UNIVERSITY OF LOUISVILLE BOARD OF TRUSTEES CONFLICT OF INTEREST STATEMENT YEAR 7/1/2015 6/30/2016 (Please return to Jake Beamer no later than October 8 2015. You may scan and email (lake.Beamer@louisville.edu) or return via post: Jake Beamer, Office of the President, University of Louisville, Louisville, KY 40292 Organization UNIVERSITY OF LOUISVILLE Name oflndividual?CraigG en erg Signature (Ef?isa? Business Transaction with UofL 1. Other than an employment relationship, do you or a family member conduct business with the UofL? Business transactions include, but are not limited to contracts of sale, lease, license and performance of services, whether initiated during the UofL tax year or ongoing from a prior year. Business transactions also include joint ventures in which either the profits or capital interest of the UofL and of the interested person exceeds 10%. - If "Yes,? describe your business transaction(s) with the UofL: I am a Member, Director and President of 21c Museum Hotels LLC. As an operator of hotels and restaurants in Louisville and around the region, of may pay for room nights, meals, or events from time to time at 21c properties. All of this business has been (and will continue to be) at arm?s length and market rates. The combined amount of all of this business would be immaterial for 21c Museum Hotels. I am a Director of Republic Bancorp. I believe that of (or affiliates) has a banking relationship with Republic Bank. I receive no compensation from Republic Bank related to this banking relationship, have not been involved in any aspect of this banking relationship, and will recuse myself from any matter that comes before the Board of Directors of Republic Bancorp relating to of L. lam Of Counsel with Frost Brown Todd LLC. I belieVe that of (or affiliates) is a client of Frost Brown Todd. I receive no direct or indirect compensation as a result of any of engagements of Frost Brown Todd, am not aware of or involved in any aspects of these engagements, and will not be involved in any aspect of these engagements in the future. 2. Do you or a family member own 35% of an entity (C-corporation, S?corporation, Partnership, LLC or other entity type(s), directly or indirectly, that conducts business with the UofL? Page 1 of 5 E5 UNIVERSITY OF LOUISVILLE BOARD OF TRUSTEES CONFLICT OF INTEREST STATEMENT YEAR 7/1/2015 6/30/2016 (Please return to Jake Beamer no later than October 8 2015. You may scan and email (Jake.Beamer@louisville.edu) or return via post: Jake Beamer, Office of the President, University of Louisville, Louisville, KY 40292 Organization UNIVERSITY OF LOUISVILLE Name of Individual?Craig Greenberg Signature If ?Yes,? describe your business transaction(s) with the UofL: Page 2 of 5 3. Do you or a family member, in combination with other "interested person(s)? own 35% of an entity (C?corporation, S?corporation, Partnership, LLC or other entity type), directly or indirectly, that conducts business with the UofL? if "Yes,? describe your business transactionls) with the UofL: 4. Do you or a family member, serve as an officer, director, trustee, or key employee or an entity that does business with the UofL? if ?Yes,? describe your business transaction(s) with the UofL: See response to Question 1. 5. Do you or a family member serve as a partner, member, or shareholder of an entity (with ownership interest in excess of 5% of a partnership or professional corporation) that conducts business with the UofL? 0 if ?Yes,? describe your business transaction(s) with the UofL: I own more than 5% of 21c Museum Hotels LLC. See response to Question 1 for further information about Zlc?s relationship with of L. Page 3 of 5 6. Did a family member receive a compensation payment in excess of $10,000 from the UofL? If ?Yes," explain: Please note that my mother, Ruth Greenberg, was a part?time employee of of until August 1, 2014, when she retired in anticipation of my appointment to the Board of Trustees. 7. Did you or a family member receive grants or other assistance, including provision of goods, services, or use of facilities from the UofL? Grants include scholarships, fellowships, internships, prizes, and awards. [3 If "Yes," explain: 8. Do you have 35% control in an entity that received grants or other assistance, including provision of goods, services, or use of facilities from the UofL? lf "Yes," explain: 9. Do you have any loans to or from the if "Yes," explain. 10. Are you aware of any exriess benefit transactions to report? An excess benefit transaction is where the UofL directly or indirectly provided an economic benefit where the value of the benefit exceeds the value of the consideration received by the UofL. Page 4 of 5 0 If "Yes," explain. Business and Family Relationships with Interested Persons 11. Do you have a famiiy or business relationship with any other officer, director, trustee, or key employee ofthe UofL? For each family and business relationship, identify the persons and indicate family or business relationship. I am a partner in, and'am providing certain development services to, Main Street Revitalization LLC. Members of this LLC include (directiy or indirectly): Steve Campbell and Edie Bingham (mother of Emily Bingham). . 21c Museum Hoteis LLC is one of the owners of KAP 1 Members LLC which, in turn, owns a minority interest in Kentucky Aviation Partners LLC. Larry Benz (through a separate LLC in which he is a minority member) is another minority owner of Kentucky Aviation Partners LLC. Neither Larry nor 21c controls this entity. Page 5 of 5