Filing ID #10010419

f inancial D iScloSure r ePort
Clerk of the House of Representatives • Legislative Resource Center • 135 Cannon Building • Washington, DC 20515

filer information
name:

Hon. Tom Cole

Status:

Member

State/District:

OK04

filing information
filing type:

Annual Report

filing year:

2015

filing Date:

04/29/2016

ScheDule a: aSSetS anD "unearneD" income
asset
10 Acres of land in Johnson County, Owned with
Brother

owner value of asset income
type(s)

income

tx. >
$1,000?

$1,001 - $15,000

None

457 Sooner Savings ⇒
American Century Income and Growth Fund

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

457 Sooner Savings ⇒
BGI SDP Stock Fund

$1,001 - $15,000

Capital Gains,
Dividends

$1 - $200

c
d
e
f
g

457 Sooner Savings ⇒
Columbia Acorn Fund

$1,001 - $15,000

Capital Gains,
Dividends

$1 - $200

c
d
e
f
g

457 Sooner Savings ⇒
Dreyfus Premium Leader A Fund

$1,001 - $15,000

Capital Gains,
Dividends

$1 - $200

c
d
e
f
g

457 Sooner Savings ⇒
Europacific A Growth Fund

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

457 Sooner Savings ⇒
Janus Small Cap Value Fund

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

c
d
e
f
g

LOCATION: Johnson County, OK, US

 asset

owner value of asset income
type(s)

income

tx. >
$1,000?

457 Sooner Savings ⇒
T Rowe Price Balanced Fund

$15,001 - $50,000 Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

457 Sooner Savings ⇒
T Rowe Price Blue Chip Growth Fund

$1,001 - $15,000

$201 - $1,000

c
d
e
f
g

Capital Gains,
Dividends

Alliant Energy Corporation (LNT)

SP

$15,001 - $50,000 Capital Gains,
Dividends

$1,001 - $2,500

b
c
d
e
f
g

AT&T Inc. (T)

JT

$15,001 - $50,000 Capital Gains,
Dividends

$1,001 - $2,500

b
c
d
e
f
g

Becton, Dickinson and Company (BDX)

JT

$15,001 - $50,000 Capital Gains,
Dividends

$1,001 - $2,500

c
d
e
f
g

Burke & Herbert Money Market Fund

$15,001 - $50,000 Interest

$1 - $200

c
d
e
f
g

Cole, Hargrave and Snodgrass

$50,001 $100,000

Capital Gains,
Dividends,
Management Fee

$5,001 $15,000

c
d
e
f
g

Cole, Hargrave, Snodgrass 401(K) ⇒
Credit Suisse Capital Appreciation Fund

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

Cole, Hargrave, Snodgrass 401(K) ⇒
Franklin Balance Stock Investment Fund

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

Cole, Hargrave, Snodgrass 401(K) ⇒
Franklin Income Fund A

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

Cole, Hargrave, Snodgrass 401(K) ⇒
Franklin MSF Mutual Share Fund

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

Cole, Hargrave, Snodgrass 401(K) ⇒
Franklin Small/Med Cap Fund

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

Cole, Hargrave, Snodgrass 401(K) ⇒
Lord Abbott Core Fixed Income Fund

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

Cole, Hargrave, Snodgrass 401(K) ⇒
Lord Abbott Mid Cap Value Fund

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

LOCATION: Moore, OK, US
DESCRIPTION: Polling, Political Campaign Consulting Company

 asset

owner value of asset income
type(s)

income

tx. >
$1,000?

Cole, Hargrave, Snodgrass 401(K) ⇒
Oppenheimer Global Fund Class A

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

Cole, Hargrave, Snodgrass 401(K) ⇒
Oppenheimer Main Street Fund Class A

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

Cole, Hargrave, Snodgrass 401(K) ⇒
Pimco High Yield Fund

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

Cole, Hargrave, Snodgrass 401(K) ⇒
Putnam International Equity Fund A

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

Cole, Hargrave, Snodgrass 401(K) ⇒
Strong Government Securities Fund

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

Cole, Hargrave, Snodgrass 401(K) ⇒
Templeton Foreign Fund A

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

Cole, Hargrave, Snodgrass 401(K) ⇒
Vankemp Common Stock Fund A

$1,001 - $15,000

Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

Duke Energy Corporation (DUK)

JT

$15,001 - $50,000 Capital Gains,
Dividends

$1,001 - $2,500

b
c
d
e
f
g

Ellen Cole's 401(k) ⇒
Fidelity Diversified International Fund

SP

$1,001 - $15,000

$201 - $1,000

c
d
e
f
g

Ellen Cole's 401(k) ⇒
Fidelity Spartan 500 Index Fund

SP

$15,001 - $50,000 Capital Gains,
Dividends

$1,001 - $2,500

c
d
e
f
g

Ellen Cole's 401(k) ⇒
Fidelity Total Bond Fund

SP

$15,001 - $50,000 Capital Gains,
Dividends

$1,001 - $2,500

b
c
d
e
f
g

Ellen's Fidelity IRA ⇒
Fidelity Contrafund Fund

SP

$15,001 - $50,000 Capital Gains,
Dividends

$1,001 - $2,500

b
c
d
e
f
g

Ellen's Fidelity IRA ⇒
Fidelity Diversified International Stock Fund

SP

$15,001 - $50,000 Capital Gains,
Dividends

$1,001 - $2,500

b
c
d
e
f
g

Ellen's Fidelity IRA ⇒
Fidelity Spartan 500 Index Fund

SP

$15,001 - $50,000 Capital Gains,
Dividends

$1,001 - $2,500

b
c
d
e
f
g

Ellen's Fidelity IRA ⇒
Fidelity Total Bond Fund

SP

$50,001 $100,000

$2,501 - $5,000

b
c
d
e
f
g

Capital Gains,
Dividends

Capital Gains,
Dividends

 asset

owner value of asset income
type(s)

income

tx. >
$1,000?

Exxon Mobil Corporation (XOM)

JT

$50,001 $100,000

Capital Gains,
Dividends

$1,001 - $2,500

b
c
d
e
f
g

Fidelity Contrafund

JT

$50,001 $100,000

Capital Gains,
Dividends

$1,001 - $2,500

c
d
e
f
g

Fidelity Spartan 500 Index Fund

JT

$100,001 $250,000

Capital Gains,
Dividends

$2,501 - $5,000

c
d
e
f
g

Fidelity Variable Annuity ⇒
Fidelity Freedom 2020 Fund

JT

$100,001 $250,000

Capital Gains,
Dividends

$2,501 - $5,000

b
c
d
e
f
g

Johnson Controls, Inc. (JCI)

JT

$50,001 $100,000

Capital Gains,
Dividends

$1,001 - $2,500

b
c
d
e
f
g

Mid First Money Market Fund

JT

$100,001 $250,000

Interest

$201 - $1,000

c
d
e
f
g

Personal Residence

JT

$100,001 $250,000

None

JT

$15,001 - $50,000 Capital Gains,
Dividends

$201 - $1,000

c
d
e
f
g

$250,001 $500,000

Capital Gains,
Dividends

$15,001 $50,000

c
d
e
f
g

$100,001 $250,000

Capital Gains,
Dividends

$2,501 - $5,000

b
c
d
e
f
g

Tom's Federal Thrift Savings Plan ⇒
C Fund

$100,001 $250,000

Capital Gains,
Dividends

$5,001 $15,000

b
c
d
e
f
g

Tom's Federal Thrift Savings Plan ⇒
F Fund

$50,001 $100,000

Capital Gains,
Dividends

$1,001 - $2,500

b
c
d
e
f
g

Tom's Federal Thrift Savings Plan ⇒
G Fund

$100,001 $250,000

Capital Gains,
Dividends

$5,001 $15,000

b
c
d
e
f
g

Tom's Federal Thrift Savings Plan ⇒
I Fund

$50,001 $100,000

Capital Gains,
Dividends

$1,001 - $2,500

b
c
d
e
f
g

c
d
e
f
g

LOCATION: Moore / Cleveland, OK, US

Spectra Energy Corp (SE)

Strategic Communications (Moore) Stock
DESCRIPTION: Owns Phone Bank

T. Rowe Price Equity Income Fund

JT

 asset

owner value of asset income
type(s)

income

tx. >
$1,000?

Tom's Fidelity IRA ⇒
Fidelity Contrafund Fund

$50,001 $100,000

Capital Gains,
Dividends

$2,501 - $5,000

b
c
d
e
f
g

Tom's Fidelity IRA ⇒
Fidelity Diversified International Fund

$50,001 $100,000

Capital Gains,
Dividends

$2,501 - $5,000

b
c
d
e
f
g

Tom's Fidelity IRA ⇒
Fidelity Spartan 500 Index Fund

$50,001 $100,000

Capital Gains,
Dividends

$2,501 - $5,000

b
c
d
e
f
g

Tom's Fidelity IRA ⇒
Fidelity Total Bond Fund

$100,001 $250,000

Capital Gains,
Dividends

$2,501 - $5,000

b
c
d
e
f
g

Tronox Limited Ordinary Shares Class A $0.01 par
(TROX)

JT

$1 - $1,000

None

Vanguard Dividend Growth Fund

JT

$100,001 $250,000

Capital Gains,
Dividends

$2,501 - $5,000

b
c
d
e
f
g

Vanguard High Yield Tax Exempt Fund

JT

$250,001 $500,000

Capital Gains,
Dividends

$15,001 $50,000

b
c
d
e
f
g

Vanguard Total International Stock Fund

JT

$100,001 $250,000

Capital Gains,
Dividends

$2,501 - $5,000

b
c
d
e
f
g

Vanguard Total Stock Market Index Fund

JT

$250,001 $500,000

Capital Gains,
Dividends

$5,001 $15,000

b
c
d
e
f
g

Walgreen Co. (WAG)

JT

$15,001 - $50,000 Capital Gains,
Dividends

$1,001 - $2,500

c
d
e
f
g

Wells Fargo & Company (WFC)

JT

$50,001 $100,000

$2,501 - $5,000

b
c
d
e
f
g

c
d
e
f
g

Capital Gains,
Dividends

* Asset class details available at the bottom of this form.

ScheDule B: tranSactionS
asset

owner Date

tx. amount
type

Alliant Energy Corporation (LNT)

SP

Quarterly

P

$1,001 - $15,000

AT&T Inc. (T)

JT

Quarterly

P

$1,001 - $15,000

cap.
gains >
$200?

 asset

owner Date

tx. amount
type

Duke Energy Corporation (DUK)

JT

Quarterly

P

$1,001 - $15,000

Ellen Cole's 401(k) ⇒
Fidelity Total Bond Fund

SP

Monthly

P

$1,001 - $15,000

Ellen's Fidelity IRA ⇒
Fidelity Contrafund Fund

SP

01/7/2015

P

$1,001 - $15,000

Ellen's Fidelity IRA ⇒
Fidelity Diversified International Fund

SP

01/7/2015

P

$1,001 - $15,000

Ellen's Fidelity IRA ⇒
Fidelity Spartan 500 Fund

SP

01/7/2015

P

$1,001 - $15,000

Ellen's Fidelity IRA ⇒
Fidelity Total Bond Fund

SP

01/7/2015

P

$1,001 - $15,000

Ellen's Fidelity IRA ⇒
Fidelity Total Bond Fund

SP

Monthly

P

$1,001 - $15,000

Exxon Mobil Corporation (XOM)

JT

Quarterly

P

$1,001 - $15,000

Fidelity Variable Annuity ⇒
Fidelity Freedom 2020 Fund

JT

Monthly

P

$1,001 - $15,000

International Business Machines Corporation (IBM)

JT

08/13/2015

S

$15,001 - $50,000

Johnson Controls, Inc. (JCI)

JT

Quarterly

P

$1,001 - $15,000

T. Rowe Price Equity Income Fund

Monthly

P

$1,001 - $15,000

Tom's Federal Thrift Savings Plan ⇒
C Fund

Monthly

P

$1,001 - $15,000

Tom's Federal Thrift Savings Plan ⇒
F Fund

Monthly

P

$1,001 - $15,000

Tom's Federal Thrift Savings Plan ⇒
G Fund

Monthly

P

$1,001 - $15,000

Tom's Federal Thrift Savings Plan ⇒
I Fund

Monthly

P

$1,001 - $15,000

cap.
gains >
$200?

DESCRIPTION: Investment Payment

c
d
e
f
g

 asset

owner Date

tx. amount
type

Tom's Fidelity IRA ⇒
Fidelity Contrafund Fund

01/7/2015

P

$1,001 - $15,000

Tom's Fidelity IRA ⇒
Fidelity Diversified International Fund

01/7/2015

P

$1,001 - $15,000

Tom's Fidelity IRA ⇒
Fidelity Spartan 500 Index Fund

01/7/2015

P

$1,001 - $15,000

Tom's Fidelity IRA ⇒
Fidelity Total Bond Fund

01/7/2015

P

$1,001 - $15,000

Tom's Fidelity IRA ⇒
Fidelity Total Bond Fund

Monthly

P

$1,001 - $15,000

Tom's State Farm Life Annuity

07/27/2015

S

$15,001 - $50,000

cap.
gains >
$200?

c
d
e
f
g

DESCRIPTION: not self-directed

Vanguard Dividend Growth Fund

JT

Monthly

P

$1,001 - $15,000

Vanguard Dividend Growth Fund

JT

08/8/2015

P

$15,001 - $50,000

Vanguard High Yield Exempt Fund

JT

Monthly

P

$1,001 - $15,000

Vanguard High Yield Tax Exempt Fund

JT

08/8/2015

P

$1,001 - $15,000

Vanguard Inflation Protected Fund

JT

08/8/2015

S

$50,001 $100,000

Vanguard Total International Stock Fund

JT

Quarterly

P

$1,001 - $15,000

Vanguard Total International Stock Index Fund

JT

08/8/2015

P

$1,001 - $15,000

Vanguard Total Stock Market Index Fund

JT

08/8/2015

P

$1,001 - $15,000

Vanguard Total Stock Market Index Fund

JT

Monthly

P

$1,001 - $15,000

Wal-Mart Stores, Inc. (WMT)

JT

08/11/2015

S

$15,001 - $50,000

c
d
e
f
g

c
d
e
f
g

 asset

owner Date

tx. amount
type

Wells Fargo & Company (WFC)

JT

P

Quarterly

cap.
gains >
$200?

$1,001 - $15,000

* Asset class details available at the bottom of this form.

ScheDule c: earneD income
Source

type

amount

Cole, Hargrave, Snodgrass and Associates

Management Fee

$20,000

ScheDule D: liaBilitieS
None disclosed.

ScheDule e: PoSitionS
Position

name of organization

Board of Directors

Fulbright Association

Board of Regents

Smithsonian Institute

Board of Advisors for Congressional
Program

Aspen Institute

Partner

Strategic Communications

Partner

Cole, Hargrave, Snodgrass and Associates

ScheDule f: agreementS
Date

Parties to

terms of agreement

April 2003

Cole, Hargrave, Snodgrass and Associates

Quarterly Management Fee of $5,000 from personal business
(Approved by Committee on Standards)

ScheDule g: giftS
None disclosed.

ScheDule h: travel PaymentS anD reimBurSementS

 trip Details

inclusions

Source

Start
Date

end Date itinerary

ABC News

07/4/2015

07/5/2015

DC - New York City DC

ABC News

10/3/2015

10/4/2015

DC - New York City DC

Days at
own exp.

lodging?

food?

family?

0

b
c
d
e
f
g

c
d
e
f
g

c
d
e
f
g

0

b
c
d
e
f
g

c
d
e
f
g

c
d
e
f
g

ScheDule i: PaymentS maDe to charity in lieu of honoraria
None disclosed.

ScheDule a anD B aSSet claSS DetailS
457 Sooner Savings
Cole, Hargrave, Snodgrass 401(K)
Ellen Cole's 401(k) (Owner: SP)
Ellen's Fidelity IRA (Owner: SP)
Fidelity Variable Annuity (Owner: JT)
Tom's Federal Thrift Savings Plan
LOCATION: US
Tom's Fidelity IRA

excluSionS of SPouSe, DePenDent, or truSt information
iPo: Did you purchase any shares that were allocated as a part of an Initial Public Offering?

j Yes n
k
l
m
n
i No
j
k
l
m
trusts: Details regarding "Qualified Blind Trusts" approved by the Committee on Ethics and certain other "excepted trusts" need not
be disclosed. Have you excluded from this report details of such a trust benefiting you, your spouse, or dependent child?

j Yes n
k
l
m
n
i No
j
k
l
m
exemption: Have you excluded from this report any other assets, "unearned" income, transactions, or liabilities of a spouse or
dependent child because they meet all three tests for exemption?

j Yes n
k
l
m
n
i No
j
k
l
m

certification anD Signature
b I CERTIFY that the statements I have made on the attached Financial Disclosure Report are true, complete, and correct to the
c
d
e
f
g
best of my knowledge and belief.
Digitally Signed: Hon. Tom Cole , 04/29/2016