8 K L A - TENCOR CORP No None (or less than $1,001) Capital Gains $15,001 $50,000 149.11 9 V F CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.12 0 GALLAGHER ARTHUR J & CO N/A None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 149.12 1 P P G INDUSTRIES INC No None (or less than $1,001) Capital Gains $15,001 $50,000 149.12 2 DUKE ENERGY CORP No None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 149.12 3 TAHOE RESOURCES INC N/A None (or less than $1,001) 149.12 4 GLOBAL PMTS INC No None (or less than $1,001) Capital Gains $50,001 $100,000 149.12 5 FORTIVE CORP. No None (or less than $1,001) Capital Gains $5,001 - $15,000 149.12 6 LANDSTAR SYS INC N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 149.12 7 DOMINION RES INC VA NEW No None (or less than $1,001) Capital Gains $1,001 - $2,500 149.12 8 AMERICAN TOWER CORP No None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.12 9 U G I CORP NEW No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.13 0 BED BATH & BEYOND INC No None (or less than $1,001) Capital Gains $2,501 - $5,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 149.13 1 ANALOG DEVICES INC No None (or less than $1,001) Capital Gains $15,001 $50,000 149.13 2 NEWMONT MINING CORP No None (or less than $1,001) Capital Gains $5,001 - $15,000 149.13 3 VALIDUS HOLDINGS LTD No None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 149.13 4 L BRANDS INC No None (or less than $1,001) Capital Gains $15,001 $50,000 149.13 5 MCKESSON CORPORATION N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.13 6 DISCOVER FINANCIAL SERVICES No None (or less than $1,001) Capital Gains $15,001 $50,000 149.13 7 F5 NETWORKS INC N/A None (or less than $1,001) Dividends Capital Gains $201 - $1,000 149.13 8 TFS FINANCIAL CORP No None (or less than $1,001) Capital Gains $5,001 - $15,000 149.13 9 MANPOWERGROUP INC No None (or less than $1,001) Capital Gains $1,001 - $2,500 149.14 0 SIMON PROPERTY GROUP INC REIT No None (or less than $1,001) Capital Gains $15,001 $50,000 149.14 1 PIEDMONT OFFICE REALTY TRU-A No None (or less than $1,001) Capital Gains $15,001 $50,000 149.14 2 WHITE MTNS INS GROUP LTD No None (or less than $1,001) Capital Gains $50,001 $100,000 149.14 3 AMERIPRISE FINANCIAL INC No $15,001 $50,000 Capital Gains $15,001 $50,000 149.14 4 LABORATORY CORP AMER HLDGS No None (or less than $1,001) Capital Gains $5,001 - $15,000 149.14 5 T J X COMPANIES INC No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.14 6 HONEYWELL INTL INC No None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 149.14 7 HILL-ROM HOLDINGS INC No None (or less than $1,001) Capital Gains $15,001 $50,000 149.14 8 AON PLC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.14 9 TELEFLEX INC No None (or less than $1,001) Capital Gains $15,001 $50,000 149.15 0 HUNTINGTON INGALLS INGALLS INDUSTRIE No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.15 1 VISA INC-CLASS A SHRS No None (or less than $1,001) Capital Gains $15,001 $50,000 149.15 2 LAMB WESTON HOLDINGS INC N/A None (or less than $1,001) Dividends Capital Gains $2,501 - $5,000 149.15 3 BRINKER INTL INC No None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.15 4 DANAHER CORP No None (or less than $1,001) Capital Gains $15,001 $50,000 149.15 5 CHIPOTLE MEXICAN GRILL INC -CL A No None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.15 6 AMERICAN EXPRESS CO N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.15 7 WATERS CORP No None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.15 8 APPLIED MATERIALS INC No None (or less than $1,001) Capital Gains $15,001 $50,000 149.15 9 PROGRESSIVE CORP OHIO N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 149.16 0 LIBERTY INTERACTIVE CORP QVC GROUP A No None (or less than $1,001) Capital Gains $5,001 - $15,000 149.16 1 ESTEE LAUDER COMPANIES CLASS A No None (or less than $1,001) Capital Gains $5,001 - $15,000 149.16 2 ALLIANCE DATA SYS CORP N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 149.16 3 ERIE INDEMNITY COMPANY CL A No None (or less than $1,001) Capital Gains $2,501 - $5,000 149.16 4 BROWN FORMAN CORP CL B No None (or less than $1,001) Capital Gains $15,001 $50,000 149.16 5 VECTREN CORP No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.16 6 CONAGRA BRANDS INC No None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 149.16 7 M & T BK CORP No None (or less than $1,001) Capital Gains $15,001 $50,000 149.16 8 LINEAR TECHNOLOGY CORP N/A None (or less than $1,001) Dividends Capital Gains $5,001 - $15,000 149.16 9 MID-AMERICA APARTMENT COMMUNITYS INC No None (or less than $1,001) Capital Gains $50,001 $100,000 149.17 0 PACWEST BANCORP No None (or less than $1,001) Capital Gains $50,001 $100,000 149.17 1 AVALONBAY CMNTYS INC No None (or less than $1,001) Capital Gains $15,001 $50,000 149.17 2 CA INC No None (or less than $1,001) Capital Gains $50,001 $100,000 149.17 3 C M S ENERGY CORP No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.17 4 EDISON INTERNATIONAL No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.17 5 APPLE INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.17 6 UNITED PARCEL SERVICE CL B No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.17 7 GENERAL MILLS INC No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.17 8 PFIZER INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 149.17 9 SPIRIT REALTY CAPITAL INC N/A None (or less than $1,001) 149.18 0 D T E ENERGY COMPANY No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.18 1 HOME DEPOT INC No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.18 2 PUBLIC SVC ENTERPRISE GROUP INC No None (or less than $1,001) Capital Gains $50,001 $100,000 149.18 3 CONSOLIDATED EDISON INC No None (or less than $1,001) Capital Gains $50,001 $100,000 149.18 4 DIGITAL REALTY TRUST INC No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.18 5 AMERICAN ELECTRIC POWER INC No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.18 6 MERCK & CO INC No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.18 7 LILLY ELI & CO N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.18 8 LOCKHEED MARTIN CORP N/A None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.18 9 HOSPITALITY PROPERTIES TR N/A None (or less than $1,001) Dividends Capital Gains $15,001 $50,000 149.19 0 PEPSICO INC No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.19 1 INTEL CORP No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.19 2 MC DONALD'S CORPORATION No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.19 3 VERIZON COMMUNICATIONS INC No None (or less than $1,001) Dividends Capital Gains $50,001 $100,000 149.19 4 REYNOLDS AMERICAN INC No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 149.19 5 MICROSOFT CORPORATION No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.19 6 JOHNSON & JOHNSON No None (or less than $1,001) Capital Gains $100,001 $1,000,000 149.19 7 INTERNATIONAL BUSINESS MACHINES CORP No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.19 8 PHILIP MORRIS INTERNAT No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.19 9 CHIMERA INVESTMENT CORPORATION No None (or less than $1,001) Capital Gains $50,001 $100,000 149.20 0 ALTRIA GROUP INC No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.20 1 AT&T INC No None (or less than $1,001) Dividends Capital Gains $100,001 $1,000,000 149.20 2 ANNALY CAPITAL MANAGEMENT INC No None (or less than $1,001) Capital Gains $15,001 $50,000 149.20 3 Cedar shopping centers, inc No None (or less than $1,001) Capital Gains $5,001 - $15,000 7. Transactions (N/A) - Not required for this type of report 8. Liabilities # CREDITOR NAME TYPE AMOUNT YEAR INCURRED RATE TERM 1 Chase Credit Card $15,001 $50,000 2016 13.49% Revolving 2 American Express #1 Credit Card $15,001 $50,000 2016 15.49% Revolving # CREDITOR NAME TYPE AMOUNT YEAR INCURRED RATE TERM 3 American Express #2 Credit Card $50,001 $100,000 2016 18.49% Revolving 4 American Express Credit Card $15,001 $50,000 2016 Variable Revolving 9. Gifts and Travel Reimbursements (N/A) - Not required for this type of report Endnotes PART # ENDNOTE 6. 73 Note - Line items 73 through 149.203 are held in trusts for the benefit of the Filer's spouse and stepchildren Summary of Contents 1. Filer's Positions Held Outside United States Government Part 1 discloses positions that the filer held at any time during the reporting period (excluding positions with the United States Government). Positions are reportable even if the filer did not receive compensation. This section does not include the following: (1) positions with religious, social, fraternal, or political organizations; (2) positions solely of an honorary nature; (3) positions held as part of the filer's official duties with the United States Government; (4) mere membership in an organization; and (5) passive investment interests as a limited partner or non-managing member of a limited liability company. 2. Filer's Employment Assets & Income and Retirement Accounts Part 2 discloses the following: ● ● Sources of earned and other non-investment income of the filer totaling more than $200 during the reporting period (e.g., salary, fees, partnership share, honoraria, scholarships, and prizes) Assets related to the filer's business, employment, or other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 3. Filer's Employment Agreements and Arrangements Part 3 discloses agreements or arrangements that the filer had during the reporting period with an employer or former employer (except the United States Government), such as the following: ● ● ● ● ● Future employment Leave of absence Continuing payments from an employer, including severance and payments not yet received for previous work (excluding ordinary salary from a current employer) Continuing participation in an employee welfare, retirement, or other benefit plan, such as pensions or a deferred compensation plan Retention or disposition of employer-awarded equity, sharing in profits or carried interests (e.g., vested and unvested stock options, restricted stock, future share of a company's profits, etc.) 4. Filer's Sources of Compensation Exceeding $5,000 in a Year Part 4 discloses sources (except the United States Government) that paid more than $5,000 in a calendar year for the filer's services during any year of the reporting period. The filer discloses payments both from employers and from any clients to whom the filer personally provided services. The filer discloses a source even if the source made its payment to the filer's employer and not to the filer. The filer does not disclose a client's payment to the filer's employer if the filer did not provide the services for which the client is paying. 5. Spouse's Employment Assets & Income and Retirement Accounts Part 5 discloses the following: ● ● ● Sources of earned income (excluding honoraria) for the filer's spouse totaling more than $1,000 during the reporting period (e.g., salary, consulting fees, and partnership share) Sources of honoraria for the filer's spouse greater than $200 during the reporting period Assets related to the filer's spouse's employment, business activities, other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's spouse's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). Amounts of income are not required for a spouse's earned income (excluding honoraria). 6. Other Assets and Income Part 6 discloses each asset, not already reported, that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in investment income during the reporting period. For purposes of the value and income thresholds, the filer aggregates the filer's interests with those of the filer's spouse and dependent children. This section does not include the following types of assets: (1) a personal residence (unless it was rented out during the reporting period); (2) income or retirement benefits associated with United States Government employment (e.g., Thrift Savings Plan); and (3) cash accounts (e.g., checking, savings, money market accounts) at a single financial institution with a value of $5,000 or less (unless more than $200 of income was produced). Additional exceptions apply. Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 7. Transactions Part 7 discloses purchases, sales, or exchanges of real property or securities in excess of $1,000 made on behalf of the filer, the filer's spouse or dependent child during reporting period. This section does not include transactions that concern the following: (1) a personal residence, unless rented out; (2) cash accounts (e.g., checking, savings, CDs, money market accounts) and money market mutual funds; (3) Treasury bills, bonds, and notes; and (4) holdings within a federal Thrift Savings Plan account. Additional exceptions apply. 8. Liabilities Part 8 discloses liabilities over $10,000 that the filer, the filer's spouse or dependent child owed at any time during the reporting period. This section does not include the following types of liabilities: (1) mortgages on a personal residence, unless rented out (limitations apply for PAS filers); (2) loans secured by a personal motor vehicle, household furniture, or appliances, unless the loan exceeds the item's purchase price; and (3) revolving charge accounts, such as credit card balances, if the outstanding liability did not exceed $10,000 at the end of the reporting period. Additional exceptions apply. 9. Gifts and Travel Reimbursements This section discloses: ● ● Gifts totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. Travel reimbursements totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. For purposes of this section, the filer need not aggregate any gift or travel reimbursement with a value of $150 or less. Regardless of the value, this section does not include the following items: (1) anything received from relatives; (2) anything received from the United States Government or from the District of Columbia, state, or local governments; (3) bequests and other forms of inheritance; (4) gifts and travel reimbursements given to the filer's agency in connection with the filer's official travel; (5) gifts of hospitality (food, lodging, entertainment) at the donor's residence or personal premises; and (6) anything received by the filer's spouse or dependent children totally independent of their relationship to the filer. Additional exceptions apply. Privacy Act Statement Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of 2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primary use of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report may also be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspect applications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person, subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2) to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to another Federal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena; (4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and Records Administration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislative coordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosing agency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8) to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member of Congress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGE Government-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by an individual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records. Public Burden Information This collection of information is estimated to take an average of three hours per response, including time for reviewing the instructions, gathering the data needed, and completing the form. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Program Counsel, U.S. Office of Government Ethics (OGE), Suite 500, 1201 New York Avenue, NW., Washington, DC 20005-3917. Pursuant to the Paperwork Reduction Act, as amended, an agency may not conduct or sponsor, and no person is required to respond to, a collection of information unless it displays a currently valid OMB control number (that number, 3209-0001, is displayed here and at the top of the first page of this OGE Form 278e).