New Entrant Report U.S. Office of Government Ethics; 5 C.F.R. part 2634 Form Approved: OMB No. (3209-0001) (March 2014) Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e) Filer's Information Stannard, Paula Senior Counselor to Secretary, Department of Health & Human Services Date of Appointment: 03/05/2017 Other Federal Government Positions Held During the Preceding 12 Months: None Electronic Signature - I certify that the statements I have made in this form are true, complete and correct to the best of my knowledge. /s/ Stannard, Paula [electronically signed on 01/11/2017 by Stannard, Paula in Integrity.gov] Agency Ethics Official's Opinion - On the basis of information contained in this report, I conclude that the filer is in compliance with applicable laws and regulations (subject to any comments below). /s/ Olesh, Stanley, Certifying Official [electronically signed on 04/13/2017 by Olesh, Stanley in Integrity.gov] Other review conducted by /s/ Olesh, Stanley, Ethics Official [electronically signed on 04/13/2017 by Olesh, Stanley in Integrity.gov] U.S. Office of Government Ethics Certification Data Revised 04/13/2017 Data Revised 04/12/2017 Data Revised 03/20/2017 Data Revised 01/18/2017 Comments of Reviewing Officials (public annotations): PART # REFERENCE COMMENT N/A N/A General (04/12/2017, Olesh, Stanley): IR = 1/14/17 by KS N/A N/A General (04/12/2017, Olesh, Stanley): 1/17-20 - rec'd further info N/A N/A General (04/13/2017, Olesh, Stanley): 4/12/17 - rec'd signed Ethics Agreement -- SO 1. Filer's Positions Held Outside United States Government # ORGANIZATION NAME CITY, STATE ORGANIZATION TYPE POSITION HELD FROM TO 1 Alston & Bird LLP Washington, DC, District of Columbia Law Firm Project Attorney 7/2016 1/2017 2 Alston & Bird LLP Washington, DC, District of Columbia Law Firm Counsel 6/2010 7/2016 3 James Wilson Institute Washington, DC, District of Columbia Non-Profit Trustee 1/2009 1/2017 4 Federalist Society - Administrative Law Practice Group Washington, District of Columbia Non-Profit Executive committee member 1/2015 1/2017 VALUE INCOME TYPE INCOME AMOUNT salary $177,145 2. Filer's Employment Assets & Income and Retirement Accounts # DESCRIPTION EIF 1 Alston & Bird LLP (law firm) N/A 2 Double Line Total Return Fund INSTL Yes $15,001 $50,000 $1,001 - $2,500 3 Neuberger Strategic Income Institutional Class Yes $50,001 $100,000 $1,001 - $2,500 4 Prudential Short-Term Corporate Bond Fund Inc. Z Yes $50,001 $100,000 $1,001 - $2,500 5 Virtus Emerging Markets Opportunity Fund Class I Yes $15,001 $50,000 None (or less than $201) 6 Blackrock Equity Dividend Fund Yes $50,001 $100,000 $5,001 - $15,000 7 MFS International Value Fund Class I Yes $15,001 $50,000 $201 - $1,000 # DESCRIPTION EIF VALUE INCOME TYPE 8 AB Small Cap Growth Portfolio Fund Yes $15,001 $50,000 $201 - $1,000 9 Ivy Mid Cap Growth Fund Class I Yes $15,001 $50,000 $1,001 - $2,500 10 JP Morgan Large Cap Growth Fund Select Yes $50,001 $100,000 $5,001 - $15,000 11 Vanguard Instl Target Retirement 2030 Fund Yes $100,001 $250,000 $5,001 - $15,000 12 Federalist Society for Law & Public Policy Studies - September 2016 See Endnote INCOME AMOUNT $201 - $1,000 3. Filer's Employment Agreements and Arrangements # EMPLOYER OR PARTY CITY, STATE STATUS AND TERMS DATE 1 Alston & Bird LLP Atlanta, Georgia I will continue to participate in this defined contribution plan. The plan sponsor will not make further contributions after my separation. 6/2010 4. Filer's Sources of Compensation Exceeding $5,000 in a Year # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 1 Aetna, Inc. Hartford, Connecticut Legal services as an attorney at Alston & Bird LLP. 2 American Cancer Society Atlanta, Georgia Legal services as an attorney at Alston & Bird LLP. 3 Ardent Health Services Nashville, Tennessee Legal services as an attorney at Alston & Bird LLP. 4 Caradigm LLC Boston, Massachusetts Legal services as an attorney at Alston & Bird LLP. 5 Cigna Corporation Bloomfield, Connecticut Legal services as an attorney at Alston & Bird LLP. # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 6 Conifer Health Solutions, Inc. Frisco, Texas Legal services as an attorney at Alston & Bird LLP. 7 Conifer Value Based Care LLC Encino, California Legal services as an attorney at Alston & Bird LLC. 8 CVS Health Corporation Woonsocket, Rhode Island Legal services as an attorney at Alston & Bird LLP. 9 ePatientFinder, Inc. Austin, Texas Legal services as an attorney at Alston & Bird LLP. 10 Fiserv, Inc. Brookfield, Wisconsin Legal services as an attorney at Alston & Bird LLP. 11 Healthport Technologies, LLC Alpharetta, Georgia Legal services as an attorney at Alston & Bird LLP. 12 Hillsides Pasadena, California Legal services as an attorney at Alston & Bird LLP. 13 Hodges-Mace, LLC Atlanta, Georgia Legal services as an attorney at Alston & Bird LLP. 14 Inmar, Inc. Winston-Salem, North Carolina Legal services as an attorney at Alston & Bird LLP. 15 Jiff, Inc. Mountain View, California Legal services as an attorney at Alston & Bird LLP. 16 Leatherman Tool Group Portland, Oregon Legal services as an attorney at Alston & Bird LLP. 17 Massachusetts Hospital Association Boston, Massachusetts Legal services as an attorney at Alston & Bird LLP. 18 Tennessee Hospital Association Brentwood, Tennessee Legal services as an attorney at Alston & Bird LLP. 19 Anthem, Inc. Indianapolis, Indiana Legal services as an attorney at Alston & Bird LLP. 20 Humana, Inc. Louisville, Kentucky Legal services as an attorney at Alston & Bird LLP. 21 Medical Mutual of Ohio Cleveland, Ohio Legal services as an attorney at Alston & Bird LLP. 22 National Association for Home Care & Hospice Washington, District of Columbia Legal services as an attorney at Alston & Bird LLP. 23 NetSpend Austin, Texas Legal services as an attorney at Alston & Bird LLP. # SOURCE NAME CITY, STATE BRIEF DESCRIPTION OF DUTIES 24 Notal Vision, Ltd. Manassas, Virginia Legal services as an attorney at Alston & Bird LLP. 25 Pamplona Capital Management LLP New York, New York Legal services as an attorney at Alston & Bird LLP. 26 Pfizer, Inc. New York, New York Legal services as an attorney at Alston & Bird LLP. 27 Qbtech AB Stockholm, Outside U.S. Legal services as an attorney at Alston & Bird LLP. 28 RingCentral, Inc. Belmont, California Legal services as an attorney at Alston & Bird LLP. 29 Roche Diagnostics Operations, Inc. Indianapolis, Indiana Legal services as an attorney at Alston & Bird LLP. 30 Scripps Networks Interactive, Inc. Knoxville, Tennessee Legal services as an attorney at Alston & Bird LLP. 31 Los Angeles County Employees Retirement Association Pasadena, California Legal services as an attorney at Alston & Bird LLP. 32 The LHC Group Lafayette, Louisiana Legal services as an attorney at Alston & Bird LLP. 33 Total System Services, Inc. Columbus, Georgia Legal services as an attorney at Alston & Bird LLP. 34 UnitedHealthcare, Inc. Minnetonka, Minnesota Legal services as an attorney at Alston & Bird LLP. 35 VISA USA San Francisco, California Legal services as an attorney at Alston & Bird LLP. 36 Wendy's International LLC Dublin, Ohio Legal services as an attorney at Alston & Bird LLP. 37 Alston & Bird LLP Washington, District of Columbia Attorney 5. Spouse's Employment Assets & Income and Retirement Accounts None 6. Other Assets and Income # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 1 Affinity Plus Federal Credit Union Shares Account $1,001 - $15,000 2 Affinity Plus Federal Credit Union 12 Month CD, Maturing 10/10/2017 $50,001 $100,000 Dividends Interest $201 - $1,000 3 Affinity Plus Federal Credit Union Checking Account $100,001 $250,000 Dividends Interest $201 - $1,000 4 Democracy Federal Credit Union Shares Account $1,001 - $15,000 None (or less than $201) 5 Democracy Federal Credit Union Money Market Account $1,001 - $15,000 None (or less than $201) 6 Democracy Federal Credit Union Checking Account $1,001 - $15,000 None (or less than $201) 7 Northwestern Mutual Life Insurance Whole Life Insurance Policy $50,001 $100,000 Dividends $201 - $1,000 8 Northwestern Mutual Life Insurance Whole Life Insurance Policy $15,001 $50,000 Dividends $201 - $1,000 9 Condominium and Garage at 1910 North Halsted Street No. 2, Chicago, IL 60614 $250,001 $500,000 Rent or Royalties $5,001 - $15,000 10 U.S. Savings Bond, Series EE, Issued 10/86 $15,001 $50,000 Interest $201 - $1,000 11 US Savings Bond, Series EE, Issued 12/1992 $15,001 $50,000 Interest $201 - $1,000 12 iShares Core MSCI Emerging Markets ETF Yes $1,001 - $15,000 None (or less than $201) 13 iShares Core S&P Small Cap ETF Yes $1,001 - $15,000 None (or less than $201) None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE INCOME AMOUNT 14 iShares iBoxx $ Investment Grade Corporate Bond ETF Yes $1,001 - $15,000 None (or less than $201) 15 iShares JP Morgan USD Emerging Markets Bond ETF Yes $1,001 - $15,000 None (or less than $201) 16 iShares MSCI EAFE ETF Paid on 155 Yes $1,001 - $15,000 $201 - $1,000 17 iShares National Municipal Bond ETF Yes $1,001 - $15,000 None (or less than $201) 18 iShares Short-Term National Municipal Bond ETF Yes $1,001 - $15,000 None (or less than $201) 19 iShares US Credit Bond ETF Yes $1,001 - $15,000 None (or less than $201) 20 Powershares Emerging Markets Sovereign Debt Yes $1,001 - $15,000 None (or less than $201) 21 PowerShares National AMT-Free Municipal Bond ETF Yes $1,001 - $15,000 $201 - $1,000 22 SPDR Barclays Capital High Yield EFT Yes $1,001 - $15,000 None (or less than $201) 23 Vanguard Index Funds Vanguard Growth ETF Yes $1,001 - $15,000 None (or less than $201) 24 Vanguard Index Funds Vanguard Mid Cap ETF Yes $1,001 - $15,000 None (or less than $201) 25 Vanguard Index Funds Vanguard Value ETF Yes $1,001 - $15,000 None (or less than $201) 26 Vanguard Short Term Corporate Bond ETF Yes $1,001 - $15,000 None (or less than $201) 27 Pimco Enhanced Short Maturity Active ETF Yes $1,001 - $15,000 None (or less than $201) 28 Schwab Strategic TR US TIPS Yes $1,001 - $15,000 None (or less than $201) 29 SPDR Barclays International Treas. Bond ETF Yes $1,001 - $15,000 None (or less than $201) # DESCRIPTION EIF VALUE INCOME TYPE 30 Vaneck Vectors ETF TR JP Morgan Mkts. Yes $1,001 - $15,000 None (or less than $201) 31 UBS Cash Management Account $1,001 - $15,000 None (or less than $201) 32 Health Savings Administrators HSA Account $1,001 - $15,000 None (or less than $201) 33 JP Morgain Chase & Co. Checking Account None (or less than $1,001) None (or less than $201) 34 TIAA-CREF acct No 34.1 TIAA Traditional Annuity N/A $1,001 - $15,000 34.2 CREF Equity Index R3 Yes $1,001 - $15,000 $1,001 - $2,500 34.3 CREF Bond Market R3 Yes $1,001 - $15,000 $201 - $1,000 34.4 CREF Money Market Yes $15,001 $50,000 None (or less than $201) TYPE AMOUNT YEAR INCURRED RATE TERM Mortgage (investment/ren tal property) $50,001 $100,000 1994 Variable: 3% in 2016; 3.25% in 2017. 30 years Credit Card $10,001 $15,000 2016 13.74% Revolving Charge Card Dividends Interest INCOME AMOUNT $201 - $1,000 7. Transactions (N/A) - Not required for this type of report 8. Liabilities # CREDITOR NAME 1 Fifth Third Bank 2 Chase Card Member Services See Endnote 9. Gifts and Travel Reimbursements (N/A) - Not required for this type of report Endnotes PART # ENDNOTE 2. 12 Honorarium for service on the Federalist Society's Law and Innovation Project's FDA and Health Working Group. 8. 1 Chicago rental property, rented for part of 2016. Summary of Contents 1. Filer's Positions Held Outside United States Government Part 1 discloses positions that the filer held at any time during the reporting period (excluding positions with the United States Government). Positions are reportable even if the filer did not receive compensation. This section does not include the following: (1) positions with religious, social, fraternal, or political organizations; (2) positions solely of an honorary nature; (3) positions held as part of the filer's official duties with the United States Government; (4) mere membership in an organization; and (5) passive investment interests as a limited partner or non-managing member of a limited liability company. 2. Filer's Employment Assets & Income and Retirement Accounts Part 2 discloses the following: ● ● Sources of earned and other non-investment income of the filer totaling more than $200 during the reporting period (e.g., salary, fees, partnership share, honoraria, scholarships, and prizes) Assets related to the filer's business, employment, or other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 3. Filer's Employment Agreements and Arrangements Part 3 discloses agreements or arrangements that the filer had during the reporting period with an employer or former employer (except the United States Government), such as the following: ● ● ● ● ● Future employment Leave of absence Continuing payments from an employer, including severance and payments not yet received for previous work (excluding ordinary salary from a current employer) Continuing participation in an employee welfare, retirement, or other benefit plan, such as pensions or a deferred compensation plan Retention or disposition of employer-awarded equity, sharing in profits or carried interests (e.g., vested and unvested stock options, restricted stock, future share of a company's profits, etc.) 4. Filer's Sources of Compensation Exceeding $5,000 in a Year Part 4 discloses sources (except the United States Government) that paid more than $5,000 in a calendar year for the filer's services during any year of the reporting period. The filer discloses payments both from employers and from any clients to whom the filer personally provided services. The filer discloses a source even if the source made its payment to the filer's employer and not to the filer. The filer does not disclose a client's payment to the filer's employer if the filer did not provide the services for which the client is paying. 5. Spouse's Employment Assets & Income and Retirement Accounts Part 5 discloses the following: ● ● ● Sources of earned income (excluding honoraria) for the filer's spouse totaling more than $1,000 during the reporting period (e.g., salary, consulting fees, and partnership share) Sources of honoraria for the filer's spouse greater than $200 during the reporting period Assets related to the filer's spouse's employment, business activities, other income-generating activities that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in income during the reporting period (e.g., equity in business or partnership, stock options, retirement plans/accounts and their underlying holdings as appropriate, deferred compensation, and intellectual property, such as book deals and patents) This section does not include assets or income from United States Government employment or assets that were acquired separately from the filer's spouse's business, employment, or other income-generating activities (e.g., assets purchased through a brokerage account). Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). Amounts of income are not required for a spouse's earned income (excluding honoraria). 6. Other Assets and Income Part 6 discloses each asset, not already reported, that (1) ended the reporting period with a value greater than $1,000 or (2) produced more than $200 in investment income during the reporting period. For purposes of the value and income thresholds, the filer aggregates the filer's interests with those of the filer's spouse and dependent children. This section does not include the following types of assets: (1) a personal residence (unless it was rented out during the reporting period); (2) income or retirement benefits associated with United States Government employment (e.g., Thrift Savings Plan); and (3) cash accounts (e.g., checking, savings, money market accounts) at a single financial institution with a value of $5,000 or less (unless more than $200 of income was produced). Additional exceptions apply. Note: The type of income is not required if the amount of income is $0 - $200 or if the asset qualifies as an excepted investment fund (EIF). 7. Transactions Part 7 discloses purchases, sales, or exchanges of real property or securities in excess of $1,000 made on behalf of the filer, the filer's spouse or dependent child during reporting period. This section does not include transactions that concern the following: (1) a personal residence, unless rented out; (2) cash accounts (e.g., checking, savings, CDs, money market accounts) and money market mutual funds; (3) Treasury bills, bonds, and notes; and (4) holdings within a federal Thrift Savings Plan account. Additional exceptions apply. 8. Liabilities Part 8 discloses liabilities over $10,000 that the filer, the filer's spouse or dependent child owed at any time during the reporting period. This section does not include the following types of liabilities: (1) mortgages on a personal residence, unless rented out (limitations apply for PAS filers); (2) loans secured by a personal motor vehicle, household furniture, or appliances, unless the loan exceeds the item's purchase price; and (3) revolving charge accounts, such as credit card balances, if the outstanding liability did not exceed $10,000 at the end of the reporting period. Additional exceptions apply. 9. Gifts and Travel Reimbursements This section discloses: ● ● Gifts totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. Travel reimbursements totaling more than $375 that the filer, the filer's spouse, and dependent children received from any one source during the reporting period. For purposes of this section, the filer need not aggregate any gift or travel reimbursement with a value of $150 or less. Regardless of the value, this section does not include the following items: (1) anything received from relatives; (2) anything received from the United States Government or from the District of Columbia, state, or local governments; (3) bequests and other forms of inheritance; (4) gifts and travel reimbursements given to the filer's agency in connection with the filer's official travel; (5) gifts of hospitality (food, lodging, entertainment) at the donor's residence or personal premises; and (6) anything received by the filer's spouse or dependent children totally independent of their relationship to the filer. Additional exceptions apply. Privacy Act Statement Title I of the Ethics in Government Act of 1978, as amended (the Act), 5 U.S.C. app. § 101 et seq., as amended by the Stop Trading on Congressional Knowledge Act of 2012 (Pub. L. 112-105) (STOCK Act), and 5 C.F.R. Part 2634 of the U. S. Office of Government Ethics regulations require the reporting of this information. The primary use of the information on this report is for review by Government officials to determine compliance with applicable Federal laws and regulations. This report may also be disclosed upon request to any requesting person in accordance with sections 105 and 402(b)(1) of the Act or as otherwise authorized by law. You may inspect applications for public access of your own form upon request. Additional disclosures of the information on this report may be made: (1) to any requesting person, subject to the limitation contained in section 208(d)(1) of title 18, any determination granting an exemption pursuant to sections 208(b)(1) and 208(b)(3) of title 18; (2) to a Federal, State, or local law enforcement agency if the disclosing agency becomes aware of violations or potential violations of law or regulation; (3) to another Federal agency, court or party in a court or Federal administrative proceeding when the Government is a party or in order to comply with a judge-issued subpoena; (4) to a source when necessary to obtain information relevant to a conflict of interest investigation or determination; (5) to the National Archives and Records Administration or the General Services Administration in records management inspections; (6) to the Office of Management and Budget during legislative coordination on private relief legislation; (7) to the Department of Justice or in certain legal proceedings when the disclosing agency, an employee of the disclosing agency, or the United States is a party to litigation or has an interest in the litigation and the use of such records is deemed relevant and necessary to the litigation; (8) to reviewing officials in a new office, department or agency when an employee transfers or is detailed from one covered position to another; (9) to a Member of Congress or a congressional office in response to an inquiry made on behalf of an individual who is the subject of the record; (10) to contractors and other non-Government employees working on a contract, service or assignment for the Federal Government when necessary to accomplish a function related to an OGE Government-wide system of records; and (11) on the OGE Website and to any person, department or agency, any written ethics agreement filed with OGE by an individual nominated by the President to a position requiring Senate confirmation. See also the OGE/GOVT-1 executive branch-wide Privacy Act system of records. Public Burden Information This collection of information is estimated to take an average of three hours per response, including time for reviewing the instructions, gathering the data needed, and completing the form. Send comments regarding the burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to the Program Counsel, U.S. Office of Government Ethics (OGE), Suite 500, 1201 New York Avenue, NW., Washington, DC 20005-3917. Pursuant to the Paperwork Reduction Act, as amended, an agency may not conduct or sponsor, and no person is required to respond to, a collection of information unless it displays a currently valid OMB control number (that number, 3209-0001, is displayed here and at the top of the first page of this OGE Form 278e).