United States Senate F1nanc1al Annual Report for Calendar 2016 The Honorable James Lankford (Lankford, James) 5 Filed 05/15/2017 11:58 PM The following statements were checked before filing: I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief. a I understand that reports cannot be edited once filed. To make corrections, I will submit an electronic amendment to this report. I omitted assets because they meet the three- part test for exemption. Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria Did any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf. for an article, speech, or appearance? Yes it Date Activity Amount Who Paid? Who received payment? 1 01/10/2016 Speech $300.00 Arrow Heights Baptist Church Self Broken Arrow, OK 2 02/21/2016 Speech $500.00 Woodcrest Chapel Church Self Columbia, MO 3 02/28/2016 Speech $1,000.00 Grace Community Church Self Oklahoma City, OK 4 09/11/2016 Speech $500.00 Putnam City Baptist Church Self Oklahoma City, OK 5 12/04/2016 Speech $300.00 Eagle Heights Baptist Church Self Oklahoma City, OK Part 2. Earned and Non-Investment Income Did you or your spouse have reportable earned income or non-investment income? Yes Who Was Paid Type Who Paid Amount Paid 1 Spouse Self?Employment Income Speech Language Pathology Services $1,000 Edmond. OK Part 3. Assets Did you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over $5,000, or receive income of more than $200 from an asset? has 2.1 3.1 4.1 4.2 4.3 Asst MidFirst Bank (Oklahoma City, OK) Type: Checking, Savings, Daugher 529 Account Institution: CREF Conservative Managed Allocation Age 14-17 Daughter 2 529 Account Institution: CREF Conservative Managed Allocation Age 18+ Personal IRA Acadian Emerging Markets Port Inst! American Beacon Stephens Small Cap Growth Inv Deutsche Global High Income FD 8 Bank Deposit Education Savings Plans 529 College Savings Plan Mutual Funds Mutual Fund Education Savings Plans 529 College Savings Plan Mutual Funds Mutual Fund Retirement Plans Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Joint Joint Joint Joint Joint Self Self Self $15,001 $50,000 $15,001 $50,000 $15,001 - $50,000 $1,001 - $15,000 $1,001 - $15,000 $1,001 - $15,000 lama Imps interest, Excepted lnvestm ent Fund, Excepted Investment Fund, Excepted Investment Fund, Excepted Investment Fund, Excepted Investment Fund, meme None (or less than $201) $201 - $1,000 $201 - $1 .000 None (or less than $201) $201 - $1 ,000 $201 $1 .000 4.4 4.5 4.6 4.7 4.8 4.9 4.10 4.11 4.12 Deutsche Ultra Short Duration PD 8 Deutsche Unoonstralned Income Fund 3 Fidelity Adviser New Insights CL I Fidelity Capth Apprecitation Fidelity High Income Fidelity Low Priced Stock m- Fidelity Strategic Real Return (NASDAQ) lnvesoo Comstock Fund Cl. A - Oppenheimer Senior Floating Rate A (NASDAQ) James and Cindy Mutual Fund Description: Investments (Oklahoma City, OK) Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Investment Fund Investment Club Self Self Self Self Self Self Self Self Self Joint $1,001 $15,000 $1,001 - $15,000 $15,001 $50,000 $15,001 $50,000 $1 .001 - $15,000 $1,001 $15,000 $1,001 - $15,000 $15,001 - $50,000 $1,001 $15,000 11mm Ilene Excepted Investment Fund, Excepted Investment Fund. Excepted Investment Fund, Excepted Investment Fund, Excepted Investment Fund, Excepted Investment Fund. Excepted Investment Fund, Excepted Investment Fund. Excepted Investment Fund, Isms None (or less than $201) None (or less than $201) $5,001 - $15,000 $5,001 $15,000 $201 $1,000 $2,501 $5.000 None (or less than $201) $5,001 - $15,000 $201 - $1 ,000 5.1 5.2 5.3 5.4 5.5 5.6 5.7 5.8 5.9 5.10 AS591 - American Beacon Stephens Sm Cp Gr 0 (NASDAQ) Deutsche Global High Income FD 5 EM - Fidelity Emerging Markets (NASDAQ) - Fidelity Strategic Rea! Return (NASDAQ) EM - Fidelity Capital Appreciation (NASDAQ) Ems); - Fidelity Adviser New Insights i (NASDAQ) - Fidelity High Income (NASDAQ) 51:35); - Fidelity Low-Priced Stock (NASDAQ) ?9.51! - Invesco Comstock A (NASDAQ) 55m - Deutsche Unoonstrained Income (NASDAQ) Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Joint Joint Joint Joint Joint Joint Joint Joint Joint Joint None (or less than $1,001) None (or less than $1,001) None (or less than $1,001) None (or less than $1,001) $1,001 - $15,000 $1,001 - $15,000 None (or less than $1,001) None (or Iessthan $1,001) $1,001 - $15,000 None (or less than $1,001) income Ives Excepted Investment Fund, Excepted Investment Fund, Excepted Investment Fund, Excepted Investment Fund. Excepted Investment Fund, Excepted Investment Fund, Excepted Investment Fund, Excepted lnves?nent Fund, Excepted Investment Fund, Excepted Investment Fund, lame None (or less than $201 None (or less than $201) None (or less than $201) None (or less than $201) $201 - $1,000 $201 - $1,000 None (or less than $201) None (or less than $201) $201 $1.000 None (or less than $201 5.11 5.12 6.1 6.2 6.3 6.4 6.5 6.6 6.7 $3.31 591.153 - Deutsehe Ultra-Short Duration 3 (NASDAQ) Oppenheimer Senior Floating Rate CL A Cindy IRA Em - Fidelity Strategic Real Return (NASDAQ) - Fidelity Capital Appreciation (NASDAQ) - Fidelity Adviser New Insights I (NASDAQ) - Fidelity High income (NASDAQ) - Fidelity Low-Priced Stock (NASDAQ) A0511 - inveseo Gemstock A (NASDAQ) AEMQE - Acadian Emerging Markets lnsti (NASDAQ) AsseerQLnetMue Mutual Funds Mutual Fund Mutual Funds Mutual Fund Retirement Plans lFiA Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Joint Joint Spouse Spouse Spouse Spouse Spouse Spouse Spouse Spouse None (or less than $1,001) None (or less than $1,001) None (or less than $1,001) $1.001 - $15,000 $1.001 - $15,000 None (or less than $1.001) None (or less than $1,001) $1,001 $15,000 None (or less than $1,001) insane Ives Excepted investment Fund, Excepted investment Fund, Excepted investment Fund, Excepted investment Fund, Excepted investment Fund, Excepted Investment Fund, Excepted lnvestm ent Fund, Excepted Investment Fund, Excepted investment Fund. 1039019 None (or less than $201) None (or less than $201) None (or less than $201) $1,001 - $2.500 $1.001 $2.500 None (or less than $201) $201 - $1 .000 $201 - $1 .000 None (or less than $201) 6.8 6.9 6.10 6.11 6.12 A391. 51%; - American Beacon Stephens Sm Cp Gr (NASDAQ) - Deutsche Unconstralned Income (NASDAQ) - Deutsche Ultra-Short Duration (NASDAQ) - Deutsche Global High income 8 (NASDAQ) - Oppenheimer Senior Floating Rate A (NASDAQ) Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Mutual Funds Mutual Fund Spouse Spouse Spouse Spouse Spouse Maine None (or less than $1,001) None (or less than $1,001) None (or less than $1 ,001) None (or less than $1 ,001) None (or less than $1,001) Lame. Ives Excepted Investment Fund, Excepted Investment Fund, Excepted investment Fund, Excepted Investment Fund, Excepted Investment Fund, income None (or less than $201) None (or less than $201 None (or less than $201) None (or less than $201) None (or less than $201 Part 4a. Periodic Transaction Report Summary in this section, electronically filed periodic transaction report (PTR) transactions are displayed for you. Have you filed any paper?based PTRs in this period? No Part 4b. Transactions Did you, your spouse, or dependent child buy. sell, or exchange an asset that exceeded $1 ,000?? Yes Owner 1 Joint I 2 I Joint 3 Joint 4 Joint Ticker Asset Name INVESCO GLOBAL NEUTRAL A INVESCO ALL CAP MRKT NEUTRAL A FIDELTY STRATEGIC REAL RETURN FIDELITY LOW PRICED STOCK Transaction Type Purchase Purchase Sale (Full) Sale (Partial) Transaction Date 04/21/2016 04/21/2016 04/20/201 6 04/20/2016 Amount $1,001 - $15,000 $1,001 - $15,000 $1,001 - $15,000 $1,001 - $15,000 Comment Transaction Transaction Owner Ticker Asset Name Type Date Amount Comment 5 Joint -- DEUTSCHE UNCONSTRAINED Sale (Fuli) 04/20/2016 $1,001 FUND 8 $15,000 6 Joint DEUTSCHE UNTRA SHORT Sale (Fuli) 04/20/2016 $1,001 - DURATION FD 8 $15,000 7 Joint INVESCO COMSTOCK FUND CL A Purchase 04/21/2016 $1,001 $1 5,000 8 Joint GLOBAL MARKT NEUTRAL Sale (Fuil) 11/05/2016 $1,001 A $1 5,000 9 Joint -- ALL CAP MRKT NEUTRAL A Sate (Full) 11/05/2016 $1,001 $15,000 Part 5. Gifts Did you, your spouse, or dependent child receive any reportable gift during the reporting period? No Part 6. Travel Did you, your spouse, or dependent child receive any or reimbursements for travel? No Part 7. Liabilities Did you, your spouse, or dependent child have a liability worth more than $10,000 at any time? Yes Rate incurred Debtor Type Points (Term) Amount Creditor Comments 1 2013 Joint Mortgage 0 3.625% $100,001 $250,000 US Bank (30 Year) Minneapolis, MN 2 2013 Joint Other (Car - 2.5% $10,001 - $15,000 Bank of the West - Loan) (5 Years) San Fransisco, CA 3 2015 Joint Other (Car 2.9% $10,001 $15,000 MidFirst Bank Loan) (60 Okiahoma City, OK Month) Part 8. Positions Did you hold any outside positions during the reporting period? Yes Position Position Dates Held Entity Entity Type Comments 1 Jan 2013 to Trustee Jasmine Moran Children's Nonprofit Uncompensated present Museum Organization Position Seminole, 0K Part 9. Agreements Did y0u have any reportable agreement or arrangement with an outside entity? No Part 10. Compensation if this is your first report, or you are a candidate did you receive compensation of more than $5,000 from a single source in the two prior years? This is not my first report. Attachments Comments No attachments added. No comments added.